FINANCIAL DISCLOSURE REPORT Report Reuired the Ethis AOJO ... · FINANCIAL DISCLOSURE REPORT . Report Reuired . by . the Ethis AOJO . in Govenment Act of 1978 . Rw. 12006 . FOR CALEDAR

POSITION

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Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AOJO in Government Act of 1978 Rw. 112006 FOR CALENDAR YEAR 2005 (5 U.S.C. opp.§§ 101-11 /)

I. Person Reporting (last name, first, middle initial)

Lynn, Barbara M

2. Court or Organization -

-

U.S.D.C.-No. District of Texas

3. Date of Report

05/01/2006

4. Tille (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time)

Active Federal Judge

Sa. Report Type (check appropriate type)

D Nomination> Date

D Initial Annual 0 Final

6. Reporting Period

01/01/2005 to

12/31/2005

Sb. D Amended Report

7. Chambers or Office AddreSJ

1100 Commerce St, Room 1572 Dallas, TX 75242

8. On the basis of the information contained in this Report and any modifications pgrtaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions act;ompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITI 0 NS. (Reporting inilivi4uol only; see pp. 9-13 of instructions.)

D NONE (No reportable positions.) ·

NAME OF ORGANIZATION/ENTITY

I.Member Executive Board, Southern Methodist University Dedman School ofLaw

2. Board Member, Treasurer International Womens Forum - Dallas

3. Past President, Executiv Committee Patrick Higginbotham Inn of Court

4. Trustee The Center for American and International Law

5. Trustee Trust #1 (Dallas, Texas)(Income and Principal Beneficiary)

6. Secretary Federal Trial Judges Conference, Judicial Division of the American Bar Association

II. AGREEMENTS. (Reporting iniliviilual only; see pp. 14:16 of instructions.)

NONE (No reportable agreements.)

c:_ _;·PARTIES AND TERMS ,._, f'\j

I. ' ·

---..

2.

3.

SOURCE AND TYPE

5.

4.

5.

Date or Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 2of19 05/01/2006Lynn, Barbara M

HJ. N 0 N-JNVESTMENT JN CO ME. (Reporting indMdual and spouse; see pp. I 7-14 of instructions.)

A. Filer's Non-Investment Income

[KJ NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I.

2.

3.

4.

B. Spouse's Non-Investment I come - lfyou were married during any portion of the reporting year, complete this section.

(Dollar amount not requ_ired except/or honoraria.)

D NONE (No reportable non-investment income.)

I. 2005 Michael P. Lynn P.C.

2.

3.

IV. REIMBURSEMENTS - transportation, wdging,faod, entertainmenL

(Includes those to spouse ond dependent children. See pp. 25-27 of instructions.)

D NONE (No reportable reimbursements.)

SOURCE DESCRIPTION

1.ABA Key Biscayne, FL, January 7-8, ABA Section Winter Meeting (meals, hotel, transportation)

2.ABA Salt Lake City, UT, February 12-13, ABA Midyear Meeting (meals, hotel, transportation)

3.ABA Washington, DC, March I0-13, ABA Bankruptcy Meeting (meals, hotel, transportation)

4.ABA Newport Beach, CA, April 14-17, ABA Judicial Division Meeting (meals, hotel, transportation)

5.ABA Washington, DC, April 25-27, ABA SCFJI Meeting (meals, hotel, transportation)

6.ABA Quebec, Canada, June 22-25, ABA Section Spring Meeting (hotel, meals, transportation)

7.ABA Chicago, IL, August 3-8, ABA Annual Meeting (hotel, meals, transportation)

Dale of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 3of19 05/0112006Lynn, Barbara M

8.ABA Chicago, IL, September 23-24, ABA Section Fall eting (hotel, meals, transportation)

9.ACTL Dana Point, CA, November I 7-20, ACTL Ad Hoc Committee on Relationship with . Judiciary (hotel, meals, transportation)

DESCRIPTION

·CREDITOR DESCRIPTION VALUE

FINANCIAL DISCLOSURE REPORT

Page4of19

Name of Penon ·Reporting

Lynn, Barbara M

V. GIFTS. (includes thoS< lo spouse and dependent children. See pp. 16-31 of instructions.)

[RJ NONE (No reportable gifts.)

SOURCE

L

2.

3.

4.

5.

VJ. LIABILITIES. (Includes those of spouse and depemfent children. See pp. 32-3'1 o/instruction.J.)

[RJ NONE (No reportable liabilities.)

Date ofRtport

05/01/2006

VALUE

CODE

I.

2.

3.

4.

5.

B. c.

{I)

(A-H)

Dale of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT


VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. Su PP· 34-57 of filing instructions)

0 NONE (No reportable income, assets, or transactions.)

A. D.

Description of Assets Income during Gross value al end of Transactions during reporting period (including trust assets) reporting period reporting period

If not cxcmpc from disc:Josure (2) (I)(I)(2) Place "(X)" after each asset Amount Type(e.g. Value Value Type(c.g. (2) (3) (4) (5)

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, Date Value Gain Identity of (A-H) or inl) (J-P) Code 3 merger Month· Code2 Code I buyer/seller

redemption)(Q-W) Day (J-P) (if private

transaction)

I.

