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Building & Maintaining a Legally Compliant Autism Program
Jan Tomsky, Esq., & Wes Parsons, Esq.,
Fagen Friedman Fulfrost, LLP
Mary Schillinger, Asst. Supt. & Brandie Rosen, Prog. Sp.
Las Virgenes Unified School District
2
Welcome & Agenda
Legal Issues & Standards
Evolution of an Autism Program
Key Elements
Building Capacity
Training
LRE & ABA
Legal Standards
Effective Interventions
3
Las Virgenes Unified School District
ADA 12,000
Four Cities / Westlake Village, Agoura Hills, Calabasas, Hidden Hills, in Southern California
15 schools including two comprehensive high schools
SPED population 1,350
Affluent Community – High Achieving Students
State Accountability Scores in 800s and 900s
12
Develop a Strategic Plan
Analyze your Due Process Filings
Compare your programs to best practices
Do a Gap Analysis
Build Capacity for Training
Implement and Support
WeedPractices
Personnel
16
The National Professional Development Center on Autism Spectrum Disorders
Evidence-Based Behavioral Strategies
Prompting
Reinforcement
Task analysis
Time delay
Computer-aided instruction
Discrete trial training
Naturalistic interventions
Parent-implemented interventions
Positive Behavioral Supports
Functional behavior assessment
Functional communication training
Stimulus control/environmental modification
Response interruption/redirection
Extinction
Differential reinforcement
17
The National Professional Development Center on Autism Spectrum Disorders
Confirmed Evidence-Based Peer-Mediated Instruction/Intervention
PECS
Pivotal response training
Self-management
Social narratives
Social skills training groups
Structured Work Systems
Video modeling
Visual supports
VOCA/speech-generating devices
18
National Research Council
National Academy Press (2001)
www.nap.edu
Promo code!
LRPM10
ISBN: 0-309-07269-7
21
The Legal Standard & Cases
Current Legal Standard for Comprehensive Programs for Students with Autism
23
Remember Rowley!
The U.S. Supreme Court’s standard re: FAPE:
Is the IEP reasonably calculated to provide educational benefit?
Did the district comply with the IDEA’s procedural safeguards?
Board of Educ. of the Hendrick Hudson Cent. Sch. Dist. v. Rowley
553 IDELR 656 (1982)
24
J.L. v. Mercer Island School District
Rowley alive and well, despite IDEA 1997 definition of transition services as an “outcome-oriented process”
To offer a FAPE, district must offer a “basic floor of opportunity” that is “reasonably calculated” to provide the student with “educational benefit”
25
Ninth Circuit rejected argument that IDEA now requires that districts guarantee some level of “outcome”
“Had Congress sought to change the…’education benefit’ standard…it would have expressed a clear intent to do so.
J.L. and M.L. ex rel K.L. v. Mercer Island Sch. Dist.
53 IDELR 280 (9th Cir. 2009)
26
Lachman v. Illinois State Bd. Of Educ.
“Parents, no matter how well motivated, do not have a right…to compel a school
district to provide a specific program or employ a specific methodology”
Lachman v. Illinois State Bd. Of Educ., 441 IDELR 156 (7th Cir 1988)
28
Joshua A. v. Rocklin Unified Sch. Dist.
Student’s IEP called for in-home ABA program
District recommended an “eclectic” school-based autism program
Parent claimed district’s program denied FAPE because it was not supported by peer-reviewed research
29
Joshua A. v. Rocklin Unified Sch. Dist.
Eclectic approach was based on peer-reviewed research “to the extent practicable”
More significantly, IEP was tailored to student’s unique needs and offered basic floor opportunity
Joshua A. v. Rocklin Unified Sch. Dist., 52 IDELR 64 (9th Cir. 2009)
31
Solano Beach Sch. Dist.
Preschooler with normal cognition
Weaknesses in socialization, expressive language
Experienced anxiety in large group
District proposed Special education preschool in am
General education preschool in pm, supported by a 1:1 aide
32
Solano Beach Sch. Dist.
Administrative law judge: Neither aspect of the offer was appropriate
Special Education classroom:
Would address her instructional needs
But did not provide access to typical peers
Was not the least restrictive environment
33
Solano Beach Sch. Dist.
