EEX Group Price List · 7.1 Access via API 32 7.2 Access via Desktop App 32 7.3 Access via Excel Tool 33 7.4 Access via sFTP Server 33 8. EPEX SPOT Market Data 35 8.1 Products or

EEX Group Price List

03.06.2020 Leipzig Ref. 00034c

This document is for information purposes only and is

not legally binding. Legally binding are only the price

lists of the concerned group entities in their respective

valid versions.

Table of Contents

1. The Entities of EEX-Group 5

2. Variable Fees 6

2.1 Power Spot 6

2.2 European Power Derivatives 7

2.3 US Power Derivatives 8

2.4 European Natural Gas Spot 9

2.5 European Natural Gas Derivatives 11

2.6 US Natural Gas Derivatives 12

2.7 Environmental Markets 12

2.8 Global commodities 14

2.9 Pulp 15

2.10 Agricultural Commodities 16

2.11 Delivery of electricity or natural gas for end consumption in Austria 16

2.12 Auctions for end customers in the Czech Republic 16

2.13 Registries 16

3. Membership Fees 18

3.1 Power Spot 18

3.2 Power Derivative, Natural Gas, Environmental, Agricultural, Global Markets 19

3.3 US Markets 20

3.4 Auctions for end customers in the Czech Republic 20

3.5 Registries 20

EEX Group Price List Page 3 Release 00034

3.6 Clearing 21

4. Technical Fees 22

4.1 Frontend Fees 22

4.2 Physical connection and other technical Fees 25

5. Trainings and Events 28

5.1 EEX Courses 28

5.2 EPEX Courses 29

6. Info-Products 31

7. EEX Group DataSource 32

7.1 Access via API 32

7.2 Access via Desktop App 32

7.3 Access via Excel Tool 33

7.4 Access via sFTP Server 33

8. EPEX SPOT Market Data 35

8.1 Products or Services through sFTP 35

8.2 Historical anonymous order data 36

8.3 Real-time 36

8.4 Read and Write Access to API for ISVs (Independent Software Vendor) 36

9. Compliance Services 37

9.1 Publication of inside information and forwarding of data in accordance with REMIT and MAR 37

9.2 Forwarding of fundamental data pursuant to EU Transparency Regulation 38

9.3 Transaction data pursuant to REMIT 39

9.4 Position- and transaction data pursuant to MiFID II and MiFIR 39

9.5 Individual services on request 40

9.6 ECC EMIR Trade Reporting Service 40

9.7 InsightCommodity 40

9.8 Other Services 40

10. Mistrade Fees and Cancellation Fees 41

10.1 Power Derivatives, Environmental, Agricultural, Global Markets 41

10.2 Natural Gas 41


11. Fee for Inadmissible Exercise of EUA Options 42

12. Fee for excessive use of trading systems 43

13. Clearing related Services 45

13.1 Service Fees for Margin Assets in the Form of Securities 45

13.2 Service Fee for Margin Assets in the Form of Emission Allowances 45

13.3 Service Fee for Margin Assets in the Form of Bank Guarantees 45

13.4 Interest on Margin Assets in the Form of Cash to Clearing Members 45

13.5 Passing on of expenses for Margin Assets in the Form of Cash to Clearing

Members and DCP-Clearing Members 45

13.6 Fees for the Maintenance of Clearing Member’s Accounts at Clearstream Banking Frankfurt AG (CBF) 46

13.7 Return Debit Service Fee 46

13.8 Fee for the same-day Delivery of Emission Allowances to a Registry Account 46

13.9 Fee for the Collection of a Delivery Margin in the Event of the Non-Submission of Emission Allowances 46

13.10 ECC EMIR Data Service 46

13.11 Fee for Adjusting Limits (for DCP Clearing Members only) 47

13.12 Fee for the Change of Margin Assets in the Form of Cash (for DCP Clearing Members only) 47

13.13 Fee for Provision of additional Agency Accounts (for Indirect Clearing Services only) 47

13.14 Fee for exemption from participation in mandatory auctions 47

13.15 ECC Trading Limit Service 47

14. Market Support Agreements at EEX 48

14.1 General Market Support Agreements 48

14.2 Special Market Support Initiatives for the Emissions Market 48


1. The Entities of EEX-Group

Brand Group Company Abbreviation

European Energy Exchange AG EEX

European Commodity Clearing AG ECC

European Commodity Clearing Luxembourg S.à.r.l. ECC Lux

EPEX SPOT SE EPEX SPOT

Power Exchange Central Europe, a. s. PXE

Cleartrade Exchange PTE L EEX Asia

Nodal Exchange, LLC Nodal

Nodal Clear, LLC Nodal


2. Variable Fees

Electricity tax, grid usage fees and other taxes and levies are not included in variable fees.

2.1 Power Spot

Trading services

Participants can access the following markets for trading. Trading fees may vary per market.

Day-Ahead Intraday Capacity Coupled Local Phyful XBID Local OTC After

Market Auctions Auctions

Austria ■ ■ ■ ■ ■ ■

Belgium ■ ■ ■ ■ ■ ■ ■

Switzerland ■ ■ ■ ■ ■

Germany ■ ■ ■ ■ ■ ■

Denmark* ■ ■ ■

Finland* ■ ■ ■

France ■ ■ ■ ■ ■ ■

Great Britain ■ ■ ■ ■ ■ ■

Netherlands ■ ■ ■ ■ ■ ■ ■

Norway* ■ ■ ■

Sweden* ■ ■ ■

* markets to come

In addition, EPEX SPOT offers a selection of flat-trading fees for the Day-Ahead markets, allowing participants to structure

their trading activity and save money.

For more details and subscribe to the offer that suits you best, please contact [email protected]

Clearing services For more details about the clearing fees applicable to power spot products, please refer to the current ECC Price list.

Non-group clearing services

Market Clearing

(per MWh)

HUPX Hungarian Day Ahead € 0.015

HUPX Hungarian Intraday € 0.035

SEEPEX Serbian Day Ahead € 0.02

Irish and Northern Irish Day-ahead and Intraday € 0.007

(£ 0.006)

mailto:[email protected]


2.2 European Power Derivatives

European Power Futures (including respective OTF and regulated Markets)

Market

Orderbook Trading/

Trade Registration

(per MWh)

Clearing

(per MWh)

EEX Power Week / Month / Quarter / Year Futures € 0.0075 € 0.005

EEX Power Day and Weekend Futures € 0.015 € 0.01

EEX Japanese Power Week / Month / Quarter / Season / Year Futures ¥ 2,00 ¥ 1,00

EEX German Power and EEX Spanish Power Day and Weekend Futures € 0.0075 € 0.005

EEX-PXE Czech, EEX-PXE Hungary Day and Weekend Futures € 0.03 € 0.01

EEX-PXE Power Week / Month / Quarter / Year Futures € 0.015 € 0.01

EEX Nordic Power Futures (Week / Month / Quarter / Year Futures) € 0.0025 € 0.005

EEX GB Power Futures (Day / Weekend / Week / Month / Quarter / Season /

Year Futures)1 GBP 0.00375 GBP 0.00225

EEX Wind Power Futures € 0.0075 per hour € 0.005 per hour

1 The transaction fees for transactions in EEX GB Power Futures concluded at EEX from 1 December 2019 until 30 June

2020 shall be waived (“Fee Holiday”).

Options on European Power Futures

Option premium Orderbook Trading / Trade Registration%

(per MWh)

Clearing

(per MWh)

Premium € 0.15 /MWh € 0.0025 € 0.0025

Premium < € 0.15 /MWh € 0.00125 € 0.00125

% Delta hedge discount: An exchange trade entailing a delta hedge in a power option, i.e. a power option and its future

base in the same exchange transaction, the transaction fee for the future base will be reimbursed provided that (i) the option and delta trade are concluded at EEX on the same trading day and (ii) the trade ID of the future base is indicated when concluding the option. The discount is only available when establishing an initial future position.


Market Clearing

(per MWh)

Hungary (HUDEX) € 0.01

Delivery of futures upon expiry of Hungarian Physical Power (HUDEX) € 0.031

1 Only the trading participant who has requested physical delivery will be charged with the Clearing Fee.


2.3 US Power Derivatives

The lot size is defined as 1 MW of a contract expiry (peak or off-peak) for one month. All per MWh pricing is rounded to the

nearest fourth decimal place.

For Eastern RTOs (PJM, ISO-NE, MISO, and NYISO) and ERCOT, the average peak hours per month are 340 and the

average off-peak hours per month are 390. For WEST, the average peak hours per month are 410 and the average off-peak

hours are 320. For 2X16 contracts, average hours per month are 147, and for 7X8 contracts, average hours per month are

243.

Nodal Clear charges the Clearing Registration fee for all trades and the Clearing Cash Settlement fee for positions held

through expiration.

