-------------------------------

CONG TY CO PHANTHANH THANH CONG - BIEN HOA

CONG BOA xA HOI cnu NGHiA VIET NAM. . .THE SOCIALIST REPUBLIC OF VIETNAM

DQc l~p - T" do - Hanh phucIndependence - Freedom - Happiness

S6: et!JD/20211CV-TTC- BHNo~D 12021/CV -TTC-BH

ToyNinh, ngcly3.QthangO.lnam 2021Toy Ninh, day)o month .9.1year 2021

BAocAoTiNH HiNH QUAN TRJ CONG TY

REPORT ON CORPORATE GOVERNANCE(6 thang/6 months)

Kinh giri: - Uy ban Chirng khoan Nha mroc- Sa Giao dich Clnrng khoan

To: - The State Securities Commission- The Stock Exchange

- Ten cong ty niem yet/Name of listing company: CONG TY CO PHAN THANH THANH CONG -BIENHOA

- Dien thoai/ Telephone: (0276) 3753250 Fax: (0276) 3839834

- V6n di€u l~/Charter capital: 6.387.694.800.000 d6ng

- Ma clnrng khoan/ Securities code: SBT

- M6 hinh quan tri Cong ty/Governance model: Dai hoi dong ciJ dong, HOi dong quan tri, TiJng Giamd6c va co Uy ban ki~m toan thuoc HOi d6ng quan tri/ General Meeting of Shareholders, Board ofDirectors, General Directorr and Audit Committee under the Board of Directors.

Email: ttcs@ttcsugar.coll1.vn

- Dia chi tru sa chinh/Address of headoffice: Xa Tan Hung, Huyen Tan Chan, Tinh Tay Ninh

- ve viec thuc hien chirc nang kiem tOM noi bo: £>3:thuc hien !The implementation of internal audit:Implemented.

I.Hoat dQng cua D~i hQi dAng e&dong/Activities of tile General Meeting of ShareholdersThong tin v€ cac cuoc hop va Nghi quyet/Quyet dinh cua Dai hoi dong ciJ dong (bao gorn ca cac Nghi quy~tcua D

02/20201NQ- Thong qua bfulg hinh thirc Iftyy ki~n c6 dong bang van ban 28/08/20201 DOOCD

204/20201NQ- Thong qua b~ng hlnh thirc lAyy kien c6 dong bang van ban 09/09/2020DOOCD lin 206/20201NQ- Thong qua Bao cao cua HDQT 28110/2020 I

3DOOCD

407/20201NQ- Thong qua Bao cao cua BDH 28/10/2020DOOCD

508/20201NQ- Thong qua Bao cao cua TBKT 28110/2020DHDCD

609/20201NQ- Thong qua Bao cao tai chinh rieng va Bao cao tai chinh hop 28/10/2020DOOCD nhAt cho nien d2020-2021

912/20201NQ- Thong qua viec Uy qUY~11lira chon cong ty kiem toan dOc 28/10/2020DHDCD l~p nien dO2020-2021

1013/20201NQ- Thong qua Thu lao cua Hoi d6ng Quan tri nien dQ2020-2021 28/10/2020DHDCD

1114!2020INQ- Thong qua viec PhM hanh c6 phieu rieng Je 2811012020DHf)CD

1215!2020INQ- Thong qua chu truong ky k~t cac hop dong, giao dich gifra 28110/2020DHDCD ccng ty voi nguoi co lien quan

I

II. HQidAngquan tr] (Bao cao 6 thing)1 Board of Directors (Semiannual report):1. Thong tin v~ thanh vien HQidAngquan tr] (HDQT)I Information about tlte members of the Board

of Directors:

Chu'c Vl}.1Position (tltimlt Ngay b~t d~u/khong con lit thi'mh vienHDQTI HDQT dQcl~pvien HDQT arc l~p,TVHDQT khfmg diiu The date becoming/ceasing to be the

Stt Thanh vien HDQT I Itanh)) Independentmember of the Board of Directors

No. BOM's member members of the Board ofDirectors, Non-executive Ngay b6 nhi~m Ngay mi~n nhj~mmembers of tlte Board of

Date of appointment Date of dismissalDirectors))

1 Ba/Mrs. Huynh BicliNgQe TV HDQT khong di~u 2811012019

Trang 2/26

hanh 1Non-executivemembers of the Board of

Directors

TV I-IDQT kh6ng dieu

2 Ong/ Mr. Ph

6 Ong/ Mr. Vo Tong Xuan Thanh vien HDQT 12 38% I Cong tac

7 Ba! Mrs. ve Thuy Anh Thanh vien dge l?p 21 66%'I

Cong tacHDQT

2. Hoat dQng giam sat ella HQi d6ng Quan tr] d6i v6'i Ban T6ng Giam d6el Supervision by the BOD overthe General Director:

Trong 06 thang cubi nam 2020, HOi dang quan tri da dira ra rat nhieu quyer dinh, quyet sach quan trong nharn

thong qua va thirc thi chien luge phat trien 2021 - 2025 voi rnuc tieu "birc pha vi mot n~n nang nghiep b~n

vtrng". NOi dung chien hroc nay da duoc HOi dang quan tri trinh bay tai Dai Hoi Dang ce Dang thuong niennien dO2019 - 2020 va nhan duoc S\I tan thanh, tin nrong tuyet d6i tLI cac cb dong.

Tren co sa do, HOi dang quan tri da neu cao tinh thin trach nhiem, cung voi Ban Tong giam d6c cua Cong tychi dao t6 clnrc thuc hien nghiem !lIe cac Nghi quy~t va cae chi tieu eua D~i hOi dang eb dong, H

3. Hoat dQng cua cac uy ban tnrc tbuQc HQi dAng quan tr]

a. Uy Ban Kj~m Toan

~ Giam sat hoat dong cua HQi d6ng quan tri va Ban T6ng Giffin d6e, Uy ban kiem toan ghi nhan cac

k~t qua san:

+ Cac hoat dQng cua Cong ty phu hop voi noi dung trong Giay chung nhan dang ky doanh nghiep,Di~u l~ va tuan thu dung quy dinh cua Phap luat, eh€ dQquan ly ella Nha mroc cling nhir chuan

muc, eh~ dQk€ roan tai chinh;

+ Hoat dong quan tri va ai~u hanh cua HQi d6ng quan tri va Ban T6ng Giam d6e phu hop voi guydinh cua Phap luat va Di~u l~;

+ HQi d6ng quan tri da tlwe hi~n giam sat Ban T6ng Giam a6e tri~n khai th\Ie hi~n dfry du cae chid~o v~ cae ho~t dQng sim xu~t, kinh doanh thea dung Nghi quy~t D~i hQi d6ng 06 dong aa d~ ra;

+ Ban T6ng Gifun d6e da th\Ie hi~n dfry du cae chi d~o theo dung cae Nghi quy€t, Quy6t dinh euaHQi d6ng quan tr~,

Giam sat BCTC Quy truae khi Ban di~u hanh trinh HQi d6ng qUEmtri ho~e eong b6 ra ben ngoai theaquy dinh eua Phap lu~t. K€t qua giam sat eho thfty:

+ BCTC Quy duge l~p va cong b6 phu. hqp vai cae ehu§.n ID\Ieva eh@dQk~ toan, cae quy dinh euaphap lu~t hi~n hanh;

