Handwriting as an Objective Tool for Parkinson’s Disease Diagnosis

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  • ORIGINAL COMMUNICATION

    Handwriting as an objective tool for Parkinsons disease diagnosis

    Sara Rosenblum Margalit Samuel

    Sharon Zlotnik Ilana Erikh Ilana Schlesinger

    Received: 5 May 2013 / Revised: 3 June 2013 / Accepted: 4 June 2013 / Published online: 16 June 2013

    Springer-Verlag Berlin Heidelberg 2013

    Abstract To date, clinical assessment remains the gold

    standard in the diagnosis of Parkinsons disease (PD). We

    sought to identify simple characteristics of handwriting

    which could accurately differentiate PD patients from

    healthy controls. Twenty PD patients and 20 matched

    controls wrote their name and copied an address on a paper

    affixed to a digitizer. Mean pressure and mean velocity was

    measured for the entire task and the spatial and temporal

    characteristics were measured for each stroke. Results of

    the MANOVAs for the temporal, spatial, and pressure

    measures (stroke length, width, and height; mean pressure;

    mean time per stroke; mean velocity), for both the name

    writing and address copying tasks, showed significant

    group effects (F(6,32) = 6.72, p \ 0.001; F(6,31) =14.77, p \ 0.001, respectively). A discriminant analysiswas performed for the two tasks. One discriminant function

    was found for the group classification of all participants

    (Wilks Lambda = 0.305, p \ 0.001). Based on thisfunction, 97.5 % of participants were correctly classified

    (100 % of the controls and 95 % of PD patients). A Kappa

    value of 0.947 (p \ 0.001) was calculated, demonstratingthat the group classification did not occur by chance. In this

    pilot study we identified two simple short and routine

    writing tasks which differentiate PD patients from healthy

    controls. These writing tasks have future potential as cost-

    effective, fast and reliable biomarkers for PD.

    Keywords Parkinsons disease Biomarker Non-motor Handwriting Diagnosis Digitizer

    Introduction

    To date, clinical assessment remains the gold standard in

    the diagnosis of Parkinsons disease (PD). In recent years,

    an effort has been made to identify an objective biomarker

    by organized initiatives such as the Parkinson Progression

    Marker Initiative (PPMI) [1] and the Longitudinal and

    Biomarker Study-Parkinsons disease [2] using varied

    approaches including examination of blood, saliva, exhaled

    breath [3], cerebrospinal fluid and neuroimaging. Finding a

    biomarker is important not only for the diagnosis and fol-

    low-up of disease progression but also for testing of

    potential neuroprotective interventions with the hope of

    screening and preventing this disease [4, 5]. In striving for

    a tool that will objectively diagnose PD, the US Food and

    Drug Administration (FDA) recently approved the dopa-

    mine transporter (DAT) ligand [(123)I] ioflupane, with

    single-photon emission computed tomography (SPECT,

    DaTscan) for evaluating parkinsonian syndromes and for

    distinguishing Parkinsons disease from essential tremor.

    However, this testing modality exposes patients to radio-

    active material and does not distinguish Parkinsons dis-

    ease from multiple system atrophy or corticobasal

    degeneration [6].

    The statistical analysis was performed by Sara Rosenblum from the

    Department of Occupational Therapy, Faculty of Social Welfare and

    Health Sciences University of Haifa, Israel.

    S. Rosenblum (&)Department of Occupational Therapy, Faculty of Social Welfare

    and Health Sciences, University of Haifa, 31905 Haifa, Israel

    e-mail: [email protected]

    M. Samuel S. ZlotnikDepartment of Occupational Therapy, Rambam Health Care

    Campus, Haifa, Israel

    I. Erikh I. SchlesingerDepartment of Neurology, Technion Faculty of Medicine,

    Rambam Health Care Campus, Haifa, Israel

    123

    J Neurol (2013) 260:23572361

    DOI 10.1007/s00415-013-6996-x

  • Handwriting is one of the most common daily activities

    performed by adults in a variety of leisure and professional

    settings. Handwriting is a complex human activity, which

    requires fine dexterity abilities and involves an intricate

    blend of cognitive, sensory and perceptual-motor compo-

    nents [7]. Therefore it is not surprising that abnormal

    handwriting, is a well recognized manifestation of PD, with

    micrographia being characteristic [8]. It may appear years

    before the clinical diagnosis is made and thus may be one

    of the first signs of impending disease, enabling neuro-

    protective interventions when identified. Previous research

    has shown that handwriting measures have the potential for

    identifying various stages of PD, effects of varied inter-

    ventions [9] and the effect of medication [10]. Studies

    focusing on understanding the mechanism underlying mi-

    crographia found significant differences between the

    handwriting of PD patients and healthy subjects [1114].

    In this pilot study we sought to identify simple charac-

    teristics of handwriting kinematics which could accurately

    differentiate PD patients from healthy controls so that they

    may potentially be used as a diagnostic and screening tool

    for incipient disease.

