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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2015
CE Name CE No. Licence Type Types of Regulated Activity
AlphaTech Capital Management Limited BAB426 Licensed Corporation 9
Alpine River Capital Management (HK) Limited BEY906 Licensed Corporation 9
Bluestone Securities (HK) Co., Limited BER545 Licensed Corporation 1
Carlyle GMS Asia Limited BEV685 Licensed Corporation 9
China Point Asset Management Limited BES441 Licensed Corporation 4, 9
Comprador Limited BEP126 Licensed Corporation 6
Euto Capital Partners Limited BFE009 Licensed Corporation 6
FountainCap Research & Investment (Hong Kong) Co., Limited BEW803 Licensed Corporation 9
Fundatech Capital Limited BEW823 Licensed Corporation 9
HOBA Global Investors (HK) Limited BEZ811 Licensed Corporation 9
Jinluo Capital Management Limited BEO339 Licensed Corporation 9
Milvus Capital Limited BFC246 Licensed Corporation 9
PICC Asset Management (Hong Kong) Company Limited BEN195 Licensed Corporation 4, 9
Solaris Capital Advisors (HK) Limited BES440 Licensed Corporation 9
Strategic Investment Advisors (H.K.) Limited BEW391 Licensed Corporation 4
ViewFinder Capital Management Company Limited BEZ281 Licensed Corporation 9
AGARWAL Aakash BFC995 Licensed Representative 1, 2
AGUDO VALENCIANO Angel BFA286 Licensed Representative 1
ANID Ingrid Marie BFC669 Licensed Representative 1, 9
ANOOP Priya BFE373 Licensed Representative 1, 4, 9
AU Chun Hong Jos BFB210 Licensed Representative 6
AU Ho Ki AQG675 Licensed Representative 1
AU Tsz To, Derek BFE457 Licensed Representative 1, 4, 9
AU Yu Him BFC651 Licensed Representative 1, 4, 9
BANDO Toru BFD835 Licensed Representative 1
BANSAL Vishnukumar BFD276 Licensed Representative 1, 6
BAO Rencheng BEZ873 Licensed Representative 4
BICKEL EP SUTTON Stephanie Marie Michele BFA288 Licensed Representative 1
BOSCIA Louis Anthony AZB287 Licensed Representative 1
CAI Gelin BFE222 Licensed Representative 1, 4
CAI Xiao BFC347 Licensed Representative 1, 2, 4
CHAN Cindy BFE151 Licensed Representative 1, 4, 9
CHAN Hiu Ming AYQ163 Licensed Representative 1
CHAN Jeffery Ying Kin BFC900 Licensed Representative 6
CHAN Kai zi Gigi BBB314 Licensed Representative 9
CHAN Kin Ying BFD599 Licensed Representative 1, 2
CHAN Lok Tin BFF359 Licensed Representative 9
CHAN Nim Yan Calvin BFE612 Licensed Representative 1
CHAN Pui Chi BEX259 Licensed Representative 1
CHAN Shun Hou, Fiona ATS113 Licensed Representative 1
CHAN Tik Man BFE468 Licensed Representative 1
CHAN Tin Fai BFD867 Licensed Representative 1
CHAN Wing Ho BFD134 Licensed Representative 1, 2, 4, 5
CHAN Wun Lai ACB125 Licensed Representative 1
CHAN Yan Kit, Kenny AOT666 Licensed Representative 4, 9
CHAN Yuk Sing BFD659 Licensed Representative 2
CHANG Tim Fuk, Jimmy ACY760 Licensed Representative 1, 2, 4
CHEN Han AVI643 Licensed Representative 4, 9
CHEN Shengye BFC239 Licensed Representative 9
CHEN Siwei BEZ624 Licensed Representative 6
CHEN Weiwen BFD783 Licensed Representative 1
CHEN Xiao BFC998 Licensed Representative 1, 4, 9
CHEN Yongchao BFE792 Licensed Representative 1, 4
Page 1 of 18
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2015
CE Name CE No. Licence Type Types of Regulated Activity
CHEN Yue BFD537 Licensed Representative 1
CHENG Chek Wah BFA938 Licensed Representative 1
CHENG Chun Fai, Hudson AVX842 Licensed Representative 1, 6
CHENG Jin BFE043 Licensed Representative 1, 4, 9
CHENG Sharon BFB173 Licensed Representative 1
CHENG Wei-Shih BEZ540 Licensed Representative 1
CHENG Yeung AHG117 Licensed Representative 4, 9
CHENG Yu Yeung BFC880 Licensed Representative 2
CHERNYY Vladimir BEV305 Licensed Representative 1, 2
CHEUNG Chun Ho BFA113 Licensed Representative 1
CHEUNG Chun Hung AQW401 Licensed Representative 1, 3
CHEUNG Ho In BFE046 Licensed Representative 1
CHEUNG Kai Li, Carrie AMN619 Licensed Representative 1, 4, 9
CHEUNG Kin Yip BFB168 Licensed Representative 1, 6
CHEUNG Tin Wah, Mize BFD233 Licensed Representative 1
CHEW Adeline Min Min BFC857 Licensed Representative 1, 6
CHIANG AMY C. BFC388 Licensed Representative 1, 4
CHIANG Tung-Cheng AZK537 Licensed Representative 9
CHIM Yat Kan APU603 Licensed Representative 1, 4
CHING Chun BFF010 Licensed Representative 6
CHIU On Kam, Kenny BFB171 Licensed Representative 1
CHO Lap Kwan BFE047 Licensed Representative 1
CHOI Chung Yan BFE049 Licensed Representative 1
CHOI Pik Chi ADW996 Licensed Representative 1
CHONG Cheung Chun BFB239 Licensed Representative 1, 2
CHOW Ching In BFA701 Licensed Representative 6
CHOW Kit Har, Susanna ADY295 Licensed Representative 1, 4
CHOW Thomas AFM847 Licensed Representative 4, 9
CHU Patrick Ming BFE495 Licensed Representative 1, 2
CHU Sunghan BFE576 Licensed Representative 9
CHUNG Ann Minyung BEZ486 Licensed Representative 1
CHUNG I Fon AVI326 Licensed Representative 1
CHUNG Tsz Fung, Ken BFC351 Licensed Representative 1
COLEBATCH Michael John BFB230 Licensed Representative 1, 2
COLLIE Craig Bryan BFD445 Licensed Representative 4
COUCH Gordon BFD480 Licensed Representative 4, 9
CROOK Mark Jonathon BFA896 Licensed Representative 1, 7
CUI Cui BFD800 Licensed Representative 4
CUI Xueying BAR201 Licensed Representative 4, 9
DAI Ling ATC265 Licensed Representative 9
DENG Fei BFC518 Licensed Representative 1, 4, 6
DENG Yunyi BBP845 Licensed Representative 1, 4, 9
DEWAN Sukrit BFC653 Licensed Representative 1, 4, 6
DING Jiajia BFE577 Licensed Representative 9
DONG Jihoon BFC522 Licensed Representative 1, 4
DORNEY Mark Andrew BFD878 Licensed Representative 1, 4, 6
DOU Yik Siu BFD130 Licensed Representative 4, 9
DU Jian AMI318 Licensed Representative 4, 9
DU Jing ANT379 Licensed Representative 1, 2
DU Ruo Wei BFC868 Licensed Representative 1
DUNGER Matthew John BFF148 Licensed Representative 1
DWIVEDI Harshit BFC405 Licensed Representative 4, 9
ERRANI Gian Rodolfo BFE827 Licensed Representative 1, 4, 9
Page 2 of 18
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2015
CE Name CE No. Licence Type Types of Regulated Activity
ESHRAGI Shameem BFC869 Licensed Representative 1, 6
FAN Bing BFD824 Licensed Representative 1, 4, 6
FANG Shuyu BFE791 Licensed Representative 4, 9
FONG Chung Loon, David AUT314 Licensed Representative 1, 2
FONG Jeffrey Yat Yeung BFA968 Licensed Representative 9
FOO Lih Huoy BFC906 Licensed Representative 1, 6
FU Huihui BEJ105 Licensed Representative 1
FU Xiang BFC691 Licensed Representative 1, 2, 7
FU Zhonghui BFD450 Licensed Representative 1, 2
FUJII Ken ABM992 Licensed Representative 1, 2, 7
FUNG Shing Yan BFD151 Licensed Representative 1, 2
FUNG Yi AXU916 Licensed Representative 1, 2, 3
GAO Zheni BFC907 Licensed Representative 1
GE Chenhao BFD861 Licensed Representative 1, 6
GOLDSMITH Robert James AOS667 Licensed Representative 2
GU Andrew Ye Yan ALQ626 Licensed Representative 4, 9
GU Chengzong BEX934 Licensed Representative 6
GUGUEN Bryan Hubert Yann BFC654 Licensed Representative 1, 4, 9
HAN Tingqian BFA094 Licensed Representative 4
HANSEN Stefan BEI886 Licensed Representative 1
HARKER Christopher Paul AZR414 Licensed Representative 6
HASSANALI Karim S BDO619 Licensed Representative 1, 2
HAU Celine BFC399 Licensed Representative 1
HE Jiajun BFA671 Licensed Representative 1, 4