2. Charles Schwab Brokerage Account# I (includes 2-42)

.3. -Schwab Tax Exempt Money Market Fund

D Dividend N T

4. -Scudder Municipal Bond Mutual Fund D Dividend N T

5. -Vanguard Intennediate Tenn Municipal D Dividend N T Bond Mutual Fund

6. -Pimco Foreign Bond Mutual Fund A Dividend J T

7. -DFA US 6-IOValue Mutual Fund c Dividend K T

8. -Managers Fremont US Micro Cap None K T Mutual Fund·

9. -Gateway Mutual Fund B Dividend L T

10. -Harbor Capital Appreciation Mutual A Dividend K T Fund

11. -Janus Balanced Mutual Fund A Dividend K T

12. -Vanguard Index Trust Mutual Fund A Dividend K T

13. -Tweedy Browne Global Value Mutual A Dividend K T Fund

14. -Mosaic Investors D Dividend M T

15. -Royce Low Priced Stock D Dividend M T

16. -Dow Jones Telecom A Dividend Sell 4/4 J c

17. -Goldman Sachs Natural Resources B Dividend N T Buy 8/17 N

I. Inco m e Gain Codes: A =Sl.000 or kss B =S 1.00 t - S2.500 c =$2.501 -$5.000 D=S5.00I - St5,000 E=$15,001 -$50,000

(See Columns BI and 04) F =$50,00 I - $I 00,000 G =$100,00t · Sl,000,000 HI =$ 1,000,001 · $5,000,000 H2 =More than S.S, 000,000

2. Vatu.:Codcs J=$15,000 or less K=S 15,001 - $50,000 L=$50.00 I - $I 00,000 M =SI00,001 · $250,000

(Sec Columns Cl and 03) N=$250.00t -$500,000 0=$500,001 -$1,000.000 Pl =Sl,000,001 -$5,000.000 P2=$5,000.001 - $25.000.000

3. Value M ethod Codes

(Sec Column C2)

PJ =S25,ooo.001 -s5o.ooo.ooo

Q=Appraisal R =Cost (Real Estate Only) V=Other

P4 =Mor e than S50,000,000

S=Assessment T=Cash Market

U=Book Value W=Estimated


Page 6of19

Name of Persoa Reporting

Lynn, Barbara M

Date of Report

05/0112006

VII. INVESTMENTS and TRUSTS - income, value, transactions (indudu those of the spouse and dependent chfldrelL Su PP· 34-57 of filing instructions)

D NONE (No reportable income, assets, or transactions.)

A. Description of Assets

(including trust assets)

Place "(X)" after each asset Type(e .exempt from prior disclosure

B.

Income during

reporting period

c.

Gross value at end of

reporting period

D.

Transactions during reporting period

(I) Amount Code I

(A-H)

(2) Type(ediv., rcn

or int.)

(I) Value

Code2 (J-P)

(2) Value

Method Code 3

(Q-W)

(I) g.

buy, sell, merger, redemption)

If nol Cllcmpl from disclosure

g.(2) Date Month-Day

(3) Value Code 2 (J-P)

(4) Gain Code I

(A-H)

(5) Identity of buyer/seller

(if private transaction)

.

18. -Goldman Sachs Networking

19. -Goldman Sachs Software

20. -Goldman Sachs Technology

21. -Goldman Sachs Technology

22. -MSC! Japan Index Fund

23. -!shares 1-3 Year Treasury Fund

24. -Cohen & Steers Realty

25. -Dow Jones Basic Materials Sector

26. -Dow Jones Consumer Services

27. -Dow Jones Consumer Services

28. -Dow Jones Consumer Goods

29. -Dow Jones Energy Sector

30. -Rydex Juno Fund

31. -Goldman Sachs Semiconductors

32. -Pimco Commodity Fund

33. -Russell 2000 Index

34. -!shares Latin America

A

A

A

D

A

A

A

A

E

B

D

None

Dividend K

Dividend

None

Dividend

Dividend M

Dividend

Dividend

Dividend

Dividend

None

None

Dividend M

Dividend M

Dividend N

Sell

T

Buy

Sell

Sell

Sell

T Buy

Sell

Buy

Sell

Sell

Sell

Sell

Sell

T

T Buy

T Buy

3n K D

I/II L

4121 L

4/15 M D

1/20 L D

5125 M

6/28 L c

I/II L

6/28 L

6/29 L c

5125 M E

2/4 M

117 M

3/9 M

1/11 M

I. Incom e Gain Codes: A =S 1,000 or less B =SJ,001·52,500 C =S2,50 I · SS,000 D=S5,00I -Sl5,000 E =S 15,00 I · $50,000

(Sci: Columns BI and 04) F =S50,00 I · SI 00,000 G =SJ00,001 • Sl;000,000 HI =SJ,000,001 · S5,000,000 H2 =More than $5,000,000 2. Value Codes J =SIS,000 or less K =SJ5,00I • SS0,000 L =$50,001 · SJ00,000 M =SI00,001 · S250,000

(See Columns Cl and DJ) N =S250,00I · $500,000 0 =SS00,00 I - S 1,000,000 Pl =SJ,000,001 • S5,000,000 P'2=$5,000,00 I • $25,000,000

3. Value Method Codes PJ =$25,000,001 · S50,000,000 R =Cost (Real Es1arc Only) P4 =Meire than S50,000,000. T =Cash Markel (Sec Column C2) Q =Appraisal V=01hcr S =Assessment

U =Book Value W=Estimatcd

05/01/2006

(3)

Date orReportName or Person Reporting FINANCIAL DISCLOSURE REPORT

Page 7of19 Lynn, Barbara M

VII. INVESTMENTS and TRUSTS - income, •• iue, tr•ns•ctions (includes those of the spouse •nd dependent chiiaren. s.. pp. 14-s1 of filing ins1rucnonsJ


A.