    Subjects and methods

    Subjects

    Forty subjects, 20 PD and 20 controls (aged 3881), with at

    least 12 years of education (mean 13.37 SD 2.93) were

    included in the study. PD patients, diagnosed according to

    the UK Brain Bank criteria [15], Hoehn and Yahr [16]

    stages II-III, mini-mental state exam (MMSE) scores of

    [17] 30, were randomly selected from those attending the

    Movement Disorder Clinic at Rambam Health Care Cam-

    pus in Haifa, Israel. The control group comprised of

    healthy subjects matched for gender, age (mean age of

    controls, 61.66 10.00; PD 61.18 9.11), years of edu-

    cation, and hand dominance. For further details see

    Table 1.

    The study was approved by the institutional review

    board. All subjects signed a written informed consent.

    Methods

    Writing tasks were performed on A4-size lined paper

    affixed to the surface of an Intuos II WACOM (404 X 306

    X 10 mm) X and Y digitizing tablet, using a wireless

    electronic pen with a pressure-sensitive tip (Model GP-

    110). Displacement, pressure, and pen-tip angle were

    sampled at 100 Hz via a 1,300 MHz Pentium (R) M laptop

    computer. A computerized handwriting evaluation (Com-

    PET, a revised version of the Penmanship Objective

    Evaluation tool) [18], was used to administer the stimuli

    and to collect and analyze the data. The tool includes two

    main functions: (1) data collection, which is language-

    independent and easy to use for any handwriting tasks, and

    (2) data analysis, which is programmed via MATLAB

    software toolkits. The computerized system enables the

    collection of spatial, temporal, and pressure data for the

    entire task, as well as for each stroke, while the subject is

    writing.

    Participants were requested to write their name and to

    copy an address (same address for all). Patients performed

    the study in the on state.

    Outcome Measures

    Handwriting performance of written outputs were varied in

    their length among participants (as in writing ones full

    name). Thus, we compared the measures of strokes and not

    those of the entire task. A stroke was defined as a continuous

    line written by the subject. A stroke can be one of two types:

    on-paper stroke, which is a stroke, written on the paper, or

    in-air stroke, which is a stroke that the pen creates when it

    does not touch the paper, i.e. between on-paper strokes.

    The primary outcome measures included temporal, spatial,

    and pressure measures of handwriting kinematics. Temporal

    measures included the mean time taken to write each stroke,

    the mean on-paper stroke time, the mean in-air stroke

    time, and the mean velocity for the entire task in seconds.

    The spatial measures included the mean strokes path

    length, width, and height in centimeters. The pressure

    measure was the mean pressure applied to the writing sur-

    face in non-scaled units from 0 to 1,024 for the entire task.

    All analyses were done by one of the authors (S.R.) who was

    blinded to subject diagnosis (healthy vs. PD).

    Statistical analysis

    MANOVA analyses were used to test for group differences

    (controls vs. PD) across the computerized spatial, temporal

    and pressure measures for each of the two writing tasks

    Table 1 Demographic and clinical characteristics of the studyparticipants

    Characteristic Controls (n = 20) PD (n = 20) p value

    Age, mean, years 61.66 10.00 61.18 9.11 NS

    Female sex, no. (%) 11 (55) 11 (55) NS

    Years of education 13.78 1.65 12.80 1.70 NS

    MMSE 30 0 29.88 0.33 NS

    Hoehn and Yahr 2 0.79

    UPDRS 25.05 14.04

    Disease duration 8.05 3.90

    2358 J Neurol (2013) 260:23572361

    123

  • (e.g., writing ones full name and address copying). In

    order to examine the source of any significance, the data

    from each task were subjected to univariate ANOVAs.

    T-tests were used for analyzing the group differences in

    two components of the mean stroke duration: stroke

    duration on paper and in air. Finally, discriminant analysis

    was conducted in order to determine which of the com-

    puterized measures best predicted group membership (i.e.,

    control vs. PD) for each of the tasks

    Wilks Lambda 0:601F6;74 8:20; p\0:0001 g2 0:399:

    Results

    Results of the MANOVAs for both the name writing

    (F(6,32) = 6.72, Wilks Lambda = 0.442 p \ 0.001g2 = 0.558) and address copying tasks (F(6,31) = 14.77,Wilks Lambda = 0.259 p \ 0.001 g2 = 0.741), showedsignificant group effects. The univariate ANOVAs indi-

    cated significant differences between the groups for several

    measures of the name writing task and for all measures of

    the address copying task. The means and standard devia-

    tions are presented in Table 2.

    In order to further analyze the mean stroke duration,

    t-tests were conducted for the mean stroke duration on

    paper and in air for the address copying task. Mean

    stroke duration on paper (controls 0.19 0.02 s vs. PD

    0.27 0.10 s p = 0.001) and in air (controls

    0.21 0.06 s vs. PD 0.38 0.15 s p \ 0.001) were sig-nificantly different between controls and PD patients.

    For both tasks, compared with controls, PD participants

    wrote significantly smaller letters, applying significantly

    less pressure on the writing surface, and requiring signifi-

    cantly more performance time. The gap in the stroke

    duration in air was more dramatic than the gap in the

    stroke on paper. For both groups, the stroke size

    decreases as the task requirements increased, as shown in

    Table 2.

