David M Ebel Financial Disclosure Report for 2010

8/3/2019 David M Ebel Financial Disclosure Report for 2010

1/11

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10

Report Required by the Ethicsin Govermnent Act of 1978(5 U.S.C. app. ~" 101-111)

I . P e r s o n Report ing (last nam e, f i rst , middle ini t ia l)Ebcl , D av id M.

4. Title (Ar ticle I I I judges ind ica te active o r s e n i o r s t a t u s ;magist rate j udges indicate fu l l - or p ar t - t ime)

2. Court or Organizat ionTen th Ci rcu i t Co ur t o f Ap p ea l s

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t eU.S . Ci rcu i t Jud g e (s en io r )

7 . C h a m b e r s o r O f f i c e Ad d r e s sByro n W h i te U.S . Co ur th o use1 8 2 3 S to u t S t ree t , Ro o m 1 0 9 LDen ver , CO 8 0 2 57

[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliances v i t h a p p l i c a b l e l a ~ v s a n d r e g u l a t i o n s .

R e vie w in g O f f ice r Date

3. Date of Report0/15/2011

6. Repor ting Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . m , ~ , o ,, in g i n d ; v i d . u l o n l y ; ~ , , ~ . 9 - t ~ of filing instructions.)D NONE (N o reportable posi t ions.)

POSITIONI. Direc to r2.3.

4.5.

N A M E O F O R G A N I Z A T I O N / E N T IT YH i s t o r ic a l So c i e t y f o r t h e T en t h C i r c u i t Co u r t o f A p p ea l s

I I . A G R E E M E N T S . t R , p o r ~ i n g individual only; seepp. 14-16 of filing instructions.)~] N O N E ( N o reportable agreements.)

D A T E PARTIES AND TERMS


2/11

FINANCIAL DISCLOSURE REPORTPage 2 of 11

N a m e o f P e r s o n R e p o r t in gEbel, David M.

Date of R e p o r t6/15/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)A. Filers Non-Investment Incom e~-~ (N o reportable incom e.)ONE non-investment

DATE SOURCE AND TYPE

2.3.4.

INCOME(yours, not spouses)

B . S p o u s e s N o n - I n v e s tm e n t ! n c o m e - tf ~ , o . . were married during any porffon of the reporting year, complete this section~(Dollar amount not required except for honoraria..)---] N O N E ( N o reportable non-investment income.)

DATE SOURCE AND TYPE1. 2010 P u b l i c Employees Retirement Asso c ia t io n (PERA) - - r e t i r e m e n t2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, enterta inment .(Includes those to spouse and dependent children; see pp. 25-27 of f il ing instructions.)[-~ N O N E ( N o reportable reimbursements.)

2.3.4.

5.

SOURCE DATES LOCATION PURPO SE ITEM S PAID OR PROV IDED


3/11

FINANCIAL DISCLOSURE REPORTPage 3 of I 1

N a m e o f P e r so n R e p o r t i n gEbel , David M.

D a t e o f R e p o r t0/15/2011

V . G I F T S . t ln c l u d e s , l , o s e ,o s p o u s e a n d dependent chi ldren; see p p . 2 8 - 3 1 of fi l ing instruct ions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n c l u d e s , h o s o o l sp o u s e ~ n d d e p e . d e n , children; see p p . 3 2 - 3 3 of filing instructions.)NONE (No reportable liabilities.)

CREDITOR DESCRIPTIONI.2.

3.

4.5.

VALUECODE


4/11

FINANCIAL DISCLOSURE REPORTPage 4 of 11 Ia m e o f P e r s o n R e p o r t in gEbel , David 51. D a t e o f R e p o r t6/15/201 I

V I I. IN V E S T M E N T S a n d T R U S T S - i n c ~ m e ~ v a l u e ~ t r a n s a c t i ~ n s ( ~ n c ~ u d e s t h ~ s e ~ f s p ~ u ~ e a n d d e p e n d ~ n t c h i ~ d r e n ; s e e p p . 3 4 - 6 ~ f ~ i n g i n s t r u c t i ~ n s ~ )N O N E (No reportab le income, asse t s , or t ransact ions . )

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i nc l u di ng t r u s t asse t s) r e p o r t i n g p e r i o d

(I) (2)P l a c e " ( X )~ after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d iv. , r en t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(l) (2)

V a lu e Va lu eC o d e 2 M e t h o d(J-p) C o d e 3

( Q - W )

(t )Type (e.g.,buy , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)D a t e Value Gain

mm/dd!yy C o d e 2 C o d e I(J-p)

( 5 )I d e n t i t y o f

b u y e r / s e l l e r( i f p r i v a t e

t r a n s a c t i o n )

I. Fidelity Magellan Fd. A Dividend J

2.

