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---- - FINANCL4 .
NAME ORGANIZATION/ENTITY
9111'rust
..
CJ .. ?
r ( ( . c:� - .. f' : Ci
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Report Required by the E1hics .L DISCLOSURE REPOR'f. AOJO in Government Aci of 1978 Rev.1/2007_ FOR CALENDAR YEAR 2006 (5 U.S.C. app. §§ 101-111)
L Person Reporting (last name, first, middle initial)
Barry, Maryanne T
2. Court or Organization
US Court of Appeals 3rdCircuit
3. Date of Report
8/14/2007
4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)
U.S. Circuit Judge
5a. Report Type (check appropriate type)
D Nomination, Date D lnitial 18] Annual D Final
6. Reporting Period
01/01/2006
to
12/31/2006
Sb. 0 Amended Report 7. Chambers or Office Address
USPO & Courthouse Bldg Newark, NJ 07101
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
J. POSJTI 0 NS. (Reporting individual only; see pp. 9-13 of instructions.)
D NONE (No reportable positions.)
POSITION
1. Co-Trustee Trust#l
OF
Co-Trustee ...rust#2
Co-Trustee
Co-Trustee
Co-Trustee
Co-Trustee
Co-Trustee
#3
rust#6
rust #7
..Trust #8
..Trust#12
-Trust#18
-Trust#19
Trust#20
-Trust#21
Trust #22
i'.• •• -> :::J_ _,
L,")
P-...) .- ·•J
_, ...,
�? 0
o-
2.
3.
4.
5.
6.
7.
8. Co-Trustee
9. Co-Trustee
10. Trustee
11. Co-Trustee
12. Co-Trustee
JI. AGREEMENTS. (Reporting individual only; see pp.14-16 of instroctions.)
[K} NONE (No reportable agreements.)
PARTIES AND TERMS
].
2.
3.
SOURCE
INCOME
3.
5.
3.
4.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 3of77 Barry, Maryanne T 8/14/2007
Ill. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. J 7-24 of instruc/ions.)
A. Filer's Non-Investment Income
(.K] NONE (No reportable non-investment income.)
SOURCE AND TYPE (yours, not spouse's)
1.
2.
4.
B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complele this section. (Dollar amount not required except for honoraria.)
[KJ NONE (No reportable non-investment income.)
AND TYPE
1.
2.
3.
4.
5.
IV. REIMBURSEMENTS -- transportalion, lodging, food, entertainment. (Jncludes those to spouse and dependent children. See pp. 25-27 of instructions.)
0 NONE (No reportable reimbursements.)
SOURCE DESCRIPTION
1.
2.
5.
CREDITOR DESCRIPTION
VALUE
VALUE
1.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 4 of 77 Barry, Maryanne T 8/14/2007
V, GIFfS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)
[RJ NONE (No reportable gifts.)
SOURCE DESCRIPTION
2.
3.
4.
5.
VI. LIABILITIES. (Includes those of spouse and dependent children. See pp. 32-33 of instructions.)
[RJ NONE (No reportable liabilities.)
CODE
1.
2.
3.
4.
5.
Name of Person Reporting Dale of Report FINANCIAL DISCLOSURE REPORT
Page 5 of 77 Barry, Maryanne T 8(14/2007
VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing ins/ructions.)
D NONE (No reportable income, assets, or trans actions.)
A. Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. C. D.
Income during Gross value at end of Transactions during reporting period reporting period reporting period
(I) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Dale Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
1. Rental Property #1 Brooklyn, NY A Rent LIQ 12/31
2. Rental Property #2 Brooklyn, NY F Rent N u
3. Rental Property #18 Brooklyn, NY D Rent LIQ 12131
4. Rental Property #16 Brooklyn, NY A Rent N u
5. Rental Property #17 Brooklyn, NY E Rent J u
6. Family Business #2 Brooklyn, NY D Int./Div. M u
7. Rental Property #21 Brooklyn, NY G Rent 0 u
8. Rental Property #22 Brooklyn, NY E Rent J u
9. Rental Property #23 Brooklyn, NY c Rent LIQ 12131
10. Rental Property #11 Brooklyn, NY A Rent L u
11. Rental Property #10 Brooklyn, NY G Rent M u
12. rust #6 - List of Assets E Interest Pl T
13. - Cash JP Morgan Chase
14. rust #7 - List of assets: E Interest Pl T
15. - Cash JPMorganChase
16. rust #15 - List of assets: c !nt./Div. N T
17. - CASH - JPMORGAN TAX FREE
1. Income Gain Codes: A =Sl,000 or less B =$1,001 - S2,500 c =$2,501 - $5,000 D :$5,001 - $15,000 E =$15.001 - $50,000
(See Columns Bl and D4) F =$50,001 - $100,000 G =SW0,001 - $1,000,000 HJ =$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or Jess K =$15,001 -$50,000 L =$50,001 -$100,000 M :$100,001 -$250,000
(See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 :$5,000,001 - $25,000,000
3. Value Method Codes P3 =$25,000,001 - $50,0f\0,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(Sec Column CZ) Q :Appraisal V =Other S =Assessmi.:nl
U =Book Value W =Estim;1tnJ
FUND
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 6 of 77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
Place 11(Xt after each asset
exempt from prior disclosure
B. c. D.
Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(!) (2) (!) (2) (!) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
MONEY MARKET
18. - JPMORGAN TAX AWARE SHORT INTERMEDIATE INCOME FUND
19. - JPMORGAN MID CAP VALUE FUND
20. - I SHARES RUSSELL 1000
21. - JPMORGAN TAXAWARE US EQUITY FUND
22.
23.
24. - JPMORGAN INTREPID AMERICA FUND
25. - JPMORGAN EQUITY INCOME II (TAX AWARE LG CAP VAL FD)
26. - JPMORGAN SMALL CAP CORE (FORMERLY EQUITY) FUND
27. - JPMORGAN INTL EQUITY FUND
28. -JPMORGAN INTERMEDIATE TX FREE BD FD
29. -JPMORGAN JAPAN FD
30. -JPMORGAN INTREPID GROwrH FD
31. -JP MORGAN TAX AWARE REAL RETURN FUND
32. -JP MORGAN MUNICIPAL INCOME FUND
33. -THIRD A VENUE VALUE FUND
SELL
PARTIAL SALE
PARTIAL SALE
PARTIAL SALE
PARTIAL SALE
BUY
SELL
BUY
BUY
BUY
BUY
7/31 K A
7/31 K B
8/22 K D
12/20 J B
7/31 J A
7/31 K
7/31 K A
7/31 J
12/20 J
8/22 L
7/31 K
1. Income Gain Codes: A =$1,
FUND
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 7 of 77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TR u STS -- income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. c. D.
Income during Gross value al end of Transactions during reporting period reporting period reporting period
(1) (2) (I) (2) (!) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) {A-H) (if private
(Q-W) transaction)
34. -MATTHEWS PACIFIC TIGER FUND BUY 7/31 J
35. -HIGHBRIDGE STATISTICAL MARKET NEUTRAL FUND
BUY 7/31 K
36. -Trust #16 - List of assets: c Int./Div. N T
37. - CASH - JPMORGAN TAX FREE MONEY MARKET
38. - JPMORGAN TAX AWARE SHORT INT INCOME FUND
SELL 7/31 K A
39. - JPMORGAN MID CAP VALUE FUND
40. - I SHARES RUSSELL 1000
41.
42.
43.
- JPMORGAN TAX AWARE US EQUITY FUND
PARTIAL SALE
PARTIAL SALE
PARTIAL SALE
7/31
8/22
12/20
K
K
J
B
c
B
44. - JPMORGAN INTREPID AMERICA FUND
45.
46.