US Power Derivatives

Market

Orderbook Trading / Trade Registration

per Lot ($ / MWh equivalent)

Clearing Registration per Lot

($ / MWh equivalent)

Clearing Settlement per Lot


PJM Western Hub Real Time Monthly Peak

$ 0.85 (0.0025)

$ 0.85 (0.0025)

$ 0.85 (0.0025)

PJM Western Hub Real Time Monthly Off Peak

$ 0.97 (0.0025)

$ 0.93 (0.0024)

$ 0.93 (0.0024)

PJM Western Hub Day Ahead Monthly Peak

$ 1.70 (0.0050)

$ 0.85 (0.0025)

$ 0.85 (0.0025)

PJM Western Hub Day Ahead Monthly Off Peak

$ 1.95 (0.0050)

$ 0.93 (0.0024)

$ 0.93 (0.0024)

All Other Eastern RTO1 & ERCOT Monthly Peak

$ 2.55 (0.0075)

$ 0.85 (0.0025)

$ 0.85 (0.0025)

All Other Eastern RTO1 & ERCOT Monthly Off Peak

$ 2.92 (0.0075)

$ 0.93 (0.0024)

$ 0.93 (0.0024)

WEST2

Monthly Peak $ 3.07

(0.0075) $ 1.02

(0.0025) $ 1.02

(0.0025)

WEST2

Monthly Off Peak $ 2.40

(0.0075) $ 0.76

(0.0024) $ 0.76

(0.0024)

PJM Western Hub Real Time Off Peak 2x16

$ 0.37 (0.0025)

$ 0.35 (0.0024)

$ 0.35 (0.0024)

PJM Western Hub Real Time Off Peak 7x8

$ 0.61 (0.0025)

$ 0.58 (0.0024)

$ 0.58 (0.0024)

PJM Western Hub Day Ahead Off Peak 2x16

$ 0.73 (0.0050)

$ 0.35 (0.0024)

$ 0.35 (0.0024)

PJM Western Hub Day Ahead Off Peak 7x8

$ 1.22 (0.0050)

$ 0.58 (0.0024)

$ 0.58 (0.0024)

All Other Monthly Off Peak 2x16

$ 1.10 (0.0075)

$ 0.35 (0.0024)

$ 0.35 (0.0024)

All Other Monthly Off Peak 7x8

$ 1.82 (0.0075)

$ 0.58 (0.0024)

$ 0.58 (0.0024)

1 Includes Energy + Congestion contracts

2 WEST includes CAISO and Mid-Columbia contracts


US Peak Power Options

Market


per Lot ($ / MWh equivalent)



PJM WESTERN HUB Monthly Real Time On-Peak

$ 0.85 (0.0025)

$ 0.85 (0.0025)

All Other Eastern RTO and ERCOT Monthly On-Peak

$ 1.70 (0.0050)

$ 0.85 (0.0025)

All Eastern RTO and ERCOT Monthly Off-Peak

$ 1.95 (0.0050)

$ 0.98 (0.0025)

WEST including CAISO and Mid-Columbia Monthly On-Peak

$ 2.05 (0.0050)

$ 1.03 (0.0025)

PJM WESTERN HUB Calendar Year Real Time On-Peak

$ 2.04 (0.0050)

$ 10.20 (0.0025)

PJM WESTERN HUB Calendar Year Real Time Off-Peak

$ 23.40 (0.0050)

$ 11.70 (0.0025)

All Other Eastern Calendar Year On-Peak Power Option

$ 20.40 (0.0050)

$ 10.20 (0.0025)

% Exercise / Assignment of Options is free of charge.

2.4 European Natural Gas Spot

Natural Gas Spot

Market Orderbook Trading

(per MWh)

Clearing

(per MWh)

Transactions1 concluded between 8 am CE(S)T and 6 pm CE(S)T in

Natural Gas with Delivery in the Market Area TTF:

for delivery periods Within-Day € 0.01 € 0.01

for all other delivery periods (except Hourly products) € 0.005 € 0.01

Natural Gas with Delivery in the Market Areas PEG, PVB, ZTP,

ZTP L € 0.01 € 0.01

Natural Gas with Delivery in the Market Areas NCG and GASPOOL:

for delivery periods Within-Day € 0.015 € 0.01

for all other delivery periods (except Hourly products) € 0.005 € 0.01


Locational* and Zonal Products on Natural Gas with Delivery on the

following specific delivery points or zones in the Market Area:

GRTgaz: PEG,

GASPOOL: Ontras H, GuD H, Gascade H, GuD L,

GTG Nord L or Nowega L;

NCG: H North, H Mid, H South, L East or L West

as well as Hourly products on Natural Gas with Delivery in the

Market Areas TTF, GASPOOL L, NCG L, NCG L - West, NCG L -

East

€ 0.03 € 0.01

Natural Gas with Delivery in the Market Area NBP and ZEE GBp 0.0015 per thm GBp 0.0025 per thm

Natural Gas with Delivery in the Market Area ETF € 0.016 € 0.01

Natural Gas with Delivery in the Market Area CEGH VTP:

for delivery periods Hourly and Within-Day € 0.01 € 0.01

for all other delivery periods € 0.005 € 0.01

Natural Gas with Delivery in the Market Area CZ VTP € 0.005 € 0.01

Transactions1 concluded between 6 pm CE(S)T and 8 am CE(S)T of the following day (“Off-Hours”) in

Natural Gas Spot Products

with Delivery in the Market Area NBP and ZEE GBp/Therm 0.002 GBp/Therm 0.0025

with Delivery in all other Market Areas (except Locational,

Zonal and Hourly products) € 0.02 € 0.01

Locational* and Zonal Products on Natural Gas with Delivery on the

following specific delivery points or zones in the Market Area:

GRTgaz: PEG,

GASPOOL: Ontras H, GuD H, Gascade H, GuD L,

GTG Nord L or Nowega L;

NCG: H North, H Mid, H South, L East or L West

as well as Hourly products on Natural Gas with Delivery in the

Market Areas TTF, GASPOOL L, NCG L, NCG L – West, NCG L –

East

€ 0.03 € 0.01

* Locational: GRTgaz: PEG Nord, TRS; GASPOOL: Ontras H, GuD H, Gascade H, GuD L, GTG Nord L, Nowega L; NCG:

H North, H Mid, H South, L East, L West

Hourly: TTF, GASPOOL L, NCG L, NCG L Elten, NCG L Vreden

1 For spreads, only the trading fee on the first underlying contract is applicable. The clearing fee for spreads will only be

charged for the leg with the higher clearing fee. For a transaction on an Implied Order, only the fee of the underlying

Contract of the Implied Order executed on screen is applicable.


2.5 European Natural Gas Derivatives

European Natural Gas Futures (including respective OTF and regulated Markets)1, 2

Market

Orderbook Trading /

Trade Registration

(per MWh)

Clearing

(per MWh)

TTF € 0.002 € 0.0025

PEG, PVB, ZTP, CZ VTP, ETF (Denmark) € 0.005 € 0.0025

NCG3, GASPOOL, PSV, PSV € 0.0025 € 0.0025

NBP, ZEE GBp/Therm 0.0007 GBp/Therm 0.0006

CEGH VTP (Austria) € 0.003 € 0.0025

Liquified Natural Gas (LNG) $ 0.0007 per MMBtu $ 0.0007 per MMBtu

Options on European Natural Gas Futures2

Natural Gas Futures € 0.002 € 0.0024

Delivery of natural gas upon expiry of futures is 0.002 €/MWh for TTF, 0.0002 £/Therm for NBP and ZEE, $ 0,0000875 per

MMBtu for Liquified Natural Gas (LNG) and 0.01 €/MWh for all other markets. When determining the respective delivery fee

of a trading participant, its opposite positions (long/short) in the regulated market and OTF products for the same market area

and maturity will be netted.

1 For spreads, only the trading fee on the first underlying contract is applicable. The clearing fee for spreads will only be charged for the leg with the higher clearing fee. For a transaction on an Implied Order, only the fee of the underlying Contract of the Implied Order executed on screen is applicable.

2 % Delta hedge discount

An exchange trade entailing a delta hedge in an option, i.e. an option and its future base in the same exchange transaction, the transaction fee for the future base will be reimbursed provided that (i) the option and delta trade are concluded at EEX on the same trading day and (ii) the trade ID of the future base is indicated when concluding the option. The discount is only available when establishing an initial future position.

3 Trading participants selected by NetConnect Germany as market makers for the time periods 1 January 2020, 6 a.m. to 1 July 2020, 6 a.m. and 1 July 2020, 6 a.m. to 1 January 2021, 6 a.m., respectively, as part of the tenders conducted for the calendar year 2020 will, upon their application, be exempted from the fee for transactions in Month and Quarter Futures for the respective next but one monthly or quarterly maturity (M+2 or Q+2). However, the transaction fee for registered transactions (trade registration) will be waived only in as far as the volume of the registered transactions does not exceed the volume of the trading participant’s transactions concluded via the order book.

4 ECC charges a fee of € 0 for the first Delta Hedging on Option trades on TTF Natural Gas Futures.


2.6 US Natural Gas Derivatives

US Natural Gas Derivatives

Market


per Lot

($ / MMBtu equivalent)



Clearing Settlement per Lot


Henry Hub (monthly, 2,500 MMBtu lot size)

$ 0.10 (0.00004)

$ 0.30 (0.00012)

$ 0.10 (0.00004)

Henry Hub (monthly, 10,000 MMBtu lot size)*

$ 0.10 (0.00004)

$ 1.20 (0.00012)

$ 0.40 (0.00004)

Henry Hub Options (monthly, 2,500 MMBtu lot size)

$ 0.10 (0.00004)

$ 0.35 (0.00014)

$ 0.25 (0.00010)

Henry Hub Options (monthly, 10,000 MMBtu lots size)

$ 0.10 (0.00004)

$ 1.40 (0.00014)

$ 1.00 (0.00010)

2.7 Environmental Markets

Emission Rights

Market

Orderbook Trading /

Trade Registration

(per ktCO2)

Clearing

(per ktCO2)

EUA, EUAA, CER – Spot Secondary Trading1 € 3.50 € 0.50

EUA, EUAA – Primary Auction (buyers only) (Germany) € 2.50 € 1.00

EUA, EUAA – Primary Auction (buyers only) (Poland) € 2.00 € 1.00

EUA, EUAA – Primary Auction (buyers only) of the EU Common Auction Platform (CAP2)

€ 3.32 € 0.56

Futures on Emission Rights1,2,3 € 2.50 € 0.50

Options on Futures on Emission Rights with an Option premium of

€ 0.15 per tCO23,4

€ 2.00 € 0.50

Options on Futures on Emission Rights with an Option premium of > € 0.15 per tCO2

3,4 € 1.00 € 0.25

1 Only the spot leg of a Spot/Future Spread will be charged with trading and clearing fees. 2 Upon sing-up and confirmation, transactions fees will be waived for transactions in futures up to the volume that matches

the volume of the spot activity (secondary and primary) of that trading participant of the same day. Trading participants interested in participating in that scheme have to sign-up under [email protected] with reference to “spot credit”.

