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Chapter 11: Implementing File Chapter 11: Implementing File SystemsSystems
11.1 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
Chapter 11: File System ImplementationChapter 11: File System Implementation
� File-System Structure
� File-System Implementation
� Directory Implementation
� Allocation Methods
� Free-Space Management
11.2 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
� Free-Space Management
� Efficiency and Performance
� Recovery
� Log-Structured File Systems
� NFS
� Example: WAFL File System
FileFile--System StructureSystem Structure
� File structure
� Logical storage unit
� Collection of related information
� File system resides on secondary storage
11.3 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
� File system resides on secondary storage (disks)
� File system organized into layers
� File control block – storage structure consisting of information about a file
Layered File SystemLayered File System
Logical File System
Application Programs
File-Organization Module
Given a symbolic file name, use directory to providevalues needed by FOM
Transform logical address to
write(data_file, item)
file name
information of data_file
11.4 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
File-Organization Module
Basic File System
I/O Control
Devices
physical block address
Numeric disk address
Driver: hardware instructions
2144th block
driver 1, cylinder 73,surface 2, sector 10
OnOn--Disk and InDisk and In--MemoryMemory
� On-disk : � boot control block (per volume), volume control block
(per volume), directory structure (per file system) , A per file FCB (inode )
� Volume control block (superblocks in UFS, Master File Table in NTFS ): # of blocks, size of the blocks,
11.5 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
File Table in NTFS ): # of blocks, size of the blocks, free-block count and pointers, and free FCB count and pointers.
� In-memory : in-memory mount table (mounted), in-memory directory structure (recently accessed), system-wide open-file table (FCB for each open file), per-process open-file table
A Typical File Control BlockA Typical File Control Block
11.6 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
InIn--Memory File System StructuresMemory File System Structures
11.7 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
Virtual File SystemsVirtual File Systems
�Virtual File Systems (VFS) provide an object-oriented way of implementing file systems.
�VFS allows the same system call interface
11.8 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
�VFS allows the same system call interface (the API) to be used for different types of file systems.
�The API is to the VFS interface, rather than any specific type of file system.
Schematic View of Virtual File SystemSchematic View of Virtual File System
11.9 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
Directory ImplementationDirectory Implementation
� Linear list of file names with pointer to the data blocks� simple to program� time-consuming to execute
� Hash Table – linear list with hash data structure
11.10 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
� Hash Table – linear list with hash data structure� f(file name) = pointer of the list� decreases directory search time�� collisionscollisions – situations where two file names hash to the
same location� fixed size
� Advanced structures: B-tree, …
Allocation MethodsAllocation Methods
� An allocation method refers to how disk blocks are allocated for files:
� Contiguous allocation
11.11 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
� Linked allocation
� Indexed allocation
Contiguous AllocationContiguous Allocation
☺: 1. Reduce seek time for contiguous access
2. Access is easy
3. Support both sequential and direct access
�: 1. dynamic allocation problem
11.12 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
– first-fit, best-fit, worst-fit
2. external fragmentation
– compaction (expensive)
3. file cannot grow
4. size estimation (for extension later)
– declaration and pre-allocation (inefficient usage of space)
Contiguous Allocation of Disk SpaceContiguous Allocation of Disk Space
11.13 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
ExtentExtent--Based SystemsBased Systems
� Many newer file systems (I.e. Veritas File System) use a modified contiguous allocation scheme
� Extent-based file systems allocate disk blocks
11.14 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
� Extent-based file systems allocate disk blocks in extents
� An extent is a contiguous block of disks� Extents are allocated for file allocation� A file consists of one or more extents.
Linked AllocationLinked Allocation
� Each file is a linked list of disk blocks: blocks may be scattered anywhere on the disk.
pointerblock =
11.15 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
pointerblock =
Linked Allocation Linked Allocation
� Each file is a linked list of disk blocks: blocks may be scattered anywhere on the disk
☺: 1. Simple – need only starting address
2. FreeFree--space managementspace management system – no waste of space
11.16 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
3. No external fragmentation
4. Easy to create a file (no allocation problem)
�: 1. only better for sequentially accesssequentially access
2. pointers require spacepointers require space
3. reliability (damaged pointers)
Linked AllocationLinked Allocation
11.17 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
FileFile--Allocation TableAllocation Table
the simple but efficient methodthe simple but efficient method
an variation used by DOS and OS/2
11.18 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
one entry for each disk block, indexed by block number
the table is used as a linked listlinked list
File Allocation Table
0 (3)1 2
0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 157 14 12 1 -1
9 121 7 14
11.19 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
0 (3)1 2 3
4 5 6 (4)7
8 (1)9 10 11
(2)12 13 (5)14 15
directoryfile startjeep 9
Indexed AllocationIndexed Allocation
� Bring all the pointers together into one location: the index block (one for each file)
