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ORIGINAL ARTICLE Detection of EGFR Mutation Status in Lung Adenocarcinoma Specimens with Different Proportions of Tumor Cells Using Two Methods of Differential Sensitivity Hye-Suk Han, MD,* Sung-nam Lim, MD,* Jin Young An, MD,* Ki Man Lee, MD,* Kang Hyeon Choe, MD,* Ki Hyeong Lee, MD,* Seung Taik Kim, MD,* Seung-Myoung Son, MD,† Song-Yi Choi, MD,† Ho-chang Lee, MD,† and Ok-Jun Lee, MD† Introduction: To evaluate epidermal growth factor receptor (EGFR) mutation status in lung adenocarcinoma specimens with different proportions of tumor cells using two methods with differ- ent sensitivities. Methods: EGFR mutation status was determined by peptide nucleic acid (PNA) clamping and direct sequencing. The samples consisted of 41 cell blocks of malignant pleural effusions with various pro- portions of tumor cells, as well as 23 lung biopsy specimens containing more than 20% tumor cells and the corresponding sur- gically resected tumors. Results: In the analysis of malignant pleural effusions, EGFR mutations were detected only by PNA clamping in four of nine patients who exhibited partial response to EGFR tyrosine kinase inhibitors; all the cell blocks of these four patients contained less than 20% tumor cells. Direct sequencing revealed wild-type EGFR, whereas PNA clamping revealed mutant EGFR, in one of five patients who exhibited progressive disease in response to EGFR tyrosine kinase inhibitor; the cell block of this patient contained a high proportion of tumor cells. A comparison of biopsy specimens containing sufficient tumor cells and the corresponding surgically resected tumors revealed discordance in the EGFR mutation status in four patients based on PNA clamping, whereas no discrepancies were observed by direct sequencing. Conclusions: Highly sensitive methods, such as PNA clamping, may be superior to direct sequencing for the detection of EGFR mutations in diagnostic specimens with a low proportion of tumor cells. Direct sequencing may be more representative when diagnos- tic specimens with a high proportion of tumor cells are available. Key Words: Direct sequencing, Epidermal growth factor receptor mutation, Lung adenocarcinoma, PNA clamping, Sensitivity. (J Thorac Oncol. 2012;7: 355–364) T he epidermal growth factor receptor (EGFR) gene en- codes a widely expressed transmembrane receptor protein that has been implicated in the development and progression of cancer. 1 The observation that non-small cell lung cancer (NSCLC) cells frequently express EGFR 2–4 has raised the level of interest in clinical trials of EGFR tyrosine kinase inhibitors (TKIs) such as gefitinib (Iressa; AstraZeneca, Wil- mington, DE) and erlotinib (Tarceva; OSI Pharmaceuticals, Melville, NY). 5–11 Somatic mutations in the region of EGFR that encodes the tyrosine kinase domain of the receptor (exons 18 –21) have been identified in NSCLC, and many studies have reported that NSCLC with these mutations is highly responsive to EGFR TKIs. 6 –11 As such, the EGFR mutation status of NSCLC is used to help guide treatment decisions and/or to determine eligibility for clinical trials. Direct sequencing is used routinely for the detection of EGFR mutations. However, the sensitivity of direct sequenc- ing is suboptimal for many clinical tumor samples; mutant DNA must comprise 25% of the total DNA to be readily detected. 12,13 However, available samples for mutational analysis in lung cancer are often limited to small tissue biopsies or cytologic specimens. Moreover, clinical samples that are used to diagnose lung cancer typically contain a high proportion of normal cells in addition to cancer cells. These considerations continue to drive the development and evalu- ation of different techniques for detecting EGFR mutations. Recently, highly sensitive methods including the scorpion amplified refractory mutation system, mutant-enriched poly- merase chain reaction (PCR), LightCycle PCR with Taqman- MGB probes, and peptide nucleic acid (PNA) clamping have been developed. 12,13–21 These assays are more sensitive than direct sequencing and detect mutations against a 100- to 1000-fold higher background level of wild-type alleles. With these methods, EGFR mutations are readily detectable in various clinical samples; thus, they could potentially be integrated into routine clinical practice for molecular charac- terization of NSCLC. In this study, the EGFR mutation statuses of various clinical samples from patients with lung adenocarcinoma were evaluated by two methods with different sensitivities: PNA-mediated real-time PCR clamping and direct sequenc- ing. On the basis of the differences observed between the two Departments of *Internal Medicine and †Pathology, College of Medicine, Chungbuk National University, Cheongju, South Korea. Disclosure: The authors declare no conflicts of interest. Address for correspondence: Ok-Jun Lee, MD, PhD, Department of Pathol- ogy, College of Medicine, Chungbuk National University, 410 Seong- bong-ro, Heungduk-Gu, Cheongju 361-711, South Korea. E-mail: [email protected] Copyright © 2012 by the International Association for the Study of Lung Cancer ISSN: 1556-0864/12/0702-0355 Journal of Thoracic Oncology • Volume 7, Number 2, February 2012 355

