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Down-Converter Gilbert-Cell Mixer for WiMax Applications using 0.15μm GaAs HEMT Technology Abdullah Mohammed H. Almohaimeed A thesis presented to Ottawa-Carleton Institute for Electrical and Computer Engineering in partial fulfillment to the thesis requirement for the degree of MASTER OF APPLIED SCIENCE in ELECTRICAL ENGINEERING University of Ottawa Ottawa, Ontario, Canada © Abdullah Mohammed H. Almohaimeed, Ottawa, Canada, 2014

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Page 1: Down-Converter Gilbert-Cell Mixer for WiMax Applications

Down-Converter Gilbert-Cell Mixer for WiMax

Applications using 0.15µm GaAs HEMT Technology

Abdullah Mohammed H. Almohaimeed

A thesis presented to Ottawa-Carleton Institute for Electrical and Computer Engineering

in partial fulfillment to the thesis requirement for the degree of

MASTER OF APPLIED SCIENCE

in

ELECTRICAL ENGINEERING

University of Ottawa

Ottawa, Ontario, Canada

© Abdullah Mohammed H. Almohaimeed, Ottawa, Canada, 2014

Page 2: Down-Converter Gilbert-Cell Mixer for WiMax Applications

i

Abstract

The Worldwide Interoperability for Microwave Access, or WiMax, is a wireless

communication technique based on IEEE 802.16 standards. Its advantage of sending high-

data rates over long distances, while using a single base station to cover a large area, has

made this technique a flexible and reliable solution for public wireless networks. WiMax

has two main types of networks: Fixed and Mobile.

The most popular transceiver used in WiMax applications is the “Direct-Conver-

sion Architecture” due to its high level of integration and less component requirements,

which leads to reduced power dissipation.

In Direct Conversion Architecture, the mixer is a key block in the transceiver chain.

Depending on design specifications and constraints, different types of mixers may be con-

sidered. However, the most appropriate down converter mixer for WiMax applications is

the Gilbert-cell mixer. This thesis will then explore the design of a down converter Gilbert-

Cell Mixer within the realm of Fixed WiMax technology. This design was achieved in the

commercial circuit simulator Advanced Design System (ADS) using the 0.15mm InGaAs

pHEMT technology process provided by Win Semiconductor Crop.

Page 3: Down-Converter Gilbert-Cell Mixer for WiMax Applications

ii

Acknowledgments

First and foremost, I would like to convey my gratitude and thankful to my parents

and my uncles. Without their encouragement and support, it would have been impossible

to complete this effort.

I would like express my gratitude to my wife for her love, moral support and pa-

tience during my studies. This would not be possible without her understanding and help

in managing a good balance between the family and school.

I would like to express a special thanks to The Ministry of Higher Education in

Saudi Arabia represented by Qassim University and Saudi Culture Bureau in Ottawa to

their financial support, scholarship and provide me the opportunities to achieve my future

studies. All sources of financial support for this study are greatly appreciated.

I would also to thank Dr. Amaya for providing the transistor kit.

Also, I would like to thank my colleagues who have helped me in my thesis and

course work.

I am heartily thankful to my supervisor, Prof. Mustapha C.E. Yagoub, whose en-

couragement, guidance and support from the initial to the final level which enabled me to

develop and understanding of the subject. I will always be grateful for the time I spent

working with him.

I will always be appreciative to all of these extraordinary people.

I dedicate this thesis to my daughter, Mays

Page 4: Down-Converter Gilbert-Cell Mixer for WiMax Applications

iii

Table of Contents

Abstract ............................................................................................................................... i

Acknowledgments ............................................................................................................. ii

Table of Contents ............................................................................................................. iii

List of Figures .................................................................................................................... v

List of Tables ................................................................................................................... vii

List of Acronyms ............................................................................................................ viii

List of Variables ............................................................................................................... ix

Chapter 1. Introduction ................................................................................................... 1

1.1. Motivation ........................................................................................................... 1 1.2. Thesis Contributions ........................................................................................... 3 1.3. Thesis Overview .................................................................................................. 3

Chapter 2. WiMax Overview ........................................................................................... 5

2.1. WiMax Principle ................................................................................................. 5 2.2. WiMax Receiver Architecture ............................................................................. 7

2.2.1 Superheterodyne Architecture................................................................................. 8 2.2.2 Direct Conversion Architecture .............................................................................. 9

2.3. WiMax Requirements and Link Budget............................................................. 12

2.3.1 Receiver Link Budget Calculation: ....................................................................... 14 2.3.2 Receiver Sensitivity:............................................................................................. 14 2.3.3 Low Noise Amplifier and Mixer Specifications .................................................... 15

2.4. Conclusion ........................................................................................................ 20

Chapter 3. Basics of Mixers ........................................................................................... 22

3.1. Mixer Principle ................................................................................................. 22 3.2. Mixer characterizations .................................................................................... 24

3.2.1 Conversion Gain .................................................................................................. 24 3.2.2 Linearity .............................................................................................................. 24 3.2.3 Noise Figure ......................................................................................................... 25 3.2.4 Isolation ............................................................................................................... 26

Page 5: Down-Converter Gilbert-Cell Mixer for WiMax Applications

iv

3.3. Mixer configuration .......................................................................................... 26 3.3.1 Diode Mixer ......................................................................................................... 26 3.3.2 Transistor Mixer ................................................................................................... 28

3.4. Different Topologies of Transistor Mixers ....................................................... 29

3.4.1 Single FET Mixer ................................................................................................. 29 3.4.2 Dual-gate Mixer ................................................................................................... 32 3.4.3 Balanced Mixers .................................................................................................. 34

3.5. Discussions and conclusion .............................................................................. 36

Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results ...................... 38

4.1. Design Specifications for WiMax...................................................................... 38

4.2. Semiconductor Technology Selection ............................................................... 40

4.3. Down-Converter Gilbert Cell Mixer ................................................................. 40

4.3.1 Basic Operation of Conventional Gilbert Cell Mixer ............................................. 41

4.3.2 Gilbert-Cell Mixer Improvement Techniques ........................................................ 42

4.4. Current Bleeding Technique for Gilbert-cell Mixer ......................................... 45

4.4.1 Operation of Current Bleeding Technique for Gilbert-Cell Mixer ......................... 45

4.5. Device Sizing ..................................................................................................... 47 4.6. DC analysis ....................................................................................................... 48 4.7. Harmonics Balance Analysis ............................................................................ 52

4.8. Harmonics Balanced Results for Gilbert Cell Schematic ................................. 53

4.8.1 Conversion Gain .................................................................................................. 55 4.8.2 Linearity .............................................................................................................. 57 4.8.3 Noise Figure ......................................................................................................... 59

4.9. Co-simulation and Layout................................................................................. 60

4.9.1 Transmission Line: ............................................................................................... 60 4.9.2 Layout Design ...................................................................................................... 61 4.9.3 Co-simulation Results .......................................................................................... 64

4.10. Coupler or Baluns ............................................................................................. 67 4.10.1 Active Balun ........................................................................................................ 70

4.11. Discussion ......................................................................................................... 72

Chapter 5. Conclusions .................................................................................................. 78

5.1. Summary ........................................................................................................... 78 5.2. Future Work ...................................................................................................... 79

References ........................................................................................................................ 81

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v

List of Figures

WiMax Spectrum [2] ...................................................................................... 6

Different Modes of WiMax [5] ....................................................................... 7

Block Diagram of Super-heterodyne Transceiver [6] ..................................... 9

Block diagram of Direct-conversion Transceiver [6] ................................... 11

WiMax Direct-conversion Architecture [1] .................................................. 14

Receiver System with Three Cascade Stages [17] ........................................ 16

Basic Operation of Mixing [26] .................................................................... 23

IIP2, IIP3 and P1-dB Compression Points [28] ............................................ 25

The General Structure of Diode Mixer [30] ................................................. 27

FET-Gate Mixer Configuration [30] ......................................................... 30

FET-Drain Mixer Configuration [30] ....................................................... 31

FET-source Mixer Configuration [30] ...................................................... 31

Channel Mixer ( Resistive Mixer) Configuration [30] ............................. 32

Circuit of the Dual-Gate FET Mixer [31] ................................................. 33

Two single balanced FET mixers: (a) conventional and (b) configured [31] 34

Double Balanced FET Mixer [31] ............................................................ 35

Conventional Gilbert-Cell Mixer [16] ...................................................... 41

Folded Mixer [47] ..................................................................................... 43

Current-reuse Technique [48] ................................................................... 43

Charge-injection Technique [47] .............................................................. 44

Schematic of Fully Integrated Gilbert-cell Mixer [44] ............................. 46

Current Mirror Configuration (independent supply) [50] ......................... 46

Minimum Noise Figure vs. Transistor Size .............................................. 48

Power Consumption vs. Transistor Size ................................................... 48

The Transconductance vs. Gate-to-Source Voltage .................................. 49

Bias Point for Amplification Transistors (M1 and M2)............................ 50

Bias Point for Quad Switching Transistors (M3-M6)............................... 50

Bias point for Total Current Transistor (M9) ........................................... 50

Bias point showing VGS = VDS for the Current Mirror (M10) ................ 51

ADS Set Up for Gilbert Cell Mixer .......................................................... 53

ADS View for Gilbert-cell Mixer Schematic ........................................... 54

Conversion Gain vs. LO Power Level ...................................................... 55

Noise Figure vs. LO Power Level............................................................. 56

Conversion Gain vs. RF Power ................................................................. 56

(a) RF Spectrum, (b) IF spectrum ............................................................. 57

Two-Tone Output Product ........................................................................ 58

IIP3 Simulation ......................................................................................... 58

P1-dB Compression Point ......................................................................... 59

SSB Noise Figure ...................................................................................... 60

DSB Noise Figure ..................................................................................... 60

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vi

Characteristic impedance for 70 µm width ............................................... 61

Layout of the LO Stage ............................................................................. 62

Co-simulation for LO Stage ...................................................................... 62

Gilbert Cell Mixer Full Layout ................................................................. 63

Full Co-simulation Schematic for Gilbert Cell Mixer .............................. 64

Co-simulation: Conversion Gain vs. LO Power Level ............................. 65

Co-simulation Results for IIP3 and IIP2 ................................................... 66

Co-simulation: SSB Noise Figure ............................................................. 66

Co-simulation: DSB Noise Figure ............................................................ 67

Power Divider Circuits Configurations [57] ............................................. 68

Rate-Race Coupler configuration [58] ...................................................... 69

Rate-Race Coupler Size ............................................................................ 70

Active balun connected to LNA [55] ........................................................ 70

Active balun as intermediate block between LNA and Mixer [55] .......... 71 Active baluns circuits (a) Common-gate with common source (b)

Differential [55] ........................................................................................................ 71 Common source/drain active balun circuit [55] ........................................ 72

Conversion Gain Comparison ................................................................... 73

DSB Noise Figure Comparison ............................................................... 74

SSB Noise Figure Comparison ................................................................. 74

Co-simulation: noise figure vs. RF frequency .......................................... 75

Co-simulation: conversion gain vs. RF frequency .................................... 75

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vii

List of Tables

Table 1 Design Parameters to Consider for Different Receiver Architectures. ......... 12

Table 2 WiMax Receiver SNR [14] ........................................................................... 13

Table 3 WiMax Specifications for the 64-QAM Modulation .................................... 13

Table 4 LNA Specifications ....................................................................................... 17 Table 5 Mixer Specifications ..................................................................................... 20 Table 6 Receiver System: Specifications ................................................................... 21

Table 7 Summary for Diode Mixer ............................................................................ 28

Table 8 Performance Comparison of Different Types of Mixers .............................. 36

Table 9 WiMax Requirements ................................................................................... 39

Table 10 Mixer Specifications ..................................................................................... 39 Table 11 Transistor size for the designed Gilbert cell mixer ....................................... 54

Table 12 Rate-Race Ports Situations ............................................................................ 68

