23
1 Department of Public & International Affairs Policies and Procedures

Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

  • Upload
    others

  • View
    1

  • Download
    0

Embed Size (px)

Citation preview

Page 1: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

1

Department of Public & International Affairs Policies and Procedures

Page 2: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

2 I. Mission Statement II. Selection of Chair III. “Senior” Faculty IV. Consultation with Senior Faculty V. Graduate Faculty VI. Faculty Workload VII. Class Visitation VIII. Annual Review IX. Post-Tenure Review X. Faculty Responsibilities XI. Overhead Receipt Return

Page 3: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

3 Department of Public & International Affairs Mission Statement The Department of Public & International Affairs of the University of North Carolina at Wilmington is a community of scholars dedicated to excellence in teaching, learning, research, and service to local and global communities. The department provides students with the knowledge, thinking and communication skills for continued scholarly activity, careers in government service, law, international affairs, business or other fields of endeavor, and for active citizenship.

Page 4: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

4 Department of Public & International Affairs Selection of Chair The Chair of the Department of Public & International Affairs is appointed for a three year term, once renewable term by the Dean of the College of Arts and Sciences, after consideration of recommendations from the department. The chair must be at least a tenured associate professor. The selection process will begin at the first departmental meeting in the Fall semester of the fourth year of the existing chair’s term. All eligible candidates in the department, including the existing chair, should indicate their interest at that time. Each candidate will submit a one page vision statement and vita within one week, with the election to take place at the next departmental meeting. In all cases voting will be by secret ballot. All full-time faculty are eligible to vote. The actual vote division will be reported to the Dean of Arts and Sciences.

Page 5: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

5 PIA Definition of “Senior” Faculty 1. For the purpose of granting [proposal would be to add “reappointment or” here] tenure, senior faculty will be all tenured public & international affairs faculty. 2. For the purpose of promotion to associate professor, senior faculty will be all associate and full professors. 3. For the purpose of promotion to full professor senior faculty will be all full professors. If there are two or less full professors, not including the chair, associate professors will be consulted.

Page 6: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

6 Consultation with Senior Faculty Members: In accordance with UNCW policy, prior to forwarding a recommendation for reappointment, promotion, or tenure (RPT) action, the department chair must assemble, consult with, and report an advisory vote of the department’s senior faculty members concerning the candidate’s qualifications. This process will proceed as follows: I. At least 14 working days prior to the deadline for transmitting RPT dossiers to the dean, the department chair will convene a meeting open to all department faculty members and will invite the candidate to attend. I. The department chair will provide a brief report on the candidate’s progress. II. The candidate will present his/her dossier and answer questions. III. The candidate and everyone else present who are not senior faculty members will be excused. II. The most senior faculty member present will then chair the meeting of the senior faculty members. I. The department chair will answer questions from the senior faculty members. II. After answering questions, the department chair will be excused. III. The senior faculty members, after further discussion, will vote on whether to support the RPT action (for/against/abstain) by secret ballot. IV. The vote tally (not individual votes) will be reported in writing or by electronic means to the department chair by the chair of the senior faculty members’ meeting. III. At least five business days prior to forwarding the candidate’s dossier to the dean, the department chair must notify all senior faculty members, by either written or electronic means, whether the department chair’s recommendation is for or against the RPT action. I. If a majority of the senior faculty members voted against the RPT action recommended by the department chair, they have the option to submit a single written dissenting recommendation that must be signed by a majority of the department’s senior faculty members. II. The senior member of that group will present the written dissenting recommendation to the department chair to be forwarded as part of the candidate’s RPT dossier. IV. Within ten business days after forwarding the candidate’s dossier to the dean, the department chair must notify the candidate, by either written or electronic means, whether the department chair’s recommendation is for or against the RPT action.

