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Chemical Product (Formulation) DesignLecture 2Lecture 2
Rafiqul GaniCAPEC
Department of Chemical & Biochemical EngineeringDepartment of Chemical & Biochemical EngineeringTechnical University of Denmark
DK-2800 Lyngby, Denmarkwww.capec.kt.dtu.dkwww.capec.kt.dtu.dk
Problem Definition - 2
Given: A set of building blocks for moleculesMolecular DesignGiven: A set of building blocks for molecules and a set of target (property) function values
W t d Th t f l l th t t h thWanted: The set of molecules that match the target function values
G f fMixture (liquid) DesignGiven: A set of molecules and a set of target (property) function values
Wanted: The set of blends (liquid solutions) that match the target function values
Workshop on Product Design, NTUA, March 2011 2
match the target function values
Motivation – I: Chemicals based products
Example-1: Design of a consumer product -an insect repellent lotion
What does it involve? Determine a liquid formualtion that is effective against
it h l t ll d kimosquito, has a pleasant smell, a good skin feeling and is a water-based product (active ingredient water solvents additives)ingredient, water, solvents, additives)
Properties?The above product attributes, when translated means that target valueswhen translated, means that target values on the following properties need to be matched: 90% evaporation time, phase split, p , p p ,solubility, viscosity, molar volume, toxicity, etc., & cost
Workshop on Product Design, NTUA, March 2011 3
Stages 2&3:Stages 2&3: Experimental componentcomponent
Workshop on Product Design, NTUA, March 2011 7
Formulation Design: Mixtures, blends, ...
INPUTS:1. Database of solvents properties (sub-task
Algorithm: Mixture designp p (
3.1.1)2. Mixture property models (sub-task 3.1.2)3. Number of target properties4. Temperature (K)5 Information for non linear models
LEVEL 2LEVEL 2LEVEL 1LEVEL 1 LEVEL 3LEVEL 3
n-m-l mixturescompositioncost
5. Information for non-linear models
Non-linear designNon-linear design
Linear designLinear design
Stability analysisStability analysis
Rule 1.1Rule 1.1Screening based on pure components propertiesRule 1.2Rule 1.2Calculation of the composition range for each target propertyRule 1 3Rule 1 3
Rule 1.1Rule 1.1Screening based on pure components propertiesRule 1.2Rule 1.2Calculation of the composition range for each target propertyRule 1 3Rule 1 3
Rule 2.1Rule 2.1Non linear models are solved with xi as inputRule 2.2Rule 2.2m mixture not matching non-linear constraints are rejected
Rule 2.1Rule 2.1Non linear models are solved with xi as inputRule 2.2Rule 2.2m mixture not matching non-linear constraints are rejected
Rule 3.1Rule 3.1The stability routine is run for each mixtureRule 3.2Rule 3.2l mixtures showing phase split at xi are rejected
Rule 3.1Rule 3.1The stability routine is run for each mixtureRule 3.2Rule 3.2l mixtures showing phase split at xi are rejected
Rule 1.3Rule 1.3Identification of the overall composition rangeRule 1.4Rule 1.4Identification of the xi leading to the cheapest mixture
Rule 1.3Rule 1.3Identification of the overall composition rangeRule 1.4Rule 1.4Identification of the xi leading to the cheapest mixture
n-m mixturescompositioncost
n mixturescompositioncost
Workshop on Product Design, NTUA, March 2011 8
costcost
Computer aided
A Case StudyComputer-aided…
• Design of a paint for house interiors
• Design of a spray insect repellent
• Design of a spray sunscreenDesign of a spray sunscreen
• Verification of a hair spray (in progress)
Experimental… Case study considered: spray insect repellentp
• Verification of the spray insect repellent
• Verification of the spray sunscreen (in progress)
9Workshop on Product Design, NTUA, March 2011
Main activity:
g p p
Task 1: Problem DefinitionPerformance criteria:
Main activity: evaporation rate T90
lethal concentration LC50 effective against mosquitoes
long lasting
low toxicity water+water miscible solvents
non corrosive solventsy
water-based formula
good material compatibility
non corrosive solvents
solubility parameter δ, phase stability
kinematic viscosity ν molar volume good material compatibility
good stability
spray lotion
kinematic viscosity ν, molar volume Vm
cost C spray lotion
low priceQualities to enhance:
cos CConstraints:
500 < T90 < 1500 s0.39 < LC50 < +∞ mol/m3Qualities to enhance: 0.39 LC50 +∞ mol/m0 < ν < 75 cS
