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REVIEW Frontiers in cardiovascular medicine Primary prevention of stroke: blood pressure, lipids, and heart failure Matthias Endres 1,2 * , Peter U. Heuschmann 2 , Ulrich Laufs 3 , and Antoine M. Hakim 4 1 Klinik und Hochschulambulanz fu ¨r Neurologie, Charite ´—Universita ¨tsmedizin Berlin, 10117 Berlin, Germany; 2 Center for Stroke Research Berlin (CSB), Charite ´— Universita ¨tsmedizin Berlin, Berlin, Germany; 3 Klinik fu ¨r Innere Medizin III, Kardiologie, Angiologie und Internistische Intensivmedizin, Universita ¨tsklinikum des Saarlandes, Homburg/ Saar, Germany; and 4 Division of Neurology, University of Ottawa, Neuroscience Research, Ottawa Hospital Research Institute, Canadian Stroke Network, The Heart and Stroke Foundation Centre for Stroke Recovery, Ottawa, Canada Received 7 September 2010; revised 20 October 2010; accepted 2 December 2010; online publish-ahead-of-print 1 February 2011 Stroke contributes significantly to morbidity, mortality, and disability worldwide. Despite the successes accomplished in the acute treatment and rehabilitation of stroke, the global burden of this disease can only be tackled with co-ordinated approaches for primary prevention. Stroke is a heterogeneous disease and the contribution of individual risk factors to its occurrence estimated by population attributable risk differs from coronary heart disease. Here, we review evidence to demonstrate the prominent role of elevated blood pressure (BP) and heart disease on risk of stroke, while the influence of lipids on stroke is less clear; we also demonstrate that stroke is an important complication of heart failure. Current approaches to primary preventive action emphasize the need to target the absolute risk of cardiovascular diseases rather than individual risk factors. Lifestyle interventions serve as a basis for primary prevention of cardiovascular diseases. It is estimated that 70% of strokes are potentially preventable by lifestyle modification but prospective evidence is needed to support these hypotheses derived from epidemiological studies. Different strategies for drug interventions in primary prevention are discussed, including the polypill strategy. Additional measures are needed for the primary prevention of stroke which focus on BP, chronic heart failure, and possibly lipids. ----------------------------------------------------------------------------------------------------------------------------------------------------------- Keywords Hypertension Cholesterol Heart failure Triglycerides Polypill Adherence Introduction The global burden of stroke is substantial. Stroke is the second leading cause of death, one of the leading causes of adult acquired dis- ability worldwide, and hence a major contributor to health-care costs. 1 For example, in the UK, the direct and indirect societal costs caused by stroke are about 8.9 billion pounds a year. 2 Stroke is a disease of the elderly. The median age at the onset of first stroke in Europe is 73 years. 3 It is anticipated that the absolute number of stroke patients will increase substantially over the next decades. The WHO estimates that the absolute number of first-ever stroke patients in the European Union and selected European Fair Trade Association countries will increase from 1.1 million in 2000 to 1.5 million in 2025 if incidence rates remain stable. 4 Disease condition ‘stroke’ The pathophysiology of acute coronary vascular syndromes is primarily related to plaque rupture followed by local thrombosis. In contrast, stroke is a rather heterogeneous clinical syndrome consisting of different pathophysiological and aetiological sub- groups (Figure 1). Stroke is a clinical diagnosis and is classified according to the duration of clinical symptoms into transient ischaemic attack or stroke. 5 New tissue- instead of time-based classification systems are challenging this traditional definition. 6 The clinical entity ‘stroke’ is further subdivided based on the underlying pathology into ischaemic stroke (IS), primary intracra- nial haemorrhage, or subarachnoidal haemorrhage. IS can be classi- fied according to the leading aetiological cause into large-artery atherosclerosis, cardioembolism, small-artery occlusion, other causes, and undetermined aetiology 7 with new classification systems proposed in the light of wider availability of advanced diag- nostic facilities. 8 Risk factors for stroke The main risk factors for ischaemic and haemorrhagic stroke, respectively, are well known and can be differentiated into non- modifiable (age, sex, genetic predisposition, ethnicity) and modifi- able ones (smoking, hypertension, lifestyle factors, diabetes) 9 with * Corresponding author. Tel: +49 30 450 560 102, Fax: +49 30 450 560 932, Email: [email protected] Published on behalf of the European Society of Cardiology. All rights reserved. & The Author 2011. For permissions please email: [email protected] European Heart Journal (2011) 32, 545–555 doi:10.1093/eurheartj/ehq472 by guest on July 9, 2015 Downloaded from

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REVIEW

Frontiers in cardiovascular medicine

Primary prevention of stroke: blood pressure,lipids, and heart failureMatthias Endres1,2*, Peter U. Heuschmann2, Ulrich Laufs3, and Antoine M. Hakim4

