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Ageing Due to Start-stop cycles and Frequent Regulation in
Lifetime Estimation of Hydro Turbines and Generators
Société Hydrotechnique de France
Enhancing Hydropower Plant Facilities
Session B1
Grenoble, April 9‒11, 2014
Authors: Voitto Kokko and Jouni Ahtiainen
Content of presentation
• Motivation of the study
• Changes in the operation mode of hydro units
• Lifetime estimation principle
• Ageing effects of start-stop cycles and regulation
• Ageing models for turbines and generators
• Experimental study for Kaplan and low-head Francis runners
– Statistical approach to expected lifetime
– Correlation of failure modes against operation and design parameters
– Experimental results from lifetime estimations using ageing models
• Experimental study for hydro generator stator windings
– Statistics from lifetime effects of start-stops for asphaltic- and epoxy-mica insulation systems
– Experimental results from lifetime estimations using ageing models
– Case study: comparison of start-stop lifetime effects between asphaltic-mica and epoxy-mica stator winding insulation systems
• Conclusions
2
Motivation to lifetime estimation studies Fortum hydropower asset portfolio management
3
Ångermanälven
Indalsälven
Ljungan Ljusnan
Dalälven
Klarälven
Kemijoki
Oulujoki
Byälven
Gullspångsälven
Norsälven
Vuoksi
• Fortum has 139 hydro power plants in
Sweden and Finland (excl. Kemijoki)
– Total 257 units
– Normal annual production 18 600 GWh
– Installed power 4 275 MW
• Large age and condition distribution
between the production units
• This kind of large hydro fleet requires
systematic procedures both for Long Time
Investment planning, Asset Management
and Operation & Maintenance
Main operation tasks of hydropower plants
• Power production for electricity
consumption
• Ancillary services for electrical
networks
– Frequency response to maintain
system frequency by automatic and
fast responses
– Fast reserve
– Reactive power services
– Black start capability
• Operation mode has moved towards
high flexibility, in some cases to
almost continuous regulation
4
P
T
Operation mode and increase of start-stop cycles
• Operation mode of hydro units
include
– Start-stop cycles
– Steady state operation
– Power regulation
• Nordic hydro production
– At mid of 1990s big change
– In rivers with large reservoir and
flexible permits the increase of
start-stops was high
– In rivers following natural flow
change was smaller
5
0
50
100
150
200
250
300
Average
number
Yearly
starts
per unit
Year
Oulujoki (18 Kaplan)
Vuoksi (6 Francis, 5 Kaplan)
5 Moy. mobile sur pér. (Oulujoki (18 Kaplan))
5 Moy. mobile sur pér. (Vuoksi (6 Francis, 5 Kaplan))
Lifetime estimation principle for hydro turbines and generators Adaptive approach using ageing models
6
End-of-lifetime
statistics
Design &
Manufacture
Maintenance
improvements
Operation history
and
operation conditions
Existing&Future operation
mode (operation hours,
start-stops and
regulations)
Condition
inspections
and
measurements
Lifetime
analysis
with
ageing models
Lifetime
adjust
with
condition
information
Remaining
lifetime
estimate
Ageing effects of start-stop sequences with hydro power turbines Fatigue of runner blades
• High stress cycles on the turbulent area under partial load (ref. CEATI study)
– Can lead to increase of fatigue stress in runner blades/vanes
– Differences between the stresses with different start-up schemes (ref. Gagnon)
• In start-up the natural frequency of blades can be reached on partial load (ref.
Björndal)
• With a low-head Francis runner found most stresses at around 50% output (ref.
Virta)
• Frequent high fatigue stress can lead to crack development/propagation (ref.