+ Trang ky, khong e6 bftt ky thay d6i nao eua eh€ dQk~ toan, ehuAn m\l'e k~ toan, ehinh saeh tl1U~e6 tae dQng trQng yeu tai tinh hinh till erunh va BCTC aa oong b6;

+ Khong e6 ghi nh~ bftt thucmg d6i vOi giao dieh Ben W~nquan (mua ban hang hoa, g6p v6n, ehiae6 rue, ",),

- Giam sat h~ th6ng ki~m soat nQi bQ, Dinb kY hang Quy, Oy ban Ki~m toan giam sat M th6ng ki~msoat nQi bQ thong qua bao eao eua phong Ki8m -toan nQi bQ, y kien khuy€n fight ella Ki€m toan aQC

l~p (neu e6), Ket qua giam sat, Uy ban Ki€m toan nh~ dinh h~ th6ng kiSm soat nQi bQ eua Cong ty

hOl,ltdQng hfru hi~u:

+ Ket qua kiSm toan nQi bQ ebo thfty cae quy trinh hi~n hanh dU'ge cae Dan vi nghi~p V\l tuan thuth\Ie hi~n;

+ Cae quy trinh nghi~p V\lduqc ban hanh, c~p nh~t va.quan If bO'jbe>ph~ ehuyen tnieh. Trang quatrinh v~n hanh M th6ng ki€m soat nQi be>,CBNV Cong ty c6 y thue v~ qual1 trj rui ro va c6 traehnhi~m trong vi~e nh~:n di~n rui ro, dal1h gia cae diSm chua hOal1thi~n eua h~ th6ng dS d~ xu~t

hi~u chinh nhfun eung e6 h~ th6ng ngay cang hoan thi~n;

+ Cong ty da va dang triSI1khai Qua h~ th5ng quan 1:9phe duy~t, lu'll trfr quy trinh truy~n th6ng sangTrang 5/26

h~ thong quan 1y true tuyen giup t6i uu hoa thai gian thuc hien cac buoc, thuan tien cho viec l~ph6 sa, soat xet, phe duyet, tra ciru thong tin d6ng thai h,;111 chS cac sai sot.

- Giam sat hoat dong KTNB:

+ Viec ph6i hop gitra Uy ban Ki&rn toan va BTGD trong quan 1y chirc nang, nhiem Y\I cua Kierntoan noi bOgiup Ki~rn toan noi bOphil huy t6t nhiem vu cua minh, khong chi a yeu C&U dam baatuan thu rna con h6 tro cac dan vi trong cong tac canh baa va quan 1y rui ro cua cac mang hoatdong trong ca tnroc, trong va sau khi nghiep vu phat sinh;

+ K€t qua kiem toan noi bOcho thay tinh tuan thu quy trinh nghiep vu a cac dan vi duoc kiem toandiroc thuc hien t61. Vi~c chuy~n tir m\IC tieu ki€m toan tuan thll sang rnl,lc tieu ki~m toan thea

dinh hu6ng rui ro mang tinl1h6 tr9' cao cho cac dan vi trong cong tae canh baa rtli ro da co nhCrngk~t qua nhelt dinh va se Ii ti€n d€ d~ hoin thi~n ho~t dong quarr tri n'li ro dil vi dang duO'c xaydl,!llgtrong men do nay;

+ Vai tio cua Ki~m toan 110ibO trong Cong ty oUO'cghi nh?n va ngay cang nang cao qua nhCrngphin h6i tich c\rc tir cac doo vi duO'cki~m toan.

- Giarn sat ho~t dong quim ly rl1i ro t~p trung vao nhUng nlli~m V\ltrQng tam sau:

+ Thi€t l?p daub ml,lc rtii ro cho toin bOcac ho~t d9ng nghi~p vl,l;+ Cling vai cac phonglban nghi~p V\l thi~t l?p bang rno ta rtii fa;+ Chia se noi bOv€ chuyen d~ qufm tri rui ro, nh~m nang cao nh?n thll'c hem nfra trong qmin tri rtli

fa;

+ Danh gia dinh Icy v€ cac l,h 1i~ucua ho~t dong quim 1yrlli 1'0;+ H6 trO' cac dan vi trvc thuoc tri~n khai cac phUO'l1gphap quan ly rtii ro ciing nhu cac giai phap

ki~rn soat, phuang thll'CXll' 1)' cac rui fO trong truo'ng l1Q'ppbM sinh;

+ Danh gia dinh Icy cae guy trinh - tren ca sa d6 gop ph§.n nang cao hi~u Ivc va hi~u qua cua cacquy trinh nay;

+ Cac rtii 1'0 trQng y~u Clla cac ho~t dong, cac dv an tr9ng di€rn dUO'cnh~ di~n kip thai; tll' d6 xaydl,!llgk€ ho~ch, giii phap trtlg pho va giam thi~u rui 1'0 phll hO'p;h6 trO'cho cong tac quan ly,

b. Dy ban Chi~n lU'Q'c

-Oy ban chiSn luO'cdil hoan thimh 161nhi~m V\lla ca quan gillp vi~c cho HDQT tIong vi~c:

Ho~ch dinh vi pharr bi~n tIong cong tac xay d\l'ng chien lu'Q'cphit tri€n 05 nam (2021-2025) cua

Cong ty;

Chi d~o, ph6i hqp vm Ban di€u hanl1phan ra mvc tieu, kS ho~ch hanl1 dong ql th~ d~ thuc d~y ho~1

Trang 6/26

dQng thuc thi chien hroc;

Giam sat va d€ xuat cho HDQT cac dieu chinh vS Chien luoc cua Cong ty phu hop voi cac thay d6i

khach quan va chu quan trong qua trinh thuc thi.

c. Dy ban B~crr & Bai ngQ

Trong 6 thang dfiu nien dQ2020 - 2021, Uy ban D€ cu va Dfu ngo da hoan thanh t6t nhiem vu diroc giaotrong viec chi dao thuc hien kien toan bQmay hoat dQng, tang nang su~t lao dong, t6i iruh6a chi phi nhan

sunham dap ling nhu du thuc thi chien hroc 05 nam cua Cong ty. Cu th€:

Hoan thanh t6t nhiem vu nang chit, nang tfill cho dQi ngfi nhan sir quan ly hien huu thong qua cac

chuang trinh dao tao, huan luyen trong va ngoai cong ty;

Th1Jchien t6t vai tro tham muu trong viec xay dung dQingu Can bQ l1gu6n dam bao dap Ung nhu

du v€ nhan Sl,l' quan tri - di€u hanh trong tung giai doc;tnphat tri€n cua Cong ty;

Xay d\fllg va d€ xuit cho HDQT v€ cO'riu chinh sach d6i v6i ch~ dQ luang, thucmg, thu lao va c,ac

chinh sach dai ngQ khac cLlaCong ty dam baD Can bQ nhan vien dugc huo'ng muc thu nh?p c~nh

tranh, tc;tOra cac dQng Ivc thich hqp d~ khuy€n khich nang caD hi~ll qua cong vi~c, muc dQ c6ng

hi~n va dugc khen thucmg mQt cach cong b~ng, tuang rung, c6 trach nhi~m cho nhung d6ng g6p

cua ca nhan h9 vaa sv phat tri€n eua Cong ty;Thvc hi~n t6t nhi~m V\l tham muu cho HDQT lien quan t6i quy~t dinh b6 tri nhung vi tf1 CBQL

rip cao ph\lc V\l eho Qinh hu6ng phat tri€n.