Page 7: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

7 DEPARTMENTAL CRITERIA GRADUATE FACULTY DEPARTMENT/UNIT Public & International Affairs DATE February 13, 1997 University-wide criteria for membership on the Graduate Faculty include (a) a terminal degree in an appropriate field along with effective teaching, (b) a continuing record of productive scholarship and (c) for assistant professors, a record or strong indication of growing involvement with scholarship. See reverse for the definition of scholarship approved by the Graduate Council. Additionally, the following are recommendations to the Graduate Council as criteria concerning quality and/or quantity for the production of scholarly works as applied specifically to this department. A. Under the University-wide criteria, a faculty member who meets one of the following criteria will be nominated for membership: 4. Authorship within the seven years proceeding, of a book relevant to the discipline, based on original research or presenting a reevaluation of previous scholarship, which has been published by a reputable publisher. 2. Authorship of two articles, relevant to the discipline, within the last five years before the year in which membership is originally granted, published in peer reviewed scholarly journals; or an equivalent combination of scholarly articles and contributions to edited books or anthologies issued by reputable publishers. 3. A combination of scholarly publication of any sort, including editorial work relevant to the discipline which is clearly equivalent to any one of the above criteria. B. All members of the Graduate Faculty of the Department of Public & International Affairs are expected to remain active in scholarly endeavors relevant to the discipline, which lead to publication. C. If the graduate faculty membership of a professor has lapsed, that person may be reappointed by meeting one of the three criteria under A, and thereafter by resuming the responsibilities under B.

Page 8: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

9 Dept. of Public & International Affairs Workload Policy The full workload for a faculty member at UNCW is 12 credit hours (4 three credit hour courses per semester or equivalent) including routinely expected faculty duties such as advising, committee work, professional development, etc. The standard teaching load is 9 credit hours (3 three credit hour courses or equivalent) for faculty member who are actively engaged in research, providing exceptional service to the university/profession, and/or providing exceptional professional service to the larger community. Course Hour Equivalent (CHE): Credit Hour Equivalent is a calculation of the equivalent teaching load for courses not taught in a standard lecture format or for heavy workloads related to certain instructional and non-instructional activities. On a case by case basis faculty members doing additional tasks beyond their normal teaching, research and service duties may receive a reduced load below 9 hours upon approval of the department chair and the Dean of Arts and Sciences based on the accumulation of CHEs. The Chair, or if so designated by the chair, the assistant chair, is responsible for maintaining the department CHE bank, which will be distributed to each faculty member at the end of the academic year. The faculty member is responsible for asking the Chair for a course release; the Chair is responsible for scheduling CHE buyouts and determining whether the pedagogical need of the department will permit a buyout. Guidelines for the assignment of credit hour equivalents: Teaching: teaching large sections 46-60 students = 1 CHE 61-75 students = 2 CHE over 76 students = 3 CHE teaching Masters level courses = 0.3 per credit hour Supervision of thesis, directed individual study and internships: supervision of Master’s Thesis = 1 CHE supervision of honors thesis or directed individual study: 1 student credit hour = 0.2 CHE

Page 9: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

10 supervision of internship: each contact hour per week in the field or follow up seminar = 0.25 - 1.00 CHE depending on circumstances determined by Chair and agreed upon in advance with instructor. Other reduced load Credit hour equivalents will be assigned on a case by case basis by the department chair, subject to approval of the dean, for other activities in the following categories adopted by the Board of Governors: 1. Course/curriculum development 2. Heavy load-academic advising 3. Accreditation/program review 4. Technology training for instruction 5. Co-curricular activities 6. Academic administration 7. Externally-funded research 8. Institutionally-supported research 9. Institutional service 10. Service to the public 11. Service to the profession 12. Off-campus scholarly assignment/on leave 13. Compensation for prior overload 14. Other instructional/research/service

Page 10: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

11 Department of Public & International Affairs Classroom Visitation Policy Classroom visitation and observation must be a part of the evaluation process for untenured faculty. This will include a “formative” observation, by the chair, which will not be part of the evaluation process. The formative observation is designed to provide feedback to the new faculty member and does not become part of the faculty member’s annual report or RPT document. In addition to the formative observation, new faculty must be observed by two different faculty members in at least two different classes during the year. These observers may be selected by the new faculty member from a list submitted by the chair. These will be for the purpose of evaluation. The chair will also do at least one observation for evaluation purposes annually. Tenured faculty may choose to include observation as part of their evaluation process. They may have two visitations during the school year by two different faculty members chosen by them from a list submitted by the chair.

