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A Practical Guide toQbD Product Development
APTI Webinar Series, 2020
Trainers
C H A N D R A M O U L I RKAV I T H A A N
• A s s o c i a t e P ro f . , Kr u p a n i d h i
C o l l e g e o f P h a r m a c y B a n g a l o re ,
( 2 0 0 8 - t h r u p re s e n t )
• 7 ye a rs o f Q b D e x p e r i e n c e
• H ave g u i d e d 5 M P h a r m P ro j e c t s
• P ro f e s s o r & H e a d , D e p t . o f QA ,
Kr u p a n i d h i C o l l e g e o f P h a r m a c y
• 5 Ye a rs o f I n d . e x p. ( QA & C R O )
• 1 3 ye a rs o f P G t e a c h i n g E x p.
• 2 5 P ro j e c t s g u i d e d i n QA d o m a i n
• S A S C e r t i f i e d A d va n c e d P ro g r a m m e r
c re d e n t i a l
• P R I N C E 2 p ro j e c t m g t . c re d e n t i a l
• 5 ye a rs o f c o n s u l t i n g e x p. a s
s t a t i s t i c i a n
• E x p e r t Fa c u l t y, Fa c u l t y o f
P h a r m a c y, R G U H S , KA
TO
PIC
HIG
HL
IGH
TS OUTLINE
100 years of Quality
Origins
Evolution of QbD
QbD & ICH
QbD applied to product development
Process understanding
Intro to QbD Software
Example case study
FISHER, BOX & WILSON
Fisher founded DOE, Box & Wilson -
Optimization | 1920 - 60
ICI - SHWARTZ - RSM- JURAN
Merck, RSM application to Pharma
FDA - ICH AND BEYOND
Woodcock adoption at USFDA |
2002 till now
ORIGINS
"a maximally efficient, agile,
flexible pharmaceutical
manufacturing sector that
reliably produces high-
quality drug
products without extensive
regulatory oversight"
JANET WOODCOCK
Fmr. D i rector CDER USFDA
Evolution of QbD
ICH QbD timeline
A FRAMEWORK FOR QBD
.
De
fin
itio
n o
f Q
bD
ICH Q8
“Systematic approach to
development that begins
with predefined objectives,
emphasizes product and
process understanding and
process control, and is
based on sound science and
quality risk management”
ICH Q8–Q12
ICH Q8 (R2) – ‘Pharmaceutical Development’
ICH Q9 – ‘Qual ity Risk Management’
ICH Q10 – ‘Pharmaceutical Qual ity System’
ICH Q11 – ‘Development and Manufacture of Drug Substances
(Chemical Entit ies and Biotechnological/Biological Entit ies’
ICH Q12 – Concept paper – ‘Technical and Regulatory
Considerations for Pharmaceutical Product Li fecycle Management’
ICH GUIDELINE BRIEFS -1
ICH Q8 (R2) – ‘PHARMACEUTICAL DEVELOPMENT’
• principles of using science for development of a drug product. It
was the f irst ICH document to use the term ‘enhanced, Quality by
Design’ approach. It includes two Parts and two Appendices.
• Part 1 is Pharmaceutical Development; Part 2 Pharmaceutical
Quality by Design gives the Elements of Pharmaceutical
Development, also introducing the terms laid out
• Appendix 1 is about di f fering approaches and gives examples of
‘minimal’ and ‘enhanced, Quality by Design’approaches ; Appendix 2
is I l lustrative Examples.
ICH GUIDELINE BRIEFS -2
ICH Q9 – ‘QUALITY RISK MANAGEMENT’
• ICH Q9 lays out a framework on approaches for qual ity r isk
management, including r isk init iat ion, assessment, control , review,
communication and the tools to use
ICH Q10, ‘PHARMACEUTICAL QUALITY SYSTEMS’,
• lays out the fundamentals of what a qual ity system should cover,
including management responsibi l i ty, and continual improvement
of process performance and product qual ity and also of the qual ity
system itself.
QbD Terminology
• Quality target product profile (QTPP).
• Critical quality attribute (CQA).
• Critical process parameter (CPP).
• Critical materials attribute (CMA).
• Introduction to Quality by Design (QbD)
• Design space (DS).
• Control strategy (CS).
• Lifecycle.
QbD process applied to pharmaceutical product development 1
Define the quality
target product
profile (QTPP) as
it relates to
quality, safety‚
and efficacy,
considering, for
example, the route
of administration,
dosage form,
bioavailability,
strength, and
stability
STEP 1 STEP 2 STEP 3
Identify the
approach to drug
product
formulation/manu
facturing process
Identify potential
critical quality
attributes (CQAs)
of the drug
substance/raw
materials/
drug product, so
that those
characteristics
having an impact
on product quality
can be
studied and
controlled.
QbD process applied to pharmaceutical product development 2
Identify potential
critical process
parameters
STEP 4 STEP 5 STEP 6
Using risk
assessment and
experimental
approaches,
determine the
functional
relationships that
link raw material
CQAs and unit
operations critical
process
parameters
(CPPs)
to drug product
CQAs.