Description of Assets


Place "(X)" after each asset exempt from prior disclosure

B.

Income during

reporting period

c.


reporting period

D.


(I) (2) (I) (2) (I) lfnol exempt from disclOSW"c

Amount Code I

(A-ll)

Type (e.g. div., ren

or int.)

Value

Code 2 (J-P)

Value Method

Code 3

(Q-W)

Typc(e.g. buy, sell, merger, redemption)

(2) Dale

Month -Day

Value

Code 2

(J·P)

(4) Gain Code I

(A-H)



35. -Ischares Latin America Buy 7/26 M

36. -MSC! Brazil Index D Dividend N T Buy 1127 M

37. -MSCIBrazil Index Buy 1112 N

38. -Dow Jones Financial Sector A Dividend Buy 1111 L

39: -Dow Jones Financial Sector Sell 6/29 L A

40. -Dow Jones Financial Services None Buy 1/1 L

41. -Dow Jones Financial Services Sell 3121 L

42. -Dllw Jones Transportation A Dividend Buy 2/10 M

43. -Dow Jones Transportation Sell 9/13 M B

44. Charles Schwab Brokerage Account #2 (includes 44-79)

45. -Schwab Tax Exempt Money Market D Dividend N T

46. _-Scudder Municipal Bond Mutual Fund D Dividend N T

47. -Vanguard Intermediate Municipal Bond Mutual Fund

48. -Pimco Foreign Bond Mutual Fund

D

B

Dividend

Dividend

N

K

T

T

49. -DFA US &-IO Value Mutual Fund c Dividend K T

50. -Managers Fremont US Micro Cap Mutual Fund

51. -Gateway Mutual Fund B

None

Dividend

K

M

T

T

1. Income Gain Codes: A =SI .000 or less B =S 1,00 I · S2,500 C =S2,50 I • S5,000 D=S5,00l -St5,000 E =Sl5,001-S50,000

(Sec Columns BI and 04) F =S50.00 I · SI 00.000 G =SI00,001 · Sl,000.000 Ht =Sl,000,001 ·S5,000,000 H2 =More than $5,000,000

2. Val u e Codes J :::SJS.000 or less K =S 15,00 t · S50.000 L=S50,00I • SI00.000 M =SI 00,00 I • S250,000

{Sec Columns Cl and 03) N =S250,00 I • $500,000 0 =$500,001. Sl.000,000 Pl =Sl,000,001 · $5,000,000 P2 =S5.000,001 . S25,000,000

3. Value Me1hod Codes PJ =S25.ooo,001 • s5o.ooo.ooo R =Cost (Real Es1a1c Only) P4 =More than $50,000,000 T =Cash Market

(Sec Column C2) Q =Appraisal V =Other S =Assessment

U =Book Value W =Eslimaled

FINANCIAL DISCLOSURE REP.ORT

Page 8of19

Name orPersoa Reporting

Lynn, Barbara M

Date or Report

05/01/2006

VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those of the spouse and dependent cM/dren. Su PP· 34-57 of filing instructions)


A . Des cription of Assets

(including l1Usl assets)

Place "(X)" after each asset

exempi from prior disclosure

B.

Income during reporting period

c.

Gross value at end of reporting period

D.


(I) (2) (I) (2) (I) If not empt &om di.scJosµre

Amount Code I

(A·H)

Typc(e.g. div., rent,

or int)

Value Code 2 (J-P)

Value Method Code3

(Q-W)

Type (e.g. buy, sell, .merger, redemption)

(2) Date Monlh-Day

(3) Value Code2

(J-P)

(4) . Gain

Code I

(A-H)



52. -Harbor Capital Appreciation Mutual Fund

53. -Janus Balanced Mutual Fund

54. -Vanguard Index Trust Mutual Fund

55. -Tweedy Browne Global Value Mutual Fund

56. -Mosaic Investors

51. -Royce Low Priced Stock

58. -Dow Jones Real Estate

59. -Dow Jones Real Estate

60. -Dow Jones Telecom

61. -Cohen & Steers Realty

62. -!shares 1-3 Year Treasury Fund

63. -Dow Jones Basic Materials





68. -MSC! Japan Fund

A

A

A

B

D

D

A

c

A

A

A

A

A

Dividend K

Dividend K

Dividend K

Dividend M

Dividend M

Dividend M

None

Dividend

·Dividend M

Dividend

Dividend

Dividend

Dividend

None

Dividend K

None

T

T

T

T

T

T

Buy

Sell

Sell

T Buy

Sell

Sell I

Sell

Sell

Sell

T

Sell

1/11 M

3/23 M

414 J c

3/9 M

1/20 L

6/28 K D

6/29 K c

5/25 K D

317 K D

4/15 M D

1. Income Gain Codes: A =SJ,000 or less B =Sl,001- $2,500 C =S2.SO I -$5,000 D =SS,001 • Sll,000 E =$15,001 - S50,000

(Sec Columns BI and 04) F =$50,001 • SI 00,000 G =$100,001- Sl.000,000 HJ =Sl,000,001-$5,000,000 H2 =More 1han $5,000,000

2. Value Codes J =SIS,000 or Jess K =SIS,001 - $50,000 L =$50,00 I • SI 00,000 M =SI 00,001 • $250,000

(Sec Columns Cl and DJ} N =$250,00 I - $500,000 0 =$500,001. $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =Sl.000,001 -$25.000,000

3. Value Mc1hod Codes PJ =$25,000,001 -$50,000,000 R =Cost (Real Es1a1c Only) P4 =More !ban $50.000,000 T =Cash Market

(See Column C2) Q =Appraisal V=Olh<:r S =Assessment

U =Book Value W=Estimalcd

c.

