David O Carter Financial Disclosure Report for 2009

8/3/2019 David O Carter Financial Disclosure Report for 2009

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, ~ o 1 0 FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e Ethicsin Government Act ofl978gev. 1/2010 FOR CALENDAR YEAR 2009 (s u.s.c . , ,pp. ff ,( 1oi.11 1)I . P e r s o n R e p o r t i n g t la s t n a m e , f i . , ~ t , m i d d l e i n i t ia l ) 2. Courl or Organization 3 . D a t e o f R e p o r tCARTER, DAVID O. U.S. District, Central District of California 05/I 4/2010

4 . T i t l e ( A r t i c l e I l l j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a r a s ; 5 a . R e p o r t T y p e ( c h e e k a p p r o p r i a t e t y p e ) 6. Reporting Periodm a g i s t r a t e ju d g e s i n d i c a t e f u l l - o r p a r t - t i m e ) ~ N o n f i n a t i o n . D a t e I/I/2009U.S. Dist r ict Judg e- Act ive I n i t i a l [] A n n u a l [] Final t o1 2 / 3 1 1 2 0 0 95 b . [ ] Amended Repo r t7. Chambers or Office Address 8 . O n t h e b a s i s o f t i l e In f o r m a t i o n c o n t a i n e d I n I b i s R e p o r t a n d a n ym o d i f ic a t i o n s p e r t a in i n g t h e r e t o , i t I s , I n m y o p i n i o n , i n c o m p l i a n c eRona ld Reagan U.S. Cour t house ssi th applicable laws and regulations.411 W est Four th St reet , Sui te 9-160Santa Ann, Cal i fornia 92701 Reviewing Officer D a t e

IAIPORTANT NOTES: The instruct ions accompanying this form must be fol lowed. Complete al l parts,checking the NONE box for each part where you have no reportable informatiott S ign on last page.

I . P O S I T I O N S . r R , v o r t i , g i , a i ~ i a ~ t o , t y : ~ , , ,, . 9 - 1 3 of filing instructions.)N O N E (No reportable posi t ions . )

P.OS|TION NAME OF ORGANIZATION/ENTITY

I

5.6 . I I

I 1 . A G R E E M E N T S . ~n,~o,~i~w~,~to~.r;.~,,vr.~ NONE (N~ reportable agreements.)

PARTIES AND TERMS


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FINANCIALDISCLOSUREREPORT| CARTER, DAVID O.a g e 2 o f 7 0 5 / 1 4 / 2 o 1 0I

l Il . N O N - IN V E S T M E N T IN C O M E . :R e p o , ~ i ,g individuM and spouse; see pp. 17.24 of filing instructions.)A. F l ie r s N o n - l n v e s tm en t I n c o m e

~ (No reportable non-investment income.)ONE~ SOURCE A~ ~PE ~COME( your s , no t spou se s)

~13.

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - Jf ~,ou wee, married during any porttono f t h e r e p o r t in g y e a r , c o m p l e te thl~ section.(Dollar amount not required ~,.cept for honoraria.)[] (No reportable non-investment income.)ONE

DATE SOURCE AND TY P~I.

I * , . R E I M B U R S E M E N T S - t ,o,, , ,or,~ao.. Ioa~Z,g, tood, ent~rtal .... ~(lnclud~ those to spouse and dependent childr*:n, see pp. 25-27 o filling i~tmcttons.)

N O N E ( N o r~ o r ta b le re im b urse m e n t s . )~ ~ LOCATION P~POSE ITEMS PAID OR PRODDED

5. I ~] ~] I ..... I6 . I ~1 1 ..... I


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FINANCIAL Name .o f Pe r s on Repo r t i n g[

D~e of ReportDISCLOSURE REPORTI C A ~ T E P ~ ~ A W ~ O .