3 Upon sing-up and confirmation, transaction fees will be waived for new or newly active trading participants (trading participants that traded less than 50 ktCO2 in Q4 2017 in the futures orderbook). Trading participants interested in participating in that scheme have to sign-up under [email protected] with reference to “newly active”. The rebate will be granted for a period of 24 months as of the month of sign-up. Trading participants who are already using this discount on 29 January 2020 can only register for one further period.

4 % Delta-Hedge-Discount

A Transaction entailing a delta hedge in an option on Futures on Emission Rights, i.e. an option on a Futures on Emission Rights and its future base in the same Transaction, the transaction fee for the future base will be reimbursed provided that (i) the option and delta trade are concluded at EEX on the same trading day and (ii) the trade ID of the future base is indicated when concluding the option. The discount is only available when establishing an initial future position.

% Delivery of futures upon exercising of an option is free of clearing charge.




US Environmental Futures and Options

Carbon Emission Allowances5

Exchange Screen

Trade per Lot

($ / t equivalent)

Trade Registration &

Clearing per Lot6

($ / t equivalent)

Clearing Settlement7

($ / t equivalent)

California Carbon Allowances $ 2.00 (0.002)

$ 2.50 (0.0025)

$ 4.00 (0.004)

Options $ 2.00 (0.002)

$ 2.50 (0.0025)

$ 2.00 (0.002)

RGGI Carbon Allowances $ 0.75

(0.00075) $ 1.00 (0.001)

$ 2.00 (0.002)

Options $ 0.75

(0.00075) $ 1.00 (0.001)

$ 2.00 (0.002)

CSAPR SO2/NOx Emission Allowances8

NOx Ozone Season Group 2 Allowances $ 0.75 (0.03)

$ 2.50 (0.10)

$ 3.00 (0.12)

Options $ 0.75 (0.03)

$ 2.50 (0.10)

$ 2.00 (0.08)

All other SO2/NOx Emission Allowances $ 0.75 (0.03)

$ 0.75 (0.03)

$ 1.00 (0.04)

Options $ 0.75 (0.03)

$ 0.75 (0.03)

$ 1.00 (0.04)

Renewable Energy Certificates (RECs)9

Exchange Screen

Trade per Lot


Trade Registration &

Clearing per Lot6




PJM Compliance RECs10 $ 0.75

(0.0075) $ 1.00 (0.01)

$ 1.75 (0.0175)

Options $ 0.75

(0.0075) $ 1.00 (0.01)

$ 1.00 (0.01)

NEPOOL Class 1 Compliance RECs11 $ 1.50 (0.015)

$ 1.50 (0.015)

$ 2.50 (0.025)

NEPOOL Class 2, Class 3 and other Compliance RECs12

$ 2.00 (0.02)

$ 2.50 (0.025)

$ 4.00 (0.04)

NEPOOL Compliance RECs $ 1.50 (0.015)

$ 1.50 (0.015)

$ 1.00 (0.01)

Texas Compliance RECs $ 0.25 (0.0025)

$ 0.25 (0.0025)

$ 0.50 (0.005)

Options $ 0.25

(0.0025) $ 0.25

(0.0025) $ 0.50 (0.005)

Texas Green-e RECs13 $ 2.50 (0.025)

$ 2.50 (0.025)

$ 5.00 (0.005)

New Jersey Solar, Massachusetts Solar and D.C. Solar RECs

$ 2.00 (0.20)

$ 2.50 (0.25)

$ 4.00 (0.40)

New Jersey Solar and Massachusetts Solar RECs Options

$ 2.00 (0.20)

$ 2.50 (0.25)

$ 2.50 (0.25)


Pennsylvania Solar AECs & Maryland Solar RECs

$ 0.25 (0.025)

$ 0.25 (0.025)

$ 0.50 (0.05)

Options $ 0.25 (0.025)

$ 0.25 (0.025)

$ 0.50 (0.05)

Low Carbon Fuel Standard (LCFS)

Credits14 ($ / t equivalent) ($ / t equivalent) ($ / t equivalent)

California Low Carbon Fuel Standard Credits $ 2.00 (0.002)

$ 2.50 (0.0025)

$ 4.00 (0.04)

Options $ 2.00 (0.002)

$ 2.50 (0.0025)

$ 2.00 (0.02)

1 The lot size for Carbon Emission Allowances is defined as 1,000t. 2 The Trade Registration & Clearing fee is charged approximately 50% each by Nodal Exchange and by Nodal Clear (odd

number fees are rounded in favor of Nodal Exchange). 3 Nodal Clear charges the physical settlement fee for positions held through expiration. 4 The lot size for CSAPR SO2/NOx Emission Allowances is defined as 25 t. 5 The lot size for Compliance RECs is defined as 100 MWh and for Solar RECs as 10 MWh. 6 Includes PJM Tri-Qualified Class 1 RECs, New Jersey Compliance Class 1 and Class 2 RECs, Pennsylvania Compliance

Tier 1 AECs, Maryland Compliance Tier 1 RECs, Ohio Non-Solar Compliance RECs and D.C. Compliance RECs. 7 Includes NEPOOL Dual-Qualified Class 1 RECS, Connecticut Compliance Class 1 RECs, Massachusetts Compliance

Class 1 RECs, Maine Compliance Class 1 RECs and New Hampshire Compliance Class 1 RECs. 8 Includes Connecticut Compliance Class 2 and Class 3 RECs, Massachusetts Compliance Class 2 RECs, New

Hampshire Compliance Class 3 RECs and Rhode Island New RECs. 9 Includes Front Half and Back Half contracts. 10 The lot size of the underlying futures contract is defined as 100 Credits for LCFS.

2.8 Global commodities

Ores, Metals and Alloys

Product Trade Registration

(per t)

Clearing

(per t)

Futures on Iron Ore $ 0.006 $ 0.014

Options on futures on Iron Ore $ 0.006 $ 0.014

Wood Pellets

Product Trade Registration

(per t)

Clearing

(per t)

Cash settlement upon expiry

(per t)

Futures on wood pellets $ 0.04 $ 0.06 $ 0.10

Freight

Product Trade Registration Clearing

Futures on Dry Bulk Time Charter or Trip Time Charter Freight1)2)

$ 3.6 per d $ 1.4 per d

Futures on Dry Bulk Voyage Routes Freight1)2) $ 3.6 per 1.000t $ 1.4 per 1.000t


Options on Futures on freight1)2) $ 3.6 per d $ 1.4 per d

1 These transaction fees will be reduced once for trading participants by $3.00/d or $0.0030/t under the following conditions:

The trading participant has requested the reduction after September 2019 via email to one of the Global

Commodities Account Manager with the subject line "newly active client initiative" and has been confirmed for

this rebate by EEX AG.

With the confirmation of the rebate

o Market Support Agreements with EEX AG, insofar as they cover trading in futures on freight rates on EEX,

and

o other incentive schemes of EEX AG for trading in futures on freight rates

(if applicable) shall be suspended for the period the rebate is granted to the trading participant.

The rebate is granted for a period of 12 months from the month of the request.

2 These transaction fees will be waived until 31.12.2020 under the following conditions:

The transaction serves either to transfer

o Open interest in products on freight rates in the framework of matching sessions of EEX to ECC AG

or

o Open interest in an existing EEX product on freight rates into a new EEX product on freight rates;

The intended transfer has been notified to EEX by email with the subject line “Intended Transfer of OI in freight

products” to one of the Global Commodities Account Managers with a lead time of at least two (2) weeks; and

The total volume for all these transfers in the amount of 71,000 lots has not yet been reached or will not exceeded

by the transfer.

US Trucking Freight

Product

Exchange

Transaction per Lot1

(fee per mile)

Clearing Registration2

(fee per mile)


(fee per mile)

Van Freight Rate Futures - Monthly $ 8.50

($ 0.0085) $ 1.50

($ 0.0015) $ 1.50

($ 0.0015)

1 The lot size for trucking freight contract is 1,000 miles.

2 Nodal Clear charges the registration fee for all trades and the cash settlement fee for positions held through expiration.

2.9 Pulp


Product Clearing

(per t)

NBSK Softwood Kraft Pulp derivative contracts in USD € 0.10

BHKP Hardwood Kraft Pulp derivative contracts in USD € 0.10


2.10 Agricultural Commodities

Futures on Agricultural Products

Product

Orderbook Trading /

Trade Registration

(per contract)

Clearing

(per contract)

Cash settlement upon expiry

(per contract)

Butter € 1.5 € 1.0 € 2.5

Potatoes € 2.0 € 1.0 € 3.0

Skimmed Milk Powder € 1.5 € 1.0 € 2.5

Whey powder € 1.5 € 1.0 € 2.5

Liquid milk € 1.5 € 1.0 € 2.5

2.11 Delivery of electricity or natural gas for end consumption in Austria

Clearing fee

Delivery of electricity or natural gas for end consumption in Austria according to the Austrian EEffG to

cover the compensation amount (fig. 3.13 par. 5 ECC Clearing Conditions) by off-setting according to

ECC Clearing Conditions fig. 3.13 par. 6, 9 in connection with fig. 3.13 par. 10 if applicable.

€ 1.20

per MWh

The clearing fee for delivery of natural gas or electricity for end consumption according to the Austrian EEffG in Austria to

cover the compensation amount (ECC Clearing Conditions fig. 3.13 par. 5) may be reduced in full or up to max. 10% (equals

0.12 €/MWh) by offsetting the energy efficiency measures of the trading participants or markets according to fig. 3.13 par. 6,

9 in connection in the ECC Clearing Conditions with par. 10.

2.12 Auctions for end customers in the Czech Republic

For more details please contact [email protected]

2.13 Registries

French Guarantees of Origin registry

Fee

(per MWh)

Issuance of Guarantees of Origin € 0.005

French Energy Saving Certificates registry

Fee

(per GWh cumac1)

Energy Saving Certificates delivered € 1.50



1 Energy saving targets are assessed in kWh cumac of final energy (cumac means cumulated and actualized), and

correspond to the energy savings cumulated over the lifetime of the implemented operation and actualized at a certain

rate.

