5
886 Texas Bar Journal • December 2015 texasbar.com matters pending against him alleging that he neglected the legal matters entrusted to him, failed to keep his clients reasonably informed about the status of their legal matters, and failed to promptly comply with rea- sonable requests for information. Bergman also failed to explain a mat- ter to the extent reasonably neces- sary to permit his client to make an informed decision regarding the rep- resentation. Bergman also entered into a business transaction with a client without advising the client to seek the advice of independent counsel, failed to refund advance payments of fees that had not been earned, and failed to respond to grievances. Bergman violated Rules 1.01(b)(1), 1.03(a), 1.03(b), 1.08(a), 1.15(d), and 8.04(a)(8). On October 20, 2015, the Supreme Court of Texas accepted the resignation in lieu of discipline of Walter E. Demond [#05736600], 68, of Austin. At the time of Demond’s resignation, two judg- ments of conviction by jury had been entered in case numbers CR- 1016 Counts I and III, styled The State of Texas v. Walter Demond, in the 424th District Court of Blanco County, wherein the respondent was found guilty of misapplication of fiduciary property and money laun- dering and was committed to the custody of the Correctional Institu- tions Division of the Texas Depart- ment of Criminal Justice to be imprisoned for a total term of 10 years to be served concurrently. The court suspended the confinement and placed Demond on community supervision for 10 years to be served concurrently and ordered him to pay a fine of $10,000, court costs of $378, and restitution of $212,000. These convictions would subject Demond to compulsory discipline. On October 20, 2015, the Supreme Court of Texas accepted the resigna- tion in lieu of discipline of Eric Lee Fredrickson [#00790715], 52, of Tacoma, Washington. Fredrickson previously resigned from the practice of law in Washington before the Dis- ciplinary Board of the Washington State Bar Association in a matter styled In re Eric Lee Fredrickson, Lawyer, Bar No. 44759, Proceeding No. 15#00020. That resignation in lieu of discipline would subject Fredrickson to reciprocal discipline. On October 20, 2015, the Supreme Court of Texas accepted the resignation in lieu of disci- pline of James Robert Smith [#18621500], 72, of Houston. At the time of Smith’s resignation, there were 13 disciplinary matters pending against him alleging that he neglected the legal matters entrusted to him, failed to keep his clients reasonably informed about the status of their legal matters, and failed to promptly comply with reasonable requests for information. Smith also entered into a business transaction with a client without giving an opportunity for the client to seek the advice of inde- pendent counsel, failed to hold funds and other property belonging in whole or in part to his clients that were in his possession separate from his own property, and upon termina- tion of the representation, failed to refund advance payments of fees that had not been earned. Smith also engaged in conduct involving dishonesty, fraud, deceit, or misrep- resentation and failed to respond to grievances. JUDICIAL ACTIONS On September 22, 2015, the State Commission on Judicial Conduct issued a public warning and order of additional education to Jacqueline Wright, justice of the peace of Precinct 4 in Fort Worth, Tarrant County. Wright violated Canons 2A and 4A(1) of the Texas Code of Judi- cial Conduct and Article V, Section 1-a(6) of the Texas Constitution. RESIGNATIONS On August 28, 2015, the Supreme Court of Texas accepted the resigna- tion in lieu of discipline of Peter A. Bergman [#02198400], 65, of Hous- ton. At the time of Bergman’s resig- nation, there were five disciplinary DISCIPLINARY ACTIONS Contact the Office of Chief Disciplinary Counsel at (512) 453-5535, the Board of Disciplinary Appeals at (512) 475-1578 or txboda.org, or the State Commission on Judicial Conduct at (512) 463-5533. ATTORNEY GRIEVANCES DON’T REPRESENT YOURSELF! How often do you advise clients to represent themselves when accused of wrongdoing? Why give yourself different advice? CONSULTATION OR REPRESENTATION STEVEN L. LEE OVER 30 YEARS EXPERIENCE 11 years experience with the State Bar of Texas as Assistant and Deputy General Counsel as well as Acting General Counsel LAW OFFICE OF STEVEN L. LEE, P.C. 1411 WEST AVENUE, SUITE 100 AUSTIN, TEXAS 78701 (512) 215-2355 Representing Lawyers & Law Students Since 1991 STATEWIDE REPRESENTATION

Disciplinary Actions - University of Houston Law …...On August 24, 2015, Gary A. Hinchman [#09684350], 60, of Houston, received a one-year fully probated suspension effective Au-gust

