1

STT Thanh vien HDQT Clurc vu INgay bat d~u la~6bufii 1fS' I~ Ly do•

~hanh vien hQp khong

~f)QT ~ham dl! tham du•-1 Ong Nguyen Dinh Hien Uy vien 26/06/2015 16 1000/0

2 Chti tich I

" ,Ong Tran Duc Phu • 11/08/2016 16 1000/0

HDQT- 1000/03 Ong Nguyen Van LUQ'ng Uy vien 26/06/2015 16

, .), '\

do so co dong tham du chi chiem 39,870/0 VDL du tu each tham du Dai hoi co quyen., , '" '\,

bieu quyet va bau cir, khong du 51% nhu Dieu 18 Dieu l~ Cong ty ngay 26106/2015., ?,

Vao ngay 27/07/2016 Cong ty da tien hanh Dai h(li co dong Ian 2 -

- Mi~n nhiem chu tich HDQT: Ong Nguyen Dinh Hi~n. " ,- 80 sung chu tich HDQT moi: Ong Tran Dire Phu

II. Hoat dQng cua HQi dAng quan tr]:1. Cac eUQe hop ella Hf>QT:

, .,I. Hoat dQng ciia f>~i hQi dong co dong

- Ngay 30106/2016 Dai hoi c6 dong thuong nien narn 2016 lfrn 1 di~n ra b§t thanh

r , ,

- Von dieu l~ : 161.200.000.000 dong

- Ma Chung khoan : SMA

- Ten Cong ty dai chung: CGNG TY CO pHAN THlET BI PH1) TUNG SAl GON

- Tru sa chinh : 404 Truong Sa - Phuong 02 - Quan Phu Nhuan - TPHCM

- Dien thoai : 08.35107888 Fax: 08.35512427• •

- Uy ban Chung khodn Nita nutrc ,- SU Giao dicit Chteng khodn TP. Hi) Chi Minh- Trung tam luu kj chteng khodn

Kinh giri:

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BAO CAO TINH HINH QUAN TRJ CONG TY(Nom 2016)

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STT s6 ngh] quy~t Ngay NQidung, ,

01 o l/QD-HDQT/20 16 08/01/2016 Dieu chinh thang bang luang,nop tien BHX}I

02 1A/20 16/QD- HDQT 01/03/2016 ,Dieu chinh hach

, Quytoan•

3. Hoat dQng cua cac ti~u ban thuQc HQi dAng quan tr]: khong co:, ,

4. Cac ngh] quyet cua HQi dong Quan tr]:

" ,." ,tim ra nguon von de giai quyet kh6 khan truce mat cua Cong ty.

, .", ,doanh cua Cong ty, Hoi dong quan tri cung Ban Tong Giam doc dang co gang

, "- Tinh hinh kinh te dang kh6 khan anh huang Ian den hoat d<)ng san xuat kinh

I~Cong ty va cac Quy djnh hien hanh cua Nha nuoc.

" , ,- Kiern tra viec chap hanh va tuan thu cac guy dinh cua Luat doanh nghiep, Dieu

~

, ,cac co dong, cac co guan quan ly ve tinh hinh cong ty.

, "Thirc hi~n nguyen tac cong khai minh bach va cong bo thong tin kip thai den

,sach chi dao kip thai va chu tnrong cu the trong djnh huong quan tri Cong ty.

, ,- Thuong xuyen bam sat tinh hinh hoat dong cua Cong ty de c6 nhfrng quyet

, ,doanh c6 ~i~u g~il, dua ra phirong huang ke hoach san xuat kinh doanh cho nam

2017

- Danh gia tinh hinh heat dong kinh doanh nam 2016, tim cac phuong an kinh

, , ,- Tong Giam doc Cong ty la thanh vien HDQT nen viec duy tri che d<)bao cao

thirc hien thuong xuyen hang thang, guy cho HDQT v~ tinh hinh tai chinh, tinh

hinh san xu~t kinh doanh cua Cong ty.

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cao va trinh HDQT xem xet , phe duyet, to chirc thirc hien nghiem tuc cac Ngh]

quyet, quyet dinh cua HDQT dfl ban hanh.