For further information, please contact [email protected] or visit https://www.powernext.com/registry-services


https://www.powernext.com/registry-services


3. Membership Fees

3.1 Power Spot

The participant can join the markets of Austria, Belgium, Switzerland, Germany, Denmark, Finland, France, Great Britain,

Netherlands, Norway, Sweden via two-types of set-up: as a direct participant or as an indirect participant. For each country,

the participant can select among different market access packages to meet its trading objectives. Smart offers are available

for low usage (low volume) members, and market access bundles are also offered.

Please note that all market accesses include a default access to the trading systems and market data sets, which can be

upgraded via economical add-ons and customized.

Market Access including technical access & market data

Day-Ahead Intraday Capacity

Coupled Local Phyful XBID Local OTC

After

Market Auctions Auctions

Day-Ahead +

Intraday Continuous +

Intraday Auctions

■ ■ Add-on ■ ■ ■ ■ ■

Day-Ahead +

Intraday Continuous ■ ■ Add-on ■ ■ ■ ■

Day-Ahead ■ ■ Add-on

Intraday Continuous ■ ■ ■ ■

Intraday Auctions ■

Capacity Market ■




3.2 Power Derivative, Natural Gas, Environmental, Agricultural, Global

Markets

Membership3 Annual Fee

“EEX Full Membership”

Participation in trading in all products of EEX excluding products for the delivery zone CEGH

VTP(including the use of the EEX OTF)

€ 30,000

“EEX Power Markets Plus Membership”

Participation in trading all products of EEX excluding EEX Natural Gas Products (including the use of

the EEX OTF)

€ 19,000

EEX Natural Gas Markets Membership”

Participation in trading in all natural gas products of EEX excluding products for the delivery zone CEGH

VTP(including the use of EEX OTF)

€ 13,000

“EEX Gas Market CEGH VTP Active”

Participation in trading in all CEGH VTP natural gas products € 15,200

“EEX Gas Market CEGH VTP Passive”

exclusively passive participation1) in trading in CEGH VTP natural gas spot products for the purpose of

procuring balancing energy

€ 10,000

“Emerging and Environmental Markets”

Participation in trading in the following products only: Emission Rights contracts on EEX Spot Markets

(primary and secondary markets) and Derivatives Markets, EEX GB Power Futures, Emerging Natural

Gas Markets2) products, products on freight and iron ore, agricultural products and trade registration of

contracts that are not order book traded at EEX (please refer to the current product list on EEX’

homepage)

€ 2,500

“Auction Only”

Participation only in primary auctions of Allowances on the Spot Market € 0

1 Passive Participation is the exclusive participation of a Trading Participant in Trading on EEX via a Trading Agent. The

admission of own exchange traders working for this trading participants is not possible within the scope of passive

participation.

2 Emerging Natural Gas Markets comprise EEX PVB Natural Gas Products, EEX CZ VTP Natural Gas Products and

Futures on Liquified Natural Gas.

3 Valid for all Trading Participants newly admitted as of April 2020 as well as for existing admissions to EEX as of January

2021

% Free of charge within the first 12 months. New trading participants after having been admitted for the first time will not

be charged annual fees and will receive up to three technical accesses to the trading system with the frontends EEX TT

Screen and GV Portal User for Trading Gateway) free of charge for the first twelve months. Different kinds of membership

can be combined.

A trading participant is deemed to be admitted to EEX for the first time if the trading participant or a company associated with

the trading participant in accordance with national or international accounting standards has not been admitted to EEX or has

not been a member of the EEX OTF in the past 12 months.


View Only Persons who are not trading participants can obtain temporary access to the trading systems of the EEX (including the EEX

OTF) exclusively with read access and without the right to participate in trading (View Only). View Only access is provided

for three months and can be renewed once for a further three months’ period if admission to trading on EEX is granted or

membership of the EEX OTF is established. EEX AG charges the following fees for a temporary View Only access:

Fee

View Only Access € 0 p.a.

Trading participants can gain permanent View Only access to the trading systems of the EEX (including the EEX OTF). There

is no charge for the permanent View Only Status itself, but the charges apply for the selected technical access.

For further details, please contact [email protected]. Questions about admission forms can be directed to

[email protected]

3.3 US Markets

Fee

Nodal Exchange Participant Access Fee $ 3,000 per calendar quarter

Waived for Participants on a case by case basis; please contact Nodal Exchange Account Management for more information

at [email protected]

Fees are prorated based on access time during the calendar quarter. Fees are waived for the calendar quarter for any

Participant with 300,000 MWh or more of open interest entering the quarter or any Participant that transacts within the quarter.

3.4 Auctions for end customers in the Czech Republic

Membership Fees Annual Fee Entrance Fee

Suppliers - -

End customers CZK 500 CZK 2,500

For more details, please contact [email protected]

3.5 Registries

French Guarantees of Origin registry Annual Fee

Admission fee € 2,000

French Energy Saving Certificates registry

Account opening € 150 per account

For further information, please contact [email protected] or visit https://www.powernext.com/registry-services






https://www.powernext.com/registry-services


3.6 Clearing

Membership Annual Fee

Participation of Clearing Members in clearing € 12,500

Participation of Non-Clearing Members in clearing € 1,000

Participation of DCP-Clearing Members in clearing at several spot markets € 12,500

Participation of DCP-Clearing Members in clearing at a single spot market € 9,000

Participation of DCP-Clearing Members in clearing solely at the UK spot market £ 6,000

Participation of registered trading participants in clearing according to Austrian EEffG* € 50,000

% Free of charge within the first 12 months. For Non-Clearing Members, all revenues with regards to Clearing Fees

effectively collected from the respective Non-Clearing Member in the respective calendar year will be credited against the

annual fee. If the Clearing Fees charged within one calendar year on the basis of this Price List fall short of the amount of the

annual fee for Non-Clearing Members, ECC will charge the Non-Clearing Member concerned the difference between the

annual fee and the Clearing Fees effectively collected at the beginning of the following year. For Non-Clearing Member that

have not been members of ECC the entire calendar year the annual fee will be calculated pro rata per month or part thereof

(i.e. per month or part thereof € 83.33).

During the first 12 months of the ECC membership no annual fee is charged to Non-Clearing Members.

The annual fee in connection with the Austrian EEffG is charged to the trading participants registered according to fig. 3.13

ECC Clearing Conditions and 1.1.2 ECC Price List.


4. Technical Fees

4.1 Frontend Fees

4.1.1 Power Spot

4.1.1.1 Day-Ahead and Intraday auctions

A default access to ETS (trading system) is offered for any auction market access subscription to participants, who can decide

to upgrade their technical setup with the advanced or premium packages.

These packages help participants to adapt their setup to fit their size and trading needs, with increased value for money. They

include in particular additional portfolios, smart & big blocks extensions, users, API1 accesses and market data sets.


4.1.1.2 Intraday continuous market (M7) (DE/AT, FR, CH, NL)

A default access to M7 (trading system) is offered for any continuous market access subscription to participants, who can

decide to upgrade their technical setup with the advanced or premium packages.

These packages help participants to adapt their setup to fit their size and trading needs, with increased value for money. They

include in particular additional portfolios, users, API1 accesses and market data sets.

Additionally, participants can customize their connection to the trading system with the following access types.

Access type User Location

Via Leased Lines

256 Kbit/s bandwidth dedicated line All

512 Kbit/s bandwidth dedicated line All

1 Mbit/s bandwidth dedicated line to locations with Access Point

Amsterdam, Dublin, Frankfurt, Helsinki, London, Madrid, Milan, Paris, Vienna, Zurich

2 Mbit/s bandwidth dedicated line to locations with Access Point

Amsterdam, Dublin, Frankfurt, Helsinki, London, Madrid, Milan, Paris, Vienna, Zurich

Via VPN 512 Kbit/s bandwidth via VPN All


1 Application Program Interface (API) is a set of routines, protocols, and tools for building software applications.

4.1.1.3 French Capacity Market

A default access to CTS (trading system) is offered for any capacity market access subscription to participants, who can

customize their access with additional portfolios.






4.1.2 Power Derivatives, Environmental, Agricultural, Global Markets, Clearing

Frontend Annual Fee

EEX TT Screen2 € 1,800 /

user

Trayport® Joule® Screen2, % € 1,800 /

user

Eurex T7 GUI and/or Eurex Clearing GUI3, % € 7,500 / Member1

M7 Auction System free of charge

TR Transparency Platform GUI € 1,800 /

user

1 Only one of the two connections will be charged. The number of open Eurex Trader GUIs is only limited by the available bandwidth of the used connections.

2 For these Frontends ETI/FIXML Sessions will be booked automatically. 3 In the event of the loss of a Token as required for Eurex Clearing GUI access, a one-off fee of € 500 will be charged.

% For shift traders, the fee is reduced to € 750 p.a. Shift traders are users who are active exclusively as part of a team in the

shift system set up specifically for 24/7 trading on the EEX gas spot market. All shift traders of a trading participant must never be logged in or be active in the trading system at the same time. For participants in the membership EEX Gas Market CEGH VTP Passive there is an annual processing fee of € 1,800.

For further details, please contact Customer Connectivity & Trading Systems at [email protected]

TT FIX* Monthly Fee

TT FIX Market Data

for 25 instruments € 100

for 250 instruments € 300

for more than 250 instruments € 1,000

TT FIX Order Routing € 0.05 per lot and month

* The fees apply only to the technical access. An additional agreement with EEX AG is required for the right to use the data received via TT FIX beyond one’s own direct trading activity on EEX. For further information [email protected]

TT REST API

TT Standard

Monthly Fee

TT Pro

Monthly Fee

Advanced Options Package € 300 € 300

TT REST API Key – Low Usage Plan1 € 50 € 50

TT REST API Key – Medium Usage Plan2 € 100 € 100

TT REST API Key – High Usage Plan3 € 250 € 250




1 Limited to a maximum of 5 requests per second and 15,000 requests per day. 2 Limited to a maximum of 10 requests per second and 30,000 requests per day.