1Klinik und Hochschulambulanz fur Neurologie, Charite—Universitatsmedizin Berlin, 10117 Berlin, Germany; 2Center for Stroke Research Berlin (CSB), Charite—Universitatsmedizin Berlin, Berlin, Germany; 3Klinik fur Innere Medizin III, Kardiologie, Angiologie und Internistische Intensivmedizin, Universitatsklinikum des Saarlandes, Homburg/Saar, Germany; and 4Division of Neurology, University of Ottawa, Neuroscience Research, Ottawa Hospital Research Institute, Canadian Stroke Network, The Heart and StrokeFoundation Centre for Stroke Recovery, Ottawa, Canada

Received 7 September 2010; revised 20 October 2010; accepted 2 December 2010; online publish-ahead-of-print 1 February 2011

Stroke contributes significantly to morbidity, mortality, and disability worldwide. Despite the successes accomplished in the acute treatment andrehabilitation of stroke, the global burden of this disease can only be tackled with co-ordinated approaches for primary prevention. Stroke is aheterogeneous disease and the contribution of individual risk factors to its occurrence estimated by population attributable risk differs fromcoronary heart disease. Here, we review evidence to demonstrate the prominent role of elevated blood pressure (BP) and heart disease onrisk of stroke, while the influence of lipids on stroke is less clear; we also demonstrate that stroke is an important complication of heartfailure. Current approaches to primary preventive action emphasize the need to target the absolute risk of cardiovascular diseases ratherthan individual risk factors. Lifestyle interventions serve as a basis for primary prevention of cardiovascular diseases. It is estimated that 70%of strokes are potentially preventable by lifestyle modification but prospective evidence is needed to support these hypotheses derived fromepidemiological studies. Different strategies for drug interventions in primary prevention are discussed, including the polypill strategy. Additionalmeasures are needed for the primary prevention of stroke which focus on BP, chronic heart failure, and possibly lipids.- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -Keywords Hypertension † Cholesterol † Heart failure † Triglycerides † Polypill † Adherence

IntroductionThe global burden of stroke is substantial. Stroke is the secondleading cause of death, one of the leading causes of adult acquired dis-ability worldwide, and hence a major contributor to health-carecosts.1 For example, in the UK, the direct and indirect societalcosts caused by stroke are about 8.9 billion pounds a year.2 Strokeis a disease of the elderly. The median age at the onset of firststroke in Europe is 73 years.3 It is anticipated that the absolutenumber of stroke patients will increase substantially over the nextdecades. The WHO estimates that the absolute number of first-everstroke patients in the European Union and selected European FairTrade Association countries will increase from 1.1 million in 2000to 1.5 million in 2025 if incidence rates remain stable.4

Disease condition ‘stroke’The pathophysiology of acute coronary vascular syndromes isprimarily related to plaque rupture followed by local thrombosis.In contrast, stroke is a rather heterogeneous clinical syndrome

consisting of different pathophysiological and aetiological sub-groups (Figure 1). Stroke is a clinical diagnosis and is classifiedaccording to the duration of clinical symptoms into transientischaemic attack or stroke.5 New tissue- instead of time-basedclassification systems are challenging this traditional definition.6

The clinical entity ‘stroke’ is further subdivided based on theunderlying pathology into ischaemic stroke (IS), primary intracra-nial haemorrhage, or subarachnoidal haemorrhage. IS can be classi-fied according to the leading aetiological cause into large-arteryatherosclerosis, cardioembolism, small-artery occlusion, othercauses, and undetermined aetiology7 with new classificationsystems proposed in the light of wider availability of advanced diag-nostic facilities.8

Risk factors for strokeThe main risk factors for ischaemic and haemorrhagic stroke,respectively, are well known and can be differentiated into non-modifiable (age, sex, genetic predisposition, ethnicity) and modifi-able ones (smoking, hypertension, lifestyle factors, diabetes)9 with

* Corresponding author. Tel: +49 30 450 560 102, Fax: +49 30 450 560 932, Email: [email protected]

Published on behalf of the European Society of Cardiology. All rights reserved. & The Author 2011. For permissions please email: [email protected]

European Heart Journal (2011) 32, 545–555doi:10.1093/eurheartj/ehq472

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variations in the impact of specific risk factors between haemor-rhagic stroke and IS. For example, atrial fibrillation (AF) is a riskfactor for IS but not for haemorrhagic stroke.10 –12 Most riskfactors contribute to both coronary heart disease (CHD) and IS.However, the relative contribution of individual risk factorsdiffers substantially between the two disease conditions.13 Definingthe weight of risk factors by population attributable fractions (PAF)(i.e. the proportion of a disease that could be theoretically pre-vented if a risk factor would be absent) reveals hypercholestero-laemia as the main risk factor for CHD14–17 and hypertensionfor stroke18,19 (Figure 2). However, the estimation of PAF for aspecific risk factor is not trivial, especially if diseases are causedby multiple risk factors not acting independently,20 and the esti-mates are dependent on the definition of the population atrisk.21 The four main modifiable risk factors diabetes, smoking,hypertension, and hypercholesterolaemia explain less variance ofoccurrence of stroke compared with the occurrence of myocardialinfarction [e.g. 55% of stroke events vs. 88% of myocardial infarc-tion events in the European Prospective Investigation into Cancerand Nutrition (EPIC) study were attributed to these four riskfactors].22

Minimizing the impact of stroke on society will thus requireeffective strategies for reducing its incidence in the general popu-lation. Here, we review current strategies for the main modifiablerisk factors: blood pressure (BP), lipids, and heart disease.