- JPMORGAN EQUITY INCOME II (TAX AWARE LG CAP VAL)
- JPMORGAN SMALL CAP CORE (FORMERLY EQUITY) FUND
PARTIAL SALE
7/31 J A
47. - JPMORGAN INTL EQUITY FUND BUY 7/31 J
48. -JPMORGAN JAPAN FD
49. -JPMORGAN INTREPID GWTH FD BUY 7/31 J
50. -JPMORGAN INTERMEDIATE TX FREE SELL 7/31 K A
1- Income Gain Codes: A =$1,000 or less B :$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 -$15,000 E =$15,001 - $50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 -$1,000,000 HJ =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50.001 - $100,000 M =$100,001 - $250,000 (See Columns Cl and D3) N :$250,001 - $500,000 0 :$500,001 - $1,000,000 Pl :$1,000,00I - $5.0il0,000 P2 :$5,000,001 -$25,000,000
3. Value ,\fcthod Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50.(J{J().OOO T =Cash Market (See Column C2) Q =Appraisal V =Other S =Assessment
U =Book Value W =Estimated
A.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 8of77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TRUSTS -- income, value, transactions anc1udes those of the spouse and dependent children. see pp. 34-6() of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. c. D. Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
BD FD
51. -JP MORGAN TAX AWARE REAL BUY 12/20 J RETURN FUND
52. -JP MORGAN MUNICIPAL INCOME BUY 8/22 K FUND
53. -THIRD A VENUE VALUE FUND BUY 7/31 J
54. -MATTHEWS PACIFIC TIGER FUND BUY 7/31 J
55. -HIGHBRIDGE STATISTICAL MARKET BUY 7/31 J NEUTRAL FUND
56. -Trust #17 - List of assets: D Int.ID iv. Pl T
57. - Cash JPMorgan Tax Free Money Market
58. - JPMorgan Tax Aware US Equity Fund PARTIAL 8/22 M E SALE
59. - JPMorgan Intl Equity Fund BUY 8/22 K
60. - JPMORGAN TAX AWARE SHORT INT SELL 8/22 M A INCOME FUND
61. - JPMORGAN MID CAP VALUE FUND
62. - JPMORGAN INTREPID AMERICA FUND
63. - JPMORGAN SMALL CAP CORE (FORMERLY EQUITY) FUND
64. -JPMORGAN JAPAN FD PARTIAL 8/22 J B SALE
65. -JPMORGAN INTREPID GWTH FD
66. -JPMORGAN INTERMEDIATE TX FREE SELL 8/22 M A
1. Income Gain Codes: A =S l,000 or less B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000
(See Columns Bl and D4) F =$50,001 - Sl00,000 G 4100,001 - $1,000,000 HJ =$1,000,001 - $5,000,000 H2 =More than $5,000,000 2. Value Co.Jes J =$15,000 or Jess K =$15,001 - $50,000 L =$50,001 - $100,000 M =$ !00,001 - $250,000
(See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001 - $1,000.000 Pl =$1,000,001 - $5,000,000 l'2 =$5,000,001 - $25,000,000
3. Value tdcthod Codes P3 :$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(See Column C2) O=Apprajsal V=Other S =Assessment
U =Book Value W :::Estim;ireJ
Name of Person Reporting Dale of Report FINANCIAL DISCLOSURE REPORT
Page 9 of 77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TRUSTS .. income, value, transactions anc1udes those of rhe spouse and dependent children. see pp. 34-60 of filing instructions.>
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. c. D.
lncome during Gross value at end of Transactions during reporting period reporting period reporting period
(1) (2) (1) (2) (I) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code l div., rent, Code 2 Method buy, sell, Month- Code 2 Code l buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-HJ (if private
(Q-W) transac1jon)
BDFD
67. -JP MORGAN TAX AWARE REAL RETURN FUND
68. -JP MORGAN MUNICIPAL INCOME FUND
69. -THIRD A VENUE FUND INC
70. -MATIHEWS PACIFIC TIGER FUND
71. -HIGHBRIDGE STATISTICAL MARKET NEUTRAL FUND
72. -Trust #1 • List of assets: F
73. • Cash JPMorganChase
74. • NEW WORLDFUND
75.
76. -SMALLCAP WORLD FUND INC
77.
78. -T-E MNY FUND OF AMERICA
79. -Trust #2 • List of assets: F
80. . Cash JPMorganChase
81. ·NEW WORLD FUND
82.
BUY
BUY
BUY
BUY
BUY
Int./Div. 0 T
CLOSED
BUY
BUY
BUY
BUY
OPEN
Int./Div. 0 T
CLOSED
BUY
BUY
8/22 K
8/22 N
8/22 L
8/22 K
8/22 L
112
3/28 K
12/27 K
3/28 M
12/27 K
112
1/2
3/28 M
12/27 K
1. Income Gain Codes: A =:$1,000 or less B =$1,00! - $2,500 c=$2,501 - $5,000 D =$5,001 - $15,000 E=$15,001 - $50,000
(See Columns Bl and D4) F=$50,001 - $100,000 G =$100,001 - $1,000,000 H1 =$1,000,001 - $5,000,000 H2=More than $5,000,000
2. Value Codes J=$15,000 or less K=$15,001 - $50,000 L=$50,001 -$100,000 M =$100,00J - $250,000
(See Columns Cl and D3) N=$250,00! - $500,000 0=$500,001 - SJ ,000,000 Pl =$1,000,001 - $5,000,000 P2=$5,000,00! - $25,000,000
3. Value Method Codes P3=$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market
(See Column C2) Q -=Appraisal V=Other S Assessmenl U =Book Value W =Estimated
- -
Name of Person Reporting Oa te of Re port FINANCIAL DISCLOSURE REPORT
Page 10of77 8/14/2007Barry, Maryanne T
VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
Place "(X)" after each asset exempt from prior disclosure
B. c. D. Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(!) (2) (1) (2) (I) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Dale Value Gain ldenlily of Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
83. - SMALL CAP WORLD FUND BUY 3/28 L
84. BUY 12/27 K
85. -T-E MNY FUND OF AMERICA OPEN 1/2
86. rust #3 - List of assets: E Interest Pl T
87. - Cash JPMorganChase
88. rust #8 - List of assets: Hl Rent P4 u
89. - Rental Property #24
90. - Rental Property #21
91. - Rental Property #25
92. - Ren ta] Property #22
93. - Rental Property #23 LIQ 12/31
94. - Cash - Chase
95. rust #12 - List of assets: Hl Rent P4 u
96. - Rental Property #24
97. - Rental Property #21
98. - Rental Property #25
99. - Rental Property #22
J. Income Gain Codes: A ::::.$1,000 or Jess B =Sl,001 - $2,500 c =$2.501 - $5,000 D =$5,001 -$15,000 E =$15,001 - $50,000 {See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 -$1,000,000 HI =Sl,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or Jess K =$15,001 -$50,000 L =$50,001 - $100,000 M =$100,001 - $250,000 (See Columns Cl and 03) N :$250,001 - $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 - $5,000,000 P2 :$5,000,001 - $25,000,000
3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C2) Q :::Appraisal V=Other S =Assessment
U =Book Value W =Estimated
4/3
Name of Person Reporting Dale of Report FINANCIAL DISCLOSURE REPORT
Page 11of77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TR u STS -- income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructionsJ
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. c. D.
Income during Gross value at end of Transactions during reporting period reporting period reporting period
(!) (2) (!) (2) (!) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
100. - Rental P roperty #23 LIQ 12/31
101. - CASH - CHASE
102. C hase Manh attan Bank F Interest Pl T
103. I'.l;.'\L GUARDIAN- FIXED INCO ME:
104. NY Empire UDC 5% 111113 D Interest TRTO 4/3 N GLOBAL
105. NY Dq)RM AUTII SVC 4.375% 411111 D Interest TRTO 4/3 N GLOBAL
106. NJ E CON DEV 5.25% 6/15/07 A Interest TRTO 4/3 M GLOBAL
107. CO HLTH CHI 4.25% 9/1109 c Interest TRTO 4/3 M GLOBAL
108. MICH ST BLDG 5.25% 10/15/11 A Interest TRTO 4/3 M GLOBAL
109. B razos River 4.75% 511129 None TRTO M GLOBAL
llO. NYS TWY A MBA 5% 4/01109 D Interest TRTO 4/3 N GLOBAL
111. NY C HLTH/HOS P CORP 4.05% 2/15/11 D Interest TRTO 4/3 N GLOBAL
l12. rzys iORM AUTH 4.5% 711109 D Interest TRTO 4/3 N GLOBAL
113. NYS DORM 5.25% 11/15/23 A Interest TRTO 4/3 N GLOBAL
l14. LIPA NY B5.0% 6/1107 A Interest TRTO 4/3 M GLOBAL
115. LIPA NYB5.0% 12/l/06 A Interest SELL 3/29 L A
ll 6. NY ST A TE TWY MBIA 5 % 4/1110 c Interest TRTO 4/3 M
1. Income Gain Codes: A =$1,000 or Jess B =$1,001-$2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 -$50,000 (See Columns BJ and D4) F =$50.001-$100,000 G =$100,001-$1,000,000 HJ =$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 - $50.000 L =$50.001-$100,000 M =$100,001 - $250,000 (See Columns C J and D3) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,00J -$5,000,000 P2 =$5,000,00 I - $25,000,000
3. Value Method Codes P3 =$25,000,001 - $50.000,000 R =Cost (Real Estate Only) P4 =More than $50,()(X),000 T =Cash Market (See Column C2) Q =Appraisal V =Other S =Assessmen!