3 Limited to a maximum of 25 requests per second and 75,000 requests per day.

4.1.3 Natural Gas

Frontend Markets Accessible Annual Fee

Trading license % TTF, PEG Nord, TRS, ZTP, ZEE, GASPOOL,

NCG, NBP, PSV, PSV Fin, ETF, CEGH VTP € 1,800 /account

Downstream

PXE Trayport Global Vision (standard access: 2 accesses for power spot plus 1 access for gas)

Czech Republic € 6,000 / standard access

PXE Trayport Global Vision (additional access)

Czech Republic € 7,800 / access

PXE Trayport Global Vision (registration of additional IP address)

Czech Republic € 600 / IP address

PXE Trayport Global Vision (read only access)

Czech Republic € 4,200 / access

% For shift traders, the fee is reduced to € 750 p.a.

PXE API downstream account

API downstream account for connection to the Trayport Trading Gateway or RORC system in connection with trading

€ 4,200

For more information about PXE Trayport Global Vision, please contact [email protected]

4.1.4 Auctions for end customers in the Czech Republic

Frontend Fees Annual Fee

Deal-entry in the Trayport GlobalVision system for trading auctions via the standard account used at PXE

-

Special deal-entry account in the Trayport GlobalVision system for trading auctions for end customers, only

€ 2,500

For further information, please contact [email protected]




4.2 Physical connection and other technical Fees

4.2.1 Connection and other technical fees for the markets of EEX

Connection Annual price per connection

Internet for EEX TT Screen free of charge

VPN (1 Mbit/s)1 € 15,000

Leased Line (E1)1,2,3 € 30,000

1 VPN and leased line will be provided by the technology Market Data Interface (MDI) as Multi Interface Channel (MIC).

2 Including the required EUREX GUI Channel.

3 The bandwidth of the leased line will be adjustable in correspondence with the individual demands. Please refer to the

detailed connection prices later in this chapter. For any further information on such adjustment or contact the technical

support of EEX AG ([email protected]).

4.2.2 Fees for ETI and FIX Sessions

If trading participants use third-party connection solutions (3rd Party Solutions) via ETI/FIXML to access the trading systems

of EEX (including the EEX OTF), EEX AG charges the following fees in addition to the connection fees pursuant to the agreed

size of the ETI or FIX sessions:

Eurex ETI / Fix Trading Session% 1 Annual fee

Eurex ETI Low Frequency Light Session (max. 50 Transmissions/Second) € 3,000

Eurex ETI Low Frequency Full Session (max. 150 Transmissions/Second) € 6,000

Eurex ETI High Frequency Light Session (max. 50 Transmissions/Second) € 3,000

Eurex ETI High Frequency Full Session (max. 150 Transmissions/Second) € 6,000

Eurex FIX Trading Session (max. 50 Transactions/Second) € 3,000

% Each participant receives a discount of 100 % for fees for ETI and FIX sessions up to an amount of € 12,000 p.a.

1 All ETI sessions have an assigned disconnection limit of:

450, i.e. in case of more than 450 consecutive rejects due to exceeding the technical transaction limit for sessions

with a throttle value of 150 txn/sec.

150, i.e. in case of more than 150 consecutive rejects due to exceeding the technical transaction limit for sessions

with a throttlevalue of 50 txn/sec.

For both limits all technical transactions are counted using a sliding window. For further details and information please

refer to the “T7 - Functional and Interface Overview” in its respective valid version.

Eurex Clearing Session

FIXML Session € 1,200 p.a. as of the third account



4.2.3 Detailed connection prices

The listed features of a service alternative may be used simultaneously on the ordered connection (bandwidth). The respective

services share the agreed bandwidth. To use the services ETI and FIX Sessions, one or more connections according to the

following overview are additionally required. These will be charged in addition to the ordered MIC service.

Service

Bandwidth

(Leased line Mbit/s)

Connection prices

Leased line in Tier A

Leased line in Tier B

Leased line in Tier C

iAccess (VPN)

E1/Ethernet – Leased line

MIC and MDI 1 € 24,000 p.a. € 24,000 p.a. R € 15,000 p.a.1

EUREX GUI Channel in Combination with MIC on same line3

1 € 6,000 p.a. € 6,000 p.a. R –7

Ethernet – Leased line6

MIC and EMDI 4 € 36,000 p.a. € 42,000 p.a. R –4

MIC, EMDI, and RDI 80 € 69,000 p.a. € 112,200 p.a. R –5

EUREX GUI Channel in Combination with MIC on same line3

1 € 2,400 p.a. € 3,000 p.a. R –

3 € 4,800 p.a. € 6,000 p.a. R –

5 € 7,200 p.a. € 9,000 p.a. R –

10 € 9,600 p.a. € 12,000 p.a. R –

Decided GUI – Solution (without MIC) on basis on leased lines

EUREX GUI Channel as decided solution3

1 € 24,000 p.a. € 24,000 p.a. R –

3 € 30,000 p.a. € 36,000 p.a. R –

5 € 36,000 p.a. € 42,000 p.a. R –

10 € 42,000 p.a. € 54,000 p.a. R –

Internet – Solution

EUREX GUI Channel3

over public Internet € 7,500 p.a.2 –


Legend

Tier A Urban areas of Amsterdam, Frankfurt, London, Paris, and Zurich

Tier B Germany, France, Great Britain, The Netherlands, and Switzerland

Tier C All other places upon request

R and other places Availability upon request

Remarks The prices per tier are reference prices only and may vary with regard to the exact location of the participant and the technical feasibility. Prices for other places upon request.

1 The alternative “Combined Access” requires the bandwidth of the iAccess connection to correspond with the

respective bandwidth of the associated leased line.

2 GUI connection over the Internet is free of charge for participants using a MIC on a leased line. Otherwise a price of

€ 600 per month is charged (per participant, number of opened Eurex Trader GUIs is unlimited).

3 Eurex GUI Channel. The Eurex GUI Channel supports all GUI solutions provided by EUREX. More details are

specified in the “Network Configuration Guide” as amended from time to time.

4 EMDI is not available over VPN. Therefore, two leased lines are required for redundant connections.

5 For technical reasons RDI will be offered only from 80 Mbit/sec.

6 A lead time of six months has to be taken into account when ordering leased lines based on Ethernet.

7 The GUI Channel is not available over VPN.


5. Trainings and Events

5.1 EEX Courses

EEX on-site Courses per person

2-Day Intensive Training “Exchange Trading” including EEX Trader Exam (Certificate)1 € 2,000

EEX Exchange Trader

EEX Exchange Trader preparatory tool (voluntary E-Learning) € 400

EEX System Training (mandatory E-Learning) € 250

EEX Trader Exam (mandatory on-site) € 200

E-learning Training “Trade Registration” including “Trade Registration” Exam2 € 200

EEX Spot Market

Emission Certificates3

Half-Day Training “Spot Market Emission Rights” including EEX

Exam “Spot Market Emission Rights” (voluntary, on-site) € 400

System Training (mandatory E-Learning) € 0

EEX Exam “Spot Market Emission Rights” (mandatory on-site) € 0

Energy Trading Simulations € 900 per day

Training “Introduction to Exchange Trading” (also available as E-Learning2) € 400

Clearing on spot and derivatives Markets € 600

Principles of option trading € 950

Accounting under German Commercial Code (HGB) and IFRS (on-site) € 850

Visitor Groups € 1,400 flat

1 Persons who prove that they have been assigned with the supervision of exchanges or central counterparties on a

professional basis may participate in the EEX Exchange Trader Certificate Course including the examination free of

charge. In these cases, no certificate will be issued. However, after having paid the full fee these persons are free to

request the certificate within three years after they have taken the examination.

2 The assigned login data for the e-learning portal becomes void by the end of the 12th month (for Trade Registration by

the end of the 6th month) after its distribution to the respective user.

3 The Half-Day Training “Spot Market Emission Rights” comprises the primary auction and secondary trading of Emission

Rights. The System Training “Spot Market Emission Rights” is offered together with the EEX Exam “Spot Market Emission

Rights” only.

If required, all training courses and events (except Visitor Groups) can also be offered in-house whereupon the training

“Accounting under German Commercial Code (HGB) and IFRS” is only offered for 6 Persons as a minimum. In addition to

the participant fee listed above, for in-house events (except EEX Trader Exam and Training “Spot Market Emission Rights”

in Leipzig, Germany and Europe) a flat fee is charged per day.


Fees for In-house Trainings and Events 1 day courses Each additional day

In Leipzig € 950 € 725

In Germany € 1,400 € 950

In Europe € 2,300 € 1,400

Outside Europe individually Individually

More detailed provisions on rebooking and cancellation fees for training courses and events are contained in the General Terms and Conditions (GTC) for training services available on https://www.eex.com/en/training/general-terms-and-conditions

For further details, please contact the EEX Training & Education Team at [email protected]

5.2 EPEX Courses

EPEX SPOT offers a large range of online training courses on power markets, market coupling and electricity trading, with

modules reaching from basic knowledge to expert know-how including the Trader Certification, exclusively available for our

members.