General education classroom:
Would provide access to typical peers
But, was inappropriate
Class structure
Number of students
Multiple transitions would be overwhelming
Solano Beach Sch. Dist., 49 IDELR 237 (SEA CA 2008)
36
Assessment
Assess in ALL Areas
Social Behavior
Language and Nonverbal Communication
Adaptive Behavior
Motor Skills
Atypical Behaviors
Cognitive Status
Including Learning to Learn Skills
37
Training in Assessment
Critical to train assessment teams in diagnosis of Autism!
Areas to assess (NRC check list)
Multiple observations by all assessors
Train to recognize “high functioning”Autism
Beware the “Quirky Kid” syndrome!!
38
IEP Development
Parent Input!
Goals / Objectives in all areas as per NRC recommendations!
Don’t forget Social Skills Training & Learning to Learn Skills!
Thoughtful recommendation for methodology!
LRE with Typical Peers!
“Sufficient” Adult Attention – Intensity!
40
Connect the Dots
Complete Assessment ……….. leads to
Present levels ………… leads to
Goals ……………. leads to
Services ………………….
Gaps can cost you!!
41
Systematically Implemented, Educational Services
The IEP outlines the “identified objectives”.
Ensure that ALL staff know the contents of the IEP !!!
Ensure that the child’s schedule reflects appropriate activities designed to meet the objectives.
43
The Evolution of the Autism Program Historically- children with Autism were educated in an
SDC or self-contained special education classrooms with other students with varied moderate to severe needs.
Over time, SDC classes evolved into Autism-specific SDC classes.
With the more systematic education of children with Autism in the SDC classrooms, the push for more inclusive opportunities became available.
SAI
A continuum of placement options including all of the options.
46
Recommendations of the National Research Council Children should begin receiving
specialized, intensive early intervention as soon as child is diagnosed w/ ASD or is suspected to be at risk for an ASD
Never delay intervention while awaiting an evaluation
Never “wait and see”
47
Key Elements in Effective Programs
1. Sufficient hours/intensity of services
2. Comprehensible environments with access to typical peers
3. Specialized, appropriate curriculum (ABA)
4. Family involvement
5. Problem-solving approach to challenging behaviors
6. Appropriate evaluation tools to monitor progress
48
Programs
It is critical that a continuum of program options exist for pre-school age children, from intensive settings to more
inclusive settings and the IEP team determines placement based on strong assessment and student individual need.
Home programming vs. school settings
S/L ½ day program
Early Childhood Classes
Special Day Classes
49
Buttercup
We are a full inclusion program that meets the individual needs of typically developing children and children with special needs-side by side.
50
Buttercup Collaboration between all staff-
special educators and general education teachers
psychologist, behaviorists, speech and language specialists, occupational therapists, adaptive physical education teachers and trained instructional assistants.
Provide specialized staff training inApplied Behavior Analysis
Positive Reinforcement
Corrective Feedback
Systematic Feedback
51
Things to Consider Early Education for young children focuses on functional,
spontaneous communication based on the assumption that most children can learn to speak
Efforts are made to form positive relationship with parents
parent information nights,
IEPs
back to school nights
communication logs
Transition IEP’s in and out of pre-school
Ensure interaction with typically developing peers.
52
Student v. Newport-Mesa USD (OAH 2006)
District offered three-year-old student placement in preschool autism class:
5 ½ hour day
Six to eight students
Teacher and instructional aides trained in ABA
Included one-to-one, two-to-one, and group instruction
Student’s 15 hours of in-home instruction would gradually taper off
ALJ found District’s offer was appropriate because class was structured and small enough to meet the student’s needs
53
Hemet USD v. Student (OAH 2008)
Home-based program was appropriate for five-year-old to develop precursor skills of attention, language, self-regulation, and compliance
District’s placement was too unstructured and methodologies were not appropriate to address serious speech needs
54
Transitioning from preschool to elementary Remember that elementary schools look different than
preschool:
Parents
Environment- SDC classes to general education classes
IA support
Students may present differently in less structured settings
General education vs. special education
Different skills are needed in elementary
The gap between skill performance of typical and autistic
students expands
55
Elementary Education: Things to Consider Children with Autism are educated at their home
schools with access to typical peers as often as possible
Children with Autism have opportunities for on-going systematic teaching in all deficit areas. (ABA)
Inclusion is planned for and students aren’t just “dropped into” general education
Instruction assistants are trained and used to help students achieve independence.
