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The European Union Industrial Research Actions The ‘nanotechnology, materials, production’ research area (NMP). Hervé Péro, Christophe Lesniak DG Research. Main features The EU industrial research policy The new instruments (NI) in FP6 The second Call for NIs in 2004 International cooperation. - PowerPoint PPT Presentation
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Brussels – January 2004- HP
The European UnionThe European UnionIndustrial Research ActionsIndustrial Research Actions
The ‘nanotechnology, materials, The ‘nanotechnology, materials, production’ research area (NMP)production’ research area (NMP)
Hervé Péro, Christophe LesniakDG Research
Brussels – January 2004- HP
Main featuresMain features
The EU industrial research policy
The new instruments (NI) in FP6 The second Call for NIs in 2004
International cooperation
Brussels – January 2004- HP
History of European History of European ResearchResearch
84 87 90 91 93 94 97 98 99
First Specific
ProgrammesMaastricht
Treaty
Amsterdam Treaty
ECSCTreaty
ECSC Research
EEC/ EURATOM Treaties
JRCCreation
Treaties fusion
Single Act
Euro
1951 55 57 67 84 87 90 91 93 94 97 98 99 2002
FP- 1FP- 2
FP- 3FP- 4
FP- 5FP- 6
The European Union’s research is implemented through framework programmes
(Articles 163 to 173 of the Amsterdam Treaty)
Brussels – January 2004- HP
Community RTD:Community RTD:the changing prioritiesthe changing priorities
0
10
20
30
40
50
60
70
80
90
100
1982
FP
1
FP
2
FP
3
FP
4
FP
5
FP
6
%
Dissemination & exploitation
International cooperation
Training & Mobility
Socio-economic
Food quality
Life sciences
IT and Communications
SMEs
Industrial & materials technology
Aeronautics & space
Transport
Environment
Energy
Brussels – January 2004- HP
Framework Framework Programmes respond to Programmes respond to
EU objectivesEU objectives Objective “Lisbon”:
to become the most dynamic and most competitive knowledge-based economy
Objective “Göteborg”: sustainable development (environment, economy, employment)
Objective “Barcelona”:education and training, innovation
ERA:ERA: Integrating, reinforcing, structuring… and stimulating investment in RTD (1,9% to 3,0%)
Brussels – January 2004- HP
Participation in Participation in
EU RTD+I programme is EU RTD+I programme is
through Calls for Collaborative through Calls for Collaborative
Proposals, Proposals,
periodically launched by periodically launched by
the European Commissionthe European Commission
http://www.cordis.lu
Brussels – January 2004- HP
Main featuresMain features
The EU industrial research policyThe new instruments (NI) in
FP6 The second Call for NIs in 2004
International cooperation
Brussels – January 2004- HP
Coordination Actions (CA)
Networks of Excellence (NE)Integrated
Projects (IP)
Specific Targeted Research Projects (STREP)
Traditional projects“Stairways of excellence”
Specific Support Actions (SSA)
Instruments to implementthe thematic area and to ensure high
European impacts on selected technical and socio-economic issues
New Instruments
InstrumentsInstruments
Brussels – January 2004- HP
… among Participants and funding bodies governments, industry, universities, research institutes, banks…
… across Activitiesfrom basic research
Technology transferto dissemination and training…
… across Technical AreasDesign, life-cycle aspects,
Materials, Processes,Maintenance, repair, etc...
ObjectivesReal breakthroughs,Support to Industry,
Sustainable Development
Integrated ProjectsIntegrated Projects
Clear and Quantified Deliverables and Integration...
… … and Networks of Excellenceand Networks of Excellence
To assemble EU Research Capacities to face research challenges not achievable in single Member states or single organisations
(Participants do not receive grants for research but for ensuring a progressive & lasting integration)
Brussels – January 2004- HP
FP1 FP2 FP3 FP4 FP5 FP6
0
10
20
30
NMP calls in 2003NMP calls in 2003
Number of partners / projectNumber of partners / project
Brussels – January 2004- HP
Main featuresMain features
The EU industrial research policyThe new instruments (NI) in FP6
The second Call for NIs in 2004
International cooperation
Brussels – January 2004- HP
Thematic Priority 3Thematic Priority 3 concentrates on:
i) Nanotechnology, as a flagship of the next industrial revolution
ii) Multi-functional knowledge-based Materials, as critical drivers of innovation
iii)New Production processes and devices, as the key to sustainable development
Brussels – January 2004- HP
The primary objective of NMP isto promote real industrial breakthroughs,
based on scientific and technical excellence.Radical breakthrough can be achieved
through two complementary approaches:a) creation of new knowledge;
b) new ways of integrating and exploitingexisting and new knowledge.
a) creation of new knowledge;b) new ways of integrating and
exploitingexisting and new knowledge.
Brussels – January 2004- HP
Call Code Instrument Deadline Budget (provis.)