Blood pressureHigh BP is a common phenomenon in the population. Its preva-lence varies according to geography and ethnic background. Atthe 140/90 mmHg threshold, the prevalence of hypertension is28% in North America and 44% in six European countries.23 In

sub-Saharan Africa, although overall hypertension prevalence isup to 15%, middle-income urban dwellers can have prevalencerates as high as 32%.

Blood pressure and strokeHypertension has been identified as a major risk factor for stroke.The INTERSTROKE study, which evaluated the contribution ofvarious risk factors to the burden of stroke worldwide, concludedthat hypertension provided 34.6% of the PAF for stroke19

Figure 1 Clinical syndrome stroke.65

Figure 2 Percentage population attributable risk of main mod-ifiable risk factors for acute myocardial infarction and stroke(ischaemic and haemorrhagic stroke combined) based on theestimates from the INTERHEART study and the INTERSTROKEstudy.14,19 Population attributable risk (PAR) is estimating theproportion of a disease that can theoretically be attributed to aspecific risk factor; estimates derived from the INTERHEARTstudy14 and the INTERSTROKE study.19

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(Figure 2). If in addition to patient-reported history of hypertensiona BP higher than 160/90 mmHg was measured, PAF for stroke dueto hypertension increased to 52%. Ezzati et al.24 previously attrib-uted 70–76% of strokes occurring in 14 subregions of the world toa limited number of risk factors, with hypertension as the biggestdriver of stroke risk.

More recently, it has also been recognized that hypertension isalso a risk factor for reduced cognitive function. In a large observa-tional study of a healthy population, an increase of 10 mmHg indiastolic BP (DBP) was associated with 7% higher odds of cognitiveimpairment.25 This is similar to the conclusion that a 1 mmHg risein systolic BP (SBP) in midlife was associated with a 1% increase inrisk of cognitive decline later in life.26 In addition to a direct associ-ation with dementia, hypertension also aggravates Alzheimer’sdisease, and the presence of a single lacune at autopsy, evenwhen asymptomatic, increased the probability of dementia by afactor of 18 in the Nun Study.27

Blood pressure lowering in primarystroke preventionINTERSTROKE and INTERHEART report that hypertension pro-vided 34.6 and 17.9% of the PAF for stroke and myocardial infarc-tion, respectively (Figure 2).28 This is supported by apopulation-based study from France showing that individuals withstroke were more likely to be hypertensive than those with myo-cardial infarcts.29 At standard doses, drugs that lower BP alsoreduce stroke incidence more than they reduce myocardialinfarcts.30 In the ACCORD study, where almost 5000 participantswith type 2 diabetes were assigned to target SBPs of ,120 or,140 mmHg and were followed 4.7 years for vascular events,stroke was the only outcome with a significantly lower incidencein the intensive therapy group.31 Thus, the brain is the organmost benefited when BP is reduced.

Several authors have estimated the extent of protection thatresults when BP is lowered. Girerd and Giral32 concluded thateach 2 mmHg reduction in SBP was associated with a 25%reduction in stroke events. More recently, Beckett et al.33

showed that in patients 80 years of age or older, treatmentwhich lowered mean SBP and DBP by 15.0/6.1 mmHg resulted ina 39% reduction in the rate of fatal strokes at 2 years of treatment.Jones et al.34 estimated that a 35–44% reduction in the incidenceof new strokes can be achieved by lowering BP. Finally, Sokolet al.35 concluded from their review of the effect of BP manage-ment on the incidence of primary and secondary strokes that pro-longed reduction in DBP of 5, 7.5, and 10 mmHg would lowerstroke rates by at least 34, 46, and 56%, regardless of the startingBP level.

Conclusions: blood pressure and primaryprevention of strokeDespite the overwhelming evidence that hypertension is a majorcause of damage particularly to the brain and that the brainbenefits the most from BP lowering, there are no randomized clini-cal trials that provide a BP target for effective prevention of firststrokes.36 This can only be answered by a new study that attemptsto define a target. The challenges of designing such a trial have

recently been described.37 Nonetheless, the SBP InterventionTrial (SPRINT) launched recently by NIH, with a target SBPof ,120 mmHg, should go a long way to filling this gap. Inthe meantime, it is clear that improving the management ofhypertension at the population level will result in optimum brainprotection. Law et al. suggest that in people aged 60–69 with aDBP of 90 mmHg, three drugs at half standard dose reduced therisk of stroke by 62%, whereas one drug at standard dose hadhalf this effect. In addition, they advocate lowering BP in thepopulation broadly rather than ‘measuring it in everyone andtreating it in some’.30