(

(

~1

4. Cac Nghi quy€t! Quy~t dinh eua HQi d6ng quan tril Resolutions/Decisions of the Board of Directors

Stt s6 Nghj quy~tl Quy~t c1jnh Ngay Nc)i dungNo. ResolutionlDecision No. Date Content

1 30/20201NQ-HDQT 2/7/2020 Tang v6n cho TSU

2 31120201NQ-HDQT 8/7/2020 Tai cip t~i Vietcombank CN B~e SO

3 31a12020INQ-HDQT 21/7/2020 eho phep yay v6n ng~n h?11t?i OCB Daklak

4 32/2020INQ-HDQT 24/7/2020T5 chuc liy y ki~n c5 dong bing vb d@thong quaQD cua DHDCB: bfiu b6 sung TV dQc l~p HDQT

5 33/2020INQ-HDQT 271712020 Th1,Iehi~n d\l' an nll'6c mia d6ng hQP

6 33b/2020INQ-HBQT 29/7/2020 TTCBH yay 200 ty tal VP Bank

7 34/2020INQ-HDQT 11/8/2020Thong qua noi dung va tai li~u l~y y ki~n c5 dongbftngvan ban

8 35/20201NQ-HDQT 12/8/2020Thanh l~p cong ty TNHH Y tm'rng xanh ThanhCong d€ dfiu tll' DMT tai TTCS

Trang 7/26

9 3Sal2020INQ-HDQT 27/8/2020 T6 clnrc kiem phieu l~y y kien e6 dong bing vanban l~n 110 36/20201NQ-HDQT 28/8/2020 Thong qua noi dung va tai lieu I~y y kien c6 dongb~ng van ban l~n 2

11 39/20201NQ-HDQT 819/2020Cho,phep BHS thuc hien hgp tac ~inh doanh trongchuoi voi DOLE (bo sung ho sa day du chfr ky cuaTV HDQT thea vc cua DOLE)

12 4112020/NQ- HDQT 8/9/2020 T6 c~uc kiem phieu l~y y kien c6 dong bang vanban Ian 213 46b/2020INQ-HDQT 17/9/2020 Thong qua b6 nhiem PTGf) phu trach V~n hanh

14 48/2020INQ- HDQT 2119/2020 Trieu t?P DHDCD thuong nien nien dQ2019-2020

15 52/2020/NQ-HDQT 29/9/2020 Thong qua phien bQP l-IDQT Quy 1 nien dQ2019-2020

16 52b/20201NQ-HDQT 2/10/2020 Thong qua chu truong TTCBH d~u tu c6 phanGEG17 54/2020INQ-HDQT 7110/2020 Chi tra c6 tire nien d

34 9512020fNQ-HDQT 10/12/2020 Thong qua So 06 vi trf cua SBT chien luge 5 narn

35 96/20201NQ-HDQT 10/12/2020 Thong qua K~ hoach cau true lai von SO' hiru

36 98/20201NQ-HDQT 14/12/2020 Thong qua h9 116SO" chao ban trai phieu ra congchUng

37 100/2020INQ-HDQT 22112/2020 Thong qua k~t qua bao cao phat hanh e6 phieuESOP

38 102/20201NQ-HDQT 23/12/2020 Thong qua viec yay von tai Ngan hang TMCPNgoai thirong Viet Nam - CN Bie Sai GonPM duyet khoan yay tai Ngan hang Woori VietNam Chi nhanh H6 Chi Minh, Ngan hang Ngan

39 104/20201NQ-HDQT 24112/2020 hang Daegu - Chi nhanh Thanh pho H6 Chi Minhva Ngan hang KEB I-Iana - Chi nhanh TP. H6 ChiMinh)

40 107/20201NQ-HDQT 25112/2020 Tang v5n TTCA VN

41 109/20201NQ-HDQT 25/12/2020 Tang v6n BHSPhe duyet CTCP Thanh Thanh Cong - Bien Hoa

43 113/2020INQ-HDQT 28/12/2020 thuc hien th~ eh~p hop dong tien giri tai Ngan hangTMCP Cong thuong Viet Nam - Chi nhanh 1TP.HCM

44 117/20201NQ-HDQT 29112/2020 Thanh l~p Cong ty TNHH Tiwe Pham ThanhThanh C6ng

45 117c/2020INQ-HDQT 31112/2020 Ong Vo Tong Xuan uy quyen cho ba Bi_j.ngHuynhDc My tham du h9P HDQT ttl" ngay 31/12/2020

Stt Sa Quy~t dinh Ngay NQidungNo. Decision No. Date Content

1 20b/2020/QD- HDQT 917/2020 Thanh l~p BDA Giao dich ben k~t2 21120201QD-HDQT 30/7/2020 Quyet dinh thi dua khen thuong3 2212020IQD- HDQT 30/7/2020 Thanh l~p Ban nghien ciru mroc mia4 23/20201QD- HDQT 6/8/2020 Thanh I~p Ban DA Duong phen5 24/20201QD-HDQT 618/2020 Thanh l~p Ban DA Duong long B2B6 25/20201QD-HDQT 618/2020 Thanh l~p Ban DA Duong b9t - Premix

7 25a!2020/QD-HDQT 8/8/2020 Thanh l~p BQL ehuong trinh Chuy~n d6i va tri~n khaih~ th6ng Oracle Cloud ERP ella SBT vai KPMG

8 29/2020/QD-HDQT 25/8/2020 Phe duy~t thve hi~n h~ th6ng DMT mai nha t~i NMTTCS9 29a12020IQD-HDQT 26/8/2020 Ban hanh so 06 t6 ehlre eong ty10 3712020/QD- HDQT 1/9/2020 Thanh l~p ban dv an chan nuoi11 42/2020IQD-HDQT 819/2020 Thanh l~p Ban DA II phan bon hU1.1 co12 63/20201QD-HDQT 22110/2020 B6 nhi~m ngum dung d~u CN Ha NO}

Trang 9/26

.'13 72/2020IQD- HDQT 5111/2020 Dieu chinhlb6 SW1gthanh vien Ban quan ly chuang trinh"Chuyen d6i SBT"

Thanh Hlp Ban DV an "Du an thanh I~p lien doanh hop14 85/20201QD-HDQT 12/1112020 tac chien hroc gitta TTCH voi DOLE Asia va phat tri~n

cay an qua"15 87a12020IQD-HDQT 17111/2020 T6 clnrc cac Ti~u ban true thuoc Oy ban chi€n luge16 87b/20201QD-HDQT 2311112020 Dieu chinh thanh vien BDA Nuoc mia dong Ion17 91a12020IQD- HDQT 1112/2020 Cap nhat thanh vien BQL Chuang trinh chuyen d6i SET18 105/20201QD-HDQT 24112/2020 Di~u chinh thanh vien BDA Chan nuoi

19 117aJ2020/QD- 31/12/2020 Thanh I~p Ban ti@pnhan DA 327ha NN Hfru Co' BinhHDQT Phuoc

III. Dy ban Ki~m toan (Bao cao 6 thang) I Audit Committee (Semi-annual report):1. Thong tin ve thanh vien Uy ban Kiern toan/ information about members of Audit Committee:

Stt Thanh vien iJy ban Chtrc vu Ngay b~t d~u/khong Trinh dQ chuyen mdnNo. Ki~m toan Position con lit thanh vien Uy Qualification.