HE Xiangli ARV305 Licensed Representative 9
HE Zhuohang BFB225 Licensed Representative 4
HIRAYAMA Hajime BFC663 Licensed Representative 1
HO Ka Chun BFE606 Licensed Representative 1
HO Cheong Yuen BFE789 Licensed Representative 1
HO Chiu Lung BFD661 Licensed Representative 1
HO J. C. BFC553 Licensed Representative 4, 9
HO Kelvin Khai Man BFC758 Licensed Representative 1, 6
HO Ming Hei, William BFD430 Licensed Representative 1
HONG Jong In BEX752 Licensed Representative 1, 4
HONG Yujin AZJ303 Licensed Representative 1, 2
HOWE Andrew George BEZ705 Licensed Representative 1, 2
HSIAO Hsiao-Ping BFD591 Licensed Representative 1
HUANG Chengcheng BFE585 Licensed Representative 9
HUANG Junwei AVM453 Licensed Representative 9
HUANG Shang BFD372 Licensed Representative 6
HUANG Suiming BFB090 Licensed Representative 1, 2
HUANG Wei Meng BFD871 Licensed Representative 1
HUI Ka Yiu BFA961 Licensed Representative 9
HUNG Ka Yen AXQ577 Licensed Representative 9
IOUSSOUPOV Chamil AYD204 Licensed Representative 1, 2
IWAMA Koichi BFD846 Licensed Representative 4
JEGANNATHAN Aravindan ASO503 Licensed Representative 4, 9
JIA Jing BFD829 Licensed Representative 9
JIANG Junchen BEZ802 Licensed Representative 4, 9
KAM Man Wai BBK676 Licensed Representative 1, 2
KAMINER Guillaume Romain APK937 Licensed Representative 1, 2
KANG Byeonggoo BFA822 Licensed Representative 1, 4
KELLY Victoria Jeane BFB079 Licensed Representative 1, 9
Page 3 of 18
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2015
CE Name CE No. Licence Type Types of Regulated Activity
KEUNG Hoi Ling, Helen AQP995 Licensed Representative 1, 4
KHADEM Babak Rod BEZ767 Licensed Representative 1, 6
KIM Hyungmo BEZ521 Licensed Representative 9
KIM Jaehyun BFE335 Licensed Representative 4, 9
KITAOKA Yoshiyuki BFE449 Licensed Representative 1
KOFOPOULOS Dimitrios BFB169 Licensed Representative 1
KOK Lok Sang ADR475 Licensed Representative 1, 4, 9
KONG Wai Nga BFE188 Licensed Representative 9
KONG Ying Er May AVX015 Licensed Representative 1, 2, 4, 5
KOSCIUSZKO Stefan Henry BFE682 Licensed Representative 4, 9
KRUK Jennifer Nicole BFC690 Licensed Representative 4
KUNG Man Yi, Joanne BFC988 Licensed Representative 10
KWAN Hoa Leung, Wilkinson BEZ021 Licensed Representative 1
KWAN Ling Wah AEW040 Licensed Representative 1, 4, 9
KWOK Chi Hin BFD848 Licensed Representative 1, 4, 6
KWOK Ho Yin BFA974 Licensed Representative 6
KWOK Hon Kuen AER962 Licensed Representative 1, 2, 9
KWOK Wang Wai BFA614 Licensed Representative 2
KWONG Tak Kim Eddy BFC771 Licensed Representative 1
LAI Ruisheng BEZ353 Licensed Representative 1, 9
LAM Ching Chuen BFA437 Licensed Representative 1
LAM Chun Hang BFE153 Licensed Representative 1
LAM Miu Lan BFD315 Licensed Representative 1
LAM Sahra BFD240 Licensed Representative 1, 4
LAM Sau Lin Sally AGE347 Licensed Representative 1
LAM Tik On BFD374 Licensed Representative 1
LAM Wing Yiu AJG566 Licensed Representative 1
LAM Yu On ABW082 Licensed Representative 1, 2
LAM Ze Wa, Monica AEY447 Licensed Representative 1, 2
LANUSSE-CROUSSE Marc Robert Raymond BFB086 Licensed Representative 1
LAU Hon Wing BFD807 Licensed Representative 1, 2
LAU Chun Hong BFC261 Licensed Representative 1
LAU Daniel Liang Peng BEZ043 Licensed Representative 1
LAU Mee Yuk, Thisby BAB122 Licensed Representative 1
LAW Kin Keung AMN716 Licensed Representative 1, 2
LAWSON Mark Jonathan Ching Yang BFD655 Licensed Representative 1
LEE Fei Lun ARQ131 Licensed Representative 1, 2
LEE Haesung AQO516 Licensed Representative 1, 4, 9
LEE Kwong Keung BFA988 Licensed Representative 1
LEE Man Wai BFD010 Licensed Representative 1, 6
LEE Soo Young BFA780 Licensed Representative 1
LEE Tung Pong BFE489 Licensed Representative 1
LEE Wan Wah, Wendy BFD785 Licensed Representative 4, 9
LEE Wen Yang BFE569 Licensed Representative 1, 4, 9
LEE Ying Chun BFC861 Licensed Representative 3
LEUNG Ching Kwong Bryan BFD782 Licensed Representative 1, 2
LEUNG Ching, Jonathon BFC672 Licensed Representative 9
LEUNG Ka Cheuk, Jackson BFE008 Licensed Representative 6
LEUNG Lai Ming BFD029 Licensed Representative 1
LEUNG Lee Ching Catherine BFD462 Licensed Representative 1
LEUNG Yan Chi BFC697 Licensed Representative 1, 4
LEUNG Yee Wan, Doris AFR436 Licensed Representative 1
LEVY Andrew Frederick BFC716 Licensed Representative 4
Page 4 of 18
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2015
CE Name CE No. Licence Type Types of Regulated Activity
LEWIS Gareth Rhys AOX202 Licensed Representative 1, 4, 9
LI Jia Wei BFC751 Licensed Representative 1, 4, 6
LI Jiadai BFG345 Licensed Representative 4, 9
LI Junjie BFD822 Licensed Representative 1, 6
LI Junsong BEY885 Licensed Representative 4
LI King Hei, James BFD043 Licensed Representative 1
LI Mang BFD584 Licensed Representative 1, 4, 9
LI Peijiu BFE593 Licensed Representative 1, 2
LI Priscilla Mankei BFE570 Licensed Representative 1
LI Qinyi BFE533 Licensed Representative 4
LI Shanshan BFD820 Licensed Representative 1
LI Tingting ARI573 Licensed Representative 4
LI Wing Yi BFD467 Licensed Representative 1
LI Xiate BEX942 Licensed Representative 1, 4
LI Yuanzhou BFA622 Licensed Representative 1, 6, 9
LI Zheng BFD616 Licensed Representative 10
LI Zhongyuan AXD238 Licensed Representative 1, 4, 6
LIAN-GREEN Anny Hairong AGN064 Licensed Representative 1, 6
Lim Sau Fat ANJ682 Licensed Representative 9
LIN Jianan BFC645 Licensed Representative 4, 9
LIN Jung Fang BFA781 Licensed Representative 1, 4
LIN Shu-Wei BFD026 Licensed Representative 1, 4, 6
LIPTAK John Bennett AEQ330 Licensed Representative 1, 4
LIU Chang BES494 Licensed Representative 1
LIU Lianfu BFD806 Licensed Representative 6
LIU Renhe BFC981 Licensed Representative 1, 4
LIU Sisi BFC348 Licensed Representative 4
LIU Xiaoning BFD449 Licensed Representative 1, 4
LIU Yang BFC549 Licensed Representative 1, 4
LIU Yi-Ling BFC555 Licensed Representative 1, 4
LO Kam Wa ADF601 Licensed Representative 1
LO Ning Yue, Sam ASY867 Licensed Representative 4, 9
LO Nuen Mei BFF176 Licensed Representative 4, 9
LO Yuk Wa BFE561 Licensed Representative 4
LOH Timothy James AZX867 Licensed Representative 1, 4
LOO Kevin Lester BFD133 Licensed Representative 1, 4, 9
LU Ye BFE455 Licensed Representative 1, 6
LU You BFC569 Licensed Representative 1, 6
LUI Ching Ngai BFC557 Licensed Representative 6
LUI Man Ting, Gloria BFD428 Licensed Representative 1, 2
LUI Sung Hing BEZ147 Licensed Representative 1, 2
LUTHRA Vandana BEO627 Licensed Representative 1, 4, 5, 9
MA Teng BFC772 Licensed Representative 4
MA Tengfei BEZ912 Licensed Representative 1, 6
MACDONALD Stuart William BFD452 Licensed Representative 1, 4, 9
MAHAJAN Deepak BFB224 Licensed Representative 1
MAK Cheuk Fai BFD041 Licensed Representative 1, 4
MALLIA Mark Charles Alexander AES119 Licensed Representative 1
MARIA Kulvinder Singh BFD831 Licensed Representative 1, 7
MAYRARGUE Sylvain Luc Fabien AXW974 Licensed Representative 1, 2
MCGILL Ruarri Ronald BFA600 Licensed Representative 1
MENG Qing BFA703 Licensed Representative 1
MOLDOVAN Jonathan ASZ094 Licensed Representative 1, 2, 7
Page 5 of 18
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2015
CE Name CE No. Licence Type Types of Regulated Activity
