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Journal of Neurology, Neurosurgery, and Psychiatry 1996;61:333-338 NEUROEPIDEMIOLOGY Epidemiology of stroke Kay-Tee Khaw Stroke accounts for about 10% of all deaths in industrialised countries and is responsible for a vast burden of disability in the community. Once a stroke has occurred, treatment is largely focused on care and rehabilitation. However, there is evidence to suggest that stroke is potentially preventable. Firstly, there are large international variations in mortality from stroke and migrants between areas where the rates of stroke are different generally expe- rience a change in risk; this implies that envi- ronmental factors may be more important than genetic susceptibility in determining risk. Secondly, many countries have experienced a steep decline in mortality from stroke in recent decades; although alterations in diagnostic fashion or certification practice might account for a small proportion of this decline, the most likely explanation seems to be changes in risk factor levels over time. Thirdly, epidemiological studies on causes of stroke have indicated that some of these are avoidable. Stroke is often grouped together with coro- nary heart disease as cardiovascular diseases but there are substantial differences in the epi- demiology of stroke and coronary heart dis- ease. The most notable of these are the differences in time trends and the fact that the pronounced male excess found for coronary heart disease is not seen in stroke. University of Cambridge School of Clinical Medicine, Addenbrooke's Hospital, Cambridge CB2 2QQ, UK K-T Khaw Definitions The World Health Organisation defines stroke as "rapidly developing clinical signs of focal (or global) disturbance of cerebral function, with symptoms lasting 24 hours or longer or leading to death with no apparent cause other than of vascular origin". 2 Thus subarachnoid haemorrhages are included but not transient ischaemic attacks, subdural haematoma, and tumour or infection causing haemorrhage or infarction. Clinical diagnoses have been shown to be reliable.' Most comparisons of stroke using routinely collected vital statistics rely on mortality rates. These have disadvantages including issues of diagnostic reliability, and variable case fatality which have been fully discussed elsewhere.4 5 It is also not possible in mortality data to make accurate distinctions between the various stroke subtypes, in particular between haem- orrhagic and thrombotic strokes. Morbidity and disability due to stroke are also of major concern, but few routine sources are likely to provide satisfactory data. A substantial pro- portion of people having a stroke die suddenly before reaching hospital or are cared for at home; hospital admission or discharge statis- tics depend on admission policies and accessi- bility and these vary enormously from country to country and over time. Most studies on incidence of stroke have methodological prob- lems. When community stroke registers have been specially set up, as in the World Health Organisation (WHO) MONICA Project4 the evidence suggests that, for the purposes of international comparisons, there is good agreement between mortality rates in official statistics and stroke incidence registers. Time trends also need to be viewed with caution because of changing coding practices but again, many comparative studies have been conducted to examine the impact of these. Case fatality In the MONICA study, case fatality rates (defined as the proportion of events that are fatal within 28 days of onset) averaged about 30%, although they ranged from 15%-50%, with the lowest case fatalities in the Nordic countries and the highest in most of the Eastern European populations; there was no substantial sex difference in case fatality.3 Mortality by age and sex Table 1 shows the mortality rates for stroke by age and sex in the United Kingdom. Rates rise sharply with increasing age. In marked con- trast with coronary heart disease, in which there is a 5:1 male:female ratio at younger ages, there is no consistent sex differential in stroke mortality rates. Table 1 Mortality ratesll O0 000 for stroke, United Kingdom 1992 (from jJ906) Stroke mortality rate/100 000/age group 35-44 45-54 55-64 65-74 > 75 Men 7 19 79 291 1351 Women 7 17 55 230 1438 333 on March 16, 2022 by guest. Protected by copyright. http://jnnp.bmj.com/ J Neurol Neurosurg Psychiatry: first published as 10.1136/jnnp.61.4.333 on 1 October 1996. Downloaded from

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Page 1: Epidemiology of stroke - BMJ

Journal ofNeurology, Neurosurgery, and Psychiatry 1996;61:333-338

NEUROEPIDEMIOLOGY

Epidemiology of stroke

Kay-Tee Khaw

Stroke accounts for about 10% of all deaths inindustrialised countries and is responsible for avast burden of disability in the community.Once a stroke has occurred, treatment islargely focused on care and rehabilitation.However, there is evidence to suggest thatstroke is potentially preventable. Firstly, thereare large international variations in mortalityfrom stroke and migrants between areas wherethe rates of stroke are different generally expe-rience a change in risk; this implies that envi-ronmental factors may be more importantthan genetic susceptibility in determining risk.Secondly, many countries have experienced asteep decline in mortality from stroke in recentdecades; although alterations in diagnosticfashion or certification practice might accountfor a small proportion of this decline, the mostlikely explanation seems to be changes in riskfactor levels over time. Thirdly, epidemiologicalstudies on causes of stroke have indicated thatsome of these are avoidable.