Table 13 Gilbert Cell Mixer Results Comparison ....................................................... 76

Table 14 Mixer Performance Compared with Published Works ................................. 77

Page 9: Down-Converter Gilbert-Cell Mixer for WiMax Applications

viii

List of Acronyms

Acronym Definition

WiMax

BWA

MIMO

OFDM

QAM

QPSK

ADC

DAC

IF

BB

Tx

Rx

LNA

SNR

ADS

DC

HEMT

IC

IMD

RF

HB

SSB

DSB

Worldwide Interoperability for Microwave Access

Broad Band Access

Multiple-Input Multiple-Output

Orthogonal Frequency Division Multiplexing

Quadrature Amplitude Modulation

Quadrature Phase Shift Keying

Analog-Digital Converter

Digital-Analog Converter

Intermediate Frequency

Base Band

Transmitter

Receiver

Low Noise Amplifier

Signal to Noise Ratio

Advanced Design System

Direct current

High Electron Mobility Transistor

Integrated Circuit

Intermodulation Distortion

Radio Frequency

Harmonic Balance

Single Side Band

Double Side Band

Page 10: Down-Converter Gilbert-Cell Mixer for WiMax Applications

ix

List of Variables

Variables Definition

Grx

Gtx

NF

F

P1dB

G

IIP3

IMD3

OIP3

Gm

Ft

Fmax

Receiver Antenna Gain

Transmitter Antenna Gain

Noise Figure

Noise Factor

Output Power at 1 dB compression

Gain

Third Order Input Intercept Point

Third Order Intermodulation Distortion

Third Order Output Intercept Point

Transconductance

Transition Frequency

Maximum Frequency

Page 11: Down-Converter Gilbert-Cell Mixer for WiMax Applications

Chapter 1. Introduction 1

Chapter 1. Introduction

1.1. Motivation

The ever-higher demand for high speed and data rates as well as more secure com-

munication links makes the WiMax technology an essential topic to discover. In addition,

WiMax can cover long distance areas with fewer base stations compared to other wireless

technologies, thus involving lower costs in maintenance, operation, and management. Wi-

Max technologies theoretically can deliver 70Mb/s over long distance of 30 miles. There

are two categories of WiMax: Fixed and Mobile. Each type has its own advantages and

services. Typically, a fixed WiMax station can cover up to 5 miles, thus providing last-

miles access to people living in rural areas to keep them in touch through telephony/internet

services. On the other side, mobile WiMax systems can cover up to 2 miles. They are

mainly devoted to people who use laptops and smartphones to access Internet services as

well as mobile telephony systems such as Voice over IP (VoIP). In this work, the Fixed

WiMax was retained because of its larger coverage, a key issue in Canada.

In WiMax technologies, the most popular RF transceiver used is the “Direct-Con-

version Architecture.” Direct Conversion Architecture is dominant over other configura-

tions due to its high level of integration and less component requirements, which leads to

reduced power dissipation.

In a WiMax receiver, the down converter mixer is one of the most important ele-

ments to consider. However, due to its design complexity, few of papers have been pub-

lished in this topic. Depending on the desired performance, various parameter objectives

Page 12: Down-Converter Gilbert-Cell Mixer for WiMax Applications

Chapter 1. Introduction 2

should be targeted while designing a mixer, such as high conversion gain, 1dB compression

point (P-1dB), port-to-port isolation, input second-order intercept point (IIP2) and input

third-order intercept point (IIP3) as well as low noise figure (NF) and voltage supply. In

practice, these parameters cannot be achieved simultaneously; improvements in certain as-

pects of the circuit performance lead to a degradation in others. So, based on the design

constraints and standard specifications, different mixer types and topologies can be con-

sidered. The transistor mixer is selected in our design due to its advantages of providing

conversion gain and low LO power compared to diode mixer. In the transistor mixer, the

most appropriate down converter mixer for WiMax applications is the Gilbert-cell mixer.

The Gilbert-cell mixer has advantages when compared to other mixers, such as single, dual-

gate, and single balanced mixers due to inherent ports isolation, acceptable gain, moderate

linearity, and cancel the even harmonics distortion.

In this thesis, different mechanisms discussed to develop the Gilbert cell mixer per-

formance including folded mixer, current reuse mixer and current bleeding mixer. Mainly,

the current bleeding or charge-injection technique is utilized to improve the Gilbert cell

performance including the conversion gain and noise figure. Using this technique presents

good result compared with other work that published in this field. The Gallium Arsenide

(GaAs) semiconductor shows low noise figure, high transconductance (gm) and high cut-

off frequency (ft). The transistor is sized based on the low noise figure and low power dis-

sipation. The Gilbert cell mixer exhibits a conversion gain of 5.1 dB, an IIP2 of 36 dBm,

an IIP3 of 1 dBm, as well as a noise figure for both single side band and double side band

of 11.4 and 8.4 dB, respectively.

Page 13: Down-Converter Gilbert-Cell Mixer for WiMax Applications

Chapter 1. Introduction 3

The design of the down-converter mixer including schematic, layout and co-simu-

lation was achieved in the commercial circuit simulator from Agilent Technologies, i.e.,

the Advanced Design System (ADS) simulator. This mixer design is simulated using the

0.15mm InGaAs pHEMT technology process provided by Win Semiconductor Crop.

1.2. Thesis Contributions

In this thesis, the WiMax technology was investigated and a down-converted Gil-

bert-cell mixer designed and its layout generated. The simulated results of this Gilbert-cell

mixer show that this device meets the WiMax standards and thus, can be successfully com-

patible with existing designs (even if relatively few papers have been published in this topic

due to the complexity of the design).

1.3. Thesis Overview

This thesis is divided into five chapters. After an introductory Chapter, Chapter 2

presents an overview of WiMax systems as well as different receiver architectures and

WiMax requirements. Also, the link budget for a WiMax receiver system is calculated.

In the third chapter, the basic mixing process is described including mixer defini-

tion and characterizations. In addition, different mixer topologies are presented and dis-

cussed.

Chapter 4 provides the design, implementation and results for the down-converter

Gilbert cell mixer using the 0.15 GaAs HEMT technology. The circuit schematic and lay-

out are designed in the Advanced Design System (ADS) simulator. In addition, the simu-

lation results for conversion gain, noise figure and linearity are shown and successfully

compared with other works.

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Chapter 1. Introduction 4

Chapter 5 summarizes the thesis, clarifies the major contributions and points to

potential future works.

Page 15: Down-Converter Gilbert-Cell Mixer for WiMax Applications

Chapter 2. WiMax Overview 5

Chapter 2. WiMax Overview

2.1. WiMax Principle

In 1998, the Institute of Electrical and Electronics Engineers (IEEE) organization

initiated a standard called 802.16 to develop wireless metropolitan area networks, or MAN,

for broadband wireless access (BWA). This standard was designed to operate on the line-

of-sight at 11-66 GHz for high-speed data where optic fibers are prohibited. Later, this

standard was improved to include non-line-of-sights, at licensed and unlicensed frequen-

cies from 2 to 11 GHz. The last modifications were labeled IEEE 802.16-2004 for fixed

wireless and IEEE 802.16-2005 for mobile wireless. Worldwide Interoperability for Mi-

crowave Access, or WiMax, is a wireless telecommunication technique based on the IEEE

802.16 standard, which provides high data over long distances. WiMax can theoretically

deliver data up to 70 Mb/s over a coverage area of 50 km by using smart antennas such as

Multi Input Multi Output (MIMO) technique. The standard spectrum of WiMax is allocated

at 2.3 GHz, 2.5 GHz, 3.3 GHz, 3.5 GHz, and 5.8 GHz frequency bands as depicted in Figure

1 [1][2]. In addition, the channel bandwidth varies from 1.25 MHz to 20 MHz. In order to

enhance the multipath performance, orthogonal frequency division multiplexing (OFDM)

is utilized along with different types of modulations, such as BPSK, QPSK, 16QAM and

64QAM [1][3][4][5].

WiMax users can utilize many services in point-to-point and point-to-multipoint

deployments such as Voice Over IP (VOIP), Internet Protocol Television (IPTV), video

conferencing, multiplayer interactive gaming, web browsing and wireless backhaul for Wi-

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Chapter 2. WiMax Overview 6

Fi hotspots. For fixed wireless WiMax, there are many advantages over other wireless sys-

tems like Wi-Fi: WiMax can transfer and handle up to 70Mb/s for long distances, while

the Wi-Fi system can cover around 100 feet [2]. This main advantage sheds light on other

important aspects: the number of base stations needed in such areas is fewer compared to

other technologies, and the maintenance, operation, and management can lead to lower

costs. In addition, the high demands for increased data and speed rates have made the Wi-

Max a significant topic of discussion [4] [5]. Figure 2 shows how WiMax works in different

modes [5]. The first mode is line-of-sight backhaul, which operates from 11 to 66 GHz,

while the second mode is non-line-of-sight transmission, which operates at lower frequen-

cies (2 to 11 GHz). This mode utilizes point-to-multipoint deployment as depicted in Figure

2.

WiMax Spectrum [2]

Page 17: Down-Converter Gilbert-Cell Mixer for WiMax Applications

Chapter 2. WiMax Overview 7

Different Modes of WiMax [5]

2.2. WiMax Receiver Architecture

The widely accepted definition of an RF transceiver is where the receiver starts

from the antenna to the analog-to-digital converter (ADC), and an RF transmitter acts in

the opposite way, moving from a digital-to-analog converter (DAC) to a transmitter an-

tenna. The RF receiver (Rx) and transmitter (Tx) are also defined by the intermediate fre-

quency (IF) and analog baseband (BB) circuitry. There are many blocks used in RF trans-

ceivers, including frequency filters, amplifiers, down-up converter mixers, modulator/de-

modulators, oscillators, synthesizers, signal coupler/divider/combiner/attenuators,

switches, etc. An RF transceiver usually utilizes most of these blocks, but never all of them.

The most popular architectures used in RF transceivers in wireless communication systems

are Superheterodyne architecture and direct conversion architecture.

Page 18: Down-Converter Gilbert-Cell Mixer for WiMax Applications

Chapter 2. WiMax Overview 8

2.2.1 Superheterodyne Architecture

This configuration is widely used in wireless communications. It uses two stages

for conversion. First, it down-converts the RF signal to an intermediate frequency (IF) sig-

nal by mixing the RF with a local oscillator (LO). Then, it transfers the IF signal to base-

band by mixing the IF signal with another LO or voltage controlled oscillator (VCO). It

has advantages, such as control for receiver gain, noise figure, better performance, and it

is robust. On the other hand, it has some drawbacks, including a larger circuit that leads to

more complexity for circuit designers, and high power consumption. Also, there is an un-

wanted image signal that needs adequate image filtering (SAW) to prevent interferences

before the mixing stage [6] [7].

In Figure 3, the upper part represents the receiver blocks and the bottom section

refers to the transmitter blocks. As shown in this figure, the duplexer and the LO operate

at the same band for Tx and Rx. There are also two band-pass filters that are mainly used

as pre-selection filters, as well as to reduce the leaking power at the receiver end. Also, on

the transmitter side, the band-pass filter is used to suppress the noise of the transmission

band. The main advantage of the duplexer is that it reduces the transceiver current and cost.

The Superheterodyne receiver is divided into three parts: RF, IF, and BB. The RF

section usually contains the duplexer as band-pass filter pre-selection, a low noise amplifier

(LNA), a RF band-pass filter (BPF), a RF amplifier, which acts as pre-amplifier for the

mixer, and a RF-to-IF down-converter (mixer). The LNA is necessary to obtain better re-

ceiver sensitivity while its gain can control the receiver dynamic gain. The BPF is a SAW

filter, which can suppress leakage and other interferences. The pre-amplifier injects suffi-

cient gain for the rest of the receiver. Therefore, the noise figure of the mixer and the next

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Chapter 2. WiMax Overview 9

stages will have minor effects on the overall receiver noise and sensitivity. The down-

converter is utilized for frequency translation from RF to IF frequency. The next block

after the mixer is the IF amplifier followed by the IF SAW, used to prevent unwanted

signals and for high channel selection filtering. The I/Q demodulator contains the second

frequency down-converter that converts the signal from IF to BB. The demodulator has

two In-phase/Quadrature (I/Q) mixers. A low-pass filter (LPF) is located after the BB

mixer to prevent unwanted signals and other interferences, and followed by a BB amplifier.