K

(I) (2)

(4)

(J-P)

319

Date of Report Name of Penoa Reporting FINANCIAL DISCLOSURE REPORT


VII. INVESTMENTS and TRUSTS - income, vo/ue, tronsactions (includes those of the spouse and dependent chirdretL See PP· 34-57 offiling instructions)


A. B. D.

Descriplion of Assels Income during Gross value al end of T ransaclions during reporting period (including trust assels) reporting period rcporling period

(2)(I) (I) Jfnot exempt from disclosure

Amount Value ValueType(e.g. Type(e.g.Place "(X)" after each asset (2) (3) (5) Code I div., rent, Code 2 Methodexempt from prior disclosure buy, sell, Jdenlity of GainDate Value

or inL) Code3 merger, buyer/seller(A-H) (J-P) Code ICode 2Month-redemption) Day(Q-W) (ifprivate(A-H)

69. -Goldman Sachs Semiconductor None

70.-Rydex Juno Fund None

71.-Pimco E Dividend M T

72. -Dow Jones Utility D Dividend N T

73. -Rydex S&P 500 B Dividend M T

74. -S&P Smallcap 600 B Dividend M T

75. -!shares Emerging Mkts c Dividend M T

76.-Ishare5 Emerging Mkts

77. -!shares Global Energy c Dividend N T

78. -MSC! Brazil Index B Dividend· M T

79. -!shares Russell 3000 None

Sell

Sell

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

1/7

214

4/15

J/11

1/11

1/11

3/15

8/17

1/27

111 I

M

M

N

M

M

M

L

N

L

M

transaction)

80. -!shares Russell 3000 DSell M

81. Charles Schwab Brokerage Account #3 (includes 81-82)

82. -Schwab Tax Exempt Money Market c Dividend

83. -MSC! Austria Index B Dividend

84. Charles Schwab Brokerage Account #4 (include 84)

85. -Schwab Money Market A Dividend

K T

M T Buy 1127 M

T

I. Income Gain Codes: A =S 1,000 or less B=Sl,001. S2,500 C -S2,501 • $5,000 D=S5,00I. Sl5,000 E =Sl5,00I · $50,000

(See Columns BI and 04) F=S50,00 I • SI 00,000 G =SI00,001 • Sl,000,000 HI =Sl,000,001 • S5, 000,000 H2 =More thail S5,000,000

2. Value Codes J=Sl5,000 or less K=Sl5,00I · S50,000 L=$50,001 · SI00, 000 M =SI00,001 -S250,000

(Sec Columns CJ and 03) N =S250,00 I • S500,000 0 =S500,00I . Sl,000,000 Pl =Sl,0000001 · S5,000,000 n s5,ooo,001 . s25.ooo,ooo

J. Value Method Codes PJ =S25,000,00I . S50,000,000 R =Cost (Real Esta1e Only) P4 =More than $50,000,000 T =Cash Market

(Sec COiumn C2) Q=Ap)lfaisal V=01her S=Assessment

U =Book Value W=Estimated


Page 10of19

N•m• of Persoa Reporting

Lynn, Barbara M

Date of Report

05/01/2006

VII. INVESTMENTS and TRUSTS - in ome, 'l'O/ue, lr•ns•ctions (includes those of the spouse •nd dependent clti[dren. See PP· 34-57 of filing instructions)


A. B. c.

Description of Assets Income during Gross value at end of

(including trust assets) reporting period reporting period

(I)

Place "(X)" after each asset Amount

exempt from prior disclosun:

86. Chailes Schwab IRA Rollover #1 (includes 86-100)

87. -Schwab Money Market

88. -Meridian Value

89. -TCW Galileo Value

90. -Thompson Plumb GroWth

91. -Oppenheimer Real Asset


93. -Dow Jones Financial Sector

94. -Dow Jones Financial Services



97. -Dow Jones Basic Materials

98. -Profunds Ultra Energy


100. -!shares Global Energy

IOI. -Ishares Emerging Markets

I 02. Charles schwab IRA #1 (includes 102-109)

I. Income Gain Codes:

{See Columns BI and 04)

2. Va J ue Codes

A =S 1,000 or less

F s50,001. s100.ooo

J=SIS,000 or Jess

Code I

(A-H)

D

E

E

D

A

A

A

A

B

B

B

c

(Sec Columns Cl and 03) N=S2.50,001 -S500,000

3. Value Method Codes

(Sec Column C2)

P3 =SZ5,000,00 I · S50,000,000

Q =Appraisal

U=Book Value

(2) (I) Type(e.g. Value

div., rent, Code 2

or inl) (J-P)

Dividend M

Dividend M

Dividend M

Dividend M

Dividend J

Dividend

Dividend

None

Dividend L

None

Dividend

None M

Dividend

Dividend M

Dividend N

B =SJ,001 -SZ,500

G =SJ00,001 -Sl,000,000

K=Sl5,00l-S50,000

O=S500,00l -Sl,000,000

R =Cost (Real Estalc Only)

V =Other

(2) (I) Value Type(e.g.