Ahtiainen)
7
Ageing effects of regulation cycles with hydro turbines Wear of Kaplan and Bulb turbine blade bearings
• With earlier designs the lifetime of runner blade bearings and blades was nearly
similar
• Nowadays upgrades and frequent regulation have often increased wear stresses
in blade bearings
• This has in some cased led to accelerated blade bearing ageing
• Need to estimate separately lifetime of runner blades and runner blade bearings
8
Ageing effects of start-stop and regulation cycles with generators
• During start-stop and power regulation sequences stator windings are subject to
– Electrical stress and
– Mechanical shear stress in the interfaces of stator bars/coils caused by thermal cycling
• Temperature increase lead expansion of winding
• Cooling lead shrinking of winding
• Longer the winding in slot, greater the expansion and shrinking
– Conclusion: during transients generator windings operate under multi-stress ageing
• Thermal cycling of stator winding cause also thermal cycling of stator core
– This can lead to following consequencies
• Permanent change of the core form leading to asymmetric forces in generator gap
and increased vibration
• Buckling and degradation of core lamination insulation
9
Ageing models for hydro turbines
• Mechanical ageing model has been used in this study to estimate ageing by start-stop and regulation cycles (1).
• Frequent high fatigue stress can lead to development and propagation of cracks in blades. The Miner law gives estimate of total number of different load cycles which construction can stand (2).
• Crack length can be estimated as a function of applied load cycles. Foreman equation present one estimation for crack growth for crack under study (3).
• Wearing model can be used to estimate blade bearing wear. Archad’s law gives relation between slide wearing and distance of slide, loading on wearing surface and sliding materials.
10
tX
KR
K
KC
dN
daq
IC
m
)1(1
ts = tr k-n (1)
(2)
(3)
Electro-thermo-mechanical ageing model for generator stator windings
• Electro-thermo-mechanical ageing
model (4) has been used in this study
to estimate lifetime consumption due
to start-stop and power regulation
cycles
11
n
rm
e
m
re
w
rsl
l
E
Ett
(4)
Experimental study of turbines – database used in this study
Status Kaplan Vertical
Francis
Horizontal
Francis
Bulb
Kaplan
Propeller Francis &
Pump
Original 88 34 8 3 8 0
Replaced 37 26 0 4 0 1
Renewals 37 26 0 4 0 1
Total 162 66 8 11 8 2
12
Expected statistical lifetimes of Kaplan runners
• 34 Kaplan runners manufactured 1936 to 1955
– two manufacturers, similar design, 7 MW to 33 MW, head 6.5 to 32 m
• Statistical lifetime analysis by fitting with the maximum likelihood estimation the
operation history of turbines to Log-normal and Weibull distribution
13
Cracks in blade failure mode Blade bearing wear-out failure mode
Log-normal Weibull Log-normal Weibull
T50 sigma Characte
ristic life
shape
factor
T50 sigma Characte
ristic life
shape
factor
79 years 0.26 82 years 6 69 years 0.18 74 years 7
Average 79 years Average 78 years Average 69 years Average 70 years
Lifetime correlation of different operation and design parameters
Blade bearing wear out failure mode of Kaplan runners
• Correlation of blade bearing wear-out failure mode against operation and design parameters was studied
• 34 Kaplan runners, in 11 of them was detected “blade bearing wear out” failure mode
• Correlation of the parameters to lifetime in operation years and operation hours
• >0.65 = correlation, 0.4-0.65 = weak correlation, <0.4 = no correlation
• concurrent correlation (+): increasing value increases lifetime
• opposite correlation (-): increasing value decreases lifetime
Lifetime Rota-
tion
speed
Dis-
charge
Yearly
start-
stops
Regula-
tion
cycles
Output Opera-
tion
time
Total
start-
stops
Specific
speed
Head
Correlation
operation
years
0.13 -0.26 -0.18 -0.30 -0.37 0.40 -0.08 0.51 -0.37
Correlation
operation
hours
-0.40 -0.32 -0.37 -0.47 -0.61 0.58 -0.45 0.78 -0.73
14
Lifetime correlation of different operation and design parameters Runner Blade crack failure mode of Kaplan runners