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Page 1: Detection of EGFR Mutation Status in Lung Adenocarcinoma … · 2017. 2. 16. · The EGFR mutation status of extracted DNA from cell lines and tumor samples was determined with the

ORIGINAL ARTICLE

Detection of EGFR Mutation Status in LungAdenocarcinoma Specimens with Different Proportions ofTumor Cells Using Two Methods of Differential Sensitivity

Hye-Suk Han, MD,* Sung-nam Lim, MD,* Jin Young An, MD,* Ki Man Lee, MD,*Kang Hyeon Choe, MD,* Ki Hyeong Lee, MD,* Seung Taik Kim, MD,* Seung-Myoung Son, MD,†

Song-Yi Choi, MD,† Ho-chang Lee, MD,† and Ok-Jun Lee, MD†

Introduction: To evaluate epidermal growth factor receptor(EGFR) mutation status in lung adenocarcinoma specimens withdifferent proportions of tumor cells using two methods with differ-ent sensitivities.Methods: EGFR mutation status was determined by peptide nucleicacid (PNA) clamping and direct sequencing. The samples consistedof 41 cell blocks of malignant pleural effusions with various pro-portions of tumor cells, as well as 23 lung biopsy specimenscontaining more than 20% tumor cells and the corresponding sur-gically resected tumors.Results: In the analysis of malignant pleural effusions, EGFRmutations were detected only by PNA clamping in four of ninepatients who exhibited partial response to EGFR tyrosine kinaseinhibitors; all the cell blocks of these four patients contained lessthan 20% tumor cells. Direct sequencing revealed wild-type EGFR,whereas PNA clamping revealed mutant EGFR, in one of fivepatients who exhibited progressive disease in response to EGFRtyrosine kinase inhibitor; the cell block of this patient contained ahigh proportion of tumor cells. A comparison of biopsy specimenscontaining sufficient tumor cells and the corresponding surgicallyresected tumors revealed discordance in the EGFR mutation statusin four patients based on PNA clamping, whereas no discrepancieswere observed by direct sequencing.Conclusions: Highly sensitive methods, such as PNA clamping,may be superior to direct sequencing for the detection of EGFRmutations in diagnostic specimens with a low proportion of tumorcells. Direct sequencing may be more representative when diagnos-tic specimens with a high proportion of tumor cells are available.

Key Words: Direct sequencing, Epidermal growth factor receptormutation, Lung adenocarcinoma, PNA clamping, Sensitivity.

(J Thorac Oncol. 2012;7: 355–364)

The epidermal growth factor receptor (EGFR) gene en-codes a widely expressed transmembrane receptor protein

that has been implicated in the development and progressionof cancer.1 The observation that non-small cell lung cancer(NSCLC) cells frequently express EGFR2–4 has raised thelevel of interest in clinical trials of EGFR tyrosine kinaseinhibitors (TKIs) such as gefitinib (Iressa; AstraZeneca, Wil-mington, DE) and erlotinib (Tarceva; OSI Pharmaceuticals,Melville, NY).5–11 Somatic mutations in the region of EGFRthat encodes the tyrosine kinase domain of the receptor(exons 18–21) have been identified in NSCLC, and manystudies have reported that NSCLC with these mutations ishighly responsive to EGFR TKIs.6–11 As such, the EGFRmutation status of NSCLC is used to help guide treatmentdecisions and/or to determine eligibility for clinical trials.

Direct sequencing is used routinely for the detection ofEGFR mutations. However, the sensitivity of direct sequenc-ing is suboptimal for many clinical tumor samples; mutantDNA must comprise �25% of the total DNA to be readilydetected.12,13 However, available samples for mutationalanalysis in lung cancer are often limited to small tissuebiopsies or cytologic specimens. Moreover, clinical samplesthat are used to diagnose lung cancer typically contain a highproportion of normal cells in addition to cancer cells. Theseconsiderations continue to drive the development and evalu-ation of different techniques for detecting EGFR mutations.Recently, highly sensitive methods including the scorpionamplified refractory mutation system, mutant-enriched poly-merase chain reaction (PCR), LightCycle PCR with Taqman-MGB probes, and peptide nucleic acid (PNA) clamping havebeen developed.12,13–21 These assays are more sensitive thandirect sequencing and detect mutations against a 100- to1000-fold higher background level of wild-type alleles. Withthese methods, EGFR mutations are readily detectable invarious clinical samples; thus, they could potentially beintegrated into routine clinical practice for molecular charac-terization of NSCLC.

