18
Dear colleague: Compressco Partners LP (the “Company”) has recently filed a registration statement with the Securities and Exchange Commission to offer common units of the Company to the public. In connection with this offering, we have set aside a certain number of units for purchase by directors, officers and employees of the Company, and certain other persons having strategic relationships with the Company, through a “Directed Unit Program” administered by Raymond James & Associates (“Raymond James”). The complete details of the offering are contained in the “preliminary prospectus” filed with the Securities and Exchange Commission. The enclosed package includes a copy of the preliminary prospectus as well as a Directed Unit Program packet. If you wish to participate in this program, you must sign, date, and return several forms included in the packet to Raymond James by the specified date. Please note that the purchase of common units involves risks which are described under the caption “Risk Factors” in the preliminary prospectus. Please read the preliminary prospectus carefully and discuss it with your financial advisor, if appropriate, prior to making your investment decision. Very truly yours, Ronald J. Foster President A registration statement relating to these securities has been filed with the United States Securities and Exchange Commission but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or a solicitation of an offer to buy, nor shall there be any sale of these securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of such state. No offer to buy these securities can be accepted and no part of the purchase price can be received until the registration statement has become effective, and any such offer may be withdrawn or revoked, without obligation or commitment of any kind, at any time prior to notice of its acceptance given after the effective date. An indication of interest in response to this letter is not obligation or commitment to buy.

DIRECTED UNIT PROGRAM - Raymond James Financial · Compressco Partners LP (the “Company”) has recently filed a registration statement with the Securities and Exchange Commission

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Page 1: DIRECTED UNIT PROGRAM - Raymond James Financial · Compressco Partners LP (the “Company”) has recently filed a registration statement with the Securities and Exchange Commission

Dear colleague: Compressco Partners LP (the “Company”) has recently filed a registration statement with the Securities and Exchange Commission to offer common units of the Company to the public. In connection with this offering, we have set aside a certain number of units for purchase by directors, officers and employees of the Company, and certain other persons having strategic relationships with the Company, through a “Directed Unit Program” administered by Raymond James & Associates (“Raymond James”). The complete details of the offering are contained in the “preliminary prospectus” filed with the Securities and Exchange Commission. The enclosed package includes a copy of the preliminary prospectus as well as a Directed Unit Program packet. If you wish to participate in this program, you must sign, date, and return several forms included in the packet to Raymond James by the specified date. Please note that the purchase of common units involves risks which are described under the caption “Risk Factors” in the preliminary prospectus. Please read the preliminary prospectus carefully and discuss it with your financial advisor, if appropriate, prior to making your investment decision. Very truly yours, Ronald J. Foster President A registration statement relating to these securities has been filed with the United States Securities and Exchange Commission but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or a solicitation of an offer to buy, nor shall there be any sale of these securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of such state. No offer to buy these securities can be accepted and no part of the purchase price can be received until the registration statement has become effective, and any such offer may be withdrawn or revoked, without obligation or commitment of any kind, at any time prior to notice of its acceptance given after the effective date. An indication of interest in response to this letter is not obligation or commitment to buy.

Page 2: DIRECTED UNIT PROGRAM - Raymond James Financial · Compressco Partners LP (the “Company”) has recently filed a registration statement with the Securities and Exchange Commission

DIRECTED UNIT PROGRAMDIRECTED UNIT PROGRAMCompresscoCompressco Partners LPPartners LP

In connection with the recent filing with the Securities and Exchange Commission (“SEC”) of a registrationstatement related to a proposed offering of 2,500,000 common units of Compressco Partners LP, (“Compressco”or the “Company”), we are sending you a copy of the preliminary prospectus included in the registrationstatement.

The Company has instructed the underwriters to reserve 5% of the units for purchase by directors, officers andemployees of the Company, and certain other persons having strategic relationships with the Company, through aDirected Unit Program (the “Program”) The Company has contracted Raymond James & Associates (“RaymondDirected Unit Program (the Program ). The Company has contracted Raymond James & Associates ( RaymondJames”) to administer the Program.

The purpose of this package is to allow you to indicate to us if you have an interest in purchasing common units inthe Company. Persons who are interested in participating in the Program should be aware that a minimumpurchase of 100 units is required. The indication of interest is not a binding obligation on any party.

After the registration statement has been declared effective and the offering has been priced, we will inform you ifany units have actually been allocated to you by the Company. At that point, you will be called and asked toconfirm your intention to purchase. In the event that the Raymond James financial advisor is unable to speak withyou to confirm your indication to purchase the units allocated to you, a message will be left referencing theProgram and asking that you return the call to receive and confirm your allocation. You must confirm yourintention to purchase the units allocated to you, or a lesser amount, before the units begin trading in the marketafter pricing of the offering. Contact information can be found on the top of page 2 and on Form 4 of this packet(Post Pricing Procedural Information). If you confirm your intention to purchase the units, you will have entereda binding agreement and you must purchase and pay for them A written confirmation will be sent to you and aa binding agreement and you must purchase and pay for them. A written confirmation will be sent to you and afinal prospectus is available by request or by visiting EDGAR on the SEC website at http://www.sec.gov. If youdo not confirm with Raymond James your intention to purchase the units allocated to you, or a lesser amount,before the units begin trading in the market after pricing of the offering, you will not be obligated, nor will you beable, to purchase any units in the Program.

As indicated on the cover page of the preliminary prospectus, it is currently anticipated that the initial offeringprice will be between $19.00 - $21.00 per unit; however, the price range may be changed prior to the offering. Itprice will be between $19.00 $21.00 per unit; however, the price range may be changed prior to the offering. Itis also currently anticipated that the offering will commence during the week of June 6, 2011, and payment for theunits will be due within three business days (settlement date) of such pricing date. However, the commencementdate of the offering could also change.

There is no obligation to participate in this Program; however, should you wish to do so, please carefully read theenclosed preliminary prospectus relating to the offering and the attached general information and proceduralmemorandum.

The following statement is required to be included in this letter in accordance with Rule 134(b)(1) and (d) of the Securities Act of 1933, as

If you have any questions regarding the offering or the Directed Unit Program, please contact Bob Jones atRaymond James, 713-917-3222 (877-768-7739 toll free) , or via e-mail to [email protected] .

Very Truly Yours,

g q ( )( ) ( ) ,amended: A registration statement relating to these securities has been filed with the SEC but has not yet become effective. Thesesecurities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. No offer to buythese securities can be accepted and no part of the purchase price can be received until the registration statement has become effective,and any such offer may be withdrawn or revoked, without obligation or commitment of any kind, at any time prior to notice of itsacceptance given after the effective date. This letter shall not constitute an offer to sell or the solicitation of an offer to buy nor shall therebe any sale of these securities in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualificationunder the securities laws of any such state.

1

Page 3: DIRECTED UNIT PROGRAM - Raymond James Financial · Compressco Partners LP (the “Company”) has recently filed a registration statement with the Securities and Exchange Commission

GENERAL INFORMATIONGENERAL INFORMATION

Enclosed are the following documents relating to the Directed Unit Program, all of which must beeither mailed to Bob Jones at Raymond James, 5847 San Felipe Road Suite 1400 Houston, TX77057 ; or faxed to 713-781-7730 (fax) so that they are received by no later than . Confirmation ofpurchase must be made by telephone at 713-781-7731 before the units begin trading in the marketf i i f h ff iafter pricing of the offering.