0 ~ / ~ / ~ . 0 ~ 0a g e 3 o f 7

9 . : : . . . . . . . . . 1 I I 1 I~ol ~ I ~ i I II ~ . ..... I I . I I I~z[ ......... ] ~ ...... I ~1 I

~*1 I .... I I ~l I] I ] I I

II

I~ s . ] :: I I1 9 . I ........ ] I


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I a m e o f P e r s o n R e p o r ll n gPageFINANCIAL4 of 7 DISCLOSURE REPORT I CARTER, DAVID O. Date05/[of4/201Repor~

~ NONE (No reportable g~s.)~ DESCRIPTION

I.2.3.4.

5 .

V I . L I A B I L I T 1 E S . (Inct, aes ,host o.~sp ...... d d e p e n d e n t c h i l d r e n ; s e e p p . 3 2 - 3 3 o f f i l in g i n ~ t r u c t i ~ n .~ . )[--~ NONE (No reportable liabilities.)

CREDITOR DESCRIPTION ~

3. -__]4.5 .


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Iame o f Pe r s on Repo r t i n gPageFINANCIAL5 o f 7 D IS C L O S U R E R E P O R T [ C A R T E R , D A V I D O . [ DaV I I . I N V E S T M E N T S a n d T R U S T S - ;~ ........~ u . . . . . . . . ..~ , , . , ~ (Include, those o f spa . . . . . d dependent childr,n; s e e p p . 3 4 - 6 0 Of f i l ing in~tru~ions.J

N O N E (No reportable income, assets, or transactions.)

Dcsctgption of Asse~s [ I n come du r i n g Gro s s v a l u e a t o n d/

D.( inc lud ing t ru s t a s se ts ) { r e p o r t i n g p e r i o d o f r e po r t i n g p e r i o d T ran s a c ti o r t l d u r i n g r e po r l i n g p e r i o di - 7 , ) ] . . . . .. i2i .....( ~ - - i - 7 ~ i . . . ./ l a o e " ( X y a f t e r e a c r ~ a s s e ! Amoun, l ype~e.g . , V a l u e va lueI TyI~(e.g. , Date Value [ Gain J Identityof.... pt from prior disclosure I Code I / di ........ Code 2 I Metho d buy , se ll . [mm/dd /y y I Code 2 [ Code 1 I buyer / se l l e r

~" { : - ] " I - } - {~ : I I -1 -]~ q 7 74 , ~ : 1 7 75. I 16 . : I ~ -17 . I -1

9. I ~ 7lo . : I ~ I I~ -1II.

1 2 .

" 1 3 .

1 4 .

1 5 .

1 6 .

1 7 .


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FINANCIAL DISCLOSURE REPORTP a g e 6 o f 7V III. ADDITIONAL INFORMA TION OR EXPLANATIONS.


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F IN A N C I AL D IS C L OS U R E R E P O R T [ ~ , e o f R e p o r ,Page 7 of 7 0 5 / 1 4 / 2 o 1 0I X . CE R T I FI CA T I O N .

I ce r t ify l ha t a l l i n fo rma t ion g iven above ( i nc lud ing i n fo rma t ion p e r t a i n ing t o my spou se and mino r o r dependen t ch i l d ren , If a ny ) i sa ccu ra t e , t rue , a nd comp le te t o the bes t o f my know ledge and be l i e f , a nd tha t a n ) i n fo rma t ion no t repo r t ed wa s wi thh e ld because i t me t a pp l l c ab le s t a t u to ryp rov i s ion s pe rmi t t i ng non -d i sc lo su re .I fu r t he r c e r ti fy t ha t e a rned i ncome f rom ou t s ide emp loymen t a nd ho no ra r i a a nd the a ccep t ance o f g i f t s wh ich have been repo r t ed a re Incompl i an ce w i t h t h e p rov i s i ons of 5 U .S .C. app . 501 e t . s eq . , 5 U .SoC. 7353 , and Jud i c i a l Confe rence r eg u l a t i ons .

S ign a t u r e

NOTE: ANY INDIVIDUAL WH O KNOW INGLY AND W ILFULLY FALSIFIES OR FALLS TO FILE Til ls REPORT MAY BE SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app . 1 04)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsSu i t e 2 -301One Columbus Circle, N.E.Washington, D.C. 20544

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David O Carter Financial Disclosure Report for 2009