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BCS: Dissolution Testing as a Surrogate for BE Studies

BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

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Page 1: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

BCS:Dissolution Testing as a Surrogate for

BE Studies

Page 2: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

Dirk M BarendsNational Institute of Public Health and the Environment

The Netherlands

APV / IKEV Seminar on Bioavailability and Bioequivalence, Istanbul, April 04

Page 3: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

3APV Istanbul 04-1

CONTENT OF PRESENTATION

• Relationship between RIVM and the MEB

• [BE as a proxy for efficacy & safety]

• BCS: dissolution testing as a proxy for BE

• FDA regulations on biowaivers

• EU regulations ob biowaivers

• Risk assessment of biowaiving

Page 4: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

4APV Istanbul 04-1

Relationship betweenRIVM and the MEB

Page 5: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

5APV Istanbul 04-1

Relationship between RIVM and the MEB

Ministry of Public Health UniversityRIVM Hospitals

pharm & tox clinicalassessment assessment reports reports

MEB

Page 6: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

6APV Istanbul 04-1

Relationship between RIVM and the MEB

Ministry of Public Health UniversityRIVM Hospitals

MEB MA

NL

Most countries

Page 7: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

7APV Istanbul 04-1

Relationship between RIVM and the MEB

The MEB is :

• independent from the Minister of Public Health– the Minister has no influence on decisions of

MEB

• independent form the assessors and vice-versa– my views do not necessarily reflect the views

of the MEB

Page 8: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

8APV Istanbul 04-1

Bioequivalence (BE)as a proxy for efficacy &

safety

Page 9: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

9APV Istanbul 04-1

BE as a proxy for efficacy & safety

s e ? ?a ff fe

MA investigational drug drug on market

Page 10: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

10APV Istanbul 04-1

BE as a proxy for efficacy & safetys ea ff fe

MA investigational drug IDENTICAL product ondrug product market

Page 11: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

11APV Istanbul 04-1

BE as a proxy for efficacy & safety

s e s ea f a ff f f fe e

MA investigational drug IDENTICAL product ondrug product market

Page 12: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

12APV Istanbul 04-1

BE as a proxy for efficay & safety

but in most cases the clinical batches and tox batches

DIFFERENT toproduct for market!

(capsules versus tablet, other excipients etc.)

Page 13: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

13APV Istanbul 04-1

BE as a proxy for efficacy & safety

s e ? ?a ff fe

MA DIFFERENTinvestigational drug drug on market

Page 14: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

14APV Istanbul 04-1

BE as a proxy for efficacy & safety

s e s ea f a ff f f fe e

investigational drug DIFFERENT product ondrug product MA market

bridging

Page 15: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

15APV Istanbul 04-1

BE as a proxy for efficacy & safety

drug on drug on drug market market on market

reformulation reformulation

bridgingbridging

Page 16: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

16APV Istanbul 04-1

BE as a proxy for efficacy & safety

drug on generic genericmarket

reformulation

bridgingbridging

Page 17: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

17APV Istanbul 04-1

BE as a proxy for efficacy & safety

• Bridging normally by BE

• BE is a surrogate technique to demonstrate efficacy & safety

– in other words:

• BE is a PROXY for efficacy & safety

Page 18: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

18APV Istanbul 04-1

BE as a proxy for efficacy & safety

– Often mixing up:• BE = intrinsic property of drug • BE study

– Compare difference between:• content of active ingredient of a tablet• active ingredient assay in tablet

Page 19: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

19APV Istanbul 04-1

BE as a proxy for efficacy & safety

Sometimes:

BE (intrinsic property)

can be demonstrated

without BE study!

Page 20: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

20APV Istanbul 04-1

BCS: dissolution testing as a

proxy for BEBCS = Biopharmaceutical Classification System

Page 21: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

21APV Istanbul 04-1

Test Reference

bioequivalent??

BE study

Page 22: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

22APV Istanbul 04-1

BCS:mechanistic analysis of causes of

bioINequivalence

TestReference

bioequivalent??

what happens in the body?

Page 23: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

23APV Istanbul 04-1

• BE = comparison of Bioavailability(BA)

• of Active Pharmaceutical Ingredient (API) of Test and Reference

• BA depends on a cascade of process

Page 24: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

24APV Istanbul 04-1

GI WALL

• dissolution in-vivoAPI dissolved in GI

•permeability•metabolism in GI wall

API absorbed•metabolisme •excretion

BA:

API eliminated

Page 25: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

25APV Istanbul 04-1

• BA influenced by:– dissolution in-vivo

– permeability

– metabolism in GI wall

– metabolism

– excretion

Page 26: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

26APV Istanbul 04-1

but in BE:

Test and Reference contain the same API!!

• metabolism in GI wall• metabolism• excretion

can be expected to be the same in Test & Reference !!