1. INDICATION OF INTEREST (IOI) FORM: Used to communicate the number of units youwould like to purchase.

2. NEW ACCOUNT INFORMATION FORM: To participate in the Program you musthave a Raymond James account. Completing this form will allow Raymond James tohave a Raymond James account. Completing this form will allow Raymond James toopen an account for you.

3. POST PRICING PROCEDURAL INFORMATION: This is contact information forconfirming your purchase and for after market trading.

Who Is Eligible To Participate In The Directed Unit Program?

In connection with an offering of the common units contemplated by the registration statementrecently filed with the SEC, the Company has the option to direct a certain number of units toselected directors, officers, employees, and strategic relationships of the Company. You have beenidentified as a person who may be able to purchase units in the IPO.

Only those people designated by the Company are eligible to participate in the Program; you maynot designate additional people to participate.

If you are a restricted person, as set forth on the New Account Form, FINRA rules might precludeyou from receiving units in the Directed Unit Program. Completing this form will help usdetermine your eligibility.

2

Page 4: DIRECTED UNIT PROGRAM - Raymond James Financial · Compressco Partners LP (the “Company”) has recently filed a registration statement with the Securities and Exchange Commission

GENERAL INFORMATIONGENERAL INFORMATION

What Do I Need To Do To Participate In The Program?

If after receiving the preliminary prospectus, you have an interest in purchasing units in the offering, you must complete the enclosed forms and mail or fax them to Bob Jones at the

i f i h i h h i d b l h 4 ESTcontact information on the previous page so that they are received by no later than 4pm EST Tuesday, June 14th. The indication of interest is not a binding obligation.

You must have a Raymond James brokerage account in order to participate in the Program. If you already have a Raymond James account, you must still return forms one and three (mentioned above) to Bob Jones in the manner and timing referenced on page two of this document. You will, however, be permitted to purchase the units through your existing Raymond James account and will not be required to open a new account.

There are no account opening fees or traditional commission fees when purchasing unitsthrough the Directed Unit Program. Instead, Raymond James will be compensated as anunderwriter by the issuer. Further information on this is contained in the prospectus. Pleasediscuss your specific information with your Raymond James financial advisor as accountmanagement fees may apply, depending on the type of account you open.g y pp y p g yp y p

Am I Required to Sign A Lock-Up Agreement?

Certain individuals may be required to sign a lock-up agreement. If you are required to signone, you will be contacted after your indication is received.

How Many Units Can I Purchase?

A minimum purchase of 100 units is required.

Please be advised that by sending this letter to you, the Company is not making anyrecommendations as to whether or not you should participate in the offering and if youparticipate, how many units you should elect to purchase.

In particular you should note that an investment in common units involves a high degree ofIn particular you should note that an investment in common units involves a high degree ofrisk and the Directed Unit Program is not designed to capture potential short-term increases inthe price of the common units. Please read carefully the risks described or referred to in thepreliminary prospectus, including those under “Risk Factors.”

Once the units have opened for trading, the market price of the common units could fluctuatesubstantially down or up from the initial public offering price. Before deciding whether toelect to purchase any units you are urged to read the enclosed prospectus in its entirety and toelect to purchase any units, you are urged to read the enclosed prospectus in its entirety and toconsult with your personal business and/or financial advisor.

3

Page 5: DIRECTED UNIT PROGRAM - Raymond James Financial · Compressco Partners LP (the “Company”) has recently filed a registration statement with the Securities and Exchange Commission

GENERAL INFORMATIONGENERAL INFORMATION

What Will Be The Final Price And When Will It Be Determined?

It is currently anticipated that the initial offering price will be between $19.00 - $21.00 perunit; however, the price range may be changed prior to the offering.

The units are expected to be listed on the NASDAQ GM under the trading symbol “GSJK”.The offering will be priced after the market closes on the day of pricing and the units areexpected to begin to trade the next day.

I’ve Returned The Necessary Forms, What Happens Now?I ve Returned The Necessary Forms, What Happens Now?

When the offering is priced, the Company will determine the final allocation of units amongpersons who properly indicated interest in participating in the Program. At that point, youwill be called by Raymond James and asked to confirm your intention to purchase. In theevent that the Raymond James financial advisor is unable to speak with you to confirm yourindication to purchase the units allocated to you, a message will be left referencing thedirected unit program and asking that you return the call to receive and confirm yourdirected unit program and asking that you return the call to receive and confirm yourallocation. You must confirm your intention to purchase the units allocated to you, or alesser amount, before the units begin trading in the market after pricing of the offering.Contact information can be found on the top of page 2 and on Form 4 of this packet (PostPricing Procedural Information). If you confirm your intention to purchase the units, youwill have entered a binding agreement and you must purchase and pay for them. A writtenconfirmation will be sent to you and a final prospectus is available by request or by visitingEDGAR on the SEC website at http://www sec gov If you do not confirm with RaymondEDGAR on the SEC website at http://www.sec.gov. If you do not confirm with RaymondJames your intention to purchase the units allocated to you, or a lesser amount, before theunits begin trading in the market after pricing of the offering you will not be obligated, norwill you be able, to purchase any units.

4

Page 6: DIRECTED UNIT PROGRAM - Raymond James Financial · Compressco Partners LP (the “Company”) has recently filed a registration statement with the Securities and Exchange Commission

GENERAL INFORMATIONGENERAL INFORMATION

How And When Do I Pay For My Units?

All units purchased through the Directed Unit Program will be purchased at the initial publicoffering price. The price per unit does not provide participants in the Program with anydisco nt from the initial p blic offering pricediscount from the initial public offering price.

Full payment of the purchase price for your units (number of units multiplied by the offeringprice) must be received by Raymond James by the settlement date, which will be threebusiness days after the pricing date. Please do not send money to Raymond James unlessand until you confirm to Raymond James your intention to purchase the unitsallocated to you or a lesser amount.

Checks must be made payable to Raymond James & Assoc. Write your Raymond Jamesaccount number on the face of your check. U.S. Federal Fund wires will also be accepted.Your Raymond James representative will work with you on completing this request. Thirdparty checks (checks drawn by a payor other than the account name) cannot be accepted.Please mail checks directly to Raymond James, Attention: Bob Jones, to the address listedon form 4, even if you already have an existing Raymond James account.

If your payment is not received by settlement date, the units allotted for purchase by you, atthe discretion of Raymond James, may be made available for purchase by the general public,or reallocated to other Directed Unit Program participants.

5

Page 7: DIRECTED UNIT PROGRAM - Raymond James Financial · Compressco Partners LP (the “Company”) has recently filed a registration statement with the Securities and Exchange Commission

1. INDICATION OF INTEREST1. INDICATION OF INTEREST

I am interested in purchasing ___________________ Common Units (the “Units”) (minimum 100) of Compressco PartnersLP (“Compressco”), at the initial public offering price and would like such number of units to be reserved for me.