MOORE Stephen Lewis BFD013 Licensed Representative 1, 2
MORSE JR Edward Gary BEX751 Licensed Representative 1
MOSTYN Joshua Marcus Joseph BFB204 Licensed Representative 9
NARULA Rajat BFA823 Licensed Representative 4, 9
NG Chi Kam BFC763 Licensed Representative 10
NG Ho Yin BFD366 Licensed Representative 1
NG Hoi Yin APZ135 Licensed Representative 1, 4
NG Ka Yee Johnson ALP072 Licensed Representative 1, 4, 6
NG Kai Tung, Carlton AXS305 Licensed Representative 1, 4, 6
NG Mei Yuk ATB546 Licensed Representative 1
NG Siu Yeung BFA332 Licensed Representative 1
NG Wai Man AXV193 Licensed Representative 1
NG Yuen Ki BFB096 Licensed Representative 1, 4, 9
NGAI Lo Man BFC265 Licensed Representative 1, 6
NI Wei-i BFC747 Licensed Representative 1, 2, 9
NICHOLSON John Marshall AID049 Licensed Representative 1, 4, 6
OGASAWARA Fumihito BFC759 Licensed Representative 1, 4
OH Dee Xiang BFB082 Licensed Representative 1, 4, 6
ONG Ho Yee Jennifer BFD433 Licensed Representative 1, 4, 9
OTTEN Russell Robert BFB092 Licensed Representative 1, 4
OTTERY Gavin John ALS347 Licensed Representative 1, 4
OUDINE Gautier Andre Pierre BFE582 Licensed Representative 9
OWEN Simon George BFB085 Licensed Representative 1, 9
OZOLS Ashley Luke BFE251 Licensed Representative 1, 4, 6
PAN Luming BFE614 Licensed Representative 2
PAN Zeyu BFE483 Licensed Representative 1, 6
PEI Lin BFC689 Licensed Representative 10
PERSICO Marco BFD388 Licensed Representative 4
POON Jian Xi BFD262 Licensed Representative 4
POON Wai Chu BFC740 Licensed Representative 1
PRELLER Raoul Gustav AJL240 Licensed Representative 1, 2, 7
QIAN Yuyang BFC899 Licensed Representative 1
QIN Liangliang BFC263 Licensed Representative 1, 2
REN Jia BFD049 Licensed Representative 1, 4, 6
ROGERS-UFF Jesse John BFB282 Licensed Representative 1, 2
SALL Thibault BFD679 Licensed Representative 1
SATO Hiroki BEE297 Licensed Representative 1
SEBAG Jonathan Abraham Robert BFC428 Licensed Representative 1, 2
SETHI Mininder BFD465 Licensed Representative 1, 2
SHAO Xin BEW142 Licensed Representative 1
SHEK Kai Chung BFD863 Licensed Representative 1
SHEKLETON Peter Maxwell BFE234 Licensed Representative 1
SHEN Moshe BFA429 Licensed Representative 1, 2, 7
SHENG Jiali BEX239 Licensed Representative 1, 2, 4
SHUM Ngok Wa BFE564 Licensed Representative 1
SIMPSON Robert Adam AYG346 Licensed Representative 4
SIT Yi Ki BFC762 Licensed Representative 9
SIU Man Hoi BFD163 Licensed Representative 6
SMITH Martin Andrew AJI702 Licensed Representative 1, 4, 9
SMITH Stephen Mark BFA905 Licensed Representative 1, 7
SONG Bingshen BEZ992 Licensed Representative 4, 9
SONG Jeong Young BEW386 Licensed Representative 1, 4
SONG Se Han BFE217 Licensed Representative 1
Page 6 of 18
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2015
CE Name CE No. Licence Type Types of Regulated Activity
SONG Yingxi BFE170 Licensed Representative 1
SPARROW Richard Aelred AFK790 Licensed Representative 1, 7
SPECIALE Mark Phillip ALF648 Licensed Representative 1, 4, 9
SU Xuejing BEZ373 Licensed Representative 4
SUN Po-Hsuan BFB184 Licensed Representative 1, 4, 9
SURI Karan BFF151 Licensed Representative 1, 6
SVENSSON Anders Olof BFB216 Licensed Representative 1, 6
SZE Lam Lam AQR414 Licensed Representative 1, 4, 9
TAI Yee Ki BAF598 Licensed Representative 1, 2
TAKEUCHI Mai BFB281 Licensed Representative 9
TAM Hiu Chit BFA821 Licensed Representative 1
TAM Sze Chun Christopher BFC980 Licensed Representative 1
TAN Hwei Ling AGC131 Licensed Representative 1, 2, 4
TAN Kai BFC674 Licensed Representative 9
TAN Stephan BFE461 Licensed Representative 1, 6
TAN Ye-Hui, James AZY483 Licensed Representative 1
TANG Chun Pong ARV786 Licensed Representative 1, 2
TANG Ruobing BFA762 Licensed Representative 1, 2, 4, 9
TANG Tak Nam AAC047 Licensed Representative 9
TANG Wing Shan AGC969 Licensed Representative 1
TANG Yen Yee BFD484 Licensed Representative 1
TAWN Andrew John BFC254 Licensed Representative 1, 4
TIAN Liang BEX782 Licensed Representative 4
TIAN Qi BFD608 Licensed Representative 1
TO Ching Sze, Cecilia APA899 Licensed Representative 9
TOW Terence Michael BFE450 Licensed Representative 9
TSANG Ka Li AIB690 Licensed Representative 1, 4
TSANG Kwong Hing BFC736 Licensed Representative 1, 2
TSANG Wa Sin BFC561 Licensed Representative 1, 2
TSANG Wai Ming BFE609 Licensed Representative 1
TSANG Wan Yu BFE157 Licensed Representative 6
TSE See Kit BFB223 Licensed Representative 1, 2, 4
TSE Siu Wai BFC539 Licensed Representative 6
TSE Tin Shing BFC853 Licensed Representative 9
TSENG Bao Ji, Alexander BFA100 Licensed Representative 1, 4, 9
TSENG Chien Han BFE460 Licensed Representative 1
TSU King Yiu BFA530 Licensed Representative 1, 4
TUNG Ka Yee, Carrie BFA423 Licensed Representative 1, 4, 9
TUNG Kwan Wai AMI156 Licensed Representative 1
WACKETT Andrew Crawford AMX311 Licensed Representative 4
WANE Mohamed Sada BFD994 Licensed Representative 1
WANG Yunjun BFB083 Licensed Representative 4, 9
WANG Chunguang BEW129 Licensed Representative 6
WANG Dapeng BFD828 Licensed Representative 4, 9
WANG Haixu BEX781 Licensed Representative 4
WANG Jack Kuan Chung BFA769 Licensed Representative 2, 5
WANG Jian AVM361 Licensed Representative 1
WANG Lei BEX937 Licensed Representative 1, 6
WANG Yang BFE447 Licensed Representative 4, 6
WANG Yijun BFC862 Licensed Representative 1
WANG Ying BFE891 Licensed Representative 4
WANG Yingying BFA820 Licensed Representative 1, 4, 9
WANG You BFC706 Licensed Representative 1
Page 7 of 18
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2015
CE Name CE No. Licence Type Types of Regulated Activity
WANG Yuchen AXY201 Licensed Representative 4, 9
WESTAWAY Matthew Stephen BFD035 Licensed Representative 1, 2
WONG Chi Ho BFC358 Licensed Representative 1, 2, 7
WONG Chi Ho BFF016 Licensed Representative 1, 4
WONG Chi Shun BEZ498 Licensed Representative 1, 6
WONG Chim BFE349 Licensed Representative 3
WONG Elie Natalie AJD745 Licensed Representative 1, 4, 9
WONG Kam Ting BAF053 Licensed Representative 4
WONG Kin Kwan BFD581 Licensed Representative 1
WONG Kwai Chu APO150 Licensed Representative 1, 4
WONG Kwan Lok BFC247 Licensed Representative 1
WONG Lok Yan, Lorraine APK745 Licensed Representative 1
WONG Man Kit, Ivan AZG148 Licensed Representative 1, 4, 6
WONG Ming Choi BFD524 Licensed Representative 1, 2
WONG Pak Yui, Maffee ASF405 Licensed Representative 1
WONG Pik Ning Katheleen BFC688 Licensed Representative 1
WONG Ping Tat, Elvis AIU265 Licensed Representative 1
WONG Sung Tak BFD772 Licensed Representative 1, 2
WONG Theresa Yuen-tung BFE578 Licensed Representative 1, 2
WONG Ting Jin BFE036 Licensed Representative 2
WONG Yee Fai, Valerie BAT145 Licensed Representative 1, 4, 9
WONG Yick Lam, Vivian BEZ798 Licensed Representative 1
WOO Jae Song BFD438 Licensed Representative 4
WOODWARD Paul Martin BFB200 Licensed Representative 1, 4, 9
WRIGGE Gert Christof BFD876 Licensed Representative 4, 9
WU Anqing BEY100 Licensed Representative 1, 6
WU Ching Fai, Frank ACS670 Licensed Representative 1, 6
WU Juan BEY947 Licensed Representative 1, 4, 9
WU Kaiyu BFC756 Licensed Representative 1, 2
XIA Wei BFD770 Licensed Representative 1
XIE Bingwu AQF129 Licensed Representative 4, 9