Here is an overview of our training course offer. The prices shown are for one user with unlimited access for one year. For

more information or package prices for up to 10, 20 or more users, please contact the EPEX E-Learning Team

([email protected]) or directly on our new EEX Group web-shop:

https://webshop.eex-group.com/offerdescription_epex_spot_elearnin-g

EPEX E-Learning General per person

EPEX SPOT trading handbook* € 540

Kit EPEX SPOT exam* % € 660

EPEX SPOT trading handbook for non-members € 660

* available to EPEX SPOT members only

% One free training per new member in the first year (from the first training purchased)

EPEX E-Learning Clearing per person

Basics about clearing on spot markets and focus on ECC € 540

https://www.eex.com/en/training/general-terms-and-conditions



https://webshop.eex-group.com/offerdescription_epex_spot_elearning


EPEX E-Learning Power per person package prices

What is a power system? € 480

€ 1,200 What is a power exchange? € 480

Participating in the electricity wholesale market € 480

Market Coupling in Europe € 780 -

How to fight against VAT fraud? € 480 -

EPEX E-Learning Flow-Based courses

in collaboration with the French TSO

Réseau de Transport d'Electricité (Rte)

per person package prices

Refresh your knowledge about TSOs and ATC € 660

€ 1,020

€ 2,040

Understand Flow-Based methodology € 660

Learn more about Flow-Based capacity calculation € 660 -

Grasp Flow-Based parameters and the impacts for traders € 660 -

EPEX E-Learning on the Power Market

in collaboration with the French TSO Réseau de Transport d'Electricité (Rte) per person

Power Generation € 540

Power Consumption € 540

Balance responsible parties and balancing market € 540

Capacity mechanism € 540


6. Info-Products

Fees for Info-Products are charged by EEX AG for the delivery of current and historical market data and calculations by EEX

Group. The respective extent of the market data provided is governed by the General Terms of Contract (GTC) for EEX Info-

Products (please visit: https://www.eex.com/en/market-data/eex-group-datasource/general-terms-of-contract)

For further details, please contact Information Services at [email protected]

Info-Vendor Products

Prices for Info-Vendor products with the right of commercial use of the data are agreed bilaterally.

https://www.eex.com/en/market-data/eex-group-datasource/general-terms-of-contract



7. EEX Group DataSource

The respective extent of the market data provided and the usage rights granted is governed by the General Terms and

Conditions (GTC) for EEX Group DataSource (please visit: https://www.eex.com/en/market-data/eex-group-

datasource/general-terms-of-contract). For further details, please contact Information Services at datasource@eex-

group.com

For the provision of historical and current market data as well as settlement prices, indices or other calculations by EEX

Group, EEX AG charges the following fees depending on the ordered module and access type and option (End-of-Day,

Delayed or Real-time):

7.1 Access via API

Modules Delayed

Annual fees

Real-time

Annual fees

EEX Power Asian Futures - € 2,400

EEX Power Futures € 4,200 € 6,000

EEX Natural Gas € 4,200 € 6,000

EEX Environmentals € 2,460 € 3,540

EEX Agriculturals € 2,460 € 3,540

EEX Freight € 1,050 € 1,500

EEX Ferrous Metals € 1,050 € 1,500

EEX Transparency Data Power – € 6,000

EEX Transparency Data Gas – € 3,540

EEX Transparency Data Power EuroWind – € 4,620

7.2 Access via Desktop App

Number of Desktop App Licences* Discount for all Licences Price per Licence

Annual fees

1 0 % € 4,200

as from 2 10 % € 3,780

as from 5 20 % € 3,360

as from 10 30 % € 2,940

as from 20 40 % € 2,520

as from 50 50 % € 2,100

* if purchased at the same time






7.3 Access via Excel Tool

Module Real-time

Annual fees

EEX Power Asian Futures € 1,500

EEX Power Futures € 3,000

EEX Natural Gas € 3,000

EEX Environmentals € 1,800

EEX Agriculturals € 1,800

EEX Freight € 750

EEX Ferrous Metals € 750

EEX Transparency Data Power € 3,000

EEX Transparency Data Gas € 1,800

EEX Transparency Data Power EuroWind € 2,340

A fee of 50 €/month and module is charged for the use of the Excel tool (technology fee). This technology fee is already

included in each module fee of this Section 7.3..

7.4 Access via sFTP Server

Modules – End-of-Day Subscription

per month

2-Month Access

one-off price

EEX Power Futures1 € 50 € 600

EEX Power Futures Trades1 € 50 € 600

EEX Power Futures Trades Historic - € 2,400

EEX Power German Futures € 80 € 960

EEX Power German Futures Trades € 80 € 960

EEX Power Japanese Futures € 80 € 960

EEX Natural Gas € 75 € 900

EEX Natural Gas Trades € 75 € 900

EEX Natural Gas Trades Historic - € 2,400


EEX Environmentals € 40 € 480

EEX Environmental Trades € 40 € 480

EEX Environmental Trades Historic - € 1,800

EEX Agriculturals € 40 € 480

EEX Agricultural Trades € 40 € 480

EEX Agricultural Trades Historic - € 1,800

EEX Freight € 30 € 360

EEX Freight Trades € 30 € 360

EEX Freight Trades Historic - € 720

EEX Ferrous Metals € 30 € 360

EEX Ferrous Metals Trades € 30 € 360

EEX Coal & Oil – € 360

EEX Transparency Data Power EuroWind DE € 80 € 960

EEX Transparency Data Power EuroWind AT € 50 € 600

EEX Transparency Data Power for AT, DE, CH2 € 80 € 960

EEX Transparency Data Power for BE, CZ, NL2 € 50 € 600

EEX Transparency Data Power for FR, GB, HU, IT2 € 30 € 360

EEX Transparency Data Gas for AT, CZ, DE, IT2 € 30 € 360

Indices – EGIX € 50 € 600

Indices – ELIX € 50 € 600

Indices – ECarbix € 50 € 600

Indices – Monthly Index € 50 € 600

1 Prices are per country (AT, BE, CH, CZ, EL, ES, FR, HU, IT, NL, Nordic, PL, RO, SK, UK) according to order

2 Prices are per country according to order


8. EPEX SPOT Market Data

EPEX SPOT offers a wide range of data sets covering all EPEX market areas, available through different modalities: from

running subscriptions for files updated daily, to access to one-shot historical data – our offer fits your needs. Further

information available on EPEX SPOT website: https://www.epexspot.com/en/marketdataservices

Below stated prices are valid for an internal use of the data within one single legal entity. They are quoted excl. VAT.

For any other usage involving third parties, i.e. data distribution, display on website, benchmark for your clients billing, sharing

within your group, consulting, use within a university etc. please contact [email protected]

Available market areas are AT, BE, CH, DE, FR, GB, NL, DK, FI, NO, SE. Discounts are available from 2 market areas

Available for purchase through the EEX Group Webshop: https://webshop.eex-group.com/epex-spot-public-market-data

8.1 Products or Services through sFTP

Prices below are defined per market area and per year.

Current data

(from 2020)

Historical data

(from 2005 to 2019)

End-of-day Delayed

Day-Ahead auction

Block bids € 200

n/a

€ 160

Prices and volumes € 600 € 480

Aggregated curves € 200 € 160

All day-ahead auction data (A) € 760 € 640

Intraday auction (when relevant)

Block bids € 170

n/a

€ 130

Prices and volumes € 480 € 390

Aggregated curves € 170 € 130

All day-ahead auction data (B) € 620 € 490

All day-ahead & intraday auction data (A+B) € 840 n/a € 740

Continuous

Transactions € 540 € 700 € 440

Indices/results € 600 € 960 € 480

All continuous data (C) € 840 € 1,200 € 670

All auction and continuous data (A+B+C) € 1,260 n/a € 1,010

Capacity market (only for France)

All day-ahead auction data € 600 n/a € 400

https://www.epexspot.com/en/marketdataservices


https://webshop.eex-group.com/epex-spot-public-market-data


8.2 Historical anonymous order data


Orders on the Intraday continuous market available from 2013 to present € 3,600 / calendar year data set

8.3 Real-time


Continuous market: view only screen € 9,600

ETS API (read-only) € 1,200

M7 API (read-only) € 4,440

8.4 Read and Write Access to API for ISVs (Independent Software Vendor)

Dedicated simulation environment for the development of real-time interfaces

with EPEX SPOT trading systems (ETS or M7) through APIs

€ 6,000 / annually per API, per

application


9. Compliance Services

Fees for compliance services are charged for services for the fulfilment or regulatory obligations.

9.1 Publication of inside information and forwarding of data in accordance

with REMIT and MAR

For the receipt, publication and forwarding of inside information on power production, consumption and storage as well

as consumption of natural gas pursuant to Article 4 para 1 and Article 8 para 5 of Regulation (EU) 1227/2011 (REMIT) or

Article 17 para 2 of Regulation (EU) 596/2014 (MAR) regarding

a) the business of the client and/or

b) the capacity, use and unavailability of reported facilities

EEX AG charges the following fees depending on the extent of the reports*:

Reporting companies with physical facilities

monthly fee

Reporting companies without physical

facilities

monthly fee

Disclosure of inside information for the capacity, use and unavailability of facilities

MINI1 € 200 –

SMALL (< 5 units)2 € 500 –

MEDIUM (≥ 5 to < 10 units)2 € 750 –

LARGE (≥ 10 units)2 € 1,000 –

Disclosure of other inside information for the business and facilities

Ad-hoc Ticker (REMIT and MAR) via TR-Tool free of charge € 1755

Ad-hoc Ticker (REMIT) via Online Tool3 € 175 € 175

Ad-hoc Ticker (MAR) via Online Tool4 € 175 € 175

Use of the SaaS solution "EEX Inside Information Messenger" for the reporting of other inside information of business and unavailability of facilities

Ad-hoc Ticker (REMIT)

with Unavailability of facilities € 250

without Unavailability of facilities € 200

Ad-hoc Ticker (MAR) € 200 € 200

1 For customers who concluded a data delivery contract effective as of 1 October 2017, which exclusively report units with a capacity of less than 100 MW in the field of power production. A unit is the smallest component of a facility for which messages regarding capacity, use and unavailability are required according to Regulation (EU) 1227/2011.

2 The number of units is summed up across all commodities, stages of the value chain and countries. In the field of power production, units with a capacity of less than 100 MW are not considered in the calculation.

3 Up to 3 certificates per reporting company are provided. The Online Tool is also available as an emergency channel for companies with physical facilities in order to safeguard their reporting in case of an outage of their IT reporting infrastructure.

4 Up to 3 certificates per reporting company are provided


5 For customers who concluded a data delivery contract before 30 September 2016. The service is not available after that date.

* The fees listed in this table are not applicable up to and including December 31, 2020 for all new customers who have concluded a corresponding data delivery contract up to and including May 31, 2020.

