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e History of Mathematical Proof in Ancient Traditions is radical, profoundly scholarly book explores the purposes and nature of proof in a range of historical settings. It overturns the view that the first mathematical proofs were in Greek geometry and rested on the logical insights of Aristotle by showing how much of that view is an artefact of nineteenth-century historical scholarship. It documents the existence of proofs in ancient mathematical writ- ings about numbers, and shows that practitioners of mathematics in Mesopotamian, Chinese and Indian cultures knew how to prove the correctness of algorithms, which are much more prominent outside the limited range of surviving classical Greek texts that historians have taken as the paradigm of ancient mathematics. It opens the way to providing the first comprehensive, textually based history of proof. Jeremy Gray, Professor of the History of Mathematics, Open University ‘Each of the papers in this volume, starting with the amazing “Prologue” by the editor, Karine Chemla, contributes to nothing less than a revolution in the way we need to think about both the sub- stance and the historiography of ancient non-Western mathematics, as well as a reconception of the problems that need to be addressed if we are to get beyond myth-eaten ideas of “unique Western rationality” and “the Greek miracle”. I found reading this volume a thrilling intel- lectual adventure. It deserves a very wide audience.’ Hilary Putnam, Cogan University Professor Emeritus, Harvard University karine chemla is Senior Researcher at the CNRS (Research Unit SPHERE, University Paris Diderot, France), and a Senior Fellow at the Institute for the Study of the Ancient World at New York University. She is also Professor on a Guest Chair at Northwestern University, Xi‘an, as well as at Shanghai Jiaotong University and Hebei Normal University, China. She was awarded a Chinese Academy of Sciences Visiting Professorship for Senior Foreign Scientists in 2009. www.cambridge.org © in this web service Cambridge University Press Cambridge University Press 978-1-107-01221-9 - The History of Mathematical Proof in Ancient Traditions Edited by Karine Chemla Frontmatter More information

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Page 1: e History of Mathematical Proof in Ancient Traditions

Th e History of Mathematical Proof in Ancient Traditions

Th is radical, profoundly scholarly book explores the purposes and nature of proof in a range of historical settings. It overturns the view that the fi rst mathematical proofs were in Greek geometry and rested on the logical insights of Aristotle by showing how much of that view is an artefact of nineteenth-century historical scholarship. It documents the existence of proofs in ancient mathematical writ-ings about numbers, and shows that practitioners of mathematics in Mesopotamian, Chinese and Indian cultures knew how to prove the correctness of algorithms, which are much more prominent outside the limited range of surviving classical Greek texts that historians have taken as the paradigm of ancient mathematics. It opens the way to providing the fi rst comprehensive, textually based history of proof. Jeremy Gray, Professor of the History of Mathematics, Open University

‘Each of the papers in this volume, starting with the amazing “Prologue” by the editor, Karine Chemla, contributes to nothing less than a revolution in the way we need to think about both the sub-stance and the historiography of ancient non-Western mathematics, as well as a reconception of the problems that need to be addressed if we are to get beyond myth-eaten ideas of “unique Western rationality” and “the Greek miracle”. I found reading this volume a thrilling intel-lectual adventure. It deserves a very wide audience.’ Hilary Putnam, Cogan University Professor Emeritus, Harvard University

karine cheml a is Senior Researcher at the CNRS (Research Unit SPHERE, University Paris Diderot, France), and a Senior Fellow at the Institute for the Study of the Ancient World at New York University. She is also Professor on a Guest Chair at Northwestern University, Xi‘an, as well as at Shanghai Jiaotong University and Hebei Normal University, China. She was awarded a Chinese Academy of Sciences Visiting Professorship for Senior Foreign Scientists in 2009.

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Th e History of Mathematical Proof In Ancient Traditions Edited by karine cheml a 林力娜

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cambrid ge universit y press Cambridge, New York, Melbourne, Madrid, Cape Town, Singapore, São Paulo, Delhi, Mexico City

Cambridge University Press Th e Edinburgh Building, Cambridge CB2 8RU, UK

Published in the United States of America by Cambridge University Press, New York

www.cambridge.org Information on this title: www.cambridge.org/9781107012219

© Cambridge University Press 2012

Th is publication is in copyright. Subject to statutory exception and to the provisions of relevant collective licensing agreements, no reproduction of any part may take place without the written permission of Cambridge University Press.