The last block in this architecture is the ADC, which converts the amplified analog signal

to a digital one for more processing in digital band. On the transmitter side, it works almost

in the same manner [6].

Block Diagram of Super-heterodyne Transceiver [6]

2.2.2 Direct Conversion Architecture

The direct conversion is the process of conversion of the RF signal directly to the

BB signal with zero intermediate. Therefore, it is also called zero IF architecture. In addi-

tion, this receiver is referred to as homodyne because the LO frequency is equal or close to

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Chapter 2. WiMax Overview 10

the receiver input signal frequency. The direct conversion has many aspects that makes it

very appealing. First, the receiver has no IF stage; therefore, it can reduce size and cost,

and can save the transceiver power by removing the IF passive filter (SAW filter). Also,

there is no image issue in this configuration. The active low-pass filter can be used to im-

plement the filtering of channel for the direct-conversion in analog baseband as this type

of active filter can be considered as changeable. Thus, it is easy to design the receiver

working in multimode band.

As shown in Figure 4, the direct conversion transceiver has usually two stages, the

RF and the BB. The receiver and transmitter have different oscillators because they are

working in different frequency bands. In order to prevent power leakage and other inter-

ferences, a band-pass filter has been included in the duplexer. The LNA amplifies the in-

come receiver signal selected by the BPF. In direct conversion, the RF filter should be

stronger than the filter in Superheterodyne receiver in order to overcome the self-mixing

issue and reduce the second order distortion requirements in the next stage, called the

down-converter mixer stage. The filtered signal converts the signal to I and Q signals via

a 90o quadrature demodulator. The quadrature mixing reduces the phase mismatch between

the LO and the incoming signal. Most of the receiver’s gain (around 75%) is obtained by

the baseband stage operating at high gain mode. Therefore, it has the advantage of saving

power. The gain in the RF stage is classified as power gain, while in the BB stage it is

categorized as voltage gain. The signal amplified and filtered is converted to digital for

further process[6] [8].

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Chapter 2. WiMax Overview 11

Block diagram of Direct-conversion Transceiver [6]

Superheterodyne architecture has a superior performance compared to others.

Noteworthy, the direct conversion or homodyne configuration has become a preferred ar-

chitecture for wireless systems, because it cancels the image (assuming perfect quadrature)

and eliminates some blocks (like filters) that lead to savings in size, cost, and power dissi-

pation [6]. —Table 1 shows the comparison of heterodyne vs. direct conversion architec-

tures in terms of most important parameters to consider during design.

Compared to other configurations, direct-conversion receiver architecture is indeed

widely used in WiMax [1][3][9][10][11]. This has dominated other configurations mainly

because of its high level of integration.

However, it has still challenges to overcome. First, DC offset and noise flicker oc-

cur as a result of converting directly to DC. Also, the LO, RF, and LNA ports are not well

isolated, thus possibly causing leakage at the ports [6][9] .

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Chapter 2. WiMax Overview 12

Nevertheless, the advantages outweigh the disadvantages, making direct conver-

sion easier to handle when trying to meet technical specifications.

Table 1 Design Parameters to Consider for Different Receiver Architectures.

2.3. WiMax Requirements and Link Budget

Receiver requirements are defined and set up by the IEEE 802.16 standard and the

Wireless Metropolitan Area Network (Wireless MAN™) standard [1][13][14][15]. These

standards specify the frequency operation, the channel bandwidth, the type of modulation,

the signal-to noise ratio (SNR, Table 2), the receiver noise figure, and other technical pa-

rameters). As reported in Table 3 for the 64-QAM modulation, different operating frequen-

cies and channel bandwidth are allocated for WiMax. In this work, the 3.5 GHz frequency

band and the 7 MHz channel bandwidth have been selected based on the data provided by

Description Heterodyne configuration Direct Conversion configuration

Linearity IIP3 IIP3, IIP2

Noise figure SSB DSB

Power dissipation High Low

Image Need Filter NO Image

Complexity More Less

Level of integration Low High

DC offset No DC offset Need to care the DC offset

Size & cost Large & expensive Small & inexpensive

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Chapter 2. WiMax Overview 13

the IEEE 802.16-2004 standard [1][3][9][11][13]. For more generality, the receiver and

transmitter antennas are different (different gain).

Table 2 WiMax Receiver SNR [14]

Modulation Code rating Receiver SNR [dB] BPSK 1/2 6.4

QPSK 1/2 9.4 3/4 11.2

16-QAM 1/2 16.4

3/4 18.2

64-QAM 2/3 22.7 3/4 24.4

Table 3 WiMax Specifications for the 64-QAM Modulation

Item Value

Operation Frequency 2-6 GHz

Channel Bandwidth (BW) 6, 7, 12, 14 MHz

Modulation 64-QAM

Signal to Noise Ratio (SNR) 24.4 dB

Max. Distance between Rx and Tx 3.5 km

Transmitter maximum Power () 29.5 dBm

Transmitter antenna Gain () 0 dBi

Receiver antenna Gain () 11 dBi

Receiver maximum input -30 dB

Receiver maximum Noise figure 5 dB

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Chapter 2. WiMax Overview 14

2.3.1 Receiver Link Budget Calculation:

Studying and calculating the link budget for the receiver is crucial to understand

and measure its performance requirements. In addition, it is also crucial in determining the

capability of each block in the front-end receiver. As discussed, the most common front-

end receiver used in WiMax is the direct-conversion architecture (Figure 5) [1].

WiMax Direct-conversion Architecture [1]

In this section, the receiver specifications are calculated for the major blocks in the

direct-conversion architecture.

2.3.2 Receiver Sensitivity:

The sensitivity of the receiver is a very important parameter that determines the

minimum desired signal strength (MDS), or the weakest signal to get the bit error rate

needed for the receiver. It is measured by the total noise figure of the receiver (). The

receiver sensitivity can be expressed as [16].

(2.1)

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Chapter 2. WiMax Overview 15

and

.

where

− !"(#$

. (−$ !"(#$ −%. &'

In the above equations, NF is the noise figure, set to 5 dB [6][13][16][17]. The main

parameters that characterize a direct conversion receiver are the gain, noise figure, linearity

and P1-dB compression point. Because the WiMax receiver architecture can include sev-

eral stages (Duplexer, LNA, Mixer, filter …, Figure 5), the above parameters need to be

specified for each of these blocks based on the WiMax receiver requirements. First, the

WiMax duplexer, taken from Network International Corporation (NIC), exhibits a 1.5 dB

max insertion loss [18]. Then, according to the WiMax specifications, the gain and noise

figure of the low noise amplifier were selected as 14 dB and 2 dB at 3.5 GHz, respec-

tively [19][20]. Therefore, the parameters related to linearity and noise figure can be de-

duced through the following steps.

2.3.3 Low Noise Amplifier and Mixer Specifications

A- LNA:

To obtain the linearity and maximum power signal requirements for the LNA, a

maximum power signal has to be set. Therefore, an acceptable interference distance d for

mesh architecture in WiMax standard has to be stated. Based on the IEEE 802.16 standard

for fixed broadband wireless access operating at f = 3.5 GHz [13], d = 100m.

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Chapter 2. WiMax Overview 16

Thus, the corresponding free space path loss (FPLS) is

( !" )*+*&*,- .

/0. 0& (2.2)

with c the light speed (3x108m/s). Therefore, the maximum received power between two

antennas that spread over a distance d and operating at a specific frequency f can be calcu-

lated using the Friis transmission equation [21][22], the receiver being considered as a cas-

caded system (Figure 6).

( 123 45 (2.3)

6. /0. 0 . . 0&'

Receiver System with Three Cascade Stages [17]

The LNA linearity parameters, i.e., the third order input/output intercept points

(7789:;<789) as well as the gain compression point (8=>;?) can be obtained through

the following equations [6][16]. These parameters are summarized in Table 4.

@@0(A 0* >@B10

(2.4)

0 * . 0$ %. 6. $

0. &'

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Chapter 2. WiMax Overview 17

then,

C@0 (A = @@0 (A + (A D (2.5)

C@0 (A = −0. + = . 0 &

&(A = C@0 (A − & = −6. &' for one tone (2.6)

&(A = C@0 (A − & = −. &' for two tones

Table 4 LNA Specifications

Description Value

Gain 14 dB

NF 2 dB

IIP3 -13.7 dBm

OPI3 0.3 dBm

P1_dB (one tone) -9.7 dBm

P1_dB (two tones) -14.7 dBm

B- BB Mixer:

First of all, the mixer input has to be set up. Therefore, due to the duplexer loss and

LNA gain, the mixer input is going to be between -20 to -15dBm. In addition, by consid-

ering cascade blocks, mixer parameters can be determined [6][16]. In the Direct Conver-

sion Configuration (DRC), the spectrum is centered close to zero. DC components gener-

ated by second order will directly impact the system performance of direct conversion re-

ceivers[6]. Therefore, the second order (IP2) must be carefully investigated during design.

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Chapter 2. WiMax Overview 18

In our application, the gain and the noise figure of the BB mixer was set up to 5 dB

and 11 dB, respectively [23][24]. Hence, the IIP3, OIP3, P1-dB, IIP2 and OIP2 can be

obtained as

@@0B 45 C@0(A . 0&'

C@0B 45 @@0B 45 D B 45 . 0 + = +. 0&'

&B 45 C@0B 45 & . &' for one tone

&B 45 C@0B 45 & 6. &' for two tone

@@ * @B1

* 0. 0$ − −%0. % − 6. $ = 0. &'

C@ @@ D 00. + = 0/. &'

The total noise for the system is 5 dB [13]. Based on the Friis transmission equa-

tion [26] given for n stages as

>

0>

⋯ >

…J (2.8)

with

FT = overall system noise factor

Fk = noise factor of the kth stage

Gk = power gain of the kth stage

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Chapter 2. WiMax Overview 19

We have

(A K2 ' 12K 45 5 ! ! (2.9)

(A K2 . = 0. &

Knowing that the noise factor F is related to the noise figure NF as [16]

LMN$ OP (2.10)

Q (2.11)

the noise factor RSTUV at the mixer input can be expressed as

K2(A .∗0. = . 0D&(A .∗ = . /

(A .∗ = .

K2(A (A 5 (A

5 X K2(A (AY ∗ (A . 0

Hence, by converting RSTUV to dB, the equivalent noise figure at the mixer input is

equal to

5 = !" . 0$ = . &

For clarity, the main parameters for the BB mixer are reported in Table 5.

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Chapter 2. WiMax Overview 20

Table 5 Mixer Specifications

Parameters Value

RF Frequency 3.493 - 3.507 GHz

LO Frequency 3.5 GHz

IF Frequency 7 MHz

Minimum Gain dB 5 dB

Maximum Noise Figure 11 dB

Minimum IIP3 0.3 dBm

Minimum OPI3 5.3 dBm

Minimum P1_dB (one tone) -4.7 dBm

Minimum P1_dB (two tone) -9.7 dBm

Minimum IIP2 32.4 dBm

Minimum OIP2 38.4 dBm

2.4. Conclusion

In RF transceivers, a variety of architectures can be utilized. Each of them has its

own advantages/disadvantages depending on the frequency range and application. In Wi-

Max, the direct-conversion shows better performance over other configurations, including

a high level of integration and the use of less blocks that result in lower cost and less power

dissipation. Based on that, a link budget was calculated to deduce the desired specifications

for the down-converter mixer to be designed (Table 6).