Page 11: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

12 Department of Public & International Affairs Annual Review Process Purpose: The annual review process is designed to provide the faculty member and the Department chair with a fair and reliable evaluation of academic work for a given period. This process must take into consideration the activity of both tenured and tenure track faculty and allow for different demands and goals depending on rank--including the goal of achieving permanent tenure and promotion for assistant professors, while allowing for the possibility of reward for associate and full professors engaged actively in other areas of University life. Consequently, this process is separate from, but related to, the University wide RTP process for Assistant Professors seeking permanent tenure and promotion and Associate Professors seeking promotion to Full, and the Departmental guidelines for PTR. [Note: Department chairpersons are obligated to provide junior faculty, at the time of hiring, with clear indications of the criteria necessary for achieving tenure and promotion. As part of the annual evaluation process, the chairperson or other immediate supervisor must give each junior faculty member a candid written assessment of that person's progress toward meeting the requirements for tenure and promotion, as well as practical guidelines for meeting those requirements. The department's senior faculty play a central role in the mentoring of junior faculty, and the chairperson is required annually to provide the senior faculty with a summary of the assessments that the chairperson has given to junior faculty of their progress toward tenure and promotion. When the faculty member is subsequently considered for tenure and promotion, the chairperson's recommendation should normally be consistent with the assessments the faculty member has received in annual evaluations. When the chairperson's recommendation differs from those prior assessments, the chairperson shall explain what circumstances have arisen to cause the discrepancy.] Evaluation Criteria: Teaching: Excellence in teaching is a function of many different factors. The annual review process recognizes, pedagogical innovations, outside of the classroom advising, new course development, significant old course revisions, teacher training, supervision of students beyond the primary instructional assignment, student perceptions of teaching and peer review of teaching when available. Courses taught (a non-chronological list of course numbers and titles) Sample course materials (a small number of representative items is sufficient) Summary of student evaluations Summary of peer evaluations of teaching Academic advising within the department Courses developed/revised/new to the individual or to the university Special initiatives/incentives in teaching; cite specific examples Efforts to improve teaching, evidence of self-learning, and evidence of commitment to fostering the intellectual development of students Grants and fellowships related to teaching

Page 12: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

13 Honors, listings, or awards related to teaching Membership in professional societies primarily devoted to teaching Attendance at professional meetings or sessions primarily devoted to teaching Completion of continuing education, workshops, symposia, or other specialized training programs primarily devoted to teaching\ Scholarship: The Public & International Affairs Department recognizes and promotes scholarly activity. We embrace all four forms of scholarship as defined by Boyer (1990), the scholarship of (1) discovery, (2) application, (3) teaching, and (4) integration. The department does not distinguish among the various forms of scholarship but does require regular and sustained scholarly activity. Evidence of achievement in scholarship is demonstrated by, but not limited to, published peer reviewed works (including articles, monographs, textbooks, book chapters), reports and reviews, research grants, convention papers, editorial contributions, etc. Refereed publications (including juried or peer-reviewed performances, exhibits, artistic works, productions or writings) Published Accepted for publication Under consideration Publications (or performances, exhibits, artistic works, productions or writings) not listed in the refereed category (e.g., abstracts, book reviews) Published Accepted for publication Under consideration Research grants or research fellowships Awarded (include dates and amounts) Applied for (include dates and status) Grants or research fellowships for off-campus study or professional development Awarded (include dates and amounts) Applied for (include dates and status) Presentations (including readings, lectures) at professional meetings On-going research projects, programs and goals Honors or awards for: o Research or artistic efforts o Professional development efforts Membership in professional societies Attendance at professional meetings Supervision of graduate or undergraduate theses or extensive projects that involve research or artistic efforts Special research or artistic efforts (e.g., participating on a team at an off-campus laboratory, performing in a statewide orchestra) Special initiatives in on-campus scholarly or professional development Continuing education, workshops, symposia, or other specialized training programs attended or completed Formal off-campus traineeships Professional consultancies resulting in professional development

