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Article If Cell Mechanics Can Be Described by Elastic Modulus: Study of Different Models and Probes Used in Indentation Experiments Nataliia Guz, 1 Maxim Dokukin, 2 Vivekanand Kalaparthi, 3 and Igor Sokolov 2,3,4, * 1 Department of Physics, Clarkson University, Potsdam, New York; 2 Department of Mechanical Engineering, 3 Department of Biomedical Engineering, and 4 Department of Physics, Tufts University, Medford, Massachusetts ABSTRACT Here we investigated the question whether cells, being highly heterogeneous objects, could be described with the elastic modulus (effective Young’s modulus) in a self-consistent way. We performed a comparative analysis of the elastic modulus derived from the indentation data obtained with atomic force microscopy (AFM) on human cervical epithelial cells (both normal and cancerous). Both sharp (cone) and dull (2500-nm radius sphere) AFM probes were used. The indentation data were processed through different elastic models. The cell was approximated as a homogeneous elastic medium that had either 1), smooth hemispherical boundary (Hertz/Sneddon models) or 2), the boundary covered with a layer of glycocalyx and membrane protrusions (‘‘brush’’ models). Consistency of these approximations was investigated. Specifically, we tested the independence of the elastic modulus of the indentation depth, which is assumed in these models. We demonstrated that only one model showed consistency in treating cells as a homogeneous elastic medium, namely, the brush model, when processing the indentation data collected with the dull AFM probe. The elastic modulus demonstrated strong depth dependence in all models: Hertz/Sneddon models (no brush taken into account), and when the brush model was applied to the data collected with sharp conical probes. We conclude that it is possible to describe the elastic properties of the cell body by means of an effec- tive elastic modulus, used in a self-consistent way, when using the brush model to analyze data collected with a dull AFM probe. The nature of these results is discussed. INTRODUCTION Mechanical properties of cells are important factors defining cell functionality, motility, tissue formation (1,2), stem cell differentiation (3), etc. Changes in cell elasticity as a marker for cell abnormalities, and a correlation with various human diseases, has been recently discovered. It has been impli- cated in the pathogenesis of many progressive diseases, including vascular diseases, kidney disease, cancer, malaria, cataracts, Alzheimer’s, diabetic complications, cardiomyop- athies, etc. (4–6). In some cases, it is believed that the loss of tissue elasticity arises from the changes in the extracellular matrix (7), not in the cells per se. However, it has also been shown that the cells themselves can also change their elas- ticity quite considerably due to cancer, malaria, arthritis, and even aging (8–10). Furthermore, the stiffening of red blood cells infected with malaria (11,12) was found to be responsible for fatal incidents of this disease. Low rigidity of cancer cells was recently suggested as an indicator for cancer diagnosis (13,14). Therefore, in addition to the fundamental interest, there is a practical need to measure cell mechanics quantitatively. At the same time, a number of experimental results show complexity and sometimes ambiguity in the obtained re- sults. For example, in contrast with the low rigidity of can- cer cells reported in the majority of works, there are results demonstrating no change (15) or even increase of rigidity (16) with malignant development. Another example is related to a viscoelastic response of cells. Cells typically demonstrate higher rigidity (storage and instantaneous modulus) with the load rate increase (17). However, such behavior was not observed in the other work (18). Thus, it is important to test validity of the models used to derive the quantitative mechanical properties of cells. To have the measurements interpreted in a quantitative way, one needs to characterize mechanical properties in an instrument/method/model-independent way. This is typi- cally done with the help of elastic moduli (19), quantitative parameters assigned to material, not the way it is measured. It should be noted that the cell is a rather complex object. Although it is known that the majority of complex structures can be characterized with the elastic moduli when the con- tact stresses and strains are sufficiently small, it is question- able whether cells can be described in terms of the elastic modulus at all in a self-consistent (quantitative) way. This work is an attempt to answer this question. There are three primary static moduli of elasticity that can be used to describe the cell: Young’s (tensile), shear, and bulk. Assuming a cell is a homogeneous and isotropic mate- rial (at least for relatively small indentations), the cell can be characterized by just two parameters—for example, by the Submitted December 31, 2013, and accepted for publication June 16, 2014. *Correspondence: [email protected] N. Guz and M. Dokukin contributed equally to this article. Editor: Ruth Baker. Ó 2014 by the Biophysical Society 0006-3495/14/08/0564/12 $2.00 http://dx.doi.org/10.1016/j.bpj.2014.06.033 564 Biophysical Journal Volume 107 August 2014 564–575

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Page 1: If Cell Mechanics Can Be Described by Elastic Modulus ... · Article If Cell Mechanics Can Be Described by Elastic Modulus: Study of Different Models and Probes Used in Indentation

564 Biophysical Journal Volume 107 August 2014 564–575

Article

If Cell Mechanics Can Be Described by Elastic Modulus: Study of DifferentModels and Probes Used in Indentation Experiments

Nataliia Guz,1 Maxim Dokukin,2 Vivekanand Kalaparthi,3 and Igor Sokolov2,3,4,*1Department of Physics, Clarkson University, Potsdam, New York; 2Department of Mechanical Engineering, 3Department of BiomedicalEngineering, and 4Department of Physics, Tufts University, Medford, Massachusetts

ABSTRACT Here we investigated the question whether cells, being highly heterogeneous objects, could be described with theelastic modulus (effective Young’s modulus) in a self-consistent way. We performed a comparative analysis of the elasticmodulus derived from the indentation data obtained with atomic force microscopy (AFM) on human cervical epithelial cells(both normal and cancerous). Both sharp (cone) and dull (2500-nm radius sphere) AFM probes were used. The indentationdata were processed through different elastic models. The cell was approximated as a homogeneous elastic medium thathad either 1), smooth hemispherical boundary (Hertz/Sneddon models) or 2), the boundary covered with a layer of glycocalyxand membrane protrusions (‘‘brush’’ models). Consistency of these approximations was investigated. Specifically, we tested theindependence of the elastic modulus of the indentation depth, which is assumed in these models. We demonstrated that onlyone model showed consistency in treating cells as a homogeneous elastic medium, namely, the brush model, when processingthe indentation data collected with the dull AFM probe. The elastic modulus demonstrated strong depth dependence in allmodels: Hertz/Sneddon models (no brush taken into account), and when the brush model was applied to the data collectedwith sharp conical probes. We conclude that it is possible to describe the elastic properties of the cell body by means of an effec-tive elastic modulus, used in a self-consistent way, when using the brush model to analyze data collected with a dull AFM probe.The nature of these results is discussed.