In this study, the EGFR mutation statuses of variousclinical samples from patients with lung adenocarcinomawere evaluated by two methods with different sensitivities:PNA-mediated real-time PCR clamping and direct sequenc-ing. On the basis of the differences observed between the two

Departments of *Internal Medicine and †Pathology, College of Medicine,Chungbuk National University, Cheongju, South Korea.

Disclosure: The authors declare no conflicts of interest.Address for correspondence: Ok-Jun Lee, MD, PhD, Department of Pathol-

ogy, College of Medicine, Chungbuk National University, 410 Seong-bong-ro, Heungduk-Gu, Cheongju 361-711, South Korea. E-mail:[email protected]

Copyright © 2012 by the International Association for the Study of LungCancerISSN: 1556-0864/12/0702-0355

Journal of Thoracic Oncology • Volume 7, Number 2, February 2012 355

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methods in terms of determining EGFR mutation status, weassessed which method is most appropriate for a givenproportion of tumor cells in various clinical lung adenocar-cinoma specimens.

MATERIALS AND METHODS

MaterialsCell Lines

To confirm the sensitivities of PNA clamping and directsequencing, three different cell lines were used, including onecarrying wild-type EGFR (A549) and two carrying mutationsin EGFR (PC9 and H1975). Wild-type cells were mixed withmutant cell lines in varying proportions. All cell lines wereestablished from NSCLCs. The A549 and H1975 cell lineswere obtained from American Type of Culture Collection(Rockville, MD). The PC9 cell line was obtained from theKonkuk University Medical Center (Seoul, Korea). PC9 cellscarry a Glu746-Ala750 deletion mutation in exon 19 of theEGFR gene, and H1975 cells carry two point mutations,T790M and L858R, in exons 20 and 21, respectively.

Cell Blocks of Malignant Pleural EffusionsCases were reviewed by using a pathological database

of patients who had undergone tapping of pleural effusionsand who had been diagnosed with lung adenocarcinoma atChungbuk National University Hospital between January2006 and December 2010. Pathologically confirmed, ethanol-fixed, and paraffin-embedded cell blocks of pleural effusionsobtained from patients with lung adenocarcinoma were in-cluded. The percentage of tumor cells in the cell block ofeach malignant pleural effusion (MPE) was determined inde-pendently by two pathologists, and the average was taken.The EGFR mutation status was evaluated on the basis of thetumor cell percentage in the cell blocks.

Adequate Lung Biopsy Specimens at Diagnosis andCorresponding Surgically Resected Tumors

To evaluate the most appropriate detection method forEGFR mutations in samples containing a sufficient number oftumor cells, a pathological database of lung adenocarcinomapatients who had undergone lung biopsy at initial diagnosisand later underwent surgical resection at Chungbuk NationalUniversity Hospital between January 2007 and January 2011was consulted. Formalin-fixed, paraffin-embedded biopsyspecimens of lung adenocarcinoma containing more than20% tumor cells and the corresponding matched surgicallyresected tumor tissues were used.

DNA IsolationCell lines

Cell lines were expanded in RPMI-1640 medium con-taining 10% (vol/vol) fetal calf serum and were culturedaccording to standard procedures. Genomic DNA was pre-pared with a High Pure PCR Template Preparation Kit(Roche Applied Science, Mannheim, Germany) and quanti-fied with a NanoDrop ND-1000 spectrophotometer (Nano-

Drop Technologies, Wilmington, DE). The DNA was storedat �20°C until use.

Tumor SamplesDNA was extracted from five paraffin sections (10 �m)

representative of the cell blocks and tumor tissue. BeforeDNA isolation, the tissue was deparaffinized in xylene andthen washed in 70% ethanol. DNA was isolated with a HighPure PCR Template Preparation Kit (Roche Applied Science)according to the manufacturer’s protocol. The DNA obtainedwas eluted in 50 �l of elution buffer, and the concentrationand purity of the extracted DNA were assessed by spectros-copy with a NanoDrop ND-1000 spectrophotometer (Nano-Drop Technologies). The average DNA yield from the tumorsamples was 100 ng. The extracted DNA was stored at�20°C until use.