Page 13: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

14 o Paid o Pro bono Other scholarly or professional efforts Service: The Department encourages and recognizes service to the department, University, and various communities (professional, local, regional and national) as essential to its mission. The annual review process shall evaluate the faculty member’s service contributions. University committee memberships, leadership positions, or administrative duties College or school committee memberships, leadership positions, or administrative duties Department committee memberships, leadership positions, or administrative duties Service to the university o Student counseling; student advising other than routine work with department advisees (as in the Center for Academic Advising, clubs, campus groups, etc.) o Other service to the university Service to professional or scholarly organizations o Leadership in professional or learned societies o Leadership in seminars or short courses taught to professionals in the candidate's discipline o Professionally related activities (e.g., manuscript editor or editorial board member, artistic juror, grant or accreditation reviewer, advisor/leader/director in workshops or consultations) Paid Pro bono o Other professional service Community service o Professionally related activities (e.g., boards, offices, presentations, workshops, continuing education programs, newspaper or magazine articles for the lay public) Paid Pro bono o Other community service Process: The PIA annual review is conducted by the Department Annual Review (AR) committee which completes a review of the faculty member’s dossier and makes a recommendation to the department chairperson. The annual review process shall be conducted from February 15-April 15. PIA AR Committee Membership: The PLS AR Committee shall be comprised of three tenured or tenure-track members with rotating two year terms. Each academic rank shall be represented on the committee. The senior member shall chair the committee. AR committee elections shall be held each September. The department chairperson shall determine a method for listing faculty members eligible for AR committee membership. The department chair and faculty serving as more than .5 administrators are prohibited from serving on the AR committee. If an elected committee member shall

Page 14: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

15 be unable to fulfill their responsibility, the department chairperson shall hold a special election, and the individual elected shall serve for the remainder of the term. The Committee shall elect, from its members, a chairperson. Members of the committee are to be evaluated by the two remaining members of the committee. Annual reviews of faculty performance are required by UNCW. The PIA annual review process has 6 steps: (1) dossier compilation by the faculty member, (2) presentation of the dossier to the PIA AR committee (optional), (3) confidential review and evaluation of the dossier materials and preparation of the draft annual evaluations by the PIA AR committee, (4) acknowledgement and/or response to the draft annual evaluation by the faculty member, (5) submission of the final annual evaluation to the chair by the AR committee, and (6) final evaluation of the faculty member by the chair. Dossier Preparation and Submission. The minimum requirements for the dossier are those items listed in the University wide RTP guidelines [http://www.uncw.edu/fac_handbook/RTP_new/rec_format.htm]. Documentation is to be provided for a three year period based on a calendar year (e.g. the AY 06-07 evaluation will include documentation for CY 04-06). Documentation shall be provided in the order of the RTP requirements. Each faculty member is also required to prepare a summary self-assessment at the beginning of their evaluation that is consistent with the guidance provided by the AR committee at the start of the evaluation process. Each faculty member is responsible for preparing their Dossier which is due to the AR committee chair no later than February 15. The dossiers shall be located in a place that is accessible to all tenured and tenure track faculty who wish to review them during the AR process. Each faculty member will have the opportunity to present their dossier to the AR committee. The AR committee shall notify the faculty of the day and time when they may present their materials. If faculty members wish to present their dossier they shall notify the senior member of the AR committee in writing so that a schedule of presentations can be established. This meeting and the presentations shall be open to the tenured and tenure track faculty. AR Review and Evaluation. The PIA AR committee has the responsibility of reviewing and evaluating each faculty dossier. These meetings will be confidential. This is to protect the junior committee members and to ensure that there is an open and honest deliberation and evaluation of the dossiers by the AR committee. Each AR committee member shall not be involved in the review of their dossier (e.g., they shall leave the room when their individual dossier is being discussed). The AR shall conclude its deliberations by March 21 and submit a copy of their draft evaluation to the faculty member. The faculty member then has fourteen days from receipt of the evaluation to respond to the evaluation in writing. The faculty member can also petition the AR committee to present their supplemental materials or response to the draft evaluation. The AR committee shall consider the faculty member’s response and any additional information provided with this response