XIE Yayi BFD654 Licensed Representative 1, 2, 3
XIE Zhiming BFD432 Licensed Representative 4, 9
XING Yiling BFC904 Licensed Representative 2
XIONG Junjie BEZ862 Licensed Representative 9
XIONG Xuan BFE598 Licensed Representative 4, 9
XU Dan BFB174 Licensed Representative 1, 4
XU Jian BCC269 Licensed Representative 1
XU Jin BFC540 Licensed Representative 1, 4
XU Jing BEZ537 Licensed Representative 4
XU Meng BFE973 Licensed Representative 4
XU Simin BFC852 Licensed Representative 4, 9
XU Wei BEY955 Licensed Representative 1, 4, 9
XU Ying BEZ163 Licensed Representative 1, 6
XU Yue BFE156 Licensed Representative 6
YADAV Kamal BFA764 Licensed Representative 1, 6
YANAMANDRA Venkata Ravi Kiran BFA205 Licensed Representative 2, 5
YANG Ke BEZ121 Licensed Representative 4
YANG Wen BAL564 Licensed Representative 9
YANG Yijia BFC435 Licensed Representative 1
YAO Wanyi BFA648 Licensed Representative 1, 4, 9
YAU Wing Sze BFA757 Licensed Representative 4, 9
YE Lihua BAX115 Licensed Representative 1
Page 8 of 18
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2015
CE Name CE No. Licence Type Types of Regulated Activity
YE Zhi BFB220 Licensed Representative 1, 4, 6
YIK Kwan Ho APR487 Licensed Representative 1
YIM Ho Wa BFA222 Licensed Representative 4
YIN Jiahao BDD365 Licensed Representative 9
YIN Leting BFE167 Licensed Representative 1, 2
YING Sinan BFE496 Licensed Representative 1, 4
YIP Hoi Tai Curtis BFB218 Licensed Representative 1, 2
YIP Kwok Leung BFD135 Licensed Representative 1
YIU Tze Wai APS748 Licensed Representative 4, 9
YU Bing Ling Bileen BAQ413 Licensed Representative 1
YU Chenjun BEW957 Licensed Representative 1, 4, 9
YU Pui Man, Sharon BFD429 Licensed Representative 4, 9
YU Xiangrong BFA907 Licensed Representative 1, 4
YUEN Tak Wai, Alexander ASP425 Licensed Representative 1, 4
ZENG Fang BFC671 Licensed Representative 4, 9
ZENG YanLing BFC897 Licensed Representative 4, 9
ZHAI Haomiao BFC859 Licensed Representative 1, 2, 7
ZHAN Hao BFB235 Licensed Representative 1
ZHANG Jiaxin BEX954 Licensed Representative 1, 6
ZHANG Qiancheng BFE244 Licensed Representative 1, 2
ZHANG Shuai BFC901 Licensed Representative 1, 6
ZHANG Wei ARB949 Licensed Representative 4
ZHANG Xi BFD377 Licensed Representative 1, 6
ZHANG Xiaoying BEL750 Licensed Representative 1, 4
ZHANG Ya Xiong BFD815 Licensed Representative 1, 4, 6
ZHANG Ying BFC741 Licensed Representative 1, 9
ZHANG Yu BEX944 Licensed Representative 1
ZHANG Yuxing BEY878 Licensed Representative 1, 6
ZHANG Zhijia BFD976 Licensed Representative 4, 9
ZHANG Zhinan BFD526 Licensed Representative 1, 4, 6
ZHANG Zizhe BFA430 Licensed Representative 4, 9
ZHAO Shuo BFE619 Licensed Representative 1, 4
ZHAO Xinyi BEZ806 Licensed Representative 1, 6
ZHAO Zongting BEZ899 Licensed Representative 4, 9
ZHENG Boqing BFE587 Licensed Representative 1
ZHENG Yiran BFD444 Licensed Representative 1, 4, 6
ZHENG Zimu BFA405 Licensed Representative 6
ZHOU Bo BFD603 Licensed Representative 1, 4
ZHOU Hongmin BFC416 Licensed Representative 1, 2
ZHOU Yuanjun BFF024 Licensed Representative 1
ZHU Beibei BFD466 Licensed Representative 1, 4
ZHU Feifei BFC570 Licensed Representative 1, 6
ZHU Jialei BFD431 Licensed Representative 1, 2
ZHUANG Jingyu BFA116 Licensed Representative 4, 9
ANG Teck Wee BFC361 Licensed Representative - Responsible Officer 1, 4, 6
CHAN Kang Muk AUL922 Licensed Representative - Responsible Officer 1, 2, 4, 5
CHEN Terance Chun-Hung BEZ282 Licensed Representative - Responsible Officer 9
CHEN Zhenfeng BFD756 Licensed Representative - Responsible Officer 4
FAN Zhe BFA601 Licensed Representative - Responsible Officer 9
HO Carrie Ka Lee BEZ815 Licensed Representative - Responsible Officer 9
HO Shui Fai, Ricky ABP466 Licensed Representative - Responsible Officer 9
HUANG Feng-Kai BES450 Licensed Representative - Responsible Officer 9
HUANG Haoyi BER550 Licensed Representative - Responsible Officer 1
Page 9 of 18
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2015
CE Name CE No. Licence Type Types of Regulated Activity
HUI Tin Kay AFS483 Licensed Representative - Responsible Officer 1
JIA Yanyi BEV140 Licensed Representative - Responsible Officer 4, 9
JIANG Yulai AJD205 Licensed Representative - Responsible Officer 1
JOHNSON David Edward BEV695 Licensed Representative - Responsible Officer 9
KIEFER Stephane BAH877 Licensed Representative - Responsible Officer 1, 4
KOMIYA Zentaro BEW392 Licensed Representative - Responsible Officer 4
LEE James BEZ813 Licensed Representative - Responsible Officer 9
LEE Kam Lun, Kenyon AFU347 Licensed Representative - Responsible Officer 4
LI Shiqiu BEN197 Licensed Representative - Responsible Officer 4, 9
LI Wenjing AWZ394 Licensed Representative - Responsible Officer 9
LI Yu AOB358 Licensed Representative - Responsible Officer 9
LIU Xiaomeng BEN196 Licensed Representative - Responsible Officer 4, 9
LUECK Martin Anthony AQU451 Licensed Representative - Responsible Officer 1, 4
NAGASHIMA Kei BEY926 Licensed Representative - Responsible Officer 9
NISHIDA Takeshi BFE985 Licensed Representative - Responsible Officer 1, 2, 4, 5, 6
PARK Gregory AEI659 Licensed Representative - Responsible Officer 9
PROMBOON Warut AYF098 Licensed Representative - Responsible Officer 10
SHAMSUDDIN Doni AZB289 Licensed Representative - Responsible Officer 1, 4
STEELE Scott Patrick BET086 Licensed Representative - Responsible Officer 1, 4, 9
SUN Weshiang AQY832 Licensed Representative - Responsible Officer 9
THOMAS III Stanley Emmett BEW393 Licensed Representative - Responsible Officer 4
TONG King Hang AKX333 Licensed Representative - Responsible Officer 9
TRIVERS Tor Lee BEV690 Licensed Representative - Responsible Officer 9
TYE Philip Andrew AIR629 Licensed Representative - Responsible Officer 4, 9
WANG Zheng AQR114 Licensed Representative - Responsible Officer 9
YANG Ning AVM735 Licensed Representative - Responsible Officer 1, 4, 9
YAU Lai Ying Kinnie AYY814 Licensed Representative - Responsible Officer 1, 4, 9
YUEN Kin Wong ADG918 Licensed Representative - Responsible Officer 1
ZHANG Ning AGD246 Licensed Representative - Responsible Officer 9
ZHENG Kongdong BFA756 Licensed Representative - Responsible Officer 4, 9
ALMEIDA Christopher James BFG337 Licensed Representative (Provisional Licence) 1, 2
ANG Khai Jing BFI715 Licensed Representative (Provisional Licence) 1
ANOOP Priya BFE373 Licensed Representative (Provisional Licence) 1, 4, 9
AU Chi Wah BFI051 Licensed Representative (Provisional Licence) 1
AU Yuen Ting BFI067 Licensed Representative (Provisional Licence) 1, 4, 9
BAE Yu Jung BFG508 Licensed Representative (Provisional Licence) 1, 2, 4, 5
BANDO Toru BFD835 Licensed Representative (Provisional Licence) 1
BI Hongyan BFG519 Licensed Representative (Provisional Licence) 1, 4, 5
BI Xuewen BFE600 Licensed Representative (Provisional Licence) 6
CAI Gelin BFE222 Licensed Representative (Provisional Licence) 1, 4
CAI Yu BFG346 Licensed Representative (Provisional Licence) 1, 6
CALLAGHAN Paul Andrew Stewart AED970 Licensed Representative (Provisional Licence) 1
CASWELL JR Brian David BFH483 Licensed Representative (Provisional Licence) 1, 9
CHAN Hoi Keung, Terence BFG310 Licensed Representative (Provisional Licence) 9