If you have an existing account with Raymond James, please state the account number and the name of your financialadvisor (FA) in the spaces provided below:

Acct #: ____________________________Name of FA:________________________________

I acknowledge, certify and agree that:

I have received a copy of the preliminary prospectus for Compressco Partners LP.

I am not assured of obtaining any or all of the number of units requested hereby, and I will be notified of the number of unitsavailable for purchase by me.

I will purchase the units requested for my own personal account (or a joint account with a member of my immediate family)and not on behalf of any other person.

This indication of interest involves no obligation or commitment of any kind, and by completing this form, I am not bindingmyself to purchase any units. I understand that the purpose of this form is to provide some indication of how many units maybe requested by directors, officers, employees, and strategic relationships of the Company and that I will be notified, aftereffectiveness and pricing, of the number of units which are available for purchase by me. I am also aware that full payment,in United States dollars, for the purchase price of the units allotted to me, will be required within three business days after thepricing of the offering.

No units can be sold, no offer to buy any of the units can be accepted and no part of the purchase price can be accepted byRaymond James & Associates (“Raymond James”) until the registration statement covering the proposed offering (the“Registration Statement”) has been declared effective by the United States Securities and Exchange Commission. Anindication of interest is not a binding commitment and my indication may be withdrawn or revoked, without obligation orcommitment of any kind, at any time prior to my confirmation of my intention to purchase units given after the effective dateof the Registration Statement.

I understand that after the Registration Statement covering the proposed offering becomes effective, copies of the prospectusI understand that after the Registration Statement covering the proposed offering becomes effective, copies of the prospectusin final form (the “Final Prospectus”) will be available by request or by visiting EDGAR on the SEC website athttp://www.sec.gov. The Final Prospectus will contain the price and other information which cannot be determined at thistime.

I understand that an arrangement has been made with Raymond James to act as the administrative agent for the Directed UnitProgram, and that when a registration statement of the proposed offering becomes effective, I will be contacted by aRaymond James representative to arrange for the purchase of the number of units requested by me or such lesser number ofunits as may be allocated to me.

I am aware that I may receive units because of my relationship with the Company. My purchase of the units has not beenrecommended to me by Raymond James, and, because of the circumstances of this transaction, Raymond James has not hadthe opportunity to determine if this purchase is suitable for me. I understand that a Raymond James representative isavailable to review my portfolio and meet with me to discuss the appropriateness of this investment. If I want this service, Iwill request it below.

Print Name ________________________________________________________________

Signature ________________________________________________________________

Date _____ /_____ / _____

Please contact me to discuss this investment and my portfolio.

6

Page 8: DIRECTED UNIT PROGRAM - Raymond James Financial · Compressco Partners LP (the “Company”) has recently filed a registration statement with the Securities and Exchange Commission

Account Information andClient Agreement

2 1Account #

2

FA # Speed Dial #Branch #

1Form #

Open New Account

Update Existing Account

New AccountsService Center Fax

866-406-4235DMS Eligible

IRA

Roth IRA

SEP IRA

Simple IRA

Trust

Estate

Guardianship

529 Plan

Other

Individual

Joint (WROS)

Joint Tenants by Entirety

Community Property

LLC

Unincorporated Assoc.

UTMA/UGMA

Qualified Plan

Type (Select one) Capital Access Account Standard Account Direct Account

Registration (Select one below)

Account Type and Registration

0

Tenants in Common

Partnership

Proprietorship

Corporation

Account Owner 1 Information

Mailing Address (If PO Box /APO/FPO, provide physical address below) City State Zip

Legal Address City State Zip

Home Phone Number Cell Phone Number Work Phone Number

RJA 01212 7/10 Page 1 of 10

First Name, Middle Initial, Last Name OR Entity Name (Trust, Corporation)

Tenants in Common

%

Account Information

Complete Account Title:

Related Accounts (Branch Use Only):

Relationship Link Name (Branch Use Only):

Citizenship Status (Select one below): Marital Status (Select one below):

Married Single US Citizen Resident Alien Non-Resident Alien (W-8 Required)

S.S. # (555-55-5555) OR Tax ID # (55-5555555) Date of Birth (MM-DD-YYYY) E-mail Address

Driver’s License # OR Passport ID # (optional) Expiration Date State/Country

Name of Employer Retired Unemployed Occupation (most recent if, retired)

Margin Requested (Subject to Approval, Initials Required): No Yes Client Initials Client Initials

Page 9: DIRECTED UNIT PROGRAM - Raymond James Financial · Compressco Partners LP (the “Company”) has recently filed a registration statement with the Securities and Exchange Commission

Account Owner 2 Information

Combined Net WorthExcluding Personal Residence(s)

$0-$19,999

$20,000-$50,000

$50,001-$100,000

$100,001-$250,000

$250,001-$500,000

$500,001-$1,000,000

$1,000,001-$5,000,000

Over $5,000,000

Combined Annual Income

$0-$19,999

$20,000-$50,000

$50,001-$100,000

$100,001-$200,000

$200,001-$500,000

$500,001-$1,000,000

Over $1,000,000

Primary Objective and Associated Risk ToleranceSelect Only One Objective and Associated Risk Tolerance

Capital Preservation

Income

Growth

Speculation

Primary Time Horizon

< 5 years 5 - 10 years > 10 years

Account Suitability

Low

Medium

High

High

Medium

Investment ExperienceProvide your experience, if any, with the following investment types

None Limited Moderate Extensive

Equities

Bonds

Options/Futures

Mutual Funds

Annuities

Margin Trading

Secondary Objective and Associated Risk ToleranceSelect Only One Objective and Associated Risk Tolerance

Capital Preservation

Income

Growth

Speculation

Secondary Time Horizon

< 5 years 5 - 10 years > 10 years

Low

Medium

Low

High

High

Medium

Low High High

Account #

Objective Risk Tolerance Objective Risk Tolerance

Account Financial Information

RJA 01212 7/10 Page 2 of 10

Mailing Address (If PO Box /APO/FPO, provide physical address below) City State Zip

Legal Address City State Zip

Home Phone Number Cell Phone Number Work Phone Number

First Name, Middle Initial, Last Name OR Entity Name (Trust, Corporation)

Tenants in Common

%

Citizenship Status (Select one below): Marital Status (Select one below):

Married Single US Citizen Resident Alien Non-Resident Alien (W-8 Required)

S.S. # (555-55-5555) OR Tax ID # (55-5555555) Date of Birth (MM-DD-YYYY) E-mail Address

Driver’s License # OR Passport ID # (optional) Expiration Date State/Country

Name of Employer Retired Unemployed Occupation (most recent if, retired)

Page 10: DIRECTED UNIT PROGRAM - Raymond James Financial · Compressco Partners LP (the “Company”) has recently filed a registration statement with the Securities and Exchange Commission

Account #

Raymond James Bank Deposit Program/Client Interest Program over $2.5 million

Raymond James Bank Deposit Program (RJBDP)

Eagle Class - JPMorgan Prime Money Market Fund (Receipt of prospectus acknowledged)

Eagle Class - JPMorgan Tax Free Money Market Fund (Receipt of prospectus acknowledged)

Client Interest Program (CIP) - (Available for Corporation, Foundation, Investment Club, LLC,

Partnership and Unincorporated Association accounts only)

Raymond James Bank, FSB w/ Check Writing (With RPS approval only - Separate application

required)

Account Instructions

Please select one of the following options from each category below:

Hold to Street Name / From Account

Direct Registration Service

Securities & Stock Dividend

Hold in Account

Mail Check to address of record

Hold Principal.

