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Building Information Modelling for Network Rail (BIM4NR) Process
Original Document Ref: NR-IP-EN-2517
Version: 4.0
Transitional Ref: BIM4NR-001
April 2021
OFFICIAL OFFICIAL
TRANSITIONAL DOCUMENT: This document is in the process of being
updated.
This document was produced by the BIM4NR (formerly BIM4IP) Change Programme to enable
NR Infrastructure Projects to effectively implement Building Information Modelling (BIM)
according to BS1192 suite of standards using Governance of Railway Investment Projects (GRIP)
stages.
Since publication: the operating model used by Network Rail has transformed into a devolved
organisation of 5 regions supported by services and functions; the BS1192 suite of standards are
being superseded by the ISO19650 suite; and GRIP stages are being replaced by Project
Acceleration in a Controlled Environment (PACE) Phases.
For inflight projects using these materials following the GRIP Stages no change is needed and this
document can be used as is.
For new projects using PACE and/or ISO19650 this material can be used as reference in
conjunction with advice from the NR Regional BIM Lead (https://nrbimportal.co.uk/contact-us/).
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1 Purpose The purpose of this document is to set-out how Network Rail Capital Delivery shall proceed with a
common approach to information, to enable the delivery of the benefits associated with Information
Management in a broader Network Rail context and in partnership with our Contractors.
Figure 1.1 Re-use of Data Figure 1.2 Asset Information remains Constant
This process defines what is required in order to ensure the Information policies within the NR Engineering
Governance and Operating Model NR-IP-EN-1832 are easily and consistently embedded within the NR
Regions programme and project teams.
2 Scope The processes and arrangements described in this document are mandatory for all projects undertaken by NR. This includes where the design for a project is undertaking BIM4NR Projects.
When other Programmes or teams within NR, Asset Management or Infrastructure Maintenance, deliver works on behalf of NR then the Project Manager must formally agree with these parties how the requirements are met.
The scope of this process applies to projects ‘Information Model’ (Figure 1.3) which is a collective term used to describe the various types of information produced and managed on any given project. This includes but is not limited to:
• Graphical Data (a graphical representation of the asset)
o Vector and coordinate based graphics, typically contained within a single file or relational
database; for example, 2D/3D CAD or GIS file. This includes graphical data that is required
to be stored within a managed system and follow a defined workflow;
• Structured Data (the physical and functional characteristics of the asset)
o Data contained within a machine-readable structure, such as a database; spreadsheet or
textual (XML etc.);
• Documentation (any record documents associated to the asset)
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o A body of material on a subject or asset, typically in the form of drawings, images,
calculations, manuals etc.; and for example, Health & Safety or CDM documentation etc.
This includes documentation that is required to be stored within a managed system and
follow a defined workflow; for example, the authorisation process for GRIP products,
Document Review Notice, Requests for Information, Technical Queries, transmittal or
meeting minutes etc.;
Each element of the project’s Information Model is contained in separate files within the Common
Data Environment (CDE).
Figure 1.3 Information Model
2.1 Types of Information Model There are three main types of Information Model, which follow the typical lifecycle of an asset (Figure
1.4):
1. Design Information Model (GRIP 1-4)
2. Construction Information Model (GRIP 5-6)
3. Asset Information Model (GRIP 7)
Figure 1.4 Types of Information Model
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2.2 Responsibility and Accountability
Accountable, Responsible, Consulted, Informed Process Step
Spo
nsor (E
mplo
yer)
Route
/Reg
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ct In
form
atio
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(Em
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Pro
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Desig
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ct E
ngin
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PE
)
Pro
ject D
eliv
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na
ger (C
ontra
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Desig
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onstru
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ontra
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Pro
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Com
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Pro
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Stage Section Nr. Process
High Level 5.1 Start
A R C C I I I
High Level 5.2 BIM4NRP Dashboard
A R C C I I I
High Level 5.3
Project Information Requirements Tool (PIRT)
C R A C I I I
High Level 5.4 GRIP Stage 1
C C A C R R R I I
High Level 5.5 GRIP Stages 2-3
C C A C R R R I I
High Level 5.6 GRIP Stage 4
C C A C R R R I I
High Level 5.7 GRIP Stage 5
C C A C R R R I I
High Level 5.8 GRIP Stage 6
C C A C R R R I I
High Level 5.9 GRIP Stages 7-8
C C A C R R R I I
High Level 5.10 Finish
A C R C I I C C C
GRIP Stage 1 (See Section 5.4)
5.4.1 Start A R C C I I I
5.4.2 Project Information Requirements Tool (PIRT)
C R A C I I I
5.4.3
Determine Information Management and Common Data Environment Strategy
C R A C C C I I
5.4.4 Determine Team Roles and Responsibilities