21.1 < δ < 27.1 MPa½
20 0 < Vm < 50 0 l/kmol
pleasant scent
good skin feeling
10
20.0 < Vm < 50.0 l/kmol good skin feeling
Workshop on Product Design, NTUA, March 2011
DEET:
Task 2: AI IdentificationDEET: aggressive on surfaces (clothes, plastics,..) high potential of irritating eyes sticky unpleasant odor
Picaridin: higher safety lower toxicity good material compatibility good material compatibility good cosmetic properties low water solubility
Natural AIs: low efficiency
high alcohol solubility
11
low efficiency
Workshop on Product Design, NTUA, March 2011
Solvent database: water + alcoholsTask 3: Mixture Design
Solvent database: water + alcoholsMixture property models: li /b d d itilinear/based on group decompositionMixture design routine results:
nº Mixtures x1δ
MPa½ν
cSρ
kg/lLC50
mol/m3T90s
Cost$/kg
Phase stabilityStable Phase split
1 methanol + water 0.32 42.0 0.83 0.89 0.74 819 0.65 X2 2-propanol + water 0.24 42.0 1.31 0.87 0.52 661 0.92 X3 allyl alcohol + water 0 29 42 0 1 14 0 96 0 52 598 1 10 X3 allyl alcohol + water 0.29 42.0 1.14 0.96 0.52 598 1.10 X4 tert-butyl alcohol + water 0.24 42.0 1.49 0.94 0.45 588 1.22 0.02 - 0.445 ethanol + water 0.27 42.0 1.01 0.89 0.58 734 1.42 X
6 2-methyl-1-propanol +water 0.23 42.0 1.66 0.88 0.42 597 1.72 0.02 - 0.46
7 2-butanol + water 0.24 42.0 1.62 0.88 0.41 520 1.81 0.02 - 0.467 2 butanol water 0.24 42.0 1.62 0.88 0.41 520 1.81 0.02 0.468 1-propanol + water 0.25 42.0 1.28 0.88 0.47 628 2.07 X
ν -linear ν -Cao RD % δ
Verification results: Optimization:
nº Mixtures ν -linearcS
ν -CaocS
RD %
1 methanol + water 0.83 0.81 2.632 2-propanol + water 1.01 0.97 4.603 allyl alcohol + water 1.28 1.30 1.045 ethanol + water 1 31 1 33 1 57
Alcoholsδ
MPa½
methanol 29.62-propanol 23.5allyl alcohol 27.5ethanol 26.5
nº Mixtures x1Cost$/kg
2 2-propanol + water 0.24 0.925 ethanol + water 0.27 1.42
12
5 ethanol + water 1.31 1.33 1.578 1-propanol + water 1.14 1.06 7.43
ethanol 26.51-propanol 24.5 8 1-propanol + water 0.25 2.07
Workshop on Product Design, NTUA, March 2011
Task 4: Additive Identification
Aroma compound: Linalool (light and refreshing, floral woody odor)Base Case Formula
Base case formulaFamily Chemical wiy C e c wi
AI picaridin 0.10
Solvent 2-propanol 0.39mixture water 0.50Additive linalool 0.01
Linear Design
n° of 2775
Linear Design
Non-linear Design
St bilit Ch k8
mixturesStability Check
Verification
1
53
8
13
1Optimal
searchWorkshop on Product Design, NTUA, March 2011
Task 5: Design of Experimentnº Test Experimental set-up
1 solubility limit of picaridin in water LLE apparatus2 phase stability of the solvent mixture 3 hours stirring2 phase stability of the solvent mixture 3 hours stirring3 solubility of AI in the solvent mixture 3 hours stirring
4 solubility of additive in the solution AI-solvent mixture 3 hours stirring
5 density of pure compounds, solvent mixture and formula weight of a known volume of liquid
6 viscosity of pure compounds, solvent i t d f l Brookfield viscosimetermixture and formula
7 evaporation time of pure compounds, solvent mixture and formula modified standard method ASTM 3539-87
8 spray-ability commercial spray container is employedproperties that can not be modelled8 spray ability commercial spray container is employed
9 appearance (turbidity/colour), odour observation and sniffing10 stickiness, greasiness, irritation application on the skin11 pH pH indicator strips
not be modelled
11 pH pH indicator strips
12 stability at different temperatures than 25 °C (5 °C, 45 °C)
one product sample in the refrigerator and another sample in the oven for some weeks
13 shelf life a product sample is left resting for three
14
13 shelf life months at room temperatureproperties not considered during the computer-aided design
Workshop on Product Design, NTUA, March 2011
Task 6: Experimental Verificationnº Test Test results
1 solubility limit of picaridin in water low solubility (9.3 gr/l @ 25 °C)
2 phase stability of the solvent mixture successful (homogeneus system)
3 solubility of AI in the solvent mixture successfulmixture
4 solubility of additive in the solution AI-solvent mixture successful
40% of deviation from exp value for5 properties of pure compounds 40% of deviation from exp value for predicted viscosity of picaridin
6 properties of solvent mixture matching constraints
7 properties of formula still matching constraints