INTRODUCTION

Mechanical properties of cells are important factors definingcell functionality, motility, tissue formation (1,2), stem celldifferentiation (3), etc. Changes in cell elasticity as a markerfor cell abnormalities, and a correlation with various humandiseases, has been recently discovered. It has been impli-cated in the pathogenesis of many progressive diseases,including vascular diseases, kidney disease, cancer, malaria,cataracts, Alzheimer’s, diabetic complications, cardiomyop-athies, etc. (4–6). In some cases, it is believed that the loss oftissue elasticity arises from the changes in the extracellularmatrix (7), not in the cells per se. However, it has also beenshown that the cells themselves can also change their elas-ticity quite considerably due to cancer, malaria, arthritis,and even aging (8–10). Furthermore, the stiffening of redblood cells infected with malaria (11,12) was found to beresponsible for fatal incidents of this disease. Low rigidityof cancer cells was recently suggested as an indicator forcancer diagnosis (13,14). Therefore, in addition to thefundamental interest, there is a practical need to measurecell mechanics quantitatively.

At the same time, a number of experimental results showcomplexity and sometimes ambiguity in the obtained re-

Submitted December 31, 2013, and accepted for publication June 16, 2014.

*Correspondence: [email protected]

N. Guz and M. Dokukin contributed equally to this article.

Editor: Ruth Baker.

� 2014 by the Biophysical Society

0006-3495/14/08/0564/12 $2.00

sults. For example, in contrast with the low rigidity of can-cer cells reported in the majority of works, there are resultsdemonstrating no change (15) or even increase of rigidity(16) with malignant development. Another example isrelated to a viscoelastic response of cells. Cells typicallydemonstrate higher rigidity (storage and instantaneousmodulus) with the load rate increase (17). However, suchbehavior was not observed in the other work (18). Thus, itis important to test validity of the models used to derivethe quantitative mechanical properties of cells.

To have the measurements interpreted in a quantitativeway, one needs to characterize mechanical properties in aninstrument/method/model-independent way. This is typi-cally done with the help of elastic moduli (19), quantitativeparameters assigned to material, not the way it is measured.It should be noted that the cell is a rather complex object.Although it is known that the majority of complex structurescan be characterized with the elastic moduli when the con-tact stresses and strains are sufficiently small, it is question-able whether cells can be described in terms of the elasticmodulus at all in a self-consistent (quantitative) way. Thiswork is an attempt to answer this question.

There are three primary static moduli of elasticity that canbe used to describe the cell: Young’s (tensile), shear, andbulk. Assuming a cell is a homogeneous and isotropic mate-rial (at least for relatively small indentations), the cell can becharacterized by just two parameters—for example, by the

http://dx.doi.org/10.1016/j.bpj.2014.06.033

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Cell Mechanics Can Be Described by Elastic Modulus 565

elastic modulus and the Poisson ratio (19). It should benoted that the term ‘‘elastic modulus’’ exclusively refers tothe Young’s modulus in this work. It is done for consistencywith our previous works and to address the existing concernthat the Young’s modulus might require redefinition at thenanoscale. Because the Poisson ratio of soft materials typi-cally ranges within 0.3–0.5 (20,21), the maximum error inthe definition of the elastic modulus due to the unknownPoisson ratio is expected to be <10% (22). Therefore, itmakes sense to characterize mechanics of cells with justone parameter, the elastic modulus.

The atomic force microscopy (AFM) technique hasbecome popular in the study of cells (15,23,24). In partic-ular, it is possible to use the AFM probe to indent a cell,to study cell mechanics by recording the cantilever deflec-tion while deforming the cell (25,26). The indentation canbe measured while the cell is being immersed in physiolog-ical media. The lateral position of the AFM probe and theload force can be controlled with rather high precision(27,28). This positioning can be done on either individualcells or cell layers in a culture dish (in vitro), or even onpieces of tissue (ex vivo) (29).

To derive the elastic modulus from the indentation exper-iments, simple mechanical models are typically used—theHertz, for a spherical indenter; and Sneddon, for a conicalindenter. We recently suggested an extension of thesemodels to the case of soft samples in which the indenterstarts to interact with the cell surface before contacting itphysically (30,31). As was demonstrated, the majority ofcells have a surface covered with various membrane protru-sions and corrugations (microvilli, microridges, filopodia)and a glycocalyx, which we collectively called a pericellular‘‘brush.’’ The brush, at least partially, can be observed bymeans of electron and confocal optical microscopy, see,e.g., Iyer et al. (15). Although the brush is there, we considerthe models with no brush in this work because 1), thosemodels are the ones in most common use, and 2), the brushcontribution to the cell mechanics might be insignificant.All four models (Hertz/Sneddon, with/without brush) as-sume constancy of the elastic modulus. This assumptioncan be verified, for example, by calculating the elasticmodulus for different depths of indentation. Observationof such dependence would mean inconsistency of the model.