Method buy, sell,

Code 3 merger7

(Q-W) redemption)

T

T

T

T

T

Sell

Sell

Sell

T Buy

Sell

Sell

T Buy

Sell

T Buy

T Buy

C =S2,501 -S5,000

HI =Sl,000,001 · $5,000,000

L=S50,00I -SI00,000

PI =S 1,000,00 I · S5,000,000

P4 =More than $50,000,000

S =Assessment

W=Es1imated

D.


lfn<>t exempt from disclosure

(2) (3) (4) Date Value Gain

Month - Code 2 Code I

Day (J-P) (A-H)

5125 L E

6/29 K D

3/21 K D

I/II L

3/7 K D

6/28 N D

6121 M

6/29 M E

9113 M

11/4 M

D=S5,00l-S15,000

H2 =More than SS,000,000

M =SIOO,OO! -S250,000

P2=S5,000,00I -S25,000,000

T=Cash Market

(5) Idenlity of

buyer/seller

(if private

transaction)

E =$15,001 - S50,000


Page 11of19

Name or Person Reporting

Lynn, Barbara M

Dale of Report

05/01/2006

VII. INVESTMENTS and TRUSTS - income, value, transactions (includes thou of th• spouse and dependent c/;;1dren. s .. PP· u-57 offuinc instructions)


A. Descriplion of Assets


Place "(X)" after each assei

exempt from prior disclosure

103. -Schwab Money Market A Dividend J T

B.

Income during

reporting period

c.

Gross value at end or reporting period

D.


(I) (2) (I) (2) (I) Ifnot exempt from disclosure

Amount

Codcl

(A-H)

Type(e.g. div., rent,

or int)

Value

Code 2

(J-P)

Value

Method Code3

(Q-W)

Type(e.g. buy, sci merger,

redemption)

(2) Date

Month-Day

(3) Value

Code2

(J-P)

(4) Gain

Code I

(A-H)

(5) Jdenlity or buyer/seller


104. -Pimco Total Return Mutual Fund A Dividend ] T

105. -Managers Fremont US Micro Cap None K T Mutual Fund

106. -Gateway Mutual Fund A Dividend ] T

107. -Tweedy Browne Global Value A Dividend ] T Mutual Fund

108. -Meridian Value A Dividend ] T

I09. -Oppenheimer Real Asset B Dividend J T

IJO. -Profunds US Govt A Dividend K T Buy 512 K

Ill. Trust#) (includes 111-118)

Bond Mutual Fund

I14. -Managers Fremont US Micro Cap Mutual Fund

None K T

115. -Gateway Mutual Fund B Dividend L T

I 16. -Tweedy Browne Global Value Mutual Fund

A Dividend ] T

117. -P&P Property 88 A Distribution ] w

118. -PLM Equipment Growth Fund A Distribution ] w

I 19. -Pioneer Natural Resources None ] w

112. -Schwab Tax Exempt Money Market B Dividend L T

TI 13. -Vanguard Intermediate Municipal c Dividend L

I. Income Gain Codes: A =SJ,000 or less B =$ 1,00 I -$2,500 C =$2,50 I - S5,000 D=S5,001-Sl5,000 E=Sl5,00l -S50,000

(Se< Columns BI and D4) F=$50,00 I -SI 00,000 G =$100,001 • Sl,000,000 HI =Sl,000,001-S5,000,000 H2 =More lhan $5,000,000

2. Value Codes J=$15,000 or less K =$15,001 -$50,000 L =$50,001 • SI00,000 M =SI00,001 • $250,000

(Se< Columns Cl and DJ) N=$250,001 • $500,000 0 =$500,001-$1,000,000 Pl =Sl,000,001-$5,000,000 P2 =$5,000,001 -$25,000,000

J. Value Melhod Codes PJ =$25,000,001 • S50,000,000 R =Cost (Real Es1a1e Only) P4 =More than $50,000,000 T=Cash Marker

(Sec Column C2) Q =Appraisal V=Othcr S=Assessment

U =Book Value W =Estimated

J


Page 12of19

Name ofPerson Reporting

Lynn, Barbara M

Date of Report

05/01/2006

VII. INVESTMENTS and TRUSTS - incom•, valu•, transactions (includes thos• of the spouse and dependent children. see PP· 14-57 of filing instructions)


A.





B.

Income during

reporting period

c.


reporting period ·

D.


(I) (2) (I) (2) (I ) If not exempt from disclosure

Amount

Code I

(A-H)

Type (e.g. div., rent,

or inl)

Value

Code 2

(J-P)

Value

Method

Code 3

(Q-W)

Type(e.g. buy, sell, merger,

redemption)

(2) Dale

Month -Day

(3) Value Code 2

(J-P)

(4) Gain

Code I

(A-H)



120. Trust #2 (includes 120-136)

12 I. -Schwab Tax Exempt Money Market A Dividend K T

122. -Pimco Tntal Return Mutual Fund c Dividend L T

123. -Vanguard Intermediate Municipal c Dividend L T Bond Mutual Fund

124. -Pimco Foreign Bond Mutual Fund c Dividend K T.