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Chapter 2. WiMax Overview 21

Table 6 Receiver System: Specifications

Description Antenna Duplexer LNA Mixer

Gain (dB) 11 dBi -1.5 14 dB 5 dB

NF (dB) N/A -1.5 2 dB 11 dB

IIP3 (dBm) N/A N/A -13.7 dBm 0.3 dBm

OPI3 (dBm) N/A N/A 0.3 dBm 5.3 dBm

P1_dB (one tone) (dBm) N/A N/A -9.7 dBm -4.7 dBm

P1_dB (two tones) (dBm) N/A N/A -14.7 dBm -9.7 dBm

IIP2 (dBm) N/A N/A N/A 32.4 dBm

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Chapter 3. Basics of Mixers 22

Chapter 3. Basics of Mixers

3.1. Mixer Principle

Mixers are essential building blocks for RF communication systems. These three

port devices use nonlinear components to convert a signal to a higher or lower frequency

by combining the input RF frequency with a local oscillator (LO) frequency as

Z[\]^_`[\$. Zab]^_`ab$ = cde.cfg

h[cos`[\ `ab$ cos`[\ `ab$ ] (3.1)

Note that in the above equation, `[\ `ab can be positive or negative, depending

on the values of the respective RF and LO frequencies. As seen in the above equation, there

are two types of mixers, up and down depending on the value of the output frequency,

usually called intermediate frequency (IF). When the RF frequency is lower than the output

frequency, it is called up-converter and the component `[\ `ab$ is filtered out. How-

ever, when the RF frequency is larger than the output frequency, it is called down-converter

and the component `[\ `ab$ is filtered out [25][26][27]. Figure 7 illustrates the con-

cept of mixer operation for up and down converters n[o nap and n[o nap,, respec-

tively [26].

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Chapter 3. Basics of Mixers 23

Basic Operation of Mixing [26]

After the mixing occurs, the output has both up-converted and down-converted fre-

quencies. The up-converted deals with the transmitter, while the down-converted relates to

the receiver side. In general, the mixer is specified in terms of signal as follows:

• Lower sideband, or LSB (ωRF – ωLO)

• Upper sideband, or USB (ωRF + ωLO).

• Double sideband, or DSB (ωRF + ωLO, ωRF – ωLO)

There is an issue for the image frequency that results from the second harmonic of

the local oscillator as

2`ab `[\ `ab `ab `[\$ `ab `s\ `st

To prevent these unwanted signals to appear at the output, an image rejection filter

needs to be in the front of the mixer to suppress this effect [27].

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Chapter 3. Basics of Mixers 24

3.2. Mixer characterizations

Mixer design raises some issues that should be considered in case of mixer perfor-

mance assessment. There are trade-offs to achieving a certain value of parameters. These

parameters vary from application to application. Therefore, what follows can be character-

ized as the most significant parameters of mixer types.

3.2.1 Conversion Gain

The mixer conversion ratio is the ratio between output and input powers [15]

!u5v!5 !D @K!u5& 5&!w !D&

AD D3 K!u5,5!'w!25- !2

(3.2)

!u5v!5 !D &$ !" !2

(3.3)

x! D"v!5 !D &$ !" x!2

x (3.4)

For diode mixers, this ratio is less than unity, and therefore is called conversion

loss. While for a transistor mixer, this quantity is called conversion gain since it is usually

higher than unity [27].

3.2.2 Linearity

The linearity of the mixer can be quantified by the 1dB compression point, the input

third-order intercept point (IIP3) and the input second-order intercept point (IIP2). As seen

in Figure 8 [5], when the fundamental power is equal to the 3rd order intermodulation (IM)

distortion, it is called IIP3.

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Chapter 3. Basics of Mixers 25

Also, when the fundamental power is equal to the 2rd order intermodulation (IM)

distortion, it is called IIP2. In addition, when the fundamental gain starts to differ from the

original or ideal signal by 1dB, this phenomenon is called 1dB compression point [17] [25].

IIP2, IIP3 and P1-dB Compression Points [28]

3.2.3 Noise Figure

Noise factor F is defined as the ratio of signal to noise (SNR) at the input port to

the SNR at the output port, while the noise figure NF is defined as the noise factor in dB,

as expressed below

@$

!2$ (3.5)

(!" !2$

@$ (3.6)

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Chapter 3. Basics of Mixers 26

There are two categories of noise figures that can be applied to mixers: single side

band (SSB) and double side band (DSB). When the input signal exists in one sideband of

the input, the SSB noise figure is considered to assess the mixer performance. On the other

hand, when the input signal exists in both sidebands, the input signal and the image, the

DSB noise figure is considered to measure the mixer performance.

Indeed, SSB is utilized for heterodyne architecture, whereas DSB is used in direct

conversion configuration [17][29].

3.2.4 Isolation

Mixer isolation is a very essential parameter for the overall transceiver perfor-

mance. A good isolation between LO, RF, and IF ports is crucial because any leakage from

any port will degrade the overall transceiver performance [5].

3.3. Mixer configuration

In this section, the diversity of mixer topologies is described and divided into sub-

sections; diode mixer and transistor mixer.

3.3.1 Diode Mixer

In the past, mixers were mainly diode mixers (Figure 9). The most popular diode

used as a mixing device is the Schottky-barrier diode. Diode mixers have their own ad-

vantages, including low cost and broadband, that provide reasonable performance in term

of distortion, conversion loss, and LO noise [31][32]. On the other hand, diode mixers need

high LO drive level, which is a disadvantage [30]. In fact, diode mixers are not used in

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Chapter 3. Basics of Mixers 27

receivers due to conversion loss that lead to increase the noise figure as illustrated in equa-

tion 2.8. There are three main configurations of diode mixers based on the number of diodes

and their characteristics as described in Table 7 [33]:

Single ended mixer (one diode).

Single balanced mixer (two diodes).

Double balanced mixer (four diodes).

Note that a double balanced configuration (also called triple balanced) exists but it

is much less used due to the large number of diodes it requires (8 diodes).

The General Structure of Diode Mixer [31]

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Chapter 3. Basics of Mixers 28

Table 7 Summary for Diode Mixer

Configuration Advantages Disadvantages

Single Diode • Low LO power level compared to balanced mixers

• Poor linearity

Single Balanced • Provide either LO or RF Rejec-tion (20-30 dB) at the IF output.

• Suppression of Amplitude Mod-ulated (AM) LO noise.

• Better linearity of single diode.

• Require a high LO drive level

Double Balanced • Both LO and RF are balanced, providing both good LO and RF rejection at the IF output

• All ports of the mixer are inher-ently isolated from each other

• Increased linearity compared to single balanced

• Require two baluns • Relatively high noise

figure, about the same as conversion loss

• Diodes need to be well “matched”

Double Double Balanced (or triple balanced)

• Increased linearity compared to double balanced

• Increased complexity and cost (3 baluns and 8 “matched” diodes are required)

• Higher level of LO drive must be provided.

3.3.2 Transistor Mixer

Transistor, such as MESFETs, HEMTs, HBTs, or BJTs, provide mixing gain. Alt-

hough diode mixers have their own advantages, transistor mixers are superior in different

aspects and specific applications, such as for wireless systems. For instance, compared to

diodes, transistors mixers can work with less LO power consumption.

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Chapter 3. Basics of Mixers 29

Also, transistor mixers can provide conversion gain instead of conversion loss [35].

Single FET mixers can achieve gain but their isolation is poor. Dual-gate mixers have in-

herent isolation between LO and RF ports because the signal is applied to different gates.

Balanced FET mixers exhibit good RF-LO isolation and LO noise rejection and are a good

solution to prevent spurious responses.

Diode mixers designers try to reduce conversion loss. Consequently, the noise can

be reduced accordingly. On the contrary, FET mixers can easily achieve high gain but this

could affect other parameters such as linearity and noise figure. In fact, transistor mixers

are usually designed to achieve low noise figure with moderate conversion gain [32]. In

the following section, different configurations of transistor mixers will be discussed.

3.4. Different Topologies of Transistor Mixers

3.4.1 Single FET Mixer

There are different types of single FET mixers depending on where the LO signal

is fed:

• Gate Mixer:

In FET-gate mixers, the main nonlinear element is the transconductance.

The input signal is connected to the gate FET with constant voltage drain, while the

output signal is applied to the drain. As shown in Figure 10, the intrinsic isolation between

the LO port and the IN (input) port is weak while the OUT port is isolated from IN and LO

port (due to little reverse gain of the transistor) [31].

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Chapter 3. Basics of Mixers 30

FET-Gate Mixer Configuration [31]

• Drain Mixer: In FET-drain mixers, the input signal is applied at the FET gate while the output

signal is connected to the drain terminal. The transistor nonlinear parameters that are mod-

ulated by the signal are the transconductance and the conductance with constant gate volt-

age (Figure 11).

The problem of the drain mixer is similar to the gate mixer: the isolation between

the ports is an important issue to consider. The isolation between LO and OUT ports are

very weak; however, the IN port is isolated from OUT and LO ports, due to the little reverse

gain of the FET [31]

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Chapter 3. Basics of Mixers 31

FET-Drain Mixer Configuration [31]

• Source Mixer:

In a source mixer, the main nonlinear parameters modulated by the LO signal are

the transconductance and the output conductance. The drain and gate voltage are constant

(Figure 12). The source mixer has the same isolation issue as the gate and drain mixers.

.

FET-source Mixer Configuration [31]

• Resistive Mixer:

In resistive mixers, the main nonlinear parameter is the channel conductance. The

voltage bias at the drain is zero.

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Chapter 3. Basics of Mixers 32

Therefore, it is called resistive mixer, which leads to no gain provided. As seen

in Figure 13, the output signal is at the drain, while the input signal is taken from the drain

and the LO signal applied at the gate.

Channel Mixer ( Resistive Mixer) Configuration [31]

The isolation between the LO and both IN and OUT ports is quite good. However,

the channel mixers do not provide gain because of the zero bias at the drain. In addition,

the resistive mixer has poor isolation between the IN and OUT ports [31].

As stated in [32], “the advantages of resistive mixer are low distortion, low 1/f

noise, and no shot noise; the conversion loss of such mixers is comparable to diode mixers,

around 6 dB.” Therefore, the resistive mixer may be suitable for low-intermodulation applica-

tions.

3.4.2 Dual-gate Mixer

The main advantage of dual-gate mixers over single gate mixers is the good isola-

tion between the LO and RF ports, due to the low gate capacitance. Therefore, the dual-

gate FET mixer is a better choice in applications where balanced mixers cannot be used.

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Chapter 3. Basics of Mixers 33

In addition, it is preferable to use dual-gate devices in integrated circuits, in case

where filters or similar devices cannot be used or cannot provide good isolation.

However, even if dual-gate mixers provide gain and good isolation, their noise fig-

ure is worse than single FET mixers. Also, their use is still limited due to the complexity

of modeling/characterizing the active device. As shown in Figure 14, the dual-gate mixer

contains two single-gate transistors, FET1 and FET2. The input signal is connected to the

gate of FET1, while the LO signal is connected with the gate of FET2.

As stated in [32] “A dual-gate mixer is a transconductance mixer. Therefore, the

mixing should occur by variation of the transconductance between Vgs1 and Id. The trans-

conductance variation must come from varying the drain voltage of FET1”.

In order to get mixing in dual-gate mixer, the FET1 should operate in linear region,

while the FET2 must operate in saturation mode. Indeed, mixing is occurring in FET1 with

low gm and Rds varying in time [32].

Circuit of the Dual-Gate FET Mixer [32]

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Chapter 3. Basics of Mixers 34

3.4.3 Balanced Mixers

A. Single Balanced Mixer

The important advantages of single balanced transistor mixers are, as in [32], “LO

isolation, spurious-response rejection and LO noise rejection.” A single balanced mixer

consists of a set of two transistors combined through 90o or 180o 3-dB baluns. The use of

such hybrids at the LO and IF ports, implies a relatively complex topology.