C R A C C C I I I
5.4.5 Determine BIM, GIS and AIS Strategy
C R A C C C C I I
5.4.6 Determine the Built Asset Security Strategy
C R A C C C C I I
5.4.7
Complete Sponsors Handbook Steps For Early GRIP Stages
A C R C C I I
5.4.8 Follow GRIP / IELCP Process Map
C R A R R R R R R
5.4.9 Update GRIP Stage Gate C R A C C I I
5.4.10 Update IELCP Phase Gate C C C A/R C I I
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Accountable, Responsible, Consulted, Informed Process Step
Spo
nsor (E
mplo
yer)
Route
/Reg
ion P
roje
ct In
form
atio
n M
an
ager
(Em
plo
yer)
Pro
ject M
anag
er (E
mplo
yer)
Desig
nate
d P
roje
ct E
ngin
eer (D
PE
)
Pro
ject D
eliv
ery
Ma
na
ger (C
ontra
cto
r)
Desig
n C
onstru
ctio
n L
ead (C
ontra
cto
r)
Pro
ject In
form
atio
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anag
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mp
loyer)
Com
merc
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loyer)
Pro
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mm
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Mana
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Stage Section Nr. Process
5.4.11
Complete BIM4NRP GRIP Stage 1 Checklist
A R C C C I I
GRIP Stages 2-3 (See Section 5.5)
5.5.1 Start A R C C I I I
5.5.2 Review BIM4NRP Checklist From Previous GRIP Stage
C R A C C I C
5.5.3 Validate Project Information Requirements
A R C C I I I
5.5.4 Create Employer Information Model
C R A C C C R I I
5.5.5 Develop Employers Information Requirements
C R A C C C R C C
5.5.6
Determine Project Technology and Systems Integration
C R A C C C R C C
5.5.7 Review Team Roles and Responsibilities
C R A C C C R C C
5.5.8 Produce BIM Contract Requirements - Technical
C R A C C C R R C
5.5.9 Assess Supply Chain Capacity and Capability
I C A C R R C I I
5.5.10 Update GRIP Stage Gate C R A C C I I
5.5.11 Update IELCP Phase Gate C C C A/R C I I
5.5.12 Complete BIM4NRP GRIP Stages 2-3 Checklist
A R C C C I I
GRIP Stage 4 (See Section 5.6)
5.6.1 Start A R C C I I I
5.6.2 Review BIM4NRP Checklist From Previous GRIP Stage
C R A C C C C I C
5.6.3 Validate Project Information Requirements
C R A C I I I
5.6.4
Supply Chain BIM Execution Plan (Pre-Contract)
C C C C A R I I I
5.6.5 Prepare MIDP / TIDP / Responsibility Matrix
I C C C A R I I I
5.6.6 Prepare and Issue BIM Protocol & MPDT
I C A C A R C I I
5.6.7
Determine and Implement PIM Data Exchanges and Validation
I R A C A R C I C
5.6.8 Update GRIP Stage Gate C R A C C I I
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Accountable, Responsible, Consulted, Informed Process Step
Spo
nsor (E
mplo
yer)
Route
/Reg
ion P
roje
ct In
form
atio
n M
an
ager
(Em
plo
yer)
Pro
ject M
anag
er (E
mplo
yer)
Desig
nate
d P
roje
ct E
ngin
eer (D
PE
)
Pro
ject D
eliv
ery
Ma
na
ger (C
ontra
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Desig
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onstru
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ead (C
ontra
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Pro
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Stage Section Nr. Process
5.6.9 Update IELCP Phase Gate C C C A/R C I I
5.6.10 Complete BIM4NRP GRIP Stage 4 Checklist
A R C C C I I
GRIP Stage 5 (See Section 5.7)
5.7.1 Start A R C C I I I
5.7.2 Review BIM4NRP Checklist From Previous GRIP Stage
C R A C C I C
5.7.3 Validate Project Information Requirements
C R A C I I I
5.7.4
Supply Chain BIM Execution Plan (Post-Contract)
C C C C A R I I I
5.7.5 Undertake Model Review at IDC/IDR Meetings
C I C C A R C I I
5.7.6 Review MIDP / TIDP Progress
C C A R A R C I I
5.7.7 Review BIM Protocol & MPDT
I C A C A R C I I
5.7.8 Review PIM Data Exchanges and Validation
I R A C A R C I C
5.7.9 Update GRIP Stage Gate C R A C C I I
5.7.10 Update IELCP Phase Gate C C C A/R C I I
5.7.11 Complete BIM4NRP GRIP Stage 5 Checklist
A R C C C I I
GRIP Stage 6 (See Section 5.8)
5.8.1 Start A R C C I I I
5.8.2
Review BIM4NRP Checklist from the Previous GRIP Stage
C R A C C I C
5.8.3 Validate Project Information Requirements
C R A C I I I
5.8.4 Undertake Model Review at IDC/IDR Meetings
C I C C A R C I I
5.8.5 Review PIM Data Exchanges and Validation
I R A C A R C I C
5.8.6 Update GRIP Stage Gate C R A C C I I
5.8.7 Update IELCP Phase Gate C C C A/R C I I
5.8.8
Complete BIM4NRP GRIP Stage 6 Checklist
A R C C C I I
5.9.1 Start A R C C I I I
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Accountable, Responsible, Consulted, Informed Process Step
Spo
nsor (E
mplo
yer)
Route
/Reg
ion P
roje
ct In
form
atio
n M
an
ager
(Em
plo
yer)
Pro
ject M
anag
er (E
mplo
yer)
Desig
nate
d P
roje
ct E
ngin
eer (D
PE
)
Pro
ject D
eliv
ery
Ma
na
ger (C
ontra
cto
r)
Desig
n C
onstru
ctio
n L
ead (C
ontra
cto
r)
Pro
ject In
form
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anag
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loyer)
Com
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Pro
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Stage Section Nr. Process
GRIP Stages 7-8 (See Section 5.9)
5.9.2 Review Checklist From Previous GRIP Stage
C R A C C I C
5.9.3 Validate Project Information Requirements
C R A C I I I
5.9.4 Complete Sponsors Handbook Steps
A C R C C I I
5.9.5
Data Transfer to Asset Information Management / Custodian
I C A C C C R I I
5.9.6
Transmit Source Records / As Constructed / As-Built to NRG
I C A C C C R I I
5.9.7
Transmit Health & Safety / Technical File to Custodian / Owner
I C A C C C R I I
5.9.8 Update GRIP Stage Gate C R A C C I I
5.9.9 Update IELCP Phase Gate C C C A/R C I I
5.9.10 Complete BIM4NRP GRIP Stages 7-8 Checklist
A R C C C I I
3 Document History Please see version history on NR IMS which includes comments relating to changes made, by whom
and when. From the documents library, right click on the document title and select ‘version history’.