8 spray-ability successful( bidi / l ) i f ( f9 appearance (turbidity/colour),
odournot satisfactory (too strong scent of picaridin)
10 stickiness, greasiness, irritation a little bit too sticky11 i f
15
11 pH not satisfactory
12 stability at different temperatures than 25 °C (5 °C, 45 °C) successfulWorkshop on Product Design, NTUA, March 2011
Tasks 7 & 8: Problems Identification and
A dAmendments
Problem Amendment
The pH of the formula is too high (8 5) for a skin care product which
Addition of a mild acid such as aceticacid to correct the pH. An addition of(8.5) for a skin care product which
should have a pH between 5 ÷ 7
p0.05 % w. of acetic acid lowers thepH to 5.5 (skin pH)Increase of linalool concentration. An
The scent of the formula is not acceptable since the picaridin odor prevails
addition of 4 % w. of linalool versusthe 1 % of the base case improves thescent of the all formula
The product is a little sticky and
Decrease the picaridin concentration,but adding the above compounds willThe product is a little sticky and
this is due to the picaridin lower the concentration of picaridinin the formula, so no otheramendments are planned
16Workshop on Product Design, NTUA, March 2011
Task 9: Shelf Life Test and Iterationsnº Test Test results
1 solubility limit of picaridin in water
these tests are performed just in the first iteration
2 phase stability of the solvent mixture3 solubility of AI in the solvent mixture
4 solubility of additive in the solution AI- the first iteration4 solvent mixture5 properties of pure compounds6 properties of solvent mixture7 properties of formula still matching constraints
8 spray-ability successful9 appearance (turbidity/colour), odour acceptable9 appearance (turbidity/colour), odour acceptable
10 stickiness, greasiness, irritation reduced acceptable stickiness11 pH successful
stability at different temperatures than 2512 stability at different temperatures than 25 °C (5 °C, 45 °C) successful
13 shelf life test still in progress (1.5 months left, successful by now)
17
successful by now)
Workshop on Product Design, NTUA, March 2011
Final Formula
Family Chemical Wi %
AI picaridin 9 70AI picaridin 9.70
Solventmixture
2-propanol 44.25
t 42 00mixture water 42.00
Additiveslinalool 4.00
i id 0 05acetic acid 0.05
18Workshop on Product Design, NTUA, March 2011
• The stability of the product at different
Modeling Considerations
295
300 25 °Cdesign temperature
designed mixture24% IPA
The stability of the product at differenttemperatures should be taken intoconsideration during the computer-aided design
280
285
290
5 °C
T(°C)
multi-phase region
24% IPA
• The flash point of the mixture shouldbe another constraint to considerduring the computer aided design
0 10 20 80 90 100270
275
isopropanol molar fraction
using the model from Liaw et al. (2002)
• The Hildebrand solubility parameterhas been shown to be a weak
p pparameter to control the solubility, andwe think that it should be replaced bythe 3-D Hansen solubility parameter 420
0.00 1.00 Solvent mixture Active Ingredients
360
380
400
Tflash (K)
designed mixture24% IPA
0.25
0.50 0.50
0.75
Additives
fPfH
300
320
340(K)
25 °Cdesign temperature
0.75
1.00 0.00
0.25
19
0.0 0.2 0.4 0.6 0.8 1.0280
isopropanol molar fraction
0.00 0.25 0.50 0.75 1.00
fD
Workshop on Product Design, NTUA, March 2011
Remarks
•A hybrid methdology for the design of formulations has been highligthed
through a case studythrough a case study
•It has been demonstrated that the screening of alternatives through a
computer-aided design can save time and resources and the optimal
product candidate can be identified
•Through experimental design, the weak points of computer-aided design
have been identified and suggestions for improvement have been made
•Current work is to complete experimental verification of the sunscreen
formula, while future work is to complete the new case study on a hair
spray product
20Workshop on Product Design, NTUA, March 2011
Use of solvents in product development
Solvent use in different industrial sectors: mostly organic solvents
Reaction/SynthesisMixing: mass transport / phases
Isolation/SeparationSolvent extraction
SelectivityReaction rate
Scalability
Azeotropic distillationCooling crystallisation
Precipitation using an anti-solvent
Product DeliveryP i t I k d t
Easier operation
Washing of solid product
Paints, Inks, consumer products (lotion, hair spray, ...)