In this work, we verify the consistency of the aboveelastic models by testing the dependence of the elasticmodulus on the indentation depth. To amplify, the indepen-dence of the elastic modulus of the indentation depth isthe necessary condition of applicability of any model inwhich the material is considered elastic and homogeneous/isotropic. Substantially different AFM indenters (conicalsharp and spherical dull ones) were used to collect theindentation data. Analyzing a statistically sound amountof data, we found that independence of the elastic modulusof the indentation depth could be observed only for theindentation done with the dull spherical probes when pro-

cessing the indentation data with the brush model. For allother three models, when data was processed with Hertz/Sneddon models (no brush taken into account), and withthe brush model when data was collected with sharp conicalprobes, there was significant depth dependence observed.One can conclude that the only self-consistent approach toderive the elastic cell modulus is to use the brush modelto process the indentation data collected with a dull AFMprobe (of well-defined geometry). Upon studying the cellmechanics in this way, it seems possible to describe theelastic properties of the cell body by an effective Young’smodulus (the elastic modulus) in a self-consistent manner.

MATERIALS AND METHODS

Cells

Primary cultures of human epithelial normal and cancer cells were collected

from tissue of the cervix of healthy and cancer patients, respectively. All

human tissue was obtained from the Cooperative Human Tissue Network

(CHTN, National Cancer Institute, National Institutes of Health, Bethesda,

MD). Informed consent was obtained from patients according to their pub-

lished guidelines (http://chtn.nci.nih.gov/phspolicies.html). The cells were

prepared by a two-stage enzymatic digestion of cervical tissue, as described

in Gaikwad et al. (32) andWoodworth et al. (33,34). Briefly, each tissue was

digested for 16 h at 4�C in dispase and the layer of epithelial cells was

removed from the underlying connective tissue by scraping. The sheet of

epithelial cells was cut into 1 mm2 pieces and digested in 0.25% trypsin

at 37�C for 10 min. Trypsin was neutralized by adding fetal bovine serum,

and cells were collected by low-speed centrifugation. Cultures consisting of

R95% epithelial cells were maintained in keratinocyte serum-free medium

(Invitrogen, Carlsbad, CA), which prevents outgrowth of fibroblasts and

other stromal cells (no evidence of contamination by fibroblasts or other

stromal cells was observed).

Cells were placed in 60-mm culture dishes and feed three times per week

with keratinocyte serum free medium (Invitrogen). Normal cell strain typi-

cally consisted of cells that had been maintained for <3 passages in vitro

(40–60 population doublings), when they were actively growing, and carci-

noma cell lines were used at population doublings 60–120. The higher num-

ber of divisions of cancer cells was used to avoid possible confusion

between cancer and normal cells (possibly normal cells present in the can-

cer culture dish would die out before that number of population doublings).

All cells were plated in 60-mm tissue-culture dishes, and dishes were

used for experiments when cells were <50% confluent. Right before imag-

ing, the cells were twice washed with Hank’s Balanced Salt Solution me-

dium (HBSS; Life Technologies, Carlsbad, CA) and imaged in this

medium. A quantity of 30–40 cancer and normal cells were used for the

indenting experiments with either sharp or dull probes.

Atomic force microscopy

Indenting Speed

A Bioscope Catalyst AFM (Bruker/Veeco, Billerica, MA), placed on a

model No. TE2000U confocal Eclipse microscope (Nikon, Melville,

NY), and a Dimension 3100 AFM (Bruker/Veeco) with NPoint close-

loop scanner (200� 200� 30 mm, XYZ) were used in this study. Dimension

AFM was equipped with a built-in video microscope that helps with posi-

tioning the AFM probe about the cells of interest (allows observation of

areas from 150 � 110 to 675 � 510 mm2 with 1.5-mm resolution).

Standard cantilever holders for operation in liquids were employed. The

force-volume mode was used in this study. In this mode of operation, an

Biophysical Journal 107(3) 564–575

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566 Guz et al.

AFM probe moves up and down recording the force-indentation curve at

each pixel of the surface. After recording each force curve, the AFM probe

moves up, and then is displaced in the lateral direction to the next pixel of

the surface to continue force recording. The force-volume images of cells

were collected with the resolution typically of 16 � 16 pixels within

50 � 50 mm2 area. The force-volume allows simultaneous recording of

the cell topography and force-indentation curves at each pixel of the sur-

face. The force-indentation curves are analyzed only from a relatively flat

area above the cell nucleus (the incline is smaller than 10–15%).

Standard V-shaped arrow 200-mm AFM cantilevers (Bruker, Santa Bar-

bara, CA) with integrated silicon nitride pyramidal probes (sharp probes)

were used. Spherical colloidal probes were prepared as described, in detail,

in Berdyyeva et al. (25) and Volkov et al. (35). Briefly, these tipless Bruker

cantilevers were used to glue 5-mm diameter silica spheres (Bangs Labora-

tories, Fishers, IN) to the cantilevers attached to either the AFM built-in

micromanipulator (Dimension 3100 microscope; Bruker/Veeco) or a

Micromanipulator Station 6000 (Micromanipulator, Carson City, NV).

The radius of the probe was measured by imaging the inverse grid

(TGT1; NT-MDT, Moscow, Russia). The cone half-angle of the sharp probe

(22.5�) was measured with either the help of electron microscopy or the

same inversed grid. The cantilever spring constant (0.04–0.3 N/m) was

measured using the thermal tuning method (the algorithm from the built-

in AFM software) before gluing the spherical probe.