Lipids

Cholesterol and strokeTotal blood cholesterol levels are a prominent risk factor for car-diovascular disease.38 The association of cholesterol and stroke,however, is much less clear: surprisingly, epidemiological studiesfound no consistent relationship between cholesterol levels andoverall stroke risk.39 For example, neither the Framingham Studynor the Honolulu Heart Study found an association betweencholesterol levels and cerebrovascular disease. The ProspectiveStudies Collaboration has brought together evidence from 61 indi-vidual prospective studies and analysed the data of 55 000 vasculardeaths.38 There was no clear relationship between blood choles-terol and stroke (except in people aged 40–60 years and withnormal or high-normal BP). In many of the individual studies, nodifferentiation between stroke subtypes was performed. Forexample, many strokes were not verified by brain imaging and,hence, could not even be differentiated into haemorrhagic strokevs. IS. Indeed, the MRFIT study in 350 000 men which examinedthe link between cholesterol and fatal stroke (and differentiatedhaemorrhagic stroke from IS) showed a J-shaped relationshipbetween total cholesterol levels and stroke mortality (Figure 3).40

This could be explained by an association of higher cholesterolwith IS and, vice versa, between lower cholesterol and haemorrha-gic stroke10—at least in patients with co-morbid high BP.40 Simi-larly, in the Prospective Studies Collaboration in individuals with

Figure 3 Cholesterol and stroke subtype stratified for thehistory of prior myocardial infarction (MI) based on estimatesfrom the MRFIT study.40

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SBP .145 mmHg, total cholesterol was negatively related to hae-morrhagic and total stroke mortality.38 Another caveat of themeta-analyses is the fact that often only fatal strokes were ana-lysed.41 Taken together, the relationship between cholesteroland total stroke is weak but it seems likely that cholesterol isassociated with increased risk at least in the subgroup of athero-thrombotic strokes.

Only few studies addressed the association of elevated LDLcholesterol levels and IS, and they did not yield consistent find-ings.42 In contrast, high HDL levels are associated with reducedstroke risk, and vice versa, low HDL is associated with increasedstroke risk.36,43,44 Also, the ratio of total cholesterol to HDLcholesterol (or the LDL/HDL cholesterol) ratio may be more pre-dictive. This is also supported by the INTERSTROKE study whichshowed that the ratio of apolipoprotein B to A1 was predictive forstroke risk.14 Overall, the population attributable risk of low HDLcholesterol is estimated to be 10%.45

The role of triglyceride levels for stroke risk is also unclear.Some studies and meta-analyses report an association between tri-glyceride levels and IS,46 but several studies found no relationshipbetween fasting triglyceride levels and IS risk (as was demonstratedfor cardiovascular disease). In contrast, non-fasting triglyceridelevels may be a better prediction for stroke (and cardiovascular)risk.46,47 Recently, a cohort study also found an association of non-fasting triglyceride levels and IS in women.48 Triglyceride levelsvary considerably, making risk prediction difficult, and the lack ofstandardization may explain some of the contradictory results.The ongoing Berlin Cream & Sugar Study will employ an oral trigly-ceride tolerance test with standardized conditions to predict therisk of further strokes.41

Lipid lowering in primary strokepreventionEarlier intervention trials with non-statin cholesterol-loweringdrugs (including fibrates) failed to show a reduction of strokerisk, which stands in contrast to the fact that these drugslowered cardiovascular risk (along with cholesterol levels).50 Incontrast, results from randomized trials have demonstrated thattreatment with HMG-CoA reductase inhibitors (i.e. statins),which lower total and LDL cholesterol, not only reduces the inci-dence of ischaemic heart disease but also of IS.51,52 As a rule ofthumb, the reduction in LDL cholesterol by 1.5 mmol/L reducesIS risk by about a third.51,52 Statins were also protective in popu-lations at high vascular risk but without documented CHD, suchas in the ASCOT-LLA or CARDS (primary diabetic population)cohorts.

So far, however, the protective results of statins on stroke riskare limited to patients at high risk for stroke (i.e. with CHD orother additional risk factors) and it remains unclear whetherstatin treatment is effective for stroke prevention in the generalpopulation without CHD. Data on the elderly, moreover, arevery limited: in the PROSPER trial, pravastatin had no effect onstroke (while it reduced the combined vascular endpoint by15%).53 For secondary stroke prevention, both the SPARCL trialand a subgroup of the HPS trial demonstrated a significantreduction of secondary cerebrovascular events in stroke patients

even without additional CHD.54,55 Consequently, statin therapyhas become a pillar of treatment in addition to aspirin and BPmedication.

Of note, reduction in IS risk by statins may be associated with asmall increase in haemorrhagic stroke as suggested by two second-ary prevention trials, SPARCL and HPS.55,56 Statins might thereforenot be indicated for patients with haemorrhagic strokes. Furtherstudies of how exactly lipids, cholesterol, and lipoprotein particlescontribute to stroke risk invite further research.