Members of the Audit ban Ki&m toan

Committee The elatebecoming/ceasing tobe the member of theAudit Committee

1. Ong HOMg M

.'IV B d'A h' h1B d f t, an leu an oar 0 managemen

Stt Thanh vien Ban di~u hanh Ngay thang Trinh de? Ngay b6 nhi~ml mi~nNo, Members of the Board of nam sinh chuyen mfin nhiem thanh vien Ban

management Date of birth Qualification di~u hanh/Date of appointment /dismissal of members

of the Board ofManagement

1. Ong Nguyen Thanh Ngii 12/02/1987 Cir nhan Quan tri 01/11/2014kinh doanh

2. Ba Boan vu Uyen Duyen 13/0111987 Thac SI Kinh t~ 22/01/2020

3. Ba 86 Thi Thanh Tam 19/12/1979 Cir nhan QUEmtri 10/10/2020kinh doanh4. Ba Nguyen Thj Phuong Thao 2211011987 Cu nhan Tai 22/0112020chinh - k~ toan

V. Ke toan trU'Ong 1Chief AccountantHQ tcn Ngay thang Trinh dQ Ngay b6 nhi~ml mi~nFulname nam sinh chuyen mfm nhiem

Date of birth nghiep VI} Date of appointment /Qualification dismissal

,

Ong r.e PhM Tin 29/1111981 CUnhan K~ toan 16/07/2016

VI. DilO tao v~ quan tr] cong ty/ Training on corporate governance:Voi trach nhiem cua mot Cong ty niem y~t d~u Nganh, Cong ty C6 phdn Thanh Thanh Cong - Bien Hoa

luon tuan thu cac quy dinh phap luat lien quan d~n thi trucmg chung khoan, quill t1'jdoanh nghi~p va cong b6

thong tin, tieu biSu:

D6i vai quy dinh phap lu~t v~ chlrng khoan, Cong ty da ra soat va ban hanh cac quy ch~ v~ cong b6thong tin theo quy dinh Thong tu s6 96/2020/TT-BTC hu6ng d§n cong b6 thong tin tren thi tnrong CbLl1lg

khoan, Quy eh€ CBTT cua HOSE; Nghj dinh 155/20201ND-CP buang d§n Lu~t Ch{mg khoc'm,Quy eh~ v~

giao djeh vai cae ben co lien quan thea quy dinh cua Lu~t Doanh nghi~p va Lu~t Chung khoan. D6ng thoi,

Nien dQ2'020-2021 cling la nilm thu 4 Cong ty hu6ng tai ap d\.mg nhung tieu chutsang ki~n quan trj cong ty cuacae nuae trong khu VVC ASEAN nh~m th~rcthi k~ hOC,lchbauh d(>ngella Di~n dan Thj tnro'ng v6n cae mr6"c

ASEAN (ACMF) huang d€n phM tri~n m(>tthj tnrong v6n h(>inh~p trong LdmVVC.

D6i vai quy dinh v~ qum tri eong ty, cho m\le dich ki~n toan mo hinh quan trj eong ty thea tieu ehu

- -- -- - - -----------

qu6c tS va thong l~ t6t tren thi tnrong voi str dang hanh illv~n cua IFC - Ngan hang Th~ gioi, Cong ty da chu

dong ra soat va kien toan bQmay quan tri thong qua viec:

B6 tri lai co c~u thanh vien cac Uy ban true thuoc HOi dang quan tri theo huang dam bao 1'y ]~ thanhvien d9C l~p va thanh vien khong d9C l~p nham gia tang tinh minh bach, xay dung va ban hanh lai

cac Quy ch~ t6 chuc heat dong cua cac Uy ban; B6 nhiern chirc danh Thu ky cong ty va nguoi phu

trach quan tri cong ty phu hop voi quy dinh phap lu~t va thong 1~quan tri tien tien;

Ra scat va di~u chinh Quy ch&nQi b9 v~ qUM tri cong ty, Di~u l~ cong ty, Quy ch~ t6 chtrc h09-t

d9ng eua H9i dang quan trj thea quy dinh m6'i cua Lu~t doanh nghi~p va Lu~t chung khoan;

Dam bEw duy tri cac nguyen t~c quan tr! cong ty cua OECD d€ dap ung duqc d~y du 5 tieu chi 16n

cuaQTDN la:

(1) Dam bao quy~n lqi cLiac6 dong,

(2) D6i xu binh dikg v6'i c6 dong,

(3) Xac dinh va tlwc thi vai tro vai cac ben lien quan,

(4) Thl,Tchi~n minh b?ch cong b6 thong tin, va

(5) Hoan thi~n trach nhi~m CllaH9i d6ng quan trio

Ben c?llh d6, Cong ty luon d~ cao tinh th~n thu9'llg ton phap lu~t thong qua vi~c C~Ith~ h6a cac quy dinh

Phap lu~t VaGh~ th6ng van ban quan ly noi b9 clla Cong ty; cling nhu huang d~n c\_.!th~, r5 rang trinh tv tl1lJc

hi~n cac quy trinh nghi~p V\_.l cua cac Dan vi tYlJCthu9C; t?O hanb lang, Co' sa r5 rang d~ CBNV Cong ty tuanthu, hoan thanh chuc nang nhi~m V\I oUQ"cgiao, cling nhu t?O h~ th6ng khung van ban d~ Cong ty c6 cO"saki~m tra, giam sat, kip thai xu ly vi ph

v. Danh sach v~ nglfO'i co lien quan cua cong ty niem y~t theo quy djnh tai khoan 34 Di~u 6 Lu~t Chung khoan (Bao cao 6 thang/nam)va giao djch cua nguei co lien quan cua cong ty vOi chinh Cong ty / List of affiliated persons of the public company as specified in clause34, Article 6of the Securities Law (Semi-annual/annual reports) and transactions of affiliated persons of the Company with the Company)1. Danh sach v~ nguoi co lien quan cua cong ty1List of affiliated persons of the Company

Loai hlnh mThiri di~m Thiri di~mTen ca nhanl

Chirc vI} Dja chi(CMND/HQ sam Ngity dp No·idp blit d~u 1ftSTT tA chuc chi~u/ Gi§y khong con lit Ghi chuDKDN) NCLQ NCLQ

---- ___ ~__ '_~MM_.·_____________________-----_-_._--- ..._--,....._----- ..._-----------------_ .._--_._-. __ ---.__.._-_- --_------_._._ ..._ ..._ t---.---.-.--.-.---.~-.....-.-----.-- ---- -----_ -------~--._-------------------- -_...._ ......__ ......_-Type ofID Time of Time of

Name of personl (ID/ Passport/ Date of Place of Starting to ending to beNO. Position Address ID number Noteorganization Business issue issue be affiliated affiJiated