Mail Dividends / Interest

Cash Dividend

Funds / Cash Sweep

Capital Access Details (Complete this section only if Capital Access Account is selected on Page 1.)

Capital Access Capital Access plus Rewards Capital Access Premium Capital Access Premium plus Rewards

Account Identification and SecurityInformation provided in this section will be used to protect you and the assets held in your Capital Access Account. You may be askedthe following question when you call with inquiries about your account or for identification when transacting purchases with your VISA®

Platinum debit card. All card holders will need this information; keep your account identification and security information in a safe place.

Security Key (minimum of 3 characters/maximum of 8)

For additional card holders not listed on the account registration: I understand and agree to the terms and conditions in the CapitalAccess Account Agreement. I also understand that my authority is limited to the use of the Capital Access VISA® Platinum debit card.

Additional Card Holders (Card Holder Only)

Type (Select one)

Account Card Holders (Listed on Account Registration)

Authorized VISA® Platinum debit cardholder signature Date

Print Name Social Security #

Print Card Name (if different from above)

Print Name (if different from Legal Name)

Print Name (if different from Legal Name)

Authorized VISA® Platinum debit cardholder signature Date

Print Name Social Security #

Print Card Name (if different from above)

Capital Access Details continue on next page.

Initial Transaction: Buy Sell Deposit Transfer(Description / Amount)

RJA 01212 7/10 Page 3 of 10

For Company or Trust

Double Embossed (Optional)(maximum of 26 characters, including spaces)

(maximum of 26 characters, including spaces)

(maximum of 26 characters, including spaces)

(maximum of 26 characters, including spaces)

(maximum of 26 characters, including spaces)

Page 11: DIRECTED UNIT PROGRAM - Raymond James Financial · Compressco Partners LP (the “Company”) has recently filed a registration statement with the Securities and Exchange Commission

Capital Access DetailsAccount #

Power of Attorney for Capital Access Features ONLYI understand and agree to the terms and conditions in the Capital Access Account Agreement. A completed POA or LPOA (Form #01316)document is required, must include the signature of the Attorney in Fact and be accepted before authorization will take effect.

Check Information

Authorized Attorney in Fact Signature Date

Print Name Social Security #

RJA 01212 7/10 Page 4 of 10

Check Imprint:(Information appears in upper left corner of check)

Shipping Method:

Alternate Shipping Address:

City State Zip

Country

Check Type

Check Design

# of Checks Starting Check # Phone #

(maximum of 35 characters per line)

Wallet, Private Design checks are provided at no charge.Additional check types and designs are available for anadditional fee and may be viewed at www.harland.net.

(501 - 9999)

(10-14 business days) (7-10 business days) (except weekends)

Additional charges apply for First Class and Express shipping. Nocharge for Regular Delivery.

Regular First Class Express Delivery

Under penalties of perjury I certify that:

1.) The number shown on this agreement is my correct Taxpayer Identification Number (or I am waiting for a number to be issued to me), and

2.) I am not subject to backup withholding because a.) I am exempt from backup withholding, or b.) I have not been notified by theInternal Revenue Service (IRS) that I am subject to backup withholding as a result of failure to report all interest and dividends,or c.) the IRS has notified me that I am no longer subject to backup withholding, and

3.) I am a U.S. citizen or other U.S. person (defined in the instructions).

Certification Instructions: You must cross out item 2 above if you have been notified by the IRS that you are currently subject tobackup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions,item 2 does not apply. For mortgage interest paid, acquisition or abandonment of secured property, cancellation of debt, contribu-tions to an individual retirement arrangement (IRA), and generally, payments other than interest and dividends, you are not re-quired to sign the agreement, but you must provide your correct TIN.

Tax Certification

Tax Classification:

D = Disregarded Entity

C = Corporation

P = Partnership

Tax Exempt Payee

Individual/Sole Proprietor

Corporation

Partnership

Other

Limited Liability Company Type

Page 12: DIRECTED UNIT PROGRAM - Raymond James Financial · Compressco Partners LP (the “Company”) has recently filed a registration statement with the Securities and Exchange Commission

an associate person or related to an associate person within theRaymond James Financial Group. Specify to whom and relationship:

an employee of or related to an employee of any exchange or a mem-ber firm of any exchange or member of the Financial Industry Regula-tory Authority (FINRA), or a officer of a bank, trust company, or insur-ance company. Employees/related person employer:

in the position of:

a director, corporate officer, or a 10% shareholder of a publicly tradedcompany. Indicate the name of the company and relationship:

Account Owner 2

disclose my name, address and security position to requesting compa-nies in which I hold securities under rule 14b(c)-1 of the Securities andExchange Commission.

Client Acknowledgments and Signatures

Account Owner 1

Account #

I am I am not I am I am not

I am I am not I am I am not

I am I am not I am I am not

You may You may not You may You may not

Account Owner 1 Signature Date

Account Owner 2 Signature (if applicable)

Date

Financial Advisor Signature

Date

Branch Manager Signature

Date

The Internal Revenue Service does not require your consent to any provision of this documentother than the certifications required to avoid backup withholding.

By signing below, I acknowledge that I have received, read, understand, and agree to abide by all the terms and condi-tions set forth in the Client Agreement incorporated herein by this reference. I also recognize that this Agreementcontains a predispute arbitration clause located on page 8, paragraph 6 and other provisions affecting my rights.

***I have received the Client Agreement for my records.***Raymond James & Associates, Inc. is an affiliate of Raymond James Bank, FSB, a federally chartered savings bank.Unless otherwise specified, products purchased from or held at Raymond James & Associates Inc., are not insured bythe FDIC, are not deposits or other obligations of Raymond James Bank, FSB, are not guaranteed by Raymond JamesBank, FSB, and are subject to investment risks, including possible loss of the principal invested.

RJA 01212 7/10 Page 5 of 10

Account Owner 3 Signature (if applicable)

Date

Account Owner 4 Signature (if applicable)

Date

Page 13: DIRECTED UNIT PROGRAM - Raymond James Financial · Compressco Partners LP (the “Company”) has recently filed a registration statement with the Securities and Exchange Commission

I/we acknowledge and agree that my/our relationship withRaymond James & Associates, Inc. is governed by the provisionsof this agreement. Throughout this agreement, “I”, “me”, “we” and“us” refer to the undersigned and any other actual or beneficialowner of property in this account. “You” and “your” refer toRaymond James & Associates, Inc. and the introducing broker, ifapplicable. The terms “property” and “securities” mean securitiesof all kinds, monies, options and all other property dealt in bybrokerage firms.

Applicable Regulations: (a) I understand and agree that everytransaction in my account is subject to the rules or customs ineffect at the time of the transaction which, by the terms of the ruleor custom, applies to the transaction. These rules or customsinclude state and federal laws, rules and regulations establishedby state or federal agencies, the Constitution, rules, customs andusages of the applicable exchange, association, market orclearinghouse or customs and usages of individuals transactingbusiness on the applicable exchange, market or clearinghouse.

