Upload
vrutang-shah
View
11
Download
0
Embed Size (px)
Citation preview
ORIGINAL COMMUNICATION
Handwriting as an objective tool for Parkinsons disease diagnosis
Sara Rosenblum Margalit Samuel
Sharon Zlotnik Ilana Erikh Ilana Schlesinger
Received: 5 May 2013 / Revised: 3 June 2013 / Accepted: 4 June 2013 / Published online: 16 June 2013
Springer-Verlag Berlin Heidelberg 2013
Abstract To date, clinical assessment remains the gold
standard in the diagnosis of Parkinsons disease (PD). We
sought to identify simple characteristics of handwriting
which could accurately differentiate PD patients from
healthy controls. Twenty PD patients and 20 matched
controls wrote their name and copied an address on a paper
affixed to a digitizer. Mean pressure and mean velocity was
measured for the entire task and the spatial and temporal
characteristics were measured for each stroke. Results of
the MANOVAs for the temporal, spatial, and pressure
measures (stroke length, width, and height; mean pressure;
mean time per stroke; mean velocity), for both the name
writing and address copying tasks, showed significant
group effects (F(6,32) = 6.72, p \ 0.001; F(6,31) =14.77, p \ 0.001, respectively). A discriminant analysiswas performed for the two tasks. One discriminant function
was found for the group classification of all participants
(Wilks Lambda = 0.305, p \ 0.001). Based on thisfunction, 97.5 % of participants were correctly classified
(100 % of the controls and 95 % of PD patients). A Kappa
value of 0.947 (p \ 0.001) was calculated, demonstratingthat the group classification did not occur by chance. In this
pilot study we identified two simple short and routine
writing tasks which differentiate PD patients from healthy
controls. These writing tasks have future potential as cost-
effective, fast and reliable biomarkers for PD.
Keywords Parkinsons disease Biomarker Non-motor Handwriting Diagnosis Digitizer
Introduction
To date, clinical assessment remains the gold standard in
the diagnosis of Parkinsons disease (PD). In recent years,
an effort has been made to identify an objective biomarker
by organized initiatives such as the Parkinson Progression
Marker Initiative (PPMI) [1] and the Longitudinal and
Biomarker Study-Parkinsons disease [2] using varied
approaches including examination of blood, saliva, exhaled
breath [3], cerebrospinal fluid and neuroimaging. Finding a
biomarker is important not only for the diagnosis and fol-
low-up of disease progression but also for testing of
potential neuroprotective interventions with the hope of
screening and preventing this disease [4, 5]. In striving for
a tool that will objectively diagnose PD, the US Food and
Drug Administration (FDA) recently approved the dopa-
mine transporter (DAT) ligand [(123)I] ioflupane, with
single-photon emission computed tomography (SPECT,
DaTscan) for evaluating parkinsonian syndromes and for
distinguishing Parkinsons disease from essential tremor.
However, this testing modality exposes patients to radio-
active material and does not distinguish Parkinsons dis-
ease from multiple system atrophy or corticobasal
degeneration [6].
The statistical analysis was performed by Sara Rosenblum from the
Department of Occupational Therapy, Faculty of Social Welfare and
Health Sciences University of Haifa, Israel.
S. Rosenblum (&)Department of Occupational Therapy, Faculty of Social Welfare
and Health Sciences, University of Haifa, 31905 Haifa, Israel
e-mail: [email protected]
M. Samuel S. ZlotnikDepartment of Occupational Therapy, Rambam Health Care
Campus, Haifa, Israel
I. Erikh I. SchlesingerDepartment of Neurology, Technion Faculty of Medicine,
Rambam Health Care Campus, Haifa, Israel
123
J Neurol (2013) 260:23572361
DOI 10.1007/s00415-013-6996-x
Handwriting is one of the most common daily activities
performed by adults in a variety of leisure and professional
settings. Handwriting is a complex human activity, which
requires fine dexterity abilities and involves an intricate
blend of cognitive, sensory and perceptual-motor compo-
nents [7]. Therefore it is not surprising that abnormal
handwriting, is a well recognized manifestation of PD, with
micrographia being characteristic [8]. It may appear years
before the clinical diagnosis is made and thus may be one
of the first signs of impending disease, enabling neuro-
protective interventions when identified. Previous research
has shown that handwriting measures have the potential for
identifying various stages of PD, effects of varied inter-
ventions [9] and the effect of medication [10]. Studies
focusing on understanding the mechanism underlying mi-
crographia found significant differences between the
handwriting of PD patients and healthy subjects [1114].