First published 2012

Printed in the United Kingdom at the University Press, Cambridge

A catalogue record for this publication is available from the British Library

ISBN 9781107012219 Hardback

Cambridge University Press has no responsibility for the persistence or accuracy of URLs for external or third-party internet websites referred to in this publication, and does not guarantee that any content on such websites is, or will remain, accurate or appropriate.

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Contents

List of fi gures [ix] List of contributors [xii] Note on references [xiv] Acknowledgements [xv]

Prologue Historiography and history of mathematical proof: a research programme [1] Karine Chemla

part i views on the historio graphy of mathematical pro of

Shaping ancient Greek mathematics: the critical editions of Greek texts in the nineteenth century

1 Th e Euclidean ideal of proof in Th e Elements and philological uncertainties of Heiberg’s edition of the text [69] bernard vitrac

2 Diagrams and arguments in ancient Greek mathematics: lessons drawn from comparisons of the manuscript diagrams with those in modern critical editions [135] ken saito and nathan sidoli

3 Th e texture of Archimedes’ writings: through Heiberg’s veil [163] reviel netz

Shaping ancient Greek mathematics: the philosophers’ contribution 4 John Philoponus and the conformity of mathematical

proofs to Aristotelian demonstrations [206] orna harari

Forming views on the ‘Others’ on the basis of mathematical proof 5 Contextualizing Playfair and Colebrooke on proof and

demonstration in the Indian mathematical tradition (1780–1820) [228] dhruv raina v

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vi Contents

6 Overlooking mathematical justifi cations in the Sanskrit tradition: the nuanced case of G. F. W. Th ibaut [260] agathe keller

7 Th e logical Greek versus the imaginative Oriental: on the historiography of ‘non-Western’ mathematics during theperiod 1820–1920 [274] françois charette

part i i history of mathematical pro of in ancient traditions: the other evidence

Critical approaches to Greek practices of proof 8 Th e pluralism of Greek ‘mathematics’ [294]

g. e. r. lloyd

Proving with numbers: in Greece 9 Generalizing about polygonal numbers in ancient Greek

mathematics [311] ian mueller

10 Reasoning and symbolism in Diophantus: preliminary observations [327] reviel netz

Proving with numbers: establishing the correctness of algorithms

11 Mathematical justifi cation as non-conceptualized practice: the Babylonian example [362] jens høyrup

12 Interpretation of reverse algorithms in several Mesopotamian texts [384] christine proust

13 Reading proofs in Chinese commentaries: algebraic proofs in an algorithmic context [423] karine chemla

14 Dispelling mathematical doubts: assessing mathematical correctness of algorithms in Bhāskara’s commentary on the mathematical chapter of the Āryabhatīya [487] agathe keller

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Contents vii

Th e later persistence of traditions of proving in Asia: late evidence of traditions of proof

15 Argumentation for state examinations: demonstration in traditional Chinese and Vietnamese mathematics [509] alexei volkov

Th e later persistence of traditions of proving in Asia: interactions of various traditions

16 A formal system of the Gougu method: a study on Li Rui’s Detailed Outline of Mathematical Procedures for the Right-Angled Triangle [552] tian miao

Index [574]

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Figures

1.1 Textual history: the philological approach. 1.2 Euclid’s Elements. Typology of deliberate structural alterations. 1.3 Euclid’s Elements. Proposition XII.15. 2.1 Diagrams for Euclid’s Elements, Book XI, Proposition 12. 2.2 Diagrams for Euclid’s Elements, Book I, Proposition 13. 2.3 Diagrams for Euclid’s Elements, Book I, Proposition 7. 2.4 Diagrams for Euclid’s Elements, Book I, Proposition 35. 2.5 Diagrams for Euclid’s Elements, Book VI, Proposition 20. 2.6 Diagrams for Euclid’s Elements, Book I, Proposition 44. 2.7 Diagrams for Euclid’s Elements, Book II, Proposition 7. 2.8 Diagrams for Apollonius’ Conica, Book I, Proposition 16. 2.9 Diagrams for Euclid’s Elements, Book IV, Proposition 16. Dashed

lines were drawn in and later erased. Grey lines were drawn in a diff erent ink or with a diff erent instrument.