Presently, the mechanism of stroke protection by statins is notentirely clear. Cholesterol-independent pleiotropic effects maycontribute to it: statins reduce inflammation, are anti-atherogenic,lower BP, stabilize plaques, are anti-thrombotic, improve fibrinoly-sis, and decrease platelet activation. They also have immuno-modulatory effects, increase the number of circulating endothelialprogenitor cells, and improve endothelium function.57 In addition,statins have neuroprotective properties, reduce ischaemic lesionsize in animal stroke models, and may therefore also improvestroke outcome.57 However, the relative contribution of LDLcholesterol lowering vs. other pleiotropic statin actions on thereduction of stroke risk cannot be easily differentiated since essen-tially all pleiotropic effects of statins are also dependent onHMG-CoA reductase inhibition. Thus, these effects go hand inhand with any effect on LDL cholesterol levels, are dose-dependent, and correspond with the potency of a given statindrug. In other words, LDL cholesterol may as well serve as a bio-marker for pleiotropic statin effects. It is therefore not surprisingthat there is a linear association between reduction in LDL choles-terol concentration and stroke incidence among the major statintrials.46

Recently, the JUPITER trial tested the hypothesis whether indi-viduals with elevated inflammatory biomarkers but without hyper-lipidaemia benefit from high-dose statin treatment. In fact,high-sensitivity C-reactive protein levels were demonstrated tobe associated with the risk of IS, although its relevance is stillunclear.58 Rovastatin reduced major cardiovascular events includ-ing death from cardiovascular causes in apparently healthy menand women with average LDL cholesterol and elevated high-sensitivity C-reactive protein.59 Stroke reduction by rosuvastatintreatment was also significant, but the absolute rate was low andthe number needed to treat consequently rather high (i.e.286!).59 The JUPITER study has already evoked intensivedebate.60 However, its relevance for (primary) stroke preventionis limited by the low number of stroke events and the fact that itincluded individuals without a specific condition placing them atrisk for stroke.61

Conclusions: lipids and primaryprevention of strokePresent guidelines recommend the regular measurement of bloodcholesterol levels. The National Cholesterol Education Program IIIprovided guidelines for the management of patients without pre-vious cerebrovascular events with elevated non-HDL cholesterollevels and additional risk factors.62 It is unclear whether loweringlipids is effective in the primary prevention of stroke in thegeneral population (without CHD or additional vascular risk

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factors). High-risk individuals should be treated with a statin andlifestyle measures even with normal LDL cholesterol.45,63 Infuture, the effects on stroke risk of aggressive LDL cholesterol low-ering with treatment goals below 1.8 mmol/L (i.e. below 70 mg/dL)will need to be established. Also, there is as yet no evidence thatezitimibe–statin combinations (which may offer superior lipid-modifying effects) may provide any additional benefit over statinmonotherapy. Future and ongoing studies need to test whetherHDL-raising drugs such as nicotinic acid (niacin) or cholesterylester transfer protein inhibitors may be beneficial in addition tostatins and the proven baseline therapy of weight control, physicalactivity, and smoking cessation.45 The role of triglycerides as Lp(a)remains unclear and further research is needed to address risk pre-diction and optimal treatment. In particular, the effects oftriglyceride-lowering therapy alone or in combination with statinsand the effects of treatments to raise HDL cholesterol concen-trations await further studies.

Heart failureCardiac diseases including valve disease and chronic heart failure(CHF) represent a risk factor for IS64 (Table 1). Approximately25% of all ISs are due to cardiac embolism.65 Up to 10–24% ofthe patients with IS have CHF, and in 9% of ISs, CHF is the likelycause.66– 69 For CHF, a meta-analysis calculated that 18 per 1000persons suffered a stroke during the first year after the diagnosisand increased to 47 at 5 years.70 The overall relative risk ofstroke in CHF increases approximately two to three folds com-pared with patients without CHF. In addition, CHF represents anindependent predictor for the severity of cerebral ischaemia andassociated poor outcome.71 A recent analysis showed that theodds ratio of in-hospital mortality rate for stroke patients withCHF was more than doubled than for those without CHF.Stroke patients with CHF also stayed longer in the hospital.67

The stroke risk in patients with CHF increases further with age,concomitant arterial hypertension, and AF.

Recent imaging studies suggest that the incidence of silent cer-ebral ischaemia in CHF patients may be high (up to 40% of theCHF population).72 Silent cerebral ischaemia, losses in greymatter, and decreased cerebral perfusion may significantly

contribute to cognitive impairments that are reported in manyCHF patients (25–80%)73,74 A recent analysis of the Framinghamstudy looked at 1504 participants without prior stroke or dementiashowed that the cardiac index correlated with brain volume andinformation processing speed75 (Table 2). Further research isneeded to characterize the underlying mechanism(s) for thisassociation, which is largely unknown, and to develop strategiesfor specific prevention.