PNA ClampingThe EGFR mutation status of extracted DNA from cell

lines and tumor samples was determined with the PNAClampEGFR Mutation Detection Kit (Panagene, Inc., Daejeon,Korea). The assay, based on PNA clamping technology,quickly and accurately detects specific mutations or deletionsat known positions of the EGFR gene.15,16 PNA is a syntheticDNA analog in which the phosphodiester backbone is re-placed by a peptide-like repeat formed by (2-aminoethyl)-glycine units. Because PNA contains no charged phosphategroups, the binding between the PNA probe and target DNAis stronger than that between a DNA probe and target DNA,because of the lack of electrostatic repulsion. In addition,PNA is resistant to DNases and proteases and is stable acrossa wide range of pH. The PNAClamp EGFR Mutation Detec-tion Kit is schematically shown in Figure 1. PNA probes andDNA primers are used together in the clamping reaction.Positive signals are detected by intercalation of SYBR Greenfluorescent dye. The PNA probe suppresses the amplificationof the wild-type sequence, thereby enhancing preferentialamplification of the mutant sequences by competitively in-hibiting the binding of DNA primer to wild-type DNA. Thus,

FIGURE 1. The peptide nucleic acid (PNA) clamping sys-tem. The PNA oligomer was designed to bind to the bottomstrand of the wild-type sequence, spanning mutational hot-spots in exons 18–21 of the epidermal growth factor recep-tor gene. The forward polymerase chain reaction (PCR)primer partially overlapped the PNA binding site. A, A PNA/DNA hybrid with a perfect match prevents annealing of thePCR primer and amplification of wild-type DNA. B, A PNA/DNA hybrid with a single base pair mismatch does not sup-press annealing of the PCR primer or amplification of mutantalleles.

Han et al. Journal of Thoracic Oncology • Volume 7, Number 2, February 2012

Copyright © 2012 by the International Association for the Study of Lung Cancer356

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individual EGFR mutations can be detected in the presence ofa 100- to 1000-fold higher level of background wild-typesequence. All reactions were carried out in a volume of 20 �lwith template DNA, a primer and PNA probe set, and SYBRGreen PCR master mix. All reagents are included in the kit.Real-time PCR was performed with a CFX 96 (Bio-Rad,Philadelphia, PA). The thermocycling conditions were asfollows: 5 minutes at 94°C followed by 40 cycles of 94°C for30 seconds, 70°C for 20 seconds, 63°C for 30 seconds, andthen 72°C for 30 seconds. Detection of each of 29 mutationsin the EGFR gene was possible with the PNAClamp EGFRMutation Detection kit.

PCR efficiency was determined by evaluating thresholdcycle (Ct) values. The Ct was automatically calculated fromPCR amplification plots of SYBR Green fluorescence versusthe number of cycles. The PNAClamp method contains anegative control (wild-type DNA control) that helps to mon-itor potential contamination. The Ct value of the wild-typeDNA control (standard Ct value) should fall within a givenacceptable Ct range. The Ct value of the non-PNA mix mustbe less than 30 to ensure successful amplification. Delta Ct(�Ct) was calculated to ensure that the sample and standardCt values were from the tested sample and wild-type DNAcontrol sample:

�Ct � [Standard Ct] � [Sample Ct]

When the �Ct � 1 value (the standard Ct value minus Ctvalue of the target specimen) is more than 2.0, the specimenis presumed to be mutated. When the �Ct � 1 value isbetween 0 and 2, the �Ct � 2 value (Ct value of the targetspecimen minus Ct value of the non-PNA mix) is calculated.If this value is less than 3, then the specimen is presumed tobe mutated.

Direct SequencingPCRs were performed in a final volume of 25 �l

containing 1� PCR buffer, 200 nM dNTPs, 10 pmol/�l eachprimer, 0.75 U Taq polymerase (Solgent, Daejeon, Korea),and 50 ng of genomic DNA. Exons 18–21 of EGFR weresequentially amplified by two rounds of PCR. The amplified

products were subjected to direct sequence analysis. PCRcycling commenced with a 5-minute incubation at 94°C,followed by 40 cycles of 94°C for 30 seconds, 63°C for 30seconds, 72°C for 30 seconds, and then a final incubationat 72°C for 10 minutes. The amplified products werepurified with a PCR clean-up kit (Macherey-Nagel, Ger-many) and were sequenced in duplicate in the forward andreverse directions with a BigDye Terminator Kit (AppliedBiosystems, Forster City, CA) and an ABI Prism 3100DNA analyzer (Applied Biosystems) according to themanufacturer’s instructions. Sequences were comparedwith the archived sequence of human EGFR found inGenBank (http://www.ncbi.nlm.nih.gov).

Clinicopathological characteristics, including age, sex,smoking history, and treatment, were obtained from medicalrecords. This study was reviewed and approved by the Insti-tutional Review Board of Chungbuk National UniversityHospital.