Stroke is often grouped together with coro-nary heart disease as cardiovascular diseasesbut there are substantial differences in the epi-demiology of stroke and coronary heart dis-ease. The most notable of these are thedifferences in time trends and the fact that thepronounced male excess found for coronaryheart disease is not seen in stroke.

University ofCambridge School ofClinical Medicine,Addenbrooke'sHospital, CambridgeCB2 2QQ, UKK-T Khaw

DefinitionsThe World Health Organisation defines strokeas "rapidly developing clinical signs of focal(or global) disturbance of cerebral function,with symptoms lasting 24 hours or longer orleading to death with no apparent cause otherthan of vascular origin". 2 Thus subarachnoidhaemorrhages are included but not transientischaemic attacks, subdural haematoma, andtumour or infection causing haemorrhage orinfarction. Clinical diagnoses have been shownto be reliable.'Most comparisons of stroke using routinely

collected vital statistics rely on mortality rates.These have disadvantages including issues ofdiagnostic reliability, and variable case fatalitywhich have been fully discussed elsewhere.4 5 Itis also not possible in mortality data to makeaccurate distinctions between the variousstroke subtypes, in particular between haem-orrhagic and thrombotic strokes. Morbidity

and disability due to stroke are also of majorconcern, but few routine sources are likely toprovide satisfactory data. A substantial pro-portion of people having a stroke die suddenlybefore reaching hospital or are cared for athome; hospital admission or discharge statis-tics depend on admission policies and accessi-bility and these vary enormously from countryto country and over time. Most studies onincidence of stroke have methodological prob-lems. When community stroke registers havebeen specially set up, as in the World HealthOrganisation (WHO) MONICA Project4 theevidence suggests that, for the purposes ofinternational comparisons, there is goodagreement between mortality rates in officialstatistics and stroke incidence registers. Timetrends also need to be viewed with cautionbecause of changing coding practices butagain, many comparative studies have beenconducted to examine the impact of these.

Case fatalityIn the MONICA study, case fatality rates(defined as the proportion of events thatare fatal within 28 days of onset) averagedabout 30%, although they ranged from15%-50%, with the lowest case fatalities inthe Nordic countries and the highest in mostof the Eastern European populations; therewas no substantial sex difference in casefatality.3

Mortality by age and sexTable 1 shows the mortality rates for stroke byage and sex in the United Kingdom. Rates risesharply with increasing age. In marked con-trast with coronary heart disease, in whichthere is a 5:1 male:female ratio at youngerages, there is no consistent sex differential instroke mortality rates.

Table 1 Mortality ratesllO0 000for stroke, UnitedKingdom 1992 (from jJ906)

Stroke mortality rate/100 000/age group35-44 45-54 55-64 65-74 > 75

Men 7 19 79 291 1351Women 7 17 55 230 1438

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Figure 1 Age standard-ised stroke mortality rates100 000 by sex 1990-2(from WHO6).

International comparisonsFigure 1 shows age-standardised stroke mor-tality rates in men and women for selectedcountries between 1991-2.6 The highest docu-mented rates are now seen in the countries ofEastern Europe and the former USSR. Thereis substantial international variation with menand women in the highest rate countries hav-ing about fivefold the rates in the lowest ratecountries. Whereas men tend to have slightlyhigher rates than women, the sex differentialdoes not compare with the pronounced maleexcess for coronary heart disease noted else-where. Figure 2 shows age specific rates for

3500 o Russian Federation0 United Kingdom

3000 - o United States

2500 -

2000

. 1500

55-64 65-74Age (y)

the United Kingdom, United States, andRussian Federation and indicates that the agestandardised mortality comparisons reflectconsistent differences over all age groups.

Time trendsFigure 3 shows time trends in stroke mortalityfrom 1950 to 19896 and illustrates how thesediffer between selected countries. Japan,which had the highest rates in 1950-4, had anincrease in mortality during the 1960s butthen experienced a substantial decline; thistrend was similar in men and women,although greater in men. Most other countriesexperienced a decline in mortality from strokealthough others, particularly in EasternEurope-of which Hungary is an example-had an increase in rates and only from the1980s was there a decline. The reason forthese trends is unclear. It has often been notedthat the decline in stroke mortality in the west-ern countries preceded, and hence cannot beexplained by, the use of antihypertensive med-ication.7

Figure 4 shows changes in stroke mortalityrates between 1960-4 and 1985-9 in variouscountries. During this period many countriesexperienced substantial declines, more thanhalving stroke mortality; however, in somecountries, notably those in eastern Europe,there was an increase in death rates. Thesetrends suggest that the major determinants ofmortality rates from stroke are likely to bepotentially modifiable factors rather than

Figure 2 Stroke mortalityrates per 100 000 by agefor men in three countries.

