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Alan Brinkley,
American History 14/e
Chapter 6:
The Constitution
and the New Republic
Highlights
Framing a New Government
Federalists and Republicans
Establishing National Sovereignty
The Downfall of the Federalists
© 2012, The McGraw-Hill Companies, Inc. All Rights Reserved.2
Framing a New Government
– A Weak Central Government--Weak and hiding-
attendance problems-lack of ability to enforce the rules-fear of
rioting war vets—popular because not a remote tyrannical
authority-unpopular because it could not deal with problems of
class and debt-Sons of Cincinnati-pensions
Advocates of Centralization
– Supporters of a Strong National Government—merchants want high tariffs and uniform tax policy, single
navigation policy, the “ Indian menace” etc.
– Alexander Hamilton- 1786 Annapolis MD. Commercial
issues-5 states send delegates-calls for constitutional convention
the next year-need Washington on their side-way to go D. Shay
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Framing a New Government
A Divided Convention
– The Founding Fathers-Young well educated men
representing the large propertied and commercial classes
– The Virginia Plan—Maddison three branches of gov’t-two
house leg. Based on population-lower house elects upper house-
squeezes out smaller states in upper house-William Patterson’s
New Jersey Plan
– Small States versus Large States--representation in
congress, issues of slavery-population and taxes-when do they
count as people and when as property
4
Framing a New Government
Compromise
– The Great Compromise- Roger Sherman’s two house
leg. House of Reps. Population—Senate equal
The Constitution of 1787
– James Madison- Father of the Constitution Primary author
and defender
– The Question of Sovereignty--belongs to the people—
We the People-(Gouverneur Morris)
– Division of Powers—Federalism-power divided between national
and state governments-Delegated or enumerated powers,
reserved powers, concurrent powers
5
Framing a New Government
Separation of Powers—National gov’t to have
three branches
Legislative—makes laws-Congress House and Senate
Executive—enforces the laws-President and Cabinet
Judicial Branch--makes sure governments stay with their scope
of power-interprets whether laws are constitutional or not
Each branch has a check on the power of the other branchesAmbition must be made to counteract ambition. The interest of the man must be connected with the
constitutional rights of the place. It may be a reflection on human nature, that such devices should be
necessary to control the abuses of government. But what is government itself, but the greatest of all
reflections on human nature? If men were angels, no government would be necessary. If angels were to
govern men, neither external nor internal controls on government would be necessary. In framing a
government which is to be administered by men over men, the great difficulty lies in this: you must first
enable the government to control the governed; and in the next place oblige it to control itself.
© 2012, The McGraw-Hill Companies, Inc. All Rights Reserved.6
Framing a New Government
The Limits of the Constitution—really a constitution
for the Whites, of the whites, and by the whites-slaves and Natives—
assimilation was the goal for natives-blacks still subhuman-women
second class citizens
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The Federalist Papers(New York Public Library)
Framing a New Government
Federalists and Antifederalists
– The Federalist—John Jay, Hamilton, Maddison-strong
central gov’t needed to preserve order invigorate trade and
preserve the union, emphasized weaknesses of Articles of
Confederation, showed opponents to be negative Nancy’s with no
attractive alternatives-did not see a need for a Bill of rights-Adams
“Some damn fool”
– The Antifederalists—George Mason, Patrick Henry, John
Hancock-stronger central gov’t would destroy the work of the
Revolution, limit democracy and restrict “states’ rights”-feared new
central gov’t would become tyrannical as it would further from the
people-appealed to fear amongst the common people-poorly
organized slow to respond
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Framing a New Government
Debating the Constitution
Is a Bill of Rights necessary?--Antifederalists-we just
fought a war against tyrannical gov’t- without negative checks on gov’t
power the new gov’t it could become just as dangerous
Federalists—the document already checks federal and state power
through the structure of the gov’t and the size of the union-plus “Some
Damn Fool”
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Framing a New Government
Completing the Structure
– The Bill of Rights
– Amendment 1: Freedom of Religion, Press,
Speech, and Petition.
– One key thing to consider about this right is that
the desire for “freedom of religion” was a large
part of what drew people to the New World in
the first place. In relation to the FRQ, this
amendment could easily be perceived as an
attempt to limit federal power.
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The Amendments
Amendment 2: Right to Bear Arms.
