Claude M Hilton Financial Disclosure Report for 2009

8/3/2019 Claude M Hilton Financial Disclosure Report for 2009

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uo Jo I FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r ed b y t h e E t h i c si n Gov e r nme n t A c t o f 1978R~. z /2o]o [ FOR CALENDAR YEAR 2009 (5 u.s.c, app. IO1.II I )1. Pe~on R eport ing ( las t name, f i rs t , middle ini t ia l ) 2 . Cour t o r O r g a n iz a t ion 5 . D ~ t e o f R e p o r t

H i l t on , C l aude M, Un i t ed S t a t e s Di s t r i c t Cou r t 0 5 1 0 5 / 2 0 1 0

4 . T i t l e ( A r t i c l e I l l j u d g e s i n d i c a t e a ~ i v e o r s e n i o r s t a t u s ; 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a te t y p e ) 6 . Report ing Per iodm a g i s U a t e j u d g e s i n d i c a te f u l l - o r p a r t - t im e ) [ ] No m i n a t i o n , D a t e 01/01/2009Senio r U .S . D i s t r i c t J udge [] Initial [] Annual [] Final to. . . . 12/3 t /20095 b. [] Am e n d e d R e p o r t7 . Cha m be r * o r Of f ic e A d d r e s s 8 . On the basis of the informat ion contained in th is Rep ort and anl tmodif icat ions per tnining thereto , i t i s , in my opinion, in ompliance

4 0 | Cou r t hous e Sq t m r ~ w i th a p p l ic a b le l a w s a n d r e g u la t ion s .Al exand r i a , Vi r g i n i a 22314 -5 788Re v ie w in g O f f ic er D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed C o m p l e t e a llch eck in g th e N O N E b o x fo r each p ar t w h ere yo u h ave n o repo r tab le in fo rm at io n . S ig n o n I as t pag ~

I . P O S I TI O N S . (Re~,ora, g[~ N O N E ( N o reportable positions.)

P O S I T I O N N A M E O F O R G A N IZ A T IO N / E N TI TY


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N a m e o f P e r s o n R e p o r t in g Datvof Report IF I N A N C I A L p a g e 2 o f 9 D I S C L O S U R E R E P O R T H i to n , C la u d e M . 0 5 / 0 5 / 2 0 1 0 II lL N O N - IN V E S T M E N T I N C O M E . ~ R ,~ o ~ a n ~ i n a ~ a ~ a o,d ~po,~,; , , , ~, . ~7-z4 o[~t~ i~s~to,~)A. Filers N o n - I n v e s t m e n t I n c o m e

NO NE ~o r e p o ~ a b l e n o n - in v e s t m e n t i n c o m e . )~ SO~CE AND ~PE ~(you~, ~t s~s)

1.

2.

4.

B. Spouses ~ o n - I n v e s t m e n t I n c o m e - if you ~re ~d d~ng any pa~n af the re~g ~r, ~mp~e ~ ueao~( D o lO r a m o ~ n o t r ~ u i r e d ~ c e p t f o r h o n o e ~ i a . )

N O ~ ~ o reportab& non-investment income.)DATE SOURCE A~ ~PE

I2.

3.

4.

( Includes those to spouse ond depend e~ t ch i ldren; see pp , 2~-27 of f i l i~g ins truct ions . )NONE (No reportable reimbursements.)

SO~CE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED1,2.

3.4.5.


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F INANCIAL DIS CLOS URE REPOR T Name of Person Reporting Date of ReportPage 3 of 9 H i lt on , C l a u d e M . 05/05/2010

[~] NO~ ~o reportable g~ spSO~CE DESCR~ON ~

1 .2.3.4.5.

V I . L I A B I L I T I E S . a , , a , ~ a , o , , o [ s m , , ~ e ~ , ~ a ~ v , , ,a , ~ a , i l a ~ , , , ; ~ , , v v . 3 2 - 3 3 o . f ~ i , ,gN O N E ( N o reportable liabilities.)

C R E D I T O R D E S C R I P T I O N VALUE CODEI.2.3.4.