Registration) person person

1 Huynh BichNgocChu tich 89 Cao Van Ngoc P. Phll

CMND 022164926 02/07/2018 CAHCMHDQT Trung, Q. Tan Phu, Tp.HCM

2 Pham Hong DuongPh6 Chti tich Sinh Hoa,ThaiBinh, CMu

CMND 290563876 0111112011CA Tay

TTHDQT Thanh, Tay Ninh Ninh

Dang Huynh O'c MyThanh vien 32/89 Khuong Vj~t,P. Phu

CAHCM-. CMND 023338768 16/1112010.) HDQT Trung, Q. Tiin Phu, Tp.HCMThanh vien 1608Tyler Dr, Fullerton, CA

4 Henry Chung Passport F1624579 8/12/2015 USAHDQT 92835

Hoang ManhTi€nThanh vien 159Thfch Quang Dire, PA, Q. CMND CAHCM5HDQT Phu Nhuan, Tp. HCM 020295400 10110/2008

Thanh vien 06 Phan Van Tri, Tp. dn CA C~n6 Vo TongXwin CMND 360018348 10/12/2009HDQT ThO',tinh C§nThO' TboThanh vien

253 Hoang Van Thl,l,P.2, Q.7 Yo Thuy Anh DQc I~p CMND 022718780 20/10/2011 CAHCM

HDQTTan Binh, Tp.HCM

Nguy€n ThanhNg-u-Tbng Gi;im

Ch§uThanh, Ti8nGiang CA Ti8n8d6c

CMND 311881821 22/07/2016Giang

Trang 13126

Doan Vii Uyen Giam doc tai 73115 Pharn HUng, Ap 4A, xii CCS9 Binh Hung, huyen Blob CCCD 051187000375 31/5/2018 DKQLCTDuyen ehinh Chanh, Tp.HCM &DLQG

Le Due T6nGiani d6e 20 bern 55, kp2, P.3, Tp Tay CA Tay

10 CMND 290666061 13/3/2009NhaMay Ninb, Tay Ninh Ninb

Nguyen Thi Phuong Giam d6e taiKhu Ruby Celadon, 36 BO-

CA Biob11 Bao Tan Thing, P. Son Ky, Q. CMND 211887589 20107/2013

Thao chinh DinbTan Phu, Tp.HCM

K@toan1.16, i.e G, Cu xa Bau Cat 2,

12 Le Phat Tin Duo-ng Hong L

controlling power

4. Giao dich gitra cong ty voi cac d6i nrong khac/ Transactions between the company and other objects

4.1. Giao dich gitra cong ty voi cong ty rna thanh vien I-IDQT, thanh vien Ban Kiern soat, Giam d6c (Tong Giam d6c) diSu hanh dll va dangla thanh vien sang I~p hoac thanh vien I-IDQT, Giam d6c (T6ng Giam d6c) diSu hanh trong thai gian ba (03) nam tro I~ day (tinh tai thaidiem l~p bao cao)/ Transactions between the company and the company that members of Board of Management; members of theSupervisory Board, Director (CEO) has been afounding member or members of Board of Management, Director (CEO) in three (03) years(calculated at the time of reporting).

4.2. Giao dich giira cong ty voi cong ty rna nguoi co lien quan ella thanh vien HE>QT,thanh vien Ban KiSrn soat, Giam d6c (T6ng Giamd6c) di~u hanh la thanh vien HBQT, Giani d6e (T6ng Giam d6e) di~u hanh/ Transactions between the company and the company thatrelated person of members of Board of Management, members of the Supervisory Board, Director (CEO) as a member of Board ofManagement, Director (CEO).

4.3. Cac giao dich khac ella cong ty (neu co) co thS mang lai loi ich V?t eh~t hoac phi v~t ch§.td6i voi thanh vien HBQT, thanh vien BanKiem soat, Giam d6c (T6ng GiaI11d6e) di~u hfmh/ Other transactions of the company (if any) may be beneficial material or irnmaterialformembers of Board of Management, members of the Supervisory Board, Director (CEO).

VI. Giao dieh e&phi~u ella ngU'iri n{)i b{)va ngU'iri lien quan ella ngU'iri n{)i b{)(Bao cao 6 thing/nam)/ Transactions of internal personsand related person of inter/tal person (Semi-annual/annual reports)

1. Danh saeh ngu'oi n{)i bi) va ngU'o'i eo lien quan ella ngU'o'i nQi bi)1List of internal persons and their affiliated personsStt HQ ten Name Tili khoan giao Chfrc V\I t;;ti Dja chi lien h~ sb CMND/HQ Ngay dp NO'idp s6 c6 phiiu Ty I~ so' hu'u ChiNo. dicb ch(rng cDng ty (u~u Address chiiu Date oJ Place oJ issue SQ' hu'u cU6i c6 phi~u cubi chu

kho31l (n~u co) co) Position ID card/Pass issue kj' Number ky Percelltllge NoteSecurities at lite port No. ofslltlres oJshare

trading account company (if owned lit the ownership at(if any) any) end o.fthe the emf oJ the

period period

ChiJ tich32/89 KhuDng Vi~t,

1 Huynb Bleh NgQc 077C787343HDQT

P. Phu Trung, Q. .80792329 16104/2003 CI}CQLXNC 69,724,473 10.92%Tan Phu, Tp.HCM

I--32/89 Kbu6ng Vi~t, P

1.1 f)~llg Van Thanh 008C230065 Ch6ng PM Trung, Q. Tan 84254871 06/10/2010 C\lCQLXNC - -Phil, Tp.HCM

Trang 15/26

·Con(PhO I, 32/89 Khuong Viet, P.

1.2 Dang Huynh Uc My 049C800003 Chu tich Phil Trung, Q. Tan 023338768 16/l1/20 10 CATp.HCM 100,137,492 15.68%HBQT) I PM, Tp.HCM

32/89 Khuong Vi~t, P.1.3 Dang H6ng Anh . 003C031999 Con Phti Trung, Q. Tan 83907225 05/10/2010 Cl)cQLXNC - -

PM, Tp.HCM

32/89 Khuong Viet, P.1.4 Dang Huynh Anh Tuan - Con PM Trung, Q. Tan 85399078 3110512011 Cl,lcQLXNC - -

PM, Tp.HCM

32/89 Khuong Vi~t, P.1.5 Dang Huynh Thai Son - Con Ph(! Trung, Q. Tan 85959936 12/02/2011 CvcQLXNC 100,000 0.02%

PhU, Tp.HCM

[ Pho Chi! tjch Binh Hoa, Thai Bloh, I,2 Pham HBng Duong tlurong true Chfiu Thanh, Tay 290563876 01111/2011 CA Tay I 4,313,163 0.68%

i-

HDQT NillhNinh

2.1 Pham Huy Thong ChaBinh Hoa, Thai Blnh,

290129448 18/0112008 CA TayNinh- - -Chau Thanh, Tay Ninh

2.2 Nguyen Thi Nga Mt;Blnh Hoa, Thai Binh,

290659903 2211111995 CA TayNinh- - -Chau Thanh, Tay Ninh

2.3Phan Nguy8n Thanh

VqT6 5, KP4, P.2, Th~ xa

290590323 31/07/2010 CA Tay Ninh- - -Thuy Tay NinhBinh Hoa, Thai Binh, I

2.4 Pham Ngoc Bach - Em 290700988 08/0711997 CA rs, Ninh - -Chau Thanb, rs, Ninh

2.5 Pham Ngoc Linh - Em Canada 83203658 19/11/2009 Canada - -

Pho Chu tjch 32/89 Khuong Vi~t,3 D~ng HU)'lJh O·c My 049C800003 P. Phu Trung, Q. 02333876.8 16/]112010 CATp,HCM 100,137,492 15.68%

HDQTTan Phu, Tp.HCM

32/89 Khuong Vi~t, P.3.1 D~ng Van Thanh 008C230065 Cha Phli Trung, Q. Tan 84254871 06110/2010 CI)CQLXNC - -

Pbu, Tp.HCM

Mt; (Chu rich32/89 Khuong Vi~t, P.