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4 Definitions, Abbreviations and Referenced Documents
4.1 Definitions Term to be defined Concise definition of term
BIM The term ‘BIM’ is defined as Building Information Modelling. Within Infrastructure Projects, the BIM4NRP process will be utilised to support and underpin enhanced and efficient methods of briefing, designing, procuring, delivering and maintaining physical built assets, as well as managing the digital information which is a valuable asset in itself. It will make our delivery of rail enhancements and renewals safer, better, faster, more collaborative, more innovative and cheaper for our clients, stakeholders and Contractors and enable our future digital railway.
Employer’s Project Information Manager
A role, working on behalf of Network Rail (the client), is responsible for defining the Information Requirements, and is accountable for the vast majority of tasks relating to Information Management. This is an Infrastructure Projects role that is likely to be undertaken by a combination of Project Sponsors, Project Managers, Senior Engineers, Designated Project Engineers and/or Departmental Engineering Managers.
Information Model The term ‘Information Model’ is a collective term used to describe a complete set of information relating to specific asset. An Information Model contains graphical data, structured data and documentation that have been fully coordinated with each other.
Project Information Requirements
The term ‘Project Information Requirements’ is a collective term used to describe the various requirements for information throughout the appointment, including, but not limited to: • requirements for information from Network Rail to operate and
maintain the asset; • requirements for information from Infrastructure Projects to manage
the project; • requirements for information from internal and/or external
stakeholders; • requirements for the data standards, methods and procedures that
need to be applied; • requirements for the standard library objects to be used for
production; • requirements for the information technologies that need to be
adopted; • requirements for the information protocol (contractual
arrangements) to be used; and • the information (handover) to be provided by Infrastructure Projects
at the start.
4.2 Abbreviations Abbreviation Full terminology
ADEP Asset Data Exchange Plan
BIM4NRP BIM for Network Rail Projects
CDE Common Data Environment
DPE Designated Project Engineer
GRIP Governance for Railway Investment Projects
IELCP Integrated Engineering Lifecycle for Projects
LoC Level of Control
MIDP Master Information Delivery Plan
MPDT Model Production and Delivery Table
PCAT Project Characterisation Tool
PIRT Project Information Requirements Tool
P3M3 Portfolio, Programme and Project Management Maturity Model
TIDP Task Information Delivery Plan
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4.3 Process References and Referenced Documentation Documents cross referenced in this document are listed in alpha-numeric order, in the following table:
Reference Number Title Owning Profession
NR-IP-EN-1832 NR Engineering Governance and Operating Model
Engineering
NR/L2/INI/P3M/101 Governance for Railway Investment Projects (GRIP) – Projects
Programme Management
NR/L2/INI/P3M/102 [Issue: 2]
Governance for Railway Investment Projects (GRIP) – Programmes
Programme Management
NR/L2/INI/0300 Integrated Engineering Lifecycle for Projects (IELCP)
Engineering
NR/L2/INI/02009 Engineering Management for Projects (NR/SP/BUS/02009/ RT/E/P/02009)
Head of Quality Assurance
NR/L2/ADG/003 [Issue 1] Asset Data Exchange Plan Asset Data Governance
NR/L3/MTC/089 [Issue: 1] Asset Management Plan (formerly NR/L3/EBM/089)
Maintenance
AIS Hub Asset Information Services Hub (accessed October 2018)
AIS
NR/GN/INI/P3M/150 [Issue 1] Sponsor’s Handbook Sponsorship
NR/L2/INI/P3M/104 [Issue: 2] Network Rail requirements (formerly NR/L1/INI/CP0095)
Programme Management
NR/L2/INF/02220 Document and Records Management Information Management
NR/L2/INF/02202 Records management of Health and Safety Files Information Management
NR/L3/INF/02222 Metadata for Documents and Records Head of Business Operations
NR/L2/INI/EDT/CP0091 Specification for Computer Aided Design Engineering
GRIP Product Index GRIP Product Index Programme Management
BIM4NRP Project Information Requirements Tool
Project Information Requirements Tool Engineering
Project Characterisation Tool (PCAT)
Project Characterisation Tool (PCAT) is used to output an indicative project specific deliverables list. The tool output is used to support the relevant engineering phase.
Engineering
Project Characterisation Tool (Guidance on Usage)
PCAT Guidance on how to use the tool Engineering
CIC BIM Protocol Construction Industry Council’s BIM protocol Engineering
CIC MPDT Model Production and Delivery Table Engineering
4.4 Supporting Process Information L3 Process name: Define and implement the NR Engineering Governance & Operating
Model. L3 Process reference: 2-3-1 Strategic Objective: We safely and sustainably deliver infrastructure projects ‘On Time’ /
‘On Spec’ / ‘On Cost’ for our Route Clients. Critical Success factor: Engineering Expertise.
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5 Requirements The process representation of the BIM4NRP process steps is shown below:
The BIM4NRP process supports the policy outlined in the NR Engineering Governance and Operating
Model (NR IMS Ref: NR-IP-EN-1832, Section 8).
Input
1. Projects that are receiving late or non-compliant information;
2. Projects that do not have a defined list of deliverables for the current or future GRIP Stages; or
3. Projects that have risks in their risk register relating to the capability and/or capacity of their
Contractors to deliver the required information in a timely and/or complaint manner.
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5.1 Start Project is approved and initiated.