CHAN Chi Wai, William BFF177 Licensed Representative (Provisional Licence) 1
CHAN Ka Chun, Karl BFF021 Licensed Representative (Provisional Licence) 6
CHAN Ka Wang Karen AIH479 Licensed Representative (Provisional Licence) 1, 6
CHAN Keith Tsz Lok BFE603 Licensed Representative (Provisional Licence) 1
CHAN Kin Wai AVD399 Licensed Representative (Provisional Licence) 1, 4, 9
CHAN Kwai Meng BFE815 Licensed Representative (Provisional Licence) 1, 4, 9
CHAN Matthew BFG309 Licensed Representative (Provisional Licence) 9
CHAN Nim Yan Calvin BFE612 Licensed Representative (Provisional Licence) 1
CHAN Shun Hou, Fiona ATS113 Licensed Representative (Provisional Licence) 1
Page 10 of 18
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2015
CE Name CE No. Licence Type Types of Regulated Activity
CHAN Siu Ying, Angel BFH221 Licensed Representative (Provisional Licence) 1, 4, 9
CHAN Tik Man BFE468 Licensed Representative (Provisional Licence) 1
CHAN Tsun Kan, Kelvin AMD001 Licensed Representative (Provisional Licence) 1
CHAN Wai Man BFH414 Licensed Representative (Provisional Licence) 1, 2
CHARK Chi Wing, Alexis AFU893 Licensed Representative (Provisional Licence) 1, 2, 4, 5
CHAUHAN Suninder Singh BFG548 Licensed Representative (Provisional Licence) 1, 2, 7
CHEN Chia-hui BFH422 Licensed Representative (Provisional Licence) 1, 4, 9
CHEN Hengkai BFH248 Licensed Representative (Provisional Licence) 1
CHEN Ji Hao, Tony AVH878 Licensed Representative (Provisional Licence) 1, 6
CHEN June Yub BFG324 Licensed Representative (Provisional Licence) 9
CHEN Yan ALZ159 Licensed Representative (Provisional Licence) 1, 4
CHEN Yongchao BFE792 Licensed Representative (Provisional Licence) 1, 4
CHEN Yunyan ARR085 Licensed Representative (Provisional Licence) 1, 4
CHEUNG Katherine Marn Kay AFQ899 Licensed Representative (Provisional Licence) 1, 9
CHEUNG Wing Mong BFH421 Licensed Representative (Provisional Licence) 1, 4, 9
CHEUNG Wing Tim AEU275 Licensed Representative (Provisional Licence) 1
CHIA Tai Hing, Freeman ABP970 Licensed Representative (Provisional Licence) 1
CHING Chun BFF010 Licensed Representative (Provisional Licence) 6
CHOI Kwan Ho Edward BFG850 Licensed Representative (Provisional Licence) 9
CHOI Wai Yu BFE807 Licensed Representative (Provisional Licence) 1
CHOU Wan I Sherry BFH981 Licensed Representative (Provisional Licence) 2
CHOW Chun Kei BFE823 Licensed Representative (Provisional Licence) 1
CHOY Hoi Yan APX164 Licensed Representative (Provisional Licence) 1
CHU Patrick Ming BFE495 Licensed Representative (Provisional Licence) 1, 2
CHU Winston Ho Yin BFH484 Licensed Representative (Provisional Licence) 4, 9
CHUN Ting BBA876 Licensed Representative (Provisional Licence) 4
CHUNG Chao-Yang BDM233 Licensed Representative (Provisional Licence) 4, 9
COHEN-RUHLE Liam Kabu BFI059 Licensed Representative (Provisional Licence) 1, 7
DAI Wen BFI915 Licensed Representative (Provisional Licence) 1, 4
DING Xuebing AIZ252 Licensed Representative (Provisional Licence) 1, 4, 9
DOBSON Samuel John BFG203 Licensed Representative (Provisional Licence) 4
DONG Jihoon BFC522 Licensed Representative (Provisional Licence) 1, 4
DONG Yubo BFE045 Licensed Representative (Provisional Licence) 1, 4
DUDOK VAN HEEL Robert Frederik BFF029 Licensed Representative (Provisional Licence) 9
DUNGER Matthew John BFF148 Licensed Representative (Provisional Licence) 1
ELLIS Adam Arthur BFE494 Licensed Representative (Provisional Licence) 1, 2
EMANUEL Jenniffer BFG838 Licensed Representative (Provisional Licence) 1, 2
ERRANI Gian Rodolfo BFE827 Licensed Representative (Provisional Licence) 1, 4, 9
FANG Shuyu BFE791 Licensed Representative (Provisional Licence) 4, 9
FONG Chan Wah, Simon AVV978 Licensed Representative (Provisional Licence) 1
GAO Weifan BFD850 Licensed Representative (Provisional Licence) 1, 6
GAO Yaqing BFE382 Licensed Representative (Provisional Licence) 9
GLOANEC Francois Charles Victor BFI048 Licensed Representative (Provisional Licence) 1, 7
GUI Tao BFJ328 Licensed Representative (Provisional Licence) 1
HARNEY Anne Elizabeth BFG340 Licensed Representative (Provisional Licence) 1
HO Ka Chun BFE606 Licensed Representative (Provisional Licence) 1
HO Cheong Yuen BFE789 Licensed Representative (Provisional Licence) 1
HO Ka Wing BFG840 Licensed Representative (Provisional Licence) 1
HO Lai Ming AUF129 Licensed Representative (Provisional Licence) 1, 4
HSU Hui-Hui AOX413 Licensed Representative (Provisional Licence) 4
HSU Jennifer BFI910 Licensed Representative (Provisional Licence) 1, 4
HUANG Can BFE695 Licensed Representative (Provisional Licence) 1, 6
HUANG Junwei AVM453 Licensed Representative (Provisional Licence) 9
Page 11 of 18
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2015
CE Name CE No. Licence Type Types of Regulated Activity
HUANG Ruogu BFI405 Licensed Representative (Provisional Licence) 4
HUANG Yiming BFE632 Licensed Representative (Provisional Licence) 1, 6
HUNG Kevin Dingteng BFG308 Licensed Representative (Provisional Licence) 1, 4, 9
IMATSU Hidehiro BFG490 Licensed Representative (Provisional Licence) 1, 2
ISENBERG Alan Louis BFF186 Licensed Representative (Provisional Licence) 1, 4, 9
ISONO Shintaro BFG855 Licensed Representative (Provisional Licence) 1
JANG Yun Hyung BEA237 Licensed Representative (Provisional Licence) 1
JIA Jia BFG487 Licensed Representative (Provisional Licence) 4, 9
JIA Yingmei BFH199 Licensed Representative (Provisional Licence) 1, 2
JIANG Anlun BFE446 Licensed Representative (Provisional Licence) 9
JUNG Jee Yong BFE030 Licensed Representative (Provisional Licence) 1
KARTHA Harish Ramachandran BFG315 Licensed Representative (Provisional Licence) 9
KAWASHIMA Yoshihiko BAQ570 Licensed Representative (Provisional Licence) 1, 4, 9
KEE Po Tung AWK157 Licensed Representative (Provisional Licence) 1, 2
KITAOKA Yoshiyuki BFE449 Licensed Representative (Provisional Licence) 1
KOH Ee Ling Elaine BFF183 Licensed Representative (Provisional Licence) 10
KONG Ying Er May AVX015 Licensed Representative (Provisional Licence) 1, 2, 4, 5
Kumar Sundaram BFH403 Licensed Representative (Provisional Licence) 1, 2
KWAN Ling Wah Nicole BFI920 Licensed Representative (Provisional Licence) 1, 4
KWON Boo Sung BFH187 Licensed Representative (Provisional Licence) 1
LAI Tai Yan BFI937 Licensed Representative (Provisional Licence) 1, 9
LAI Wing Hung ANH142 Licensed Representative (Provisional Licence) 1, 2
LAM Chung Ho AVI619 Licensed Representative (Provisional Licence) 1
LAM Kar Wai AFR888 Licensed Representative (Provisional Licence) 1
LAM Wing Kit BFI762 Licensed Representative (Provisional Licence) 1
LAM Wing Yiu AJG566 Licensed Representative (Provisional Licence) 1
LAU Daniel Liang Peng BEZ043 Licensed Representative (Provisional Licence) 1
LAU Hon Yuen BFI264 Licensed Representative (Provisional Licence) 1
LAURIN Julian Gregory BFH225 Licensed Representative (Provisional Licence) 1, 4, 9
LAW Kin Keung AMN716 Licensed Representative (Provisional Licence) 1, 2
LAW Yuen Sheung APL590 Licensed Representative (Provisional Licence) 4
LAWRENCE Robert Davey BFI908 Licensed Representative (Provisional Licence) 1, 2
LAWRENSON William BFD826 Licensed Representative (Provisional Licence) 1, 6