(b) If this agreement is incompatible with any rule or custom, or ifa rule or custom is changed, this agreement will be automaticallymodified to conform to the rule or custom. The modification ofthis agreement shall not affect any of its other provisions.

Trading Authorizations: I understand that you do not provideany warranty as to the availability, accuracy, completeness,timeliness, correct sequencing of suitability for the particularpurpose of any market data provided to my advisors or to me.

Orders for Delivery and Settlement: (a) I will designate eachorder to sell as a “short” sell order or a “long” sell order. A “short”sale means the sale of a security not owned by me. You may, atyour sole discretion and without prior notice to me, cover any shortsale in my account. I understand that “cover” means the purchase,at the market price, of securities that were previously sold short.When I designate a sale as “long”, I am promising to you that Iown the security and promising that, if the security is not in yourpossession when I place the sale order, I will deliver the securityto you by the settlement date. If I fail to deliver the security to youby the settlement date, you may purchase the security, at themarket price, for my account and hold me responsible for anyloss, commission and/or fees.

(b) When I order the purchase of a security, I will make paymentto you on or before the settlement date. If I fail to make paymentby the settlement date for securities purchase, I authorize you to,at your sole discretion and without notice to me, sell the purchasedsecurity or any other securities in my accounts to satisfy the debtand I understand that I will be solely responsible for any resultingloss. Alternatively, if I fail to pay for a security purchased by me bythe settlement date, I understand that my account can be chargeda late fee.

Fees and Charges: I understand that I will be chargedcommissions for my orders to buy or sell securities and/or otherfees and I understand that your commission and fee rates may bechanged with thirty (30) days written notice. I agree to pay thecommission and/or fees at the rates in effect at the time. If youmust take action against me to collect any outstanding balancesor for any other reason relating to my account(s), I agree to pay allcosts, including attorney’s fees, to do so.

In addition, any fees or expenses for legal and/or accountingservices, both internal and external, rendered to Raymond Jamesand Associates, or one of its affiliated entities, in connection withmy account shall be charged to and paid by me or charged to and

deducted from my account.

Loans and Collateral: This section applies only to margin, CapitalAccess Accounts, or if there is a deficit in your account. (a) Youmay make a loan to me at any time and in any amount you choose,and I understand that any transaction or event resulting in anegative balance in my account acts as a request from me to youfor a loan. I understand that you are not obligated to make anyloan to me and you may alter the collateral requirements orconditions for loans at any time with or without prior notice to me.I agree to pay interest on any loan or account balance at the ratespecified in your Statement of Credit Terms, a copy of which willbe sent to me. I understand that from time to time you may changeyour Statement of Credit Terms, including the interest rate, and Iagree to be bound by any revision from its effective date. Forpurposes of this agreement the legal and statutory rate of interestshall be the rate specified in your Statement of Credit Terms.

(b) As collateral for all loans or any balance due on my account, Igrant you a security interest in all property held by you or in any ofmy accounts, whether the property is in your possession now orcomes to be in the future. If it is necessary for you to enforce yoursecurity interest by the sale of my property, you may select whichproperty is to be sold and at what time and price it will be sold andI will not hold you liable for your decisions.

(c) I understand that when I have a loan with you the property inmy account or held by you may be used by you as security (eitherseparately or together with other property) for loans you have ormay incur in the future with third parties.

(d) I understand that any loan or any balance due on my accountis payable on your demand, and you may demand payment of thefull amount of any loan or balance due on my account at any time.If any dividend, interest, distribution or similar payment is madeto my account, you are authorized to apply the payment to anybalance due in my account but not obligated.

(e) I understand that if a cash debit is generated in my account,and I have margin, you are authorized to cover all or a portion ofthe cash debit by increasing the debit in my margin account.

Authorization: Accuracy of Reports: (a) You are authorized toact on oral instructions concerning my account and you are notliable for acting on any false oral instructions if the instructionsreasonably appeared to you to be genuine. I authorize you toelectronically record any and all conversations between me (ormy representative) and you.

(b) I will notify you of any error in a confirmation of order within 4days of when it is mailed to me. I will notify you of any error in astatement within 10 days of when it is mailed to me. If I do notgive you written notification of an error in the time specified above,then I accept the confirmation or statement as correct and I willnot later claim the confirmation or statement is incorrect or thetransactions shown were unauthorized. I understand that all mailwill be sent to the address shown on my New Account Agreementand I will be responsible for receiving mail at that address, unlessI give you written notice of a change in address. Clients whoestablish mutual fund periodic payment plans such as PeriodicInvestment Plans (PIP), Systematic Withdrawal Plans (SWP) orPeriodic Exchange Plan (PEP) through Raymond James will notreceive trade confirmations when the transaction is executed. Youwill instead receive confirmation of the transactions on yourmonthly statement. By signing the New Account Agreement, youare authorizing your financial advisor to take your verbalinstructions.

Client Agreement

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(c) During the period I maintain an account with you or thereafter,you are authorized to obtain credit reports on me from any creditreporting agency, at your expense. If you request me to do so, Iwill sign a separate authorization allowing the release of creditinformation to you.

Authorization to Liquidate Account and Collateral: Upon thedeath of any of us, or if you otherwise feel it is necessary you maycancel any unexecuted order and you may also purchase securitiesto cover the sale of securities or sell securities to satisfy any debt.The decision to cancel an order or buy or sell securities in myaccount is solely at your discretion and the sale or purchase maybe performed in any manner you feel reasonable. Each of ourestate(s) and each survivor will be liable to you for the full amountof any debt or loss resulting from the completion of transactionsinitiated prior to your receipt of a written notice of death or incurredin the liquidation of the account or in the adjustment of interests ofthe respective parties. Any debt or lien assessed against theaccount following the death of any of us shall be charged fullyagainst the interests of the survivor(s) and the estate of thedecedent. This section does not release the decedent’s estatefrom any liability provided in the agreement.

Introduced Accounts: I agree that if you are acting as a clearingbroker for transactions on my account, you are not responsible forthe conduct, representations or recommendations of theintroducing broker or its agents.

If Raymond James is carrying the account of the undersigned asclearing broker by arrangement with another broker through whosecourtesy the account of the undersigned has been introduced toyou, then until receipt from the undersigned of written notice tothe contrary, you may accept from such other broker, withoutinquiry or investigation by you (a) orders for the purchase orsale in said account of securities and other property on marginor otherwise, and (b) any other instructions concerning saidaccount. You shall not be responsible or liable for any acts oromissions of such other broker or its employees.

Joint Accounts: (a) If this is a Joint Account, we agree that eachof us has the authority to act on behalf of all account owners to:order any transaction involving the account, including transactionsthat result in a negative account balance; receive any property inthe account, including cash withdrawals; receive anycommunications concerning the account including confirmationsand statements; and make or agree to any changes in the accountor this agreement, including closing the account. You are notrequired to verify with other account owners the authority for anyinstructions received from one of us and you do not need to givenotice of any transaction to any owner who did not order thetransaction. Each and every account owner shall be individuallyliable for the full amount of any loan or balance due on this account.