5,


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FINANCIAL DISCLOSUR E REPORT NameofPerson Reporting DateofRaportPage 4 of 9 Hilton, C l a u d e M . 05/05/2010

VII. INVESTMENTS and TRUS TS -N O N E ~ o re.treble income, ~sets, or W~ac~ons.)

A. [ B. C. D.D~cfipfion of~(includ~g ~t ~e~) r e p o ~ n g ~ f i ~ o f ~ o~ i ng pe r i odP l ~ c e " ~ ) " a f l ~ e a c h ~ t A m o u n t T~e x e m p t ~ m p r i o r d i ~ l ~ r e C ~ e 1 ~v,. ~ ~e 2 M~ b u y ~ s a l t , ~d~ C~ 2 C~ I b~/sdler(A-~ o r i n L ) ( J - P ) ~action)~ (~

1 , S~t Bmk B h t e r e s t Clos~ 1 0 / 0 6 / ~ J A2. USB Financia l Se rc ices B Interest Cl o s e d 02/01 /09 K B3. P r om is s o r y N ote - D a v id D , P i lv e r l a i t A In te res t J T4, Wachov i a A In te res t L T

5. Pm m i s s a r y No t e -L es l l e L . Cec i l , Tr u s te e A In te res t J T

6. NVR , Inc . - Com m on A D i v i d e n d K T

7. Wa l- Ma r t S to r e s , In c , - Com m on A D i v i d e n d K T8. T e mp le ton Eme r g . Mkts . A D i v i d e n d J T

9. Firs t Fin. Fund A D i v i d e n d J T

I0 . P N C F i n S e r vi o v s - C o m m o n A D i v i d e n d J T1 i. S o u th e r n C o . - C o m m o n A D i v i d e n d J T1 2 . S p e e d w a y M o t o r s p o rt s - C o m m o n A D i v i d e n d J T1 3 . P e t e r s b u r g , V i r g i n i a - B o n d s A D i v i d e n d K T1 4 . Wa c hov ia C D iv id e n d C lo s e d I 1 0 / 1 6 / 0 9 K B1 5 , S u n B e a m - C o m m o n A D i v i d e n d J T1 6 . V i r g i n i a P u b l i c B | d g B o n d s B D iv id e n d R e d e e m e d 02/02/09 K A1 7 . V i r g i n ia 2 1 s t C e n t u r y B o n d s B D iv id e n d R e d e e m e d 0 3 /0 2 /0 9 J A

1 . I n c om e t T n t l n C od e * : A ~$1,000 or k~ n --S t,0 0 1 - $2 ~ 50 0 C = $7 .50 | - $. ;,0 0 0 D - =$ $ ,001 - $ 15 .000( S ~ C o l u m ~ i t t a a d D 4 ) F = $ 5 0 , 0 0 1 - $ 1 0 0 , 00 0 G =$ 10 0,0 01 - $ 1,O 00 fl0 0 H I --~ l. ~0 0~ 00 l - $ 5, 00 0,0 00 H2 =M o r e ~ h a ~ $ 5 ,000 ,0002 . V a lu e C o d e ~ J = $ 1 5 ,0 0 0 o r ! e ~ K ~$ 1 5 )0 0 1 - $ 5 0 ,0 0 0 L = S .5 0 ,0 0 1 - $ 1 0 0 .0 0 0 ML S * ~ C o h m m s C l a n d D3) N =$2 50 ,0 0 1 - $50 0 ,0 0 0 O =$50 0,0 01 - $1 ,0 00 .0 00 P I ~ $ 1 , 0 0 0 ,0 0 1P 3 - - $ 7 A , 0 0 0 , 0 0 ~ . - $ 5 0 , 0 0 0 , 0 0 0 P 4 = M o r e th a ~

3 , V ~ d w M e t h o d C o d e s Q = Ap p ra L ~] R = C os t ( K ea l Es t a l e On ly ) S = A ss~ . smem T = C a s h M a r k e t( S e e C o l um n C 2 ) U ~ B o o k V ~ , a ~ V ~)lhor W ~ E s t i m a t ~


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[ N a m e o f P e r s o n R e p o r t in g [ D a t e o f R e p o r tF I N A N C I A L D I S C L O S U R E R E P O R T ,]I, Hilton, Claude M.]