Measurements of the static elastic modulus imply the use of small inden-

tation speed in the AFM experiments. This is not easy to do when dealing

with soft materials in general because of the creep, a slow increase of inden-

tation depth under constant load. In the case of biological cells, this issue is

even more complicated because slow indentation can induce a nontrivial

biological response from a cell. For example, cells may start to restructure

their cytoskeleton, or develop nontrivial adhesion to the AFM probe

(32,37,38), or simply crawl away.

As a compromise, the force-indentation curves are typically recorded

with a ramp frequency of 1–2 Hz with the vertical ramp size of 3–6 mm.

This reasonably minimizes the viscoelastic effects of the indentation,

although a difference between approaching and retracting force-indentation

curves is still seen even at these speeds. Therefore, it is important to

consider similar speeds when comparing the results of different works.

Here we used 10 mm/s ramping speed (ramp frequency of 1.2 Hz with

the vertical ramp size of 4 mm).

Models used to derive the elastic modulus of cells

Four models are used in this work: the Sneddon model (the case of a cone

indenter) (39), the Hertz model (the case of a spherical indenter) (40), and

the brush models for either conical (derived in this work) or spherical in-

denters (31,41). All these models were derived under the assumption that

the material of study can be characterized with just one elastic modulus,

which is indentation-independent. It is definitely a strong assumption for

such a complex object as a cell. Nevertheless, if this assumption is not valid,

strictly speaking, one cannot use the above models. Thus, it is important to

test the independence of the elastic modulus of the indentation depth to

verify self-consistency of these models.

The Hertz model and its various modifications (25,42–46) have been

widely used to determine the elastic modulus of cells. In these models,

the cell is assumed to be a homogenous material, and the cell border is a

well-defined interface. Although homogeneity of the cell material may be

considered as a reasonable approximation for small deformations, the cell

surface is far from being a well-defined flat interface because it is covered

with the cellular brush. The Hertz and Sneddon models are still broadly

used to calculate the elastic modulus of cells. Therefore, we will study

self-consistency of those models as well.

The model that takes into account the presence of pericellular brush

(15,41) allows deriving the elastic modulus of the cell body as well as

the parameters of the pericellular brush. The brush model for a spherical

indenter is described in detail in Sokolov et al. (47). The case of a conical

Biophysical Journal 107(3) 564–575

indenter is developed in this work. It should be noted that an attempt to

derive a brush model for a conical indenter is found in Wang et al. (48).

However, the formula for the elastic modulus was misprinted, and the for-

mula for the brush force was used for the spherical, not conical indenter in

that work. Here we will briefly overview the brush model for a spherical

indenter, derive formulas for a conical indenter, and extend the brush model

to a broader range of the indentation depths.

It should be noted that all models mentioned above have been developed

for an indenter over either plane or (hemi)sphere. Thus, we processed only

the force curves from the top area of the cell, which can be approximated as

a hemisphere. Following the previous works (10,15), we take the force

curves in the surface points around the top when the incline of the surface

is <10–15� (the spherical approximation of the cell is reasonable for this

small area). To identify such curves, the AFM image of cell heights was

used (the height image was collected as a part of the force-volume data

set). The effective radius of the cell was derived from these images after

taking into account the cell deformation (value i in Eq. 3). Below, we briefly

describe the models used in this work.

The Hertz model

The Hertz model is widely used in the literature for a spherical shape

indenter. In this model, the cell is treated as a homogenous smooth (well-

defined boundary) semisphere of radius Rcell. To derive the elastic modulus

of the cell, the experimental force-indentation curves are fitted with

FðicÞ ¼ 16

9E

ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiRprobe ,Rcell

Rprobe þ Rcell

si3=2c ; (1)

where F is the load force, E is the elastic modulus of the cell, ic is the inden-

tation depth, and R is the radius of the apex of the AFM probe. Here the

probe

Poisson ratio of the cells is set to 0.5.

The Sneddon model

A more general case of geometry of the indenter is described by the Sned-

don model (39). The most popular case of the conical indenter of semi-

angle a is traditionally used. Here the cell is also treated as a homogenous

smooth (well-defined boundary) medium. To derive the elastic modulus of

the cell, the experimental force-indentation curves are fitted with

F ¼ 8

3pE tan a , i2c ; (2)

where F is the load force, E is the elastic modulus, and ic is the indentation

depth. Here the Poisson ratio of the cells is set to 0.5.

Brush model: spherical indenter

If one considers a cell as a spherical object covered with a brush layer, the

AFM probe squeezes both the cell body and brush at the same time (Fig. 1).

To separate the elastic deformation of the cell body from the deformation of

the brush layer, the following model was suggested in Sokolov et al. (41). A

geometrical consideration (see the notations defined in Fig. 1) gives the

equation

h ¼ Z � Z0 þ iþ d: (3)

The relative piezo position of the cantilever Z and the cantilever deflection

d are directly measured with AFM when collecting the force-load curves

(so-called raw data). The other two parameters, deformation of the sample

i, and nondeformed position of the sample Z0, must be found. The elastic

modulus is included in the deformation of the cell body i.

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FIGURE 1 A schematic of AFM probe-cell surface interaction. Brush

layer is shown. The value Z is the relative piezo position of the cantilever,

d is the cantilever deflection, Z0 is the nondeformed position of the sample

surface, i is the deformation of the sample, and Z ¼ 0 is for the maximum

deflection assigned by the AFM user. The value h is the separation between

sample and the AFM probe.

Cell Mechanics Can Be Described by Elastic Modulus 567

A substantial simplification comes from the assumption that the brush is

softer than the cell body. The validity of this assumption can be confirmed

experimentally, or through self-consistency of this model; see the explana-

tions below. Using this assumption, one can unambiguously fit the experi-

mental data with the parameters of Eq. 3, the elastic modulus E, and

nondeformed position of the sample Z0, by considering the limit of

squeezed brush. Technically, it is done by saying that h / 0 somewhere

before reaching the maximum load. Obviously, this assumption also de-

pends on the value of the maximum load. We treat it as plausible because

1), it is the parameter one can control with the AFM setup, and 2), it can

be directly checked retrospectively (finding h after calculating the elastic

modulus). This self-consistency of the squeezed brush will be checked

retrospectively for all calculations. This will be exampled and discussed

below and in the Results and Discussion.