(b) If one of us dies, the survivor(s) will give you immediate writtennotice of the death of any of us.

Binding on Successors: I understand and agree that thisagreement will be binding on my successors (including myexecutor, heirs or assignees) and I will notify any successor of theagreement’s provisions.

Waiver and Modification: I understand that your failure toexercise any right granted by this agreement or to insist on mystrict compliance with any obligation under this agreement will notbe considered a waiver of that right or obligation. I also understandif you furnish me with notice on one occasion, you are not obligatedto provide me with notice in the future. I understand that no

provision of this agreement can be waived or modified unless it isdone in writing and signed by your Treasurer, Corporate Counselor Compliance Director. I further understand that you may modifyand amend this agreement upon thirty (30) days written notice tome, and my acceptance of such amendment will be deemedeffective by my continued use of the services of the account.

Severability: If any provision of this agreement is deemed to beunenforceable for any reason, this will not affect the validity andenforceability of any other provision of this agreement.

Termination: You have the right to terminate any of my accounts,including multiple owner account(s), at any time by notice to me.

Raymond James Cash Sweep Programs: Uninvested cashbalances in your account(s) can earn income though severaloptions including: Raymond James Bank Deposit Program(RJBDP), Client Interest Program (CIP), RJBDP/CIP Over $2.5Million, Eagle Class - JPMorgan Prime Money Market Fund, andEagle Class - JPMorgan Tax Free Money Market Fund. All of theseoptions, including their terms and conditions, are further describedin the document entitled Your Rights and Responsibilities as aRaymond James Client, which is available online at http://www.rjf.com/billofrights/index.htm. If I choose RJBDP Iacknowledge that (i) I am solely responsible to monitor the totalamount of deposits I have at each Bank in order to determine theextent of FDIC insurance coverage available to me, and (ii)Raymond James is not responsible for any insured or uninsuredportion of my deposits at any of the Banks.

Extraordinary Events: You shall not be liable for losses causeddirectly or indirectly by any condition not within your exclusivecontrol, including government restrictions, exchange or marketrulings, suspension of trading, war, strikes or extreme marketvolatility or trading volumes.

Restrictions: You may, in your sole discretion, prohibit or restricttrading of securities, substitution of securities, or disbursementsin any of my accounts.

Choice of Law: This agreement and any accounts openedhereunder shall be construed, interpreted and the rights of theparties shall be determined in accordance with the internal laws ofthe State of Florida (without referencing Choice of Law provisionsof Florida or any other state).

My Representations: I represent that I am of the age of majorityaccording to the laws of my state of residence. I further representthat I am not an employee of any exchange or a member firm ofany exchange or member of the Financial Industry RegulatoryAuthority. (“FINRA”), or of a bank, trust company or insurancecompany unless I notify you to that effect. If I become so employed,I agree to notify you promptly. I also represent that no personsother than those signing this agreement have an interest in theaccount.

Right to an Attorney: (a) I understand that when I sign the ClientAgreement, this Client Agreement becomes a legally bindingcontract between you and me. I also understand that this documentmay alter the rights I might have and may create responsibilities Imight otherwise not have had.

(b) I understand that I may, if I wish, consult with an attorney beforeI sign the Client Agreement and enter into this agreement. Inconnection with entering into this agreement, you are representingyour interests, and not mine. Therefore, to the extent I do notunderstand any provision of this agreement or its effect, Iunderstand that I should seek the independent advice of anattorney.

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Mutual Fund Networking: Networking is an automatedcommunication system used to transmit information between themutual fund and the broker/dealer, allowing us to reflect fundrecords on the client brokerage statement. All mutual fund positionswill automatically be networked, if eligible, unless we receive writteninstructions from you specifically stating otherwise.

Payment for Order Flow: (a) Raymond James may, from time totime, receive payment for order flow. Order flow payment iscompensation received as an incentive to direct transactions tovarious markets. This compensation is received in a number ofways, including direct cash payment ranging from a fraction of acent to 2.5 cents per share, estimated to equal approximately $1.0million annually. In certain instances, reduced transaction feesare provided by various exchanges. While there is no actualagreement, oral or written, Raymond James believes that it isreceiving business from specialists at various exchanges as a resultof the transaction volume directed to them. Additionally, RaymondJames acts as a market maker in a number of Over-The-Counter(OTC) securities. As a result of orders directed to these variousmarkets, trading profits or losses may be generated.

(b) New York Stock Exchange (NYSE) Rule 108(a) allows aspecialist to trade on parity with orders in the crowd when thespecialist is establishing or increasing its position, as long as floorbrokers representing orders in the crowd do not object to suchpractice. If you or your organization object to a specialist tradingon parity with your order to establish or increase its position, thespecialist would be obligated to honor such a request and refrainfrom trading on parity. Please note that you may object to aspecialist trading on parity with your order by communicating yourobjection to your RJA representative. Unless you inform usotherwise, RJA will handle your orders as if you have no objectionto the specialist trading on parity with your order.

(c) Raymond James’ policy is to direct orders, based upon anumber of factors and absent specific routing instructions fromyou, to the market center where it believes that the customerreceives the best execution. The potential for receipt of order flowpayment, or trading profits, is not a factor in this decision. RaymondJames believes, based upon prior experience, that our order routingpractice provides opportunity for the orders to be executed at pricesbetter than national best bid or best offer.

(d) Raymond James’ ongoing review of the markets used allowsus to keep our commissions competitive, in addition to ensuringthe best execution services for our clients.

Arbitration Disclosures:

This Agreement contains predispute arbitration clause. Bysigning an arbitration agreement the parties agree as follows:

(A) Arbitration is final and binding on the parties. All partiesto this Agreement are giving up the right to sue each other incourt, including the right to a trial by jury, except as providedby the rules of the arbitration forum in which a claim is filed.

(B) The parties are waiving their right to seek remedies incourt, including the right to a jury trial. Arbitration awards aregenerally final and binding: a party’s ability to have a courtreverse or modify an arbitration award is very limited.

(C) Pre-arbitration discovery is generally more limited thanand different from court proceedings. The ability of the partiesto obtain documents, witness statements and other discoveryis generally more limited in arbitration than in courtproceedings.

(D) The arbitrator’s award is not required to include factualfindings or legal reasons and any party’s right to appeal orseek modification of rulings by the arbitrators is strictlylimited. The arbitrators do not have to explain their reason(s)for the award.

(E) The panel of arbitrators will typically include a minorityof arbitrators who were or are affiliated with the securitiesindustry.

(F) The rules of some arbitration forums may impose timelimits for bringing a claim in arbitration. In some cases, a claimthat is ineligible for arbitration may be brought in court.

(G) The rules of arbitration forum in which the claim is filed,and any amendments thereto, shall be incorporated into thisAgreement.

No person shall bring a putative or certified class action toarbitration, nor seek to enforce any predispute arbitrationagreement against any person who has initiated in court aputative class action or who is a member of a putative classwho has not opted out of the class with respect to any claimsencompassed by the putative class action until (i) the classcertification is denied or (ii) the class is decertified or (iii) theclient is excluded from the class by the court. Suchforbearance to enforce an agreement to arbitrate shall notconstitute a waiver of any rights under this agreement exceptto the extent stated herein.