RESULTS

Sensitivities of PNA Clamping and DirectSequencing for Detecting EGFR Mutations

For the analysis of exons 19–21, the proportion ofmutant (PC9- and H1975-derived) DNA to wild-type (A549-derived) DNA was adjusted to 50%, 30%, 20%, 10%, 5%,1%, and 0% to reflect the different proportions of wild-typeand mutant DNA in tumor samples. PNA clamping detectedindividual EGFR mutations in the presence of up to 100-foldexcess of wild-type EGFR DNA. However, direct sequencingfor EGFR mutations did not exhibit such sensitivity; as isalready known, it could only detect individual EGFR muta-tions in cell line mixtures comprising more than 20% mutanttumor cells. The EGFR mutation statuses of mixtures of lungadenocarcinoma cells according to proportion of each EGFRmutation type are summarized in Table 1.

EGFR Mutation Status in Cell Blocks of MPEsA total of 41 cell blocks of MPEs from patients diag-

nosed with lung adenocarcinoma were analyzed by PNA

TABLE 1. EGFR Mutation Status in Lung Adenocarcinoma Cell Lines According to the Proportion of EGFR Mutation Type

EGFR Mutation

Proportion (%) PNA Clamping (�Ct) Direct Sequencing

A549(Wild Type)

PC9(Exon 19 del)

H1975(T790M, L858R)

Exon 19del T790M L858R

Exon 19del T790M L858R

100 0 0 0 0 0 Negative Negative Negative

98 1 1 4.19 4.12 3.11 Negative Negative Negative

90 5 5 6.44 5.82 3.78 Negative Negative Negative

80 10 10 7.38 6.98 5.51 Negative Negative Negative

60 20 20 8.51 7.64 6.42 Positive Positive Positive

40 30 30 9.23 8.57 8.54 Positive Positive Positive

45 50 5 10.00 6.00 5.91 Positive Negative Negative

45 5 50 6.40 9.30 9.11 Negative Positive Positive

The cutoff �Ct was defined as 2 for the EGFR mutation.EGFR, epidermal growth factor receptor; PNA, peptide nucleic acid; Ct, threshold cycle; �Ct, standard Ct � sample Ct.

Journal of Thoracic Oncology • Volume 7, Number 2, February 2012 Detection of EGFR Mutation Status

Copyright © 2012 by the International Association for the Study of Lung Cancer 357

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clamping and direct sequencing. The EGFR mutation statusin MPEs for each patient is shown in Table 2. The cell blocksof MPEs were divided into two groups, based on the sensi-tivity of the direct sequencing in the cell line mixtures: agroup with a low tumor cell percentage (�20%) and a groupwith a high tumor cell percentage (�20%). Seventeen of the

cell blocks (41.5%) contained a low (�20%) proportion oftumor cells. Thirteen (31.7%) patients were women and hadnever smoked. Seventeen patients (41.5%) were treated withEGFR TKIs (gefitinib or erlotinib) as a second-line or furthertherapy during the course of the disease, and 14 of these 17patients were assessed for responses.

TABLE 2. Patient Characteristics and EGFR Mutation Status of Cell Blocks of Malignant Pleural Effusions Determined by PNAClamping and Direct Sequencing

Proportion ofTumor Cells (%) Case Sex Age (yr)

SmokingHistory

EGFR Mutation EGFR TKI

PNA Clamping Direct Sequencing Use Response

Low

�10 1 F 55 Never WT WT Yes NA

2 M 66 Active L858R or L861Q WT Yes PR

3 M 60 Active L858R or L861Q WT No

4 M 67 Former WT WT No

5 F 63 Never WT WT Yes PD

6 M 82 Former WT WT No

7 M 62 Former WT WT No

8 F 71 Never L858R or L861Q WT Yes PR

9 F 69 Never L858R or L861Q WT Yes PR

10 M 67 Active WT WT Yes PR

11 M 34 Never WT WT No

10–19 12 M 77 Former WT WT No

13 F 39 Never WT WT No

14 M 60 Active WT WT Yes PD

15 F 65 Never L858R or L861Q WT Yes PR

16 F 68 Former Exon 19 del 2235–2249 del Yes PR

17 M 58 Active L858R or L861Q WT No

High

20–29 18 M 70 Unknown WT WT No

19 F 41 Never L858R or L861Q L858R Yes PR

20 M 69 Active WT WT No

21 M 67 Active WT WT No

30–39 22 M 48 Active WT WT Yes PD

23 M 66 Active WT WT No

24 F 75 Never WT WT Yes NA

25 F 79 Never WT WT No

40–49 26 M 91 Former WT WT No

27 M 71 Unknown WT WT No

28 M 71 Active WT WT Yes PD

29 M 79 Active WT WT No

50–59 30 M 62 Active L858R or L861Q WT No

31 M 59 Active Exon 19 del 2240–2257 del No

60–69 32 M 75 Active L858R or L861Q WT Yes PD

33 M 75 Active WT WT No

34 M 73 Active L858R or L861Q L858R Yes PR

�70 35 M 44 Active Exon 19 del WT No

36 M 45 Active WT WT No

37 M 78 Active Exon 19 del WT No

38 F 80 Never Exon 19 del 2236–2250 del Yes PR

39 F 81 Never Exon 19 del 2240–2254 del No

40 M 61 Active WT WT Yes NA

41 F 85 Never WT WT No

EGFR, epidermal growth factor receptor; TKI, tyrosine kinase inhibitor; PNA, peptide nucleic acid; WT, wild type; PR, partial response; SD, stable disease; PD, progressivedisease; NA, not available.