Assuming that one can squeeze the brush to the list h/ 0 and using the

Hertz relation between the indentation of the elastic part of cell, i, and force

F (Eq. 1), one can arrive at

Z0 � Z ¼�9

16

k

EffiffiffiffiffiR�p�2=3 �

F

k

�2=3

þ F

k: (4)

Here E is the elastic modulus of the cell body, the Poisson ratio n of the cells

is chosen to be equal to 0.5, k is the spring constant of the AFM cantilever,

and R*¼ Rprobe , Rcell/(Rprobe þ Rcell) Rprobe. The value Rprobe can be found

before starting measurements as described above. Rcell can be restored from

the topographical image of the cell obtained in the force-volume mode cor-

rected by the cell body deformation i.

After finding the elastic modulus, one can separate the contribution of the

brush by finding the force dependence due to brush (F versus h) from the

recorded force curves. The sought force-dependence d(h) can be found

from Eq. 4 by using the found elastic modulus E as follows:

hðdÞ ¼ Z ��9

16

k

EffiffiffiffiffiR�p�2=3 �

d2=3max � d2=3

�� ðdmax � dÞ:(5)

The force F(h) caused by the existence of the brush can now be recon-

structed using the following formula: F(h) ¼ kd. It is instructive to use

the model of entropic brush, which gives a way to introduce the following

brush parameters quantitatively: effective grafting surface density of the

brush constituents (grafting density) N and the brush length L (41,49), as

FðhÞz50 kBTR�N3=2 exp

��2p

h

L

�L; (6)

where kB is the Boltzmann constant, and T is the temperature. This formula

is valid for 0.1 < h/L < 0.8 (50).

Brush model: modification for conical indenter

Here we derive the brush model for the case of the conical indenter. It is

rather close to the previously described case of the spherical indenter.

The main difference is in Eqs. 4 and 5, in the part that describes the defor-

mation of the cell body with the indenter. To describe the indentation of the

cell body with the squeezed brush, the Sneddon model for a conical indenter

of semi-angle a should be used instead of the Hertz model. Equation 4 is

then written as

Z0 � Z ¼�

3pF

8E tan a

�1=2þ F

k: (8)

Similarly, Eq. 5 reads

hðdÞ ¼ Z ��

3pk

8E tan a

�1=2 �d1=2max � d1=2

�� ðdmax � dÞ:(9)

The equation for the brush force can be derived by following the recipe

described, e.g., in Butt et al. (51) and Sokolov (52). Specifically, the force

can be found as an integral used in the derivation of the Derjaguin

approximation:

FðhÞz100pkbT N3=2

ZNh

exp

��2pD

L

�ðD� hÞtan2 a dD:

(10)

Taking this integral, one obtains � �

FðhÞz25

pkBT ,N3=2 , tan2 a , exp �2p

h

LL2: (11)

This formula is also valid for 0.1 < h/L < 0.8.The steps of extracting the

elastic modulus and brush parameters in this model are identical to the

above case of the spherical indenter.

A note about verification of the degree of thebrush compression assumed in the brush models

Equations 6 and 11 allow testing of the degree of the brush compression,

which is assumed during derivation of the elastic modulus in the brush

models. This is done retrospectively after finding the brush parameters as

described above. The question, however, is what degree of compression

should be considered as sufficient. One can note that Eqs. 6 and 11 lose their

validity when the AFM probe-cell surface distance h is <10% of the brush

length L (some sources give 20%). When the brush is squeezed to a higher

degree, the brush behavior turns into the behavior of an elastic layer.

Furthermore, one can easily see that the effective stiffness of the brush is

increasing with the brush compression. At one point, the stiffness of the

substrate will be equal to the stiffness of the squeezed molecular brush,

Biophysical Journal 107(3) 564–575

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568 Guz et al.

and therefore, the elastic responses will become similar. Thus, the error due

to the deviation h from zero can be assigned to the uncertainty in the inden-

tation depth. For example, if we consider 90% deformation of the brush as a

good approximation of completely squeezed brush, this results in 15%

maximum error in the definition of the elastic modulus. This is quite accept-

able for this level of accuracy of the AFM quantitative analysis. In princi-

ple, this can further be improved if needed.

RESULTS AND DISCUSSION

Let us demonstrate the analysis of the collected force-indentation curves through either Hertz/Sneddon modelsor the brush models. An example of processing rawAFM data, deflection of the AFM cantilever versus verticalposition of the AFM scanner (d versus Z) is shown inFig. 2. The approaching part of the force-indentationcurves was analyzed. The data shown were collectedwith a spherical AFM indenter. Fig. 2 a shows the regionsof the curve fitted with the equations of the Hertz and brushmodels. The fitting region in the Hertz model starts fromthe contact. One can see a quite representative exampleof imperfect fitting of the experimental data with the Hertzmodel (a similar observation is true for the Sneddonmodel). The brush model requires fitting the region ofmaximum load, in which brush is almost completelysqueezed. It is typical to see rather good fitting of the forcecurve with the brush model. Fig. 2 b demonstrates the forcedue to the cellular brush derived with Eq. 5. One canclearly see the exponential dependence (straight line)when showing the force in the logarithmic scale. The scopeof this work is to analyze the self-consistency of themodels based on the behavior of the elastic modulus.Therefore, we will focus on the self-consistency of calcu-lations of the elastic modulus.