05/05/2010Page 5 of 9V I I . I N V E S T M E N T S an d T R U S T S - ~ e o , ,e , v a lu e ~ t r a n s a c ~ i ~ n s ( ~ n ~ d e s t h o s ~ f $ p ~ t t s ~ a n d d e p n d e n t h i ~ d r e n ; ~ e p p . 3 4 -6 ~ o f ~ i n g in s t r u c t i~ n ~ )[-] NONE (No r e p o r t a b l e i n c o m e , a s s e t s , o r t r a n s a c t i o n s .)

A. B. C. i D .D e ~ e r i p t l o rt o f A s s e l s I n c o m e d u r i n g Gross value at end ~I T m n s a c U o n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g I z u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(1) (~-) (l) (2) (O [ (2) (3) (4) (~)e! I f rom pr i o r d i sc losu r e C o d e 1 Iv. , rent , C o d e 2 M e t h o d buy, sel l , C o d e 2 C o d e 1 buyer/seller( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) i 0 " P ) ( A - H ) ( i f p r i v a t e

I , ( Q - w ) t l m m s a c t l e n )

1 8 , Smi th Barney Money Fund C htere~t K T

i9 . JP Mo rg an - C om m o n A D i v i d e n d J T2 0 . L o c k h e e d -M a r t i n C o r p . -C o m m o n A D i v i d e n d J T

1 1 2 .

Pr oc t o r & Gam b l e - Com m on A D i v i d e n d J T

S o u t h e rn N a t B a n k e o r p o f V A - C o m r q o n A D i v i d e n d J T23 , S o n a B a n k B Interest K T24 . M i r a n t C o r p . - C o m m o n A D i v i d e n d J T25. Microso f t - Common A Dividend J T26 . O r a c le - C o m m o n A D i v i d e n d J T2 7 . A r li n g t o n C o u n t y , V A B o n d s A In te res t J T28 . Po r t sm ou t h , VA Bonds A In te res t J T29 . C a r d i n a l F in a n c i a l A D i v i d e n d J T3 0 . N u v e e n I n c o m e F u n d B Interest K T3 1. AE S C0r p A D i v i d e n d J T3 2. General Elect r ic A D i v i d e n d J T3 3 . Ques t Di ag no s t i c s , Inc . A D i v i d e n d J T3 4 , Fi r s t Eag l e Globa l Fund C l as s C A D i v i d e n d K T


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FINANCIAL DISCLOSUR E REPORT N a m e o f l e r s o n ~ c p o ~ n gP a g e 6 o f 9 H i l to n , C l a u d e M . 05/05/2010

[---] NONE (No r e p o r t a b l e i n c o m e , a s s e t s , o r t r a n s a c t i o n s .)A. B. C. D.D t s e d p t i o n o f A s z e t s /n eom e d uring Gross value at end T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u a t a s s e t s ) I r epor t i ng pe r i od o f r e p o r t i n g p e r i o d, (I)~ (2) (l ) (~ ) 1

( 1 ) ( ~ )P l a c e " ( X ) " a f l e ~ e a c h a . ~ e t A m o u n t T y p e ( e . g . , V a lue [ V ~ l u e T y p e ( e .g . , D a t e V a lue Gain I d e n t i t y o fe x e r a p t f r o m p r i o r d i s c l o s u r e C o d e 1 d i e . , r e n t , M e t ho do d e 2 buy , s ell, m m/dd /yy C o d e 2 C o d e 1 buyer/ sel ler( A - H ) o r i n t . ) ( J - P ) C od e 3 r e d e m pt i o n ) ( J - P ) ( A . H ) ( i f p r i v a t e( Q - W ) t r a n s a c ti o n )

35 . F ed P r em i e r In t e r Mun i c i pa l Fund A D i v i d e n d K T3 6 . P r ov id e n t A D i v i d e n d J T3 7 , Neub e r ge r Be r m a . n In t e r Mun i F und Inc . A D i v i d e n d J T3 8 . E1 P a s o Cor p . - Com mon A D i v i d e n d J T3 9. Bl ack R oeh VA Mun i Tru s t A D i v i d e n d J T

1 4 0 . Frank l i n Adjus t ab l e US Govt Fund A D i v i d e n d J T41 . Ohi o S t a t e Un i ve r s i t y Bonds ( X) A In te res t K T42 . Fauqui e r Co . . VA B ond s (X) A In te res t J T43 . H am i l ton Co . , OH Bonds ( X) B In te res t K T