In this pilot study we sought to identify simple charac-
teristics of handwriting kinematics which could accurately
differentiate PD patients from healthy controls so that they
may potentially be used as a diagnostic and screening tool
for incipient disease.
Subjects and methods
Subjects
Forty subjects, 20 PD and 20 controls (aged 3881), with at
least 12 years of education (mean 13.37 SD 2.93) were
included in the study. PD patients, diagnosed according to
the UK Brain Bank criteria [15], Hoehn and Yahr [16]
stages II-III, mini-mental state exam (MMSE) scores of
[17] 30, were randomly selected from those attending the
Movement Disorder Clinic at Rambam Health Care Cam-
pus in Haifa, Israel. The control group comprised of
healthy subjects matched for gender, age (mean age of
controls, 61.66 10.00; PD 61.18 9.11), years of edu-
cation, and hand dominance. For further details see
Table 1.
The study was approved by the institutional review
board. All subjects signed a written informed consent.
Methods
Writing tasks were performed on A4-size lined paper
affixed to the surface of an Intuos II WACOM (404 X 306
X 10 mm) X and Y digitizing tablet, using a wireless
electronic pen with a pressure-sensitive tip (Model GP-
110). Displacement, pressure, and pen-tip angle were
sampled at 100 Hz via a 1,300 MHz Pentium (R) M laptop
computer. A computerized handwriting evaluation (Com-
PET, a revised version of the Penmanship Objective
Evaluation tool) [18], was used to administer the stimuli
and to collect and analyze the data. The tool includes two
main functions: (1) data collection, which is language-
independent and easy to use for any handwriting tasks, and
(2) data analysis, which is programmed via MATLAB
software toolkits. The computerized system enables the
collection of spatial, temporal, and pressure data for the
entire task, as well as for each stroke, while the subject is
writing.
Participants were requested to write their name and to
copy an address (same address for all). Patients performed
the study in the on state.
Outcome Measures
Handwriting performance of written outputs were varied in
their length among participants (as in writing ones full
name). Thus, we compared the measures of strokes and not
those of the entire task. A stroke was defined as a continuous
line written by the subject. A stroke can be one of two types:
on-paper stroke, which is a stroke, written on the paper, or
in-air stroke, which is a stroke that the pen creates when it
does not touch the paper, i.e. between on-paper strokes.
The primary outcome measures included temporal, spatial,
and pressure measures of handwriting kinematics. Temporal
measures included the mean time taken to write each stroke,
the mean on-paper stroke time, the mean in-air stroke
time, and the mean velocity for the entire task in seconds.
The spatial measures included the mean strokes path
length, width, and height in centimeters. The pressure
measure was the mean pressure applied to the writing sur-
face in non-scaled units from 0 to 1,024 for the entire task.
All analyses were done by one of the authors (S.R.) who was
blinded to subject diagnosis (healthy vs. PD).
Statistical analysis
MANOVA analyses were used to test for group differences
(controls vs. PD) across the computerized spatial, temporal
and pressure measures for each of the two writing tasks
Table 1 Demographic and clinical characteristics of the studyparticipants
Characteristic Controls (n = 20) PD (n = 20) p value
Age, mean, years 61.66 10.00 61.18 9.11 NS
Female sex, no. (%) 11 (55) 11 (55) NS
Years of education 13.78 1.65 12.80 1.70 NS
MMSE 30 0 29.88 0.33 NS
Hoehn and Yahr 2 0.79
UPDRS 25.05 14.04
Disease duration 8.05 3.90
2358 J Neurol (2013) 260:23572361
123
(e.g., writing ones full name and address copying). In
order to examine the source of any significance, the data
from each task were subjected to univariate ANOVAs.