LAWSON Mark Jonathan Ching Yang BFD655 Licensed Representative (Provisional Licence) 1
LEE Ho Kong Edward BFG799 Licensed Representative (Provisional Licence) 9
LEE Hyungyu BFE604 Licensed Representative (Provisional Licence) 10
LEE Oi Ying BFJ099 Licensed Representative (Provisional Licence) 1, 4
LEE Rui Jie Gary BFG289 Licensed Representative (Provisional Licence) 1
LEE Wen Yang BFE569 Licensed Representative (Provisional Licence) 1, 4, 9
LEE Ying Wing Noven BFI429 Licensed Representative (Provisional Licence) 3
LEE Zhi Xing ASU238 Licensed Representative (Provisional Licence) 3
LEUNG Ka Cheuk, Jackson BFE008 Licensed Representative (Provisional Licence) 6
LEUNG Tsz Kin BFG540 Licensed Representative (Provisional Licence) 1, 2, 4
LI Bo BFE481 Licensed Representative (Provisional Licence) 1, 6
LI Ge BFE381 Licensed Representative (Provisional Licence) 1, 6
LI Jiadai BFG345 Licensed Representative (Provisional Licence) 4, 9
LI Jiaqi BFF380 Licensed Representative (Provisional Licence) 1
LI Junzhou BFE782 Licensed Representative (Provisional Licence) 4
LI Peijiu BFE593 Licensed Representative (Provisional Licence) 1, 2
LI Priscilla Mankei BFE570 Licensed Representative (Provisional Licence) 1
LI Qinyi BFE533 Licensed Representative (Provisional Licence) 4
LI Ruotao BFE679 Licensed Representative (Provisional Licence) 1, 6
LI Xiang BFE986 Licensed Representative (Provisional Licence) 1
Page 12 of 18
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2015
CE Name CE No. Licence Type Types of Regulated Activity
LI Yao Jun APB923 Licensed Representative (Provisional Licence) 1, 4, 9
LI Ying Kit BFG544 Licensed Representative (Provisional Licence) 1, 4, 9
LI Yue BFF184 Licensed Representative (Provisional Licence) 1, 2, 4
LI Zhao Ying Nora BFI410 Licensed Representative (Provisional Licence) 4
LI Zhaoyuan BFJ405 Licensed Representative (Provisional Licence) 1, 4, 9
LIAN-GREEN Anny Hairong AGN064 Licensed Representative (Provisional Licence) 1, 6
LICHEN Yingwen BFE812 Licensed Representative (Provisional Licence) 1
LIN Hao BFE478 Licensed Representative (Provisional Licence) 1, 4, 6
LIN Shanru BFI279 Licensed Representative (Provisional Licence) 1
LIN Wen-Che BFF022 Licensed Representative (Provisional Licence) 1, 4
LIN Yu Chi BFF019 Licensed Representative (Provisional Licence) 1, 4
LIU Chun Ling BFG510 Licensed Representative (Provisional Licence) 1
LIU Jianing BFH717 Licensed Representative (Provisional Licence) 6
LIU Taisheng AMO971 Licensed Representative (Provisional Licence) 4
LIU Xingyu BFH217 Licensed Representative (Provisional Licence) 1, 6
LO Kwok Man, Jimmy AEU661 Licensed Representative (Provisional Licence) 1
LO Yin Ping BFG802 Licensed Representative (Provisional Licence) 10
LO Yuk Wa BFE561 Licensed Representative (Provisional Licence) 4
LU Jiandong AHD638 Licensed Representative (Provisional Licence) 1, 4, 6
LU Ye BFE455 Licensed Representative (Provisional Licence) 1, 6
LUI Pui King BFI421 Licensed Representative (Provisional Licence) 1
LUO Xiangzi BFF182 Licensed Representative (Provisional Licence) 1, 6
MA Yuanjing BFE452 Licensed Representative (Provisional Licence) 1, 4, 6
MA Patrick Chih Yueh BFI442 Licensed Representative (Provisional Licence) 1, 2, 7
MAHESHWARI Piyush BFF025 Licensed Representative (Provisional Licence) 9
MAK Dick Wai David BFE992 Licensed Representative (Provisional Licence) 1
MAK Tsz Tsun BFH216 Licensed Representative (Provisional Licence) 6
MALLIA Mark Charles Alexander AES119 Licensed Representative (Provisional Licence) 1
MATHUR Aditi BFE628 Licensed Representative (Provisional Licence) 1, 4, 6
MAYRARGUE Sylvain Luc Fabien AXW974 Licensed Representative (Provisional Licence) 1, 2
MC LANE Willard Adrian ADX604 Licensed Representative (Provisional Licence) 1, 6
MCKEE Andrew Ross BFE001 Licensed Representative (Provisional Licence) 4, 9
MENG Xinghai BFF372 Licensed Representative (Provisional Licence) 6
MITSUDA Takefumi BFI740 Licensed Representative (Provisional Licence) 1, 2
MOK Jonathan Chung Kiu AHA655 Licensed Representative (Provisional Licence) 4, 5, 9
MOLDOVAN Jonathan ASZ094 Licensed Representative (Provisional Licence) 1, 2, 7
MOUNIER Arnaud Francois BFI444 Licensed Representative (Provisional Licence) 1, 4
MYOUNG Cholong BCF603 Licensed Representative (Provisional Licence) 1, 2
NG Kok Ming AMN905 Licensed Representative (Provisional Licence) 1, 4, 5, 9
NG Wai Fat ABA017 Licensed Representative (Provisional Licence) 1, 4
NURSE Robert James BFG341 Licensed Representative (Provisional Licence) 1
OGASAWARA Fumihito BFC759 Licensed Representative (Provisional Licence) 1, 4
OH Hyung-geun AUZ214 Licensed Representative (Provisional Licence) 1, 2, 7
OUDINE Gautier Andre Pierre BFE582 Licensed Representative (Provisional Licence) 9
OZOLS Ashley Luke BFE251 Licensed Representative (Provisional Licence) 1, 4, 6
PAN Zeyu BFE483 Licensed Representative (Provisional Licence) 1, 6
PANG Donald Kei-Lun BFG301 Licensed Representative (Provisional Licence) 1, 2, 4
PARK Hongseok BFJ084 Licensed Representative (Provisional Licence) 1
PARRY Michael James BFG845 Licensed Representative (Provisional Licence) 1, 2
PILLI Nagendra Kumar BFE853 Licensed Representative (Provisional Licence) 1, 2
PLOTKIN Joseph Brenner BFF023 Licensed Representative (Provisional Licence) 1, 2
PRAKASH Anand BFH229 Licensed Representative (Provisional Licence) 4, 9
PUN Ko Fung BFH447 Licensed Representative (Provisional Licence) 1, 2
Page 13 of 18
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2015
CE Name CE No. Licence Type Types of Regulated Activity
QI Long BFH992 Licensed Representative (Provisional Licence) 1
RONG Ziguang BFG313 Licensed Representative (Provisional Licence) 1, 6
RUSSELL Andrew Gordon BFG804 Licensed Representative (Provisional Licence) 4
SAWICKI Mark Ronald BFG539 Licensed Representative (Provisional Licence) 1, 9
SHAO DAN BFH489 Licensed Representative (Provisional Licence) 1, 2
SHAO Yuancheng BFE479 Licensed Representative (Provisional Licence) 1, 4, 6
SHEKLETON Peter Maxwell BFE234 Licensed Representative (Provisional Licence) 1
SHIA Lo Piu AHC344 Licensed Representative (Provisional Licence) 9
SUM Hoi Kei BFI234 Licensed Representative (Provisional Licence) 1, 4
SUN Lianghao BFI203 Licensed Representative (Provisional Licence) 1, 6
SUNDARAM Roshan Ramesh BFI969 Licensed Representative (Provisional Licence) 1, 2
SURI Karan BFF151 Licensed Representative (Provisional Licence) 1, 6
SZETO Chung Hin BFH481 Licensed Representative (Provisional Licence) 1
TAM Chi Ming, George AIO002 Licensed Representative (Provisional Licence) 9
TAM King Yin, Kenneth AQA664 Licensed Representative (Provisional Licence) 1, 4
TAM Mei Ki Cynthia BFI754 Licensed Representative (Provisional Licence) 1, 2
TAM Po Kong Andrew BFG841 Licensed Representative (Provisional Licence) 1, 2
TAMAKI So ARN489 Licensed Representative (Provisional Licence) 1, 4, 6
TAN Eunice BFI065 Licensed Representative (Provisional Licence) 10
TAN Stephan BFE461 Licensed Representative (Provisional Licence) 1, 6
TAN Yong Seng BFF015 Licensed Representative (Provisional Licence) 1
TANG Kelvin Chi Wai BFE980 Licensed Representative (Provisional Licence) 1, 2, 3