U =Book VaJue W=Estimated
A.
(2) (I} (4) (5)
Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT
Page 12 of 77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
Description of Assets
B. C. D.
Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period
(!) (2) (2)(1) (3) Amount Code I
Place "(X)" after each asset exempt from prior disclosure
(A-H)
Type (e.g.
div., rent,
or int.)
Value
Code 2 (J-P)
Value
Method
Code 3 (Q-W)
Type (e.g.
buy, sell,
redemption)
Date
Month-
Day
Value
Code 2 (J-P)
Gain
Code I
(A-H)
Identity of
buyer/seller
(if private
transaction)
GLOBAL
117. PU ERTO RI CO GO E 5% 7/1/28 c Interest TRTO GLOBAL
4/3 M
118. NYS TWY 5% 4/1/19 D Interest TRTO GLOBAL
4/3 N
119. NJ T RAN S IT TRU ST 5.25 6/15/06 A Interest TRTO GLOBAL
4/3 M
120. NY TOBACCO S ETTLEMENT 5% 6/1/09 A Interest TRTO GLOBAL
4/3 M
121. PR GO C MB IA 4.25% 7/1/22 c Interest TRTO GLOBAL
4/3 M
122. S UFF OLK CO NY MB! 4% 6/15/11 A Interest TRTO GLOBAL
4/3 N
123. NY ST ENVI RON FAC CL 5.25% 6/15/12 A Interest TR TO GLOBAL
4/3 M
124. NAS SAU CO SALES TAX 5% 11/15/14 A Interest TRTO GLOBAL
4/3 M
125. NYC GO 5% 8/1/15 D Interest TRTO GLOBAL
4/3 N
126. NY ST ENV PIT FGI C 5.25% 12/15/16 A Interest TRTO GLOBAL
4/3 N
127. YONKERS NY GO MB IA 5% 12/1/07 A Interest TRTO GLOBAL
4/3 N
128. MET T RAN S AUTH NY 5.25% 11/15/17 A Interest TRTO GLOBAL
4/3 N
129. NY CI TY TFA A 5.5% 11/1/26 A Interest TRTO GLOBAL
4/3 N
130. NY SALES TAX RECEIV 5% 10/15/21 A Interest TRTO GLOBAL
4/3 N
131. NEWYORK CITY GO M 5% 4/1/13 D Interest TRTO GLOBAL
4/3 N
132. NY ST DORM AUTH ST 5% 7/1/15 D Interest TRTO 4/3 N
1. Income Gain Codes: A =$1,000 or Jess B =$ 1,001 - $2,500 C =$2,501 - S5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 - $1,000.000 HJ =$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or Jess K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000 (See Columns CJ and D3) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C2) Q =Appraisal V =Other S =Assessment
U =Book Value W =Estimated
rrn TOGLOBA
D.
(1) (2) (2) (2) (4) (5)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 13 of 77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TR u STS -- income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. Description of Assets Income during Gross value al end of
(including trust assets) reporting period reporting period Transactions during reporting period
(1) (3)(1) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of
exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) lransaction)
GLOBAL
133. NY ST TWY AU FSA 5% 4/1/15 D Interest TR TO GLOBAL
4/3 M
134. NYS URBAN DEV CORP 5.5% 1/1/2017 c Interest TR TO GLOBAL
4/3 N
135. NYC NY SUB E4 DFRN 8/1/22 c Interest SELL 3/29 N A
136. NY ST TWY AU AMBAC 5% 4/1/2019 B Interest BUY 2/10 N
137. NY ST TWY AU AMBAC 5% 4/1/2019 None 4/3 N
138. CONN ST HLTH YALE 7/1/29 A Interest SELL 3/29 L A
139. NY SER G 5.75% 10/15/2012 None BUY 3/28 N
140. NY Ser G 5.75% 10/15/2012 None TR TO GLOBAL
4/3 N
141. Money Market Fund - Federated NY Muni B Dividend TR TO GLOBAL
4/27 L
142. CAPITAL GUARDIAN -GLOBAL EQUITY:
143. Tokyo Electron B Dividend M T BUY 2/2 M
144. PARTIAL SALE
11/21 L E
145. Heineken Holding NV B Dividend M T PARTIAL SALE
1/12 K B
146. BUY 8/3 K
147. Vodafone Group PLC D Dividend PARTIAL SALE
1/12 K A
148. PARTIAL 1/23 L A
l. Income Gain Codes: A =$1,000 or Jess B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 -$15,000 E =$15,001 -S50,000
(See Columns Bl and 04) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HJ =Sl.000,001 -$5,000,000 H2 =More than $5,000,000 2 Value Codes J =$15,000 or less K =$15,001- $50,000 L =$50.001 - $100,000 M =$100.001-$250,000
(Sec Columns Cl and D3) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 -$25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T :Cash Market (See Column C2) Q =Appraisal V =Other S =Assessment
U =Book Value W =Estimated
Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT
Page 14 of 77 8/14/2007Barry, Maryanne T
VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of the spouse and dependent children. see PP· 34-60 of filing instroctions.J
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. c. D. Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month - Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
SALE
149. PARTIAL SALE
8/15 J A
150. SELL 9/26 L A
151. Unilever NV NY SHRS c Dividend L T BUY 2/2 K
152. Cheung Kong Hldg A Dividend L T PARTIAL SALE
1/12 K D
153. BUY 8/3 K
154. Suncor Energy Inc A Dividend M T
155. Shell CDA LTD B Dividend M T
156. Astrazeneca PLC (SEK c Dividend M T BUY 2/2 L
157. ASTRAZENECA PLC (GBP) c Dividend M T BUY 2/2 L
158. Sun Hung Kai Prop c Dividend M T BUY 2/2 M
159. Nestle SA D Dividend N T BUY 2/2 M
160. Wal-Mart De M exico B Dividend N T BUY 2/2 J
161. Holcim LTD c Dividend M T BUY 2/2 J
162. BUY 2/3 J
163. PARTIAL SALE
5/30 J A
164. CRH PLC B Dividend L T
1. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501 • $5,000 D =$5,001 • $15,000 E =$15,001 - $50,000
(See Columns Bl and D4) F =$50,001 • $100,000 G =$100,001- $1,000,000 HI =$1,000,001- $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 • $50,000 L =$50,001 - $100,000 M =$100.001 - $250,000
(See Columns Cl and D3) N =$250.001 - $500,000 0 =$500,001- $1,000.000 Pl =$1,000,001 • $5,000.000 n =$5,000,001 • $25,ooo.ooo
3. Value Method Codes P3 =S25,000.00! • $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(See Column C2) 0 =Appraisal V =Other S =Assessment U =Book Value W=Estimated
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 15 of 77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TR u STS -- income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instrnctions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
Place "(X)11 after each asset
exempt from prior disclosure
B. c. D. Income during Gross value al end of Transactions during reporting period
reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div., renl, Code 2 Method buy, sell, Month - Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
165. Richemont
166. Novartis AG
167. Pearson PLC
168. Samsung Elec Gds
169.
170. Bouygues
171.
172.
173.
174. JCDecaux INTL
175. L'Air Liquide Bearer
176.
177. HSBC Hldgs
178.
179. LI & Fung
180. Nikko Cordial Corp
181.
c
c
B
c
c
A
D
E
c
A
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
M
N
K
N
N
K
N
N
M
T PARTIAL SALE
T BUY
T BUY
T PARTIAL SALE
BUY
T BUY
BUY
BUY
BUY
T
T BUY
PARTIAL SALE
T BUY
BUY
T PARTIAL SALE
BUY
SELL
1/12 L E
2/2 M
2/2 J
1/12 L E
8/3 L
2/2 K
317 L
3/8 L
11/8 K
2/2 M
6/12 J A
2/2 M
2/17 M
1/12 L E
2/2 K
7/28 K A
1. Income Gain Codes: A =$1,000 or less B =$1,00! -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15.001 -$50,000 (See Columns Bl and D4) F =$50,00! - $100,000 G =$100,001-$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50.001 - $!00,000 M =$100,001 -$250,000 (See Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 . $],000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00! -$25,000,000
3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C2) 0 =Appraisal V =Other S =A.;;sessment
U =Book Value W =Estimated
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 16 of 77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TRUSTS .. income, value, transactions anc1udes those of the spouse.and dependent children. see pp.34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
B. Income during
reporting period
c. Gross value at end of
reporting period
D.