– This amendment gives people their right to
keep firearms and weaponry. It is based on the
apparent necessity of a “well regulated militia.”
Based on the implied importance of a well-
regulated militia, this may support the idea of
the Bill of Rights as a way of preventing too
strong of a federal government.
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The Amendments
Amendment 3: Protection From Quartering
of Troops.
The Third Amendment guarantees that
citizens cannot be forced to house soldiers.
The context of this amendment is important.
In 1791, after seeing American citizens
forced to house British troops, this was an
incredibly relevant issue.
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The Amendments
Amendment 4: No Unreasonable Search
and Seizure
This law indicates the anti-federalist fear of
too much government power. This
amendment can also be difficult to interpret
in court, because it is unclear what counts
as “unreasonable.”
© 2012, The McGraw-Hill Companies, Inc. All Rights Reserved.13
The Amendments
Amendment 5: Right to Due Process,
Protection from Self-Incrimination and
Double Jeopardy, Loss of Property
This amendment is most primarily aimed at
protecting people from being unfairly
accused of a crime. In the context of
creating a new government, it is clear that
Congress feared a corrupt government
unfairly manipulating the justice system
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The Amendments
Amendment 6: Right to a Speedy and
Public Trial
The Sixth Amendment protects people who
have lawfully been accused of a crime. The
5thand 6th amendments together make up
for what we now know as Miranda Rights.
Also, when congress created this
amendment, the abuse of power seen from
British monarchs and authorities were fresh
on their mind.© 2012, The McGraw-Hill Companies, Inc. All Rights Reserved.15
The Amendments
Amendment 7: Right to Trial by Jury
This amendment also ensures that a case
tried by a jury should not be “reexamined”
by another court, unless a law specifically
calls for it.
© 2012, The McGraw-Hill Companies, Inc. All Rights Reserved.16
The Amendments
Amendment 8: No Cruel and Unusual
Punishment
The Eighth Amendment also protects those
accused of a crime from bail costs that are
too high, excessive fines, or “cruel and
unusual punishment.” Going back to the
FRQ, it is easy to see how this amendment
is both a response to newfound liberty and
a fear of a government that is too powerful.
© 2012, The McGraw-Hill Companies, Inc. All Rights Reserved.17
The Amendments
Amendment 9: General Rights of the
People
The Ninth Amendment makes it clear that
just because a right is not spelled out by the
Constitution or any of its amendments, does
not mean that right doesn’t exist.
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The Amendments
Amendment 10: State Powers
It says that if the Constitution does not give
certain rights to the Federal Government,
then those rights belong to the states. This
is perhaps the most obvious evidence of a
fear of too powerful federal government.
© 2012, The McGraw-Hill Companies, Inc. All Rights Reserved.19
The Executive Branch
The Cabinet— Washington appoints four men as department
heads—Jefferson-state, Hamilton treasury, Knox-war-Randolph
attorney general-part of Unwritten constitution
Judiciary act of 1789 One Chief Justice five associate Justices--shaped lower Fed. Courts-
One federal court per state and three circuit of appeals courts-3 judge
panels
all State court decisions can be appealed to Supreme Court if
Constitutional issue Raised
© 2012, The McGraw-Hill Companies, Inc. All Rights Reserved.20
Federalists and Republicans
– Competing Visions
Hamilton and the Federalists—Washington’s
deference to the Legislative branch made A. Ham the defunct leader
of the Federalist cause
– Assuming the Debt—Revolving debt capitalism
(“Capitalism invented in 18th century Adam Smith The Wealth of
Nations 1776)
– Hamilton’s Report on Manufacturing
Protective Tariffs—industry/revenue
National Bank—stabilize banking/credit markets
Nationwide Industrial Economy (North and South)
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Federalists and Republicans
Enacting the Federalist Program
– Debating Hamilton’s Program
– Location of the Capital
Compromise of 1790
– Bank of the United States
Strict Constructionist vs. Loose Constructionist
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Whiskey Tax 1791
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Federalists and Republicans
The Republican Opposition
– Establishment of the Federalist Party—
Court/Hamilton/Northern Cities-Pragmatic the
elite
– Formation of the Republican Party—
Country/Jefferson/South citizen farmers-
Utopian socialist
– Differences over the French Revolution
© 2012, The McGraw-Hill Companies, Inc. All Rights Reserved.26
Thomas Jefferson(Library of Congress)
Establishing National Sovereignty
Securing the Frontier– Whiskey Rebellion—”You Will Respect My authorita”
– Treaty of Greenville
Native Americans and the New Nation– Indians and the Constitution - "annuity" system: yearly grants of
federal money and supplies of calico cloth to Native American
tribes
Maintaining Neutrality
– Citizen Genet--breaks with diplomatic protocol tries to recruit
American’s directly to support French Washington sends home-he
defects
27
Early Federal Period Conflicts
Washington’s Proclamation of Neutrality
Jay’s Treaty
Pinckney’s Treaty
Washington’s Farewell Address
XYZ Affair / Quasi War with France
Alien and Sedition Acts
Kentucky and Virginia Resolves
Convention of 1800
Bloodless Revolution of 1800
Midnight Appointments
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Establishing National Sovereignty
Jay’s Treaty and Pinckney’s Treaty
– Jay’s Treaty 1795– Delays war with Britain,
British remove western forts and open limited
trade with Britain. Fails to end impressment of
sailors and to compensate planters for lost
slaves.