I3.2 Huynb Bich Ngoc 077C787343 Phu Trung, Q. Tiln B0792329 16/04/2003 Cue QLXNC 69,724,473 10.92%HDQT)

I:Phu, Tp.HCM

Trang 16/26

I. "I ~ .- ................... - I

32/89 Khu6ng Vi~t, P.3.3 Truong H6ng Quan - Cb6ng Pbu Trung, Q. Tan B4159002 21/0512010 Cue QLXNC - -

PM, Tp.HCM

32/89 Khu6ng Vi~t, P.3.4 Dang Hong Anh 003C031999 Anh Phu Trung, Q. Tiin B3907225 05/10/2010 CvcQLXNC - -

Phu, Tp.HCM

32/89 Khuong Vi~t, P.3.5 Dang Huynh Anh Tu~n - Em PhU Trung, Q. Tan B5399078 31/05/2011 C1,lcQLXNC - -

Phu, Tp.HCM

32/89 Khu6ng Vi~t, P.3.6 Dang Huynh Thai Son - Em Phu Trung, Q. Tan B5959936 12/0212011 CvcQLXNC 100,000 0.02%

Phu, Tp.HCM

I, Thanh vien 1608 Tyler Dr, 0.15%4 Henry Chung 003F918865 Fl624579 8/1212015 USA 970,198HDQT Fullerton, CA 92835

4.1 Trful Huyen Triin Vq420 Tan Phuoc, P.7,

024737015 171712007 CA Tp.HCM- - -Q.l1, Tp.HCM

4.2 Chung Nguyen - Cha - 020276990 13/9/1978 CATp.HCM - -4.3 r.e Thi Thang - Mit - 020842227 15/4/1994 CA Tp.HCM - -4.4 Chung r.e Minh - Em - 023058393 08/9/2010 CATp.HCM - -4.5 Chung r.e Nam - Em - 023430245 13/6/1996 CA Tp.HCM - -4.6 Chung Ngoc Thanh - Em - 023693336 30/12/2009 CA Tp.HCM - -,

Thanh vien159 Thicb Quang

I5 Hoang Manh Ti~n 017C008833 Dtrc, P.4, Q. Phll 020295400 10/10/2008 CATp.HCM 1,572,000 0.25%HDQT

Nhuan, Tp.HCM II

4 Nguyen Van Mai,,

5.1 Phan Phung Khanh Vq 022594609 25/11/2011 CA Tp.HCMI: P.8, Q.3, Tp.HCM,

5.2 Hoang Minh Khoi Con4 Nguyen Van Mai,

025951175 31/01/2015 CA Tp.HCMP.8, Q.3, Tp.HCM I

I

5.3 Hoang Di~m Trang Em Dinh ctr CH Phap - - -

120/98/3 Thkh Quang5.4 Hoang VUNguyen Em Duc, P.5, Q.Phu 012873657 26/5/2011 CATp.HCM

Nhuan, Tp.HCM

5.5 Hoang Thuy Anh Em Djnh ClT CH Phap - - -

Trang 17/26

.. . ~ - .-. ----... . ~.

.Hoang Thi Hong Trang Dinh cu Canada

.5.6 Ern - - -5.7 Hoang Tuy&t Anh Ern Dinh ctr Australia - - -6 ve Tong Xuan Thanh vien 06 Phan Van Trj, TP. 360018348 10/12/2009 CACftn Th.o'-

Cftn ThO'- -HDQT

6.1 Mai Thi Anh Loan Vq06 Phan Van Tri, TP.- C§n ThO' - -

6.2 V6TongAnh Con06 Phan Van r-,TP.

360666748 CA Can ThO'-dn ThO'

- -

6.3 VOTong Ngoc Di€rn Con06 Phan Van r-; TP.

361270956 CAC§n ThO'- C§n ThO' - -

6.4 VOTong Thanh Phuong Con06 Phan Van r-;TP.

361541724 CA dn ThO'-C:in ThO'

- -

Thanh vien 253 Hoang Van Thu,7 Vo Thuy Anh -DQcI~p P.2, Q. Tan Binh, 022718780 20/10/2011 CATp.HCM 100,000 0.02%

HDQT Tp.HCM

8 Nguy~n Thanh Ngii'TAng Giam Chau Thanh, Ti~n

311881821 22/07/2016CA Ti~n

4,847,118 0.76%-dac Giang Giang

8.1 Nguysn Van L€I

ChaChau Thanh, Ti~n

310635648 161711979CA Ti@n- - -

Giang Giang

8.2 Nguyen Thi Hu~ M~Chau Thanh, Ti~n

310400557 71711979CA Ti~n

- - -Giang Giang

Nguyen Van Ngoan Chall Thanh, Ti€n 311479707 20/3/2002CA Ti€n

8.3 - Anh - -Giang Giang

8.4 Nguysn Minh Bi~n AnhCbau Thanh, Ti€n

311573084 5/511995CA Tien- - -

Giang Giang

8.5 Nguyen Thien Luong AnhChau Thanh, Ti€n

311818482 28/6/2000CA Tien- - -Giang Giang

8.6 Chau Hili My VqChau Thanh, Tien

291051470 281l0/2014 CA Yay Ninh - -Giang

PhO T6ng73/15 Pham Hung,

9 -Doan Vii Uyen Duyen 005CI13344 Giam dacAp 4A, xii Binh

051187000375 3115/2018 CATp.HCM 929,425 0.15%thuong true Hung, huyen Blnh

Chanh, Tp.HCM

Trang 18/26

.73/15 Pham Hung, Ap I

.9.1 Boirn Sung Ba

4A, xli.Binh Hung,023286937 CA Tp.HCM --huyen Binh Chanh,

Tp.HCM

73/15 Pham Hung, Ap

9.2 VOThi Hanh Dung M~4A, xii.Binb Hung,

023325875 CATp.HCM --huyen Binh Chanh,

Tp.HCM

73/15 Pham Hung, Ap

9.3 Doan Vii Anh Duong Em4A,. xii.Binh Hung,

025049226 CA Tp.HCM - -huyen Binh Chanh,Tp.HCM

73/15 Pham Hung, Ap

9.4Doan Vii Thuong

Cbt4A, xii.Binh Hung,

023789768 CA Tp.HCM - -Thuong huyen Binh Chanh,

Tp.HCM

9.5 Nguyen Th8 C6ng Minh 002C069409 Chang1777 Pham Tb~ Hi€ll,

079087011097 03/4/2018 Cuecn - -P.6, Q.8, Tp.HCM

Dl09 Kh6i D, KhuNguy~n Th] Phuong Giam a6c tai Ruby Celadon, 36 Bo' CA Blnb10 Bao TaDThing, P. 211887589 20/07/2013 429,425 0.07%Thiio chinh