Transactions during reporting period
Place "(X)" after each asset
exempt from prior disclosure
(I) Amount Code I
(A-H)
(2) Type (e.g.
div., rent,
or int.)
(I)
Value
Code 2
(J-P)
(2) Value
Method
Code 3 (Q-W)
(!) Type (e.g.
buy, sell,
redemption)
(2) Date
Month-
Day
(3) Value
Code 2
(J-P)
(4) Gain
Code I
(A-H)
(5) Identity of
buyer/seller
(if private
transaction)
182. RECKITT BENCKISER B Dividend L T PARTIAL SALE
1/12 K c
183. SANOFI-AVENTIS c Dividend N T PARTIAL SALE
1/12 K D
184. BUY 8/3 M
185. BUY 10/20 M
186. AMERICA MOVIL c Dividend M T PARTIAL SALE
1/25 L E
187. BUY 8/4 K
188. SCHNEIDER ELECTRIC c Dividend M T PARTIAL SALE
1/12 K D
189. PARTIAL SALE
5118 J c
190. PARTIAL SALE
5/26 K D
191. BUY 8/3 J
192. RENAULT B Dividend L T BUY 212 K
193. NIKON A Dividend M T BUY 2/2 L
194. HOYA CORP c Dividend M T BUY 2/2 M
195. STANDARD CHARTERED c Dividend M T BUY 2/2 L
196. BUY 12/5 K
197. AEON CO A Dividend M T PARTIAL SALE
1/12 K D
198. BUY 11/8 L
1. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 - $15.000 E =$15.001 -$50,000
(See Columns Bl and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HJ =$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000
(See Columns CI and D3) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =Sl,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000
3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(See Column C2) Q =Appraisal V =Other S ==A scssment
U =Book Value W =Estimated
(1)
D.
(1) (4)
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 17 of 77 8/14/2007Barry, Maryanne T
VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of/he spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. c.B.
Gross value at end of Description of Assets Income during Transactions during reporting period reporting period (including trust assets) reporting period
(2) (2) (2) (3)(1) (5) Place "(X)" after each asset Amount Type (e.g. Value Value
exempt from prior disclosure Code 1 div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3
(Q-W)
Type (e.g.
buy, sell,
redemption)
Date
Month-
Day
Value Gain Identity of
Code 2 Code 1 buyerfseller (J-P) (A-H) (if private
transaction)
199. ROYAL BANK SCOTLAND D Dividend N T BUY 2/2 M
200. ESSIL OR INTL A Dividend L T
201. KONINKL!JKE KPN NV D Dividend M T BUY 2/2 L
202. BNP PARIBAS B Dividend L T PARTIAL SALE
1/12 K D
203. BUY 3/31 J
204. BUY 8/3 K
205. GALLAGHER ARTHUR B Dividend L T BUY 8/3 K
206. REED ELSEVIER c Dividend M T BUY 2/2 K
207. STATE STR CORP A Dividend PARTIAL SALE
5/3 J B
208. PARTIAL SALE
5/5 J c
209. PARTIAL SALE
5/30 K D
210. SELL 5/31 J c
211. YAKULT HONSHA A Dividend L T
212. CINCINNATI FINL CORP B Dividend L T
213. DUKE ENERGY CORP A Dividend L T PARTIAL SALE
1/10 J A
214. EMERSON ELECTRIC D Dividend N T BUY 2/2 M
215. GENERAL ELECTRIC B Dividend 0 T BUY 2/2 M
1. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 - $15,000 E =$15,00! - $50,000
(See Columns Bl and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5.000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L=$50,001-S!OO,OOO M =$100,001-$250,000
(See Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 - $5,000,000 P2=$5,000,001 - $25,000,000
3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(See Column Cl) Q =Appraisal V=Other S =Assessment U ""Book Value W =Estimated
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 18 of 77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TR u STS .. income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. c. D.
Income during Gross value at end of Transactions during reporting period reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A·H) or int.) (J-P) Code 3 redemption) Day (J-P) (A·H) (if private
(Q-W) transaction)
216. BUY 2/3 L
217. ILLINOIS TOOL WORKS B Dividend M T BUY 2/2 L
218. BUY 7/6 L
219. INTEL CORP B Dividend M T BUY 3/6 K
220. BUY 3/21 K
221. BUY 4/28 K
222. BUY 8/3 K
223. PEPSICO c Dividend M T BUY 2/2 L
224. AT&T B Dividend L T BUY 8/3 K
225. SCHLUMBERGER LTD B Dividend N T
226. SOUTHWEST AIRUNES A Dividend K T PARTIAL SALE
1/11 K B
227. PARTIAL SALE
1/12 J B
228. BUY 8/3 K
229. UNION PACIFIC B Dividend M T BUY 2/2 K
230. BUY 8/3 K
231. WILLIAMS SONOMA A Dividend K T
232. AIR PRODUCTS & CHEMICALS B Dividend M T BUY 2/2 L
1. Income Gain Codes: A =$1,000 or Iess B =$1,001 - $2,500 c =$2,50! • $5,000 D =$5,001 - $15,000 E =$15,001- $50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000
(See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001 • $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000 3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More !ban $50.000,000 T =Cash Market
(See Column C2) Q =Appraisal V =Other S =Assessment U =Book Value W =Estimated
(3) (5)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 19of77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. C.
Income during Gross value at end of
reporting period reporting period
(1) (2) (1) (2) Amount Type (e.g. Value Value Code 1 div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3
(Q-W)
D.
Transactions during reporting period
(2)(1) (4) Type (e.g. Date Value Gain Identity of
buy, sell, Month- Code 2 Code 1 buyer/seller Dayredemption) (if private
transaction)
(J-P) (A-H)
233. FLUOR CORP
234. INT'L BUSINESS MACHINES
235.
236. MICROSOFT CORP
237.
238.
239.
240.
241.
242.
243. INTERPUBLIC GP
244.
245. CAMPBELL SOUP CO
246.
247. ROYAL DUTCH SHELL
248.
249. UNITED TECHNOLOGIES
A
c
c
B
E
c
Dividend
Dividend
Dividend
None
Dividend
Dividend
Dividend
L
M
M
L
N
N
T
T BUY
PARTIAL
SALE
T BUY
BUY
BUY
BUY
BUY
BUY
PARTIAL
SALE
BUY
SALE
T BUY
PARTIAL
SALE
T BUY
BUY
T BUY
212 M
10/19 L B
1/10 L
1/11 K
1113 J
2/2 K
2/3 J
2/23 J
512 M A
4/11 J
4/17 J A
2/2 L
10/19 L E
2/2 M
8/3 J
2/2 M
l. Inc.ome Gain Codes: A =$1,000 or less B =$1,001 • $2,500 c =$2,501 • $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5.000,000
2. Value Codes J =$15,000 or less K =$15.001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250.000 (See Columns Cl and D3) N =$250,001 • $500,000 0 =$500,001 • $!,000,000 Pl =$1,000,00! • $5,000,000 P2 =$5,000,001 • $25.000.000
3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P =More than $50.000,000 T =Cash Market (See Column CZ) Q =Appraisal V =Other S =Assessment
U =Book Value W ::::Estimated
--
A.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 20 of 77 8/14/2007Barry, Maryanne T
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. c. D.
Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(!) (2) (1) (2) (!) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
250. BAKER HUGHES A Dividend L T PARTIAL SALE
7128 J c
251. CITIGROUP B Dividend K T
252. WELLS FARGO & CO c Dividend L T
253. BERKSHIRE HATHAWAY None L T
254. ROBERT HALF INTL None SELL 1/24 K E
255. COSTCO A Dividend L T PARTIAL SALE
1/23 J B
256. LOWES COS B Dividend N T BUY 212 K
257. BUY 8/3 K
258. UNITED PARCEL SERVICE B Dividend L T
259. EXXON MOBIL c Dividend M T BUY 2/2 K
260. PARTIAL SALE
8/17 M E
261. FEDEX CORP A Dividend L T BUY 212 J
262. SIEMENS A Dividend L T PARTIAL SALE
1/11 K c
263. BUY 8/3 K
264. ALLERGAN INC A Dividend M T PARTIAL SALE
1/11 L E
265. BUY 8/3 K
266. SLM CORP D Dividend N T BUY 2/2 M
1. Income Gain Codes: A =Sl,000 or less B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns Bl and D4) F =$50,00J - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 - $100,000 M :$100,001-$250,000 (See Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1.000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =C.ash Market (Sec Column C2) Q =Appraisal V =Other S =A
(2) (5)
Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT
Page 21of77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TRUSTS -- income, value, transactions r1nc1udes those of the spouse and dependent children. see PP· 34-60 of filing instructions.;
D NONE (No reportable income, assets, or transactions.)
A. B. C. D. Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(1) (2) (1) (2) (1) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g.
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption)
(Q-W)
(3) (4) Date
Month-
Day
Identity of
Code 2 Value Gain
Code I buyer/seller
(J-P) (if private
transaction) (A-H)
267. BUY 11/8 L
268. BUY 11/16 J
269. BUY 11/17 J
270. BUY 12/5 K
271. BUY 12/6 K
272. WEATIIBRFORD INTL None L T PARTIAL 3/21 J c SALE
273. PARTIAL 4/25 K E SALE
274. PORTUGAL TELECOM None SELL 1/30 L A
275. RIO TINTO D Dividend M T PARTIAL 1/12 L E SALE
276. BUY 8/3 K
277. AMERICAN STD D Dividend N T BUY 2/2 L
278. BUY 2/7 M
279. BUY 2/8 L
280. SAP B Dividend N T BUY 212 M
281. BUY 2/2 K
282. BUY 7/31 K
283. BUY 8/17 L
1. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000
(See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 - Sl,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000 (See Columns Cl and D3) N =$250,001 - $500,000 0 :$500,001 - $1,000,000 Pl =Sl,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C2) Q =Appraisal V =Other S =Assessment
U =Book Value W =Estimated
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 22of77 8/14/2007Barry, Maryanne T
VII. INVESTMENTS and TR u STS -- income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place " (X)" after each asset exempt from prior disclosure
B. c. D. Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(!) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
284. KINDER MORGAN B Dividend K T PARTIAL SALE
285. MITSUBISHI CORP B Dividend M T PARTIAL SALE
286. PARTIAL SALE
287. BUY
288. COMCAST None M T BUY
289. CANON A Dividend L T
290. WHOLE FOODS MARKET B Dividend K T PARTIAL SALE
291. AMYLIN PHARMACEUTICALS None SELL
292. KRAFT FOODS c Dividend M T BUY
293. MITSUBISHI ESTATE B Dividend N T BUY
294. HONG KONG & CHINA GAS B Dividend M T PARTIAL SALE
295. BUY
296. BUY
297. GOLDEN WEST FINL A Dividend SELL
298. JPMORGAN CHASE c Dividend M T PARTIAL SALE
299. BUY
300. PARTIAL
717 L
1/12 M
1/26 K
4/27 M
2/2 L
1/3 K
4/27 K
2/2 L
212 L
1/12 L
8/3 K
8/3 K
10/2 K
3/15 L
2/2 L
8/16 K
E
F
E
D
E
D
D
D
c
1. Income Gain Codes: A =$.1,000 or less B =$1,001 • $2,500 c=$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000
(See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HJ =$1,000,001 - $5,000,000 H2 =More than $5,000,000 2. Value Codes J =$15,000 or less K :$15,001 - $50,000 L =$50,001 - SI00,000 M =$100,001 - $250,000
(See Columns Cl and D3) N =$250,001 - $500,000 o =$500,001 -Sl,000,000 Pl =Sl,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
3. Value Method Codes
(See Column C2) P3 =$25,000,001 - $50,000,000
Q =Appraisal R =Cost (Real Estate Only)
V =Other
P4 =More than $50,000,000
S =Assessmrnt T=Cash Market
U =Book Value W=Estimatctl
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 23of77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of the spouse and dependent children. see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. c. D.
Income during Gross value at end of Transactions during reporting period reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div.• rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-ll} (if private
(Q-W) transaction)
SALE
301.
302.
303.
304.
HBOS PLC c Dividend M T
PARTIAL
SALE
PARTIAL
SALE
PARTIAL
SALE
BUY
9113
1/12
1/26
8/3
K
L
K
L
D
E
D
305. PROCTER & GAMBLE A Dividend K T BUY 2/2 J
306.
307.
308.
AUTONATION None L T PARTIAL
SALE
PARTIAL
SALE
BUY
1/11
4/12
3/15
J
K
K
c
D
309. MATTEL None SELL 1/11 K A
310. AMERICAN INTL GROUP A Dividend L T BUY 2/2 J
311. BUY 8/3 K
312. CHEVRON CORP D Dividend M T BUY 2/2 L
313.
314.
315.
SUMITOMO MITSUI FINL A Dividend N T
PARTIAL
SALE
PARTIAL
SALE
BUY
10/25
1/12
8/3
K
L
L
D
E
316. BUY 12/6 L
1. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501 -$5,000 D =$5,001 - $15,000 E =$15,001 -$50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 Hl =$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 -$100,000 M =$100,001 -$250,000
(See Columns Cl and 03) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =SJ,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(See Column C2) Q =Appraisal V =Other S =Assessment
U =Book Value W =Estimated
FINANCIAL DISCLOSURE REPORT
Page 24of77
Name of Person Reporting
Barry, Maryanne T
Date of Report
8/14/2007
VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset exempt from prior disclosure
B. c. D.
Income during Gross value at end of Transactions during reporting period reporting period reporting period
(!) (2) (!) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
317. BHP BILLITON B Dividend K T PARTIAL 1112 K E SALE
318. PARTIAL 5/1 J D SALE
319. GENERAL GROwrH PPTYS B Dividend M T BUY 2/2 K
320. BUY 8/3 J
321. OMNICOM GROUP B Dividend M T BUY 212 K
322. MITSUI SUMITOMO INS A Dividend L T BUY 212 J
323. DAVITA None M T
324. WELLPOINT (FORMERLY ANTHEM) None M T BUY 2/2 K
325. TIME WARNER A Dividend L T BUY 212 J
326. ENI B Dividend K T PARTIAL 1113 0 E SALE
327. FANUC c Dividend N T BUY 2/2 M
328. FOREST LABS None L T
329. ALCAN B Dividend M T BUY 2/2 K
330. VERIZON COMM B Dividend K T BUY 212 J
331. PARTIAL 5124 K A SALE
332. BUY 7/6 K
333. SMIIB & NEPHEW A Dividend M T BUY 2/2 K
l. Income Gain Codes: A =$1,000 or Jess 8 =$1,001 - $2,500 c =$2,501 • $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000
(See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 - Sl,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000 2. Value Codes J :$15,000 or Jess K =$15,001 • $50,000 L =$50,001 • $100,000 M =$100,001 • $250,000
(See Columns Cl and 03) N =$250,001 • $500,000 0 =$500,001 • $1,000,000 Pl =$ 1,000,001 • $5,000,000 P2 :$5,000,001 - $25,000,000
3. Value Method Code> P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C) Q =Apprais I V =Other S =Assessment
U =Book V
--
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 25 of 77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
Place "(X)" after each asset exempt from prior disclosure
B. c. D. Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(!) (2) (1) (2) (!) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
334. BUY
335. BUY
336. CISCO None L T BUY
337. AGILENT TECH None L T
338. HANG LUNG PROP c Dividend M T BUY
339. TOKYO GAS A Dividend L T BUY
340. PARTIAL SALE
341. BUY
342. ACCOR B Dividend M T BUY
343. COCA-COLA AMATIL A Dividend J T PARTIAL SALE
344. PARTIAL SALE
345. SINGAPORE TELECOM D Dividend M T PARTIAL SALE
346. BUY
347. BUY
348. BUY
349. BUY
350. BUY
8/30 K
8/31 K
8/3 J
212 K
2/2 K
5/10 K E
5/10 K
216 K
1/12 K c
1/27 K c
1112 K c
1/12 K
7/24 J
8/11 K
8/14 K
10/5 K
1. Income Gain Codes: A =S 1,000 or less 8 =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 • $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000 (See Columns Cl and 03) N =$250.001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 · $5,000,000 P2 =$5.000.001 - $25,000,000
3. Value Methnd Cndes
(See Column C2) P3 =$25,000,001 - $50,000,000
Q =Appraisal R =Cost (Real Estate Only)
V =Other
P4 =More than $50,000,000
S =Assessment T =Cash Market
t; =Book Value W =Estim
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 26of77 8/14/2007Barry, Maryanne T
VII. INVESTMENTS and TRUSTS -- income, value, transactions r1nc1udes those of the spouse and dependent children. see PP· J4-6o of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset exempt from prior disclosure