Page 27: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

27APV Istanbul 04-1

in BE:

Test• dissolution in-

vivo• permeability

• metabolism in GI- wall

• metabolism• excretion

Reference• dissolution in-

vivo• permeability

• metabolism in GI-wall

• metabolism• excretion

The same for same API

Page 28: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

28APV Istanbul 04-1

bioINequivalence can only be caused by:

• difference in formulation between Test & Reference

in:

• dissolution in-vivo between formulations

• permeability of API between formulations

Page 29: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

29APV Istanbul 04-1

difference in permeability between formulations:

– unlikely for high permeable API

– could only caused by excipientinteraction

– can be excluded for well known excipients

– unlikely for IR tablets

Page 30: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

30APV Istanbul 04-1

When differences in permeability can be excluded:

bioINequivalence can only be caused by a difference in dissolution in-vivo:

Page 31: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

31APV Istanbul 04-1

When differences in permeability can be excluded:

bioINequivalence can only be caused by a difference in dissolution in-vivo:

• predictable by comparative dissolution testing in-vitro

• in physiological media

Page 32: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

32APV Istanbul 04-1

BCS:

Class Solubility PermeabilityI High HighII Low HighIII High LowIV Low Low

Page 33: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

33APV Istanbul 04-1

BCS:

• when:

• solubility of API is high– i.e. not critical

• permeability of API is high– i.e. not critical

– (= BCS Class I )• comparative dissolution testing

– is a reliable proxy for BE

Page 34: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

34APV Istanbul 04-1

The FDA regulations on biowaivers

Page 35: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

35APV Istanbul 04-1

FDA

• FDA Guidance for Industry, Aug 2002: Waiver of In Vivo BA and BE Studies for OR Solid Oral Dosage Forms based on a BCS System– “biowaiving” = comparative dissolution

testing as a acceptable proxy for a BE

• valid for generic registration and variation within product

Page 36: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

36APV Istanbul 04-1

FDA

• waiver of BE study only for BCS Class I– high permeability: absorption > 90%

– highest dose soluble in < 250 ml pH 1 -7.5

– dissolution in-vitro > 85% in 30 min in:• 900 ml 0.1 N HCl • 900 ml pH 4.5 • 900 ml pH 6.8

– f2 dissolution profile similarity Test versus Reference, unless both dissolve > 85% in 15 min

Page 37: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

37APV Istanbul 04-1

FDA

– dissolution profile similarity: f2 Test(unless both dissolve > 85% in 15 min)

– test contains only well established excipients

– API not drug with narrow therapeutic window

Page 38: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

38APV Istanbul 04-1

FDA

• Extensions under discussion by FDA

– biowaiver also possible for fast-dissolving Class III

– highest dose soluble in < 500 ml pH 1 -7.5

– not need for in-vitro dissolution testing in all three media

Page 39: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

39APV Istanbul 04-1

Regulations: EU

Page 40: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

40APV Istanbul 04-1

EU

• Note for Guidance on Investigation of BA and BE, EMEA 2001

• valid for generic registration and variation within product

Page 41: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

41APV Istanbul 04-1

EU

• BCS is not mentioned

• but concept is adopted:– A BE study ……. – may be waived ..– provided that the API is ……. highly

soluble…….. – expect that it will not cause any BA

problems…

• Provisions:

Page 42: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

42APV Istanbul 04-1

EU– no know risk of therapeutic failure by

BA/BE

– no history of BA-problems or bioINequivalence

– highest dose soluble in 250 ml pH 1.0/ 4.6/ 6.8

– linear and complete absorption indicating high permeability

– contains only well established excipients

– no critical manufacture

Page 43: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

43APV Istanbul 04-1

EU

• Variations: Type I = “small variations”

• The concept of “biowaiving” is accepted in Type I

Page 44: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

44APV Istanbul 04-1

For instance:• Type I, no. 18 Replacement of an

excipient with a comparable excipient– Conditions:

• Same functional characteristics of the excipient.

• The dissolution profile of the new product determined on a minimum of two pilot scale batches is comparable to the old one

Page 45: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

45APV Istanbul 04-1

• Documentation needed for Type I, no. 18::

• Comparative dissolution profile data of at least two pilot scale batches of the finished product in the new and old composition

• Justification for not submitting a new bioequivalence study according to the current NfG on BA/BE.

Page 46: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

46APV Istanbul 04-1

Risk assessment of biowaiving

Page 47: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

47APV Istanbul 04-1

Risk analysis

• Biowaiving remains a proxy

• High assurance of BE, but never 100.00%

no biowaiving of digoxine

• A BE study involves administration of the test product to humans

• Biowaiver will release medicines that were never administered to humans!

Page 48: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

48APV Istanbul 04-1

Example

39

Propranolol HCl generic IR tablet

Propranolol HCl isBCS Class I

Generic tabletmeetscomparisiondissolutioncriteria versusreference product

Page 49: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

49APV Istanbul 04-1

Tablet has 1 meter diameter!

40

Propranolol HCl generic IR tablet

But itsadministrationis problematic!

Patient

Page 50: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

50APV Istanbul 04-1

Conclusion

• Comparative dissolution testing – as per BCS

• is a very good proxy for BE – for BCS Class I API`s (and III)?

• But remains a proxy!

• Do not think to “regulatory = burocratic!”

Page 51: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

51APV Istanbul 04-1

Conclusion

• Answer two question to yourself:

– Would I swallow the biowaived drug myself?

– Would I give it to my children?

Page 52: BCS: Dissolution Testing as a Surrogate for BE Studies 04-1_korr.pdf · APV Istanbul 04-1 45 • Documentation needed for Type I, no. 18:: • Comparative dissolution profile data

Thank you for your attention!