, ?

nhiem vu trong dieu hanh cac hoat dong cua Cong ty, chuan bi cac n<)idung bao

." ." ,- Tong ket nam 2016, Tong Giam doc Cong ty dfl thirc hien tot chtrc nang,

r ,

2. Hoat dQng giam sat ciia HI>QT doi vo; Ban Giarn doc:

4 Bfl i.e Thj Phuong Mai Uy vien 26/06/2015 16 100%~

5 Ong Nguyen Cao Ky Uy vien 26/06/2015 16 100%

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DTPT tnroc w 2015 (TKnam414)

, ,Phe duyet Thiet ke ky thuat, ,

03 BVTC va tong rmrc dau tu DuQD 02/20 16/QD-HDQT 02/03/2016

,an Tram cat duong day 110 kV, , ,tai diem tiep noi VaG luoi dien,Quoc gia Thac Mer - Bu Dang

,Phe duyet Ke hoach Iva chon, r

nha thau Ou , Tram catan• •

04 QD 03/20 16/QD-HDQT 12/03/2016 duang day,

110 kV tai diem•, , ,tiep noi VaG lucri dien Quoc giaThac Mo - Bu Dang

Thanh I?p H<)i dong cham thftu, ,G6i thau cung cap thiet bi va, •~ lap tram cat duong day05 QD 04/20 I6/QD- HDQT 12/03/20 16 xay , , ,110 kV tai diem tiep noi vao,lucri dien Quoc gia Thac Mo -no Dang", .

,Phe duyet ket qua lila chon,Nha thau g6i "Cung clip VTTS

06 05/2016/QD-HDQT 26/04/2016, ,

va Thi cong xay lap, to chircnghiem thu dong dien ban giaocong trinh",

07 06/20 I6/QD-HDQT 18/05/2016 To chirc DHDCD thuong nien2016

. ,Hach toan ke toan giam gia tri

08 07/2016/QD-HDQT,

23/06/2016 tai san co dinh do giai toa m<)t,phan kho Linh Trung, ,

Ta chirc Dai hoi ~ dong09 08/2016/QD-HDQT 07/07/2016 co• • ,thuong nien nam 2016 Ian 2

,

10 09/20 16/QD-HDQT 11/08/2016 Thay doi nguoi dai dien theaphap lu?t Cong ty

,

1 1 10/20 16/QD-HDQT 20108/2016 Lira chon cong ty kiern toannam 2016,

12 11/2016/QD-HDQT 12/11/2016 Dau tu SCAOA tai nha maythuy dien Dakglun

,

13 12/2016/QD-HDQT 12/11/2016 Giai the Xi nghiep Dich Vu• •

Thuong Mai

14 13/2016/QD-HDQT 12/11/2016 Cho phep dan vi tnrc thuoc• •,hach toan chi ton quy loi nhuan

, , ,- Phoi hop voi bQ phan ke toan, cong ty kiem toan tranh sai s6t trong bao cao

,tai chinh, kip thai cong bo thong tin tai chinh ra d?i chung.

,4. Ho~t d{}ngkhac clla BKS (neu co)

4

" ,chinh, nhan S\I, cac chinh sach cho nguoi lao dong va cac van de khac vephap luat.

, ,Giarn doc dieu hanh va cac can b{}quan Iy khac:

, , , ,- Tham muu cho HQi dong quan trj, Ban giam doc dieu hanh Cong ty ve tai

, ,- Kiern tra cac bao cao tai chinh quy, nam nham danh gia tinh hinh trung thirc

, " "

hop ly cac so li~u tai chinh, dong thai phoi hop cac dan vi kiem toan dQClap, , OJ , ,

XelTIxet anh hirong den nhirng sai s6t ke toan va kiem toan trong yeu den baocao tai chinh., ,

- Kiern soat viec tuan thu nhirng cong bo thong tin cua Cong ty theo quy dinh, , 'J \

va cong bo thong tin doi voi cong ty co phan., ,

3. Sl}' phdi hop hoar d{}ng gifra BKS doi voi hoat d{}ng cua HDQT, Ban

, ,- Tham du cac phien hop cua Hoi dong quan tri de thea doi, giam sat hoat

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dong cua HQi dong quan tri, kiern tra va giam sat cac viec trien khai cac Nghi, .", 'J

Quyet cua Dai hQi co dong doi voi HQi dong Quan tri va Ban Tong Giam,Doc.

?

va co dong:

- Xem xet tinh phil hop cac Quyet dinh cua HQi dong quan trj, ban T6ng Giam, ,Doc trong cong tac quan ly, kiern tra trinh nr thu tuc ban hanh cac van ban,cua Cong ty, phil hop voi quy dinh cua phap lu~t va dieu l~ Cong ty.

2. Hoat d{}ng giam sat cua BKS d8i vOi HDQT, Ban Giarn d8c dieu hanh

• ong In ve an vrenSTT Thanh vien HDQT Chtrc vu Ngay bat aAu litSo budi Ty I~ Ly do•

thanh vien hQp khongHDQT tbam du tham dir

- Truong1 Ba Nguyen Thanh Tam 26/06/2015 2 100%BKS~ - Thanh2 Ong Nguyen Minh Nhat 26/06/2015 2 1000/0.~vien

A, Thanh3 Ong Ly Viet Hung 26/06/2015 2 1000/0• Avien

?

