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Frank Hawkins Kenan Institute of Private Enterprise
BOT Impact Committee
September, 2013
2
Ø Corporate research labs that drove American industrial leadership
in the twentieth century have largely been dismantled
Ø Today, our Nation’s primary source of new knowledge and skilled pioneers is our research universities
Ø Silicon Valley, HWY 128, San Diego, Austin, NYC, RTP, Phila/Baltimore
Ø Federal R&D budget is the fuel for innovation in the USA Ø 35% of the federal R&D budget goes to 25 universities
Ø Research output consolidating; 24 universities share 42% of overall US research output. News of the Week, Science 330 (2010) 1032
Ø “Startups aren’t everything when it comes to job growth. They’re
the only thing.” “The Importance of Startups in Job Creation and Job Destruction” Kauffman Foundation, July 2010
Ø “Startups are a wonderful thing, but they cannot by themselves increase tech employment…[we need to} build factories, and hire people by the thousands.” Andy Grove: How America Can Create Jobs
Ø Key regions in the USA, and other countries, are increasingly investing in their own competitiveness, especially in their research universities
America is driven by innovation
Source: Research Universities and the Future of America, National Academies, June 2012
Convergence!• National Academies study
• The coming together of different fields of study through collaboration and the integration of approaches that were originally viewed as distinct and potentially contradictory.
• “…convergence is a blueprint for innovation…”
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Extend to social sciences, humanities and performing arts
“It’s in Apple’s DNA that technology alone is not enough. It’s technology married with
liberal arts; married with the humanities; that yields us the result that makes our heart sing”
Steve Jobs
2016 Objec+ves
Mission We are a partner for innova-ve
entrepreneurship
Vision To elevate North Carolina as a global leader in innova-on and
entrepreneurship
5
Connect
Create
Accelerate Collaboration
Innovation
Diversity
Priorities
Leverage Intellectual Capital for NC Economic Development
Expand Mul--‐University Research Transla-on
Increase UNC-‐CH Entrepreneurship
Values
6
7
8
Frank Hawkins Kenan Institute the ‘Front Door’ for UNC Entrepreneurs
9
University
Com
mercializa
-on
Research
Pre-‐Disclosure
Inven-on Disclosure
Assessment
Protec-on
Marke-ng to Find or Form a Licensee
Licensing
Commercializa-on
Revenue
Reinvest in Research & Educa-on
IDEA
• Patent • University Spinout
• Copyright
TO
• Resource Naviga-on • Patent Landscape • Market Research • Business Advising • Team Forma-on • Conflict of Interest Advising
• Crea-on of Resources: Assist in Iden-fying Capital
MARKET
• New firm • Exis-ng firm
Concierge Service for Entrepreneurs
Office of Technology Development
Research Pre-‐Disclosure
Inven+on Disclosure Assessment IP Protec+on Marke+ng* Licensing Commer-‐
cializa+on Revenue
Office of Technology Development
Concierge Service for Entrepreneurs
*To find or form a licensee: exis-ng business or form startup
Market Research (size, customer demographics, compe++ve landscape)
Patent Landscaping (strategic view, freedom-‐to-‐operate, poten+al licensees)
IP Protec+on – Office of Technology Development
Prototyping, Proof-‐of-‐Concept
Capital – Grants, Equity/Debt
Marke+ng Consul+ng
Legal Consul+ng
Conflict of Interest, Facili+es Agreements, Materials Transfer Agreements
Business Development (plan, model, pitch deck, team forma+on, in-‐depth market/customer research)
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} Commercialization Task Force } COI } Strategic Planning ◦ Department of Applied Physical Sciences ◦ Department of Biomedical Engineering
} Infuse entrepreneurship into additional areas across campus ◦ Sport ◦ Public Health
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Appendix
15
Research Expenditures from Federal Sources FY 2011
Average: $755M
Source: AUTM FY 2011
Total Research Expenditures FY 2011
16 Source: AUTM FY 2011
Average: $1.14B
17
Average: 70%
Source: AUTM (Association of University Technology Managers) FY 2011
% of Total Research Expenditures from Federal Sources FY 2011
18
Average: 8%
Source: AUTM FY 2011
% of Total Research Expenditures from Industrial Relations FY 2011
N/A*
*
**Data not available
19
Average: $35M
Source: AUTM FY 2011
License Income FY 2011
20
Average: 4%
Source: AUTM FY 2011
License Income as % of Total Research Expenditures FY 2011
.01%
21
Average: $3.2M
Source: AUTM FY 2011
Total Research Expenditures per Disclosure FY 2011
22
Average: $6.4 M
Total Research Expenditures per Patent FY 2011
*Top 20 in Federal Funding in 2011 Source: AUTM (Association of University Technology Managers) FY 2011
23
Average: $15M
Source: AUTM FY 2011
Total Research Expenditures per Patent Issued FY 2011