NMP-NI-3NMP-NI-3 IP and NEIP and NE March 2, 2004March 2, 2004 245 M€245 M€June 22, 2004June 22, 2004
NMP-SME-3 NMP-SME-3 IP for SMEsIP for SMEs March 2, 2004March 2, 2004 80 M€80 M€June 22, 2004June 22, 2004
NMP-STEEL-3NMP-STEEL-3 IPIP March 17, 2004March 17, 2004 25 25 M€M€
IST-NMP-3IST-NMP-3 IP,NE,STREPIP,NE,STREP to be defined to be defined 180 M€180 M€ (90 for P3)(90 for P3)
WP 2004 andWP 2004 andnext calls for NIsnext calls for NIs
Brussels – January 2004- HP
Focus on IPs:Focus on IPs:
Nanostructured surfaces Industrially relevant production of
nanoparticles
AREA 1: AREA 1: Nanosciences and Nanosciences and NanotechnologiesNanotechnologies
WP 2004WP 2004 and next calls for NIs and next calls for NIs
Brussels – January 2004- HP
Focus on NEs and IPs:Focus on NEs and IPs:
Understanding materials phenomena (NE) Development of nanostructured materials Tribology-related surface engineering for
multifunctional materials Higher performance multi-materials for macro-scale applications
AREA 2: AREA 2: KB multifunctional materialsKB multifunctional materials
WP 2004WP 2004 and next calls for NIs and next calls for NIs
Brussels – January 2004- HP
Focus on IPs:Focus on IPs:
User-friendly production technologies, factory of the future New production technologies for high added
value products, exploiting nanoscale precision engineering techniques Hazard reduction in production plant and
storage sites
AREA 3: AREA 3: New Production Processes / DevicesNew Production Processes / Devices
WP 2004WP 2004 and next calls for NIs and next calls for NIs
Brussels – January 2004- HP
Human-friendly, safe and efficient construction (IP)
New generation of multifunctional materials and technologies for surface transport (IP)
Mastering chemicals and creating new eco-efficient processes and synthesis routes (IP + NE)
AREA 4AREA 4 (NEW FOCUS)(NEW FOCUS) : : Integration for improved construction, Integration for improved construction,
chemicals, surface transportchemicals, surface transport
WP 2004WP 2004 and next calls for NIs and next calls for NIs
Brussels – January 2004- HP
Estimation of number of projects to be selected
No. of topics covered
No. of topics covered
15 18 15 2518 17 3 316 73 12 5013 8 6 44 10 6 61 7 35 M€ 2 15 80 M€
535M€ 540M€(a) including the joint call
330 M€ (a)
335 M€ (a)
170 M€ (a)
125 M€ (a)
2003 2004
CASSA
IP SMEs
Instruments
IPNE
STREP
WP 2004 and next callsWP 2004 and next calls
Brussels – January 2004- HP
More emphasis on industrial participation
Selective use of instruments (usually only one single instrument per topic)
More topics addressed by IPs than by NE
Higher integration of topics (see Area 4)
What’s new?What’s new?
We expect less proposals,but better focused on the call topics
higher success rate
Brussels – January 2004- HP
IPs IPs flagship, ambitious, leading to flagship, ambitious, leading to radical radical innovation innovation andand transformation of industry transformation of industry in the long termin the long term
Strong industrial participation and even leadershipStrong industrial participation and even leadership Include inter-related activitiesInclude inter-related activities
NEs: Lasting integration NEs: Lasting integration of research capacities of research capacities to overcometo overcome fragmentation fragmentation andand improve EU improve EU research efficiency research efficiency in in key research domainskey research domains
Joint Programme of Activities to induce Joint Programme of Activities to induce organisational changeorganisational change
Research included, only if contributing to durable Research included, only if contributing to durable integrationintegration
NewNew InstrumentsInstruments
Brussels – January 2004- HP
Simpler, shorter “Stage 1”: Simpler, shorter “Stage 1”: Incomplete outlineIncomplete outline
IPIP NENERelevance to call Relevance to callPotential Impact Potential ImpactS/T excellence
20 pages strict maximum
Go/No-go after “Stage 1”; Full proposal in “Stage 2”
NMP calls in 2004NMP calls in 2004
Revision of 2-stage submission and evaluation procedure
for New instruments
Brussels – January 2004- HP
IPs IPs “Stage 1”“Stage 1”: 20 pages: 20 pages
Title page and partnerships (1 page) Title, acronym, core participants’ listTitle, acronym, core participants’ list Confidential summary (1 page) Overall oOverall objectives, appropriateness of IP and its impactsbjectives, appropriateness of IP and its impacts
Relevance to call (3 pages) See specific “bullet point” in the WP; approach; activities; critical massSee specific “bullet point” in the WP; approach; activities; critical mass
Potential Impact (4 pages) Societal and economic benefits; EU dimension; contribution to ERASocietal and economic benefits; EU dimension; contribution to ERA
S/T excellence (10 pages) Clearlobjectives, S/T approach (incl. exploitation); progress beyond SoAClearlobjectives, S/T approach (incl. exploitation); progress beyond SoA
Budget (1 page) Breakdown by partners and activitiesBreakdown by partners and activities
Go/No go – min. score 12 out of 15
Brussels – January 2004- HP
NEs NEs “Stage 1”“Stage 1”: 20 pages: 20 pages