• Correlation of crack failure mode against operation and design parameters was studied
• 34 Kaplan runners, in 8 of them was detected “blade crack” failure mode
• Correlation of the parameters to lifetime in operation years and operation hours
• >0.65 = correlation, 0.4-0.65 = weak correlation, <0.4 = no correlation
• concurrent correlation (+): increasing value increases lifetime
• opposite correlation (-): increasing value decreases lifetime
Lifetime Rota-
tion
speed
Dis-
charge
Yearly
start-
stops
Regula-
tion
cycles
Output Opera-
tion
time
Total
start-
stops
Specific
speed
Head
Correlation
operation
years
-0.09 -0.11 -0.58 -0.02 -0.44 0.95 -0.08 0.53 -0.47
Correlation
operation
hours
0.82 -0.94 -0.4 -0.36 -0.67 0.45 -0.42 -0.29 -0.24
15
Summary correlation of different operation and design parameters Cracks in blade and blade bearing wear of Kaplan runners
• Summary of the correlations for crack and blade bearing wear-out failure modes
• Correlation of the parameters to lifetime in operation hours
• ++ = correlation, + = weak correlation
Lifetime Rota-
tion
speed
Dis-
charge
Yearly
start-
stops
Regula-
tion
cycles
Output Opera-
tion
time
Total
start-
stops
Specific
speed
Head
Correlation
crack in
blade
++ ++ + ++ + +
Correlation
blade
bearing
wear-out
+ + + + ++ ++
16
Results from lifetime estimations using ageing models
Influence of operation parameters to lifetime of Kaplan runners
• Achieved lifetime of 24 Kaplan runners with same design
• Operation mode corrected lifetime calculation
• For start-stop and regulation has been used mechanical ageing model
• Red circles: cracks in blades (2nd World War time poor material)
• Blue circles: poor generator condition and high upgrade potential lead to whole unit renewal
17
0
100000
200000
300000
400000
500000
600000
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
Lifetime [Operation-
mode-corrected operation
hours]
Kaplan runners
Hours of operation Start and stop cycles Regulation
Expected statistical lifetimes of low-head Francis runners
• 34 Francis runners manufactured 1928 to 1967
– several manufacturers, 5 MW to 44 MW, head 20 to 80 m
• Statistical lifetime analysis by fitting with the maximum likelihood estimation the
operation history of turbines to Log-normal and Weibull distribution
18
Crack and wear-out failure modes – Low head Francis (head 20 to 80 m)
Log-normal Weibull
T50 sigma Characteristic life Shape factor
70 years 0.24 73 years 6.8
Average 70 years Average 70 years
Correlation of different operation and design parameters “Crack or extensive wear” failure mode of low head Francis runners
• Correlation of “crack or extensive wear” failure mode against operation and design parameters was studied
• 34 Francis runners, in 10 of them was detected “crack” or “extensive wear” failure mode
• Correlation of the parameters to lifetime in operation years and operation hours
• >0.65 = correlation, 0.4-0.65 = weak correlation, <0.4 = no correlation
• concurrent correlation (+): increasing value increases lifetime
• opposite correlation (-): increasing value decreases lifetime
Lifetime Rota-
tion
speed
Dis-
charge
Yearly
start-
stops
Regula-
tion
cycles
Output Opera-
tion
time
Total
start-
stops
Specific
speed
Head
Correlation
operation
years
-0.73 0.66 -0.95 0.14 0.05 0.57 -0.60 0.68 -0.63
Correlation
operation
hours
-0.73 0.44 -0.84 -0.25 -0.38 0.91 -0.58 0.83 -0.91
19
Summary correlation of different operation and design parameters in lifetime estimation of low-head Francis runners
• Summary of the correlations for “crack of extensive wear” failure mode
• Correlation of the parameters to lifetime in operation hours
• ++ = correlation, + = weak correlation
20
Lifetime
Opera-
tion
hours
Rota-
tion
speed
Dis-
charge
Yearly
start-
stops
Regula-
tion
cycles
Output Opera-
tion
time
Total
start-
stops
Specific
speed
Head
++ ++ ++ ++ + + ++ ++
Results from lifetime estimations using ageing models
Influence of operation parameters to lifetime of Francis runners
• Achieved lifetime of 25 low-head Francis runners with same design