125. -DFA US 6-10 Value Mutual Fund B Dividend J T

126. Managers Fremont US Micro Cap None J T Mutual Fund

127. -Gateway Mutual Fund B Dividend M T

128. -Tweedy Browne Global Value A Dividend K T Mutual Fund

129. -Meridian Value A Dividend J T

130. -TCW Galileo Value A Divi.dend J T

131.-Thompson Plumb Growth A Dividend J T

132. -P&P Properly 88 A Distribution w

133. -PLM Equipment Growth Fund A Distribution J w

134. -Royce Low Priced Stock c Dividend L T

135. -Pioneer Natural Resources Royalty J w

136. -Profunds US Govt A Dividend K T Buy 5/2 K

I. lncome Gain Codes: A =Sl,000 or less B =$1,001 • $2,500 C =S2.50 I • $5,000 D =$5,001 • $15,000 E =S 15,00 I · $50,000 (See Columns BI and 04) F=$50.001 - SI00,000 G=SIOO,OOl ·Sl,000,000 HI =Sl,000,001-S5.ooo.ooo H2 =More than $5.000,000

2. Value Codes J =SIS.000 or Jess K =$15,001 • S50,000 L=S50.00I. SI00,000 M =SI00,001 • $250,000 (See Columns CI and DJ) N =$250,001 - $500,000 0 =$500,00 I • S 1,000.000 Pl =Sl ,000,001 -$5,000,000 P2 =$5,000,001. $25,000,000

3. Value Method Codes P3 =$25,000,001 • $50,000,000 R =COs! (Real Estate Only) P4 =More than .$50,000,000 T =<Cash Market (Seo Column C2) Q =Appraisal V=Other S =<Assessment

U ::Book Value W""Estimated

of filing

Date of Report Name of Persoa Reporting FINANCIAL DISCLOSURE REPORT


VTI. INVESTMENTS and TRUSTS - mcom•, va1iu, transactions (includes those of th• spouse and dependent chitdren. see pp. J4-s1 instructions;


A.





13 7. -Cohen &Steers Realty c Dividend L T Buy I/II L

B.

Income during

reporting period

c.


reporting period

D.


(I) (2) (I) (2) (I) Jfnot c:xe pt from disclosW"C

Amount

Code I

(A-H)

Typc(e.g.

div., rent,

or int)

Value

Code 2

(J-P)

Value

Method

Code 3

(Q-W)

Typc(e.g.

buy, sell,

merger,

redemption)

(2) Date

Month-

Day

(3)

Value

Code 2

(J-P)

(4) Gain

Code I

(A-H)

(5) Identity of

buyer/seller

(if private

transaction)

138. Trust #3 {includes 138-155}

139. -Schwab Money Market Fund A Dividend K T

140. -Vanguard Bond Index Mutual Fund A Dividend J T

141.-Vanguard Intermediate Treasury A Dividend' J T Mutual Fund

142. -Harl>or International Mutual Fund B Dividend K T

143. -Pimco Total Return c Dividend L T

144. -Rydex Juno Fund None Sell 2/4 ]

145. -DFA US Micro Cap Fund A Dividend ] T

146. -Oppenheimer Real Asset A Dividend J T

147. -MSCI Japan Index Fund None Sell 4115 K B

148. -Cohen & Steers Realty A Dividend ] T Buy 3/9 ]

149. -Dow Jones Basic Materials A Dividend Sell 618 J B

150. -Dow Jones Consumer Goods A Dividend Sell 6/29 J B

151. -Dow Jones Energy Sector A Dividend Sell 5125 J c

152. -Dow Jones Financial Sector A Dividend Sell 6/29 J A

153. -Dow Jones Financial Services None Sell 3/21 J A

J. Income Gain Codes: A =S 1.000 or less B =S 1,00 I • $2,500 C=S2.50 I - $5,000 D=S5,00I -$15,000 E=Sl5,00l ·S50,000

(Sec Columns BI and D4) F=$50,001 • $100,000 G =$100,001 • Sl,000,000 HI =Sl,000,00l -$5,000,000 H2 =More than $5,000,000

2. Value Codes I =$15,000or less K=$15,001 -$50,000 L=$50,001 • $100,000 M =Sloo,001 - S25o,ooo

(Sec Columns Cl and DJ) N =$250,00 I • $500,000 0=$500,001 • Sl,000,000 Pl =Sl,000,00l -S5,000,000 P2=$5,000,001 • $25,000,000

3. Value Method Codes PJ =$25,000,00J . S50,000,000 R =Cost (Real Esraic Only) P4 =More than S50,000,000 T=Cash Market

(Sec Column C2) Q=Appraisal V=Othcr S =AsSessment

U=Book Value W=Estimatcd

J

(I)

(2) (4)

3/7

2/4

319

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT


VII. INVESTMENTS and TRUSTS - inc ome, value, transactions (includes those of the spouse and depend<nt children. see PP· J-1-s1 of filing ins1ructionsJ


A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

lfnot cxempl from disclos ure (I)(2) (2)(I) AmountPlace "(X)" after each asset Value ValueType(e.g. Type (e.g. (3) (5)

exempt from prior disdosurc Code I

(A-H)

div., rent, or inl)

Code 2 (J-P)