44 . L o r a i n C o . ,O H B o n d s ( X ) A In te res t J T43 . Cl eve l and , OH Ai r po r t Bonds ( X) C In te res t L T

46 . Ak r on , OH Bond s ( X) B In te res t K T47 . Uni v Ak r on , OH Bonds ( X) B In te res t K T

48 . N . C . H S G Fi n A g y B o n d s ( X ) B In te res t K T49 . L u e a s C o . . O H H o s p . B o n d s ( X ) B In te res t K T50. Ivy Globa l Fund A D i v i d e n d J T B uy 07/23/09 J51 . Tr an s C an ad a - Co m m on A D i v i d e n d J T B uy 0 6 / 0 4 1 0 9 J


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Iame of Persou ReportingI

DateofReportFINANCIAL DISCLOSURE REPORT[ Hilton, Claude M. I

P a g e 7 o f 9 o s : o 5 / 2 o ~ oV I I . I N V E S T M E N T S a n d T R U S T S - , . ~ o , . , . , . tu , , r ~ . c n o . ~ a . a . a , ~ ~ o s e of spOUSe and d, Is~mdent children; see p27. 34-60 Of t ? l i n g i n s~ u e t ~ o t ~ )

NONE (No r e p o r t a b l e i n c o m e , a s s e t s , o r t r a n s a c t i o n s . )D e s c r i p t i on o f As s e t ~ I n c o m e d u r i n g Gross value at end [ T r a n s a c ti on s d ~ a r i n g r e p o r t i n g p e r i od( in c lud in g tr u s t a s s e ts ) re p o r tin g p e r iod of reporting period t

Place **(X)" a l~e r e a la a s se t A m o u n t Ty p e ( e .g . . V alu e

[ IValue

T y p e ( e . g . , D at e V a l u e GainI Id en t i t y o fex ~ a~ p t f r o m p r i o r d i s c l o su re C o d e 1 d i v . , r e n t , C o d e 2 M e th od bu y , s e l l , m m / d d / y y C od e 2 C od e 1 buy e r /s e l le r( A-H ) o r i n L ) I ( J - P ) ( A-H )i (JP) C e d e 3 r e d e m p t i o n ) ( i f p r i v a t e

i ( Q - W ) [ t r a n s ~ e t i o n )

52 . Teeh Resources LTO - Common A D i v i d e n d J T Buy 0 6 / 0 4 / 0 9 J53 . Ishares Barkleys - Common B D i v i d e n d J T Buy 0 6 / 0 4 / 0 9 K54 . G o ld e o rp Inc. - Common A D i v i d e n d J T Buy 0 6 / 0 4 / 0 9 J

55. Claymore!BNY - Common A D i v i d e n d J T Buy 0 6 1 0 4 / 0 9 ! J5 6 .

L Income Gain C0#es: A = 2 1 , 0 0 0 o r l e ~ s B - - $ 1 , 0 0 1 - $ 2 , 5 0 0 C ~$2,501 - $$,000 D = 2 5 , 0 0 1 - 2 1


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[ N a m e o f P e r s o n R e p o r t i n g Date of ReportFIN AN CIA L DI S CLOS UR E R EP OR TI I Hilton, Claude M.05/05/2010P a g e 8 o f 9

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


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FINANCIAL DISCLOSUR E REPO RT I Name of Person Reporting D ate o f R epo r tP a g e 9 o f 9

[ Hilton, Claude M.05/05/2010

IX. CERTIFICATION.I ce r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , t r u e , a n d c o m p l e t e t o th e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s ~ v i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u rt h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r ia a n d t h e a c c e p ta n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U .S . C . 7 3 5 3 , a n d J u d i c ia l C o n f e r e n c e r e g u l a t i o n s .

N O T E : AN Y IN D M D U A L W H O K N O W I NG L Y A N D W 1 L F U L L Y F A L S IF IE S O R F A IL S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I NA L S A N C T IO N S ( 5 U . S . C . a p p . 1 0 4 )

FILING INSTRUCTIONSM a i l s ig n e d o r i g i n a l a n d 3 a d d i t io n a l c o p i e s t o :

C o m m i t te e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t iv e O f f ic e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r cl e , N. E.W a s h i n g t o n , D . C . 2 0 5 44

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Claude M Hilton Financial Disclosure Report for 2009