Han et al. Journal of Thoracic Oncology • Volume 7, Number 2, February 2012

Copyright © 2012 by the International Association for the Study of Lung Cancer358

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The EGFR mutation was detected in cell blocks from16 (39.0%) of 41 patients by PNA clamping. The mutationsincluded 6 in-frame deletions in exon 19 and 10 point mutations(L858R or L861Q) in exon 21. By contrast, the EGFR mutationwas detected in only 6 (14.6%) of the 41 patients by directsequencing, including 4 in-frame deletions in exon 19 and 2point mutations (L858R) in exon 21. Thus, PNA clampingdetected 10 cases with EGFR mutations that were not detectedby direct sequencing. In addition, PNA clamping tended to bemore sensitive in cell blocks containing a low proportion of tumorcells.

Of the 14 patients who were treated with EGFR TKIsand were assessed for responses, nine (64.3%) achieved apartial response and five (35.7%) experienced progressivedisease. In four of the nine patients who experienced apartial response to EGFR TKIs, EGFR mutations weredetected by both PNA clamping and direct sequencing. Infour of the remaining five patients (cases 2, 8, 9, and 15),EGFR mutations were detected only by PNA clamping; allthe cell blocks of these latter four patients contained a lowproportion of tumor cells. The remaining patient (case 10)who achieved a partial response did not show evidence of

FIGURE 2. Representative histology, epidermal growth factor receptor (EGFR) mutation status, and response to EGFRtyrosine kinase inhibitors (TKIs) for two patients (cases 9[A] and 32[B]) carrying an EGFR mutation that was detected onlyby peptide nucleic acid (PNA) clamping, but who responded differently to EGFR TKI therapy, and whose tumors con-tained different proportions of tumor cells. A, Tumor cells in the cell block of the malignant pleural effusion represented�10% of all nucleated cells (hematoxylin and eosin [H&E]; original magnification, �400). EGFR status detected by PNAclamping indicated the presence of a leucine to arginine mutation (L858R) in exon 21, whereas direct sequencing indi-cated a wild-type allele. The objective response to EGFR TKI therapy was partial response. B, Tumor cells in the cell blockof the malignant pleural effusion represented �50% of all nucleated cells (H&E; original magnification, �400). EGFR sta-tus detected by PNA clamping indicated an L858R mutation in exon 21, whereas direct sequencing indicated a wild-typeallele. However, the objective response to EGFR TKI therapy was progressive disease. (a) A cell block of malignant pleuraleffusion (H&E), (b) amplification curve derived from PNA clamping, (c) direct sequencing chromatograms, (d) responseto EGFR TKI therapy.

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an EGFR mutation by either technique. Four of the fivepatients who experienced progressive disease with EGFRTKI therapy carried wild-type EGFR, as detected by bothPNA clamping and direct sequencing. For the remainingpatient (case 32), wild-type EGFR was detected only bydirect sequencing; the cell block of this patient containeda high proportion of tumor cells. Figure 2 shows therepresentative cell blocks of cases 9 and 32, in which theEGFR mutation was detected only by PNA clamping,which exhibited different responses to EGFR TKIs and haddifferent proportions of tumor cells.

EGFR Mutation Status in Adequate LungBiopsies and Corresponding SurgicallyResected Specimens

A total of 23 adequate lung biopsy specimens contain-ing more than 20% tumor cells and corresponding surgicallyresected lung adenocarcinomas were analyzed by PNAclamping and direct sequencing. The results for each patientare shown in Table 3. EGFR mutation status by PNA clamp-ing was detected in the biopsy specimens of 16 (69.6%)patients and in the surgically resected specimens of 12

FIGURE 2. (Continued).

Han et al. Journal of Thoracic Oncology • Volume 7, Number 2, February 2012

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(52.2%) patients. This corresponded to a discordance rate of17.4% (4 of 23 patients) between biopsy specimens and thecorresponding surgically resected specimens. By direct se-quencing, the EGFR mutation was detected in 12 adequatebiopsy specimens (52.2%) and all the 12 matched surgicallyresected tumor specimens. Thus, there were no discrepanciesbetween mutation status in biopsy specimens and correspond-ing surgically resected specimens based on direct sequencing.In surgically resected tumors, the EGFR mutation status wasthe same irrespective of the method used.