57
LVUSD Special Education Programs (Elementary) SAI
SDC
Behavior class
Social communication class
Intensives
58
Intensive Behavior Class
All grade levels as needed
Students with more intensive behavioral needs (acting out)
Students with severe deficits in learning to learn skills Attending
Compliance
Frustration tolerance
Students who need very individualized ABA based instruction for the majority of the day
These are students who may otherwise not be able to remain in the district
Intensive data collected
Because we believe we can do more than just maintain students
60
Social Communication Class Third, fourth and fifth graders (right now)
Students with social communication issues
Those that need more intensive social skills and learning to learn instruction on a daily basis
Could be below grade level, at grade level or above grade level academically
These are kids who traditionally have been served at their home school and done “ok”.
Once they get to middle school (the social communication program) they have more severe deficits and middle school is a much more challenging environment to deal with these issues.
These are kids who traditionally have been served at their home school and done “ok”.
Once they get to middle school (the social communication program) they have more severe deficits and middle school is a much more challenging environment to deal with these issues.
62
Intensives
Intensive behavioral/social interventions
Designed for students who are not being successful with the highest level of intervention typically found in our schools
Systematic
Begins more restrictive and continues through generalization
Individualized
64
Example of a student with Autism’s daily schedule8:00-8:30: general education independently for morning business8:30-9:00: general education with IA support for writing9:00-10:00: special education language arts10:00-10:20: general education recess with IA support for facilitation of
play (not 1:1)10:20-11:30: special education math11:30-12:15: general Education lunch and recess with IA support for
social facilitation (not 1:1)12:15-1:00: general education science without support1:00-1:30: 1:1 proactive teaching in the special education classroom1:30-2:30: general education classroom social studies without support
except last 10 minutes to assist with writing down homework
65
Student v. Long Beach USD (OAH 2005)
Non-verbal student fully included with 1-1 aide for first and second grades.
District offered placement in Autism SDC for third grade with some mainstreaming
Although ABA was referenced in a later IEP, the ALJ determined “it was not established that the District should have or was required to make specific references to ABA or any principles of teaching listed in the IEP”
Relying on evidence that Student and his aide “became an island” in his first and second grade general education classes, the ALJ found that the Autism SDC offered Student a FAPE in the LRE and that the parent failed to establish that continued full inclusion in a general education class was appropriate or adequate to meet his needs.
66
Anaheim City SD v. Student (OAH 2010)
District recommended placement for student in SDC with 2 hours per day of 1-1 ABA instruction and mainstreaming for lunch and recess
Parents sought 3 hours per day of 1-1 ABA instruction
OAH agreed with District’s position that:
1-1 ABA aide was available to utilize ABA strategies for remainder of school day
3 hours of 1-1 would be half the school day and student had educational needs which required access to others in a classroom or group setting
student’s one-to-one ABA instruction was producing rote responses with an inability to generalize what had been learned in prior DTT drills.
67
Transitioning from Elementary to Secondary Secondary looks very different than
elementary More sophisticated peer group- “less room for error”
Higher teacher expectations
Greater expectation for student independence
Higher academic work load
Peer pressure to “fit in”
Larger campuses and student populations
Increased transitions
68
Secondary Education-things to consider Children with Autism continue to need systematic
teaching.
Need to consider the role of ABA in educational programming.
Functional skills curriculum vs. academic standards based curriculum.
Need to consider how social support can be provided without stigmatizing.
Supporting children in developing age appropriate interests.
Providing adult support in more subtle less interfering ways.