T-tests were used for analyzing the group differences in
two components of the mean stroke duration: stroke
duration on paper and in air. Finally, discriminant analysis
was conducted in order to determine which of the com-
puterized measures best predicted group membership (i.e.,
control vs. PD) for each of the tasks
Wilks Lambda 0:601F6;74 8:20; p\0:0001 g2 0:399:
Results
Results of the MANOVAs for both the name writing
(F(6,32) = 6.72, Wilks Lambda = 0.442 p \ 0.001g2 = 0.558) and address copying tasks (F(6,31) = 14.77,Wilks Lambda = 0.259 p \ 0.001 g2 = 0.741), showedsignificant group effects. The univariate ANOVAs indi-
cated significant differences between the groups for several
measures of the name writing task and for all measures of
the address copying task. The means and standard devia-
tions are presented in Table 2.
In order to further analyze the mean stroke duration,
t-tests were conducted for the mean stroke duration on
paper and in air for the address copying task. Mean
stroke duration on paper (controls 0.19 0.02 s vs. PD
0.27 0.10 s p = 0.001) and in air (controls
0.21 0.06 s vs. PD 0.38 0.15 s p \ 0.001) were sig-nificantly different between controls and PD patients.
For both tasks, compared with controls, PD participants
wrote significantly smaller letters, applying significantly
less pressure on the writing surface, and requiring signifi-
cantly more performance time. The gap in the stroke
duration in air was more dramatic than the gap in the
stroke on paper. For both groups, the stroke size
decreases as the task requirements increased, as shown in
Table 2.
In order to assess the relative importance of the dif-
ferent variables in differentiating between PD and control
participants, a discriminant analysis was performed for the
two tasks. One discriminant function was found for the
group classification of all participants (Wilks Lambda
(= 0.305, p \ 0.001). As shown in Table 3, the variableswhich made the greatest contribution to group member-
ship were the mean width, duration and height in both
tasks. Based on this function, 97.5 % of participants were
correctly classified (100 % of the controls and 95 % of
PD patients). A Kappa value of 0.947 (p \ 0.001) wascalculated, demonstrating that the group classification did
not occur by chance. Thus, taken together these two
handwriting tasks had 95 % sensitivity and 100 %
specificity.
Discussion
Using two simple short and routine writing tasks, PD
patients could be distinguished from healthy controls with
very high accuracy. None of the controls were categorized
as suffering from PD while one of the PD patients was
incorrectly categorized as being healthy. Thus, taken
together these two handwriting tasks had 95 % sensitivity
and 100 % specificity. Handwriting was chosen as a pos-
sible biomarker for PD based on previous reports of mi-
crographia appearing many years before the diagnosis of
PD [19]. It is a noninvasive method that is easily per-
formed. Hence, the sensitivity and specificity for the dis-
tinction of PD patients from healthy controls could allow a
quick and simple initial diagnosis in a non-specialist
Table 2 Kinematic measuresfor writing tasks
* p \ 0.05, ** p \ 0.01
Measures Writing ones full name Copying an address
Healthy mean
(SD)
PD mean (SD) Healthy mean
(SD)
PD mean (SD)
Spatial measures
Stroke length (cm) 0.96 (0.40) 0.60 (0.34)* 0.75 (0.14) 0.53 (0.16)**0
Stroke width (cm) 0.32 (0.11) 0.18 (0.07)** 0.23 (0.04) 0.17 (0.04)**0
Stroke height (cm) 0.47 (0.16) 0.36 (0.25) 0.35 (0.07) 0.27 (0.07)**0
Temporal measures
Stroke duration (sec) 0.16 (0.04) 0.21 (0.09) 0.20 (0.04) 0.32 (0.12)**
Velocity (cm/sec) 5.18 (1.26) 3.10 (1.30)** 4.86 (0.96) 2.67 (0.91)**
Pressure measures
Pressure(Non-scaled units
01,024)
783.55 (149.04) 591.77 (160.98)** 788.61 (146.59) 603.29 (164.08)**
J Neurol (2013) 260:23572361 2359
123
setting. Hence, the writing task could be applied by general
practitioners to ensure the speedy referral of new PD
patients to the specialists, who would confirm the diagnosis
and choose an adequate therapeutic approach.
