Claude M Hilton Financial Disclosure Report for 2010

8/3/2019 Claude M Hilton Financial Disclosure Report for 2010

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AO I0Rev. 1/2011 FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0Report Requ ired by the Ethicsin Go vernm ent Act of 1978(5 U .S.C. app. ~.~ 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t ia l JHilton, Claude M.

4. Title (Article III j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;mag istrate judges indicate full- or part-time)

Senior U.S. Dist rict Judge

7. Chambers or Off ice A d d r e s s401 Cour thouse SquareAlexandria , Vi rgin ia 22314-5788

2 . C o u r t o r O r g a n i z a t io nU n i t e d S t a t e s D i s t r i ct C o u r t

3. Date of R e p o r t05/17/201 I

5a. Report Type (check appropriate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e i n fo r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

Re viewing Off icer Da te

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each part where you have no reportable in formation. Sign on last page.

I . P O S I T I O N S . (Rep or t ing ind iv idua l on l y ; seepp . 9 -13 o f f i ling ins truc t ions . )~ N O N E (No reportablepositions . )

POSITION

2.

3.

4.

5.

NAM E OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . ( R e p o r t i n g individual only; seepp. 14-16 of filing instructions.)~] N O N E (No repor table agreem ents .)

DA TE P A R T IE S A N D T E R M S


2/9

FINANCIAL DISCLOSURE REPORTPage 2 of 9

N a m e o f P e r s o n R e p o r t i n gHilton, Claude 51.

D a t e o f R e p o r t05/17/201 I

I l I . N O N - I N V E S T M E N T I N C O M E . ( R e p o r t in g i , d i , id a o ~ a , a s p o a s e ; s e e p p . 17-24of filing instructions.)A. Filers Non-Investm ent Income

~] (770 reportable non-investment income.)ONEDATE SOURCE AND TYPE

2.

3.

4.

INCOME(yours, not spouses)

B . S p o u s e s N o n - l n v e s t m e n t I n c o m e - if you were married daring any portion of the reporting)ear, complete this section.(Dollar amount not required except for h onoraria,)~] N O N E ( N o reportable non-investment income.)

DATE SOURCE AND TYPE

I.

2.

3.

4.

I V . R E I M B U R S E M E N T S --transportation, lodging, food, entertah~men~(Includes those to spouse and dependent children; see pp. 25-27 of )qling instructions,)

N O N E ( N o reportable reimbursements.)SOURCE DATES LOCATION

2.

3.

4.

5.

PURPOSE ITEMS PAID OR PROVIDED


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N a m e o f P e r so n R e p o r l i n gHil ton, Claude M .

Date of Report0.5/17/201 I

V . G I F T S . ( i n c l u d e s those to spouse and dependent children; seepp. 28-31 of filing instructions.)N O N E (No reporta ble gif ts.)

SOURCE DESCRIPTIONI.

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . ~ t n c / u d e s those of spouse and dependent children; see pp. 32-33 of fillng instructions~)N O N E ( N o reportable l iabi l it ies . )

CREDITOR DESCRIPTION1 .

2.

3.

4.

5.

V A L U E C O D E


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N a m e o f P e r s o n R e p o r t in gHilton, Claude M .

Date of Report05/17/701 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, ralue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.D e s c r i p t i o n o f A s s e t s I n c o m e during Gross va lue a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g period( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(I) (2) (I) (2) (I ) (2) (3) [ (4) ( 5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t Type (e.g., Value Value Type (e.g., D a t e Value [ Gain Identity of

e x e m p t f r o m p r i o r d i s c lo s u r e C o d e I d iv . , r e n t , C o d e 2 M e t h o d b u y , s e l l , m m / dd /y y C o de 2 I C od e 1 b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W ) I transaction)

TT

TTTTTTT

TTTTTT

TT

I. Promissory Note - David D. Pilverlait2. Wachovia

3. Promissary Note-Leslie L. Cecil, Trustee4. NVR, Inc. - Comm on5. W aI-Mart Stores , Inc. - Common6. Templeton Emerg. Mkts.7. First Fin. Fund