Note that only the approaching part of the force-indenta-tion curves has been typically analyzed. Here we follow the

FIGURE 2 An example of processing raw data, deflection of the AFM cantilev

spherical AFM indenter (approaching curve). (a) The regions of the curve fitted

model starts from the contact, whereas the region for the brush model is near th

with the steric brush model (solid line); see Eq. 6. To see this figure in color, g

Biophysical Journal 107(3) 564–575

same approach. The approaching force curve is chosen fortwo reasons:

1. The brush may have insufficient time to relax and giveundisturbed contribution to the force curves.

2. The cell, being an alive and active object, may react tothe indenting by quick restructuring of its cytoskeleton(which recovers very quickly, e.g., Zhao et al. (38)),altering the retracting curve.

Although this alteration seems to be small when a dullindenter is used (25), it is safer to use the approachingpart of the curve. In addition, one can obtain the informationabout undisturbed brush when using the approaching curve.

We now describe an important modification of the brushmodels used here compared to those published previously inthe literature (15,31,47,54). When using the brush model ina self-consistent way, one can sometimes obtain the elasticmodulus for a rather narrow range of indentation depths.This is because the methodology of the brush model relieson the assumption that the brush is reasonably compressednear the maximum load (see the description in Materialsand Methods). On the one hand, one can increase themaximum load force to extend the range of possible inden-tation depths. Such an approach, however, can have twoproblems: The AFM probe can 1), start indenting internalcell organelles, which are typically more rigid, as well as2), start detecting the rigid substrate. This usually resultsin a sharp increase of the elastic modulus with increasingindentation.

For specific purposes of this work, it is instructive tocompare the elastic modulus derived for small indentations(which can easily be done using the Hertz and Sneddonmodels). Here we describe a simple recursion approach,which allows deriving the elastic modulus for smaller inden-tations in the brush models. To derive the elastic modulus

er versus vertical position of the AFM scanner (d versus Z) collected with a

with the Hertz and brush model are shown. The fitting region in the Hertz

e maximum load where brush is squeezed. (b) Fitting the brush force curve

o online.

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Cell Mechanics Can Be Described by Elastic Modulus 569

for smaller indentations in which the brush is not completelysqueezed, one can use the following logic:

After deriving the elastic modulus for large indentations(near the maximum of the load force when the brush iscompletely squeezed), and calculating the brush parametersby using Eqs. 6 or 11, one can recursively use the brush pa-rameters in Eqs. 5 or 9, which describe deformations of (notcompletely squeezed) brush and cell body simultaneously.Now Eqs. 5 or 9 can be treated as the equations to fit theexperimental data with respect to just one unknown variable,the elastic modulus. It is plausible to keep the second param-eter Z0 (position of nondeformed cell surface) fixed at thevalue derived for the large indentations because it is physi-cally impossible that the cell has multiple nondeformedboundaries simultaneously. As previously, the fit should bedone within the applicability of the brush equations (Eqs.6 or 11), i.e., 0.1 < h/L < 0.8. The modulus derived fromEqs. 4 or 8 is associated with substantially smaller forces/in-dentations than the ones derived for a completely squeezedbrush. Thus, the elastic modulus can be derived for theextended region of indentation depths. If needed, this rangecould be extended even more if one uses a slightly more ac-curate model of the brush, using the power law rather thanthe exponential form (49).

Fig. 3 demonstrates the elastic modulus of the cellsderived with the brush models described above. Fitting themodulus for small parts of different fitting regions, we cantest the dependence of the elastic modulus on the indenta-tion depth (defined as the maximum of the fitting region).One can see that the elastic modulus derived for the conicalindenter (Fig. 3 a) still shows a strong dependence on theindentation depth. Most of the time, the modulus isdecreasing with the increase of the indentation depth. Atthe same time, the modulus derived for the spherical probe(Fig. 3 b) shows almost no dependence on the indentationdepth. Starting from some indentation, nevertheless, themodulus may demonstrate some increase. This is expectedbecause the AFM probe eventually starts squeezing thecell organelles, in particular, the nucleus (because in theabove examples, the cell is deformed right above the nu-cleus). Furthermore, for higher indentations, the AFM probe

can obviously start detecting the contribution of the rigidsubstrate. The cell height used in this work is ~15 mm (esti-mated from confocal microscopy, see, e.g., Iyer et al. (15)).Depth independence of the modulus is typically observeduntil ~1.5 mm, 10% of the cell height.

It is interesting to note that a steep decrease of the elasticmodulus with the indentation depth derived for the sharpconical probe (Fig. 3 a) looks very close to the case of in-denting soft polymers with a similar conical AFM probe(22,55). Similarly, much higher values of the moduluswere observed with the sharp indenter compared to thecase of the dull probe. Moreover, it was found that theelastic modulus became indentation-independent when asufficiently dull probe was used. In those works, suchbehavior was found to be a result of nonlinear stress-strainrelation induced by an excessively sharp conical indenter.It was found by comparing the estimate stresses under thesharp indenter with the limits of linearity measured directlyfor a macroscopical block of the same polymeric material. Itis, however, impossible to grow a macroscopic-size cell.Although it is plausible to conceive that the sharp conicalprobe induces nonlinear stress-strain relation (see also thesupport of this idea in Dimitriadis et al. (56) and Costaand Yin (57)), the situation may be more complicated(see, e.g., Vargas-Pinto et al. (58), in which this effect wasexplained by the presence of a cell cortex layer, whichwas shown for endothelial cells).