TANG Yingying BFE794 Licensed Representative (Provisional Licence) 4
TANG Zhongzhi BFH774 Licensed Representative (Provisional Licence) 1, 4, 6
TEO Yee Chen Shalynn ASS591 Licensed Representative (Provisional Licence) 10
TO Yuen Yi APF716 Licensed Representative (Provisional Licence) 1
TSANG Mo Chi BFI060 Licensed Representative (Provisional Licence) 1, 2
TSANG Sin Ching BFH759 Licensed Representative (Provisional Licence) 1, 4
TSANG Wai Ming BFE609 Licensed Representative (Provisional Licence) 1
TSE Ka Hou ARE470 Licensed Representative (Provisional Licence) 6
TSE Wai Ching Ronald BFJ142 Licensed Representative (Provisional Licence) 1
TSE Yan Nam BFF365 Licensed Representative (Provisional Licence) 1
TSENG Chao-Lien BFE226 Licensed Representative (Provisional Licence) 1, 4
TSENG Chien Han BFE460 Licensed Representative (Provisional Licence) 1
TSOI Chun Hoi BFI211 Licensed Representative (Provisional Licence) 1
TSUI Tsz Yan BFG797 Licensed Representative (Provisional Licence) 1, 4
TSUI Wan Li BFF150 Licensed Representative (Provisional Licence) 6
TSUTSUMI Atsushi BFI209 Licensed Representative (Provisional Licence) 1
VANDERPUMP William James BEG371 Licensed Representative (Provisional Licence) 4
WANG Chuan BFE568 Licensed Representative (Provisional Licence) 1, 6
WANG Dianyi BFH714 Licensed Representative (Provisional Licence) 1, 6
WANG He BFH783 Licensed Representative (Provisional Licence) 1, 6
WANG Hongrui BFH177 Licensed Representative (Provisional Licence) 1
WANG Miaozi BFJ414 Licensed Representative (Provisional Licence) 1, 4
WANG Yao BFF185 Licensed Representative (Provisional Licence) 1
WANG Ying BFE891 Licensed Representative (Provisional Licence) 4
WANG Zijian BFH976 Licensed Representative (Provisional Licence) 2
WESTAWAY Matthew Stephen BFD035 Licensed Representative (Provisional Licence) 1, 2
WESTON Marcus Patrick AML281 Licensed Representative (Provisional Licence) 4, 9
WO Xiaoyuan BFD626 Licensed Representative (Provisional Licence) 1, 4, 9
WONG Yat Yu BFI417 Licensed Representative (Provisional Licence) 1, 4, 6
WONG Cheuk Fung BFE380 Licensed Representative (Provisional Licence) 1, 2, 7
WONG Chun Ho AYA928 Licensed Representative (Provisional Licence) 4
Page 14 of 18
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2015
CE Name CE No. Licence Type Types of Regulated Activity
WONG Isaac James BFE502 Licensed Representative (Provisional Licence) 1, 4
WONG Theresa Yuen-tung BFE578 Licensed Representative (Provisional Licence) 1, 2
WONG Ting Jin BFE036 Licensed Representative (Provisional Licence) 2
WONG Yun Sang BFG812 Licensed Representative (Provisional Licence) 6
WU Chenzhi BFI409 Licensed Representative (Provisional Licence) 1, 2, 9
WU Cha Fei AEW831 Licensed Representative (Provisional Licence) 1
WU Ching Fai, Frank ACS670 Licensed Representative (Provisional Licence) 1, 6
XIA Wei BFD770 Licensed Representative (Provisional Licence) 1
XIANG Xin BFG320 Licensed Representative (Provisional Licence) 3
XIANG Xin BFI671 Licensed Representative (Provisional Licence) 1, 6
XIANG Yuhao BFE357 Licensed Representative (Provisional Licence) 4
XIAO Yuchao BFE698 Licensed Representative (Provisional Licence) 1, 6
XIONG Wenjun BFI042 Licensed Representative (Provisional Licence) 9
XIONG Xuan BFE598 Licensed Representative (Provisional Licence) 4, 9
XU Meng BFE973 Licensed Representative (Provisional Licence) 4
XU Xiao BFE379 Licensed Representative (Provisional Licence) 1, 2
YAN Zhixiong ARI511 Licensed Representative (Provisional Licence) 9
YAN Ziyan BFH178 Licensed Representative (Provisional Licence) 9
YANG Chun Wai ALL411 Licensed Representative (Provisional Licence) 1, 2
YIN Leting BFE167 Licensed Representative (Provisional Licence) 1, 2
YING Sinan BFE496 Licensed Representative (Provisional Licence) 1, 4
YIP Wai Cheung BFH444 Licensed Representative (Provisional Licence) 1
YIP Tsun Wah Alvan ATO776 Licensed Representative (Provisional Licence) 1
YIU Hung Han BEU963 Licensed Representative (Provisional Licence) 1, 4
YIU Tze Wai APS748 Licensed Representative (Provisional Licence) 4, 9
YOU Wen BFH222 Licensed Representative (Provisional Licence) 1, 6
YU Bing Ling Bileen BAQ413 Licensed Representative (Provisional Licence) 1
YU Yan BFI467 Licensed Representative (Provisional Licence) 1, 6
YU Yuk Ching BFJ165 Licensed Representative (Provisional Licence) 1
YUAN Ningyao BAV325 Licensed Representative (Provisional Licence) 1, 4
YUAN Zhengyi AGN757 Licensed Representative (Provisional Licence) 1, 6
YUEN Zit Tun BFH968 Licensed Representative (Provisional Licence) 1, 4
ZENG Wenwen BFG811 Licensed Representative (Provisional Licence) 6
ZHANG Lei BFI952 Licensed Representative (Provisional Licence) 1, 6
ZHANG Haorui BDW960 Licensed Representative (Provisional Licence) 1, 6
ZHANG Li BFI933 Licensed Representative (Provisional Licence) 1, 6
ZHANG Nan BFE323 Licensed Representative (Provisional Licence) 9
ZHANG Su BFG529 Licensed Representative (Provisional Licence) 4
ZHANG Wei BFE571 Licensed Representative (Provisional Licence) 1, 6
ZHANG Wenlang BFE988 Licensed Representative (Provisional Licence) 4
ZHAO Shuo BFE619 Licensed Representative (Provisional Licence) 1, 4
ZHENG Boqing BFE587 Licensed Representative (Provisional Licence) 1
ZHOU Di BFE892 Licensed Representative (Provisional Licence) 1
ZHOU Jiaqi BFE184 Licensed Representative (Provisional Licence) 4
ZHOU Ning BFI470 Licensed Representative (Provisional Licence) 4, 9
ZHOU Xiang BFF189 Licensed Representative (Provisional Licence) 4
ZIMMERHAECKEL Thomas BFI290 Licensed Representative (Provisional Licence) 1, 4
ABBUD Guilherme George BFG520 Licensed Representative (Temporary Licence) 1
AIBA Yusuke BEL332 Licensed Representative (Temporary Licence) 1
ANEGAWA Toshiyuki BAI276 Licensed Representative (Temporary Licence) 1, 4
AOKI Hidehiko BAI638 Licensed Representative (Temporary Licence) 1, 4
BARUS Felicia Asrinanda AUT955 Licensed Representative (Temporary Licence) 4
BATCHELOR Robin James Hill AQZ609 Licensed Representative (Temporary Licence) 1, 4
Page 15 of 18
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2015
CE Name CE No. Licence Type Types of Regulated Activity
BEATON Nicholas David BFF377 Licensed Representative (Temporary Licence) 1
BISHOP Alastair Timothy BFE366 Licensed Representative (Temporary Licence) 1, 4
BRADLEY Joseph BEB455 Licensed Representative (Temporary Licence) 1
BRUN Steven BFG531 Licensed Representative (Temporary Licence) 1
BRUNTON Jamie Robert BCE784 Licensed Representative (Temporary Licence) 1
CHEN Timothy C K BEC091 Licensed Representative (Temporary Licence) 4
CHIA Kiara Kim Szu Shyan AVT057 Licensed Representative (Temporary Licence) 4
CHIEW Alexander Robert BFI253 Licensed Representative (Temporary Licence) 1, 2
CHING Yi Edmund AKU003 Licensed Representative (Temporary Licence) 4
CHONG Jingle BFF394 Licensed Representative (Temporary Licence) 1, 2
CHOPRA Sameer BAU420 Licensed Representative (Temporary Licence) 1, 4
CHRISTOFEL Justin William BFF381 Licensed Representative (Temporary Licence) 1, 4
CHUA Kheng Wee BFE597 Licensed Representative (Temporary Licence) 4
CHUA Minguang Donald BEF380 Licensed Representative (Temporary Licence) 1, 4
