FINANCIAL MARKET INTERMEDIARIESBYSHAKTI SHUKLA

Listed company Listed Company means a company which has any of its securities offered through an offer document listed on a recognised stock exchangeand also includes Public Sector Undertakings whose securities are listed on a recognised stock exchange.

STOCK EXCHANGES (Permanent)Ahmedabad Stock Exchange Ltd.Bangalore Stock Exchange Bhubaneswar Stock Exchange Ltd. Bombay Stock Exchange Ltd. Delhi Stock Exchange Ltd. Madhya Pradesh Stock Exchange Ltd.Madras Stock Exchange Ltd.National Stock Exchange of India Ltd.

STOCK EXCHANGES (Validity)Uttar Pradesh Stock Exchange Association Ltd.June 02, 2009 OTC Exchange of India August 22, 2009 Pune Stock Exchange Ltd. Sept 01, 2009Cochin Stock Exchange Ltd.November 07, 2009Interconnected Stock Exchange of India Ltd.November 17, 2009

STOCK EXCHANGES (Validity-2)Jaipur Stock Exchange Ltd.January,08,2010Ludhiana Stock Exchange Ltd., April 27, 2010Gauhati Stock Exchange Ltd., April 30, 2010Bhubaneswar Stock Exchange Ltd.June 04, 2010

SEBI REGISTERED MARKET INTERMEDIARIES-(Slide-1)Stock Exchanges (Cash Market)Stock Exchanges (Derivatives Market)Brokers (Cash Segment) Corporate Brokers (Cash Segment) Sub-brokers (Cash Segment) Brokers (Derivative)

SEBI REGISTERED MARKET INTERMEDIARIES-(Slide-2)Foreign Institutional Investors Custodians Depositories Depository ParticipantsMerchant Bankers Bankers to an Issue Underwriters

SEBI REGISTERED MARKET INTERMEDIARIES-(Slide-3)Debenture Trustees Credit Rating Agencies Venture Capital Funds Foreign Venture Capital Investors Registrars to an Issue & Share Transfer Agents Portfolio Managers Mutual Funds

SEBI REGISTERED MARKET INTERMEDIARIES-(Slide-4)Collective Investment Schemes Approved Intermediaries (Stock Lending Schemes) STP (Centralised Hub) (Introduced in 2007)STP Service Providers (Introduced in 2007)