Page 15: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

16 when completing its final evaluation. Any response to the evaluation must be included by the AR committee when they submit their final evaluation to the department chairperson. The AR committee evaluation must include a written description of the performance of the faculty member for the specified three year period covering each area of evaluation (teaching, research and service). In addition to the qualitative assessment in each area the AR committee must transmit a single summary evaluation of (1) exemplary, (2) satisfactory, and (3) unsatisfactory. Each faculty member shall also be notified as to how their summary evaluation compares to other faculty in the department (i.e., how many faculty received each rating category). Failure to provide adequate documentation in the dossier shall result in a summative evaluation of “unreviewable”. The faculty member will have 14 days to resubmit a proper dossier. Failure to do so will result in a final evaluation of „unreviewable”. The chair will determine the proper course of action in these situations. Department Chair Review and Recommendation. The PIA AR committee evaluation shall be used by the chair to determine the faculty member’s annual evaluation. The PIA AR process is peer review; therefore, the department chair shall give deference to the report of the AR committee, providing appropriate documentation when he/she rejects the Committee’s evaluation. The chair’s draft evaluation shall be completed around April 21st and shared with each faculty member, who has fourteen days to respond. Any response from the faculty member shall be attached to the department chair’s evaluation, which is sent to the Dean and used by the Chair to determine merit salary raises. The Department chair’s final evaluation shall be completed by May 15th. Adopted: November 2006 Amended: 3/17/08 Evaluation of Part-time Faculty According to SACs rules part-time faculty must have additional evaluation beyond SPOTs. The Department Chair will evaluate part-time faculty. At the end of each semester part-time faculty will submit a portfolio of teaching material to the chair. These materials will be evaluated by the chair. In the case of low SPOTs or numerous complaints from students, the chair reserves the right to do classroom visitation.

Page 16: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

17 PIA Professional Development The department encourages the professional development of its faculty. Professional development funds are divided into two pots. In one pot all full time tenure track faculty have access to an equal amount of funding to use for professional development – i.e. travel, books, software etc. The chair can also determine an appropriate lesser amount for lecturers. The individual expenditure of this money must be approved by the chair. The chair also retains a small amount of this money to help faculty with professional development should there be an unexpected, valid need that may exceed what they are allotted. The second pot of money is only for travel and can only be used if a faculty member is participating in a conference by giving a paper, chairing a panel, etc. These funds are not allocated equally. Junior faculty have access to a greater amount of these funds because they are facing tenure decisions and thus the need to give papers and travel to conferences may be more acute for them.

