Daniel L Hovland Financial Disclosure Report for 2010

8/3/2019 Daniel L Hovland Financial Disclosure Report for 2010

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A O 10Rev. 1/2011FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act o f 1978(5 U.S.C. app. 101-111)

I . Person R eport ing (last name, f i rst , middle ini t ia l )Ho vlan d , Dan ie l L.

4. Tit le (Ar ticle I I I judges ind ica te active or sen ior s ta tus ;magist rate judges indicate fu l l - or p ar t - t ime)

U.S. Dis t r i c t Jud g e - A c t ive

7. Chambers or Off ice Address220 E . Rosse r A ve . S t e . 41 IB i s m a r c kNor th Dakota 5 8 5 01

2. Court or Org anizationU.S. District Court , ND

3. Date of Report04/19/2011

5a. Report T)3~e (check appropriate type)] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas is o f the in formation conta ined in th is R epor t and anymodif ica tions per ta in ing there to , i t is , in my opin ion , in com pliancewith appl icable laws and regulat ions .

Reviewing Of f ice r Date

6. Repor ting Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NON E box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ~ R , p o r , ~ , g i . ~ i v i ~ . a l o , l y ; s , o ~ , ~ , . 9 - 1 3 of filing instructions.)[~] N O N E ( N o reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

2.

3.

4.5.

I I . A G R E E M E N T S . t g e p o ~ t i n g individual only; see pp. 14-I6 of filing instructions.)~] N O N E (No reportable agreements.)

D A T E PARTIES AND TERMS


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N a m e o f P e r s o n R e p o r l in gP a g e F IN A N C I A L 2 o f 7 D I S C L O S U R E R E P O R T I Hovland, Daniel L.

I ll . N O N - I N V E S T M E N T I N C O M E . (Reposing individualandspouse; seepp. 17-24 of filing instructions.)A. Filers N o n - I n v e s t m e n t I n c o m e

~] N O N E ( N o reportable income.)on- inves tmentDATE SOURCE AND TYPE

]o

Date of Reporl04 /19 /2011

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - ! n v e st m e n t i n c o m e - t f y o u were m arried during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.3.4.

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertalnmenL(Includes those to spouse and dependent children; see pp. 25-27 of f il ing instructions..)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

1 .2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTPage 3 of 7

N ame o f Per so n R ep o r t in gH o v l a n d , D a n i e l L .

Dale of Report04/19/201 I

V . G I F T S . an c l ud o s , h o s e , o sp o u s e u n d d , p e n d e n , children; see p p . 2 8 - 3 1 of filing instructions.)N O N E (N o reportable gifts.)

S O U R C EI.2.3.4.5.

DESCRIPTION VALUE

V l . L I A B I L I T I E S . a~ d u d e s t h o s e o l s p o u s e u ~ d ~ o , e n ~ e ~ t children; see p p . 3 2 - 3 3 of filing instructions.)N O N E (N o reportab]e liabilities.)

C R ED ITOR D E S CRI PT I ONI.2.3.

4.5.

VALUECODE


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N a m e o f P e r s o n R e p o r t in gHovland, Daniel L.

Date of R e p o r t04/19/2011

V I I . I N V E S T M E N T S a n d T R U S T S - inco , .o , , a lue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s c t s Income during( i n c l u d i n g t r u s t a s s e ts ) r e p o r t in g p e r i o d(i) (2)

Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure Code I d iv . , r en t ,( A - H ) o r i n t . )

G r o s s v a lu e a t e n do f r e p o r t i n g p e r i o d(1) (2}

Value Val ueC o d e 2 M e th o d

( J - P ) C o d e 3( Q - W )

(] )T y p o (e.g.,b u y , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r ti n g p ~ r i o d(2) (3) (4)

D a t e Val ue G a i nm m / d d / y y C ode2 C o d e 1

( J - P ) ( A - H )

(5 )I d e n t i t y o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

I. G .R. Asso c ia tes D Distribut ion K W2. Rid g ewo o d Elec t r i c Po wer Trus t V

3. R i d g e w o o d P o w e r G r o w t h F u n d4. Ep o ch -Flo r id a Cap i t a l Ho te l Par tn ers I I I5. M as te r In ves tmen t I - Ikan o sSemiconducto r ; Orbcomm, Inc .6. M as te r In ves tmen t I I - Ikan o sSemiconducto r ; Orbcomm, Inc .7. R i d g e w o o d E l e c tr i c P o w e r T r u s t V ( I R A )8. R i d g e w o o d P o w e r G r o w t h F u n d ( I R A )

9. Ep o ch -Flo r id a Cap i t a l Lan d In ves tmen t( i R A )1 0 . Ep o ch -Flo r id a Cap i t a l Ho te l Par tn ers I I( I R A )1 1 . Ep o ch -Flo r id a Cap i t a l Ho te l Par tn ers I I I( I R A )1 2 . I . R . E . T . ( IR A )13. Edmin.com

N o n e J TN o n e J TN o n e J TN o n e L TN o n e K TN o n e J TN o n e L TN o n e K T

Interest K TN o n e J TN o n e L TN o n e J T

1 4 . M u n d e r N e t F u n d ( I R A )1 5 . Fi rs t Amer ican Fun d s ( IRA)

1 6 . Jan us Twen ty Fun d (401K)1 7 . J a n u s W o r l d w i d e F u n d ( 4 0 1 K )