3. Janus Contrarian Fund D A Dividend K

4.

5.

6. J a n u s G l o b a l L i f e S c i e n c e Fd. D A Dividend J7. Janus Money M arket Fd. D A I n t e r e s t K

I0 . .....

1 1 . .....

1 2 . US Bank, Denver, Colo. A I n t e r e s t J

1 3 . Janus Global Select Fund D A Dividend K

1 4 . .....

1 5 . .....

1 6 . Fid e l i ty Cash Reserves A Interest K1 7 . .....

T So ld 05 /25 /10( p a n )Sold 08/20/I 0(pan)

T Buy 0 3 / 1 0 / 1 0

S o l d 0 8 / 1 3 / I 0(par t )Bu y 10/19/10

TT Bu y 01/27/10

Sold 03/10/10(pan)Bu y 08/13/10

S o ld 09/17/10(par t )Sold I 0/19/I 0(par t )

T Bu y 03/10/10T Bu y 0.5/10/10

Buy 0.5 /20/10

S o ld 08 /1 3 /10(par t )T Buy 05/25/10

Bu y 08/20/10

JJ

J

J

J

K

K

LJ

K

J

J

J

K

K

K

A

A

A

A

1. Incom e Gain Co des: A = $1,000 o r less B -$ 1 ,001 - $ 2 ,5 00 C -5 2 ,5 01 - $ 5 ,000(S e e Co lu n m s B I a n d EM) F 4550.001 - 5100,00{) G = $ I0 0,0 01 - 5 1.0 00 .0 00 H I = $1 ,0 00 .0 01 - $ 5.0 00 .0 00

2. Value Codes J =$ I 5 ,000 or less K - $ 15 ,001 - $ 50 ,000 L = $ 5 0 . 0 0 1 - $ I I D 0 , 0 0 0(S cc Co lu m n s C I a n d D 3 ) N =$250.001 - 5500.1)00 O = $500.001 - 51.000.00O P I =51,000.001 - $5 ,000,000

P3 =$25,000,001 - $50.000.000 P4 =More than $50,000.0003. Value Mclhod Codes Q =Appraisal R = Co s t (Re a l E , t a te On ly ) S = As s e s s m e n tI Sc c C o lumn C 2 ) U = Bo o k Va lu e V O t h e r W = Es t im a lcd

=55,001 - $15,000H2 =More Ihan 55 ,000,000M =$100,001 - $250,000P2 =$5,000,001 - $25,000,000

= Ca s h Ma rke t

E =515,001 - $50,000


5/11

FINANCIAL DISCLOSURE REPORTPage 5 o f 11

N a m e o f P e r s o n R e p o r t in gEbel, David M.

Date of R e p o r t6/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , t ra n sa c t i o n s ( I n c l u d e s t h o se o f sp o u se a n d d e p e n d e n t c h i l d re n ; se e p p . 34-60 o f f i l i n g i n s t ru c t i o n s . )N O N E (No reportable income, assets, or transactions.)

D e sc rip tio n o f A sse ts In c o m e d u rin g( i nc l u di ng t r u s t asse t s) r e p o r t i n g p e r i o d

(t) (2)Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure Code I d iv. , r en t ,

( A - H ) o r in t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(t) (2)

V a lu e Va lu eC o d e 2 M e t h o d(J-P) C o d e 3( Q - W )

O)Type (e.g.,b u y , s e l l ,

r e d e m p t i o n )


(2) (3) (4)Dat e V a l u e G a i n

m m /d d/y y C od e 2 C o d e I(J-P) ( A - H )

( 5 )l d e n l i t y o f

b u y e r / s e l l e r(ifprival


1 8 .

20 .21 .22 ,

Fidelity Select Energy Service Fd.