As shown in Figure 15.a, the mixer needs a balun at the LO port to apply the LO

signal to the two FETs working as switches. A third transistor is used to amplify the RF

signal. The advantage of this figure is that no LO voltage is applied to the RF FET drain

because the point “A” is virtually grounded. In Figure 15.b, a second structure for single

balanced mixer is displayed. It is similar to the previous one although it does not have a

balun at the LO input. This will give a simpler topology but at the cost of a lower conver-

sion gain (the “A” point is no longer virtually grounded. Hence, there is an LO voltage

applied to the RF FET drain, causing degradation in the mixer gain). So this second con-

figuration is exploited only if a balun cannot be used [32].

Two single balanced FET mixers: (a) conventional and (b) configured [32]

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Chapter 3. Basics of Mixers 35

B. Double Balanced Mixer

Even if double balanced FET mixers are similar to single balanced mixers, they are

broadband with good port isolation and rejection of LO AM noise. Also, they prevent all

spurious responses of the even harmonics of LO and RF frequencies. The issues in double

balanced mixers are the power consumption and the use of baluns at each port; however,

small active baluns can be used instead of distributed elements (e.g., transmission line cou-

plers). Also, using more transistors increases the circuit complexity while reducing linear-

ity and symmetry. Figure 16 shows the two stages of a double balanced FET mixer: the

switch stage (LO) and the amplifier stage (RF). The upper transistors are considered as

switch stages and should operate in the linear region. On the other hand, the lower transis-

tors are defined as amplification stages and operate in the saturation region. Using a current

source can provide more balance to the circuit, but the power consumption will in-

crease [32]. A well-known configuration of the double balanced FET mixer is the Gilbert-

cell mixer [34] that will be discussed more details in Chapter 4. Table 8 compares the

performance of the above mixers [17][35].

Double Balanced FET Mixer [32]

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Chapter 3. Basics of Mixers 36

Table 8 Performance Comparison of Different Types of Mixers

Evaluated Parameters

Diode Mixer

Single FET Mixer

Single Balanced Mixer

Gilbert Cell Mixer

Gain Low Moderate Moderate High

Linearity High Low Low Low

Noise Figure High Low Low Low

LO-RF feed through High High Moderate Low

Voltage Low Moderate Moderate High

Power consumption Low Low Medium High

LO power High Much Lower Lower Low

3.5. Discussions and conclusion

Two active components can be used in mixing: diode and transistor. Diode mixers

have high linearity but with high LO power and conversion loss. On the other hand, the

main advantages of transistor mixers are conversion gain and low LO power require-

ment [36]. Therefore, the transistor mixer will be selected for WiMax applications.

From the well-known transistor mixer topologies, the single FET mixer can provide

gain but raises issues with ports isolation. This can be addressed in dual-gate FETs, but

with moderate gain and higher noise figure.

The single balanced mixer exhibits good conversion gain, LO isolation, and spuri-

ous response rejection. However, it has a problem with RF feed through, while double

balanced mixer provides superior advantages, including inherent isolation between the

RF/LO, RF/IF, and LO/IF ports.

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Chapter 3. Basics of Mixers 37

It can provide acceptable gain, moderate linearity, and cancel the even harmonics

distortion, thus improving the IIP2, but at the expense of circuit complexity [23][24][38].

As reported in Table 8, because of the above advantages over other types of mixers,

the Gilbert cell has been chosen for WiMax application.

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 38

Chapter 4. Gilbert Cell Mixer: Design, Im-plementation, and Results

In this chapter, a Gilbert cell mixer design in Gallium Arsenide (GaAs) transistor

technology will be provided in details including the design specifications for WiMax ap-

plication. Thus, different improvement techniques for conventional Gilbert-cell mixers will

be reviewed. Then, the design simulation procedure will be discussed for current bleeding tech-

nique. The last part in this chapter will focus on the mixer layout design and optimization.

4.1. Design Specifications for WiMax

The foremost step in designing a down converter mixer is to determine the receiver

requirements. Since the objective of this thesis is to design a Gilbert cell mixer for WiMax

application, the system requirements will be based on the IEEE 802.16 standard. Based on

the receiver requirements and link budget for WiMax discussed in section 2.3 and summa-

rized in Table 9, the receiver sensitivity is -76.1dBm and modulated with 64-QAM. The

RF center frequency is centered around 3.5GHz. After the LNA, the RF signal is converted

through I/Q down converters to 7 MHz using a local oscillator (LO) centered at 3.5 GHz.

Then the signal passes through other stages for more process. The mixer specifications are

reported in Table 10.

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 39

Table 9 WiMax Requirements

Item Value

Operating Frequency 2-6 GHz

Channel Bandwidth (BW) 6, 7, 12, 14 MHz

Modulation 64-QAM

Signal to Noise Ratio (SNR) 24.4 dB

Maximum distance between Rx and Tx 3.5 km

Transmitter maximum power 29.5 dBm

Transmitter antenna gain (GTx) 0 dBi

Receiver antenna gain (GRx) 11 dBi

Receiver maximum input -30 dB

Receiver maximum Noise figure 5 dB

Table 10 Mixer Specifications

Description Value

RF Frequency 3.493 - 3.507 GHz

LO Frequency 3.5 GHz

IF Frequency 7 MHz

Minimum Gain dB 5 dB

Maximum Noise Figure 11 dB

Minimum IIP3 0.3 dBm

Minimum OPI3 5.3 dBm

Minimum P1dB (one tone) -4.7 dBm

Minimum P1dB (two tones) -9.7 dBm

Minimum IIP2 32.4 dBm

Minimum OIP2 38.4 dBm

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 40

4.2. Semiconductor Technology Selection

To implement a Gilbert-cell mixer, different types of transistors can be potentially

used such as Si CMOS, Si BJTs, GaAs MESFETs, GaAs and GaN HEMTs, or GaAs

HBTs [39][40]. However, for our application, because of their better noise performance,

higher transconductance (gm), higher cut-off frequency (ft), as well as excellent level of

integration [41], HEMT devices have been retained.

Over existing HEMTs, Gallium Arsenide (GaAs) pseudomorphic HEMTs

(pHEMTs) can exhibit very low noise and excellent aptitudes to operate at high frequencies

with a cut-off frequency higher than 100 GHz [41]. Also, it has high breakdown voltage

and direct band gap [42]. As stated in [43] “GaAs offers a good balance of properties for a

wide range of RF applications such as wireless application including Wi-Fi, Bluetooth and

WiMax”.

In this work, we used the 0.15µm GaAs pHEMT technology process provided by

“Win Semiconductor Crop. (WSC)” [44]. All the components are taken from the WSC

design kit including transistors, capacitors, and resistors.

4.3. Down-Converter Gilbert Cell Mixer

In this subsection, the basic operation of the Gilbert-cell is detailed. In addition,

different optimization improvement techniques are presented including current bleeding,

current reuse, and folded mixer.

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 41

4.3.1 Basic Operation of Conventional Gilbert Cell Mixer

The Gilbert cell mixer is a double balanced mixer widely utilized in widespread

circuits [25]. Its basic structure is illustrated in Figure 17 [37] where two single balanced

topologies are combined together to create a double balanced structure. The Gilbert-cell

mixer is a differential topology at each of its three ports (LO, RF, and IF). This feature

leads to an inherent isolation between the RF/LO, RF/IF and LO/IF ports and prevent LO

feed through. In addition, it can exhibit acceptable conversion gain and provide moderate

linearity. Furthermore, it can cancel the even harmonics distortion, albeit at the expense of

circuit complexity [36][37].

The operation of a Gilbert-cell mixer could be divided into three stages as seen

in Figure 17 [37]: the RF stage (input stage), the LO stage (switching stage), and the IF

stage (output stage).

Conventional Gilbert-Cell Mixer [16]

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 42

The input stage consists of two differential transistors (M1 and M2, operating at

saturation region). It amplifies and converts the input voltage to an output current. The

switching stage (transistors M3 to M6, working near the pinch-off range) is in charge of

multiplication of the RF incoming signal, making the current out of phase [37][45][46].

Gilbert-cell mixer demonstrated high port isolation, excellent gain, and cancellation

of all even harmonics; however, it requires staking more transistors leading to more bias

supply and power dissipation [47][48]. In addition, the noise figure is going to be in-

creased [48]. Also, the linearity could be degraded. Therefore, there are some techniques

to improve the conventional Gilbert cell mixer performance.

4.3.2 Gilbert-Cell Mixer Improvement Techniques

To address the issues of power consumption and relatively high noise figure, dif-

ferent configurations have been proposed to improve the basic Gilbert cell performance.

A. Folded Gilbert cell mixer

The main idea for folded mixer is to reduce the voltage supply and improve the

conversion gain and noise figure. This concept can be achieved by separating the RF stage

from the LO stage in terms of voltage supply, as depicted in Figure 18. Indeed, the key of

this technique is reducing the voltage supply but at the expense of larger chip size by adding

additional components [47][48]. The folded mixer utilizes both N-channel and P-channel

devices; however, the P-channel ones limit the frequency operation [36].

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 43

Folded Mixer [48]

B. Gilbert-cell Mixer with Current Reuse

The key advantage of using a current reuse technique is to have low current in order

to reduce the circuit power consumption. Figure 19 (a) presents a single N-channel transis-

tor with a transconductance gm and a drain current ID while in Figure 19 (b) there are two

N-channel transistors. Each transistor has ½ gm and ½ ID which the same operation

as Figure 19 (a). In Figure 19 (c), the M2 is replaced by a P-channel transistor and the total

transconductance is almost double (gm1+ gm2) while the current is reduced by half. The

main problem of this technique is that, using P-channel with a more limited frequency

operation, could be increase some parameters like noise figure [49].

(a) (b) (c)

Current-reuse Technique [49]

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 44

C. Current Bleeding or Charge-injection Technique

As mentioned above, the conventional Gilbert cell has two stages namely, the

switching stage (M3-M6) and the amplification stage (M1 and M2). The principle of charge

injection is to increase the current in the amplification without affecting the current of the

LO stage and make sure the RF transistors are operating at saturation region with enough

current. This can be achieved by adding two resistances to the RF stage to improve the

conversion gain as in Figure 20. This mechanism reduces the current in the LO stage thus,

the voltage in the load resisters can be decreased as well [47][48][50].

Charge-injection Technique [48]

To conclude, there are varieties of mechanisms to improve the conventional Gil-

bert-cell mixer. The folded mixer allows decreasing the voltage dependency by making

separate voltage supplies for the LO stage and the RF stage. In addition, the current reuse

technique could be utilized to reduce the power consumption by providing lower current.

On the other hand, in both previous techniques, the need for P-channel devices limits the

frequency operation. The current bleeding technique reduces the voltage in the LO and RF

stages and increases the conversion gain by injecting current in the RF stage. In addition,

the design kit provided by WSC can be used only for N-channel transistors.

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 45

Therefore, the current bleeding technique has been retained for our down-converter

Gilbert-cell mixer design.

4.4. Current Bleeding Technique for Gilbert-cell Mixer

In this section, the current bleeding or charge-inject technique is going to be dis-

cussed in details including the circuit operation, design and implementation.

4.4.1 Operation of Current Bleeding Technique for Gilbert-Cell Mixer

The schematic of the Gilbert-cell mixer by using charge injection or current bleed-

ing technique is shown in Figure 21. The RF signal is applied to the gate of the differential

transistors (M1 and M2). Such configuration produces relatively constant gain, cancels the

even harmonics, and converts the M1 and M2 RF input signal voltage to output current.

The LO signal is applied to M3-M6. These transistors operate near pinch-off region

in order to accomplish the multiplication of the RF amplified signal with the LO signal. A

current mirror stage (M9 and M10) provides the required current for the circuit. Figure 22

shows the current mirror configuration used in the Gilbert-cell mixer design [51]. The total

current of this configuration relies on the input current and R8 (independent supply). Add-

ing R8 reduces the dependency on the input current [51]. Finally, two source follower buff-

ers (M7 and M8) are added to match the IF+/IF- output with baluns.