8. PNC Fin Services - Com mo n9. Southern Co. - Comm on

1 0 . Speedway M otorsports - CommonII . Petersburg, Virginia- Bond s1 2 . Sun Beam -Common1 3 . Smith Barney Mo ney Fund

1 4 . JP M organ- Comm on1 5 . Lockheed-Martin Corp.-Comm on

1 6 . Proctor & G amble - Common1 7 . Southern Nat Bankcorp ofVA - Commo n

A I n t e r e s t

A I n t e r e s t

A I n t e r e s t

A DividendA DividendA DividendA DividendA DividendA Dividend

A DividendA DividendA DividendC I n t e r e s t

A DividendA Dividend


J

JK

K

J

JJJ

J

K

JK

J

J

JJ

I . Income Gain Codes: A = $1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5.0O I - $15,090(See Co lumns B I and I )4 ) F :$50.091 - $10~.000 G :$10~.0~1 - $1,00~,0~O H I : $1 .0Q0,0QI - $5.000.00~ H2 :More than $5.0~X).0~O

2. Value Codes J - $15.0~3 or le~s K -$15,001 - $50,000 L =$50.001 - $ 100,000 M =$ 100,0~ I - $250.0~1( s e c C o l um n s C I an d D3 ) N =$250.001 - $500.1)00 O =$500.001 - $1,000.000 PI =$1,000.001 - $5.000,000 P2 =$5.000.001 - $25.000.000

P3 =$25.000.001 - $50.000.000 P4 =More Ihan $50,CO0.0003. Value Method Codes Q =A p p ra isal g =Cost (Real Estate Only) S =As s es s ment T = C a s h M a r k e t( S ee Col umn C2) U = B ~ k V a l u e V -Olhc r W :Estimated

E =$15,0~1 - $50,0~O


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FINANCIAL DISCLOSURE REPORTPage 5 o f 9

N a m e o f P e r so n R e p o r l i n gHil ton, Claude M .

D a t e o f R e p o r t05/17/7011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of f!l ing instructionsON O N E ( N o reportable income, assets, or transactions.)

D esc r i p t i o n o f A s se t s I n co m e d u r i n g( inc luding t rus t asse t s ) repor t ing per iod

(I) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempl from prior disclosure Code I d iv . , r~n t ,( A - H ) o r in t . )

Gross value at endo f r ep o r t i n g p e r i o d0) (2)

V al u e V a l u eC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

O)Type (e.g.,

buy , sel l ,r ed em p t i o n )

Transact ions du ring repo rt ing p~riod

(2) (3) (4)D a t e Value Gain

mtrddd/yy C ode 2 C ode I(J-P) (A-H)

(5 )I d en t i t y o f

buyer / se l le r( i f p r i v a t e

t ransac t ion)

18. Sona Bank B I n t e r e s t K1 9 . Miran t Corp . - Comm on

20 . Microso ft - Comm onA Dividend

A DividendJ

J

TT

21 . O r a c le - C o m m o n A Dividend J22 . Arl ingt o n Co u nt y , V A B o nd s2 3. Po rt sm o ut h, V A B o nd s

A I n t e r e s t

A I n t e r e s t

J

J

TT

24 . Cardinal Financial A Dividend J

25 . Nuveen Incom e Fund B I n t e r e s t K26 . A E S C o r p27 . General E lect r ic


J

J

TT

28. Ques t Diagnos t ics, Inc .29 . First Eagle Glob al Fund Class C30 . Fed Premier Inter Mu nicipal Fund3 I . Provident

A DividendA DividendA DividendA Dividend

J

K

K

J

T

TTT

32 . Neuberger Berm an Inter Muni Fund Inc.