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Page 1: Disciplinary Actions - University of Houston Law …...On August 24, 2015, Gary A. Hinchman [#09684350], 60, of Houston, received a one-year fully probated suspension effective Au-gust

886 Texas Bar Journal • December 2015 texasbar.com

matters pending against him allegingthat he neglected the legal mattersentrusted to him, failed to keep hisclients reasonably informed aboutthe status of their legal matters, andfailed to promptly comply with rea-sonable requests for information.Bergman also failed to explain a mat-ter to the extent reasonably neces-sary to permit his client to make aninformed decision regarding the rep-resentation. Bergman also enteredinto a business transaction with aclient without advising the client toseek the advice of independentcounsel, failed to refund advancepayments of fees that had not beenearned, and failed to respond togrievances.

Bergman violated Rules 1.01(b)(1),1.03(a), 1.03(b), 1.08(a), 1.15(d),and 8.04(a)(8).

On October 20, 2015, theSupreme Court of Texas acceptedthe resignation in lieu of disciplineof Walter E. Demond [#05736600],68, of Austin. At the time ofDemond’s resignation, two judg-ments of conviction by jury hadbeen entered in case numbers CR-1016 Counts I and III, styled TheState of Texas v. Walter Demond, inthe 424th District Court of BlancoCounty, wherein the respondent wasfound guilty of misapplication offiduciary property and money laun-dering and was committed to thecustody of the Correctional Institu-tions Division of the Texas Depart-ment of Criminal Justice to beimprisoned for a total term of 10years to be served concurrently. Thecourt suspended the confinementand placed Demond on communitysupervision for 10 years to be servedconcurrently and ordered him to paya fine of $10,000, court costs of

$378, and restitution of $212,000.These convictions would subjectDemond to compulsory discipline.

On October 20, 2015, the SupremeCourt of Texas accepted the resigna-tion in lieu of discipline of Eric LeeFredrickson [#00790715], 52, ofTacoma, Washington. Fredricksonpreviously resigned from the practiceof law in Washington before the Dis-ciplinary Board of the WashingtonState Bar Association in a matterstyled In re Eric Lee Fredrickson,Lawyer, Bar No. 44759, ProceedingNo. 15#00020. That resignation inlieu of discipline would subjectFredrickson to reciprocal discipline.

On October 20, 2015, theSupreme Court of Texas acceptedthe resignation in lieu of disci-pline of James Robert Smith[#18621500], 72, of Houston. At thetime of Smith’s resignation, therewere 13 disciplinary matters pendingagainst him alleging that he neglectedthe legal matters entrusted to him,failed to keep his clients reasonablyinformed about the status of theirlegal matters, and failed to promptlycomply with reasonable requests forinformation. Smith also entered intoa business transaction with a clientwithout giving an opportunity forthe client to seek the advice of inde-pendent counsel, failed to hold fundsand other property belonging inwhole or in part to his clients thatwere in his possession separate fromhis own property, and upon termina-tion of the representation, failed torefund advance payments of feesthat had not been earned. Smithalso engaged in conduct involvingdishonesty, fraud, deceit, or misrep-resentation and failed to respond togrievances.

JUDICIAL ACTIONS

On September 22, 2015, the StateCommission on Judicial Conductissued a public warning and order ofadditional education to JacquelineWright, justice of the peace ofPrecinct 4 in Fort Worth, TarrantCounty. Wright violated Canons 2Aand 4A(1) of the Texas Code of Judi-cial Conduct and Article V, Section1-a(6) of the Texas Constitution.

RESIGNATIONS

On August 28, 2015, the SupremeCourt of Texas accepted the resigna-tion in lieu of discipline of Peter A.Bergman [#02198400], 65, of Hous-ton. At the time of Bergman’s resig-nation, there were five disciplinary

DISCIPLINARY ACTIONS

Contact the Office of Chief Disciplinary Counsel at (512) 453-5535,the Board of Disciplinary Appeals at (512) 475-1578 or txboda.org,

or the State Commission on Judicial Conduct at (512) 463-5533.

ATTORNEY GRIEVANCES

DON’T REPRESENT YOURSELF!

How often do you advise clients to representthemselves when accused of wrongdoing?

Why give yourself different advice?