Method Code 3

(Q-W)

buy, sell, merger, redemption)

Date Month -Day

Value

Code 2

(J-P)

Gain Code I

(A-H)

Identity of buyer/seller

(i f private transaction)

154. -Dow Jones Telecom A Dividend Sell 414 J A

155. -Goldman Sachs Networking None Sell J c

156. -Goldman Sachs Software A Dividend J T

157. Trust#4(ncludes157-180)

158. -Schwab Money Market Fund B Dividend K T

159. -Vanguard Bond Index Mutual Fund A Dividend J T

160. -Vanguard Intermediate Treasury B Dividend K T Mutual Fund

161. -Harbor International Mutual Fund A Dividend L T

162. -Pimco Total Return A Dividend J T

163. -Rydex Juno Fund None Sell J

164. -DFA US Micro Cap A Dividend J T

165. -Pimco Commodity Fund B Dividend J T

166. -Cohen &Steers Realty A Dividend T BuyJ J

167. -Dow Jones Basic Materials A Dividend

168. -Dow Jones Consumer Goods A Dividend

169. -Dow Jones Energy Sector A Dividend

170. -Dow Jones Financial Sector A Dividend

Seti

Sell

Sell

Seti

6/28 J B

6129 B

5125 J c

6129 J A

I. Income Gain Codes: A =S 1,000 or less B =Sl,001 - $2.500 C =SZ.501 • S5,000 D =S5,00I - Sl5,000 E =Sl5.00I - S50,000

(Sec Columns BI and 04) F =$50,001 · SI00,000 G =SI00,001 - Sl,000,000 HI =Sl,000,001- S5,000,000 H2 =Mon: than S5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - S50,000 L =$50,00 I · SI 00,000 M =SI00,001 • $250,000

(Sec Columns Cl and DJ) N =$250,001 - $500,000 O =S500,00I -Sl,000,000 Pt =Sl,000,001-S5,000,000 P2 =$5,000,001 • S25,000,000

3. Value Method Codes PJ =$25,000,001 - S50,000,000 R =Cost (Real Es1arc Only) P4 =More rhan S50,000,000 T =Cash Market

(Sec Column C2) Q =Appraisal V=Other S =Assessment

U =Book Valu e W =Estimated

(include


Page 15of19

Name or Ptnon Reporting

Lyon, Barbara M

Dale or Report

05/01/2006

VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. s .. pp. 1-1-s1 of filing instructions)

D NONE (No reportabie income, assets, or transactions.)

A. Description of Assets


Place "(X)" after each asset exempt from prior disclosure

171. -Dow Jones Financial Services None Sell 3/21 J A

B.

Income during reporting period

c.

Gross value al end of reporting period

D.


(I) (2) (I) (2) (I) Jfoot exempt from disclosure

Amount Code I

(A-H)

Type (e.g. div., rent,

or inL)

Value Code 2

{J-P)

Value Method Code 3

{Q-W)

Type{e.g. buy, sell, merger, redemption)

(2) Date Month -Day

(3) Value Code 2 (J-P)

(4) Gain Code I (A-H)

(5) Identity of buyer/seller (if private transaction)

172. -Dow Jones Telecom A Dividend Sell 4/4 J A

173. -Goldman Sachs Natural Resources A Dividend J T Buy 8/17 J

174. -Ishares Emerging Markets A Dividend K T Buy 11/4 J

175. -Ishares Emerging Markets Buy 8/17 J

I76. -Ishares Global Energy A Dividend K T Buy 9113 J

177. -MSCI Brazil Index A Dividend K T Buy 11/2 J

I 78. -Goldman Sachs Networking None Sell 3n J c

179. -Goldman Sachs Software A Dividend J T

180. -Oppenheimer Real Estate B Dividend K T

181. -MSCI Japan Index Fund None Sell 4/15 K B

182. Charles Schwab SEP-IRA #I 182-185)

183. -Schwab Money Market Fund A Dividend J T

184. -Gateway Mutual Fund A Dividend L T


186. -Profunds US Govt A Dividend J T Buy 512 J

187. Chari.es Schwab IRA Rollover #2 (includes 187- I 97)

I. Income Gain Codes: A =S 1,000 or less B=Sl,001-$2,500 C =S2,50 I -$5,000 D=S5,001-Sl5,000 E =S 15,00 I - $50,000

(Sec Columns BI and 04) F =$50.001-$100,000 G=SI00.001 • Sl,000,000 HI =Sl,000,001 • $5,000,000 H2 =More than SS,000,000

2. Value Codes J =$15,000 odcss K=$15,001 -$50,000 L =$50,001-SI00,000 M =$100,001 -$250,000

(Sec Columns CI and DJ) N =S250,00 I -$500,000 0=$500,001. $1,000,000 Pl =Sl,000,001-$5,000,000 P2 =$5,000,001 • $25,000,000

3. Vatuc Method C odes Pl =$25,000,001 • $50,000,000 R =Cost (Real Es1a1e Only) P4 =More 1han $50,000,000 T =Cash Market

(See Colwnn C2) Q Ap . praisal

U =Book Value V =Olhcr S =Assessment

W=Estimatcd

Date or Report Name or Person Reporting FINANCIAL DISCLOSURE REPORT


VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent chi/dreTL See pp. 34-57 of filing instructions)


A.





B.

lr,.;ome during

reporting period

c.


reporting period

D.