In order to get high conversion gain, the RF transistors should be larger than the

LO transistors. On the other side, large size transistors increase DC and LO power con-

sumption.

Therefore, the current bleeding (R1 and R2) was added to M1 and M2 to enhance

the conversion gain by increasing the current in the RF stage. This current should be enough

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 46

to operate M1 and M2 in the saturation region while reducing the current in the LO stage;

therefore, the voltage is dropped in the load resistors R6 and R7 [32][45][46][50].

Schematic of Fully Integrated Gilbert-cell Mixer [45]

Current Mirror Configuration (independent supply) [51]

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 47

4.5. Device Sizing

The next step in mixer design is selecting the suitable size of the transistors. In fact,

there are trade-offs in terms of noise figure, conversion gain, maximum frequency (fmax),

and power consumption for specific transistor dimensions. Most of these parameters are

relied on the transistor size [52]. Note that in our work, we were limited by the WCS tran-

sistor design kit availabilities (for instance, the available gate widths are limited to 25, 50

and 100 µm, while the number of fingers should be even and not exceed 8). Therefore,

preliminary simulations run in the commercial circuit simulator Agilent ADS indicated that

the retained GaAs HEMT exhibits a minimum noise figure for a current density around

0.15 mA/µm as reported for different semiconductors in [53]. As seen in Figure 23, lowest

minimum noise figure around 0.17 dB was achieved for 2 fingers and 25µm gate-width

(2×25µm) and 8 fingers and 25µm gate width µm (8×25µm). However, these two transistor

behaviours are different in terms of power consumption, as showed in Figure 24.

Note that the maximum frequency (fmax) is around 95 GHz while the WiMax tech-

nology operates in the range of 5 GHz. Therefore, the smallest size transistor available in

the design kit, i.e., 2×25 µm, is chosen based on minimum noise figure, power consumption

and maximum frequency (fmax). Moreover, the small transistor size provides the ability to

apply the current bleeding or charge injection technique in order to reduce the circuit volt-

age and increase the conversion gain.

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 48

Minimum Noise Figure vs. Transistor Size

Power Consumption vs. Transistor Size

4.6. DC analysis

In this section the DC analysis for the 2×25 µm transistor is discussed. The main

purpose is to choose the suitable transistor bias settings [54] to ensure that the amplification

0.14

0.19

0.24

0.29

0.34

0 0.2 0.4 0.6 0.8 1

NF

min

(d

B)

Current Density (mA/µm)

Current Density vs. Noise figure

2X25

2X100

4X50

8X25

2 X 25

2 X 50

4 X 50 2 X 1008 X 25

0

0.02

0.04

0.06

0.08

0.1

0.12

0.14

0.16

0.18

0.2

Po

we

r C

on

sum

pa

tio

n (

W)

Transistor Size( µm)

2 X 25

2 X 50

4 X 50

2 X 100

8 X 25

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 49

stage will be operating in saturation region while the switching stage would function near

pinch-off region.

For the amplification transistors M1 and M2, the drain current (IDS) should be suf-

ficient to saturate the transistors, i.e., VDS > Vdsat with Vdsat the point where the drain reaches

saturation, and VDS the drain-to-source voltage [54]. As shown in Figure 25, the highest

transistor transconductance gm occurs when the value of gate-to-source voltage (VGS) is

between -0.25V and 0V [54]. On the contrary, for the switching stage, the transistors M3

to M6 should operate near pinch off region.

The Transconductance vs. Gate-to-Source Voltage

The following step is to simulate the transistors and determine the bias voltage and

current for each transistor. For transistors M1 and M2, Figure 26 shows that they should

be biased at VDS =1.3V and VGS =-0.25V to provide high gm. The corresponding drain

current is 6 mA. While for the switching stage, Figure 27 shows a bias point of VDS =0.2V

and VGS =-0.3V with a drain current of 2 mA, leading to a current of 12 mA traveling

through M9 transistor (Figure 28). Finally, the simulation of M10 transistor is presented

-1.0 -0.8 -0.6 -0.4 -0.2 0.0 0.2-1.2 0.4

0.005

0.010

0.015

0.020

0.025

0.000

0.030

AC.VGS

Gm

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 50

in Figure 29. It should operate in saturation region; beside, the gate voltage (VG) should be

equal to the drain voltage (VD) (Figure 22).

Bias Point for Amplification Transistors (M1 and M2)

Bias Point for Quad Switching Transistors (M3-M6)

Bias point for Total Current Transistor (M9)

0.5 1.0 1.5 2.0 2.50.0 3.0

5

10

0

15

VDS

IDS.i, mA

m1

m1VDS=IDS.i=0.006VGS=-0.250000

1.300

0.5 1.0 1.5 2.0 2.50.0 3.0

5

10

0

15

VDS

IDS.i, mA

m3

m3VDS=IDS.i=0.002VGS=-0.300000

0.200

0.5 1.0 1.5 2.0 2.50.0 3.0

10

20

0

30

VDS

IDS.i, mA

m6

m6VDS=IDS.i=0.012VGS=-0.200000

0.700

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 51

Bias point showing VGS = VDS for the Current Mirror (M10)

The operating point for each transistor has been set up. The subsequent step is to

determine the value of resistors R1, R2, R5, R6 and R7. By applying Kirchhoff's Voltage

Law (KVL) to the circuit shown in Figure 21 (with VDD = 3.3V), we have:

x11 @ x1B x1B6 (4.1)

x11 x1B x1B6

@

0. 0 . 0 .

'A %Ω

Because the Gilbert cell mixer is symmetric,

R1=R2 and R6 = R7.

Thus,

R6 = R7 = 275 Ω.

0.5 1.0 1.5 2.0 2.50.0 3.0

5

10

0

15

VDS

IDS.i, mA

m2

m2VDS=IDS.i=0.001VGS=-0.400000

0.400

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 52

The resistor R5 can be obtained using the following equation

@1B x11>xB

(4.2)

Referring to the current mirror circuit, VG = VD = 0.4 V. Therefore, the current

through M10 was set to 1 mA to equalize VG and VD.

Then,

x11>xB

@1B (4.3)

0. 0 − .

'A 6Ω

To conclude, the transistors have been sized as 2×25 µm. Then, the bias points have

been fully selected for each transistor including amplification stage, switching stage and

current source stage. In addition, the resistors values have been calculated to get the desired

performance operation. Table 11 summarizes the size of the transistor used in the gilbert

cell mixer shown in Figure 31.

4.7. Harmonics Balance Analysis

Once the DC analysis completed, the following step is going to run the large signal

analysis or harmonic balance (HB) analysis of the Gilbert-cell mixer circuit depicted

in Figure 21. Furthermore, the simulator was set up for input signal frequency from 3.493

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 53

to 3.507 GHz and LO signal frequency of 3.5 GHz in order to get the IF output frequency

of 7 MHz. Because of differential configurations, RF and LO inputs and IF output are

converted to single ended by using ideal transformers.

Figure 30 shows the basic set up for the down-converter Gilbert-cell mixer includ-

ing the HB analysis, differential mixer and transformers while Figure 31 shows its sche-

matic implemented in ADS. The essential parameters for down converter Gilbert cell mixer

are going to be simulated including conversion gain, linearity, and noise figure.

4.8. Harmonics Balanced Results for Gilbert Cell Schematic

In this section, the schematic results are reported including conversion gain, noise

figure, IIP3, OIP3 and P1-dB compression point. Note that in this section, ideal transmis-

sion lines have been utilized.

ADS Set Up for Gilbert Cell Mixer

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 54

ADS View for Gilbert-cell Mixer Schematic

Table 11 Transistor size for the designed Gilbert cell mixer

Description Function Size

Transistors(M1 and M2) Amplification Stage 2×25µm

Transistors(M3, M4, M5 and M6) Switching Stage 2×25µm

Transistors (M7 and M8) Source follower 4×100µm

Transistor (M9) Current Source 2×50µm

Transistor (M10) Current source 2×25µm

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 55

4.8.1 Conversion Gain

The same set up used in Figure 30 and Figure 31 is used to simulate the Gilbert cell

mixer conversion gain.

Different elements affect the conversion gain such as LO power level, impedance

matching and device width. There are indeed tread-offs between these factors but the main

parameter to be considered is the LO power level. In fact, this value has to be chosen care-

fully to get the optimum value for gain, compression point, and noise figure [54].

As seen in Figure 32, the optimum LO power of -3 dBm allows reaching the highest

conversion gain value, i.e., 7.3 dB.

However, as displayed in Figure 33, the above LO power gives a relatively high

single side band noise figure of around 10 dB. Therefore, as compromise, we selected a

LO power of 0 dBm, corresponding to a conversion gain of about 6 dB and a noise figure

of 9.3 dB for single side band and 6 dB for double side band, which are still acceptable

values according to mixer requirements (Table 9).

Conversion Gain vs. LO Power Level

-4 -2 0 2-6 4

4

5

6

7

3

8

LO Power, dBm

ConvGain_Down

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 56

Noise Figure vs. LO Power Level

Conversion Gain vs. RF Power

Based on the WiMax receiver budget link discussed in Chapter 2, the RF input

power for Gilbert cell mixer has been set in the range -20 dBm to -15 dBm, leading to a

conversion of gain of about 6 dB (Figure 34). The input/output power spectrums are pre-

sented in Figure 35.

-4 -2 0 2-6 4

9.5

10.0

10.5

11.0

9.0

11.5

LO Power, dBm

Noise Figure (dB)

-25 -20 -15 -10 -5 0 5 10-30 15

-2

0

2

4

6

-4

8

P_RF

Conversion Gain

m5

m5P_RF=interp(ConvGainDown,,,0.05)=5.763

-19.250

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 57

(a)

(b)

(a) RF Spectrum, (b) IF spectrum

To conclude, to reach a conversion gain of around 6 dB, the LO power should be

set at 0 dBm and the RF power around -20 dBm.

4.8.2 Linearity

As mentioned in section 3.2.2, the system linearity could be evaluated through the

1dB compression point and the input third-order intercept point (IIP3). Therefore, a two-

tone analysis was performed with the two RF frequencies f1 = RF+Fspacing/2 and f2 = RF-

Fspacing/2, with Fspacing = 20 kHz (i.e., 3500.010 MHz and 3499.990 MHz, for a center

RF frequency of 3500MHz). The third-order products at 2f1-f2 and 2f2-f1 correspond to

3500.03 MHz and 3499.97 MHz, respectively. As result, the undesired output signals will

take place around 7.010 MHz and 6.990MHz, as shown in Figure 36.

1 2 3 4 5 6 7 8 9 10 11 12 130 14

-100

-50

-150

0

freq, GHz

RF_spectrum

m3

m3freq=RF_spectrum=-40.415

3.500GHz

1 2 3 4 5 6 7 8 9 10 11 12 130 14

-120

-90

-60

-30

-150

0

freq, GHz

IF_spectrum

m1m1freq=IF_spectrum=-23.742

7.000MHz

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 58

Figure 37 shows an IIP3 of 1 dBm while the IIP2 was found to be 39 dBm. In this

figure, the curves in dash lines are the real signal power while the sold lines represent the

ideal behavior of the first and the 3rd order terms. At low input power values, these curves

overlap whereas, when the input power continues to increase, the curves of the real signal

power depart from their ideal behavior, showing compression. The point X at the intersec-

tion of the two solid lines of ideal behavior indicates the IIP3. Figure 38 shows a 1-dB

compression point of -8 dBm.

Two-Tone Output Product

IIP3 Simulation

6.96 6.98 7.00 7.02 7.046.94 7.06

-80

-60

-40

-20

-100

0

freq, MHz

Spectrum, dBm

m3 m5

m3freq=Spectrum_zoomed_d=-14.462

6.990MHz

m5freq=Spectrum_zoomed_d=-14.463

7.010MHz

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 59

As for the Figure 38, the two curves show the ideal and the real fundamental signals.