EYEris Class A Comm on Stock

A D iv id e n d

A Dividend

Sold 1 0 1 2 1 / 1 0 K A( p a r t )T Sold 0 1 1 2 7 1 1 0 J A( p a r , )

S o ld 03/10110 J A(par t )S o ld 05125110 J A(part)

T23 . EYEris Class B Comm on Stock None T2 4. J a nu s G r o w th & In c om e Fd . D A Dividend K T S o l d 01/27110(part)25 . Fidelity U.S. Govt Res. A I n t e r e s t J T26 . Fidelity Emerging Market Fd. A I n t e r e s t K T Sold 05/25/10( p r o )27 . ..... Sold 0 8 1 2 0 1 1 0(par t )28 . ..... Bu y 10/21/1029 . Fid e l i ty Value Fun d A D i v i d e n d K T Bu y 10/21/1030 . Fid e l i ty Divers i f i ed In t l Fun d A D i v i d e n d J T31 . D o d g e & C o x S t o c k F u n d A D i v i d e n d K T Bu y 03/10/1032 . ..... Bu y 0 5 /1 4 /1 0

33 . ..... Sold 08/20/10(par t )34 . ..... Bu y 10/21/10

JJ

J

J

J

J

JJ

A

A

A

A

I. Income Gain Codes : A = $1,000 o r less B = $1,001 - $2 ,500 C = $2,5 01 - $5 ,000 D =$5,001 - $15,000(S e e Co lu m n s B I a n d IM) F =$50,001 - $100.000 G =$100,001 - $1,000,0(K) HI =$1.000,001 - $5.000.000 1"t2 =More than $5 ,0~0.000

2. Value Codes J =$15,000 or less K - $ 15 ,001 - $ 50 ,000 L =$5 0,001 - $100.000 M =$ 100,001 - $25 0.04 ~(See C o lumns C I and D3 ) N -$ 25 0.001 - $ 500.00~ O =$5 00,001 - $1.000.000 P I = $1,1~0,001 - $ 5 ,0~0,000 P 2 = $ 5 ,0~,001 - $ 25 ,000,000

P3 =$25 .1:~.001 - $50,090,0~0 P 4 = Mo re Iha n3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S = A s ~ ss m c n t T = Ca s h Ma rke t(See C o lumn C 2 ) U = Bo o k Va lu e V - O~he r W = Es t im a te d

E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0


6/11


N a m e o f P e r s o n R e p o r t in gE b e l , D a v i d 3 1 .

D a t e o f R e p o r t6/15/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transact ions (Includes those of spouse and dependent chi ldren; seepp. 34-60 of fi ling instruct ions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o dO) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e (e .g . ,

exempt from prior disclosure Code I d i v . , r e n t ,(A-H) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2,)Value Value

C o d e 2 M e t ho d(J-P) C o d e 3(Q-W)

(I )T y p e ( e . g .,b u y , s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D a t e Value Gainmm/dd/yy Code 2 Co d e I

(J -P) (A-H)

( 5 )I d e n t i t y o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

35 . D o d g e & C o x B a l a n c e d F u n d A D i v i d e n d J36 . D o d g e & C o x I n c o m e F u n d C Divid en d K37 . .....

38 . " ....

39 . .....40 . .....

4 I. .....

42 . Royce O ppor tu n i ty Fd . No n e J43 . R o y c e T o t a l R e t u r n F d . A D i v i d e n d K44 . .....

45 . J a n u s O v e r s e a s F u n d D A Div idend K46 . .....47 . .....

48 . .....

49 . Janus Shor t -Term BondFd. D A Interest K

50 . .....5 1. .....

T Bu y 05/14/10 JT Bu y 01127/10 K

So ld 03/10/10 K(part )Sold 05114110 K( p a n )Bu y 08/25/10 K

Sold 09/09110 J( p a n )S o l d 10/21/10 K( p a r t )

TT Bu y 08/20/10 K

Sold 09/09/10 J( p a r t )T Sold 01/27110 J( p a n )