III. Ban kiern soar1 Th" t' Ath' h vie BKS

sau thue nr nam 2006,

Chu tnrong hra chon Nha dau,15 14/20 16/QD- HDQT 14/12/2016 tu hop tac phat trien du an

Linh Trung - Thu Dire, ,

Phe duyet hop dong kinh te, ,hqp tac phat .~ khu dat16 15/20 16/QD- HDQT 15/12/2016 tnen230A Kha Van Can, Linh•

Trung, ri,c Due

•

5

Thai• ,

Tili khoan diem bAt,Gifiy • •

giao dich Cmrc vu sa Theri diem d§u" •

ST Ten to ChlJ'C/,

tai A NSH ' ~ khongca • cong bllt dau Iiichimg • f)ia chi Lydo~ ,T nhitn Ngily A ngu'iYi co • Iiity (neu cap, • con,

khoan ( neu co) , ~ lien quan ngu'iYi coco) nO'Icaplienquan

•I H{\i dong quan tr]

I Nguy~n Dinh Hi~n

1.1 Nguy~n Th] Sam

• ,

1.2 Nguyen Th] Hi:!

1.3Truong Thi BlchThuy

- Dinh1.4 Nguyen AnVinh

•- ,A Dinh Thuy1.5 guyen•guyen -

2 Nguy~n VanLU'q'ng

-2.1 guyen Van Minh

-2.2 Nguyen Th] Hoa

J Nguy~n Cao Ky

~3,1 Nguyen Cao Khai

•3.2 Le Thi Y

"

1. Danh sach co dong ne)i be)va nguoi co lien quan

, ,IV. Danh sach ve nglfiri co lien quan cua cfing ty niem yet theo quy djnh t~ikhoan 34 di~u 6 lu~t cluing khoan (bao cao nam 2016) va giao djch cuanglfm co lien quan ciia cong ty v(ri chinh Cong ty

6

-33 guyen Cao Ctrong

x ,

3.4 guyen QuocKhanh

3.5 Le Thi •gan

4 Le Thi Phuong•Mai

,4.1 Le Phuc Ai

-4.2 Hoang Thj fr

•43 Le Phue An

.

4.4 Le Phue Phu

4.5 Le PhueQuy

4.6 Truong Van Truong

,.4.7 Truong Le Phuong

*

4.8 Truong Hoang Minh

5 TrAn Dire Phu.

5.1 Vi} Thj Di€m Ly

,5.2 Tran Quang Vinh

,5.3 Tnln Xuan Hili

,5.4 Phan Thi Hong

7

,5.5 Tran Thi Bich Dao

,

,5.6 Tran Thanh Loan

,

5.7 Cong ty CP dau tuTITAN

5.8 Cong Ty CP Ta LuaBao L<)c

Cong Ty CP XD5.9 Cong Trinh Giao

Thong 610

• •II BAN KIEM SOAT

-I Nguyen Thanh

Tanl \ .

~1.1 Nguyen Kim Hiru

~1.2 Nguyen Thi Thin

~1.3 Nguyen Huu Hung

• .

--1.4 Nguyen Thanh Thuy

2 Nguy~n Minh Nh~t

~ .2.1 Nguyen Thanh

Minh

2.2 Dinh Thj Hue

~2.3 Nguyen Minh Due

J Ly Vi~t Hung

8

,4. Giao djch giira cong ty voi cac doi nrong khac

4.1. Giao dich giira cong ty voi cong ty rna thanh vien HDQT, thanh vien? , OJ ,,,

Ban kiem soat, Giam doe (Tong Giam doe) dieu hanh da: va dang la, .,thanh vien sang l?p hoac thanh vien HDQT, Giam doe (Tong Giarn, ,doc) dieu hanh trong thai gian ba (03) nam tro lai day (tinh tai thai

•diem l?p bao cao): khong eo4.2. Giao dich giira cong ty voi cong ty rna nguoi co lien quan cua thanh

'" ,., ,vien HBQT, thanh vien Ban Kiern soat, Giam doe (Tong Giam doe)

" ,.,., "dieu hanh la thanh vien HDQT, Giam doc (Tong Giam doe) dieu hanh,,, ,,,la thanh vien HDQT, Giam doe (Tong Giam doe dieu hanh): khong eo

3. Giao dich gitra nguoi nQi bQ cong ty niem yet, ngiroi eo lien quan ella nguoi" " ?nQi bQ voi cong ty eon, ccng ty do cong ty niern yet narn quyen kiern soat:

khong eo.