Arbitration and Dispute Resolution: (a) Any dispute orcontroversy, either arising in the future or in existence now, betweenme and you (including your officers, directors, employees or agentsand the introducing broker, if applicable) will be resolved byarbitration conducted before the New York Stock Exchange, Inc.,Financial Industry Regulatory Authority, the American StockExchange, Inc., or other self-regulatory organizations (SRO)subject to the jurisdiction of the Securities and ExchangeCommission (SEC) pursuant to the arbitration rules of theapplicable SRO, and in accordance with the Federal ArbitrationAct (Title 9 of the United States Code).

(b) A court of competent jurisdiction may enter judgment basedon the award rendered by the arbitrators.

(c) Nothing in this agreement shall be deemed to limit or waivethe application of any relevant state or federal statute of limitation,repose or other time bar. Any claim made by either party to thisagreement which is time barred for any reason shall not be eligiblefor arbitration.

Business Continuity Planning – Disclosure Statement

Raymond James has established the Business Continuity Planning(BCP) Department, a dedicated team of professionals thatoversees the Firm’s business continuity management strategy.The BCP Department works closely with business units and theInformation Technology Department to employ a standardizedframework for building, maintaining, and testing business continuityplans. The plans are created using an all hazards approach,including baseline requirements and strategies that addressincidents of varying scope. Plans are designed to allow forcontinued operations of critical business functions, which includeproviding clients with prompt access to their funds and securities.

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Incident ManagementA Corporate Crisis Management Team (CCMT) comprised ofsenior management representing key areas of the Firm has beenestablished to manage incidents that might impact the Firm’sassociates and clients. The CCMT will assess and direct the Firm’sresponse to an incident, ensuring the safety and security of allassociates and continuity of critical processes. As part of theoverall BCP strategy, Raymond James maintains geographicallydispersed operational locations to diminish risks posed by localand regional disruptions. In the event of an emergency at thehome office, local staff is available at off-site locations to continueproduction work.

Technology and Data RecoveryRaymond James employs a dual data center strategy in whichcritical client data and systems are replicated to an alternatelocation ensuring accessibility. In addition, data retention andbackup procedures are in place, including tape backup and offsitestorage, offering a tertiary layer of data accessibility should theneed arise. It is the Firm’s goal to recover from an event requiringa processing switch to the alternate site within 12 hours or less.Due to the unpredictable nature of events causing significantbusiness disruptions, the Firm cannot guarantee that systemswill always be available or recoverable after such events.

Contacting Raymond JamesClients can obtain information regarding the status of theiraccounts and access to their funds and securities by contactingtheir financial advisor. If their financial advisor is unavailable,clients can contact Client Services at 1-800-647-7378. Up-to-dateinformation regarding the operating status of the Firm can beobtained from http://www.raymondjames.com.The Firm’s business continuity plans are subject to modification.The BCP Disclosure Statement, including any updates oramendments, is available at http://www.raymondjames.com/business_continuity_planning.htm. Hard copies can be obtainedupon request by contacting your Raymond James representative.

Privacy Notice: Safeguarding Your Identity

Raymond James and its wholly owned subsidiaries, EagleFund Distributors, Inc., Eagle Family of Funds, Eagle FundServices, Inc., and Eagle Asset Management, Inc. arecommitted to protecting the confidentiality of the informationfurnished to us by our clients. We are providing you thisinformation as required by Regulation S-P adopted by theSecurities and Exchange Commission.

Information About You That We CollectWe collect nonpublic personal information about you,including but not limited to, name, address, Social Securitynumber and financial information from the following sources:information we receive from you on applications or otherforms or through our website; information we receive aboutyour transactions with us, our affiliates or others; andinformation we may receive from a consumer reportingagency.

Our Use of Information About YouAs permitted by law, we may share information about youwith other companies in the Raymond James family – that is,companies that are owned by Raymond James Financial. Thatinformation may include information shared by the EagleFamily of Funds with Raymond James broker/dealers andinvestment advisors, and information shared among otherRaymond James service providers, such as financial advisorsand insurance and annuity consultants.

In addition, we may share information about you with certainnonaffiliated third parties, including service providers (e.g.,mutual fund companies), nonfinancial companies (e.g.,software developers), and others (e.g., consulting firms) inorder to help us run our business, manage your accounts,provide professional services, or help us market our productsand services to you. We may also share information aboutyou with other financial institutions with which we have jointmarketing agreements. These financial institutions haveagreed to treat any such information as confidential and notshare such information with any other parties except aspermitted by law or regulation. Otherwise, we do not discloseany nonpublic personal information about you to anyoneexcept as permitted by law or regulation. You also may haveother protections under applicable state laws. To the extentthese state laws apply, we will comply with them when weshare information about you. We follow the same policy withrespect to nonpublic personal information received from allclients and former clients.

When Financial Advisors Leave Raymond JamesFinancial advisors may change brokerage and/or investmentadvisory firms and nonpublic personal information collectedby your financial advisor may be received or taken by yourfinancial advisor to the new firm so that he or she cancontinue to service your account(s) at the new firm. If you donot want your financial advisor to utilize and/or transfer thisinformation to another firm, please contact 800-647-SERV(7378) to opt out of this information sharing. If your primaryaddress is in an “opt-in” state (such as California andVermont), which requires your affirmative consent to shareyour nonpublic information with the financial advisor’s newfirm, then you must give your written consent before RaymondJames will allow your financial advisor to take your nonpublicinformation with him or her. You can withdraw your consentat any time by contacting 800-647-SERV (7378).

Additional Information for Clients of the Financial InstitutionDivision of Raymond James Financial ServicesThe Financial Institution Division of Raymond JamesFinancial Services, Inc. is a party to joint marketingarrangements with certain banks and credit unions whereyou obtain Raymond James’ services. Information aboutclients who participate in these programs may be shared withthe participating banks or credit unions. These financialinstitutions have agreed to treat any such information asconfidential and not to share such information with any otherparties except as permitted by law or regulation. In addition,you may have other protections under applicable state laws.To the extent these state laws apply, we will comply with themwhen we share information about you.

How We Protect Your Confidential InformationRaymond James has policies that restrict access to nonpublicpersonal information about you to those employees,associates and others who have need for that information tohelp us run our business, manage your accounts, market orprovide investment alternatives or services to you, or toemployees, associates and others who assist those who helpus run our business, manage your accounts, or market orprovide investment alternatives or services to you.Additionally, we maintain physical, electronic, contractual andprocedural safeguards to protect your nonpublic personalinformation.

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Raymond James Capital Access Account Agreement

This agreement, including the terms and conditions provided bythe Raymond James Capital Access Account Check & VISA®

Platinum Card Agreement and its accompanying financial services,sets forth the terms and conditions governing the relationshipbetween Raymond James and its affiliates and the person(s)signing this document (hereinafter referred to as “the client”).

Upon opening a Capital Access Account, Raymond James mayprovide the client with personalized checks and the client mayapply for a Capital Access VISA Platinum debit card (the “Card”)issued through MetaBank. A Personal Identification Number (“PIN”)will be issued to the client for use in conjunction with accessingthe Capital Access Account.