B. c. D.
Income during Gross value at end of Transactions during reporting period reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
351. ERICSSON c Dividend BUY 2/2 M
352. PARTIAL SALE
8/18 M A
353. SELL 8/21 K A
354. TESCO B Dividend L T
355. WOOLWORTHS c Dividend M T BUY 2/2 K
356. BUY 4/28 J
357. BUY 10/6 J
358. LEXMARK None SELL 2/3 K A
359. SUZUKI MOTOR A Dividend M T BUY 2/2 K
360. BUY 2/3 J
361. BUY 2/7 J
362. L'OREAL B Dividend L T BUY 3/8 K
363. POTASH CORP SK C$ A Dividend N T BUY 219 L
364. BUY 10/19 M
365. NATIONAL INSTRUMENTS CORP A Dividend L T BUY 7118 J
366. SEPRACOR INC None L T BUY 2/2 M
367. BUY 4/6 K
1. Income Gain Codes: A=$1,000 or Jess B =$!,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000
(See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001-$!,000,000 HI =Sl,000,001 - $5,000,000 H2 =More than $5,000,000 2. Value Codes l =$15,000 or less K=S15,001 - $50,000 L =$50,001 -$100,000 M =$100,001 - $250,000
(See Columns Cl and 03) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =Sl,000,001 -$5.000,000 P2 =$5,000,001 -$25,000.000
3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Re"t Estate Only) P4 =More than $50,000,000 T =Cash Market
(See Column CZ) O=Appraisal V =Other S =Assessment U =Book Value W =Eslimated
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 27of77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TR u STS -- income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. c. D. Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(!) (2) (!) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
368. BUY 4/28 K
369. PARTIAL 7125 L A SALE
370. PARTIAL 7/26 M A SALE
371. IBERDROLA SA c Dividend K T BUY 2/2 J
372. BUY 2/3 J
373. PARTIAL 10/4 L E SALE
374. PARTIAL 10/23 K D SALE
375. WASHINGTON MUT INC E Dividend N T BUY 2/2 M
376. BUY 3/31 L
377. TOLL HLDGS LTD c Dividend M T BUY 2/2 K
378. BUY 8/3 K
379. EXELON CORPORATION B Dividend L T
380. GENERAL DYNAMICS CORP A Dividend L T
381. CENTRICA c Dividend M T BUY 2/2 K
382. MILLENNIUM PHARMACEUTICALS None M T INC
383. EAST WEST BANCORP INC A Dividend L T BUY 2/2 K
384. ALTADIS SA (SPAIN) B Dividend L T
1. Income Gain Codes: A=$1,000 or less B =$1,001 - $2,500 c=$2,501 - $5,000 D=$5,001 • $15,000 E =$15,001-$50,000 (See Columns Bl and 04) F=$50,001 -$100,000 G =$100,001 - $1,000,000 HI=$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K=$15,001 - $50,000 L =$50,001 -$100,000 M =$100,001 - $250,000 (See Columns Cl and 03) N=$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market (See Column C2) 0=/\ppraisal V=Other S =Assessment
U ::::l:fook Value W=Estimated
(3)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 28of77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transaclions during reporting period (including trust assets) reporting period reporting period
(1) (2) (1) (2) (1) (2) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value
exempt from prior disclosure Code I div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3
(Q-W)
Type (e.g. buy, sell,
redemption)
Date
Month-
Day
Value Gain Identity of
Code 2 Code I buyer/seller (J-P) (A-H) (if private
transaction)
385. FORTIS c Dividend M T BUY
386. BUY
387. LEGGETT & PLATT INC B Dividend K T
388. SUMITOMO REAL ESTATE SALES A Dividend L T
389. JOHNSTON PRESS PLC B Dividend L T BUY
390. BUY
391. SASOL SPON ADR c Dividend M T BUY
392. INDITEX B Dividend L T BUY
393. MORRISON (WILLIAM) A Dividend SELL SUPERMARKETS
394. ADOBE SYSTEMS None SELL
395. RINKER GROUP LTD D Divide11d N T BUY
396. BUY
397. WESFARMERS LTD A Dividend BUY
398. SELL
399. CANADIAN NATURAL RESOURCES A Dividend M T BUY
400. BUY
401. BUY
5/18 K
7125 J
2/2 K
8/3 J
4/6 M
2/2 K
9/28 K D
6/19 K A
2/2 L
8/3 K
2/2 K
5/11 K A
1/5 J
1/6 J
2/2 M
I. Income Gain Codes: A =$1,000 or less B =$1,001 - S2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =Sl,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =S15,()(X) or less K =$15,001 - $50,000 L =S50,001 - Sl00,000 M =$100,001 - $250,000 (See Columns Cl and 03) N =$250,001 - $500,000 0 =$500,001 - SI,000,000 Pl =Sl,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000
3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C2) 0 =Appraisal V =Other S =Assessment
U =13ook Value W =Estimalcd
(2) (3) (4)
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 29 of 77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(2) (1)(1) (1) (2) (5) Place "(X)" after each asset Amount Type (e.g. Value Value
exempt from prior disclosure Code 1 div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3
(Q-W)
Type (e.g.
buy, sell,
redemption)
Date
Month-
Day
Value Gain
Code 1Code 2 (J-P) (A-H)
Identity of
buyer/seller
(if private
transaction)
402. BUY
403. ALLIANZ A Dividend L T BUY
404. BA YER AG BEARER B Dividend L T BUY
405. BMW A Dividend L T BUY
406. BANCO SANTANDER CENTRAL B Dividend L T BUY HISPANO
407. REPSOl.r YPF A Dividend PARTIAL SALE
408. SELL
409. VEOLIA ENVIRONMENT c Dividend N T BUY
410. KINGFISHER PLC c Dividend L T
411. CADBURY SCHWEPPES B Dividend K T BUY
412. SCOTTISH AND SOUTHERN ENERGY D Dividend M T BUY
413. BUY
414. TREND MICRO None L T
415. TOKYO ELECTRIC POWER CO A Dividend L T BUY
416. MCDONALDS CORP B Dividend L T BUY
417. IMCLONE None L T BUY
418. BUY
8/3 K
212 K
2/2 K
2/2 K
2/2 K
1/27 K A
2/1 J A
2/2 L
2/2 K
2/2 K
2/6 L
2/2 K
2/2 K
8/3 K
9/26 J
1. Income Gain Codes: A =$1,000 or Jess B =$1,001 - $2,500 c=$2,501 - $5,000 0 =$5,001 - $15,000 E=$15,001 - $50,000
(See Columns Bl and 04) F=$50,001 - $100,000 G=$100,001 - $1,000,000 HI=Sl,000,001 - $5,000,000 H1=More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L=$50,001 - $100,000 M =$100,001 - $250,000
(See Columns CJ and 03) N =$250,001 - $500,000 o =$500,001 - Sl,000,000 Pl =$1,000,001 - $5,000,000 P2=$5,000,001 - $25,000,000
3. Value Method Codes P3 =$25,000,001 • $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market
(See Column C2) Q=Appraisal V=Other S =Assessment
U =Book Value W =Estimated
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 30 of 77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TRUSTS .. income, vatue, transactions (Includes those of the spouse and dependent children. see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
Place "(X)" after each asset exempt from prior disclosure
B. c. D.
Income during Gross value at end of Transactions during reporting period reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
419. AVON PRODUCTS INC
420.
421. CAPITAL ONE FINANCIAL CORP
422. CARNIVAL CORP
423.
424.
425.
426.
427.
428. DANAHER CORP
429. MEDCO HEALTH SOLUTIONS
430.
431. ALCOA INC
432. DELTA PETROLEUM
433.
434.
435.