N o n e J TN o n e J T

N o n e K TN o n e K T

I. Income Gain Codes:( see C o lumns BI and

2.Va lue Co d e s( S c e C o lu m n s C I a n d D 3 )

3. Va lue Me tho d Co d e s(See C o lumn C 2)

A=$1,000 or lessF =$50,001 - $100,000J -$15.0~O or lessN =$250,001 - $500,00~P 3 -$25.00~.001 - $50.0~0.000Q -AppraisalU =Bo o k Va lue

B =$1,001 - $2,500G =$100,001 - SI,000.000K = $ 1 5.0 01 - $ 50 ,0 ~0O =$500.001 - $ IR =Cost (Real Estate Only)V - O ~ h c r

C $ 2 , 5 0 1 - $ 5 , 0 0 0t l I =$ 1.000.001 -L =$50.001 - $10~,000p- I More Ih an $ 50.0(~ ,0(~S - A s ~ cs s m cn lW = EM imaled

D =$5.001 - $15,000H2 =More than $5,000,0~OM =$100,001 - $250,000P2 =$5.000,001 - $25,0(~,000T =Ca s h Ma rk e t

E -$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTPage 5 of 7 Ia m e o f P e r s o n R e p o r t i n gHovland, Daniel L. D a t e o f R e p o r t04/19/201 I

VII. INVESTMENTS and TRU STS - i .... e, value, t~a ....lons (Includes those of sp ......d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 60 o f f i l i n g i n s tr u c t i o n s )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i nc l udi ng t r us! asse t s) r e p o r t i n g p e r i o d

(1) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e I d iv . , r en t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(1) (2)V a lu e V a lu e

C o d e 2 M e t h o d(J-P) C o d e 3( Q . W )

O)Type (e.g.,b uy, s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)Dat e V a l u e G a i n

m m !d d/y y C od e 2 Code I(J-P) ( A - H )

( 5 )I d e n t i t y o f

b u y e r / s e l l e r( i f p r iva te

t r a n s a c t i o n )

1 8 . Ep och - Flor ida Cap ital Hotel Partners 111 None1 9 . Epoch - Florida Hotel Partner~ II None

20 . E poc h - Flor i da H ote l P ar t ne r s II None21 . Kemper Advantage 111 - Large Cap U.S. NoneStock (IRA)22 . Kem per Advantage III - Balanced (IRA) None23 . Northwestern Mutual (IRAS) None2 4. B a nk C en te r Fir s t- A cc o un t None

JJ

J

J

J.I

J

T

T

T

T

T

T

25 . Capital Credit Union- Account C I n t e r e s t26. BNCNational Bank- Account None

J

JTT

27 . Ep o ch -Flo r id a C ap i t a l Rea l Es ta te Par tn ers None K T2728 . Ep o ch -Flo r id a C ap i t a l Rea l Es ta te Par tn ers N o n e K T2629 . Ep o ch -Flo r id a C ap i t a l Rea l Es ta te Par tn ers N o n e J T2530 . Ep o ch -Flo r id a C ap i t a l Rea l Es ta te Par tn ers N o n e K T Bu y28

01/31/10 Self

1. Incom e Gain Co des: A = $1,000 o r less B = $1.001 - $2 ,500 C = $2 ,5 01 - $5 ,000 D = $5,001 - $15,000(Se e Co l tm m s B ] a n d D4 ) F =$50.~01 - S 100.000 G = $ 100.001 - $1,0~0.000 H I =$1,00~,001 - $5,000.000 H2 =More Ihan $5,0~0.000

2. Value Codes J SI 5 , 000 or l ess K =$15.001 - $50.000 L =$50.001 - $100,000 M =$100.0431 - $250.000(See C o lumns C I and D3 ) N -$ 25 0.001 - $ 500.000 O = $5 00 .001 - $1,000,000 PI =$1,000,001 - $5,000,000 P2 =$5.000.001 - $25,000.000

P 3 $ 25.000.001-$ 50.000.000 P4 =More than $50.000.0003 . Va lue Me tho d Co d e s Q = Appr a i s a l R =Cost (Real Eslale Only) S ~ A s s cs s m cn t T =Ca s h Ma rk e t[Se e Co lum n C2) U =Bo o k Va lue V = O t h e r W =E:,timatcd

E = $ I 5,001 - $50,000


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FINANCIAL DISCLOSURE REPORTP a g e 6 o f 7

Name of Per son Repor tingH o v l a n d , D a n i e l L .

Date of Repor t04/19/2011

VIII . ADDITIONAL INFORMATION OR EXPLANATIONS. (I,,,ticate part of report.)


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N a m e o f P e r s o n R e p o r t in gHovland, Daniel L.

Date of Report04/19/2011

IX. CERTIFICATION.I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d re n , i f a n y ) i s

a c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u re .I f u r t h e r c e r ti f y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o ) a n e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s ~ v h i c h h a v e b e e n r e p o r t e d a r e i n

c o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S] Daniel L. Hovland

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J EC T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

C o m m i t te e o n F i n a n c i a l D i s c lo s u r eAdminis t ra t ive Off ice o f the Uni ted S ta tes Cour t sS ui t e 2 - 3 01O ne C o l um b us C i r c l e , N . E .W a s h i n g t o n , D .C . 2 0 54 4

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Daniel L Hovland Financial Disclosure Report for 2010