CONSULTATION OR REPRESENTATION

STEVEN L. LEEOVER 30 YEARS EXPERIENCE

11 years experience with the State Bar of Texas as Assistant and Deputy General

Counsel as well as Acting General Counsel

LAW OFFICE OFSTEVEN L. LEE, P.C.1411 WEST AVENUE, SUITE 100

AUSTIN, TEXAS 78701

(512) 215-2355

Representing Lawyers & Law Students Since 1991

STATEWIDE REPRESENTATION

Page 2: Disciplinary Actions - University of Houston Law …...On August 24, 2015, Gary A. Hinchman [#09684350], 60, of Houston, received a one-year fully probated suspension effective Au-gust

texasbar.com/tbj Vol. 78, No. 11 • Texas Bar Journal 887

Smith violated Rules 1.01(b)(1),1.03(a), 1.08(a), 1.14(a), 1.15(d),8.04(a)(3), and 8.04(a)(8).

SUSPENSIONS

On October 19, 2015, William L.Baskette [#01871400], 60, of SanAntonio, agreed to a six-monthfully probated suspension effectiveNovember 1, 2015. The District 10Grievance Committee found thatBaskette neglected a client matterand failed to keep a client reasonablyinformed.

Baskette violated Rules 1.01(b)(1)and 1.03(b). He was ordered to pay$3,000 in restitution and $500 inattorneys’ fees and direct expenses.

On October 5, 2015, Adam ThomasFroeschl [#24076390], 30, of SanAntonio, agreed to a two-year par-tially probated suspension effectiveOctober 1, 2015, with the first sixmonths actively served and theremainder probated. The District 10Grievance Committee found thatFroeschl neglected client matters,failed to keep clients reasonablyinformed, failed to return unearnedfees paid to him, and failed torespond to grievances.

Froeschl violated Rules 1.01(b)(1),1.01(b)(2), 1.03(a), 1.15(d), and8.04(a)(8). He was ordered to pay$1,800 in restitution and $800 inattorneys’ fees and direct expenses.

On September 15, 2015, WillieStephen Graves [#08313010], 62,of San Antonio, accepted a six-month fully probated suspensioneffective September 1, 2015. The45th Civil District Court of BexarCounty found that Graves commit-ted professional misconduct by vio-lating Rules 1.03(a) [failing to keep aclient reasonably informed about thestatus of a matter and promptly com-ply with reasonable requests for infor-mation], 1.14(a) [failing to holdfunds and other property belongingin whole or part to clients or third

of the District 4 Grievance Commit-tee found that Hinchman failed tokeep his client reasonably informedabout the status of her divorce andfurther failed to promptly complywith her reasonable requests forinformation. In addition, upon ter-mination of his representation,Hinchman failed to refund advancepayments of fees that had not beenearned and also failed to complywith requests for the return of theclient’s file.

Hinchman violated Rules 1.03(a)and 1.15(d). He was ordered to pay$2,000 in restitution and $1,396.95in attorneys’ fees and direct expenses.

On September 23, 2015, Scott K.Huber [#24013905], 48, of Dallas,received a 12-month partially pro-bated suspension effective October15, 2015, with the first three monthsactively suspended and the remain-

persons in a lawyer’s possession sepa-rate from the lawyer’s own property],and 1.14(b) [failing to promptlydeliver to the client or third personany funds or other property that theclient or third person is entitled toreceive].

Graves was ordered to pay $1,100in attorneys’ fees and direct expenses.

On September 21, 2015, Paul H.Guillotte Jr. [#08597100], 52, ofAthens, received a 24-month fullyprobated suspension effective Octo-ber 1, 2015. On March 12, 2013,Guillotte was hired to defend a per-sonal injury matter and was paid$10,000. Upon request, Guillottefailed to promptly render a fullaccounting of the attorneys’ feespaid. Upon termination of represen-tation, Guillotte failed to refundadvance payments of fees that hadnot been earned.

Guillotte violated Rules 1.14(b)and 1.15(d). He was ordered to pay$5,000 in restitution and $1,500 inattorneys’ fees and direct expenses.

On October 21, 2015, BrianAnthony Hamner [#24041050], 40,of San Antonio, agreed to a two-yearpartially probated suspension withthe first seven months activelyserved and the remainder probated.The District 10 Grievance Com-mittee found that Hamner neglecteda client matter, failed to communi-cate with a client, failed to returnthe unearned portion of the fees,and engaged in conduct involvingmisrepresentation.