2.10 Diagrams for Archimedes’ Method, Proposition 12. 2.11 Diagrams for Euclid’s Elements, Book XI, Proposition 33 and

Apollonius’ Conica, Book I, Proposition 13. 2.12 Diagrams for Th eodosius’ Spherics, Book II, Proposition 6. 2.13 Diagrams for Th eodosius’ Spherics, Book II, Proposition 15. 2.14 Diagrams for Euclid’s Elements, Book III, Proposition 36. 2.15 Diagrams for Euclid’s Elements, Book III, Proposition 21. 2.16 Diagrams for Euclid’s Elements, Book I, Proposition 44. 2.17 Diagrams for Euclid’s Elements, Book I, Proposition 22. 3.1 Heiberg’s diagrams for Sphere and Cylinder I.16 and the recon-

struction of Archimedes’ diagrams. 3.2 A reconstruction of Archimedes’ diagram for Sphere and Cylinder

I.15. 3.3 Heiberg’s diagram for Sphere and Cylinder I.9 and the reconstruc-

tion of Archimedes’ diagram. 3.4 Heiberg’s diagram for Sphere and Cylinder I.12 and the recon-

struction of Archimedes’ diagram. 3.5 Heiberg’s diagram for Sphere and Cylinder I.33 and the recon-

struction of Archimedes’ diagram. ix

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x List of figures

3.6 Th e general case of a division of the sphere. 5.1 Th e square a2. 5.2 Th e square a2 minus the square b2. 5.3 Th e rectangle of sides a + b and b — a. 5.4 Th e square a2. 5.5 Th e square b2. 5.6 Th e square (a + b)2. 5.7 Th e area (a + b)2 minus the squares a2 and b2 equals twice the

product ab. 5.8 A right-angled triangle ABC and its height BD. 9.1 Geometric representation of polygonal numbers. 9.2 Th e generation of square numbers. 9.3 Th e generation of the fi rst three pentagonal numbers. 9.4 Th e graphic representation of the fourth pentagonal number. 9.5 Diophantus’ diagram, Polygonal Numbers, Proposition 4. 9.6 Diophantus’ diagram, Polygonal Numbers. 11.1 Th e confi guration of VAT 8390 #1. 11.2 Th e procedure of BM 13901 #1, in slightly distorted proportions. 11.3 Th e confi guration discussed in TMS ix #1. 11.4 Th e confi guration of TMS ix #2. 11.5 Th e situation of TMS xvi #1. 11.6 Th e transformations of TMS xvi #1. 11.7 Th e procedure of YBC 6967. 13.1 Th e truncated pyramid with circular base. 13.2 Th e truncated pyramid with square base. 13.3 Th e layout of the algorithm up to the point of the multiplication of

fractions. 13.4 Th e execution of the multiplication of fractions on the surface for

computing. 13.5 Th e basic structure of algorithms 1 and 2, for the truncated

pyramid with square base. 13.6 Th e basic structure of algorithm 2�, which begins the computation

of the volume sought for. 13.7 Algorithm 5: cancelling opposed multiplication and division. 13.8 Th e division between quantities with fractions on the surface for

computing. 13.9 Th e multiplication between quantities with fractions on the surface

for computing. 13.10 Th e layout of a division or a fraction on the surface for computing. 14.1 Names of the sides of a right-angled triangle.

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14.2 A schematized gnomon and light. 14.3 Proportional astronomical triangles. 14.4 Altitude and zenith. 14.5 Latitude and co-latitude on an equinoctial day. 14.6 Inner segments and fi elds in a trapezoid. 14.7 An equilateral pyramid with a triangular base. 14.8 Th e proportional properties of similar triangles. 16.1 Th e gougu shape (right-angled triangle). 16.2 Li Rui’s diagram for his explanation for the fourth problem in

Detailed Outline of Mathematical Procedures for the Right-Angled Triangle.

16.3 Li Rui’s diagram for his explanation for the eighth problem in Detailed Outline of Mathematical Procedures for the Right-Angled Triangle.

List of fi gures xi

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xii

Contributors

françois charette Independent scholar (retired), Gärtringen, Germany

karine chemla Directrice de recherche, REHSEIS, UMR SPHERE, CNRS and University Paris Diderot, PRES Sorbonne Paris Cité, France

orna harari Department of Philosophy and Department of Classics, Tel Aviv University, Israel

jens høyrup Emeritus Professor, Section for Philosophy and Science Studies, Roskilde University, Roskilde, Denmark

agathe keller Chargée de recherche, REHSEIS, UMR SPHERE, CNRS and University Paris Diderot, PRES Sorbonne Paris Cité, France