It seems likely that CHF-related strokes are primarily embolic.The risk of embolism correlates with the degree of left ventricular(LV) dysfunction. Specifically, an ejection fraction ,30% is associ-ated with an increased risk of embolism.76 Chronic heart failure isassociated with an activation of thrombus formation likelymediated by the renin–angiotensin system, endothelial dysfunc-tion, increased blood velocity, and dysregulation of mediators(e.g. thrombin, plasminogen, and others).77 The main cause foremboli in patients with CHF is AF.78 The prevalence of AF inCHF is 10–17% and it increases with LV dilatation andNew York Heart Association (NYHA) stage.79 The degree of LVdysfunction is associated with embolic events and can be used tostratify stroke risk in patients with AF (Table 3). Chronic heartfailure is therefore an important factor for the assessment ofstroke risk. For example, CHF is included in the CHADS2 scoreto assess stroke risk in AF patients.80 An assessment of the individ-ual co-morbidities using the CHADS2 score can help to make indi-vidual recommendations. For individuals with a CHADS2 score of0 treatment with aspirin is sufficient, for a CHADS2 of 1 aspirin oranticoagulation can be used and all patients with a CHADS2 .1clearly benefit from anticoagulation.

Intracavitary thrombi are a source of embolism and occur in LVsimpaired by myocardial infraction, valve disease, or CHF. Thedanger of intra-atrial thrombus formation exists particularly inpatients with AF (see above). In patients with a ventricular throm-bus and additional risk factors (e.g. LV dysfunction or hyperten-sion), anticoagulation for at least 6 months is indicated.81

Intra-atrial thrombi can only be detected or excluded with suffi-cient diagnostic reliability by the use of transoesophageal echocar-diography (TEE). In contrast, both LV function and LV thrombi(especially in the apex cordis) are better assessed by transthoracicechocardiography than by TEE.81– 83 Lack of atrial thrombi doesnot exclude cardiogenic stroke.

Because of the increased risk of intermittent and of asympto-matic AF in CHF and the increased risk of stroke in patientswith CHF in sinus rhythm, the question arises whether all patientswith impaired LV function or LV aneurysms would benefit fromanticoagulation. However, all published studies that tested theeffect of oral anticoagulation in patients with CHF in sinusrhythm, including the WATCH trial,84 were not able to demon-strate an advantage of anticoagulation with regard to mortality.Anticoagulation is effective in patients with CHF and AF, but LVdysfunction by itself does not represent an indication for anticoa-gulation treatment.

In addition to the causal relationship between CHF and IS, thesetwo disease entities represent manifestations of similar underlyingrisk factors. In CHF patients in sinus rhythm, older age, hyperten-sion, and diabetes are associated with increased incidence ofstroke.85 Arterial hypertension is a main risk factor for stroke

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Table 1 Echocardiographic findings and risk of futureembolic events83

High risk Low risk

Atrial fibrillation Mitral valve prolapse

Mitral valve stenosis Mitral valve calcification

Mechanical prosthetic valves Patent foramen ovale

Recent myocardial infarction Atrial septal aneurysm

Left ventricular thrombus/leftatrial thrombus

Regional wall movementdisturbances of the LV

Atrial myxoma Calcifying aortic valve stenosis

Infectious endocarditis Mitral valve strands

Dilative cardiomyopathy

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and CHF and represents one of the most important targets forprevention. Indeed, the recent Hypertension in the Very ElderlyTrial (HYVET) showed that BP control in patients .80 years ofage reduced both stroke and heart failure events as well as mor-tality.33 Blood pressure control is the basis of the prevention ofCHF and stroke.13

Primary stroke prevention

General principles of primary preventionFor primary prevention of stroke, two complementary approachescan be differentiated: the population and the high-risk strategy.86,87

The population approach aims to change levels of risk factors inthe entire population towards a more favourable distribution.These include environmental or lifestyle factors (such as diet, phys-ical activity, smoking, and obesity) as well as their social and econ-omic determinants.88 For example, the North Karelia Projectaiming at risk factor level reduction by population-wide chronicdisease prevention and health promotion interventions shows an80% decline in coronary mortality over 35 years.89 In contrast,the high-risk strategy aims at identifying currently asymptomaticindividuals at high risk of future vascular disease to reduce theirindividual risk.86 The decision to take preventive action in asymp-tomatic high-risk individuals should be based on ‘absolute riskrules’.13 This means that absolute levels of multiple risk factorsare taken into account rather than a specific risk factor unless itis markedly increased.13,90 Risk charts are available for estimatingthe probability of future vascular disease (absolute risk). Theycontain relative risks of factors derived from cohort studies andbaseline risks reflecting cultural, socio-economic, and psycho-socialcharacteristics of a given population.90 Currently, global risk scores(e.g. SCORE91), which estimate total cardiovascular risk ratherthan incidence of single endpoints, are recommended for theidentification of high-risk individuals.13 To provide accurate identi-fication, these risk charts should also be adapted to the baselinerisk of the population.92

Implementing primary prevention in thepopulationLifestyle interventions serve as a basis for primary prevention. Ithas been proposed that 70% of stroke and over 80% of CHDmight be preventable through lifestyle modifications (e.g. notsmoking, healthy diet, body mass index ,25 kg/m2, regular phys-ical activity, and moderate alcohol consumption).93 This estimation

is in line with observations from prospective cohort studies whichreport that a healthy life style (as defined above) is associated withan 82% decrease in CHD risk in women.94 In addition, a substantialdecrease in relative risk of stroke in people with the healthiest life-style compared with an unhealthy lifestyle is observed in previouscohort studies95–97 (Figure 4). Until now, evidence from clinicaltrials is missing to confirm the data produced by these observa-tional studies. Population strategies targeting economic and socialdeterminants for changing lifestyle behaviour in the populationrequire political action and need different partners at the local,national, and international levels. Examples for policy actions toput prevention into practice at the population level are providedby the recently published NICE public health guidance ‘Preventionof cardiovascular disease at population level’.98 Currently,however, it is unclear how lifestyle changes can be successfullyachieved in healthy individuals.