Hamner violated Rules 1.01(b)(1),1.03(a), 1.03(b), 1.15(d), and 8.04(a)(3).He was ordered to pay $5,200 inrestitution and $1,100 in attorneys’fees and direct expenses.

On August 24, 2015, Gary A.Hinchman [#09684350], 60, ofHouston, received a one-year fullyprobated suspension effective Au-gust 24, 2015. An evidentiary panel

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Page 3: Disciplinary Actions - University of Houston Law …...On August 24, 2015, Gary A. Hinchman [#09684350], 60, of Houston, received a one-year fully probated suspension effective Au-gust

888 Texas Bar Journal • December 2015 texasbar.com

explain the civil matter to the extentreasonably necessary to permit thecomplainant to make informed deci-sions regarding the legal representa-tion. Parker further failed to timelyfurnish to the Office of Chief Disci-plinary Counsel a response or otherinformation as required by the TexasRules of Disciplinary Procedure. Hedid not in good faith timely assert aprivilege or other legal ground for hisfailure to do so.

Parker violated Rules 1.02(a)(1),1.03(a), 1.03(b), and 8.04(a)(8). Hewas ordered to pay $3,000 in restitu-tion and $3,000 in attorneys’ feesand direct expenses.

On August 12, 2015, Jon PhillipThomas [#24037593], 37, of Hous-ton, received a three-year partiallyprobated suspension effective March12, 2015, with the first year activelysuspended and the remaining twoyears probated. An evidentiary panelof the District 4 Grievance Commit-tee found that Thomas neglected thelegal matter entrusted to him, failedto keep his client reasonably informedabout the status of his legal matter,and failed to promptly comply withreasonable requests for information.Upon termination of representation,Thomas failed to surrender papersand property to which the client wasentitled and failed to refund advancepayments of fees that had not beenearned. Thomas practiced law in ajurisdiction where doing so violatedthe regulation of the legal professionin that jurisdiction; engaged in con-duct involving dishonesty, fraud,deceit, or misrepresentation; andfailed to timely furnish to the Officeof Chief Disciplinary Counsel aresponse or other information asrequired by the Texas Rules of Disci-plinary Procedure.

Thomas was ordered to pay $1,300in restitution and $220 in attorneys’fees and direct expenses.

Thomas has filed a notice ofappeal.

Order Granting Petitioner’s Motionfor Discovery Sanctions entered onMarch 11, 2015; and $972.88 indirect expenses.

On October 7, 2015, Randall DaleParker [#24025583], 44, of Dallas,received a 12-month partially pro-bated suspension effective October15, 2015, with the first three monthsactively suspended and the remain-der probated. An evidentiary panelof the District 6 Grievance Commit-tee found that after Parker was hiredas legal counsel on August 25, 2009,he failed to abide by the com-plainant’s decisions concerning theobjectives and general methods ofrepresentation, failed to keep thecomplainant reasonably informedabout the case, and failed to promptlycomply with reasonable requests forinformation about the status of thecivil matter. Parker also failed to

der probated. An evidentiary panelof the District 6 Grievance Commit-tee found that on or about June 26,2009, the complainant hired Huberin connection with a civil matter. Inrepresenting the complainant, Huberneglected the legal matter entrustedto him by failing to perform any workon the matter and failing to promptlycomply with reasonable requests forinformation from the complainant.Huber failed to timely furnish to theOffice of Chief Disciplinary Counsela response or other information asrequired by the Texas Rules of Disci-plinary Procedure. He did not ingood faith timely assert a privilege orother legal ground for his failure todo so.

Huber violated Rules 1.01(b)(1),1.03(a), and 8.04(a)(8). He wasordered to pay $1,000 in restitution;$2,120 in attorneys’ fees; $250 inattorneys’ fees as ordered in the

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Page 4: Disciplinary Actions - University of Houston Law …...On August 24, 2015, Gary A. Hinchman [#09684350], 60, of Houston, received a one-year fully probated suspension effective Au-gust

texasbar.com/tbj Vol. 78, No. 11 • Texas Bar Journal 889

On October 6, 2015, Jon PhillipThomas [#24037593], 37, of Hous-ton, agreed to a 12-month partiallyprobated suspension effective Sep-tember 28, 2015, with the first 30days actively suspended and theremainder probated. An evidentiarypanel of the District 4 GrievanceCommittee found that Thomasfailed to timely furnish a response orother information to the Office ofChief Disciplinary Counsel asrequired by the Texas Rules of Disci-plinary Procedure. Thomas did notin good faith timely assert a privilegeor other legal ground for his failure todo so and violated a disciplinaryjudgment.