So co phieu sa hiru dau So co phieu sa hiru cuoiNgU'ai thirc hien giao Quan h~ voi k" kv Ly do tang,,

STT djch co dong nQi So co phieu Ty I~ So co phieu Tyl~ giarn (mua,• ,

bQ/co dong bdn.chuyen•

. I&n tl6i, thutmg.)01 Tong cong ty E>flu tu Ngiro'i dai 409.200 2.5 409.200 2.5 Nhu •cau

• , , •, kinh doanh • dien " nha thoai A t?-Iva von von von-nha mroc ,don vintrO'c

•

., ,Giao dich eo phieu:

2. Giao dich giira cong ty voi ngiroi lien quan ella cong ty; hoac gitra cong ty,voi eo dong Ion, nguoi nQi bo, nguoi eo lien quan ella nguoi nQi bQ

3. J Van Hili Chau ,

3.2 Ly gQC Sang

3.3C6ng ty CP KimNgan Vi~t

,

IV TP Tai chinh Ketoan

1 Doan Thj KimKhanh

-1.1 guyen Van Khu

1.2 Nguy€n Thanh,Huyen

, .

9

,

Tili khoan SoChuc CMND/H(lvu ,. dich So CP • Ty I~ sir" grao • so'Ten to chuc/ ca ,

ST • t:,ti cong chieu/f)Kchung Dja chi htru ~. hu'U CP ghichu, CUOIT nhan khoan ( n~u ty (neu KD ,

co) gay ; ky cuoi kyco)

cap,, ~nO'1cap

•I HQi dong quan tr]

I Nguyin Dlnh H i~n

-1.1 Nguyen Th] Sam

1.2 Nguyen Th] Ha

1.3Truong Thi BichThuy

,, " Blnh An

.1.4 guyen

Vinh -.. Blnh ThLIY1.5 Nguyen

Nguyen

2 Nguy~n VanLU'Q'ng .

-2.1 Nguyen Van Minh

2.2 guy€n Thi HoaI

3 Nguy~n Cao KyI

-3.1 Nguyen Cao Khai

A.

nOI•? ,

VI. Giao djch co phieu ciia ngum n<)i h<)va nguCri lien quan cua ngurrib<)(Bao cao nam 2016)1. Danh sach ngurrj n<)i b<)va nguiYi lien quan cua ngu'rrj n<)i bQ

4.3. Cac giao dich khac ella cong ty (neu co) co thS mang Iai loi Ich V?t, , , ?

chat hoac phi V?t chat doi voi thanh vien HDQT, thanh vien Ban Kiemsoat, Giam d6c (T6ng Giam d6c) di~u hanh: khong co

10

,3.2 Le Thi Y

,

-JJ guyen Cao CUOng

Nguy~n,

3.4 QuocKhanh

3.5 Le Thi Ngan

4 Le Thi Phuong•Mai

,4.1 Le Phuc Ai

4.2 Hoang Thi fr

\ .

•4.3 Le Phuc An

4.4 Le Phuc Phu

4.5 Le Phuc Quy

,.4.6 Tnrong Van Truong

4.7 Truong Le Phuong

4 g Truong Hoang Minh

,~ Tran Du'c Phil

-5.1 Vi] Thi Diem Ly

5.2 Tran Quang VinhI

,5.3 Tran Xuan Hai

•

11

..5A Phan Thi Hens'"

5.5 Tran Thi Bich Dao

•5.6 Tran Thanh Loan

5.7 Cong ty CP d~u tlfTITAN

5.8 Cong Ty CP TO'L\JaBao Lee

Cong Ty CP XD5.9 Cong Trinh Giao

Thong 610

a •II BAN KIEM SOAT

.

I Nguy~n ThanhTam

-1.1 Nguyen Kim Htru

1.2 guy~n Thj Thln

. .~ .l.3 Nguyen Hiru Hung

-1.4 Nguyen Thanh Thuy

"-

2 Nguy~n Minh Nh~t

-2.1 Nguyen Thanh

Minh

2.2 Dinh Th, Hue

23 Nguy~n Minh DueI

3 Ly Vi~t Hu'ng

12

2. Giao djch cua ngU'irj nQi bQ va ngu·(t lien quan dBi vo'i c6 phi~u ciia congty n iem y~t: khong co

VII. Cac van d~ cfin liru y khac: Khong

." Thanh2 I - en- .

~ ,

•

•• Dinh Th] Hue.-•

• .,,

23 Nguy~n Minh Dire•

I

J Ly Vi~1 Hu'ng,

. •

3.1 Van Hai Chau

),2 Ly Ngoc Sang

-

33 C6ng ty CP KimNgan Vi~t

...

IV TP Tai chinh K€toan

1 Doan Thi Kim•Khanh

1.1 Nguy~n Van KhuI

•

-1.2 Ngu~en Thanh -

Huyen

•