Observational studies may also generate new pathophysiologicalhypotheses about stroke occurrence. For example, individuals withacute infection99 or with increased homocystein levels100 have ahigher stroke risk and might be suitable for population-wide inter-ventions, e.g. via immunization or vitamin supplementation,respectively. However, large primary prevention trials on thepotential reduction of stroke risk are lacking and homocystein low-ering with vitamins B6, B12, and folic acid failed in clinical trials inpatients with a history of vascular diseases101 or stroke.102

In individuals at high risk for vascular diseases, drug interventionby health-care professionals in clinical practice is often necessary inaddition to lifestyle recommendations. There are different strat-egies for identifying high-risk individuals. Often an opportunisticscreening is undertaken for this purpose, e.g. by risk charts thatare restricted to patients requesting a screening or to patients con-sidered eligible by health practitioners. However, the use of the

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Table 2 Change in total brain volume as a function of a 1 SD change in cardiac index75

Cardiac indexa Total sample (n 5 1504) P-value Without prevalent CVD (n 5 1392) P-value

Continuous 0.30 + 0.14 0.03 0.33 + 0.14 0.02

Tertile 1 (low) 20.36 + 0.17 0.04 20.41 + 0.17 0.02

Tertile 2 (mid) 20.35 + 0.17 0.04 20.34 + 0.17 0.04

Tertile 3 (high) Reference — Reference —

aCardiac index is the cardiac output divided by the body surface area.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Table 3 Estimation of stroke risk in patients withatrial fibrillation based on echocardiographic findings118

Finding Risk/year

Atrial fibrillation + normal echographic finding 1.5%

Atrial fibrillation + enlarged left atrium 8.8%

Atrial fibrillation + left ventricular dysfunction 12.6%

Atrial fibrillation + enlarged atrium + left ventriculardysfunction

20.0%

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charts might not be fully understood by physicians,103 leading toonly modest changes in prescription behaviour.104 There is alsoan ongoing debate about mass screening programmes for identify-ing high-risk individuals in whole or pre-defined populations.105

Other approaches proposing targeted screening of potential high-risk groups such as a pre-stratification of potentially high-riskpeople based on routine available data which then undergo amore detailed screening programme.106

Another approach was proposed by Wald and Law107 as apopulation-wide drug intervention from a given age withoutscreening or identification of individual risk. This ‘polypill’ strategyproposes to reduce simultaneously four major cardiovascular riskfactors: cholesterol, BP, homocystein/low-folate, and platelet func-tion by drugs including a statin, three blood-lowering drugs in lowdosage, folic acid, and aspirin. The authors proposed treatment foreverybody older than 55 years or with a history of previous cardi-ovascular disease, regardless of pre-treatment risk factor levels andwithout monitoring of the effect. Currently, evidence from clinicaltrials to assess the overall benefit as well as potential adverseeffects is lacking. It needs to be established whether different

medications when combined in a single pill still exert theirexpected mechanism of action. For example, a polypill containinglow doses of hydrochlorothiazide, atenolol, ramipril, simvastatin,and aspirin was compared with the individual drugs given separ-ately in a randomized trial in primary prevention in India. This poly-pill was well tolerated and non-inferior to its individualcomponents in lowering BP and heart rate. It substantiallylowered LDL cholesterol and urinary 11-dehydrothromboxaneB2, but to a degree that was slightly less effective than simvastatinor ASA alone.108 However, there is no clear consensus as to whichkinds and doses of substances should be combined for optimal pre-vention.109 Drug registration of fixed combinations represents achallenge and, in the case of adverse events, it is difficult to identifythe responsible component(s). Another important limitation is thereduced flexibility in choice of drug substances and individualdoses. However, all currently proposed strategies for primary pre-vention based on modelling approaches. The cost effectiveness orreal population benefits of these strategies are in debate and theoutputs of clinical trials are expected.110,111

Drug adherenceAnother important aspect in ensuring effectiveness of drug treat-ment in primary prevention is drug adherence. Increasingnumbers of elderly patients require polypharmacy for chronic dis-eases. Non-adherence to medication is common and is associatedwith adverse treatment outcome. Reduced adherence is an indi-cator of higher morbidity, adverse events, and costs. Adherenceto medical therapy correlates with reduced morbidity and survival.Average non-adherence rates are between 20 and 50% in patientswith chronic diseases.112 Adherence to medication can be effec-tively improved by specific measures such as counselling ofpatient and care-giver, reduction of the number of single dailydoses, and provision of supporting medication management suchas blister packs.113 An important factor for medication adherenceis the number of pills taken daily. Increasing numbers of singledoses are directly associated with dramatically decreasing adher-ence.114 Fixed combinations, e.g. in the treatment of hypertension,can contribute to the reduction of the number of single doses andtherefore also improve drug adherence.115,116 The polypill conceptintroduced above offers the different drug substances in a singleformulation. In an analysis of .11 900 patients on fixed-dose com-bination, the relative risk of non-adherence was reduced by 26%compared with patients on free-drug component regimens.115