– Pinckney’s Treaty 1795 (Treaty of San
Lorenzo)
Gave US right of deposit in New Orleans and
settled West Florida Boundary Dispute.
-- Treaty of San Ildefonso - (Spain/France New
Orleans)-France gets Louisiana for territory in Tuscany
_ Convention of 1800 Ends 1778 Treaty of Alliance-
American grievances against French impressment-settles quazi war
© 2012, The McGraw-Hill Companies, Inc. All Rights Reserved.30
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The Downfall of the Federalists
The Election of 1796
– Washington’s Farewell
Address
Proclamation of Neutrality
No Friends
No Parties
No Sects.
– Divided Federalists
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John Adams (Library of Congress)
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The Downfall of the Federalists
The Quasi War with France
– The XYZ Affair The French and British were involved in another
war. Both of them were stopping US ships at sea and seizing or
impressing sailors that they said were deserters from the French or British
navy. Sometimes this was true, sometimes not but it was still humiliating
to the US.
– Adams sent Charles Pinckney, Elbridge Gerry and John Marshall to Paris
to negotiate for the end to this process.
– They had to meet with the French Foreign Minister, Talleyrand.
Talleyrand and others demanded a bribe to get the negotiations going.
– The Americans refused and sent a letter to Adams describing this. This
event was called the XYZ Affair. This made relations between the US and
France worse.
– At this time, the US was fighting an undeclared war with the French at
sea.
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Quasi War
The Quasi War--undeclared war between the U.S.
and France. The American's built up their Naval
forces and spent the next 2 years attacking
French shipping capturing nearly ninety French
vessels, while the French continued to attack
American shipping.
Adams avoided real war because it would divide
the colonies and might lead to a civil war. Adams
sent another delegation to negotiate a peaceful
end. Convention of 1800
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Alien and Sedition acts
These consist of four laws passed by the Federalist Congress and signed by President Adams in 1798: the Naturalization Act, which increased the waiting period for an immigrant to become a citizen from 5 to 14 years; the Alien Act, which empowered the president to arrest and deport dangerous aliens; the Alien Enemy Act, which allowed for the arrest and deportation of citizens of countries at war with the US; and the Sedition Act, which made it illegal to publish defamatory statements about the federal government or its officials. The first 3 were enacted in response to the XYZ Affair, and were aimed at French and Irish immigrants, who were considered subversives. The Sedition Act was an attempt to stifle Democratic-Republican opposition, although only 25 people were ever arrested, and only 10 convicted, under the law. .
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Virginia and Kentucky
Resolutions The Federalist Party has passed the Alien and Sedition
Acts to stop foreign influence on our elections or to silence
Republicans. Thomas Jefferson and James Madison
protested the laws by writing the Virginia and Kentucky
Resolutions, which asked the states to declare the laws
null. They thought it was the rightful remedy. Virginia and
Kentucky were only states that voted for this, which is to
make a law invalid.
Brings up the question did the states or the people enter
into a compact to create the national government
Presages the Nullifications debates of the 1830s
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The Downfall of the Federalists
The “Revolution” of 1800
– The Election of 1800 (Jefferson and Burr tie)
– The Judiciary Act of 1801(Midnight Appointments)
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