SO'nKy, Q. Tan Phii, Djnh

Tp.HCMD 109 Kh5i D, Kbu

Ruby Celadon, 36 Ba10.1 NgllySn Huu B:;tt Chang Bao Tan Thing, P. 321356909 24/02/2015 CAB~n Tre

S011 Ky, Q. Tan Phu,Tp.HCM

10.2 Nguyen Thi ThuyAn Th~nh, Hoai An,

211027004 26/03/2016CA Binll

M~Binh Binh Dinh

Nguyen Ki~n QU6cAn Th~nh, Hoili An,

210017928 22/06/2016CA Binh

10.3 ChaBinh Dinh Dinl)

Nguyen Anh TUlinAn Th~nh, Hoai An,

215236462 12/02/2014CA Binh

10.4 EmBinh Dinh Binh

Trang 19/26

·Gilim «lac

20 hem 55, kp2, P3,CATay

11 r.e Dfrc Tan 005C712199 TP Tay Ninh, Tinh 290666061 13/3/2009 316,796 0.05%Nha May

Tay NinhNinh

20 hem 55, kp2, P3,]1.1 r.e H6ngHc:tnh - Vq TP Tay Ninh, Tinh 290395278 9/5/2003 CA TayNinh - -

TayNinh

20 hem 55, kp2, P3,11.2 Le Dirc Anh - Con TP Tay Ninh, Tinb 291112119 27/8/2013 CA ray Niuh - -

ray Ninh20 hem 55, kp2, P3,

11.3 LeQu6Anh - Con TP ray Ninh, Tinh 072301000117 26/812015 CA TayNinh - -TayNinh

11.4 Le Tht Mai - Em Tp TayNinh 290440570 14/0312006 CA ray Ninh - -11.5 r.s Dire H9i - Em Tp ray Ninh 290562504 - CA ray Ninh - -

1.16, La G, c» xli12 Le Phat Tin 005C712210 K~ toan Bau Cat 2, Dlfimg 025563354 23/03/2012 CATp.HCM 358,928 0.06%trufrng Hang L~c, P.10, Q.

Tan Bloh, Tp.HCMl.16, La G, Cu xa Bau

12.1 VOThi Bich Hanh - Vq Cat 2, Duong Hong 025334688 06/07/2010 CATp.HCM 20,511 0.003%Lac, P.IO, Q. TanBinh, Tp.HCM

5/8B, ~p Long My,xs.12.2 Le Phat An I - Cha Long Thanh B~c, 290050835 23/07/2007 CA Tay Ninh - -Huyen Hoa Thanh,

Tay Ninh5/8B, frp Long My, xs

12.3 Thai Thi Da - M

,

A5/lD, Ap Long Thai,12.5 r.e Phat Cirong - Anh xa Long Thanh B~c, 290523962 27/03/2009 CA Tay Ninh - -Huy~n Hoa Thimh,

Tay Ninh6B, fip Long Thai, xa

12.6 r.e PhatNgQc - Anh Long Thanh Trung, 290578901 13/05/2003 CA TayNinh - -Huyen Hoa Thanh,TayNinh I

5/8B, fip Long My, xa12.7 r.e PhatHuy - Anh Long. Thanh B~c, 290607831 01111/2004 CA Tay Ninh - -Huyen Hoa Thanh,

Tay Ninh

Chi! tjch32/89 Khunng Vi~t,

13 D~ng Huynh Thai SO'n - P. Phu Trung, Q. "B5959936 12/02/2011 CI)CQLXNC 100,000 0.02%Cong ty con

Tan Ph (I, Tp.HCM

32/89 Khu6ng Vi~t, P.13.1 Dang Van Thanh 008C230065 Cha Phu Trung, Q. Tan B4254871 06/10/2010 C\lCQLXNC - -

Phu, Tp.HCM

M~ rcue tich 32/89 Khuong Vi~t, P.13.2 Huynh Bich Ngoc 077C787343

HDQT)PM Trung, Q. Tan B0792329 16/04/2003 Cue QLXNC 69,724,473 10.92%Phu, Tp.HCM

Chi (PhOChu32/89 Khuong Vi~t, P.

13.3 Dang Huynh 1jc My 049C800003 Phll Trung, Q. Tan 023338768 1611]/2010 CATp.HCM 100,137,492 15.68%tieh HDQT)Phu, Tp.HCM

32/89 Khuoug Vi~t, P.13.4 Dang H6ng Anh 003C031999 Anh Pbl! Trung, Q. Tan B3907225 05/10/20 I0 Cue QLXNC - -

PM, Tp.HCM

32/89 Khuong Vi.~t, P.13.5 Dang HU)'l1hAnh Tu~n - Anh Phl! Trung, Q. Tan B5399078 31/05/2011 CvcQLXNC - -

Phu, Tp.HeM

I I Giarn d6c chi710/9 H~u Giang- CCS

14 Truong Viin Toai Phuong 12-Qu~n 6- 058084000007 21/04/2016 DKQLCT&II

i nhanh TpHCM DLQG

Trang 21126

Thon Hau Sanh - xli.

14.1 Truong Van Btroi ChaPhiroc Hiru - huyen

264171793 26110/2013Cong an tinh

Ninh Phuoc - tinh Ninh Thu~nNinh Thuan

Then H~u Sanh - xa

14.2 LUll Tbi D9i M~Phuoc Hiru - huyen

261171810 05/06/2015C6ng an tinh

Ninh Plnroc - tinh Ninh ThuanNinh Thuan

710/9 H~u Giang-C6ng an tinh

14.3 Truong Van Quan Anh Phuong I2-Qu~n 6- 264225360Tp.HCM

Ninh Thuan

Then Hiru D(fC - xli

14.4 Truong Van Khai AnllPhuoc Htru - huyen

264286702 18/04/2019C6ng an tinh

Ninh Phuoc - tinh Ninh Thu~nNinh Thuan

Thon Hau Sanh - xli

14.5 Truong Van Huan AnhPhiroc Hfru - huyen

264160022C6ng an tinh

Ninh Phuoc - tinh Ninh ThuanNinh Thuan

Thon Hau Sanh - xa14.6 Truong Thi LUll Huy~n Chi

Phuoc Hilu - huyen264414269 28/07/2009

C6ng an. tinhNinh Phiroc - tinh Ninh Thuan

Ninh Thuan

Thon Hau Sanh - xli

14.7 Truong Thi Luu Tuyen ChiPhuoc Huu- huyen

264171653 05/06/2015Cong an tinh

I Ninh Phuoc - tinh Ninh Thu~nNinh Thll~

551/22/3 Huang 1(>2,

14.8 Truong Van Chi Emphubng Binh Tri Dong

264282830Cong an tinh

A, qu~ Binh Tan, Ninh Thu~nI Tp.HCM.