5.2 BIMNRP Dashboard The Project Information Manager in conjunction with the Project Manager (or equivalent roles) shall
use the BIM4NRP Dashboard via the Network Rail BIM Portal (see 2-3-1-3-2 BIM4NRP Data
Lifecycle GRIP Stage Diagram). The BIM4NRP Dashboard provides a structured interface to BIM
Information and processes required to deliver a project and is aligned with the project data lifecycle
and GRIP stage. The BIM4NRP Dashboard also provides:
• The Engineering phase and the key BIM tasks for each stage
• Access to templates documents, standards and plain language questions
GRIP stage activities will be dependent on the GRIP stage the project is starting from, the Level of
Control of the individual project, whether the project is single or multi-discipline and whether the
previous GRIP stage checklist items have been included.
• Complete an assessment using the PIRT tool
• Complete all previous GRIP stage checklists
• Action any requirements identified
NOTE: the order of each task at each GRIP stage is not mandated and the timeline is indicative and
shall be dictated by the immediate project needs.
5.3 Project Information Requirements Tool (PIRT) The BIM4NRP Project Information Requirements Tool provides a method to assess a project to
establish what Information requirements the Project shall adopt. The tool uses a questionnaire format
that is designed to identify the appropriate information requirements.
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5.4 GRIP Stage 1
5.4.1 Start The process for GRIP Stage 1 starts here.
5.4.2 Project Information Requirements Tool (PIRT) Project Information Manager with the Project Manager (or equivalent) to complete 5.3 (above) and
proceed to 5.4.3
5.4.3 Determine Information Management and Common Data Environment
Strategy Where a collaborative project-based approach is required, the Project Information Manager (or
equivalent) shall ensure an appropriate Common Data Environment (CDE) is in place to allow
information to be shared between all members of the project team. Projects shall manage all (project)
information within the CDE and information within the CDE shall be:
• Named in accordance with the NR Document Referencing Procedure Tagged with standard obligatory metadata
• Reviewed and approved only by persons identified as competent and authorised to do so
• Available to those who are identified in the CDE as being authorised to access information
• Created, approved, maintained and delivered in an appropriate electronic format to its intended use
• Information within the CDE may be tagged with standard optional metadata
The official CDE for Network Rail is the NR BIM CDE.
5.4.4 Determine Team Roles and Responsibilities Throughout each of the procedures defined within the process, the following three key areas of
Information Management remain persistent:
• Information Requirements Management (the ‘what’)
• Information Delivery Management (the ’when’)
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• Information Production Management (the ‘how’)
At the NR Region or Route Capital Delivery level, the focus is on the ‘what’ and the ‘how’, whilst at the
project level the focus is on the ‘when’ and ‘how’. This is to ensure our IM and BIM approach is
efficient, cost effective and aligned with our Route requirements. The remit of the team is therefore, is
to gain efficiencies from the improved procurement, production and delivery of information within NR
Regions.
Key Information Area Competencies Associated
Information Requirements Management (the ‘what’)
a. Interpret the requirements for information to meet the
needs of a project
b. Interpret the requirements for information to meet the
needs of a project stakeholder
c. Differentiate between information and technical
requirements
d. Construct a clear acceptance criteria for an information
requirement
e. Validate an information requirement against its cost and
benefit
f. Verify the completeness of information against an
acceptance criteria
g. Manage information requirements within a requirements
management tool
Information Delivery Management (the ‘when’)
h. Program the delivery, review and acceptance of information
within a project schedule
i. Coordinate the delivery, review and acceptance of
information
j. Assess the risk of late delivery to a project schedule
k. Appraise a Contractor’s performance against a project
schedule
l. Evaluate the impact that changes to a project schedule
may have on the delivery of information
Information Production Management (the ‘how’)
m. Assess the standards, methods and procedures required to
support the production of information
n. Examine the information exchanges between an Employer
and Contractor
o. Verify the compliance of information against a set of
standards
p. Evaluate the impact that changes to standards, methods
and/or procedures may have on a contract.
q. Extrapolate a projects functional and non-functional
requirements for information technology to support the
production of information
r. Evaluate information technology against a defined set of
functional and non-functional requirements
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The extent to which the competencies need to be applied on a given project, and who is best placed
to undertake the associated tasks, should be determined by the projects value and level of risk. The
risk profile would be aligned with other existing assessments of level of control and level of complexity
on a project, as well as the PIRT output in 5.3 (above).
• For low value / risk projects, it is likely that the respective Project Managers will be responsible for
undertaking the tasks associated to all three functions;
• For medium value / risk projects, the responsibility for undertaking the tasks within each function may
be given to other (existing) project roles, although the accountability would remain with the respective
Project Managers;
• For high value / risk projects, one or more of the functions may be delegated to a dedicated (and
competent) Project Information Manager; although the project roles identified below would retain
responsibility and the respective Project Managers would retain accountability.
Level of
Risk
Information
Management
Function
Employer (NR) Contractor Support
Low
Information
Requirements
Management
Information Manager /
Project Manager
Contractor’s Engineering
Manager
Regional Project
Information
Manager
Information
Delivery
Management
Project Manager Contractor’s Project
Manager
Regional Project
Manager
Information
Production
Management
CAD/BIM/GI/DC Manager
(NR)
CAD/BIM/GI/DC
Manager (Contractor)
Regional Project
Information
Manager
Medium
Information
Requirements
Management
Information Manager /
Project Manager
Contractor’s Engineering
Manager
Regional Project
Information
Manager
Information
Delivery
Management
Project Manager Contractor’s Project
Manager
Regional Project
Manager
Information
Production
Management
CAD/BIM/GI/DC Manager
(NR)
CAD/BIM/GI/DC
Manager (Contractor)
Regional Project
Information
Manager
High
Information
Requirements
Management
Project Information
Manager (PIM)
Contractor’s
Information Manager
(CIM)
Regional Project
Information
Manager
Information
Delivery
Management
Project Information
Manager (PIM)
Contractor’s
Information Manager
(CIM)
Regional Project
Information
Manager
Information
Production
Management
Project Information Manager
(PIM)
Contractor’s Information Manager (CIM)
Regional Project
Information
Manager
For single projects, the Project Information Manager role is normally undertaken by the Lead
Consultant. However, dependent on complexity and scale of the delivery, with multiple projects and
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programmes, and a business that requires a measurable level of quality, consistency and
standardisation, then this role is undertaken by a discipline specific Engineer or Information Manager
(BIM lead, Document Control Managers, CAD Managers and/or GIS Managers). Network Rail have
defined that the Project Information Manager’s role is to provide skilled and capable resources to
projects that require it, supporting the drive to improve information management, modelling and
quality.