    In order to assess the relative importance of the dif-

    ferent variables in differentiating between PD and control

    participants, a discriminant analysis was performed for the

    two tasks. One discriminant function was found for the

    group classification of all participants (Wilks Lambda

    (= 0.305, p \ 0.001). As shown in Table 3, the variableswhich made the greatest contribution to group member-

    ship were the mean width, duration and height in both

    tasks. Based on this function, 97.5 % of participants were

    correctly classified (100 % of the controls and 95 % of

    PD patients). A Kappa value of 0.947 (p \ 0.001) wascalculated, demonstrating that the group classification did

    not occur by chance. Thus, taken together these two

    handwriting tasks had 95 % sensitivity and 100 %

    specificity.

    Discussion

    Using two simple short and routine writing tasks, PD

    patients could be distinguished from healthy controls with

    very high accuracy. None of the controls were categorized

    as suffering from PD while one of the PD patients was

    incorrectly categorized as being healthy. Thus, taken

    together these two handwriting tasks had 95 % sensitivity

    and 100 % specificity. Handwriting was chosen as a pos-

    sible biomarker for PD based on previous reports of mi-

    crographia appearing many years before the diagnosis of

    PD [19]. It is a noninvasive method that is easily per-

    formed. Hence, the sensitivity and specificity for the dis-

    tinction of PD patients from healthy controls could allow a

    quick and simple initial diagnosis in a non-specialist

    Table 2 Kinematic measuresfor writing tasks

    * p \ 0.05, ** p \ 0.01

    Measures Writing ones full name Copying an address

    Healthy mean

    (SD)

    PD mean (SD) Healthy mean

    (SD)

    PD mean (SD)

    Spatial measures

    Stroke length (cm) 0.96 (0.40) 0.60 (0.34)* 0.75 (0.14) 0.53 (0.16)**0

    Stroke width (cm) 0.32 (0.11) 0.18 (0.07)** 0.23 (0.04) 0.17 (0.04)**0

    Stroke height (cm) 0.47 (0.16) 0.36 (0.25) 0.35 (0.07) 0.27 (0.07)**0

    Temporal measures

    Stroke duration (sec) 0.16 (0.04) 0.21 (0.09) 0.20 (0.04) 0.32 (0.12)**

    Velocity (cm/sec) 5.18 (1.26) 3.10 (1.30)** 4.86 (0.96) 2.67 (0.91)**

    Pressure measures

    Pressure(Non-scaled units

    01,024)

    783.55 (149.04) 591.77 (160.98)** 788.61 (146.59) 603.29 (164.08)**

    J Neurol (2013) 260:23572361 2359

    123

  • setting. Hence, the writing task could be applied by general

    practitioners to ensure the speedy referral of new PD

    patients to the specialists, who would confirm the diagnosis

    and choose an adequate therapeutic approach.

    Our study was designed to examine the possibility of

    handwriting as a biomarker for PD, but in doing so also

    shed light on the ability of PD patients to perform this task.

    We found that it is importance to analyze handwriting not

    only on paper but also in air, as significant differences

    were observed between these two conditions, more so for

    the address copying task. In fact, in-air time is a mani-

    festation of planning the next movement, as required in

    the sequential process of handwriting [14] and thus reflects

    cognitive ability, as shown in our previous studies [20, 21],

    and supplies important information about the writer [22].

    Hence, the current study results indicate a motor planning

    deficit among PD patients, even in a very short functional

    common task such as copying an address. Our findings

    further support previous observations that in comparison

    with controls, patients with PD exhibit more variable peak

    accelerations and stroke sizes and smaller than normal

    handwriting, a phenomenon known as micrographia [8, 11

    14, 23].

    Less pressure was applied on the writing surface by the

    PD group for both the name and address writing tasks. This

    may be an indication of a deficit in force modulation as seen

    in the speech of PD patients, expressed as hypophonia [24].

    In this pilot study we identified two simple, short and

    routine writing tasks which differentiate PD patients from

    healthy controls. If our findings are corroborated in larger

    studies, these writing tasks have future potential as cost-

    effective, fast and reliable biomarkers for PD, and hand-

    writing, an everyday non-threatening activity, could be

    assessed as a possible marker of preclinical PD in at-risk

    populations.

    Conflicts of interest The authors declare no disclosures.

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    Measure Loading

    Writing ones full name Stroke width on paper 0.496

    Copying an address Stroke duration in air -0.477

    Copying an address Stroke width on paper 0.422

    Copying an address Stroke height in air 0.392

    Copying an address Stroke duration on paper -0.389

    Writing ones full name Stroke duration in air -0.219

    Writing ones full name Stoke height in air 0.183

    Copying an address Stroke duration on paper -0.143

    2360 J Neurol (2013) 260:23572361

    123

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    Handwriting as an objective tool for Parkinsons disease diagnosisAbstractIntroductionSubjects and methodsSubjectsMethodsOutcome MeasuresStatistical analysis

    ResultsDiscussionConflicts of interestReferences