69
LVUSD Special Education Programs(Secondary)
SAI
SDC classes
Social Communication Program
Functional programs
Post secondary
70
Social Communication For students who require more intensive daily
instruction in social skills and learning to lean skills
1 hour daily of systematic social skills instruction (elective)
Individual as well as group behavior and social targets are identified and curriculum developed to work on specific skills
Adult support throughout the school day as determined by the IEP team
More than a “safety net”
72
Functional programs
For students who require a functional skills curriculum, including life skills and functional academics, to benefit from their education
Lower teacher student ratio
Intensive instruction in social skills, life skills, behavior modification and development of leisure skills
Be aware of assuring meaningful access to typical peers
73
Post-Secondary
For Students who are 18-22 years old who have earned a certificate of completion and will not earn a high school diploma
Focus on functional life skills, functional academic skills and work skills
Part of the day academics and part out in the community
Increased focus on social and leisure skills
74
Corona-Norco USD v. Student (OAH 2009)
Middle school student wanted home-based ABA instruction
District offered a general education placement, one-to-one aide, social skills program
District showed Student’s social skills improved, his behaviors decreased, and he made progress on goals
ALJ found District’s program provided a FAPE in the LRE
75
Student v. Acalanes Union HSD (OAH 2008)
Intellectually gifted 14-year-old student who had social and communication deficits, depression, and attention issues
District offered a general education placement, with one period/week of social skills and one period/day of pull-out instruction
ALJ found District’s offer inadequate
Parents’ unilateral placement of Student in an NPS composed of students with Asperger’s was a “proper alternative placement”
76
Tips when planning programs for students with autism
Remember- the need for systematic teaching never ends for kids with Autism
Kids with autism need to be educated differently than kids with other disabilities
Programming for kids with Autism needs to include opportunities for generalization of skills across settings before considered mastered
Training for staff is critical
Partnerships with parents is critical to successful programming
Data collection needs to be embedded in every program for students with Autism
Social skills and learning to learn skills need to be a component of all programs
Administrative support is crucial for successful programs
78
Autism Programs in Action
Your programs are only as strong as the people who implement them!
So this means training is KEY!!
79
Things to consider when training staff All training conducted by qualified staff
Supported by the “Expert”
All special education staff are trained
General education and administrative staff should have a working knowledge of ABA.
Training is on-going
Training fits the needs of the staff
Builds a “culture” of ABA
80
Foundational Training – ABA(2 days)
Day 1
What is ABA?
ABA & Autism
Problematic Behavior
ABC’s of Behavior
Functions of Behavior
Practical Efforts
Reactive Programming
Proactive Programming
Day 2
DTT (Discreet Trial Teaching)
Social Skills
Pulling it all together
81
Hands On Autism Training –4 Days Topic Presentation- builds on skills each day
Reinforcement
Instructions
Feedback
Prompting
“Hands On”
Observation, guidance, prompting, & modeling by training staff
Debriefing / Role Play
84
Student v. Orange USD (OAH 2011) Student originally found eligible under speech and language. ALJ
noted deprivation of educational benefit since he did not receive any services resulting from being eligible under the category of autistic-like behaviors until a later date.
District recommended SDC preschool program for mild to moderate students for 100 minutes weekly until integrated for full school day (3 hour and 20 minutes per day).
SDC was not designed for autistic children, did not include behavior therapy in its curriculum and shared facilities with a Kindergarten SDC for portion of the day.
District subsequently offered 3 hours per week of ABA therapy. Parent objected that ABA was to be provided by an "aide" rather than a "behavioral therapist". ALJ appeared to find District's ABA aide training consisting of four lectures for a total of eight hours and a one-to-two week practicum which involved hands on training inadequate.
85
Student v. Orange USD (OAH 2011)
District later recommended Kindergarten mild/moderate SDC and anABA assessment; later adding 5-hours per week of school-based ABA
Parent later requested a school-based, one-to-one shadow aide provided by CARD in lieu of offered 5-hours per week afterschool ABA support.
Parent ultimately placed Student in a private school with a full-time CARD.
ALJ noted "comprehensive programs generally require 25 or more hours of active student engagement per week for two or more years and attempt to change the clinical course of an autistic spectrum disorder, including prevention or reduction in problem behaviors." ("Educating Children with Autism," Committee on Educational Interventions for Children with Autism, National Research Council, 2001, p. 119 of Exhibit S79.)
ALJ ordered reimbursement to Parents for private school tuition,reimbursement for CARD ABA aide services and an ABA-trained, one-to-one behavioral aide from CARD to accompany Student for the next school year and extended school year "wherever he attends."
87
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