5.4.5 Determine the BIM, GIS and AIS Strategy The Project Information Manager with the Project Manager (or equivalent) shall determine the Asset
Information Specifications by using NR/L2/ADG/003 to define the Asset Information Requirements.
The Asset Data Exchange Plan (ADEP) standard NR/L2/ADG/003 includes a recommended flowchart
of data related tasks and those responsible. A project shall conduct a review of existing and current
practices within the route, against these standards, to identify the gaps or differences.
A project shall use a risk based approach established on the asset information available and gaps / differences
within NR/L2/ADG/003 and decide upon appropriate and proportionate mitigation measures.
A project shall use a risk-based approach to determine where Geographic Information Systems (GIS) could
add value/provide efficiencies and, decide on appropriate and proportionate mitigation measures.
A project shall input to a BIM4NRP Benefit(s) and Missed Opportunities Impact register. The register
shall include the programme / project details, dates, nature of the benefit or missed opportunity, the
benefit impact i.e. risk mitigation, safety, times, quality, cost, the cost saving and, raking (high,
medium or low).
5.4.6 Determine the Built Asset Security Strategy Asset security is defined at a Corporate level in Network Rail, therefore compliance to the security
standards is essential. NR/L2/INF/02242 Information Security Manual.
• Information it creates
• Information the project is given (asset records, third party information etc)
• Support information e.g. user accounts etc that contain personal information
• Therefore, a project shall complete the following: -
1. Assess the security risk to the built asset
2. Decide on appropriate and proportionate mitigation measures
3. Implement appropriate and proportionate NR policies, processes and procedures
Further Information
PAS 1192-5:2015 - Specification for security-minded building information modelling, digital built
environments and smart asset management
BS EN ISO 19650-5 – Organization and digitization of information about buildings and civil
engineering works, including building information modelling (BIM) — Information management using
building information modelling - Part 5: Security-minded approach to information management.
Key things to consider
• Apply a Security Triage Process (see the PAS 1192-5:2015, soon to be replaced by BS EN
ISO 19650-5)
• Develop a Built Asset Security Management Plan (BASMP), including a security Breach /
Incident Management Plan (SB/IMP)
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• Develop on enforce Built Asset Security Information Requirements (BASIR)
5.4.7 Complete Sponsors Handbook Steps For Early GRIP Stages
The Project Manager in conjunction with the Sponsor shall implement a robust procurement strategy
which shall define the on-boarding of Contractors. Attention should be given to testing, commissioning
and entry into service, training and handover documentation and consideration of an aftercare period,
for high risk deliverables.
5.4.8 Follow GRIP / IELCP Process Maps Collectively, the project management team which could include the following roles (or equivalent)
shall use the Network Rail Plan of Work GRIP Stage Gate and Engineering Lifecycle IELCP Phase
Gate process
• Project Information Manager
• Designated Project Engineer
• Project Delivery Manager,
• Design Construction Lead,
• Commercial Manager
• Project Control Manager
• Project Manager.
The BIM4NRP process supports and feeds into both.
5.4.9 Update GRIP Stage Gate The Project Manager and Sponsor shall undertake the GRIP Stage Gate Checklist. The checklist
items shall be loaded into the CDE.
5.4.10 Update IELCP Phase Gate The Designated Project Engineer shall use the Integrated Engineering Lifecycle for Projects Phase A
information to understand the relationship between the engineering activities in order to document the
change to the railway infrastructure / system.
5.4.11 Complete the BIM4NRP GRIP Stage 1 Checklist The Project Information Manager in conjunction with the Project Manager (or equivalent roles) shall
review the BIM4NRP GRIP Stage 1 / IELCP Phase A Checklists to ensure all relevant items have
been undertaken. The Checklist itself shall be loaded into the CDE as a record of what was done, and
the checklist deliverables, where applicable, shall also be loaded into the CDE as evidence of what
was done. See BIM4NRP Checklist.
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5.5 GRIP Stages 2-3 The project shall determine as part of the activities for this stage, what information it needs to
realise successful outcomes and how BIM4NRP can support / facilitate the Contractor Procurement
process.
5.5.1 Start The BIM4NRP process for GRIP Stages 2-3 starts here.
5.5.2 Review BIM4NRP Checklist from the Previous Stage The Project Information Manager and Project Manager (or equivalent roles) shall review the
BIM4NRP GRIP 1 checklist to assess what steps and activities they need to complete. See
BIM4NRP Checklist.
5.5.3 Validate Project Information Requirements The Project Information Manager with the Project Manager (or equivalent roles)shall check the output
of the Employers Information Requirements to ensure the information requirements are still valid.
5.5.4 Create Employer Information Model The Project Information Manager and Project Manager (or equivalent roles) shall follow
NR/L3/MTC/089 (links to NR standards)
• Where possible information will be handed over, processed and handed back in an appropriate
digital format, to the agreed specification
• There are data requirements included in accordance with the ADEP Standard, within the
projects Route Requirement Document (RRD), in addition to the performance requirements
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• Any changes made to information requirements associated with the finalised AIS, shall be
proposed by the Route and the cost implications quantified and agreed with a project, before
any amendment to an EIR document is made
• Any time factors related to the Information shall be identified, such as the date at which
information has been produced, and any time constraints on its use
• Enough information metadata shall be provided in line with the AIS.