33 . El Paso Corp.- Comm on34 . Black Roch VA M uni Trust

A

AA

Dividend

DividendDividend

JJ

T

TT

I . Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C = $ 2 , 5 0 1 - $ 5 , 1 D 0 ~ D =$5.001 - $ 15,000[ see Co lumns B I and D4) F =$50.0~1 - $100,000 G =$100.001 - $1.000.0~0 H I = $ 1, 00 0. 00 1 - $5 .0 ~0 .0 ~ 0 H 2 =M o re Ih an $5 ,0 00 ,0 00

2. Value Codes J -$15.000 or less K =$15,001 - $50,0~0 L $50.001 - $100.00~ M -$109,001 - $250,000(See Co lumns CI and D3 ) N -$250.001 - $500.0~9 O = $500.001 - $1,090.0~0 PI =$1,0~0.001 - $5.00(I.090 P2 =$5,000.001 - $25,000,0~0

P3 =$25.000,091 - $50.000.000 P4 =More than $50.0~0,0~03. Value Method Code. , Q =A p p ra isal R =Cos1 (Real Estate Only) S =As s cs s mcnl T =Cash M arke t[ S cc Col umn C2) U =Book Val ue V -Other W =Es l imat ed

E =$|5,001 - $$0,000


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N a m e o f P e r s o n R e p o r t in gHi l t on , C l a ude ,M.

Date of Report05/I 7/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, ralue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~.)D N O N E income, a ssets, or transactions.)N o reportable

A. B. C.Description of Assets Incom e during G ross value at end(including trust assets) reporting period of reporting period

O) (2) (I) (2)Place "(X)" after each asset A m ou nt T yp e (e,g ., Value Valueexempt from p rior disclosure Code I div., rent, Code 2 Method(A-H) o r i n t . ) (J-P) Code 3

( Q- W )

35 . Frankl in Adjus table USG ovt Fund A Dividend J T36 . Ohio State Universi ty Bonds (X) A Interest K T

37 . Fauqu ier Co ., VA Bonds (X ) A Interest J T38 . Hami l ton Co. ,OH Bonds (X) B Interest K T39 . Lorain Co., OH Bonds (X ) A Interest4 0. C l ev e la nd , O H A i rp o rt B on d s ( X ) C Interest L T41 . Akron , OH Bonds (X) B Interest K T42 . Univ Akron , OH B onds (X) B Interest K T43 . N .C. HSG Fin Agy Bonds (X) B Interest K T44 . Lucas Co . , OH Hosp . Bonds (X) B Interest K T45 . IvyGlobal Fund A Dividend J T46 . T r an s C an ad a - C o m m o n A Dividend J T47 . T ech R es o u rce s LT O- C o m m o n A Dividend J T48 . I s ha re s B a r k l ey s - C o m m o n B Dividend J T49 . Go l d co rp I n c . - C o m m o n A Dividend J T

50 . C l ay m o r e / B N Y - C o m m o n A Dividend J T51 . C V S C ar em ar k C o rp C o m m o n A Dividend J T

Transact ions du ring repo rt ing per iod

(0 (2) (3)T y p e ( e . g . , D a t e Valueb u y , s e l l , m m J d d / y y C o d e 2r e d e m p t i o n ) ( J - P )

R ed eem ed 0 5 / 2 1 / I 0 J

B uy 03/02/10 J

( 4 ) (5 )Gain Identity of

Code I buyer/seller(A-H) (if private

transaction)

A

I. Incom e G ain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(See Co lumns B I and D4) F =$50,001 - $100,000 G =$100,001 - $1,000.000 HI =$1.000,001 - $5,000,000 H2 =M ore than $5.000,000

2. Value Codes J =$15.000 or less K = $15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250.000(See Co lumns CI an d D3 ) N =$250.001 - $509.000 O -$500.001 - $ I,OO~,O00 PI =$1.000,001 - $5.000,000 P2 =$5.000,001 - $25,090.000

P3 =$25,000.001 - $50.000.000 P4 =M ore than $50,000,0003. Value Method Codes Q =A p p ra isal R =Cost (Real Eslal Only) S =As s es s ment T =Cas h Mar ket( see Co lumn C2 ) U =Book Val ue V O l h c r W =Es t imal ed

E =$15,001 - $ 5 0 , 0 0 0


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N a m e o f P e r s o n R e p o r t i n gHilton, Claude M .