Thomas violated Rules 8.04(a)(7)and 8.04(a)(8). He was ordered topay $1,720 in attorneys’ fees.

PUBLIC REPRIMANDS

On October 16, 2015, MelissaAnn Deutsch [#24063946], 33, ofAustin, accepted a public repri-mand. An evidentiary panel of theDistrict 9 Grievance Committeefound that on or about July 8, 2011,the complainant hired Deutsch torepresent the complainant and hisdaughter for a deceptive trade prac-tices suit. Deutsch prepared andfiled a petition on August 30, 2011.From July 27, 2012, to July 17,2013, Deutsch failed to respond totelephone calls, letters, and emailsfrom the complainant seeking infor-mation regarding the status of thecomplainant’s case. When the com-plainant hired new counsel, Deutschfailed to respond to the new attor-ney’s attempts to contact her.

Deutsch violated Rules 1.03(a)and 8.04(a)(1) and Article X, Sec-tion 9 of the State Bar Rules. Shewas ordered to pay $1,096.91 inattorneys’ fees and direct expenses.

On October 6, 2015, Walter C.Prentice [#16249400], 68, ofAustin, accepted a public repri-mand. An evidentiary panel of the

District 9 Grievance Committeefound that on or about February 10,2014, the complainant hired Pren-tice to represent her son in a DWIcase. Prentice sent a letter of repre-sentation to the Texas Departmentof Public Safety on or about Febru-ary 24, 2014. He went to two pre-trial hearings and reset thecriminal matter. An administrativelicense revocation hearing beforeDPS was set for April 17, 2014, butPrentice failed to notify the com-plainant or her son of the hearingdate. Prentice did not attend thehearing. On or about April 20,2014, the complainant’s son wasinformed that his driver’s licensewas suspended. Thereafter, thecomplainant attempted to contactPrentice repeatedly via telephone,text message, and email. Prenticeonly responded to one of theseattempts at communication wherein

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Page 5: Disciplinary Actions - University of Houston Law …...On August 24, 2015, Gary A. Hinchman [#09684350], 60, of Houston, received a one-year fully probated suspension effective Au-gust

890 Texas Bar Journal • December 2015 texasbar.com

ing another to do so, or doing sothrough the acts of another, whetheror not such violation occurredin the course of a client-lawyerrelationship (1).

8.04(a)(8)—for failing to timelyfurnish to a district grievance com-mittee a response or other informa-tion as required unless he or shetimely asserts a privilege or otherlegal ground for failure to do so (1).

8.04(a)(11)—for engaging in thepractice of law when the lawyer ison inactive status or when thelawyer’s right to practice has beensuspended or terminated, includingbut not limited to situations wherea lawyer’s right to practice has beenadministratively suspended for fail-ure to timely pay required fees orassessments or for failure to complywith Article XII of the State BarRules relating to mandatory con-tinuing legal education (1). TBJ

client reasonably informed aboutthe status of a matter and promptlycomply with reasonable requests forinformation (7).

1.03(b)—for failing to explain amatter to the extent reasonablynecessary to permit the client tomake informed decisions regardingrepresentation (1).

1.14(b)—for failing, upon receiv-ing funds or other property in whicha client or third person has aninterest, to promptly notify theclient or third person and render afull accounting upon request (2).

1.15(d)—for failing, upon termi-nation of representation, to reason-ably protect a client’s interests,give notice to the client to seekother counsel, or surrender papersand property that belong to theclient (2).

8.04(a)(1)—for violating theserules, knowingly assisting or induc-

he instructed the complainant to tellher son to drive carefully to workand to not drive at night.

Prentice violated Rules 1.01(b)(1),1.03(a), and 8.04(a)(1) and ArticleX, Section 9 of the State Bar Rules.He was ordered to pay $487.35 inattorneys’ fees and direct expenses.

PRIVATE REPRIMANDS

Listed below is a breakdown ofTexas Disciplinary Rules of Profes-sional Conduct violations for 13attorneys, with the number in paren-theses indicating the frequency ofviolation. Please note that an attor-ney may be reprimanded for morethan one rule violation.

1.01(b)(1)—for neglecting a legalmatter entrusted to the lawyer (8).

1.01(b)(2)—for failing to carry outcompletely the obligations owed to aclient (1).

1.03(a)—for failing to keep a

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