5.5.5 Create Employer’s Information Requirements
The Project Information Manager with the Project Manager and Designated Project Engineer (or
equivalent roles) shall produce and maintain an Employers Information Requirements (EIR) document
detailing the information requirements for the project, prior to contracting at the end of GRIP Stage 3
but preferably before the end of GRIP Stage 2.
The EIR shall be developed with use of the BIM4NR Project Information Requirements Tool and
contain only the information requirements listed in the CR-T Module 2 Building Information Modelling
CR-T/M2/SY/04, which have been defined as required by the project. For project specific information
requirements, the contents of the EIR shall mirror the contents of the CR-T Module 1 Building
Information Modelling document.
Contract Requirements Technical (CR-T) Module 1 – Project Specific Requirements
Module 2 – Standard Contract Requirements
5.5.6 Determine Project Technology and Systems Integration The Project Information Manager, Project Manager and Designated Project Engineer should focus on
the stage deliverables and outcomes from the BIM4NRP process, and for the Contractors to use the
CDE for its intended purpose.
5.5.7 Review Team Roles and Responsibilities The Project Information Manager and Project Manager (or equivalent roles) shall review the team and
information management Roles and Responsibilities and the projects responsibility matrix required for
the delivery of this GRIP Stage, considering the recommendations included in the PIRT output.
5.5.8 Produce BIM Contract Requirements - Technical BIM4NRP requirements shall be addressed in the design appointment and contracts; Employers
Information Requirements (EIR) shall be developed prior to contracting, at any GRIP Stage, which
establishes information to be delivered and the standards and processes the Contractor should adopt.
• CR-T Requirements CR-T/M2/SY/04
• Employers Information Requirements (made up from PIRT output)
• CIC BIM Protocol
• Pre- and Post-Contract BIM Execution Plan (BEP)
5.5.9 Assess Supply Chain Capacity and Capability The Project Delivery Manager and Design Construction Lead in conjunction with the Project Manager
(or equivalent roles) shall ascertain and understand Contractors information management approach,
capability, capacity and competence, from all appropriate organisations within the Delivery Team. The
capability assessment will incorporate the:
• Contractor BIM Competence Assessment Form to provide a meaningful method of assessing
a Contractor BIM competence, understanding and maturity.
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• Contractor Information Technology (IT) Assessment Form, undertaken by all appropriate
organisations in the supply chain to demonstrate their information exchange capability and IT
maturity.
• Contractor Resource Assessment Form used to assess an organisations current resource
capability and capacity.
5.5.10 Update GRIP Stage Gate The Project Information Manager and Project Manager (or equivalent roles) shall undertake a review
the GRIP Stage Gate Checklist. The GRIP Stage Gate Checklist items shall be loaded into the CDE.
5.5.11 Update IELCP Phase Gate The Designated Project Engineer shall use the IELCP phase B information to understand the
relationship between the engineering activities in order to develop various technical options to meet
the Employer Requirements Document.
5.5.12 Complete BIM4NRP GRIP Stages 2-3 Checklist The Project Information Manager in conjunction with the Project Manager (or equivalent roles) shall
review the BIM4NRP GRIP Stages 2-3 / IELCP Phase B-C Checklists to ensure all relevant items
have been undertaken. The Checklist itself shall be loaded into the CDE as a record of what was
done, and the checklist deliverables, where applicable, shall also be loaded into the CDE as evidence
of what was done. See BIM4NRP Checklist.
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5.6 GRIP Stage 4 At this stage of the project there is a clear focus on a preferred design option used to support the
business case. Any models for the preferred design will be dimensionally correct and deliver the
required outcomes set out within the brief. The model can be used for initial analysis and any early
contractor engagement on programme and construction methodology.
5.6.1 Start The process for GRIP Stage 4 starts here.
5.6.2 Review BIM4NRP Checklist from Previous Stage The Project Information Manager and Project Manager (or equivalent roles) shall review the
BIM4NRP GRIP Stages 2-3 Checklist to assess what steps and activities they need to complete. See
BIM4NRP Checklist.
5.6.3 Validate Project Information Requirements The Project Information Manager with the Project Manager (or equivalent roles) shall check the
output of the BIM4NRP Project Information Requirements Tool to ensure the information
requirements are still valid.
5.6.4 Supply Chain BIM Execution Plan (Pre-Contract) The Design Construction Lead and Project Delivery Manager (or equivalent roles) require the
Contractor (on behalf of their supply chain) to produce;
• a BIM Execution Plan (BEP) detailing how the Information Requirements shall be met; to
explain how the information modelling aspects of the project will be carried out and confirm
the Contractor’s proposed task teams have the capability and capacity to meet the
requirements. NOTE: The BEP details Project team roles and responsibilities, Standards,
methods and procedures
• Produce and maintain resourced Task Information Delivery Plan (TIDP) aligned to the project
programme
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• Produce information in a suitable data exchange format to minimise data exchange effort and
risk.
• Ensure that designs (irrespective of discipline) shall be produced in a format which allows for
continual multi-disciplinary review in a digital information model.
• Identify the intended or permitted use of information in the metadata.
For Information Models in particular, there are two tasks that are fundamental in minimising the
potential waste produced throughout the appointment. These are:
1. Establishing the proposed Level of Definition
2. Establishing the proposed Volume Strategy.
Both tasks are relatively new to the construction industry and it will take time for Contractors to
develop the capability of undertaking them.
5.6.5 Prepare MIDP, TIDP and Responsibility Matrix Following a contract award, it is important that there is clarity of roles, responsibilities, and authority
for effective information management.