Adherence can be improved using a single pill in comparisonwith the drugs being taken separately; however, other ways of pro-viding combination therapy, e.g. in unit doses, may maintain thefreedom of treatment. Speculation is justified that the impact ofimplementing comprehensive measures to improve adherencesuch as continuous counselling and individualized multidose adher-ence aids may be more important than our current focus on thedevelopment of new drugs.117 However, clinical trials in primaryprevention are needed to test the effects of measures toimprove adherence on clinical endpoints in high-risk individuals.

Implications for future managementA substantial portion of the risk factors for stroke and CHD isidentical (albeit with different contributions). Thus,

Figure 4 Relative risk of first stroke by participants with mosthealthy lifestyle habits compared with participants with unhealthylifestyle in previous cohort studies. Nurses Health Study(Women): adjusted hazard ratio (aHR) for total stroke comparingwomen with five low-risk lifestyle factors [not smoking, bodymass index (BMI) , 25 kg/m2, ≥30 min daily moderate activity,modest alcohol consumption scoring within the top 40% of ahealthy diet score] with women who had none of thesefactors;95 Health Professionals Follow-up Study (Men): aHR fortotal stroke comparing men with five low-risk lifestyle factors(not smoking, BMI , 25 kg/m2, ≥30 min daily moderate activity,modest alcohol consumption scoring within the top 40% of ahealthy diet score) with men who had none of these factors;95

EPIC Potsdam (Men and Women): participants with fourhealthy lifestyle factors (never smoking, BMI , 30 kg/m2,≥3.5 h weakly physical activity, adhering to healthy dietary prin-ciples) or more compared with participants with zero healthyfactors;97 Women’s Health Study (Women): aHR for totalstroke comparing women with healthy lifestyle according to ahealth index (17–20 health index points based on smoking,alcohol consumption, exercise, BMI, and diet) compared withwomen with no healthy lifestyle (0–4 health index points).96

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recommendations for primary prevention of vascular diseases ingeneral should also serve as a basis for the primary preventionof stroke. For example, the existing European guidelines for cardi-ovascular disease prevention in clinical practice commissioned bythe Joint Task Force, including, for example, representatives fromthe European Society of Cardiology and the European StrokeInitiative,87 shifted from recommendations for primary preventionof stroke or CHD towards general preventive recommendationsfor all cardiovascular disease.13,86

The question arises as to what additional implications forprimary prevention of stroke are needed. On the basis of theresearch questions outlined above, a number of areas can be ident-ified that need to be addressed in future clinical studies. Forexample, subjects with rare disease conditions but with particularhigh risk of stroke need to be identified and might require moreaggressive primary preventive treatment (e.g. patients with CHFand intracavitary thrombi). Stroke-specific risk factors such as AFor carotid stenosis require specific action for stroke prevention,and tailor-made guidance is necessary. The effects of aggressiveLDL cholesterol lowering in primary stroke prevention needs tobe established and it is necessary to test whether HDL-raisingdrugs may be beneficial (in addition to statins and lifestyle factorinterventions in high-risk individuals). The role of triglycerides inprimary stroke prevention needs to be established and furtherresearch is needed to address the aspect of risk prediction andpotential treatment. It is currently unclear whether individuals athigh absolute vascular risk but with ‘normal’ BP levels willbenefit from BP lowering medication. Because of the outmostimportance of BP levels for the brain, it needs to be establishedwhether a specific BP target for effective prevention of firststrokes should also apply to existing recommendations forprimary prevention of cardiovascular diseases.

FundingThis work was supported by the European Union’s Seventh Frame-work Programme grant agreement no. 202213 (European StrokeNetwork, M.E. and U.L.) and no. 223153 (EIS, P.U.H), theGerman Ministry of Research and Education (Center for StrokeResearch Berlin grant number 01 EO 0801, M.E. and P.U.H), theVolkswagen Foundation, and the Deutsche Forschungsge-meinschaft (M.E.).

Conflict of interest: M.E. has received grant support fromAstra-Zeneca and Sanofi-aventis, has participated in advisoryboard meetings of Boehringer Ingelheim and Sanofi-aventis, andhas received honoraria from Novartis, Pfizer, Bayer, Astra-Zeneca,Boehringer Ingelheim, Sanofi-aventis, Trommsdorff, Berlin-Chemie,GlaxoSmithKline, and Bristol–Myers-Squibb. P.U.H. received anunrestricted research grant from the German Stroke Foundation.U.L. has received honoraria from Astra-Zeneca, BoehringerIngelheim, Daiichi-Sankyo, Essex, MSD, Roche, Sanofi-aventis,Servier, Takeda, and Trommsdorff.

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