A
A
c
A
A
Dividend
Dividend
Dividend
Dividend
None
Dividend
None
K
L
K
L
N
T PARTIAL
SALE
BUY
T BUY
BUY
PARTIAL
SALE
BUY
BUY
PARTIAL
SALE
SELL
T BUY
BUY
SELL
T BUY
T BUY
BUY
BUY
BUY
1/30 K A
11/8 K
212 K
2/2 M
5/25 M A
6/30 M
7/10 L
9/21 L D
9/22 M D
2/2 J
212 K
11/10 L A
212 K
1/4 J
2/2 L
5/18 K
5/19 K
1. Income Gain Codes: A =$1,000 or Jess B =$1,001 - $2,500 C =S2,50! - $5,000 D =$5,001 - $15,000 E =$15,001- $50,000 (See Columns Bl and D4) F =$50,001 • $100,000 G =$100,00! - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or Jess K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000 (See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,00! • $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C2) O=Appraisal V =Other S =Assessment
U =Book Value W =Estimated
(2) (3) (5)
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 31of77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. C. D. Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(1) (1) (2) (4)(2)(1) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of
exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaclion)
436. BUY 5/22 K
437. BUY 5/23 K
438. BUY 5/25 K
439. ZYMOGENETICS INC None K T BUY 115 J
440. BUY 2/13 J
441. BUY 3/16 K
442. BUY 3/21 J
443. BUY 3/22 J
444_ BUY 3/27 J
445. NEWCREST MINING NPV A Dividend L T BUY 1/16 K
446. BUY 1/17 J
447. BUY 1/23 J
448. BUY 217 K
449. BRAMBLES IND LTD c Dividend L T BUY 217 K
450. BARRICK GOLD CORP A Dividend L T BUY 2/10 L
451. BUY 5/17 J
452. ADIDAS-SALOMON AG A Dividend BUY 1/30 K
1. Income Gain Codes: A =$1,000 or less B =$!,001- $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =Sl00,001 - $1,000,000 Hi =$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L :$50,001 - $100,000 M =$100,001 - $250,000
(See Columns CI and D3) N =$250,00! - $500,000 0 =$500,001 - Sl,000,000 Pl =S!,000,001 - $5,000,000 P2 =$5,000,001 - $25,000.000 3. Value Method Ca
--
Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT
Page 32of77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TR u STS income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. c. D.
Income during Gross value at end of Transactions during reporting period reporting period reporting period
(!) (2) (!) (2) (!) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
453.
454.
455. TOTAL SA
456.
457. NOKIA OYJ
458.
459.
460.
461.
462.
463.
464.
465.
466. MELCO INT'L
467.
468.
469.
c
A
A
Dividend M
Dividend M
Dividend M
BUY
SELL
T BUY
BUY
T BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
PARTIAL SALE
T BUY
BUY
BUY
BUY
5/18 J
11/15 K A
1/31 L
2/2 L
3/10 J
3/13 J
3/29 K
4/10 K
4/18 L
5/15 K
5/18 K
8/3 K
10/24 L A
3/29 J
3/31 J
4/3 J
4/18 K
1. Income Gain Codes:
(See Columns Bl and D4) 2 Value Codes
(See Columns Cl and D3)
3. Value Method Codes
(See Column C2)
A ::::$1,000 or less
F =$50,001 -$100,000 J =$15,000 or less
N =$250,001 - $500,000
P3 =S25,000,00I - $50,000,000
Q =Appraisal
U =Book Value
B =$1,001-$2,500
G =$100,001 - $1,000,000
K =$15,001 - $50,000
0 =$500,001 -$1,000,000
R =Cost (Real Estate Only)
V =Other
c =$2,501 -$5,000
HI =$1,000,001 - $5,000,000
L =$50,001 - $100,000
Pl =$1,000,001 -$5,000,000
P4 =More than $50,000,000
S =Assessment W =Estimated
D =$5,001 -$15,000 E =$15,001 - $50,000
H2 =More than $5,000,000
M =S!00,001 -$250,000
P2 =$5,000,001 - $25,000,000
T =Cash Market
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 33 of 77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. c. D. Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(!) (2) (!) (2) (!) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
470. BUY 4/21 K
471. BUY 4/25 K
472. BUY 4/26 K
473. SOFTBANK CORP A Dividend M T BUY 2/13 L
474. BUY 2120 L
475. BUY 5/18 L
476. PARTIAL 7/25 M A SALE
477. BUY 9/27 M
478. BUY 10/3 L
479. NIPPON STEEL CORP B Dividend L T BUY 2/22 K
480. DISNEY WALT CO None M T BUY 1/6 K
481. BUY 1/9 K
482. BUY 1/13 J
483. BUY 2/2 L
484. CORNING INC COM None M T BUY 2/2 M
485. BUY 8/3 K
486. MARSH & MCLENNAN COS B Dividend L T BUY 2/28 J
1. Income Gain Codes: A =$1,000 or less B =$1,001 • $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 -S50,000 (See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HJ =$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or Jess K =$15,001 - $50,000 L =$50,001 -$100,000 M =$100,001 - $250,000 (See Columns Cl and 03) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
3. Value Method Codes
(See Column C2) P3 =$25,000,001 - $50,000,000
Q =Appraisal R =Cost (Real Estate Only)
V =Other
P4 =More than $50,000,000
S =Assessment T =Cash Markel
U =Book Value W =Estimated
(2)
Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT
Page 34 of 77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
B. c.A. Gross value at end of Description of Assets Income during
reporting period (including trust assets) reporting period
(2) (I)(!) Amount Type (e.g. Value ValuePlace "(X)" after each asset Code I div., rent, Code 2 Methodexempt from prior disclosure (A-H) or int.) Code3(J-P)
(Q-W)
D.
Transactions during reporting period
(!) Type (e.g.
buy, sell,
redemption)
(2) Date
Month-
Day
(3) Value
Code 2 (J-P)
(4) Gain
Code I (A-H)
(5) Identity of
buyer/seller
(if private
transaction)
487. BUY
488. BUY
489. BUY
490. BUY
491. BUY
492. BUY
493. BUY
494. MEDTRONIC INC A Dividend M T BUY
495. BUY
496. CARNIVAL PLC A Dividend BUY
497. SELL
498. Brazos River 4.75% 5/1/29 c Interest TRFMF.l.
499. SELL
500. NY Empire UDC 5% 1/1113 D Interest N T TR FMF.I.
501. NY DORM AUTH SVC 4.375% 4/1/11 D Interest N T TR FMF.l.
502. NJ ECON DEV 5.25% 6/15/07 c Interest TR FMF.I.
503. SELL
3/2 J
3/3 J
3/7 K
3/8 J
3/21 K
5/9 J
7/27 J
3/17 M
3/31 K
212 K
5/25 K
4/3 M
11/1 L
4/3 N
4/3 N
4/3 M
5/24 M
A
A
1. Income Gain Codes: A =$1,000 or less B =Sl,001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns Bl and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =Sl,000,001 -$5.000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 - $100,000 M =$100,001 -$250,000 (S
Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT
Page 35of77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description or Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. c. D. Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
504. CO HLTH CHI 4.25% 9/1/09 D Interest TRFMF.l. 4/3 M A
505. SELL 12/20 M c
506. MICH ST BLDG 5.25% 10/15/11 D Interest TRFMF.l. 4/3 M
507. SELL 12/20 M c
508. NYS TWY AMBA 5% 4/01/09 c Interest N T TRFMF.l. 4/3 N
509. NYS TWY 5% 4/1/19 D Interest N T TRFRMF.l. 4/3 N
510. NYC HLTH/HOSP CORP 4.05% 2/15/11 D Interest N T TRFMF.L 4/3 N
511. NYS DORM AUTH 4.5% 7/1/09 c Interest N T TRFMF.l. 4/3 N
512. NYS DORM 5.25% 11/15/23 D Interest N T TR FMF.L 4/3 N
513. LIPA NY B 5.0% 6/1/07 D Interest TR FMF.L 4/3 M
514. SELL 12/20 M A
515. NY STATE TWY MBIA 5% 4/1/10 c Interest TR FMF.l. 4/3 M
516. SELL 12/11 M A
517. PUERTO RICO GO E 5% 7/1/28 D Interest TRFMF.l. 4/3 M
518. SELL 10/12 M A
519. NJ TRANSIT TRUST 5.25 6/15/06 c Interest TRFMF.l. 4/3 M
520. REDEMPTION 6/15 M A
1. Income Gain Codes: A =.$1,000 or less B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000
(See Columns Bl and 04) F :$50,001 - $100,000 G =$100,001 - $!,000,000 H1 :$1,000,001 - $5,000,000 H2 =More than $5,000,000 2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,00! - $250,000
(See Columns Cl and 03) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
3. Value Method Codes
(See Column C2) P3 :$25,000,001 - $50,000,000
Q =Appraisal R =Cost (Real Estate Only)
V =Other
P4 =More than $50,000,000
S =Assessment T =Cash Market
U =Book Value W =Estimated
(3) (5)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 36of77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TRUSTS -- income, value, transactions r1nc1udes those of the spouse and dependent children. see pp. 34-60 of filing instructions.;
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
Place "(X)" after each asset exempt from prior disclosure
B. c. Income during Gross value at end of
reporting period reporting period
(!) (2) (!) (2) Amount Type (e.g. Value Value Code I div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3
(Q-W)
D.