In return for these and other services, the client understands andagrees to pay certain fees, including an annual Capital AccessAccount membership fee. In addition, if the client selects therewards program and agrees to the terms and conditions of theprogram. All fees will be charged to the client’s account. The clientfurther understands any additional features selected could incuradditional costs.

The client agrees to write checks on a Raymond James CapitalAccess Account maintained at the JP Morgan Chase Bank, N.A.and may use these checks only in conjunction with his or her CapitalAccess Account and only amounts within authorized limits. Theclient also understands that Raymond James may reasonablywithhold access to his or her funds until it is satisfied that checksplaced into the client’s account have been collected. RaymondJames may satisfy amounts that are owed by the client inconnection with his or her Capital Access Account in the followingorder of priority: from available Client Interest Program (“CIP”),Raymond James Bank Deposit Program (RJBDP), Eagle CashTrust (ECT), or tax-free money market balances, if any, held in theaccount, and should these sources prove insufficient, from a marginloan to the client within the available margin loan value of securitiesin the client’s account (provided this option was chosen and theaccount was approved for margin). Moreover, the client authorizesJP Morgan Chase to honor checks (a) bearing only one signatureand (b) bearing a signature with an approved name, a middle initialor a name deleted or added if JP Morgan Chase otherwisereasonably believes the signature to be authorized.

The client understands that the Card will allow card transactionsto the “Authorization Limit” as defined in the Raymond JamesCapital Access Account Check & VISA Platinum Card Agreement.The client agrees to have sufficient available assets to makepayment in full for card transactions as they become availableand understands that if he or she has insufficient available assetsMetaBank may suspend and then cancel the Card. The client alsoagrees that the use of any card in connection with his or her CapitalAccess Account will also be governed by the terms and conditionscontained in the Raymond James Capital Access Account Check& VISA Platinum Card Agreement that they will receive after theCard application is accepted by MetaBank and JP Morgan Chase.

The Ohio laws against discrimination require that all creditors makecredit equally available to all creditworthy clients and that creditreporting agencies maintain separate credit histories on eachindividual upon request. The Ohio Civil Rights Commissionadministers compliance with this law.

Account Description

The Capital Access Account integrates a conventional securitiesaccount with a cash management account, which provides a VISAPlatinum debit card and check writing services. As part of thataccount, cash balances awaiting investment will earn interest dailyin the Raymond James CIP, RJBDP, ECT, or tax-free money mar-ket fund.

Additional Terms and Conditions

The client hereby requests Raymond James to open cash, marginand/or short accounts. JP Morgan Chase to issue the checks andMetaBank to issue the VISA Platinum debit card(s) in the name(s)set forth on this application. The client agrees to be bound by theterms and conditions of the aforesaid account as currently in effectand as amended from time to time.

For Joint Accounts: This application is made by both clients, assigned, and if approved, account terms and conditions will applyto both clients and both will be jointly and individually liable forany amounts due at any time. Both clients will be bound by theirinstructions regarding their account, checks or VISA Platinum debitcard(s), if applicable, given either jointly or individually.

MetaBank and JP Morgan Chase reserves all of its rights inconnection with the issuance, processing or termination of VISAPlatinum debit card(s) and checks.

Termination of a Capital Access Account

The client’s participation in the Capital Access Account, or anyfeature offered in connection with the account, may be terminatedat any time by Raymond James or the client. The client, however,shall remain responsible for authorized charges arising before orafter termination.

Credit Reports

The client authorizes Raymond James to request a consumerreport about him or her from a reporting agency for the purposesof considering the application in the Capital Access Account, re-viewing or collecting any account opened for the client, or for anyother legitimate business purpose. Upon the client’s written re-quest, Raymond James will inform the client of the name andaddress of each consumer-reporting agency from which it obtaineda consumer report, if any, in connection with the client’s applica-tion or accounts.

Liability

The client agrees that he or she will be personally liable for, andwill indemnify Raymond James, MetaBank and JP Morgan Chase,against any losses in connection with any and all Capital Accesstransactions (including securities transactions, use of the checkwriting privilege, the Card and the line of credit), effected by anyperson signing the Capital Access Account Application or anyperson to whom the client gives written authority to use his or herCapital Access Account.

The client also agrees that no card(s) or checks issued inconnection with his or her Capital Access Account can be useddirectly to purchase securities or any other products or servicesavailable through Raymond James or our correspondents.

The client shall at all times be liable for the payment of any amountadvanced, any debit balance or other obligations owing in any ofhis or her accounts with Raymond James, and the client shall beliable to Raymond James for any deficiency remaining in suchaccount(s) in the event of a liquidation thereof, in whole or in part,by the client or Raymond James. The client shall make paymentsof any such debit balance, obligation, money deficiency,indebtedness, including interest and commissions, upon demand,and any costs of collection, including attorney’s fees. It is furtherunderstood that Raymond James may request from MetaBank orJP Morgan Chase, any service provider or their successors, copiesof checks, and/or Visa or Bill Payment drafts processed from theclient’s Capital Access Account.

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33. . POST PRICING PROCEDURAL POST PRICING PROCEDURAL INFORMATION (Do Not Discard)INFORMATION (Do Not Discard)

After the pricing of Compressco Partners LP, your Raymond James financial advisor will attempt to contactyou via the telephone number you have provided.

Once contacted, you will be informed of the Number of Units you received, the price per unit, and yourRaymond James Account Number. (Please note, your previously completed indication of interest is not abinding obligation. At the time you are contacted, you can either confirm to purchase all, part, or none ofthe units that the company has allocated to you )the units that the company has allocated to you.)

You must confirm your intention to purchase the units allocated to you, or a lesser amount, before the unitsbegin trading in the market after pricing of the offering. You may confirm your purchase by eithertelephone or e-mail at the contact information stated below.

Bob Jones713-917-3222 (877-768-7739 toll free)[email protected]

Payment in U.S. dollars is to be received within 3 business days after the trade date. Payment may be madeby either personal check or wire. Please write your Raymond James account number on all personal checks.Wiring and mailing instructions are as follows:

Wiring Instructions: OR Check Payment Instructions:

Citibank, N.A. Made payable to: Raymond James & Assoc.111 Wall Street Send to: Raymond JamesNew York, NY 10043 Attn: Bob JonesABA# 021000089 5847 San Felipe Road Suite 1400Account Number: #40776559 Houston, TX 77057For Credit to: Raymond James & Associates Account Name & Number ________________Account Name & Number : _____________________

* If client is opening a new account in conjunction with this offering, the account number field above willbe filled in by the Raymond James financial advisor once it is determined.

** Please note that Raymond James cannot pay out the proceeds from the sale of units until thepayment for the purchase has been received and cleared (6-8 days for out of state checks).

Contact info to assist you in the execution of all aftermarket trading:Contact info to assist you in the execution of all aftermarket trading:

Raymond James & AssociatesBob Jones ([email protected])5847 San Felipe Road Suite 1400Houston, TX 77057713-917-3222 (877-768-7739 toll free)713-781-7730 (fax)

Do not leave any sell or buy orders on the voicemail. A sell or buy order left on voicemail will not beaccepted.

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