DISCUSSIONRecent advances in biotechnology have enabled the

development of more sensitive methods than direct sequenc-ing for the detection of DNA mutations, and unique ap-proaches to detecting EGFR mutations with high sensitivityhave been described.12,13–21 PNA clamping is one such tech-nique. In this study, PNA clamping technology using aPNAClamp EGFR Mutation Detection Kit detected EGFRmutations in cell line mixtures in the presence of a 100-foldexcess of wild-type cells. The results of previous studies have

shown that such sensitive methods for the detection of EGFRmutations improve detection rates compared with conven-tional direct sequencing in clinical samples such as pleuralfluid, cytologic specimens (e.g., needle aspirates, sputum,bronchial washing or brushing), and plasma.14,17–20,22,23 In thecurrent analysis of MPEs, PNA clamping detected EGFRmutations in 10 samples that were missed by direct sequenc-ing. Thus, the rate of detection by the two methods differedsignificantly (39.0% versus 14.6%, respectively). These re-sults confirm the notion that PNA clamping is a rapid andhighly sensitive method for the detection of EGFR mutationsin clinical samples from patients with lung cancer, although itcan only be used to detect mutations for which primers havebeen individually designed.

EGFR mutations may accumulate during tumor pro-gression, leading to the heterogeneity of EGFR status withina tumor. The presence of multiple EGFR mutations in asingle tumor specimen has been reported in a number ofstudies.24–27 This heterogeneity of EGFR mutations couldpartially account for the fact that some patients with wild-type EGFR responded to EGFR TKIs, and some patients with

TABLE 3. EGFR Mutation Status in Adequate Biopsies and the Corresponding Surgically Resected Specimens of LungAdenocarcinoma as Determined by PNA Clamping and Direct Sequencing

Case Sex Age (yr)

EGFR Mutation Status

PNA Clamping Direct Sequencing

BiopsySpecimen

Surgically ResectedSpecimen

BiopsySpecimen

Surgically ResectedSpecimen

1 M 48 Exon 19 del Exon 19 del 1924 del 1923 del

2 M 65 Exon 19 del Exon 19 del 1918 del 1918 del

3 F 72 Exon 19 del Exon 19 del 1924 del 1924 del

4 F 40 Exon 19 del WT WT WT

5 F 65 Exon 19 del Exon 19 del 1934 del 1934 del

6 M 58 Exon 19 del Exon 19 del 1923 del 1923 del

7 F 63 WT WT WT WT

8 M 70 Exon 19 del Exon 19 del 1918 del 1918 del

9 M 58 Exon 19 del WT WT WT

10 M 73 WT WT WT WT

11 M 73 Exon 19 del/L858Ror L861Q

L858R or L861Q L858R L858R

12 F 53 Exon 19 del Exon 19 del 1924 del 1924 del

13 M 67 Exon 19 del/L858Ror L861Q

WT WT WT

14 M 73 WT WT WT WT

15 M 67 WT WT WT WT

16 F 51 WT WT WT WT

17 M 65 Exon 20 Ins. 3 dup Exon 20 Ins. 3 dup del 2015 del 2015

18 M 50 L858R or L861Q L858R or L861Q L858R L858R

19 F 72 Exon 19 del Exon 19 del 1918 del 1918 del

20 F 63 Exon 19 del/exon20 Ins. 3 dup

Exon 19 del 1918 del/2015 del 1918 del

21 M 49 WT WT WT WT

22 M 79 WT WT WT WT

23 M 68 Exon 19 del/L858Ror L861Q

WT WT WT

Adequate biopsy specimen was defined as biopsy tissue of lung adenocarcinoma containing �20% of tumor cells.EGFR, epidermal growth factor receptor; PNA, peptide nucleic acid; WT, wild type.

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an EGFR mutation failed to respond to EGFR TKIs. How-ever, Yatabe et al.,28 recently reported that the heterogeneousdistribution of EGFR mutations is extremely rare in lungadenocarcinomas, unlike many prior studies on the heteroge-neity of EGFR mutations. They suggested that a potentialexplanation for the heterogeneous distribution of EGFR mu-tations is the presence of “pseudoheterogeneity” caused bymutant-allele specific imbalance and heterogeneously distrib-uted EGFR amplification. Many clinicians are often faced

with the heterogeneous distribution of EGFR mutation statuswithin a tumor or between primary and matched metastatictumors, even if this phenomenon results from pseudohetero-geneity. The clinical implications of the difference betweentrue heterogeneity and pseudoheterogeneity are unknown;therefore, further studies about comparisons of the two kindsof EGFR genetic alterations and their relationship to responseto EGFR TKIs are needed. When starting this study, weassumed that EGFR mutation heterogeneity is not rare in lung