71019 H~u Giang-C6ng an tinh

14.9'I

LUllThi Hoang Mai Vg Phubng 12-Qu~n 6- 264283316Tp.HCM

Ninh Thu~n

Trang 22/26

·71 0/9 H~u Giang-14.10 Truong Luu Nhii Uyen Con Phuong 12-Qu~ 6-

Tp.HCM

710/9 H~u Giang-14.11 Truong Khit Nhien Con Phuong 12-Qu~ 6-

Tp.HCM

223/11 Ong ich

15 TlingKim TayGiam d6c chi Khiem , P. Hai Chau CA Tp Bil

nhanh 2, o.ns: Chau , TP 201661218 05/1112020 N~ngBil N~ng

223111 Ong Tch

15.1 D~ng Minh Huong VgKhiem, P. Wli Chau 2,

201476698 26/05/2016 CA Tp BitQ. Hiti Chau, TP Bit. N~ng

N~ng

15.2 Tang Ba Muoi ChaHoa Khanh Bac, Lien

205891988 3/10/2011CA Quang

Chieu, TP Bit.N~ng Nam

15.3 Nguyen Thi Hoit.ng Mt:!Hoa Khanh B~c, Lien

205891989 3110/2011 CA QuangChieu, TP £)it N~g Nam

48 Hoang Due Luong,CA Tp £)it

15.4 Tang Thi Thuy Trang Chi P. An Hai B~c, Q. Son 201023825 15/08/2015Trit.,TP Bit N~g

N~ng

15.5 Tang Thj ThUy Tram ChiThon 6, B\li Hung, B\li

205853558 23/06/20 II CA QuangL9C, Quang Nam NamThon Th6ng Nh~t, Xii

15.6 Tang Th] Thuong Chi Cam Phuoc Dong, TP 272379789 5/3/2010 CA Bong NaiCam Ranh

15.7 Tang Kim Thu EmHoa Khanh B~c, Lien

205146279 19/05/2016CA Quang

Chieu, TP Bit N~llg Nam

223/11 Ong feh

15.8 Tang Bao Anh ConKhiem, P. Hai Chau 2,Q. Hai Chilu, TP £)it

IIN~ng

Trang 23/26

223/11 Ong feh

15.9 Tang Nhat Phi ConKhiem, P. Hai CMu 2,Q. Hai Chau, TP Da

NKng

223/] 1 Ong feh

15.10 Tang Nlla Uyen ConKhiem, P. Hai Chau 2,

,

Q. Hai Chclu, TP DaN[ng

ThO"ky Cong 1168/33/41 Truong CCS16 Binh Vii Quae Buy 033C040014 Sa, Phuong 13, Ph" 079081004348 13/03/2017 BKQLCT& 320,185 0.05%ty Nhuan, Tp.HCM DLQG

1168/33/41 TruongCong an16.1 Dinh Nhu Khuong Cha Sa, Phuong 13, Phl! 023770300 05/0 I/20 10Tp.HCMNhuan, Tp.HCM

1168/33/41 TruongC6ng an16.2 Vii Thi Lien M~ Sa, Phuong 13, Phil 025738532 18/412013

Nhuan, Tp.HCM Tp.HCM

1168/33/41 Truong C\lCCanh sat16.3 Binh VU Hoang Anh Sa, Phuong 13, Phli 074078000079 20/1 112017 DKQLCT&

Nhu~n, Tp.HCM DLQG)168/33/41 Truong

C6ng an16.4 Nguy~n Thi L~ VQ" Sa, Phuong 13, Phil 025393790 19110/20 10I' Nhu~n, Tp.HCM

Tp.HCM

2. Giao dich ella nguoi llQi bQ va nguoi co Lien qual) d6i voi c6 phieu cua cong ty IDem y~tl Transactions of internalpersons andaffiliated persons on shares of the listed company

S6 c6 phieu sir hiru d§u ky s6 c6 phieu sir hfru cU8i ky Ly do tang, giamNglf(ri thuc hi~n Quan h~ vo·j ngU'(ri n{}ib{} Number of shares owned at the Number of shares owned at the (mua, ban, chuyen

Stt giao dich beginning of the period end of the period d8i, thufrng ...)No. Transaction Relationship with internal S8 c8 phi~u Ty I~ s6 c8 phieu Ty I~ Reasons for increase,

executor person Number of shares Percentage Number of shares Percentage decrease (purchase,sale, switch, reward...)

- Chu rich HDQT

1 Hu)rnh Bich NgQc - M~ ruQt Ba £)~g Huynh 67,551,864 11.10% 69,724,473 10.92% Mua e6 phi~u ESOP(J'c My - Pho Chu tichHDQT I

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S&c6 phi~u so·hfru d~u ky S&c6 pbi~u SO' hiru cu&i ky Ly do tang, giamNgU'Oith\fc hi~n Quan h~ vo·j ngU'o'i ni}i bi} Number of shares owned at the Number of shares owned at the (mua, ban, chuyenStt giao dich beginning of the period end of the period dBi, thmmg ...)

No. Transaction Relationship with internal ' S&c6 phi~u Ty l~ S&cBphi~u Ty I~ Reasonsfor increase,personexecutor Number of shares Percentage Number of shares Percentage decrease (purchase,sale, switch, reward...)

2 Pham Hong Duong Pho Chu tich TT HBQT 3,740,597 0.61% 4,313,163 0.68% Mua c6 phieu ESOP

- Pho Chu tich I-IDQT3 Dang Huynh Uc My - Con ruot Ba Huynh Bich 98,394,826 16.17% 100,137,492 15.68% Mua c6 phieu ESOP

N gQC - Chu tich HDQT

4 Henry Chung Thanh vien DQc l~p HDQT 397,632 0.07% 970,198 0,15% Mua c6 phieu ESOP

5 Hoang Manh Ti€n Thanh vien DQc l~p Hf)QT 1,000,000 0.16% 1,572,000 0.25% Mua c6 phieu ESOP

6 Vo TongXu3n Thanh vien HBQT 0 0% 0 0% Mua c6 phieu ESOP

7 ve Thuy Anh Thanh vien DQc l~p HDQT 0 0% 100,000 0.02% Mua c6 phieu ESOP8 Nguyen Thanh Ngtr T6ng Gifun d6c 4,372,241 0.72% 4,847,118 0.76% Mua c6 phieu ESOP

9Doan vu Uyen Pho T6ng Giam d6c

500,000 0.08% 929,425 0.15% Mua c6 phieu ESOPDuyen Tlm6ng true

10Nguyen Thi Phuong

Giarn d6c tai chinh 0 0% 429,425 0.07% Mua c6 phi€u ESOP, Thao

11 Dinh Vil QU6c Huy Thu leY C6ng ty ° 0% 320,185 0.05% Mua c6 phi€u ESOP12 Le PhM Tin K@toan truO'ng 38,743 0.006% 358,928 0.06% Mua c6 phi€u ESOP13 Le Duc T6n Gian1 d6c Nha may TTCS 63,323 0.01% 316,803 0.05% Mua c6 phi~u ESOP

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S8 cB phi~u sir hfru d~u ky S8 c&phi~u sir hfru cu8i ky Ly do tang, gial!lNgmri thuc hi~n Quan h~ v6'i uguoi nQibQ Number of shares owned at the Number ofshares owned at the (mua, ban, chuyenStt giao dich beginning of the period end of the period dBi, thuong...)

No. Transaction Relationship with internal S6 e.Bpbi~u Ty l~ S6 eBphi~u Tyl~ Reasons for increase,executor person Number ofshares Percentage Number of shares Percentage decrease (purchase,

sale, switch, reward.•.)

114Dang Huynh Thai

Chu tich Cong ty con 0 0% 100,000 0.02% Mua c5 phieu ESOPSon

VII. Cae vin d~ ein luu y khac/ Other significant issuesKheng co.

cnu TICR HBQT hCHAIRWOMAN OF THE BOD .tY-r

HUYNHBICHNGQC

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