g. e. r. lloyd Professor, Needham Research Institute, Cambridge, UK

ian mueller Emeritus Professor, Philosophy and Conceptual Foundations of Science, University of Chicago, USA (deceased 2010)

reviel netz Professor, Department of Classics, Stanford University, Palo Alto, USA

christine proust Directrice de recherche, REHSEIS, UMR SPHERE, CNRS and University Paris Diderot, PRES Sorbonne Paris Cité, Paris, France

dhruv raina Professor, School of Social Sciences, Jawaharlal Nehru University, New Delhi, India

ken saito Professor, Department of Human Sciences, Osaka Prefecture University, Japan

nathan sidoli Assistant Professor, School of International Liberal Studies, Waseda University, Tokyo, Japan

tian miao Senior Researcher, IHNS, Chinese Academy of Science, Beijing, China

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bernard vitrac Directeur de recherche, ANHIMA, CNRS UMR 8210, Paris, France

alexei volkov Assistant Professor, Center for General Education and Institute of History, National Tsing-Hua University, Hsinchu, R.O.C., Taiwan

List of contributors xiii

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xiv

Note on references

Th e following books are frequently referred to in the notes. We use the fol-lowing abbreviations to refer to them.

CG2004 Chemla , K. and Guo Shuchun ( 2004 ) Les Neuf Chapitres: le clas-sique mathématique de la Chine ancienne et ses commentaires . Paris .

C1817 Colebrooke , H. T. ( 1817 ) Algebra with Arithmetic and Mensuration from the Sanscrit of Brahmagupta and Bhāscara . Translated by H. T. Colebrooke . London .

H1995 Hayashi , T. ( 1995 ) Th e Bakhshali Manuscript: An Ancient Indian Mathematical Treatise . Groningen .

H2002 Høyrup , J. ( 2002 ) Lengths, Widths, Surfaces: A Portrait of Old Babylonian Algebra and Its Kin . New York .

LD1987 Li Yan , Du Shiran ([1963] 1987 ) Mathematics in Ancient China: A Concise History (Zhongguo gudai shuxue jianshi) . Beijing . Updated and translated in English by J. N. Crossley and A. W. C. Lun , Chinese Mathematics: A Concise History . Oxford.

N1999 Netz , R. ( 1999 ) Th e Shaping of Deduction in Greek Mathematics . Cambridge .

T1893/5 Tannery , P. ( 1893 –5) Diophanti Alexandrini opera omnia cum graecis commentariis, edidit et latine interpretatus , vol. i : 1893; vol. ii : 1895. Leipzig .

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xv

Acknowledgements

Th e book that the reader has in his or her hands is based on the research carried out within the context of a working group that convened in Paris for three months during the spring of 2002. Th e core members of the group were: Geoff rey Lloyd, Ian Mueller, Dhruv Raina, Reviel Netz and myself. Other colleagues took part in some or all of the weekly discussions: Alain Bernard, Armelle Debru, Marie-José Durand-Richard, Pierre-Sylvain Filliozat, Catherine Jami, Agathe Keller, François Patte, Christine Proust, Tian Miao, Bernard Vitrac and Alexei Volkov. As a complement to its work, this group organized a workshop to tackle questions for which no specialist could be found within the original set of participants ( www.piea-ipas.msh-paris.fr/IMG/pdf/RAPPORT_groupe_Chemla.pdf ). Th e whole endeavour has been made possible thanks to the International Advanced Study Program set up by the Maison des sciences de l’homme, Paris, in col-laboration with Reid Hall, Columbia University at Paris. It is my pleasure to express to these institutions my deepest gratitude. I completed the writing of the introduction at the Dibner Institute, MIT, to which I am pleased to address my heartfelt thanks. Stays at the Max Planck Institute, Berlin, in 2007, and at Le Mas Pascal, Cavillargues, in 2008 and 2009, have provided the quietness needed to complete the project. Th anks for that to Hans-Jörg Rheinberger, Jean-Pascal Jullien and Gilles Vandenbroeck. For the prepa-ration of this volume, the core members of the group acted as an editorial board. I express my deepest gratitude to those who accepted the anony-mous work of being referees. Micah Ross, Guo Yuanyuan, Wang Xiaofei, Leonid Zhmud and Zhu Yiwen have played a key role in the elaboration of this book. I have pleasure here in expressing my deepest thanks to them as well as to those who read versions of this introduction: Bruno Belhoste, Evelyn Fox Keller, Ramon Guardans and Jacques Virbel.

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