Optimise the
formulation and
manufacturing
process in an
iterative fashion
to meet the
QTPP defined in
step 1 of this list
QbD process applied to pharmaceutical product development 3
Establish the
design space and
control strategy.
STEP 7
Building
blocks
of QbD
.
Developing
the Model
Y=f(X)
Enables
Prediction
of Future
Process
Performance
.
Developing
and Using
Process
Understanding
.
Routes
to Process
Understanding
.
Tools for
Developing Process
Understanding
.
DOE
Decision Tree
.
Development of Novel Lipid Based
Drug Delivery System in a QbD
framework
SEDDS- Self Emulsifying Drug Delivery
System
5/16/2020 24
Formulation components of
SEDDS
• Drug
• Oil
• Surfactant
• Cosurfactant/Cosolvent
5/16/2020 25
Why SEDDS?
Enhanced drug
absorption
Prolongation of Gastric Residence
time
Reduced metabolism and efflux
activity
Promotion of intestinal lymphatic transport
Affecting permeability
In vivo solubilization
of drug
5/16/2020 26
Formulation
development through
QbD approach• Defining the QTPP and CQAs
• Justification for the CQAs
• Risk assessment/QRM matrix
• Solubility study
• Pseudo ternary phase diagram
• Design of Experiment
• Model fit
• Design validation/Verification
• Optimization of formulation
5/16/2020 27
Defining the QTPP
5/16/2020 28
QTPP Elements Target Justification
Dosage type Lipid based formulation Bioavailability improvement
Dosage form Capsule Ease of administration
Dosage strength 150 mg Target dose of 150 mg essential to
target viral load
Route of administration Oral Most convenient route for AIDS
patients(Patient acceptability)
Packaging Alu – Alu Blister Acts as a permeation and photo
barrier
Pharmacokinetics Tmax, Cmax, AUC For attaining MIC in the target site
Stability As per the conditions of
ICH Q1B Long term stability
studies
To assess degradatory pattern of the
Drug and Excipients used in the
formulation
Justification for the CQAs
5/16/2020 29
Quality Attributes of
product
Target CQA Justification
Physical
attributes
Color Acceptable to patient No The physical attributes were not directly related to
the efficacy and safety of the productOdor
Appearance
Drug content (mg) NLT 150 mg per unit
dose
Yes 150 mg per unit dose essential to combat the
CD4 viral load
Transmittance (%) ˃ 95 % Yes Clarity of the product ensures the minimization of
the globule size
Droplet size (nm) ˂ 200 nm Yes Smaller and consistent globule size essential for
stability and bioavailability of the formulation.
Zeta potential (mEv) Stearically stable Yes Target zeta potential essential to ensure stability
of the dispersed system
Emulsification efficiency
(seconds)
˂ 120 Yes Direct correlation with onset of action, and
influences the size of the dispersed globules
Drug release at 15 min ˃ 80 % Yes Has direct correlation with bioavailability
Permeability (45 mins) NLT 45 mins Yes f ≥ 80%
Ishikawa/Fish bone
diagram
5/16/2020 30
Risk Assessment/REM
5/16/2020 31
CMA /CPP
CQAs
Oil Surfactant Cosurfactant Stirring
speed
Stirring
time
Stirring
temperature
Drug content High High High Low Low Low
Droplet size High High High Medium Medium Medium
Zeta potential High High High Low Low Low
Emulsification Time High High High Medium Medium Medium
Drug release at 15
min
High High High Low Low Low
Permeability (45
mins)
High High High Low Low Low
Construction of Pseudo
Ternary Diagram
5/16/2020 32
Design of ExperimentCritical Material Attributes (CMA)
✓Oil
✓Surfactant
✓Cosurfactant
Critical Process Parameters (CPP)
✓Stirring speed (rpm)
✓Stirring Temperature
✓Stirring time (min)
Critical Quality Attributes (CQAs)
✓Drug loading (mg/ml)
✓Particle size (nm or µm or mm)
✓Poly dispersity index (PDI)
✓% Transmittance
✓Emulsification time (sec)
✓% Drug release
5/16/2020 33
Mixture Design• Independent Variables
✓Oil- Capryol 90
✓Surfactant- Tween 80
✓Cosurfactant – Transcutol HP
• Dependent variables✓Droplet size in nm
✓Emulsification time in seconds
✓Drug loading mg/ml
✓% Drug release at 15 min
5/16/2020 34
Model Fit
5/16/2020 35
Verification/Validation of model
Ternary mixture profiler
5/16/2020 36
Optimization of Formulation
Contour Profiler Report
5/16/2020 37
Prediction Profiler
5/16/2020 38
Predicted and Experimental values obtained for VF and
OF-SMEDDS
5/16/2020 39
Transition from Knowledge to Design Space
5/16/2020 40
5/16/2020 41