Bu y 03/10/10 JS o ld 05/20/10 K( p a r t )Bu y 10/19/10 J

T Bu y 01/27/10 J

So ld 03/10/10 J(par t )Bu y 05/20/10 K

A

A

A

A

A

A

1. Income Gain Codes: A =$1,000 or less B = $1.001 - $2 ,500 C = $2,5 01 - $5 ,000 D =$5,001 - $15,000{ S~C olu mn s B I an d D 4) F = $5 0.0 01 - $ 10 0.0 00 G =$ 10 0.0 01 - $ 1.0 00 .0 00 H I = $1 .0 ~0 .0 01 - $ 5.0 00 .0 00 H 2 =More th an $5.0~.000

2. Value Codes J = $ 1 5 . 0 0 0 o r l e s s K = $15.001 - $ 50.000 L = $ 50.1)01 - $ I 0~.000 M = $ 100.0O I - $ 250.000(See C o lumns C I and D3 ) N =$25 0,001 - $500,000 O =$5 00,001 - $1,000.000 PI =$1,000,001 - $5,000.000 P2 -$5.000,001 - $25,000.000

P3 =$25.000.001 - $50.000,000 P 4 = Mo re tha n3. Value Method Codes Q =Appraisal R :Co s t (Re a l Es ta te On ly ) S = As s cs s m e n l T :C ash Marke t{S ce Co lu m n C2) U = Bo o k Va lu e V = Othe r W = Es t im a te d

E : $ I 5 . ~ O I - $ 5 0 . I X ~ O


7/11


N a m e o f P e r s o n R e p o r t in gEbel , David M.

D a t e o f R e p o r t6/15/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~-] NONE (No reportable income, assets, or transactions.)

D e sc rip tio n o f A sse ts In c o m e d u rin g( i nc l u di ng t r u s t asse t s) r e p o r t i n g p e r i o d

(I) (2)P la c e "C A )" a ft e r e a c h a s s e t A m o u n t Type (e.g.,

exempt from prior disclosure Code I d iv. , r en t ,( A -H ) or int . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)

V a lu e Va lu eC o d e 2 M e th o d(J-P) C o d e 3

( Q - W )

(I )Type (e.g.,

buy , s e l l ,r e d e m p t i o n )


(2) (3) (4)D a t e V a l u e G a i n

m m/d d/y y Co de 2 Code I( J - P ) (A-H)

( 5 )I d e n t i t y o f



5 2 . l nt e ch Ris k -M a n ag ed Care Fun d D A Dividend J

5 3. P er k in s M id -C ap V a l ue Fd . D A Dividend K

54 . ....

55 . Fidelity lntl Small Cap Fd. A Dividend J

56 . Fidelity Contra Fd. A Dividend K

5 7. ....5 8. Fidel i ty Selec t Wireless Fd. A Dividend J59 . Fidelity Select Natural G as Fd. A Dividend J

60 . Fidelity Select Natural Gas Fun d A Dividend J

6 1 . D od ge & C o x In te r na ti on a l F d. A Dividend K

62 . .....

63 . .....

65 . .....

6 6 . P en n sy lv an ia M u t u al Fd . A Dividend J

67 . Royce Premier Fund A Dividend K6 8. Ro yc e 1 00 Fu nd A Dividend J

TT

TT

T

T

T

T

Bu y 10/19/10 JBuy 0 3 1 1 0 1 1 0 K

S o ld 08 /1 3 /10 J(par t )Bu y 10/21/10 JBu y 03/10/10 JBu y 10/21/10 J

Sold 08/20/10 J(part)Sold 0 3 / 1 0 / 1 0 J( p a n )Sold 03/10/10 J(pan)Sold 01/27/I 0 K(part)B u y 0 3 / 1 0 / 1 0 J

Sold 05/14/10 K( p a r t )Sold 108/20/I 0 J(part)Bu y 10/21/10 K

T

T S o l d( p an )T S o l d( p a~)

A

A

A

B

B

A

08/20110 J A08120110 J A

I. In co m e G ain Co d es: A = $1,000 o r less B = $1,001 - $2 ,500 C = $2,5 01 - $5 .000 D =$5.001 - $15.000(Sc e C o lumns B I and D4) F = $5 0.001 - $ 10~.0~) G = $100.001 - $1,0~0.000 HI = $1.00~.001 - $ 5 .00~.000 112 =More than

2. Valu e C o d es J = $ 15 .0~0 o r less K =$15.001 - $50.0~0 L $50.0~1 - $100.0~O M =$100.001 - $250,0~0(S e e Co lu m n s C I a n d D 3) N =$250.001 - $5 00.0~) O =$5 00.001 - $1,0~0.0~0 P I =$1.000.001 - $5 ,000.0~0 P2 =$5 .00~.001 - $25,0~0,000