Similar calculations done using classical Hertz (for aspherical indenter) and Sneddon (for a sharp conicalindenter) models are exemplified in Fig. 4. One can seeno constancy of the elastic modulus when changing theindentation depth. Again, here we observe the similaritywith the case of indenting soft polymers with conical anddull AFM probes (22,55). The case of the sharp probedemonstrated the decrease of the modulus with indentation(due to nonlinearity in stress-strain relation), whereas thecase of the dull probe showed the increase of the moduluswith the indentation increase due to squeezing out nano-as-perities (due to roughness) of the polymer surface. Thosenano-asperities are presumably analogous to the brush inthe case of cells.

FIGURE 3 Brush models, with representative

examples of the dependence of the elastic modulus

(shown in kPa) on the indentation depth (shown in

nanometers) of human cervical epithelial cells

when using (a) conical and (b) spherical AFM in-

denters. To see this figure in color, go online.

Biophysical Journal 107(3) 564–575

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FIGURE 4 The elastic modulus derived in the

Sneddon/Hertz models. Representative examples

of the dependence of the elastic modulus (shown

in kPa) on the indentation depth (shown in nano-

meters) of human cervical epithelial cells when us-

ing conical (a, left) and spherical (b, right) AFM

probes (note: brush not taken into account). To

see this figure in color, go online.

570 Guz et al.

As we noted previously, the physical meaning of theindentation depth in the models with and without brushare rather different. The models with brush consider thedeformation of the cell body only, whereas the Hertz andSneddon models measure the total deformation of both thebrush and cell body. Therefore, when comparing the depen-dence of the modulus on indentation, it is instructive to plotthe dependence of the elastic modulus on the load force. Theload force is a model-independent alternative of the inden-tation depth. Fig. 5 shows such comparison done for themost interesting case of the spherical indenter. One canclearly see that the practical independence of the elasticmodulus on the load force derived in the brush model is inclear contrast with the dependence observed in the Hertzmodel.

To confirm the observed behavior for a statistically soundnumber of cells and indentation depths, 30–40 cancer andnormal cells were used for the indenting with either sharpor dull probes. To begin, we present the elastic modulusfor different indentations and cells with the help of two-dimensional histograms used previously in Fuhrmannet al. (59). The frequency of occurrence of a specific valueof the modulus for a specific indentation depth is color-en-coded. Fig. 6 shows the histograms of distributions of theelastic modulus of all normal and cancer cells derived fordifferent indentations (forces) in different models. Althoughthese histograms are a good representation of the all data

Biophysical Journal 107(3) 564–575

analyzed, the histograms can be quite confusing to interpret.To help to compare with the response of an ideal elastic ma-terial, we added two bottom panels to Fig. 6. Those panelsshow theoretical histograms generated for a normal distribu-tion of the elastic modulus of an ideal elastic homogeneous/isotropic material under the same conditions as in the exper-iment (the same range of the indentation depths). Two theo-retical histograms correspond to normal and cancer cells ofthe study. The average modulus and standard deviation inthe models were taken equal to the average and standard de-viation of the modulus obtained for all (either normal orcancer) cells. Qualitative comparison of the histograms forthe model and the cell data shows that similarity betweenthe brush model and ideal elastic material is bettercompared to the results of the Hertz model.

Results of a similar study, but done for conical sharp in-denters, are shown in Fig. 7. Although one can still see a bet-ter qualitative agreement between ideal elastic material andthe brush model, the agreement is less pronouncedcompared to the case of the spherical indenter. Furthermore,compared to Figs. 3 and 4, the histograms can give only arather qualitative result. For example, it does not allowseeing the difference in strong indentation dependence inthe case of the sharp conical indenter and brush model.

To understand how we can present the statistical data toconfirm the independence of the modulus, let us discusshow these histograms were created in more detail. At first

FIGURE 5 Comparison of the elastic modulus

on the load force derived in (a) the Hertz model

and (b) the brush model (the same raw data was

used for the both models). To see this figure in co-

lor, go online.

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FIGURE 6 The case of the spherical indenter.

(a–f) Histograms of distributions of the elastic

modulus of normal and cancer cells derived for

various indentations in different models. (c and f)

Histograms showing behavior of an ideal elastic

material under the same conditions. To see this

figure in color, go online.

Cell Mechanics Can Be Described by Elastic Modulus 571

glance, the histograms derived with the help of the brushmodel (Fig. 6, middle row) may even seem to contradictthe independence of the elastic modulus of the indentationdepth demonstrated in Fig. 3 b. However, the histogramshows a statistical distribution of multiple moduli/cells.The modulus measured for each single point/cell may beindeed independent of the indentation depth. At the sametime, AFM operates with a range of forces on cells withdifferent elastic properties. Thus, more-rigid cells will pre-sent less indentation depth range, and vice versa. Whenplotted in one histogram, this hides the dependence of theelastic modulus of the indentation depth. The anatomy ofthese histograms is exemplified in Fig. 8. Each line showsseparate modulus-indentation dependence at each point ofa cell. The ideal material gives no indentation dependence,

whereas cancer cells indented with a cone indenter demon-strate strong indentation dependence. One can see how thosedependences form the histograms of Figs. 6 and 7.

To analyze the dependence of the elastic modulus on theindentation depth both statistically and quantitatively, weintroduce the statistical distribution of gradients of themodulus. Mathematically, it is easy to find as a standard de-viation of the elastic modulus St.DEV(E) calculated for theeach modulus-indentation curve normalized by the averagemodulus Aver(E):

St:DevðEÞ=AverðEÞ � 100%: (12)

Because such a definition will depend on how many point/values of the modulus for different indentations we consider,

we kept the equal number of indentations for all cells and

Biophysical Journal 107(3) 564–575

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FIGURE 7 The case of the conical indenter.

(a–f) Histograms of distributions of the elastic

modulus of normal and cancer cells derived for

different indentations in different models. (c and

f) Histograms showing behavior of ideal elastic

materials under the same conditions. To see this

figure in color, go online.