Our study was designed to examine the possibility of
handwriting as a biomarker for PD, but in doing so also
shed light on the ability of PD patients to perform this task.
We found that it is importance to analyze handwriting not
only on paper but also in air, as significant differences
were observed between these two conditions, more so for
the address copying task. In fact, in-air time is a mani-
festation of planning the next movement, as required in
the sequential process of handwriting [14] and thus reflects
cognitive ability, as shown in our previous studies [20, 21],
and supplies important information about the writer [22].
Hence, the current study results indicate a motor planning
deficit among PD patients, even in a very short functional
common task such as copying an address. Our findings
further support previous observations that in comparison
with controls, patients with PD exhibit more variable peak
accelerations and stroke sizes and smaller than normal
handwriting, a phenomenon known as micrographia [8, 11
14, 23].
Less pressure was applied on the writing surface by the
PD group for both the name and address writing tasks. This
may be an indication of a deficit in force modulation as seen
in the speech of PD patients, expressed as hypophonia [24].
In this pilot study we identified two simple, short and
routine writing tasks which differentiate PD patients from
healthy controls. If our findings are corroborated in larger
studies, these writing tasks have future potential as cost-
effective, fast and reliable biomarkers for PD, and hand-
writing, an everyday non-threatening activity, could be
assessed as a possible marker of preclinical PD in at-risk
populations.
Conflicts of interest The authors declare no disclosures.
References
1. Marek K, Jennings D, Lasch S (2011) The Parkinson progression
marker Initiative (PPMI). Prog Neurobiol 95:629663
2. Ravina B, Tanner C, Dieuliis D, Eberly S, Flagg E, Galpern WR,
Fahn S, Goetz CG, Grate S, Kurlan R, Lang AE, Marek K,
Kieburtz K, Oakes D, Elliott R, Shoulson I; Parkinson Study
Group LABS-PD Investigators (2009) A longitudinal program for
biomarker development in Parkinsons disease: a feasibility
study. Mov Disord 24:20812090
3. Tisch U, Schlesinger I, Ionescu R, Nassar M, Axelrod N, Rob-
ertman D, Tessler Y, Azar F, Marmur A, Aharon-Peretz J, Haick
H (2013) Detection of Alzheimers and Parkinsons disease from
exhaled breath using nanomaterial-based sensors. Nanomedicine
(Lond) 8:4356
4. Wu Y, Le W, Jankovic J (2011) Preclinical biomarkers of Par-
kinson disease. Arch Neurol 68:2230
5. Chahine LM, Stern MB (2011) Diagnostic markers for Parkin-
sons disease. Curr Opin Neurol 24:309317
6. de la Fuente-Fernandez R (2012) Role of DaTSCAN and clinical
diagnosis in Parkinson disease. Neurology 78:696701
7. Carmeli E, Patish H, Colman R (2003) The aging hand. J Ger-
ontol A Biol Sci Med Sci 58:146152
8. Horowski R, Horowski L, Vogel S, Poewe W, Kielhorn FW
(1995) An essay on Wilhelm von Humboldt and the shaking
palsy: first comprehensive description of Parkinsons disease by a
patient. Neurology 45:565568
9. Eichhorn TE, Gasser T, Mai N, Marquardt C, Arnold G, Schwarz
J, Oertel WH (1996) Computational analysis of open loop
handwriting movements in Parkinsons disease: a rapid method to
detect dopamimetic effects. Mov Disord 11:289297
10. Poluha PC, Teulings HL, Brookshire RH (1998) Handwriting and
speech changes across the levodopa cycle in Parkinsons disease.