Title page and partnership (1 page) Title, acronym, core participants’ listTitle, acronym, core participants’ list
Confidential summary and objectives(1 page) Overall objectives and cost-effectiveness, appropriateness of NE Overall objectives and cost-effectiveness, appropriateness of NE
towards lasting integration, partnership, impact towards lasting integration, partnership, impact
Relevance to call (8 pages) See specific “bullet point” in the WP; outline activities (JPA) and its See specific “bullet point” in the WP; outline activities (JPA) and its
different componentsdifferent components
Potential Impact (10 pages) Clear added value at EU level;Clear added value at EU level; sstrategic impacts of the activities trategic impacts of the activities
towards integration and related indicators; effectiveness of towards integration and related indicators; effectiveness of management and resourcesmanagement and resources
Go/No go – min. score 8 out of 10
Brussels – January 2004- HP
Main featuresMain features
The EU industrial research policyThe new instruments (NI) in FP6 The second Call for NIs in 2004International cooperation
Brussels – January 2004- HP
Increased problem complexity
Need for multi-disciplinary and global approaches
Brussels – January 2004- HP
International International Co-operation in Co-operation in
FP6FP6
• All thematic priorities are open for participation from third countries – budget is 285M€ for funding of less wealthy countries
• Specific measures support health, environment, food safety, new production systems – budget 315M€
• There are specific measures under “human resources”
Brussels – January 2004- HP
Road 1Road 1Participation in the thematic prioritiesParticipation in the thematic priorities
MED1
W. Balkans2
DEV
Russia and the other
NIS³
Any legal entity
established in a third country
(other than a INCO target
country)
Any legal entity
established in a third
country targeted
by specific internat.
Cooperation activities
- may participate
+ Minimum number of participants
- May receive a Community financial contribution
may participate4
+Minimum number of participantsmay receive a Community financial contributionif provision is made under an RTD activity (e.g. in WP or Call)or ad hoc basis if essential for carrying out the project
285 M€
to finance participation
in Thematic Priorities+ in specific activities
covering a wider field of research
Possible Financial Contribution
(from the budget dedicated to
Thematic priorities)
1 Algeria, Egypt, Jordan, Lebanon, Morocco, Palestine Authority, Syria, Tunisia 2 Albania, Bosnia-Herzegovina, Croatia, FYROM, Serbia and Montenegro.3 Armenia, Azerbaijan, Belarus, Georgia, Kazakhstan, Kyrgyzstan, Moldova, Russia, Tajikistan, Turkmenistan, Ukraine, Uzbekistan.4 Industrial States : participation may be subject to arrangements of a reciprocal nature which could take the form of a S&T Agreement.
Brussels – January 2004- HP
Road 2Road 2Support to International CooperationSupport to International Cooperation
Target countries
Actions Multilateral Coordination
Developing Countries - Health
- Natural resources- Food safety
Mediterranean Partner
Countries1
- Environment- Cultural Heritage- Health
315 M€W-Balkans² - Environment
- Health
Russia and the other NIS³
- Industrial production System- Environment- Health
of which 70 M€
for INTAS
- Enhanced cooperation
- Transregional network building
- Training, awareness
- Evaluation of research systems
- Support, complementarity, conformity with external relations
- support to opening ERA
1 Algeria, Egypt, Jordan, Lebanon, Morocco, Palestine Authority, Syria, Tunisia 2 Albania, Bosnia-Herzegovina, Croatia, FYROM, Serbia and Montenegro.3 Armenia, Azerb., Belarus, Georgia, Kazakhstan, Kyrgyzstan, Moldova, Russia, Tajikistan, Turkm., Ukraine, Uzbekistan
Brussels – January 2004- HP
Road 3Road 3Support for international mobility of researchersSupport for international mobility of researchers
Objectives:Objectives: attract the best, most promising researchers from third
countries promote the training of European researchers abroad.
Means:Means: In-coming fellowships
to work and undertake research training in Europe; provision to assist fellows to return to their countries of origin in
case of emerging and transition economies and developing countries.
Out-going fellowships
For more information see http://europa.eu.int/comm/research/inco.html
Brussels – January 2004- HP
What to doWhat to do to participate in the NMP-calls to participate in the NMP-calls
Normally, participants from third countries do not submit a proposal, but join a consortium that is setting up in the current NMP-calls
They need mobilisation of European contacts to join a consortium for the current NMP calls
They can use network of National Contact Points … also use the CORDIS partner seach database Remember: Commission cannot insert a third
country participant in a consortium
Brussels – January 2004- HP
New technologies: New technologies: a future for our societya future for our society !!
For more information …For more information …
europa.eu.int/comm/research/industrial_technologies
http://europa.eu.int/comm/research/
http:// www.cordis.lu/fp6/nmp.htm
http://www.cordis.lu/fp6/contractpreparation/