Page 17: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

18 Department of Public & International Affairs Post-Tenure Review Procedures (updated 2015) Requirements for developing a post tenure review (PTR) plan All faculty members whose primary responsibilities include teaching (50% or more) must undergo post tenure review (PTR) no later than the fifth academic year following their last review, promotion, or return to faculty status from an administrative appointment. At the beginning of each five-year PTR cycle, all tenured faculty members must prepare a short written (1-2 page) five-year PTR plan that includes a set of goals. The plan must be submitted to the chair by September 1st. The chair shall notify the faculty member of the approval of the plan in writing no later than October 1st. In the event that the chair finds the plan unacceptable, the chair shall identify in writing the specific measures of a faculty member’s PTR plan that are unacceptable. The faculty member and Chair shall then work to find a mutually acceptable resolution to these differences. If a mutually acceptable resolution is not achieved, the faculty member may appeal to the senior faculty for their independent review and recommendation to the chair. The plan can be modified on an annual basis at the discretion of a faculty member. Such modifications shall be submitted to the Chair by the September 1st deadline and approval of the modifications shall follow the same procedures used for a new five-year plan. The PTR plan shall be used as the basis for a faculty member’s evaluation pursuant to the chair’s annual evaluation process described in PIA policies. In each annual evaluation, the chair is expected to provide written feedback on the progress towards achieving the goals in the plan and warn a faculty member in writing if adequate progress is not being made towards achieving the PTR Plan’s goals. Failure to notify a faculty member in writing of their lack of progress shall be construed as evidence of making satisfactory progress. When this policy is formally adopted, each tenured faculty member will be required to develop and submit a PTR plan that covers the entire duration of their PTR period. Subsequent Chair’s evaluations will then begin assessing progress towards the PTR plan. Contents of a PTR Plan Faculty members are advised to be realistic when setting the PTR plan’s goals, monitor their progress, and to modify the goals as needed during the 5-year review period if their professional situation changes. It is important to remember that these are not aspirational goals. They will be used to comply with a mandate from general administration. They will also be used to help the Chair and faculty members set a floor for reviewing work during the 5-year PTR period and determine whether a faculty member “meets expectations”. Faculty members should also keep in mind that the assessment of candidates for PTR is a holistic process and does not depend exclusively on progress towards the goals specified in the PTR plan. Each RTP plan should be designed to reflect the faculty member’s unique role in the department. It should also reflect and balance the needs of the Department against the individual goals the faculty member has for their professional development and career goals. Examples of possible

Page 18: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

goals associated with a faculty member’s teaching, scholarship, and service may include the following: Teaching

- Maintain IDEA results that are in line with departmental averages - Achieve results in peer evaluation results that are acceptable given departmental

expectations - Teach a full load of courses in accordance with Departmental policies and

consultation with the Chair - Advise majors conscientiously - Help advisees graduate in a timely manner and accomplish their educational goals - Revise and/or keep current course materials and syllabi - Take advantage of professional development activities to improve my teaching - Mentor undergraduate and/or graduate students

Scholarship - Remain/obtain research active in accordance with CAS and departmental standards - Present at research conferences if resources are provided by the Department or

UNCW - Remain current in my specific area of research - Seek financial support for research endeavors - Undertake regional engagement activities that advance my scholarly or professional

development - Take advantage of opportunities to engage in professional development - Participate in activities that develop my reputation as a scholar

Service - Provide service to UNCW when needed by participating in councils, task forces, or

committees - Participate as needed in service activities that advance the mission and programs of

CAS - Provide service to my department that supports our portfolio of undergraduate and

graduate programs - Provide service to the profession by serving on editorial boards, professional

associations, conference planning, etc. - Provide service to the community by engaging in professional service or volunteering

time with community organizations Each faculty member should identify the specific combination of goals that best represents their goals and expectations over the 5-year PTR period. Post tenure review (PTR) procedures Early in the fall semester, the Chair shall notify each faculty member who will be subject to post tenure review during the spring semester and provide a time table for the preparation of a post-tenure review (PTR) report. In the event that FMLA or some other situation modifies the start date of the 5-year review period, this notification would occur during the spring semester and the review process would proceed accordingly. The faculty member shall have a minimum of 4

Page 19: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

weeks to prepare a PTR report that describes their professional activities during the 5-year review period that documents their achievement of the goals specified in their PTR plan. Post-tenure review (PTR) report The post-tenure review (PTR) report shall include a brief description of the professional work and accomplishments during the 5-year PTR review period. Specifically, the PTR report shall explain why the faculty member believes they made satisfactory progress or surpassed their PTR plan’s goals. In the event that a faculty member failed to make adequate progress towards the goals specified in their PTR plan, they shall describe why that is the case and explain why they believe that their activities during the 5-year period should otherwise be deemed as evidence of satisfactory progress. Each PTR report should also document their achievement of the PTR plan’s goals by listing or describing the following during 5-year review period: Teaching