572 Guz et al.

models (taken within approximately the same range of 0.2–3.5 mm for different cells and models). These values arecalculated for different locations in different cells. Table 1shows the results for normal and cancer cells indentedwith sharp and dull AFM indenters. Approximately 300values were calculated for each cell type for each indenter.The smaller this number, the less the modulus is dependenton the indentation depth. One can clearly see that the brushmodel applied to the indentation data obtained with the dullprobe shows the smallest gradients. For reference, the valueof the elastic modulus of the cells used in this study wasfound to be 1.60 5 0.60 kPa (normal cells) and 1.40 50.48 kPa (cancer cells).

It is interesting to compare variability of the values ofthe elastic modulus over the cell surface within one cell

Biophysical Journal 107(3) 564–575

with variability between cells. The example of 20 cellsversus one representative cell is shown in Table 2. Theimportant conclusion here is that the surface variabilitywithin one cell is comparable or even higher (typical forthe cone probe) than intercell variations. This stresses theimportance of statistical measurements rather than justone point per cell. While the results for normal cells areshown in Table 1, similar results can be found for the can-cer cells.

It should be noted that Eq. 12 describes the gradient of themodulus quite well only in the case of monotonic/smoothdependence of the modulus on the indentation. If the valuesof the modulus were excessively noisy, Eq. 12 would give alarge number for flat but noisy modulus dependence. Exam-ples shown in Figs. 3–5 demonstrated that the dependences

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FIGURE 8 The schematics of the histograms of

Figs. 6 and 7 showing the actual depth dependence

for the modulus measurement at a single surface

point. Examples of cancer cells are shown: (a)

for the case of Fig. 7 f (an ideal elastic material,

cone indenter, Sneddon model); (b) for the case

of Fig. 7 d (cone indenter, Sneddon model); (c)

for the case of Fig. 6 d (spherical indenter, Hertz

model); and (d) for the case of Fig. 6 e (spherical

indenter, brush model). To see this figure in color,

go online.

TABLE 2 Results of compilation of the elastic modulus

dependency on the indentation depth for normal and cancer

cells indented with sharp and dull AFM indenters

Spherical probe

Cell Mechanics Can Be Described by Elastic Modulus 573

observed are relatively smooth, and therefore, we can useEq. 11 as the measure of modulus dependency on indenta-tion. Obviously, this approach is not unique. However, weconceive that it statistically proves our conclusion about in-dependence of the elastic modulus derived in the brushmodel on the data collected with the dull AFM probe.

There are two main reasons for the above observation:

1. The contribution of the cellular brush to the cell me-chanics apparently cannot be ignored. Even for thecone probe, which, being sharp, may effectively pene-trate through the brush more easily than the sphericalprobe, it develops a rather large area of contact sufficientto detect the brush. Taking the brush into account is para-mount, as the brush shows an essentially nonelasticresponse to the load force.

2. The other reason is presumably related to the excessivestresses/strains induced by the sharp probe, which leadsto a strong modulus-indentation dependence for small in-dentations. This was not observed when a dull AFMprobe was used.

TABLE 1 Comparison of variability of the values of the elastic

modulus E over the cell surface within one cell and within 20

cells

Values measured

20 cells 1 cell

Sphere probe Cone probe Sphere probe Cone probe

E, kPa 1.60 5 0.60 6.6 5 2.1 1.59 5 0.40 7.1 5 3.5

CONCLUSION

Here we demonstrated that cells can be described with theelastic modulus (effective Young’s modulus) in a self-consistent way if the pericellular brush layer is taken intoaccount as a separate cellular structure. The brush layer isessentially a nonelastic part of a cell that is better describedas an entropic/steric brush. The rest of the cell (cell body)can be described with just one value of the elastic modulus(virtually indentation-independent if indenting below 10%of the cell height). This is a rather nontrivial result becausecells are highly heterogeneous objects.

The above conclusion was reached after performing acomparative analysis of the elastic modulus derived fromthe AFM indentation data obtained on human cervical

Normal cells Cancer cells

Hertz Brush Hertz Brush

41% 6% 40% 5%

Sharp (conical) probe

Normal cells Cancer cells

Sneddon Brush Sneddon Brush

47% 31% 43% 35%

Approximately 300 values were calculated for each cell type for each

indenter.

Biophysical Journal 107(3) 564–575

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574 Guz et al.

epithelial cells (both normal and cancerous) using bothsharp conical and dull spherical AFM probes. The indenta-tion data were processed through different elastic models, inwhich the cells body was considered either coated or notwith the pericellular brush (microvilli, microridges, glyco-calyx, etc.). Although the presence of the pericellular brushis known, the reason we considered the models with nobrush was to answer the question whether the brush contri-bution to the cell mechanics is significant. Furthermore, themajority of the models used so far did not take the cellularbrush into account, and therefore, such models should beconsidered for comparison.

Independence of the elastic modulus of the indentationdepth is the necessary condition of applicability of anymodel in which the material is considered linearly elasticand homogeneous/isotropic. Such independence wasdemonstrated here to exist only for the elastic modulusderived when using the brush model on the data collectedwith the dull AFM probe. These observations lead to theconclusion that it is possible to describe the elastic proper-ties of the cell body with the elastic modulus after separatingthe contribution of the cellular brush. A sharp conical probebrings strong modulus-indentation dependence for small in-dentations. This is presumably due to the excessively highstresses/strains produced by this sharp indenter, a phenome-non observed when indenting polymers.

Cells for the study were provided by Dr. Craig Woodworth (Clarkson Uni-

versity, Potsdam, NY).

The work was partially supported by a grant Tufts Collaborates! (Tufts Uni-

versity, Medford, MA).

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