• Models
• Drawings or renditions
• Specifications
The Contractor Design Construction Lead and Project Delivery Manager (or equivalent roles) shall
ensure a TIDP is produced by each task team manager, to provide federated lists of information
deliverables by each task including format, date and responsibilities.
5.6.6 Prepare and Issue BIM Protocol & MPDT The Design Construction Lead and Project Delivery Manager (or equivalent roles) shall prepare and
incorporate the CIC BIM Protocol to their contract/appointment documentation.
5.6.7 Determine and Implement PIM Data Exchanges and Validation The Design Construction Lead and Project Delivery Manager (or equivalent roles) shall define data
exchange points where the Contractor will use the CDE to deliver, through information exchanges,
the required information deliverables.
5.6.8 Update GRIP Stage Gate The Project Information Manager and Project Manager (or equivalent roles) shall undertake the GRIP
Stage Gate Checklist. The GRIP Stage Gate Checklist items shall be loaded into the CDE.
5.6.9 Update IELCP Phase Gate The Designated Project Engineer shall use the IELCP Phase D information to understand the
relationship between the engineering activities in order to develop the design further to a level of
detail that allows the Detailed Route Requirements Document to be developed.
5.6.10 Complete BIM4NRP GRIP Stage 4 Checklist The Project Information Manager in conjunction with the Project Manager (or equivalent roles) shall
review the BIM4NRP GRIP Stage 4 / IELCP Phase D Checklists to ensure all relevant items have
been undertaken. The Checklist itself shall be loaded into the CDE as a record of what was done, and
the checklist deliverables, where applicable, shall also be loaded into the CDE as evidence of what
was done. See BIM4NRP Checklist.
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5.7 GRIP Stage 5 During this stage, the designs and models will now be further refined to provide technical definition of
the project and the level of definition produce.
5.7.1 Start The process for GRIP Stage 5 starts here.
5.7.2 Review BIM4NRP Checklist from t Previous GRIP Stage The Project Information Manager and Project Manager (or equivalent roles) shall review the
BIM4NRP GRIP Stage 4 Checklist to assess what steps and activities they need to complete. See
BIM4NRP Checklist.
5.7.3 Validate Project Information Requirements The Project Information Manager with the Project Manager (or equivalent roles) shall check the output
of the BIM4NRP Project Information Requirements Tool to ensure the information requirements are
still valid.
5.7.4 Supply Chain BIM Execution Plan (Post-Contract) The Contractor Design Construction Lead and Project Delivery Manager (or equivalent roles) shall re-
submit their BEP to show all relevant parties have agreed and committed to the post-contract BEP.
The post-contract BEP will develop in detail over time as more members of the supply chain are
appointed. It should include:
• A response to the requirements of the Employers Information Requirements
• Revised Project Implementation Plan
• Project Responsibility Matrix
• Details of Management Planning and documentation
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• Methods and Procedures
• A Task Information Delivery Plan (TIDP) Template
• A Master Information Delivery Plan (MIDP) Template
5.7.5 Undertake Model Review at IDC/IDR Meetings The Design Construction Lead and Project Delivery Manager (or equivalent roles) shall ensure there
are regular reviews of models and associated stage deliverables. At a minimum, this shall be as
required by NR/L2/INI/02009, though regular reviews are encouraged.
5.7.6 Review MIDP and TIDP Progress The Design Construction Lead, and Project Delivery Manager in conjunction with Project Information
Manager and Project Manager (or equivalent roles) shall review progress on the Master Information
Delivery Plan (MIDP) and Task Information Delivery Plan (TIDP)
5.7.7 Review BIM Protocol & MPDT The Design Construction Lead and Project Delivery Manager in conjunction with the Project
Information Manager (or equivalent roles) shall review and update the MPDT.
5.7.8 Review PIM Data Exchanges and Validation The Design Construction Lead and Project Delivery Manager in conjunction with the Project
Information Manager (or equivalent roles) shall ensure that information exchange and validation
(including structure, format and content) is being undertaken, at the agreed handover points, for the
graduated handover of project deliverables, data and information.
5.7.9 Update GRIP Stage Gate The Project Information Manager and Project Manager(or equivalent roles) shall undertake the GRIP
Stage Gate Checklist. The GRIP Stage Gate Checklist items shall be loaded into the CDE.
5.7.10 Update IELCP Phase Gate The Designated Project Engineer shall use the IELCP Phase E information to understand the
relationship between the engineering activities in order to develop the design further to a level of
detail that allows the construction / installation of the railway change.
5.7.11 Complete BIM4NRP GRIP Stage 5 Checklist The Project Information Manager in conjunction with the Project Manager (or equivalent roles) shall
review the BIM4NRP GRIP Stage 5 / IELCP Phase E Checklists to ensure all relevant items have
been undertaken. The Checklist itself shall be loaded into the CDE as a record of what was done, and
the checklist deliverables, where applicable, shall also be loaded into the CDE as evidence of what
was done. See BIM4NRP Checklist.
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5.8 GRIP Stage 6 A key objective of this stage is to ensure “As constructed” models, data and documentation is
delivered especially the capturing of operation and maintenance data from manufacturers.
5.8.1 Start The process for GRIP Stage 6 starts here.
5.8.2 Review BIM4NRP Checklist from t Previous Stage The Project Information Manager and Project Manager (or equivalent roles) shall review the
BIM4NRP GRIP 5 checklist to assess what steps and activities they need to complete. See BIM4NRP
Checklist.
5.8.3 Validate Project Information Requirements The Project Information Manager with the Project Manager (or equivalent roles) shall check the output
of the BIM4NRP Project Information Requirements Tool to ensure the information requirements are
still valid.
5.8.4 Undertake Model Review at IDC/IDR Meetings The Design Construction Lead and Project Delivery Manager (or equivalent roles) shall ensure there
are regular reviews of models and associated stage deliverables.