- Undergraduate courses taught - Graduate courses taught - Teaching load and reductions (if applicable) for each year in the review period. It

should specify the graduate and undergraduate loads for each year - Course development activities - Number of directed independent studies (DIS) - Undergraduate honors theses (supervised or committee member) - Theses and dissertations (supervised or committee members) - Internships supervised without financial compensation - Activities undertaken to develop teaching or course delivery - Honors or awards related to teaching activities - Summary of peer evaluations - Summary of the course hour equivalents (CHE) earned through teaching during the 5-

year period and the number of course reductions granted as compensation for CHE earning activities

Scholarship - Peer reviewed publications – published, accepted for publication (counts as a peer-

reviewed publication), under review, under development - Book chapters – published, accepted for publication (counts as a publication), under

review, under development - Book manuscripts - published, under review, or contracts for a book - Other significant reports or publications with broad public distribution - Other reports prepared as part of regional engagement efforts broadly defined - Research grants – received and applied for - Other grants and contracts in support of scholarship, including those not routed

through sponsored research - Conference papers presented - Invited presentations or participation in scholarly workshops - Membership in professional associations and attendance at scholarly conferences - Professional consultancies resulting in professional or scholarly development (paid or

pro bono)

Page 20: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

- Editorial board membership, manuscript review activities

Service - University service activities including but not limited to committee memberships,

leadership positions, administrative duties, student counseling, advising (e.g., clubs, student associations, etc.)

- College services activities including but not limited to committee memberships, leadership positions, and administrative duties

- Department service activities including but not limited to committee memberships, leadership positions, administrative duties, advising, and participation in faculty searches

- Service to professional or scholarly organizations (paid or pro bono) - Community service whether it be professional in nature (e.g., participation on boards,

presentations, workshops, etc.) or volunteer activities (e.g., churches, schools, coaching, community groups, etc.)

The faculty member can submit this information in any manner they feel is appropriate. Evidence or specific examples need not be included in the PTR report, although they should be available upon request. As part of the PTR report, the faculty member is also required to submit a detailed curriculum vitae. The faculty member can satisfy the information requirements described above by providing a curriculum vitae that identifies the PTR period using shaded text or some other device and simply attach an addendum that specifies any additional information needed for review. Post tenure review (PTR) Committee The PTR committee shall consist of three tenured faculty members from PIA. The members of the committee shall be elected by PIA’s faculty. All tenured and tenure track faculty with an appointment in PIA with the exception of the chair can vote. The committee shall be elected by the end of the fall semester (or semester preceding the PTR review if held in an off semester due to FMLA or other circumstances). The PTR plan, PTR report, and an updated curriculum vita shall be provided for review by the post-tenure review (PTR) committee. The PTR committee shall review the documentation and provide a short analysis of whether the faculty member has achieved the PTR plan’s goals. Their report shall also make a recommendation to the chair as to whether the faculty member is exemplary and exceeds the expectations set by the PTR plan, is satisfactory and “meets expectations” as demonstrated by the achievement of the PTR plan’s goals, or is deficient and “does not meet expectations” because they demonstrated less than satisfactory progress in achieving the PTR plan’s goals during the 5-year period. The PTR committee’s report shall be forwarded to the Chair and the faculty member being reviewed. If the faculty member disagrees with the findings of the PTR Committee’s report, they have 7 days to prepare a written response to the report, which shall be added to the PTR file. Chair’s Review of the Post Tenure Review (PTR) Report Once the chair has reviewed the PTR file (PTR plan, PTR report, curriculum vitae, previous chair’s annual reviews for the review period, PTR committee report, PTR supplemental