When the input is low, both the ideal and the fundamental are linear but at some point the

fundamentals compress. When the difference between the two curves is 1 dBm, there we

have the 1-dB compression point.

P1-dB Compression Point

4.8.3 Noise Figure

With a LO power level of 0 dBm, we obtained a SSB noise figure of 9.3 dB (Figure

39) and a DSB noise figure of 6 dB (Figure 40). This value is in agreement with the WiMax

standards [16].

-25 -20 -15 -10 -5 0 5 10-30 15

-20

-10

0

10

-30

20

m3m2

m3P_RF=PIF_DwnConv_dBm=-3.149

-8.000

m2P_RF=Pideal_IF_Down=-2.154

-8.000Ou

tpu

t P

ow

er (

dB

m)

Input Power (dBm)

Ideal Signal Fundamental Signal

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 60

SSB Noise Figure

DSB Noise Figure

4.9. Co-simulation and Layout

4.9.1 Transmission Line:

Different transmission line widths were considered to get the 50Ω characteristic

impedance. As seen in Figure 41, the most suitable transmission line width that can pro-

vides 50Ω characteristic impedance is around 70µm.

-4 -2 0 2-6 4

9.5

10.0

10.5

11.0

9.0

11.5

LO Power, dBm

Noise Figure (dB)

-4 -2 0 2-6 4

6

7

8

5

9

LO Power, dBm

Noise Figure, dB

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 61

Characteristic impedance for 70 µm width

4.9.2 Layout Design

In the process of generating layout, note that the passive components used in this

design are already built-in and taken from the design kit provided by “Win Semiconductor

Crop.”

The first stage to be implemented is the LO stage (Figure 42) and its co-simulation

setup is shown in Figure 43. Using the same approach, all stages were implemented one by

one in the layout and co-simulated to compare their performance with the equivalent sche-

matic results. This technique is time consuming but it assures a good control on the layout

generation in terms of performance degradation minimization while switching from sche-

matic to layout. The layout ground is consider to be ideal. The full Gilbert-cell mixer layout

is displayed in Figure 44 while the full co-simulation is displayed in Figure 45.

EqnMyabcd=stoabcd(S,50)

EqnZ0=sqrt(Myabcd(1,2)/Myabcd(2,1))

m1freq=mag(Z0)=50.043

3.500GHz

5 10 15 20 25 30 350 40

50.00

50.05

50.10

50.15

50.20

49.95

50.25

freq, GHz

mag(Z0)

m1

m1freq=mag(Z0)=50.043

3.500GHz

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 62

Layout of the LO Stage

Co-simulation for LO Stage

V3

V3

V3

VAR

VAR4

Vrf _bias=0. 5

Ra=750

Vlo_bias=1. 4

E q n

V a r

V_DC

SRC3

Vdc=Vr f _bias V

R

R18

R=1 kO hm

R

R19

R=1 kO hm

Port

I Nm

Num=6

Por t

I Np

Num =5

PL1510CAPA

CAPA3

C=8. 901 pF

Dmc=0

L=150. 0 um

W=150. 0 um

M E T 2M E T 1

PL1510CAPA

CAPA4

C=8. 901 pF

Dmc=0

L=150. 0 um

W=150. 0 um

M E T 2M E T 1

C

C13

C=10 nF

C

C12

C=10 nF

PL1510TFR

TFR8

R=19. 78 O hm

Dt r =0

L=20. 0 um

W=50. 0 um

MET1

MET1

PL1510TFR

TFR7

R=19. 78 O hm

Dt r=0

L=20. 0 um

W=50. 0 um

MET1

MET1

Por t

O UTm

Num =4

Por t

O UTp

Num=3

PL1510CPW

CPW2

Dvt o=0 V

Ugw=50 um

NO F=8

M E T 1M E T 1

M E T 1

M E T 1

PL1510CPW

CPW1

Dvt o=0 V

Ugw=50 um

NO F=8

M E T 1M E T 1

M E T 1

M E T 1

PL1510TFR

TFR5

R=708. 85 O hm

Dt r =5

L=95. 0 um

W=40. 0 um

MET1

MET1

PL1510TFR

TFR6

R=708. 85 O hm

Dt r =5

L=95. 0 um

W=40. 0 um

MET1

MET1

PL1510TFR

TFR2

R=273. 9 O hm

Dt r=0

L=55. 0 um

W=10. 0 um

MET1

MET1

PL1510TFR

TFR1

R=273. 9 O hm

Dt r =0

L=55. 0 um

W=10. 0 um

MET1

MET1

V_DC

SRC5

Vdc=VDD V

PL1510CPW

CPW7

Dvt o=0 V

Ugw=25 um

NOF=2

M E T 1M E T 1

M E T 1

M E T 1

V_DC

SRC1

Vdc=VDD

PL1510CPW

CPW36

Dvt o=0 V

Ugw=50 um

NOF=2

M E T 1M E T 1

M E T 1

M E T 1

PL1510TFR

TFR4

R=2895. 4 O hm

Dt r =5

L=97 um

W=10 um

M E T 1M E T 1

PL1510CPW

CPW35

Dvt o=0 V

Ugw=25 um

NOF=2

M E T 1M E T 1

M E T 1

M E T 1

PL1510TFR

TFR3

R=17. 78 O hm

Dt r =0

L=18 um

W=50. 0 um

MET1

MET1

PL1510CPW

CPW8

Dvt o=0 V

Ugw=25 um

NOF=2

M E T 1M E T 1

M E T 1

M E T 1

PL1510CAPA

CAPA2

C=8. 901 pF

Dmc=0

L=150. 0 um

W=150. 0 um

M E T 2M E T 1

PL1510CAPA

CAPA1

C=8. 901 pF

Dmc=0

L=150. 0 um

W=150. 0 um

M E T 2M E T 1

Por t

LO m

Num=2

Port

LO p

Num=1

R

R21

R=1 kO hm

R

R20

R=1 kO hm

V_DC

SRC4

Vdc=Vlo_bias V

banch_t est 12233augst o12LO _st age_72W

banch_t est 12233augst o12LO _st age_72W_1

ModelType=MW

M L I N M 1 _ 9 M L I N M 1 _ 8 M L I N M 1 _ 7

M L I N M 1 _ 2

M L I N M 1 _ 5

M L I N M 1 _ 1

M L I N M 1 _ 6

M L I N M 1 _ 1 0

C R S M 1 _ 1

M L I N M 1 _ 1 4 M L I N M 1 _ 1 3 M L I N M 1 _ 1 2M L I N M 1 _ 1 1

M L I N M 1 _ 1 5M L I N M 1 _ 1 7 M L I N M 1 _ 1 8 M L I N M 1 _ 1 9T M 1 _ 1

T M 1 _ 2M L I N M 1 _ 2 0 M L I N M 1 _ 2 1 M L I N M 1 _ 2 2M L I N M 1 _ 2 3

M L I N M 1 _ 2 7

M L I N M 1 _ 2 6

M L I N M 1 _ 2 5

M L I N M 1 _ 2 4

C R S M 1 _ 2

M L I N M 1 _ 2 8M L I N M 1 _ 2 9 M L I N M 1 _ 3 0 M L I N M 1 _ 3 1

M L I N M 1 _ 3 2M L I N M 1 _ 3 5M L I N M 1 _ 3 4M L I N M 1 _ 3 3

P L 1 5 1 0 M L I N _ M E T 1 P L 1 5 1 0 M L I N _ M E T 1P L 1 5 1 0 M L I N _ M E T 1

P L 1 5 1 0 M L I N _ M E T 1

P L 1 5 1 0 M L I N _ M E T 1

P L 1 5 1 0 M L I N _ M E T 1

P L 1 5 1 0 M L I N _ M E T 1

P L 1 5 1 0 M L I N _ M E T 1

P L 1 5 1 0 _ M C R S _ M E T 1

P L 1 5 1 0 M L I N _ M E T 1 P L 1 5 1 0 M L I N _ M E T 1P L 1 5 1 0 M L I N _ M E T 1P L 1 5 1 0 M L I N _ M E T 1

P L 1 5 1 0 M L I N _ M E T 1P L 1 5 1 0 M L I N _ M E T 1

P L 1 5 1 0 M L I N _ M E T 1P L 1 5 1 0 M L I N _ M E T 1P L 1 5 1 0 _ M T E E _ M E T 1

P L 1 5 1 0 _ M T E E _ M E T 1P L 1 5 1 0 M L I N _ M E T 1P L 1 5 1 0 M L I N _ M E T 1P L 1 5 1 0 M L I N _ M E T 1P L 1 5 1 0 M L I N _ M E T 1

P L 1 5 1 0 M L I N _ M E T 1

P L 1 5 1 0 M L I N _ M E T 1

P L 1 5 1 0 M L I N _ M E T 1

P L 1 5 1 0 M L I N _ M E T 1

P L 1 5 1 0 _ M C R S _ M E T 1

P L 1 5 1 0 M L I N _ M E T 1P L 1 5 1 0 M L I N _ M E T 1 P L 1 5 1 0 M L I N _ M E T 1 P L 1 5 1 0 M L I N _ M E T 1

P L 1 5 1 0 M L I N _ M E T 1P L 1 5 1 0 M L I N _ M E T 1P L 1 5 1 0 M L I N _ M E T 1P L 1 5 1 0 M L I N _ M E T 1

PL1510CPW

CPW38

Dvt o=0 V

Ugw=25 um

NO F=2

MET1 MET1

MET1

MET1

PL1510CPW

CPW40

Dvt o=0 V

Ugw=25 um

NOF=2

M E T 1M E T 1

M E T 1

M E T 1

PL1510CPW

CPW39

Dvt o=0 V

Ugw=25 um

NOF=2

M E T 1M E T 1

M E T 1

M E T 1

PL1510CPW

CPW37

Dvt o=0 V

Ugw=25 um

NOF=2

MET1 MET1

MET1

MET1

Page 73: Down-Converter Gilbert-Cell Mixer for WiMax Applications

Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 63

Gilbert Cell Mixer Full Layout

1130 µm

127

0 µ

m

Page 74: Down-Converter Gilbert-Cell Mixer for WiMax Applications

Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 64

Full Co-simulation Schematic for Gilbert Cell Mixer

4.9.3 Co-simulation Results

The following subsection shows the co-simulation results of the conversion gain,

linearity and noise figure for the designed down-converter Gilbert cell mixer.

Page 75: Down-Converter Gilbert-Cell Mixer for WiMax Applications

Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 65

Conversion Gain

Figure 46 displays the conversion gain while sweeping the LO power. For the se-

lected LO power of 0 dBm, the conversion gain from co-simulation is found equal to 5.1

dB.

Co-simulation: Conversion Gain vs. LO Power Level

Linearity

Linearity can be evaluated by IIP3, IIP2 and P1-dB compression points. Figure 47

shows the co-simulation results for both IIP3 and IIP2. The co-simulation achieved an IIP3

of about 1.5 dBm and an IIP2 of 36 dBm. The co-simulation result for a P1-dB compression

point is -8dBm.

-4 -2 0 2-6 4

2.5

3.0

3.5

4.0

4.5

5.0

2.0

5.5

LO Power, dBm

ConvGain_Down

Page 76: Down-Converter Gilbert-Cell Mixer for WiMax Applications

Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 66

Co-simulation Results for IIP3 and IIP2

Noise Figure

A SSB noise figure of 11.6 dB was achieved for 0dBm LO power (Figure 48). As

for the DSB noise figure, it attained 8.4 dB at 0 dBm (Figure 49).

Co-simulation: SSB Noise Figure

-4 -2 0 2-6 4

11.5

12.0

12.5

13.0

13.5

11.0

14.0

LO Power, dBm

Noise Figure (dB)

Page 77: Down-Converter Gilbert-Cell Mixer for WiMax Applications

Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 67

Co-simulation: DSB Noise Figure

4.10. Coupler or Baluns

In RF transceivers, most mixers are designed as differential circuits. Therefore, to

supply differential RF signals from a single-ended RF signal, a coupler or balun is required.