P3 =$25,0~,0~I - $50.00~.000 P4 -More than $5 0.000,0~O3. Value Method Codes Q =Appraisal R = Co s (Re a l Es la le On ly} S = As s e s s m e n t T ~Cash Market

(See C o lumn C 2 ) U = Bo o k Va lu e V =O~her W = Es t im a te d

E =$ 15,001 -


8/11

FINANCIAL DISCLOSURE REPORTPage 8 of 1 1

N a m e o f P e r s o n R e p o r t in gEbel , David M.

Date of Repot!6/15/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i , c o m , , , a l u e . , , a ,s a c t i o ~ a ~ c t a d e ~ t h o ~ o o : s v o u ~ e a n d , te p ~ n d e n , c h i l d r e n ; s e e p p . 3 4 - 6 0 of fil ing instructions.)N O N E (No reportable income, assets, or transactions.)

Description of Assets Income during(inc luding t rust assets) reporting period

(i) (2)Place "(X)" a fte r e~ch asset Am ount Ty pe (e.g.,

exempt f rom prior disc losure C ode I div., rent,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

O) (2)V a lu e Va lu eC o d e 2 M e t h o d(J-p) C o d e 3

( Q - W )

O)Type (e.g.,

b u y, ~1 1 ,r e d e m p t i o n )


(2) (3) (4)D a t e Value Gain

m m/d d/y y C od e 2 Code 1(J-P) (A -H)

( 5 )l d e n t i l y o f



69 .

71 .72 .73 .74 .75 .76 .77 .78 .

79 .

80 .

81 .

Royce Value Plus Fd. A Dividend J

Northwestern Mutual Modified Whole Life D Interest MPol ic iesMass. Mutual W hole Life Policy C I n t e r e s t K

Thrivant Lutheran Broth erhood W hole Life A I n t e r e s t KPolicyJanus Enterprise Fund D None K

Janus Global Research Fund D A Dividend K

Fid e l i ty Can ad a Fd. A Dividend K

PERA Growth & Income Fund A Dividend

T Sold(part )T

TTT Sold( p a n )

B u yT S o l d( p a r t )

B u yT S o l d(pan )

B u ySold(part)B uy

T

12/09/10 J A

0 8 / 1 3 / 1 01 0 / 1 9 / 1 00 8 / 1 3 / 1 010/19/1001/27/1003/10/100 8 / 2 0 / I 01 0 / 2 1 / 1 0

JJ

J

J

J

J

J

J

A

A

A

A

82 .83 .

84 .85 .

Fid e l i ty Rea l Es ta te In ves tmen t s A Dividend K T So ld 01/27/10(par t )Bu y 03110110

Sold 08/20110(par t )Bu y 10/21/10

J

J

JJ

A

A

I. lncomc Gain Codes:I see C o lumns B I and

2. Value Codes{S e e Co lu m n s CI a n d

3.Value Method Codes[S e e Co lu m n C2}

A =$1,000 or lessF =$50.001 - S 100.000J =$15,000 or lessN =$250.001 - $500.000P3 =$25,000.0OI - $50,000.000Q =AppraisalU = Bo o k Va lu e

B - $ 1 . 001 - $ 2 ,500G -$100.001 - $1.000,000K =$1 5 .0 OI - $5 0 ,00 0O $500,001-$1.0OO.000R =C os t {R ea l E~ ta l e On ly }V = Othe r

C = $ 2 , 5 0 1 - $ 5 , 0 0 0H I = $ 1 . 0 ~ 0 , 0 0 1 - $L - $ 5 0 , 0 0 1 - $ I 0 0 , 0 0 0P I = $ I . 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 ~ 0P 4 = M o r e t h a n $ 5 0 . 0 ~ 0 . 0 ~ )S = A s s ~ ss m c n lW = E s t ima ted

D = $ 5 ,001 - $15,000H2 =More than $5.000,000M =$100,0OI - $250,000P 2 $ 5 ,000,0OI - $ 25 . 000,000T = Ca s h Ma rke t

E =$15,0OI - $50,000


9/11

FINANCIAL DISCLOSURE REPORTPage 9 o f I 1

N a m e o f P e rs o n R e p o r t i n gEbel , David M.