Page 21: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

response, and annual chair evaluations), they are required to prepare a written Chair’s determination. The assessment of candidates for PTR is a holistic progress and does not depend exclusively on progress towards the goals specified in the PTR plan. The chair’s holistic assessment shall make an overall determination as to whether a faculty member “meets expectations”, “exceeds expectations”, or “does not meet the expectations” described in the PTR plan. The chair shall provide a written explanation of this determination. In the event that Chair determines that the reviewee does not meet expectations, the determination shall identify specific examples of the failure to meet expectations and identify instances where the faculty member was previously warned in writing of inadequate progress (e.g., Chair’s annual reviews, other written correspondence). The Chair’s determination shall be shared with the faculty member, who shall have at least 2 weeks to review the Chair’s recommendation and prepare a response, if desired. The Chair then submits the PTR file and Chair’s recommendation along with the faculty member’s response (if a response is written) to the Dean. The chair shall also forward the Dean the list of the names of the PTR committee, their evaluation, and the faculty member’s response (if written). The Dean shall then review the faculty member in accordance with the procedures in the UNCW policy on post-tenure review in the faculty handbook. In the event that the there is a finding that the faculty member “does not meet expectations”, the Dean shall follow the policies and procedures specified in the faculty handbook. For additional information on timetable, procedures, criteria, outcomes, and due process, please consult the UNCW policy on Post-Tenure Review in the faculty handbook. Suggested Timeline for Post Tenure Review (PTR) process The specific dates and deadlines for the post tenure review (PTR) process may change from year to year. In setting the specific deadlines the Chair shall try to balance the need to complete the process for the Dean against the priority of providing the faculty member(s) under review with adequate time to prepare their PTR report and the PTR review committee with sufficient time to conduct their review process. An example timeline for the PTR review process is as follows: Sept. 1st – Deadline for Faculty members who successfully completed PTR the prior

academic year or were promoted complete a PTR plan Oct. 1t – Chair notifies faculty members subject to a PTR during the current academic

year and provide them with the copy of their approved PTR plan for the 5-year period and the previous annual chair’s evaluations during this period. Chair also approves the PTR plans or modifications of existing plans.

Dec. 1st – Suggested PIA deadline for PIA faculty vote to elect a 3-member PTR committee.

Jan. 15th – Suggested PIA deadline for submitting PTR report to the PTR committee and chair

Feb. 1st – Suggested PIA deadline for PTR committee to submit recommendation to the Chair and the reviewee

Feb. 11th – Suggested deadline for Chair to submit their determination to the reviewee who has 14 days to prepare a written response (if any)

Feb. 25th – PIA Deadline for Chair to forward file (and reviewee’s response, if any) to the Dean for review (per policy)

Page 22: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

March 31st – Suggested deadline for Dean to complete review and inform reviewee of finding

April 15th – Suggested deadline for Dean’s finding and file, plus faculty responses, to be forwarded to RTP committee for review (if needed).

May 1st – Suggested deadline for RTP committee to forward recommendation to the Provost

May 15th – Suggested deadline for Provost to rule on disputed cases June 1st – Suggested deadline for Chair and reviewee to agree to a development plan, if

any June 15th – Suggested deadline for Dean to agree to the development plan, if any June 30th – PIA deadline for the Chair to complete their annual review of a faculty

member and to specify progress toward meeting the development plan.

Page 23: Department of Public & International Affairs Policies and ... · PIA Definition of “Senior” Faculty . 1. For the purpose of granting [proposal would be to add “reappointment

18 Department of Public and International Affairs Faculty Responsibilities Mandatory (university imposed) Develop syllabi and meet classes Turn in grades on time Post and keep office hours Advise students Participate in annual peer review process Fundamental (department imposed) Attend departmental faculty meetings Participate fully in RTP decisions Participate in job candidate visits and meetings to discuss/vote on candidates Attend departmental graduation ceremonies Attend annual departmental awards dinners Professional Collegiality (voluntary but a mutual expectation) Treat each other in a cordial and respectful manner Attend departmental social functions Attend events sponsored by department faculty Attend student-sponsored events (e.g. picnic)