CleaningSafetyexotherm control
Workshop on Product Design, NTUA, March 2011 21
The Virtual Process-Product Design LabR. Gani et al. (2008, 2009, 2010)
Perform focused virtual experiments related to product process designWorkshop on Product Design, NTUA, March 2011 22
Perform focused virtual experiments related to product-process design
Insect Repellent Formulation Design
TASK 1TASK 1TASK 1Problem definitionProblem definitionProblem definition
TASK 2TASK 2TASK 2
TASK 1TASK 1TASK 1Problem definitionProblem definitionProblem definition
TASK 2TASK 2TASK 2
Virtual product-process lab - applicationInsect Repellent Formulation Design
Family Chemical wi
TASK 2TASK 2TASK 2AI identificationAI identificationAI identification
TASK 3TASK 3TASK 3
TASK 2TASK 2TASK 2AI identificationAI identificationAI identification
TASK 3TASK 3TASK 3
Conte et al. 2009
AI picaridin 0.10
Solvent 2-propanol 0.39
Mixture designMixture designMixture design
TASK 4Additive identification
Mixture designMixture designMixture design
TASK 4Additive identification
mixture water 0.50
Additive linalool 0.01Base case formulaBase case formula
2775
Linear DesignTASK 5 TASK 5 TASK 5 Design of experimentsDesign of experimentsDesign of experiments
TASK 6TASK 6TASK 6
TASK 5 TASK 5 TASK 5 Design of experimentsDesign of experimentsDesign of experiments
TASK 6TASK 6TASK 6 Performn° of mixtures
Non-linear Design
Stability Check8
58
TASK 6TASK 6TASK 6Exp. verificationExp. verificationExp. verification
TASK 7TASK 7TASK 7P blP blP bl
TASK 6TASK 6TASK 6Exp. verificationExp. verificationExp. verification
TASK 7TASK 7TASK 7P blP blP bl
Perform experiments to verify
d t Verification
1
5
3Optimalsearch
Problems Problems Problems identificationidentificationidentification
TASK 8TASK 8TASK 8
Problems Problems Problems identificationidentificationidentification
TASK 8TASK 8TASK 8
product performance
23
AmendmentsAmendmentsAmendments
Final formulaFinal formulaFinal formula
AmendmentsAmendmentsAmendments
Final formulaFinal formulaFinal formulaWorkshop on Product Design, NTUA, March 2011
Other examples of formulations: Fuel blends 1a
Gasoline blend
Workshop on Product Design, NTUA, March 2011 24
Other examples of formulations: Fuel blends 1c
Pure component properties
Workshop on Product Design, NTUA, March 2011 26
Other examples of formulations: Fuel blends 1d
Generated results
Workshop on Product Design, NTUA, March 2011 27
P ti id U t k i L f
Product Design & Analysis - 1
Pesticide Uptake in a LeafCuticleEpidermisInternal StructureInternal Structure
of Leaf
C14Energy Contribution
C15
C16
Wax
Cuticle
hwax
hcuticle
Multilayer Multilayer Uptake ModelUptake Model
DropletVd
C17
Plant Compartment containing epidermis and the layers beneath
r(t>0) r(t=0)
Droplet Evaporation Model
Workshop on Product Design, NTUA, March 2011 28
the layers beneath.