D a t e o f R e p o r t6115/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D (No reportable incom e, assets, or transactions.)ONE

A. B. C. D.D e s c r i p t io n o f A s s e t s In c o m e d u r in g G ro ss v a lu e a t e n d T ra n s ac tio n s d u r in g re p o r tin g p e r io d

( in c lu d in g tru s t a s s e ts ) r e p o rt in g p e r io d o f r e p o r t i n g p e r i o d(I) (2) (I) (2) (I) (2) (3) i (4) (5 )

Place "(X)" after each asset A m o u n t Type (e.g., Va lu e V a lu e Type (e.g., D a t e Value ;~ Gain I d e n t i t y o fexempt from prior disclosure Code I d iv ., r e n t, C o d e 2 M e t h o d buy , s e l l , m m / d d ! y y Code 2 [ Code I buye r / se l l e r

( A - H ) o r in t . ) U - P ) C o d e 3 re d e m ptio n ) (JP) I (A-H) ( i f p r iva te( Q - W ) i t r ansact ion )

86 . Fideli t y Sel ec t Env i ronmenta l Serv i ces A Dividend J T Sold 08 /20/10 J A( p a r t )87 . Janus Fund D J T S o l d 01/27/10 J A( p a r t )8 8 . F i d e l it y S e l ec t N a t u r a l R e s o u r c e s A Dividend J T89 . D o d g e & C o x G l o b a l S t o c k F u n d J T Bu y 10/21/10 J

I . In co m e Ga in Co d e s : A =$ 1,000 o r less B -$1 ,001 - $2 ,500 C = $2,501 - $5 ,000 D = $5 .0O I - $15 .00~(S~ e C o lumns B I and I M) F =S50.001 - $ 100.0~3 G = , $ 1 0 0 , 0 0 1 - $ 1 . 0 ~ O , 0 0 ~ H I =$1,009.001 - $ 5 ,00~,000 H 2 = Move th an

2. Value Codes J =$15.000 or less K =$15 ,001 - $ 50,000 L = $50,001 - $100.000 M =$100.0~1 -(Sc C o lumns C I and D3 ) N ,$250.0OI - ,$50~).000 O = , $ 5 0 ~ 3 . 0 ~ 1 - , $ 1 , 0 0 0 .0 0 0 PI =$1,000,0~1 - ,$5,000,000 P2 =$5.0~0,0OI - $25,0~O,0OO

P3 -$25,000,0OI - $5 0.00~.000 P4 =More than $50,004) ,0003. Value Method Codes Q =Appraisal R = Co s t (Re a l Es ta te On ly ) S -Assessmen t T =C ash Marke t{See C o lumn C 2 ) U =B ~ ,k Value V O t h e r W = Es l im a te d

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTPage I0 of 11

N a m e o f P e r so n R e p o r t i n gE b e l , D a v i d M .

D a t e o f R e p o r t6/15/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Imticatepartofrepor~.)V l l. In ves t men t s a n d T r u s t s :L i n e 1 3 ( J a n u s G l o b a l S e le c t F u n d D ) i s a n a m e c h a n g e f r o m J a n u s O r i o n F u n d .L i n es 3 , 6 , 7 , 2 4 , 4 5 , 4 9 , 7 3 , 7 5 , an d 8 " / . .J an u s c h an g e d t h e n am es o f t h ese f u n d s t o i n c l u d e t h e c l a s s i f i c a t io n o f D. " T h ey a r e t h e s am e f u n d s I h ad p r ev i o u s l y .


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FINANCIAL DISCLOSURE REPORTPagellofll

Name of Person Report ingE b e l , D a v i d 5 1 .

Date of Report6/15/201 I

IX. CERTIFICATION.

I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

1 f u r t h e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i ft s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q ., 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t io n s .

Signatu re: S] David M. Ebel

N O T E : A N Y IN D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I VI LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

C o m m i t te e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t iv e O f f i ce o f t h e U n i t e d S t a t e s C o ur t sSui te 2-301O n e C o l um b us C i r c le , N .E .W a s h i n g t o n , D . C . 2 0 5 4 4

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David M Ebel Financial Disclosure Report for 2010