Transactions during reporting period
(!) (2) (4) Type (e.g. Date Value Identity of Gain
buy, sell, Month- Code 2 buyer/sellerCode I redemption) Day (if private
transaction) (A-H)(J-P)
521.
522.
523.
524.
525.
NY TOBACCO SETTLEMENT 5% 6/1/09
PR GO C MBIA 4.25% 7/1/22
SUFFOLK CO NY MB! 4% 6/15/11
NY ST ENVIRON FAC CL 5.25% 6/15/12
c
c
D
D
Interest
Interest
Interest
Interest
M
N
M
T
T
T
TRFMF.l.
TRFMF.l.
SELL
TRFMF.l.
TRFMF.l.
4/3
4/3
1016
4/3
4/3
M
M
M
N
M
A
526.
527.
NASSAU CO SALES TAX 5% 11/15/14
NYC GO 5% 8/1/15
D
c
Interest
Interest
M
N
T
T
TRFM F.l.
TRFMF.l.
4/3
4/3
M
N
528. NY ST ENV PIT FGIC 5.25% 12/15/16 D Interest N T TRFMF.l. 4/3 N
529. YONKERS NY GO MBIA 5% 12/1/07 D Interest N T TRFMF.l. 4/3 N
530. MET TRANS AUTH NY 5.25% 11/15/17 D Interest N T TRFMF.l. 4/3 N
531. NY CITY TRA A 5.5% 11/1/26 D Interest N T TRFMF.l. 4/3 N
532. NY SALES TAX RECEIV 5% 10/15/21 D Interest N T TRFMF.l. 4/3 N
533. NEW YORK CITY GO M 5% 4/1/13 D Interest N T TRFMF.l. 4/3 N
534. NY ST DORM AUTH ST 5% 7/1/15 D Interest N T TRFMF.I. 4/3 N
535. NY ST TWY AU FSA 5% 4/1/15 c Interest M T TRFMF.l. 4/3 M
536. EMPIRE ST DEV 5.5% 1/1/17 (FORMERLY NYS URBAN DEV CORP)
D Interest N T TR FMF.I. 4/3 N
537. PARTIAL 12/20 K A
1. Income Gain Codes: A =Sl,000 or less B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H1 =Sl,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or Jess K =$15,001- $50,000 L =$50,001 - $100,000 M =$100,001- $250,000 (See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
3. Value Method Codes PJ =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C2) Q =Appraisal V =Other S =Assessment
U =Book Value W =Estimated
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 37 of 77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TR u STS ·-income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
Place "(X)" after each asset exempt from prior disclosure
B. c. D. Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(1) (2) (!) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code I div.1 rent, Code 2 Method buy, sell, Month· Code 2 Code I buyer/seller (A-H) or int.) (J.P) Code 3 redemption) Day (J.P) (A·H) (if private
(Q-W) transaction)
538. NY Ser G 5.75% 10/15/2012
539.
540. NY ST TWY AU AMBAC 5% 4/1/2019
541. ING GROUP NV CVA
542.
543. BAE SYSTEMS PLC
544.
545.
546.
547.
548. YELL GROUP PLC
549.
550. NITTO
551.
552.
553.
D Interest
D Interest N
A Dividend M
D Dividend N
None M
A Dividend
SALE
TRFMF.I.
SELL
T TRFMF.I.
T BUY
BUY
T BUY
BUY
BUY
BUY
BUY
T BUY
BUY
BUY
PARTIAL
SALE
BUY
SELL
4/3 N
5/24 N A
4/3 N
5/17 K
8/17 M
4/4 M
4/5 J
4/7 L
8/3 K
12/5 J
417 L
4/10 L
4/10 K
7/25 K A
8/29 K
11/13 K A
1. Income Gain Codes: A =$1,000 or less B =$1,001 • $2,500 c =$2,501 • $5,000 D =$5,001 • $15,000 E =$15,001 • $50,000 (See Columns Bl and D4) F =$50,00! • $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 • $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 • $100,000 M =$100,001 - $250,000 (See Columns Cl and D3) N =$250,001 • $500,000 0 =$500,001 - $!,000,000 Pl =Sl,000,001 • $5,000,000 P2 =$5,000,001 • $25,000,000
3. V"luc Method Codes
(Seo Column C2) P3 =$25,000,001 - $50,000,000
Q =Appraisal R =Cos! (Real Estate Only)
V =Other
P4 =More than $50,000,000
S =Assessment T =Cash Market
U =Book Value W:::::Estimated
Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT
Page 38 of 77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TRUSTS -- income, value, transactions r1nc1udes those of the spouse and dependent children. see pp. 14-60 of filing instructions.;
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
8. c. D. Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
554. SPRINT NEXTEL CORP A Dividend K T BUY
555. PARTIAL SALE
556. PARTIAL SALE
557. BUY
558. WACHOVIA CORP B Dividend L T BUY
559. BUY
560. BUY
561. TARGET CORP A Dividend K T BUY
562. BUY
563. BUY
564. BUY
565. DELL INC None L T BUY
566. PUERTO RICO COMM 5% 12/1/2013 D Interest N T BUY
567. SARA LEE CORP A Dividend K T BUY
568. BUY
569. BUY
570. BUY
415 K
9/19 K
9120 J
10/25 K
4/26 K
717 J
7110 J
5/10 K
10/5 K
10/6 J
12/12 K
5/16 K
5/23 N
6/2 J
6/6 J
617 J
6/9 J
A
A
1. Income Gain Codes: A =$1,000 or less B =Sl,001 - $2,500 c :$2,501 - $5,000 D =15,001 - $15,000 E =$15,001 - $50,000
(See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 - Sl,000,000 HJ =Sl,000,001 - $5,000.000 H2 =More than $5,000,000 2. Value Codes J =$15,000 or less K =515,001 - $50,000 L :$50,001 - S!00,000 M =$100,00! - $250,000
(See Columns Cl and 03) N =$250,001 - $500,000 0 :$500,001 - $1,000,000 Pl =Sl,000,001 - $5,000.000 P2 =$5,000,001 - $25,000,000 3. Value Method Codes P3 =$2.5,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,0tJQ T =Cash Market
(See Column C2) 0 =Appraisal V =Other S =Assessment U =Book Value W =Estimated
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 39of77 Barry, Maryanne T 8/14/2007
VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset exempt from prior disclosure
B. c. D.
Income during Gross value at end of Transactions during reporting period reporting period reporting period
(!) (2) (!) (2) (!) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
571-
572.
573_
574.
575.
576.
577.
578.
579.
580.
581.
582. METRO P OLITAN TRAUTH G2 11/1/2026
583.
584.
585. INFOSYS TECHNOLOGIES A DR
586.
587. JARDEN CORP
c
A
Interest M
Dividend M
None L
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
T BUY
BUY
PARTIAL
SALE
T BUY
BUY
T BUY
6/21 J
6/27 J
m J
7/10 J
7/11 J
7/14 J
7/17 J
7/21 J
7/25 J
7/28 J
7/31 J
6/26 M
11/22 L
12/8 L
6/27 M
6/28 K
6/27 K
A
l. Income Gain Codes: A =$1,000 or less 8 =$1,001 - $2,500 c=$2,501 - $5,000 D =$5,001 -$15.000 E =$15,001 - $50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =S!00,001 - $1,000,000 HI =$1,000,001 - $5,000 ,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 -$250,000 (See Columns Cl and D3) N =$250,001 -$500,000 0 =$500,001 -