Pesticide Uptake in a Leaf
Challenges and Opportunities – 2Pesticide Uptake in a Leaf
Diagrammatic representation of Equations used for Active Ingredient & Surfactant in the Model
* *( 1- 0) *AI AI AIdM D S C C dCdVddt hwax dt
( )1000* * * *ad j adj water adj adjAI
MW S S dCd dMdCd Vd
Droplet
1000* * * **
j j j jAI
AI adj
Vddt MW Vd dt dt
CO=KwdAI*CdAI0
Layers
hwax
Plus Surfactant Equations
Plus Surfactant0 CO=KwdAI*CdAI
21
1 ( * / )*( 2 2 1 0)AI waxdC D B h C C Cdt
1 Wax
hwax
1 21 2 1 0( * / )*( 2* )adj
adj wax adj adj adj
dCD B h C C C
dt
Equations0
216 15
16 (( * / )*( 17 16)) (( * / * )*(( * 16) 15))AI cut AI wax cutdC D B h C C D B h h KwcAI C Cdt
17dC
16
17
15
Cuticle
hcutPlus SurfactantEquationsPlus Surfactant
217
17 ( * / )*( 18 2* 17 16)AI cutdC D B h C C Cdt
17
30
Cuticle
C AI C30/K AI
Plus SurfactantEquations
Plus Surfactant Equations
Workshop on Product Design, NTUA, March 2011 29
PlantCpAI=C30/KcpAI Plus Surfactant Equations
Controlled Release of AIsProduct Design & Analysis - 1
Controlled Release of AIsCoreMembrane
Release
ro
ri
CrCd
I. Product Design
II. Process for manufacture of i l
medium
Toxic concentration
men
t
Overdosing
microcapsulesCore: AI solid/liquid, pure/solution
(or dispersion) + additives (solvent, l ifi )
Min. Eff. concentrationn
in e
nviro
nm
Min. Eff. Controlled emulsifier,...)
Coating: polymer membrane (rate-controlling) porous/non-porousUnder dosing
Con
cent
ratio
Under dosing
Controlledrelease
Needed property models develpedIII. Evaluation of performance
Time
Nuria Muro-Sune, PhD-thesis, 2005
Workshop on Product Design, NTUA, March 2011 31
Nuria Muro Sune, PhD thesis, 2005
Case study: Permethrin microcapsule
Permethrin microcapsule: Insecticide encapsulated Permethrin microcapsule: Insecticide encapsulated Reduce toxicity & longer bilogical effectivity
n-hexanewater
Cl
O
O
Cl
CoreMembrane
n hexanewater
O
Releasemedium
rori
CrCd
polyesterPermethrin
Compound Function
Solubility of Permethrin in
Solubility of Permethrin Ω
(2) Function solvent (ppm) 6
in solvent (w1)
Ω1
n-Hexane core solvent 106 0.5 2.0
Kp/solv
2.083Water release
medium0.006 6.0·10-9 1.66·108
PBMA polymer wall - - 0.96*
1.73*108
Workshop on Product Design, NTUA, March 2011 32
y
Model based solution strategies: Examples
Km/d = 2.67 Km/r = 0.12D = 8.9 E-20 ÷ 1.8 E-17 [m2/s]D 8.9 E 20 1.8 E 17 [m /s]
δ = 32 MPa1/2 Target property
1) Literature search
Controlled release of AI or polymer or microcapsule
design?Match target
1) Literature search…2) GC methods3) Other models
80
100
design?
20
40
60%
release
0
20
0 1 2 3 4 5
time [hr]
Workshop on Product Design, NTUA, March 2011 33
Conclusions•Innovative product design needs predictive solution•Innovative product design needs predictive solution approaches where property models are used (applied) for different roles(applied) for different roles •It is necessary to understand the role of the property model and be aware of their limitations •Use of experimental data in model development,Use of experimental data in model development, validation and process-product development needs to be carefully plannedto be carefully planned•It is necessary to develop predictive models with few additional experimental data (or use datafew additional experimental data (or, use data generated through other means, for example, molecular modelling or models like the PC SAFT)
Workshop on Product Design, NTUA, March 2011 34
molecular modelling or models like the PC-SAFT)