☺: 1. Direct access
2. No external fragmentation
2. Easy to create a file (no allocation problem)
11.20 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
3. Support both sequential and direct access
�: 1. Space for index blocks
2. How large the index block should be ?
– linked scheme
– multilevel index
– combined scheme (BSD UNIX)
Example of Indexed AllocationExample of Indexed Allocation
11.21 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
Linked Scheme
φφφφ
directoryfile first index block
jeep 19
next
data block
data block
next
data blocknext
data block
11.22 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
data block
data block
data block
data block
data block
data block
data block
data block
data block
19 24 8
Multilevel Scheme
(two-level)
directoryfile first index block
jeep 16
1924
16
19data block
ata block
data block
24data block
data block
11.23 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
248-1-1-1
data block
data block
8data block
data block
data block
Combined Scheme: UNIX (4K bytes per block)Combined Scheme: UNIX (4K bytes per block)
11.24 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
FreeFree--Space ManagementSpace Management
� Bit vector (n blocks)
…
0 1 2 n-1
bit[i] =
67
8 0 ⇒ block[i] free
⇒
11.25 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
bit[i] =
67
8
1 ⇒ block[i] occupied
Block number calculation
(number of bits per word) *(number of 0-value words) +offset of first 1 bit
FreeFree--Space Management (Cont.)Space Management (Cont.)
� Bit map requires extra space
� Example:
block size = 212 bytes
disk size = 230 bytes (1 gigabyte)
n = 230/212 = 218 bits (or 32K bytes)
11.26 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
n = 2 /2 = 2 bits (or 32K bytes)
� Easy to get contiguous files
� Linked list (free list)
� Cannot get contiguous space easily
� No waste of space
� Grouping
� Counting
FreeFree--Space Management (1)Space Management (1)� free-space list: used to keep track of free disk space
� bit vector (bit map)one bit for a block (1: free, 0: allocated)
☺: easy to get contiguous files
� linked list: each free block points to the next�: not easy to traverse the list (infrequent action)
11.27 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
�: not easy to traverse the list (infrequent action)
☺: No waste of space
� grouping:– first: store n free blocks;
– n -th free block: store another n free blocks
☺: find a large number of free blocks quickly
� counting: several contiguous blocks may be allocated or free simultaneously
– a list of (first + no. of free blocks)
FreeFree--Space Management (Cont.)Space Management (Cont.)
� Need to protect:
� Pointer to free list
� Bit map
�Must be kept on disk
�Copy in memory and disk may differ
11.28 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
�Copy in memory and disk may differ
�Cannot allow for block[i] to have a situation where bit[i] = 1 in memory and bit[i] = 0 on disk
� Solution:
�Set bit[i] = 1 in disk
�Allocate block[i]
�Set bit[i] = 1 in memory
0 1 2 3
4 5 6 7
8 9 10 11
free-list head
Bit Map/Linked List/Grouping/Counting
grouping (n=3)
1 2,3,7
7 8,9,12
11.29 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
12 13 14 15
16 17 18 19
20 21 22 23
bit map: 011100011100101111100000
counting: (1,3), (7, 3), (12, 1), (14, 5)counting: (1,3), (7, 3), (12, 1), (14, 5)
7 8,9,12
12 14,15,16
16 17,18,-1
Efficiency and PerformanceEfficiency and Performance
� Efficiency dependent on:
� disk allocation and directory algorithms
� types of data kept in file’s directory entry
�Last write (access) date
� Performance
11.30 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
� Performance
� disk cache – separate section of main memory for frequently used blocks
� free-behind and read-ahead – techniques to optimize sequential access
� improve PC performance by dedicating section of memory as virtual disk, or RAM disk
Page CachePage Cache
� A page cache caches pages rather than disk blocks using virtual memory techniques
� Memory-mapped I/O uses a page cache
11.31 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
� Routine I/O through the file system uses the buffer (disk) cache
� This leads to the following figure
I/O Without a Unified Buffer CacheI/O Without a Unified Buffer Cache
11.32 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
Unified Buffer CacheUnified Buffer Cache
� A unified buffer cache uses the same page cache to cache both memory-mapped pages and ordinary file system I/O
11.33 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
I/O Using a Unified Buffer CacheI/O Using a Unified Buffer Cache
11.34 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
RecoveryRecovery
� Consistency checking – compares data in directory structure with data blocks on disk, and tries to fix inconsistencies
� Use system programs to back up data from disk to another storage device (floppy
11.35 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
from disk to another storage device (floppy disk, magnetic tape, other magnetic disk, optical)
� Recover lost file or disk by restoring data from backup
Log Structured File SystemsLog Structured File Systems
� Log structured (or journaling) file systems record each update to the file system as a transaction
� All transactions are written to a log
� A transaction is considered committed once it is written to the log
11.36 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
� However, the file system may not yet be updated
� The transactions in the log are asynchronously written to the file system
� When the file system is modified, the transaction is removed from the log
� If the file system crashes, all remaining transactions in the log must still be performed
The Sun Network File System (NFS)The Sun Network File System (NFS)
� An implementation and a specification of a software system for accessing remote files across LANs (or WANs)
� The implementation is part of the Solaris
11.37 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
� The implementation is part of the Solaris and SunOS operating systems running on Sun workstations using an unreliable datagram protocol (UDP/IP protocol and Ethernet
NFS (Cont.)NFS (Cont.)� Interconnected workstations viewed as a set of independent
machines with independent file systems, which allows sharing among these file systems in a transparent manner
� A remote directory is mounted over a local file system directory
� The mounted directory looks like an integral subtree of the local file system, replacing the subtree descending from the local directory
11.38 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
from the local directory
� Specification of the remote directory for the mount operation is nontransparent; the host name of the remote directory has to be provided
� Files in the remote directory can then be accessed in a transparent manner
� Subject to access-rights accreditation, potentially any file system (or directory within a file system), can be mounted remotely on top of any local directory
NFS (Cont.)NFS (Cont.)