D a t e o f R e p o r t05/17/2011

V I I. IN V E S T M E N T S a nd T R U S T S -income, v a ~ u e ~ t r a n s a c t i~ n s ( ~ n c l u d e s th ~ s e ~ f s p ~ u ~ e a n d d e p e n d e n t c h i ~ d r e n ; s e ep p ~ 3 4 ~ 6 ~ f ~ i n g i n st r u c i ~ n s ~N O N E ( N o reportable income, assets, or transactions.)

D esc r i p t i o n o f A s se t s I n co m e d u r i n g(in c lu d in g tru s t a s s e ts ) rep o rtin g p erio d

(I) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d iv . , ren t ,( A - H ) o r in t . )

G r o s s v a l u e a t e n do f r ep o r t i n g p e r i o d(l) (2)

V a l u e V al u eC o de 2 M eth od(J-P) C o d e 3( Q - W )

(i )Type (e.g.,buy , sel l ,

r ed em p t i o n )

Transact ions du ring repo rt ing per iod

(2) (3) (4)Date Value Gain

m m / d d / y y C o d e 2 ~ I C o d e l(J-P)

( 5 )Identity of

buyer/seller(if private

t r a n s a c t i o n )

5 2. Sy sco C orp Co m m o n A Dividend53 . Eastern Amer Nat G as A Dividend54 . ETF Silver Trust A Dividend5 5 . B l ack Rock Energy & Re source s A Dividend

J T B uyT B uy

T B uyT B uy

03/02/1003/02/I 009/27/I 009/27/10

JJJJ

1. Incom e G ain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5.0OO(See Co lumns B I and D 4 ) F =$50.001 - $100,000 G =$100,001 - $1.000.000 HI =$ 1.000.001 - $ 5.000.000

2. Value Codes J =$15.000 or Ices K =$15.001 - $50.0OO L ~$50.001 - $ 100.000(See Columns CI and D3) N :$250.001 - $500,000 O = $50 0,00 1 - $1,000.000 P I = $1.0 00.0 01 - $5 .00 0,00 0

P3 =$25.0OO.001 - $50.000.000 P4 =More than $50.000.0003. Value M ethod Codes Q =Appraisal R =Cost (Real Estal Only) S =As s es s ment(See Co lumn C2 ) U =Book Val ue V =Olhc r W =Es t i mated

=$5,001 - $15,000H2 =Mo re than $5,000,00~M =$100.001 - $250,000P2 =$5,090,001 - $25,0~0.0~0

-Cash M arke t

E =$15,001 - $50.000


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Name of Person ReportingHil ton , C laude M.

Date of Report05/17/201 I

VIII . ADDITION AL INFORMA TION OR EXPLAN ATIONS. (Indicate part of report.)


9/9


Nam e of Person ReportingH i l to n , C l au d e M .

Date of Report05/17/2011

IX. CERTIFICATION.! ce r ti fy t ha t a ll i n forma t ion g iven abo ve ( inc luding in form a t ion pe r t a in ing to my sp ouse and m inor or dependen t ch i ldren , i f any ) i s

accura t e , true , and com p le t e t o the be s t o f m y k nowledg e and be l i e f , and tha t any in form a t ion not repor t ed was wi thhe ld becaus e i t m e t app l i cab le s t a tu toryp r o v i s i o n s p e r m i t ti n g n o n - d i s c lo s u r e .1 fu r t h e r c e r ti f y t h a t e a rne d i nc om e f r om ou t s i de e m p l oy m e n t a nd h ono r a r ia a nd t h e a c c e p t a nc e o f g i f t s w h i ch h a v e b e e n r e p o r t e d a r e i ncom pl iance wi th the p rov is ions of 5 U.S .C. app . 501 e t . seq , 5 U.S .C. 7353, and Judic ia l Conference regula t ions .

Signature: $/Claud e M . Hilton

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S IF I E S O R F A I LS T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I ON S ( 5 U .S .C . app . 104 )

C om m i tt ee on F i nanc i a l D i sc lo su r eAdm inis t ra tive Off ice o f the United S ta te s CourtsSuite 2-301On e Co lu m bu s C i rc le , N . E .W ashi ng t on, D .C . 20 54 4

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Claude M Hilton Financial Disclosure Report for 2010