Acta psycho (Amst) 100:7184
11. Teulings HL, Contreras-Vidal JL, Stelmach GE, Adler CH (2002)
Adaptation of handwriting size under distorted visual feedback in
patients with Parkinsons disease and elderly and young controls.
J Neurol Neurosurg Psychiatry 72:315324
12. Tucha O, Mecklinger L, Thome J, Reiter A, Alders GL, Sartor H,
Naumann M, Lange KW (2006) Kinematic analysis of dopami-
nergic effects on skilled handwriting movements in Parkinsons
disease. J Neural Transm 113:609623
13. Oliveira RM, Gurd JM, Nixon P, Marshall JC, Passingham RE
(1997) Micrographia in Parkinsons disease: the effect of pro-
viding external cues. J Neurol Neurosurg Psychiatry 63:429433
14. Ondo WG, Satija P (2007) Withdrawal of visual feedback
improves micrographia in Parkinsons disease. Mov Disord
22:21302131
15. Gibb WR, Lees AJ (1988) The relevance of the Lewy body to the
pathogenesis of idiopathic Parkinsons disease. J Neurol Neuro-
surg Psychiatry 51:745752
16. Hoehn MM, Yahr MD (1967) Parkinsonism: onset, progression
and mortality. Neurology 17:427442
17. Folstein MF, Folstein SE, McHugh PR (1975) Mini-mental
state: a practical method for grading the cognitive state of
patients for the clinician. J Psychiatr Res 12:189198
18. Rosenblum S, Parush S, Weiss PL (2003) Computerized temporal
handwriting characteristics of proficient and non-proficient
handwriters. Am J Occup Ther 57:129138
19. Becker G, Muller A, Braune S, Buttner T, Benecke R, Greulich
W, Klein W, Mark G, Rieke J, Thumler R (2002) Early diagnosis
of Parkinsons disease. J Neurol 249(Suppl 3:III):4048
20. Rosenblum S, Dvorkin A, Weiss PL (2006) Automatic segmen-
tation as a tool for examining the handwriting process of children
Table 3 Discriminant analysis structure matrix predictors loadingvalues
Measure Loading
Writing ones full name Stroke width on paper 0.496
Copying an address Stroke duration in air -0.477
Copying an address Stroke width on paper 0.422
Copying an address Stroke height in air 0.392
Copying an address Stroke duration on paper -0.389
Writing ones full name Stroke duration in air -0.219
Writing ones full name Stoke height in air 0.183
Copying an address Stroke duration on paper -0.143
2360 J Neurol (2013) 260:23572361
123
with dysgraphic and proficient handwriting. Hum Mov Sci
25:608621
21. Werner P, Rosenblum S, Bar-On G, Heinik J, Korczyn A (2006)
Handwriting process variables discriminating mild Alzheimers
disease and mild cognitive impairment. J Gerontol B Psychol Sci
Soc Sci 61:228236
22. Sesa-Nogueras E, Faundez-Zanuy M, Mekyska J (2012) An
Information Analysis of In-Air and On-Surface Trajectoriesin
Online Handwriting. Cogn Comput 4:195205
23. McLennan JE, Nakano K, Taylor HR, Schwab RS (1972) Mi-
crographia in Parkinsons disease. J Neurol Sci 15:141152
24. Hatzitaki V, Hoshizaki TB (1998) Dynamic joint analysis as a
method to document coordination disabilities associated with
Parkinsons disease. Clin Biomech 13:182189
J Neurol (2013) 260:23572361 2361
123
Handwriting as an objective tool for Parkinsons disease diagnosisAbstractIntroductionSubjects and methodsSubjectsMethodsOutcome MeasuresStatistical analysis
ResultsDiscussionConflicts of interestReferences