• Operation mode corrected lifetime calculation – significant differences between lifetimes
• For start-stop and regulation has been used mechanical ageing model
• Red circles: sister units 9-10 high upgrade, 15-16 operation to end of lifetime
• For two units with high upgrade potential has been made early renewal
• For two remaining units (totally 7 units in power plant) lifetime has been significantly extended
21
0
100000
200000
300000
400000
500000
600000
700000
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25
Lifetime
[operation-
mode-corrected
operation hours]
Low head Francis runners
Hours of operation Start and stop cycles Regulation
Experimental study of generator stator windings Database used in this study
22
Status Asphaltic-
mica
Shellac-
mica
Epoxy-mica Early 1930s
design
Others
Original 57 16 55 0 4
Replaced 83 14 3 14 5
Re-windings 1 0 106 0 0
Total 141 30 164 4 9
Statistics from lifetime effects of start-stop cycles Group: asphaltic-mica stator windings
• Lifetime calculation for 73 stator windings
– with capacity 8 - 70 MVA, voltage 6 -16 kV, 70% reached end-of-lifetime
• Electro-thermo-mechanical ageing model used for estimations
• Average value was 9.4 h/start-stop
• Differences between units -> estimate windings separately
23
0
2
4
6
8
10
12
14
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26
Number of
asphaltic-mica
stator widnings
Lifetime consumption (h/start and stop cycle)
Statistics from lifetime effect of start-stop cycles Group: epoxy-mica stator windings
• Lifetime calculation for 90 stator windings
– with capacity 8 - 135 MVA and voltage 6 - 20 kV
• Electro-mechanical ageing model was used for estimations
• Average value was 4.2 h/start-stop
• Differences between units -> estimate windings separately
24
0
5
10
15
20
25
30
< 1 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20
Number of
epoxy-mica
stator windings
Lifetime consumption (h/start and stop cycle)
Results from lifetime estimations using ageing models Influence of operation parameters to asphaltic-mica stator windings
• Achieved lifetimes in ”Operation-mode-corrected operation hours”
• Multi-turn asphaltic-mica stator windings (1-36) and single-bar windings (37-49)
• In many cases lifetime effect of start-stop cycles is significant
• Multi-turn windings have shorter average lifetime
25
0
100000
200000
300000
400000
500000
600000
1 3 5 7 9 11 13 15 17 19 21 23 25 27 29 31 33 35 37 39 41 43 45 47 49
Lifetime
[Operation-
mode-corrected
operation
hours
Stator windings
Hours of operation Starts and stops Regulation Electro-thermal ageing
Case study: Comparison of start-stop effects between asphaltic-mica and epoxy-mica windings - peak load generator
• With operation-mode-corrected method estimated for re-winded generator stator winding
– Reached lifetime of original asphaltic-mica winding
– Estimated total lifetime for a new epoxy-mica winding, been in operation 23 years
• Lifetime of new winding will be much longer than original winding reached
• With condition survey was verified the result for new winding
• Reached/estimated lifetimes in years
– Asphaltic-mica winding 34 years
– Epoxy-mica winding 72 years
26
0
50000
100000
150000
200000
250000
300000
350000
400000
450000
Reached
lifetime
original
asphaltic-mica
Estimated
total lifetime
re-winding
epoxy-mica
Lifetime
(h)
Stator winding
Operation hours Ageing start-stop cycles
Ageing regulation cycles Electro-thermal ageing
Conclusions
• Operation mode affects especially to lifetime of Kaplan runner blade bearings
• For various turbine types (Kaplan, Francis) the specific factors are needed for
estimation of ageing effects
• For various generator winding insulation types the specific factors are needed for
estimation of ageing effects
• It is recommended that the operation mode is taken into account in lifetime
estimation of hydro turbines and generators
• Significant differences between the lifetime effects of start-stops with various
generator stator winding insulation types
27
28
Thank you for your attention! Merci pour votre attention!