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Epidemiology ofstroke

Figure 3 (A) Agestandardised mortality rates100 000from stroke in men1950-89. (B) Age stan-dardised mortality rates100 000from stroke inwomen 1950-89.

C0000

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t0

Figure 4 Changes in agestandardised mortalityrates from stroke in menand women 1960-4 and1985-9 in selectedcountries.

00000

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Age (y)

Japarn

United States

Switzerland

France

Australia

Denmark

Finland

Utnited Kingdom

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Norwvay

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65-69 70-74 75-79 80-84 85-89Age (y)

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genetic differences in stroke susceptibility.The results of migrant studies also emphasisethis point; Japanese populations in the UnitedStates experience rates of stroke that are closerto those of American white populations thanto those of Japanese populations in Japan.8Whereas some of the decline in stroke mortalitymay be due to a reduction in case fatality,9possibly due to better medical care or chang-ing severity of disease, the magnitude of the

declines suggest mortality rates also reflectchanging incidence.

Regional and social class differencesWithin any country, rates of mortality fromstroke vary by social class and geographicregion.'0 In Britain, rates vary over threefoldbetween different regions, with the lowestmortality in the south and the highest in the

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north. Men in social class V have a risk ofdeath from stroke nearly three times as high asmen in social class 1; a similar pattern is seen inwomen.

Preventive strategiesThere are two dimensions to the problem ofstroke in the community: treatment, rehabili-tation, and care of those who have had astroke; and prevention of the occurrence ofstroke. The large geographic variations, resultsof migrant studies, and changes over time instroke mortality and incidence indicate thepotential for prevention. Major challenges areto identify aetiological factors, and to quantifytheir potential impact on stroke burden.Laboratory, clinical, and epidemiological stud-ies all contribute to our understanding of aeti-ology; this review focuses on theepidemiological evidence. Many biologicaland environmental factors have been impli-cated in the aetiology of stroke. Of these, therole of raised blood pressure has been the bestdocumented. Strategies aimed at preventingstroke may be based on individual subjects orpopulation based." The high risk, or individ-ual based approach aims to identify specificsubjects at high risk of stroke for clinical inter-ventions (such as that of reduction of highblood pressure using pharmacological therapyor behavioural changes). The populationbased approach aims to change levels of riskfactors in the whole population to a more opti-mal distribution (such as by changing dietarypatterns).

Table 2 Risk factors for stroke

Prspective studies Interventionpredictive of trial with

Major risk factors stroke stroke end point

Blood pressure + +Cigarette smoking +Diabetes +Fibrinogen level +Obesity +Blood homocysteine level +Respiratory function +White cell count +

Table 3 Lifestyle factors implicated in stroke

Relation with Predictive ofblood pressure stroke inreported prospective studies

Diet:Adverse

Sodium +Saturated fat +Alcohol + +

ProtectivePotassium + +Vitamin C + +Total calories - +Fruit and vegetables - +co-3-fatty acids +Fibre +

Cigarette smoking - +(adverse)

Physical activity + +(protective)

Obesity (adverse) + +

Biological risk factorsBLOOD PRESSUREThe evidence for the aetiological role of raisedblood pressure in stroke is overwhelming.Numerous prospective studies, recentlyreviewed,'2 have shown that systolic and dias-tolic blood pressure both independently pre-dict stroke; the risk increases steeply andcontinuously with increasing blood pressure,with no threshold: the higher the blood pres-sure, the higher the stroke risk over the wholedistribution of blood pressure, with relativerisks increasing by nearly twofold for every 10mm increase in diastolic blood pressure.Treatment trials of reduction of blood pres-sure have shown that a 5-6 mm Hg reductionin diastolic blood pressure reduces stroke riskby about 33-50%."3

CHOLESTEROLBy contrast, the evidence that raised bloodcholesterol, which is a powerful risk factor forcoronary heart disease, has an effect on stroke ismuch more equivocal.'2 It has been postulatedthat the apparent lack of any consistent rela-tion might be due to a positive associationwith ischaemic stroke and a negative associa-tion with haemorrhagic stroke; trials of choles-terol reduction to date have not had sufficientpower to examine significant effects on strokeone way or another.