Baluns can be categorized as active baluns or passive baluns [56]. Passive baluns include

power dividers, branch line couplers (90ᵒ) and rate-race couplers (180ᵒ). In this thesis, the

rate-race coupler was retained because the circuit that has been designed requires a 180ᵒ

phase shift between signals. Figure 50 demonstrates different type of rate-race power di-

vider where the input, output and isolated ports allocated as clarified in Table 12. Figure

51 presents the Rate-Race coupler configuration including the transmission line impedance

and wavelength that should be designed.

-4 -2 0 2-6 4

8.5

9.0

9.5

10.0

8.0

10.5

LO Power, dBm

Noise Figure, dB

Page 78: Down-Converter Gilbert-Cell Mixer for WiMax Applications

Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 68

Power Divider Circuits Configurations [58]

Table 12 Rate-Race Ports Situations

Input Port Output Ports Isolated Port Phase difference between output ports

1 2,4 3 180

2 1,3 4 0

3 2,4 2 0

4 1,3 1 180

Page 79: Down-Converter Gilbert-Cell Mixer for WiMax Applications

Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 69

Rate-Race Coupler configuration [59]

In the Rate-Race coupler design, the width, length and radius of the transmission

line displayed in Figure 51 have been calculated using the LinCalc tool from ADS. The

results of this calculation are 27 µm of width, 7000 µm of length and 7400µm of radius.

By looking for these results, the length and the radius are too large. Hence, the layout size

is going to be large and impossible to fabricate.

The coupler layout size is illustrated in Figure 52. Using passive balun has ad-

vantage such as no dc power consuming. On the other hand, using inductors and micostrip

line makes the design more lossy and hard to fabricate due to its size and cost [60]. There-

fore, we looked for another option to apply instead of using passive coupler. Active baluns

are a good alternative for WiMax application as reported in [56].

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 70

Rate-Race Coupler Size

4.10.1 Active Balun

Active baluns use active components such as transistors to convert the single-ended

signal to differential ones and vice versa. Active baluns could be allocated in two ways

such as in the front of LNA block as illustrated in Figure 53 or between the LNA and the

mixer as seen in Figure 54. However, since active baluns usually exhibit high noise figure,

the second configuration is the most widely used to implement these baluns as illustrated

in Figure 54.

Active balun connected to LNA [56]

Page 81: Down-Converter Gilbert-Cell Mixer for WiMax Applications

Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 71

Active balun as intermediate block between LNA and Mixer [56]

In practical design, there are varieties of circuit configurations to implement active

baluns with gain like the common-gate/source configuration illustrated in Figure 55 (a) or

the differential configuration shown in Figure 55 (b). Figure 56 shows the simplest topol-

ogy of active balun with a single transistor, which gain is less than unity [56]. The main

concept of these topologies is to achieve phase difference of 180o between the two output

nodes (RFout1 and RFout2) [56]. In fact, the main complexity to design active baluns is to

achieve balanced gain between the two phases shifted ports.

(a) (b)

Active baluns circuits (a) Common-gate with common source (b) Differen-tial [56]

Page 82: Down-Converter Gilbert-Cell Mixer for WiMax Applications

Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 72

Common source/drain active balun circuit [56]

Using active baluns can provide gain and consume less chip area which is very

important in our design; however, it is more complex to implement. Therefore, the design

of active baluns is left as future work.

4.11. Discussion

To conclude this Chapter, a GaAs pHEMT transistor was first selected and its size

optimized for optimum trade-off between gain, noise figure and power consumption, while

meeting design requirements. With a transistor width of 25×2 µm, a DC simulation was

performed and a DC analysis applied to determine the proper bias points for the circuits.

Then, basic operation of Gilbert cell mixer was explained and improvement techniques

introduced. The current bleeding or charge injection technique was retained to optimize the

Gilbert cell performance. Next, the full schematic of the down converter Gilbert cell mixer

was simulated and the results discussed.

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Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 73

Finally, a layout was generated, a co-simulation performed, and the obtained results

successfully compared to those obtained by the schematic.

In Table 13, a comparison was made between the co-simulation results and those

obtained by the schematic including conversion gain, noise figure, IIP3 and IIP2. Figure

57, Figure 58 and Figure 59 show the mixer results in terms of conversion gain and noise

figure for both schematic and co-simulation. Also, the conversion gain and noise figure

were simulated over the RF frequency as seen in Figure 60 and Figure 61. Finally, Table

14 shows the comparison of our designed Gilbert cell mixer performance with published

works.

Conversion Gain Comparison

3.00

5.00

7.00

-6.00 -4.00 -2.00 0.00 2.00 4.00

Co

nve

rsio

n G

ain

, d

B

LO Power, dB

Schematic LAYOUT

Page 84: Down-Converter Gilbert-Cell Mixer for WiMax Applications

Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 74

DSB Noise Figure Comparison

SSB Noise Figure Comparison

5.00

6.00

7.00

8.00

9.00

10.00

11.00

-6.00 -4.00 -2.00 0.00 2.00 4.00

No

ise

Fig

ure

, d

B

LO Power, dB

Schematic Co-simulation

9.00

10.00

11.00

12.00

13.00

14.00

-6.00 -4.00 -2.00 0.00 2.00 4.00

No

ise

Fig

ure

, d

B

LO Power, dB

Schematic Co-simulation

Page 85: Down-Converter Gilbert-Cell Mixer for WiMax Applications

Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 75

Co-simulation: noise figure vs. RF frequency

Co-simulation: conversion gain vs. RF frequency

10

11

12

13

14

15

16

17

18

3.475 3.48 3.485 3.49 3.495 3.5 3.505 3.51 3.515 3.52 3.525

No

ise

Fig

ure

,dB

RF frequency (GHz)

-4

-2

0

2

4

6

8

10

3.475 3.48 3.485 3.49 3.495 3.5 3.505 3.51 3.515 3.52 3.525

Co

nve

rsio

n G

ain

, d

B

RF frequency (GHz)

Conversion Gain vs. RF Frequency

Page 86: Down-Converter Gilbert-Cell Mixer for WiMax Applications

Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 76

Table 13 Gilbert Cell Mixer Results Comparison

Schematic Co-simulation Design Specifications

Conversion Gain 5.7 dB 5.1 dB Minimum 5 dB

Noise Figure (SSB) 9.3 dB 11.6 dB Maximum 11 dB

Noise Figure (DSB) 6 dB 8.4 dB Maximum 8 dB

IIP3 1 dBm 1.5 dBm Minimum 0.3 dBm

OIP3 6.7 dB 6.6 dBm Minimum 5.3 dBm

P1-dB Compression -8 dBm -8 dBm -9.7 dBm

IIP2 39 dBm 36 dBm 32.4 dBm

As seen in the above table, there are slight differences between the design specifi-

cations constraints and the obtained results. In terms of conversion gain, the result that

achieved in both schematic and co-simulation is better than the design specifications. This

implies higher noise figure. So if the schematic noise figure for both SSB and DSB met the

specifications, the co-simulation noise figures are slightly higher than the design specifi-

cations, mainly due to transmission line losses and parasitic coupling in layout.

Page 87: Down-Converter Gilbert-Cell Mixer for WiMax Applications

Chapter 4. Gilbert Cell Mixer: Design, Implementation, and Results 77

Table 14 Mixer Performance Compared with Published Works

Ref Technology Topology RF freq.

(GHz)

IF freq.

(MHz)

PLO

(dBm)

P-1dB

(dBm)

Gc

(dB)

IIP3

(dBm)

IIP2

(dBm)

NF

(SSB)

Pdiss

(mW)

[23] 0.15 µm In-

GaAs pHEMT

Gilbert-

Cell

2.6 0 -6 6 -0.1 41 11

(DSB)

30

[38] 0.18 µm

CMOS

Gilbert-

Cell

2.4 10 -6 -9.8 0.44 10 N/A 11.4 5

[61] 0.18µm RF

CMOS

LNFM

based Gil-

bert**

3.5 20 -20* -21 10.96 -11 N/A 6.5 10

[12] 0.18µm RF

CMOS

Gilbert-

Cell can-

celation

2-11 20 0 N/A 21 5 N/A 22 12

Specs 0.15µm GaAs

pHEMT

Gilbert-

Cell

3.5 7 0 -4.7 5 0.3 32.4 11 39.6

Co-simula-

tion

0.15µm GaAs

pHEMT

Gilbert-

Cell

3.5 7 0 -8 5.1 1.5 36 11.6 39.6

Schematic

0.15µm GaAs

pHEMT

Gilbert-

Cell

3.5 7 0 -8 5.7 1 39 9.3 39.6

*RF Power **Low Noise Figure Mixer

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Chapter 5. Conclusions 78

Chapter 5. Conclusions

5.1. Summary

In thesis, the design of down converter Gilbert cell mixer for WiMax application

was explored. This implementation was performed using the 0.15µm GaAs pHEMT tech-

nology process provided by “Win Semiconductor Crop. (WSC)”. In WiMax, direct con-

version architecture exhibits better performance compared to other configurations. It has

high level of integration and less blocks, thus saves cost and power. From the WiMax re-

quirements, taken from the IEEE 802.16 standard, a link budget for the down converter

mixer was calculated including main design parameters.

Then, different mixer topologies were discussed and the Gilbert cell mixer was re-

tained due to its better performance in terms of LO/RF/IF ports isolation, suitable gain,

adequate linearity and even harmonics cancelation compared to other mixer types includ-

ing single, dual-gate, and single balanced transistor mixers.

The Gilbert cell mixer design was implemented using GaAs HEMT semiconductors

due their advantages of high noise performance, high transconductance (gm) and high cut-

off frequency (ft). To further improve the performance of the designed Gilbert cell, differ-

ent configurations were proposed such as the folded mixer, current reuse mixer, and current

bleeding mixer. The current bleeding or charge injection technique was utilized because it

reduces the voltage in the LO and RF stages while increasing the conversion gain in the

RF stage by injecting more current.

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Chapter 5. Conclusions 79

The selected transistor was sized based on low noise figure and low power con-

sumption. Also, the DC analysis was performed in order to specify the bias point for dif-

ferent design stages. Furthermore, a harmonic balance simulation was achieved to deter-

mine the main parameters of the Gilbert cell mixer including conversion gain, IIP3, OIP3,

P1-dB, IIP2 and NF. The full Gilbert cell schematic was implemented and its design pa-

rameters successfully compared to the co-simulation results.

Finally, due to the mixer differential configuration, RF and LO inputs and IF output

should be converted to single ended by using real couplers/baluns. Using a passive coupler,

like a Rate-Race coupler, was an option due to its advantage of no dc power consuming;

however, a problem has been faced in terms of large size. Therefore, we had to look for

other options to use it as an alternative design. We found that active baluns can be the

proper selection for WiMax application because they show advantages of small size while

generating gain, but at the expense of more design complexity. Hence, the active balun

design was left as future work.

5.2. Future Work

The down converter Gilbert cell mixer was designed for WiMax technologies to

work at 3.5 GHz. The design presents good performance and is compatible with other ex-

isting designs. The Gilbert cell mixer achieves 5.1 dB of conversion gain, 1.5 dBm of IIP3,

36 dBm of IIP2 and 11.6 and 8.4 of single side band (SSB) and double side band (DSB)

noise figure, respectively.

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Chapter 5. Conclusions 80

The following recommendations can be considered to further expand the direction

of research:

• Inductive resonator could be utilized to reduce noise figure and improve conver-

sion gain of Gilbert cell mixer as reported in [62].

• Due to large size and high cost in designing passive hybrids, active baluns need

to be designed and implemented at RF, LO and IF ports. Matching networks could

be required once the active baluns will be connected at the ports.

• The present work could be extended to mobile systems, which will require rede-

fining specifications to be met. One of the major design objectives will involve dc

power minimization.

• Designing a device which can operate with different applications, i.e., a multi-

band multi-mode mixer.

Page 91: Down-Converter Gilbert-Cell Mixer for WiMax Applications

References 81

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