5.8.5 Review PIM Data Exchanges and Validation The Design Construction Lead and Project Delivery Manager in conjunction with the Project
Information Manager (or equivalent roles) shall ensure that information exchange and validation
(including structure, format and content) is being undertaken, at the agreed handover points, for the
graduated handover of project deliverables, data and information.
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5.8.6 Update GRIP Stage Gate The Project Information Manager and Project Manager (or equivalent roles) shall undertake the GRIP
Stage Gate Checklist. The checklist items shall be loaded into the CDE.
5.8.7 Update IELCP Phase Gate The Designated Project Engineer shall use the IELCP Phase E information to understand the
relationship between the engineering activities in order to develop the design further to a level of
detail that allows the construction / installation of the railway change.
5.8.8 Complete BIM4NRP GRIP Stage 6 Checklist The Project Information Manager in conjunction with the Project Manager (or equivalent roles) shall
review the BIM4NRP GRIP Stage 6 / IELCP Phase F Checklists to ensure all relevant items have
been undertaken. The Checklist itself shall be loaded into the CDE as a record of what was done, and
the checklist deliverables, where applicable, shall also be loaded into the CDE as evidence of what
was done. See BIM4NRP Checklist.
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5.9 GRIP Stages 7-8 This stage describes the activities associated with, handover of the asset including, updating ‘as
constructed’ information, commissioning, and training. All information necessary for Soft Landings
activities should be completed and the Asset Owner / Maintainer briefed and or trained in any
operational requirements.
5.9.1 Start The process for GRIP Stages 7-8 starts here.
5.9.2 Review Checklist from Previous Stage The Project Information Manager and Project Manager (or equivalent roles) shall review the
BIM4NRP GRIP Stage 6 checklist to assess what steps and activities they need to complete. See
BIM4NRP Checklist.
5.9.3 Validate Project Information Requirements The Project Information Manager with the Project Manager (or equivalent roles) shall check the output
of the BIM4NRP Project Information Requirements Tool to ensure the information requirements are
still valid.
5.9.4 Complete Sponsors Handbook Steps The Sponsor shall review the applicable process steps for the stage to assess what activities they
need to complete in accordance with the Sponsor’s Handbook (NR/GN/INI/P3M/150) and Network
Rail requirements (NR/L2/INI/P3M/104).
5.9.5 Data Transfer to Asset Information Management / Custodian Projects shall only be deemed to be complete when all the new, changed or removed assets and the
information relating to them, have been delivered.
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5.9.6 Transmit Source Records / As-Built to NRG
5.9.7 Transmit Health & Safety File / Technical File to Custodian / Owner Once As-Constructed / As-Built records have been accepted, the Project Information Manager and
Project Manager (or equivalent roles) shall return the Health & Safety (H&S) File to NRG as defined in
the Health and Safety File
5.9.8 Update GRIP Stage Gate The Project Information Manager and Project Manager (or equivalent roles) shall undertake GRIP
Stage Gate Checklist. The GRIP Stage Gate Checklist items shall be loaded into the CDE.
5.9.9 Update IELCP Phase Gate The Designated Project Engineer shall use the IELCP Phase F information to understand the
relationship between the engineering activities in order to construct / fabricate / install the railway
change. Testing activities are undertaken to confirm that the construction meets the design, and the
assets are commissioned and brought into service.
5.9.10 Complete BIM4NRP GRIP Stages 7-8 Checklists The Project Information Manager and Project Manager (or equivalent roles) shall review the
BIM4NRP GRIP Stages 7-8 / IELCP Phase F Checklists to ensure all relevant items have been
undertaken. The Checklist itself shall be loaded into the CDE as a record of what was done, and the
checklist deliverables, where applicable, shall also be loaded into the CDE as evidence of what was
done. See BIM4NRP Checklist.
5.10 Finish The process typically finishes when a GRIP based project is closed.
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6 Metrics and Assurance
6.1 What is being measured?
6.2 Metric Categories
Type Measure / Metric / Assurance / Verification Red Amber Green
1 Number of CP6 Projects that have defined their Project Information Requirements using the PIRT. Assurance of the above metric will be achieved by extracting the relevant information from the PIRT tool.
< 80% 81% -
98%
> 98%
2 Number of CP6 Projects that have defined Employers Information Requirements within their contracts. Assurance of the above metric will be achieved by extracting the relevant information from the Projects.
< 80% 81% -
98%
> 98%
2 Number of CP6 Projects that have completed a GRIP 4 checklist. Assurance of the above metric will be achieved by extracting the relevant information from the Projects.
< 80% 90% -
98%
> 98%
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7 Continuous Improvement The following know gaps have been identified as priority areas for continuous improvement
ID Section Action Priority By Whom? By
When?
1 5.2 Develop BIM4NRP Dashboard on NR BIM Portal
High BIM4NRP Programme
Q3 2019
2 5.3 Develop BIM4NRP Project Information Requirements Tool (PIRT) on NR BIM Portal
High BIM4NRP
Programme
Q3 2019
3 5.6.6 Prepare BIM4NRP Protocol & MPDT template
High BIM4NRP
Programme
July 2019
4 5.4.8 A complete review of all GRIP Products will also need to be undertaken to align the existing products with the new Information Management products, to ensure that there is no duplication or omissions
Medium BIM DRG GRIP DRG IELCP DRG
Q2 2020
5 5.4.8 BIM4NRP will need to be integrated with GRIP and IELCP processes
Medium BIM DRG GRIP DRG IELCP DRG
Q2 2020
6 5.5.7 Prepare Responsibility Matrix High BIM4NRP
Programme
July 2019
7 5.5.8 Prepare Information Management Services
High BIM4NRP
Programme
July 2019