Other biological risk factorsMany other biological factors have been impli-cated as predictive of stroke. They provideintriguing evidence for the mechanisms under-lying stroke and raise the possibility of preven-tive interventions. However, for these riskfactors, there is as yet no evidence from inter-vention trials that changes in exposure willreduce risk of stroke. Raised fibrinogen,'4raised homocysteine"5 and lower albumin con-centrations,'6 raised white cell count,'7 infec-tion,'8 poor respiratory function,'9 diabetes orimpaired glucose tolerance,20 and obesity,mainly central adiposity2' 22 have all beenlinked with increased risk of stroke. These fac-tors may have independent effects, may inter-act, or may simply be markers of underlyingprocesses. For example, white cell count orpoor respiratory function may be a marker ofchronic infection or inflammation, which mayraise stroke risk by increasing the likelihood ofthrombosis. Alternatively, white cell countmight be a marker for cigarette smoking.Table 2 summarises these factors.

Lifestyle risk factorsMany lifestyle factors have been linked withstroke (table 3). These include cigarette smok-ing, physical activity, and diet. Some prospec-tive studies have reported direct associationsbetween these factors and stroke mortality orincidence; the results of other studies suggestthat dietary factors may influence risk of strokeby their effect on blood pressure.

SMOKINGCigarette smoking is now well documented as

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increasing stroke risk; one study reported anapproximate threefold risk in current com-pared with non-smokers.23 It is not clear howsmoking affects risk of stroke but it may bethrough thrombotic mechanisms.

PHYSICAL ACTIVITYSeveral studies have reported that physicalactivity is protective against stroke in bothmen and women24-26; this may be throughinfluencing blood pressure, or through othermechanisms such as platelet aggregation.

DIETMuch interest and debate has focused on therole of dietary factors.26-5 The evidence hasbeen along two lines: dietary factors whichmay influence blood pressure, and therebystroke, and dietary factors which may affectrisk of stroke through other mechanisms, suchas haemostasis or homocysteine concentra-tions. Of these, sodium has figured mostprominently. The hypothesis that sodiummight have an aetiological role in hypertensionand stroke is not at all new but the debateis periodically revived.29-" There is little doubtfrom a wealth of intervention trials andobservational studies that sodium has an effecton blood pressure; the debate is largely overthe clinical and public health importance ofthe effect. Ecological studies have foundthat populations with a high sodium intakehave an increased risk of stroke, but thisassociation has not been convincinglydemonstrated in prospective studies, perhapsdue to the difficulty of measuring sodiumintake. On balance, there is considerablecircumstantial evidence that sodium isimportant in influencing hypertension andstroke risk. The magnitude of effect appliedto the population has been estimated atabout 10 mm Hg blood pressure differencefor a 100 mmol difference in sodiumintake, or about 34% difference in risk ofstroke.34

Other dietary factors which have beenrelated to blood pressure include potassium,magnesium, calcium, dietary fibre, a)-3 fattyacids, saturated fat, vitamin C, protein, andalcohol,26 35-42 but again the relation with strokeis more uncertain. Several prospective studieshave suggested that high intakes of potassiumor vitamin C may be protective for stroke4344and others that high alcohol intake may havean adverse effect, particularly as regards risk ofhaemorrhagic stroke.45 Dietary factors mayhave effects other than on blood pressure.Antioxidant vitamins, for example, may influ-ence haemostasis or endothelial function byprotecting against free radical damage.46Folate may reduce stroke risk by influencinghomocysteine concentrations. Fruit and veg-etables are a rich source of vitamin C, potas-sium, and folate. Several studies have reportedthat a high fruit and vegetable intake seems toprotect against stroke.4347-9 The magnitude ofthe effect was considerable with an estimated25%-40% reduction in risk of stroke for anincrease of two to three servings of fruit or veg-etables daily.

ConclusionsStroke is a devastating condition. However,the evidence from epidemiological and otherstudies suggests that stroke is eminently pre-ventable; the challenge is to identify effectivemethods of prevention. We already haveample evidence that measures to reduce bloodpressure in individual subjects and popula-tions have a substantial impact on stroke rates.Because there is no threshold for the associa-tion with blood pressure, reduction of bloodpressure in the population as a whole by alter-ing lifestyle may be the most effective way toreduce the incidence of stroke. While themechanisms remain to be clarified, interven-tion trials of vitamin supplements and otherdietary modifications would be worthwhile.Such trials are already in progress in the USA.There is circumstantial evidence that lifestylefactors influence stroke risk in individual sub-jects and stroke rates in the community.Current health recommendations to increasefruit and vegetable intake, to reduce sodiumintake, to increase physical activity, and toreduce cigarette smoking are likely to reducerisk of stroke and benefit health in general.

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