� NFS is designed to operate in a heterogeneous environment of different machines, operating systems, and network architectures; the NFS specifications independent of these media
� This independence is achieved through the use of RPC primitives built on top of an External Data
11.39 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
primitives built on top of an External Data Representation (XDR) protocol used between two implementation-independent interfaces
� The NFS specification distinguishes between the services provided by a mount mechanism and the actual remote-file-access services
Three Independent File SystemsThree Independent File Systems
11.40 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
Mounting in NFS Mounting in NFS
11.41 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
Mounts Cascading mountsMount S1:/usr/sharedover U:/usr/local Mount S2:/usr/dir2
over U:/usr/local/dir1
NFS Mount ProtocolNFS Mount Protocol
� Establishes initial logical connection between server and client
� Mount operation includes name of remote directory to be mounted and name of server machine storing it
� Mount request is mapped to corresponding RPC and forwarded to mount server running on server machine
� Export list – specifies local file systems that server exports for mounting, along with names of machines that are permitted to
11.42 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
mounting, along with names of machines that are permitted to mount them
� Following a mount request that conforms to its export list, the server returns a file handle—a key for further accesses
� File handle – a file-system identifier, and an inode number to identify the mounted directory within the exported file system
� The mount operation changes only the user’s view and does not affect the server side
NFS ProtocolNFS Protocol� Provides a set of remote procedure calls for remote file
operations. The procedures support the following operations:
� searching for a file within a directory
� reading a set of directory entries
� manipulating links and directories
� accessing file attributes
11.43 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
� accessing file attributes
� reading and writing files
� NFS servers are stateless ; each request has to provide a full set of arguments
� Modified data must be committed to the server’s disk before results are returned to the client (lose advantages of caching)
� The NFS protocol does not provide concurrency-control mechanisms
Three Major Layers of NFS Three Major Layers of NFS Architecture Architecture
� UNIX file-system interface (based on the open, read, write , and close calls, and file descriptors )
� Virtual File System (VFS) layer – distinguishes local files from remote ones, and local files are further distinguished according to their file-system types
11.44 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
� The VFS activates file-system-specific operations to handle local requests according to their file-system types
� Calls the NFS protocol procedures for remote requests
� NFS service layer – bottom layer of the architecture
� Implements the NFS protocol
Schematic View of NFS Architecture Schematic View of NFS Architecture
11.45 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
NFS PathNFS Path--Name TranslationName Translation
� Performed by breaking the path into component names and performing a separate NFS lookup call for every pair of component name and directory vnode
� To make lookup faster, a directory name lookup
11.46 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
� To make lookup faster, a directory name lookup cache on the client’s side holds the vnodes for remote directory names
NFS Remote OperationsNFS Remote Operations
� Nearly one-to-one correspondence between regular UNIX system calls and the NFS protocol RPCs (except opening and closing files)
� NFS adheres to the remote-service paradigm, but employs buffering and caching techniques for the sake of performance
� File-blocks cache – when a file is opened, the kernel checks with the remote server whether to fetch or revalidate the cached attributes
� Cached file blocks are used only if the corresponding cached
11.47 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
� Cached file blocks are used only if the corresponding cached attributes are up to date
� File-attribute cache – the attribute cache is updated whenever new attributes arrive from the server
� Clients do not free delayed-write blocks until the server confirms that the data have been written to disk
Example: WAFL File SystemExample: WAFL File System
� Used on Network Appliance “Filers” – distributed file system appliances
� “Write-anywhere file layout”
� Serves up NFS, CIFS, http, ftp
� Random I/O optimized, write optimized
11.48 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
� Random I/O optimized, write optimized
� NVRAM for write caching
� Similar to Berkeley Fast File System, with extensive modifications
The WAFL File LayoutThe WAFL File Layout
11.49 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
Snapshots in WAFLSnapshots in WAFL
11.50 Silberschatz, Galvin and Gagne ©2005Operating System Concepts
End of Chapter 11End of Chapter 11
11.51 Silberschatz, Galvin and Gagne ©2005Operating System Concepts