For the receipt, publication and forwarding of inside information on storage of natural gas pursuant to Article 4 para 1 and

Article 8 para 5 of Regulation (EU) 1227/2011 (REMIT) or Article 9 para 7 and 9 of Regulation (EU) 1348/2014 (Implementing

Regulation) regarding

a) the business of the client and/or

b) the capacity, use and unavailability of reported facilities

EEX AG charges the following fees for every reporting company:

Monthly fee

Disclosure and forwarding of inside information for the capacity,

use and unavailability of facilities pursuant to Article 4 para 1

and Article 8 para 5 of Regulation (EU) 1227/2011

€ 200

Fundamental data report pursuant to Article 9 para 7 and 9 of

Regulation (EU) 1348/2014 € 200

Disclosure of other inside information for the business and facilities

Ad-hoc Ticker (REMIT) via TR-Tool free of charge

Ad-hoc Ticker (REMIT) via Online Tool1 € 175

1 Up to 3 certificates per reporting company are provided. The Online Tool is also available as an emergency channel for

companies in order to safeguard their reporting in case of an outage of their IT reporting infrastructure.

The data delivery contract contains more detailed provisions on this. The data is published on the EEX transparency platform

(www.eex-transparency.com).

9.2 Forwarding of fundamental data pursuant to EU Transparency Regulation

For the forwarding of power production and consumption data of the client to ENTSO-E pursuant in accordance with the

requirements of Regulation (EU) 543/2013 (EU Transparency Regulation) and the Manual of Procedure of ENTSO-E, EEX

AG charges the following fees depending on the extent:

Forwarding for facilities Monthly fee

SMALL (< 5 units)* € 200

MEDIUM (≥ 5 to < 10 units)* € 325

LARGE (≥ 10 units)* € 450

* A unit is the smallest component of a facility for which messages according to the EU Transparency Regulation are required.

The number of units is summed up for the commodity “power” and the stages of the value chain “production” and

“consumption” for all countries of the client.

http://www.eex-transparency.com/


9.3 Transaction data pursuant to REMIT

For the provision with the client’s order and transaction data (Basic Service) as well as their forwarding to ACER1 or ElCom

(Eidgenössische Elektrizitätskommission) (Additional Service) in accordance with the provisions of REMIT2 and further

regulations based on it, EEX AG charges the following fees depending on the number of market segments3 selected:

Basic Service Additional Service

Data provision to

the Market

Participant Reporting to ACER

Provision of Data to

ElCom Equias4

One Market Segment € 250 per month Free of charge

This is only offered in connection with the basic service

€ 100 per month € 100 per month4 Two Market Segments € 450 per month

Three Market Segments € 600 per month

1 As an alternative to direct forwarding of the data specified to ACER, provision to another Registered Reporting Mechanism (RRM) approved by ACER can also be chosen.

2 Upon request, the data can also be forwarded to ElCom in accordance with the StromVV. 3 The following market segments may be selected:

Power Derivatives: EEX regulated market and/or EEX OTF

Gas Derivatives & Spot: EEX regulated market and/or EEX OTF

Power Spot: EPEX SPOT SE 4 Please note that any fee charged by Equias (formerly EFETnet) or ACER towards EEX will result in an adjustment of this

fee at the time of the former’s introduction without any further discretion.

9.4 Position- and transaction data pursuant to MiFID II and MiFIR

For the provision with instrument data as well as the client’s position and transaction data for the purpose of completion and

forwarding to Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) or Autorité des marchés financiers (AMF) according to

the relevant provisions of the national implementation of Directive 2014/65/EU (MiFID II), Regulation (EU) 600/2014 (MiFIR)

and further regulations based on them (Basic Service), EEX AG charges the following fees depending on the extent of the

service:

Instrument Data Provision

For clients that are not members of EEX € 300 per month2

MiFID II Data Services

Basic Service free of charge1

Additional Service 1 free of charge1

Additional Service 2 € 300 per month2

Additional Service 3 free of charge 1

Additional Service 4 on request4

MiFIR Data Services

Basic Service free of charge3 / € 300 per month4




Additional Service 3 on request4

1 For members of EEX as Non-Investment or Investment Firms 2 For non-members of EEX, who are participating via members as a third party 3 For members of EEX as Non-Investment Firms and Non-EU-Investment Firms 4 For members of EEX EU-Investment Firms

The MiFID II/ MiFIR Data Services Agreement contains more detailed provisions on this and other available services

(Additional Services).

9.5 Individual services on request

In addition to the services pursuant to Sections 8 further associated services may be requested from EEX AG, such as

historical data retrieval. If EEX confirms the possibility of the provision of the associated services, an effort-dependent fee of

150 €/hour will be charged. Further details shall be agreed between the parties.

9.6 ECC EMIR Trade Reporting Service

ECC offers Trade Reporting Services, which allow members to delegate trade reporting obligations according to EMIR Art. 9

to ECC. Trade Reporting Services are provided by ECC. ECC charges a monthly fixed fee of 300 € per member for the

provision of EMIR Trade Reporting Services.

For additional and individual services on request refer to the ECC Price List.

9.7 InsightCommodity

For the use of the platform "InsightCommodity" of EEX AG, EEX AG charges the following fees depending on the number of

services or products listed on this platform:

Number of listed Services or Products Monthly fee

1 € 500

2 € 300

3 € 200

4 € 100

5 – 10 € 0

For every further service or product € 100

9.8 Other Services

With regard to services not listed in this price and service list which are provided on behalf of the recipient of the service or

which are provided in his presumable interest and expected to be subject to payment under the circumstances concerned

EEX AG can determine the level of charges at its reasonable discretion (§ 315 of the German Civil Code). The recipient of

the service shall also bear any expenses incurred in the context of any activities taken by EEX AG on his behalf or his

presumable interest.


10. Mistrade Fees and Cancellation Fees

Trading participants, upon whose request transactions at EEX Spot Markets or at EEX Derivatives Markets or at EEX OTF

have been cancelled according to the respectively valid mistrade rules of the exchange including the Trading Rules of the

EEX OTF, will be charged a mistrade fee according to the following scheme.

10.1 Power Derivatives, Environmental, Agricultural, Global Markets

Product Fee

Power Derivatives

Companies that have a quotation obligation towards the exchange or towards the EEX OTF: € 500

Other exchange participants: € 0.10 per MWh multiplied by the contract volume1), at least € 1,000 and at the most € 3,000, however, per mistrade request.

Emission Rights (Spot and Derivatives Market) € 500

EEX Agricultural products2) € 500

All other products € 5,000

If more than one transaction is cancelled in combined transactions, only the fee for the transaction with the longest delivery period shall apply.

1 Combined trades are not considered for calculating the fees. 2 Mistrade fees will be applied per executed order, not solely per trade

10.2 Natural Gas

Contracts

Fee

(Contract quoted in €)

Fee

(Contract quoted in £)

Spot All € 1,500 £ 1,400

Derivatives

(incl. respective OTF)

Month Contracts € 1,000 £ 800

Quarter Contracts € 1,500 £ 1,200

Season Contracts € 2,000 £ 1,600

Calendar Contracts € 2,500 £ 2,000

At TTF, PEG Nord, TRS, ZTP, ZEE, GASPOOL, NCG, NBP, PSV, PSV Fin, ETF or CEGH VTP for cancelling a Transaction related to a Spread between Products or an Implied Order, only one of the resulting transactions is invoiced. These fees shall be charged only to the party requesting the cancellation. If a cancellation concerns multiple Transactions, only the fee applicable to the longest maturity or the most important

volume will be applied.


11. Fee for Inadmissible Exercise of EUA Options

Trading participants who manually exercise an EUA Option contrary to the terms of the option in accordance with the Contract Specifications of EEX or who manually prevent the automatic exercise of the EUA Option will be charged the following fees:

EAU Options € 5,000

Trading participants who manually exercise an EUA Option contrary to the terms of the option in accordance with the Contract

Specifications of EEX or who manually prevent the automatic exercise of the EUA Option must compensate EEX AG, ECC

AG and other trading participants and Clearing Members affected for all resulting losses.


12. Fee for excessive use of trading systems

In case of excessive use of EEX’s trading system T7, by entering, changing, or deleting disproportionately many orders

(Entries) of one trading participant per ex-change or trading day, EEX AG charges a tiered fee (ESU Fee) to mitigate negative

effects to the stability of the systems of EEX and of OTF and the integrity of the markets of EEX (including the OTF).

The Entries are calculated according to the following rules:

Entry and Deletion of an order, respectively: each one entry

Change of an order: two entries

Entry of combined orders: two entries or as many entries as individual orders, respectively

Quotes: two entries

No entry: measures conducted by the trading systems, e.g. deletion of orders

Disproportionately many Entries of one trading participant are existent, if the number of Entries of that trading participant per

executed transaction per exchange or trading day is greater than the free number of Entries determined for the respective

product and market segment (Entry-Transaction-Ratio), whereas the Entry-Transaction-Ratio for one transaction is also valid,

if no transaction has been executed. The Entry-Transaction-Ratio per product and market segment amounts to:

Product Market Segment Entry-Transaction-Ratio

Power Derivatives Market 60,000

Natural Gas

Derivatives Market 60,000

Spot Market

(Hourly Contracts) 350,000

Spot Market

(Other Contracts) 900,000

Emission Rights Derivatives Market 30,000

Spot Market 5,000

Coal Derivatives Market 5,000

Agricultural products Derivatives Market 5,000

Other products Spot/Derivatives Market 5,000

The Excessive System Usage Fee will be charged solely for the Entries that constitute the excessive use of EEX’s or OTF’s

trading systems (Exceedance). The amount of the Excessive System Usage Fee will be determined for each Exceedance

subject to the level of exceedance (up to and including 50 %, over 50 % up to and including 100 %, over 100 %):

Product Market Segment Factor for Exceedance (in €)

≤ 50% > 50–100% >100%

Power Derivatives Market 0.01 0.02 0.03

Natural Gas

Derivatives Market 0.01 0.02 0.03

Spot Market

(Hourly Contracts) 0.01 0.02 0.03

Spot Market

(Other Contracts) 0.01 0.02 0.03

Emission Rights Derivatives Market 0.01 0.02 0.03


Spot Market 0.01 0.02 0.03

Coal Derivatives Market 0.01 0.02 0.03

Agricultural products Derivatives Market 0.01 0.02 0.03

Other products Spot/Derivatives Market 0.01 0.02 0.03

The Excessive System Usage Fee according to this section will be reimbursed, if the number of exchange or trading days the

Excessive System Usage Fee has been incurred for the respective trading participant in the relevant calendar month is not

greater than five and the trading participant provides plausible reasons in text form within one week after the respective

invoice has been sent that the excessive system use did not occur deliberately or grossly negligently.