(I) (2) (I) (2) (I) If not exempt from disclosure

Amount

Code I

(A-H)

Type(e.g. div., ren

or int.)

Value

Code 2

(J-P)

Value

Method

Code3

(Q-W)

Type(e.g. buy, sell,

merger,

redemption)

(2) Date

Month-

Day

(3) Value

Code 2

(J-P)

(4) Gain

Code I

(A-H)


(if private

transaction)

188. -Schwab Money Market Fund B Dividend L T

189. -Pimco Total Return Mutual Fund D Dividend N T

190. -Pimco Foreign Bond Mutua.l Fund D Dividend M T

191. -Gateway Mutual Fund c Dividend M T


193. -Tweedy Browne Global Value B Dividend L T Mutual Fund

194. -Dow Jones Consumer Goods A Dividend Sell 6/29 K D

195. -Dow Jones Basic Materials (see Part A Dividend Sell 6/28 K c VIII.)

196. -Goldman Sachs Natural Resources

197. -Goldman Sachs Natural Resources

None Buy

Sell

1/11

3/23

L

L D

198. -Profunds Ultra Energy

199. Charles Schwab IRA #2 (includes 199-206)

200. -Schwab Money Market Fund

20 I. -Pimco Total Return Fund

A

A

None

Dividend

Dividend

M

J

K

T

T

T

Buy 6/21 M

202. -Managers Fremont US Micro Cap Mutual Fund

203. -Gateway Mutual Fund A

None

Dividend

K

J

T

T

204. -Tweedy Browne Global Value Mutual Fund

A Dividend J T

1. Incom e Gain C.odes: A =S1,ooo·or Jess B =Sl,001 - S2,500 c =S2,501 -$5,000 D =S5,00I -$15,000 E=$15,001 - $50,000

(Sec Columns BI and D4) f =S50,001 -SI00,000 G=SI00,001 • Sl,000,000 HI =Sl,000,001 • S5,ooo,OOO H2 =More than SS,000,000

2. Value Codes J =$15,000 or less K =$15,001 -S50,000 L=$50,001 -$100,000 M =$100,001 -$250,000

(See Columns C l ond DJ) N=$250,001 -$500,000 O=S500,00I -Sl,000,000 Pl =Sl,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estale Only) P4 =More 1han $50,000,000 T =C.Sh Markel

(Sec Column CZ) Q =Appraisal V-=Other S =Assessment

U=Book Value W =Es1ima1ed

of filing

A.


Page 17of19

Name or Person Reporting

Lynn, Barbara M

Date or Report

05/01/2006

VII. INVESTMENTS and TRUSTS - income, va1ue, transactions (includes those of 1he spouse and dependent children. see pp. u-s1 instructions)


Description or Assets




B.

Income during

reporting period

c.


reporting period

D.


(I) (2) (I) (2) (I) If not exempt from disclosure

Amount

Code I

(A-H)

Type(e.g.

div .. ren

or int.)

Value

Code 2

(J-P)

Value

Method

Code J

(Q-W)

Type(e.g.

buy, sell,

merger,

redemption)

(2) Date

Month -

Day

(J)

Value

Code 2

(J-P)

(4) Gain

Code I

(A-H)

(5) Identity of

buyer/seller

(if private

transaction)

205. -Meridian Value A Dividend J T

206. -Profunds US Govt A Dividend K T Buy 512 K

207. -Oppenheimer Real Asset B Dividend J T

208. 40Ik-Transamerica None N T

209. Lexington Corp. Properties Trust

(REIT)

210. JP Morgan Chase (formerly Bank One)

A

A

Dividend

Interest

J

M

T

T

I. Income Gain Codes: A =$ 1,000 or less B =Sl.001-S:Z.500 C =S2.50 I -S5.000 D =S5,00I -$15,000 E=Sl5.00J-S50.000

(Sa: Columns BI and 04) F =S50.00t - SI00.000 G =SIOO,OOJ -SJ.000,000 HI =Sl.000,001 -S5.000,000 H2 =Mon: than $5.000,000

2. Value Codes J =$15.000 or less K =$15,001 -$50.000 L =$50,001-$100,000 M =$I 00,00 I -$250,000

(See Columns Cl and 03) N =$250.00 I - $500,000 0 =$500,001-Sl.000.000 Pl =Sl.000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Esiatc Only) P4 =More than $50,000,000 T=Cash Market (See Co lumn C2) Q=AP!""isal v =Other S =Assessment

U =Book Value W =Estimated

VIll. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicale parto/ReporL)

VII.· Investments and Trusts

194. - Dow Jones Basic Materials - this entry was inadvertently deleted on the 2004 Financial Disclosure.


Page 18of19

Name o£Penon Reporting

Lynn, Ba.rbara M

Date of Report

05/01/2006

________ _ ate rl ti I/


Page 19of19

Name or Penon Reporting

Lynn, Barbara M

Dale or Report

05/01/2006

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and hoooraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature.

. NOTE: ANY INDIVIDUAL WHO 0 FILE TIDS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U

FILiNG INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Documents

FINANCIAL DISCLOSURE REPORT Report Reuired the Ethis AOJO ... · FINANCIAL DISCLOSURE REPORT . Report Reuired . by . the Ethis AOJO . in Govenment Act of 1978 . Rw. 12006 . FOR CALEDAR