FIGURE 3. Schema showing ap-propriate use of different methodsfor the detection of epidermalgrowth factor receptor (EGFR) mu-tation status, depending on theproportion of tumor cells in lungadenocarcinoma samples. A, Inclinical samples with a low propor-tion of tumor cells (10%), a highlysensitive method may be useful.Clinical samples were representa-tive in four patients (cases 2, 8, 9,and 15) who experienced a partialresponse to EGFR tyrosine kinaseinhibitor (TKI) therapy and whoseEGFR mutant status was detectedonly by peptide nucleic acid clamp-ing. B, On the other hand, for clini-cal samples with a high proportionof tumor cells (50%), EGFR muta-tion status by direct sequencingmay be more representative of thewhole tumor. One patient (case32) experienced progressive diseaseon treatment with EGFR TKI, andEGFR wild-type status was detectedonly by direct sequencing. MT-tu-mor cell, mutant-type tumor cell;WT-tumor cell, wild-type tumorcell.

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adenocarcinoma; if this assumption is correct, then the re-sponse to EGFR TKIs may be related to the proportion ofmutated tissues or cells. Taniguchi et al.24 reported that thetime to progression and overall survival after gefitinib treat-ment in patients with EGFR mutation heterogeneity wassignificantly shorter than for patients who did not exhibitEGFR heterogeneity. When considering intratumoral hetero-geneity, an important factor is the overall EGFR status of thecancer tissue; in other words, it is important that the clinicalsamples available are representative of the whole tumor.When we analyzed mutational status based on clinical re-sponse to EGFR TKIs, in four patients (cases 2, 8, 9, and 15)who achieved a partial response, direct sequencing suggestedwild-type status, whereas PNA clamping suggested EGFRmutant status. In another case (case 32), direct sequencingindicated a wild-type EGFR status, and PNA clamping indi-cated EGFR mutant status, but this patient experienced dis-ease progression in response to EGFR TKI therapy. Interest-ingly, the proportion of tumor cells in cell blocks of MPEs forthe four patients who achieved a partial response was lessthan 20%, whereas for one patient who experienced diseaseprogression, the proportion was 65%. Although we cannotstate a firm conclusion, because of the small cohort numbers,these results suggest that, for clinical samples containing alow proportion of tumor cells, PNA clamping is a better,more representative, and sensitive method of determiningEGFR status than direct sequencing. On the other hand, PNAclamping may be less representative for samples that containa high proportion of tumor cells, as it may detect EGFRmutations present in a minor proportion of cells (Figure 3).The results of our analysis of lung adenocarcinoma biopsyspecimens shed some light on this issue. We compared theEGFR mutation status in biopsy specimens from patients withlung adenocarcinoma, which contained a high proportion oftumor cells (�20%), and the corresponding surgically re-sected tumors obtained from the same patients after thediagnosis of lung adenocarcinoma by biopsy. In four cases,PNA clamping indicated wild-type EGFR in the surgicallyresected specimen, but mutant-type EGFR mutation status inthe corresponding biopsy specimen, with a discordance rateof 17.4%. On the other hand, using direct sequencing, weobtained identical results for 12 biopsy specimens and thecorresponding surgically resected tumor tissues. Thus, forclinical samples with a high proportion of tumor cells, directsequencing provided an EGFR mutation status that was moreconsistent and more representative of the whole tumor.

Although this study was conducted on a relatively smallnumber of cases, our results suggest that more than onemethod may be required for the screening of different typesof clinical samples of lung adenocarcinoma for EGFR muta-tions. These two methods of detecting EGFR mutation arecomplementary for the analysis of various clinical samples inlung adenocarcinoma. The interpretation of EGFR mutationstatus should consider not only the sensitivity of the methodused but also the proportion of tumor cells in the diagnosticsample. Further studies are needed to confirm these resultsand to determine whether differences in EGFR mutationstatus detected using methods with different sensitivities are

associated with treatment response to EGFR TKIs in lungadenocarcinoma.

ACKNOWLEDGMENTSThis research was supported by the Basic Science

Research Program through the National Research Founda-tion of Korea (NRF) funded by the Ministry of Education,Science, and Technology (2011-0001042). Cell blocks for thisstudy were provided by Chungbuk National University Hos-pital, a member of the National Biobank of Korea, which issupported by the Ministry of Health, Welfare, and FamilyAffairs. All samples derived from the National Biobank ofKorea were obtained with informed consent under institu-tional review board-approved protocols.

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