The provisions regarding the Excessive System Usage Fee do not apply to Entries made within the scope of auctions and for

trading participants having quoting obligations.

Example for the determination of the Excessive System Usage Fees

A trading participant generates on one exchange or trading day in the market segment „Derivatives Market” for the product “Power” 300,000 Entries and 2 transactions, i.e. the trading participant generated 150,000 Entries per transaction. The permitted Entry-Transaction-Ratio, however, amounts to 60,000. Thus, the Excessive System Usage Fee adds up to:

Entries per Trade: 0 – 60,000 (Excessive System Usage Fee Limit)

= 60,000 at € 0.00 € 0.00

Entries per Trade: 60,001 – 90,000 (≤ 50% Exceedance)

= 30,000 at € 0.01 € 300.00

Entries per Trade: 90,001 – 120,000 (> 50% – 100 % Exceedance)

= 30,000 at € 0.02 € 600.00

Entries per Trade: 120,001 – 150,000 (> 100 % Exceedance)

= 30,000 at € 0.03 € 900.00

Excessive System Usage Fee: € 300.00 + € 600.00 + € 900.00 = € 1,800.00


13. Clearing related Services

For further details on Clearing fees, please visit the ECC website: http://www.ecc.de/ecc-en/about-ecc/rules/price-list or

contact [email protected]

13.1 Service Fees for Margin Assets in the Form of Securities

For eligible margin assets in the form of securities or book-entry securities (Wertrechte) delivered as cover, a fee will be charged daily in the amount of 0.05% p.a. The calculation of the fee will be performed act / 365 based on the value of the eligible margin assets in EUR in the form of securities or book-entry securities (Wertrechte) delivered to cover margin requirements which are entered on the internal collateral accounts of the clearing member. Therefore,

a) eligible margin assets in the form of securities or book-entry securities (Wertrechte) entered on the margin accounts whose delivery is not required to cover margin requirements,

b) eligible margin assets in the form of cash,

c) contributions to the Clearing fund and

d) funds provided for the fulfilment of liable equity capital requirements

are not part of the calculation basis.

13.2 Service Fee for Margin Assets in the Form of Emission Allowances

ECC does not charge a fee for using emission allowances to reduce margin requirements.

13.3 Service Fee for Margin Assets in the Form of Bank Guarantees

For eligible margin assets in the form of accepted bank guarantees delivered as cover, a fee will be charged daily in the

amount of 0.05 % p.a. For UK DCP Clearing Members holding a respective national license as stipulated in the form DCP01

(“Application for Admission as DCP Clearing Member”) the fee is 0.20 % p.a.. The calculation of the fee will be performed act

/ 365 based on the value of the nominal guarantee amount in EUR.

13.4 Interest on Margin Assets in the Form of Cash to Clearing Members

ECC will forward the interest generated through the investment of margin assets in the form of cash exclusively to its Clearing

Members as interest based on the respective amount of margin assets in the form of cash while retaining a deduction from

the capital gained of, at a maximum, 0.10 % as an interest margin. Interest on cash margins shall only be paid as of a yield

on capital of more than 0.10 %. Interest is calculated on a daily basis. Interests on cash margins of a DCP-Clearing Member

are not be passed on to the DCP-Clearing Member.

13.5 Passing on of expenses for Margin Assets in the Form of Cash to

Clearing Members and DCP-Clearing Members

With regard to margin assets in the form of cash deposited as collateral, Clearing Members or DCP-Clearing Members, respectively, shall refund ECC expenses which incur as a result of the management or investment of such assets.

Expenses which have to be refunded include negative interest rates, penalty fees, commission fees and other payments which have a comparable effect and are charged by the central or commercial bank keeping the account with regard to the respective cash balance, plus a management fee of 0.10 %.

For UK DCP Clearing Members holding a respective national license as stipulated in the form DCP01 (“Application for Admission as DCP Clearing Member”) the management fee is 0.20 % p.a.. The calculation shall be made on a daily basis. An interest margin retained by ECC according to section 12.4. shall reduce

the management fee to, at a maximum, 0.00%.

http://www.ecc.de/ecc-en/about-ecc/rules/price-list



13.6 Fees for the Maintenance of Clearing Member’s Accounts at Clearstream

Banking Frankfurt AG (CBF)

CBF charges fees to ECC for the maintenance of clearing member’s accounts according to the current CBF price list. ECC

will pass on these fees to the respective Clearing Member.

13.7 Return Debit Service Fee

In case of a return debit, a one-off service fee of € 10 is charged.

13.8 Fee for the same-day Delivery of Emission Allowances to a Registry

Account

The delivery of emission allowances to any registry account of the participant which must have been applied for until the

preceding ECC business day is free of charge.

ECC charges a fee of € 500 per transfer for the delivery of emission allowances to a registry account of the participant on the

same day.

13.9 Fee for the Collection of a Delivery Margin in the Event of the Non-

Submission of Emission Allowances

A fee of 0.01% p.d. is calculated every day with regard to the collection of a Delivery Margin in the event of an insufficient

inventory in the internal delivery account for which the trading participant is responsible.

The fee is calculated in EUR on the basis of the Delivery Margin charged.

13.10 ECC EMIR Data Service

ECC offers the possibility to delegate trade reporting pursuant to Article 9 of Regulation (EU) 648/2012 (EMIR) to ECC. The

provision of this service is based on the “EMIR Data Services Agreement” with the following fees charged by ECC:

1 For Clearing Members the fee for this service is reduced to 0 € as soon as at least 3 of their respective Non-Clearing Members delegate trade reporting to ECC.

Associated services to this section may be requested such as historical data retrieval. If ECC confirms the provision of the

associated services ECC will charge a fee of 150 € per hour to cover efforts related to this. Further details are to be clarified

between the requesting entity and ECC.

Basic Service Additional Service

Data provision to the Market

Participant Reporting to Regis-TR

All exchanges ECC pro-vides Clearing Services for

€ 300 per month1 Free of charge - only selectable in addition to the Basic Service


13.11 Fee for Adjusting Limits (for DCP Clearing Members only)

For the adjustment of limits at the spot market requested by the DCP Clearing Member, ECC charges a fee of 100 € or 70 £*, respectively, per adjustment. * Applicable to DCP Clearing Members admitted at the UK spot market only.

13.12 Fee for the Change of Margin Assets in the Form of Cash (for DCP

Clearing Members only)

For payments to or from the margin account of the DCP Clearing Member at ECC which are authorized by the DCP Clearing Member, ECC charges a fee of 100 € or 70 £*, respectively, per payment. * Applicable to DCP Clearing Members admitted at the UK spot market only.

13.13 Fee for Provision of additional Agency Accounts (for Indirect Clearing

Services only)

For the set-up of additional technical Non-Clearing Member IDs to provide further Agency Accounts, ECC charges a one-time

fee of 5,000 € per Non-Clearing Member ID.

13.14 Fee for exemption from participation in mandatory auctions

The non-participation fee for the exemption from participation in future mandatory auctions pursuant to Section 3.11.2

paragraphs (3) and (4) of the Clearing Conditions shall amount to 0.25% of the average of the sum of the SPAN® Initial

Margin and Concentration Risk Margin of the trading participant requesting exemption from participation in future mandatory

auctions from the last 10 ECC business days prior to the receipt of its request by ECC AG, but at least 5,000 €.

13.15 ECC Trading Limit Service

Read-only access to the ECC Trading Limit Self-Service Solution (SMSS) can be requested free of charge.

For the utilization of the system as the originator of limits, ECC charges a monthly fee according to the following table:

Description Clearing Fee

(per month)

Basis fee for Clearing Member (as originator of limits) € 850

Basis fee for Non-Clearing Member (as originator of limits) € 100


14. Market Support Agreements at EEX

EEX AG offers interested direct or indirect trading participants to support the development of the respective sub-markets of

EEX through market support initiatives and/or the assumption of quotation obligations or other support services, in accordance

with the following conditions (Market Support Agreement).

All Market Support Agreements described in this Section are subject to change and are for information purposes only. The

details result from the respective Market Support Agreement to be concluded. Interested parties please contact

[email protected]

14.1 General Market Support Agreements

Market Maker Agreements Market makers must quote according to defined parameters such as order book presence and maximum spreads over a fixed

period in the respective order book of EEX in order to receive a corresponding fee.

In addition to the conclusion of a Market Making Agreement, admission as a Market Maker by the Management Board of the

Exchange is required.

Liquidity Provider Agreements

Liquidity providers must quote according to defined parameters such as order book presence and maximum spreads over a

fixed period in the respective order book of the EEX in order to receive a corresponding fee.

In addition to the conclusion of a Liquidity Provider Agreement, the admission as a Liquidity Provider by the Management

Board of the Exchange is possible

Volume Provider Agreements

Volume Providers must reach defined volume thresholds when trading on EEX in order to receive a corresponding fee.

Other Supporter Agreements Other Supporters must provide defined support services in return for a corresponding fee.

14.2 Special Market Support Initiatives for the Emissions Market

Initiator Aggressor Initiative

The trading participant must enter at least ten initiator orders (buy and/or sell orders) into the respective EEX order book

within one month in order to receive a fee.

Interested parties please contact [email protected]

Roll Initiative

The trading participant must increase his open positions within one month by at least 10.000 kt CO2 net in order to receive a

fee. This initiative is offered exclusively for the EEX EUA (Front)-Dec Future.

Interested parties please contact [email protected]




Documents

EEX Group Price List · 7.1 Access via API 32 7.2 Access via Desktop App 32 7.3 Access via Excel Tool 33 7.4 Access via sFTP Server 33 8. EPEX SPOT Market Data 35 8.1 Products or