COHEN David Scott BFD992 Licensed Representative (Temporary Licence) 1
COLLISON Scott Seton BCU981 Licensed Representative (Temporary Licence) 1
COURTNEY Michael Patrick BEO565 Licensed Representative (Temporary Licence) 1, 4
CRAWLEY Trent James BFE230 Licensed Representative (Temporary Licence) 1
DADAWALA Sanjena BFE624 Licensed Representative (Temporary Licence) 4
DE NOON Paul Joseph ALY371 Licensed Representative (Temporary Licence) 1
DI MURO Roberto BFF355 Licensed Representative (Temporary Licence) 1, 2
DING Xiao BFD154 Licensed Representative (Temporary Licence) 4
DRYER Katharine Grace BDI393 Licensed Representative (Temporary Licence) 1
ELLIOTT Michael John AWE535 Licensed Representative (Temporary Licence) 1
ERRINGTON David Justin BAM261 Licensed Representative (Temporary Licence) 1, 4
EZAWA Kota BDY402 Licensed Representative (Temporary Licence) 4
FOORD Tara Michelle BFE629 Licensed Representative (Temporary Licence) 1
FRANTA Christopher Steven BFE591 Licensed Representative (Temporary Licence) 1
FUJIKURA Takashi BFI204 Licensed Representative (Temporary Licence) 1, 4
GARDENER Christopher Francis BFE631 Licensed Representative (Temporary Licence) 1
GENCARELLI Franco Joseph AOA885 Licensed Representative (Temporary Licence) 1
GENESSAY Matthieu BBT878 Licensed Representative (Temporary Licence) 1
GLICKENHAUS Sean BFD620 Licensed Representative (Temporary Licence) 4
GRAY Nicholas AVZ123 Licensed Representative (Temporary Licence) 4
HARTING Morgan Clothier AXT012 Licensed Representative (Temporary Licence) 1
HASENSTAB Michael James ASL607 Licensed Representative (Temporary Licence) 1
HENCH William Anthony AWF128 Licensed Representative (Temporary Licence) 1
HILL Fraser Edward BDR012 Licensed Representative (Temporary Licence) 1, 4
HO Marcus BFC682 Licensed Representative (Temporary Licence) 1
HORIGUCHI Seiji BEC557 Licensed Representative (Temporary Licence) 1, 2
HYND John Sandford BFE391 Licensed Representative (Temporary Licence) 1, 4
IDE Julian David Frederick ALO014 Licensed Representative (Temporary Licence) 1
IKEGAYA Satoshi BFE997 Licensed Representative (Temporary Licence) 1
INOUE Ayako BFI960 Licensed Representative (Temporary Licence) 1
JACOBS Raymond Jean Hubert BFE636 Licensed Representative (Temporary Licence) 1
JAVELLANA Nicole Marie BFH781 Licensed Representative (Temporary Licence) 1
JIANG Chengzhong BEW791 Licensed Representative (Temporary Licence) 1
JOHNSON Richard James Spencer AWT702 Licensed Representative (Temporary Licence) 4
JUNEE Matthew Robert AYC188 Licensed Representative (Temporary Licence) 1
JUNG Wenning T BEB078 Licensed Representative (Temporary Licence) 1
JUNGLING Michael Klaus BBE755 Licensed Representative (Temporary Licence) 1
KAMIMURA Taro ARE945 Licensed Representative (Temporary Licence) 1
KATAYAMA Eiichi AMO855 Licensed Representative (Temporary Licence) 1, 4
Page 16 of 18
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2015
CE Name CE No. Licence Type Types of Regulated Activity
KAYNES David Charles BDA619 Licensed Representative (Temporary Licence) 1, 4
KIM Hyeong Kyun BFF354 Licensed Representative (Temporary Licence) 1
KIM Hyo Jun AOH894 Licensed Representative (Temporary Licence) 4
KOENDERS Dale Johannes BFD868 Licensed Representative (Temporary Licence) 4
KOSHITA Yuka BFE618 Licensed Representative (Temporary Licence) 1
KURZ Peter Michael ACN979 Licensed Representative (Temporary Licence) 4
KWEK Kevin Siew Beng AZN097 Licensed Representative (Temporary Licence) 4
LEE Bee Leng BFE602 Licensed Representative (Temporary Licence) 1
LEE Kyunggu BFE363 Licensed Representative (Temporary Licence) 1
LEE Lo-Tzu AVN430 Licensed Representative (Temporary Licence) 1
LIAN Minwei BFF356 Licensed Representative (Temporary Licence) 1, 2
LILLEY Andrew Garry BFE588 Licensed Representative (Temporary Licence) 4
LIN Na BBR324 Licensed Representative (Temporary Licence) 4
LIPPENS Bruno Andre Joseph ARP187 Licensed Representative (Temporary Licence) 4
LU Xuelong BFI035 Licensed Representative (Temporary Licence) 4
LU Yumian ASM064 Licensed Representative (Temporary Licence) 1, 4
MALAWER Jonathan Seth BFE805 Licensed Representative (Temporary Licence) 1
MARX Christopher William AXS989 Licensed Representative (Temporary Licence) 1
MASUOKA Yoji AZY630 Licensed Representative (Temporary Licence) 1
MATSUKAWA Nana ARO918 Licensed Representative (Temporary Licence) 1, 4
MCDONALD Graeme Antony ALA712 Licensed Representative (Temporary Licence) 4
MEUNIER Vincent, Laurent, Marie, Pascal BFF187 Licensed Representative (Temporary Licence) 1
MIYAZAKI Takashi BDQ458 Licensed Representative (Temporary Licence) 4
MORGAN Paul BEZ683 Licensed Representative (Temporary Licence) 1, 4, 5
MORI Takahiro BAX548 Licensed Representative (Temporary Licence) 1, 4
MORRISON Ben Edward BEV147 Licensed Representative (Temporary Licence) 1, 2
MORRISON Ben Edward BEV147 Licensed Representative (Temporary Licence) 1, 2
MULLER-GOEDECKE Christian Frank BFG843 Licensed Representative (Temporary Licence) 1
NAGURA Kozo BFC750 Licensed Representative (Temporary Licence) 1, 6
NEWSON Timothy Nicholas BAX615 Licensed Representative (Temporary Licence) 1
NOMA Kota BDQ873 Licensed Representative (Temporary Licence) 1
OMOTO Atsushi ANU254 Licensed Representative (Temporary Licence) 1, 2
ONISHI Hideto BFE595 Licensed Representative (Temporary Licence) 1
OSSES Guillermo Ariel BAI016 Licensed Representative (Temporary Licence) 1
PARK Jun Ho AXZ060 Licensed Representative (Temporary Licence) 1
PAULSON Mark Ellis AYK942 Licensed Representative (Temporary Licence) 1
PETROVCIK Kevin Patrick AZL215 Licensed Representative (Temporary Licence) 1
PINEDA Arthur San Diego AGL866 Licensed Representative (Temporary Licence) 4
POWELL Ben AYB953 Licensed Representative (Temporary Licence) 1, 2
Rachit Raj BFF384 Licensed Representative (Temporary Licence) 1, 2
REDBOURN Paul Robert AFQ906 Licensed Representative (Temporary Licence) 1
REDEKER Hans Gunter Wilhelm BFF385 Licensed Representative (Temporary Licence) 1
RIEDER Richard Mark BFJ280 Licensed Representative (Temporary Licence) 1, 4
SADEWSKY Roger BFD230 Licensed Representative (Temporary Licence) 1
SAKAMOTO Gosuke BBQ740 Licensed Representative (Temporary Licence) 1
SATHAWORAWONG Pimolrat BEM318 Licensed Representative (Temporary Licence) 4
SAUNDERS David Charles BBS456 Licensed Representative (Temporary Licence) 1
SCHNEIDEMAN Daniel James Samuel BFF353 Licensed Representative (Temporary Licence) 1, 2
SEWARDS Patrick Thomas AZH900 Licensed Representative (Temporary Licence) 1, 4
SHAH Ashish Champak BFE616 Licensed Representative (Temporary Licence) 4
SIMMONDS Stuart Duncan BCP839 Licensed Representative (Temporary Licence) 1, 4
SIPPEL Torsten BFI465 Licensed Representative (Temporary Licence) 1
SIRIPASSORN Kritapas BDQ319 Licensed Representative (Temporary Licence) 4
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2015
CE Name CE No. Licence Type Types of Regulated Activity
STREET Lee Alexander AUE090 Licensed Representative (Temporary Licence) 4
TAKAHASHI Tomohiro BFH181 Licensed Representative (Temporary Licence) 1
TAN Toon Leng BDM837 Licensed Representative (Temporary Licence) 4
TAN You Khai BFE580 Licensed Representative (Temporary Licence) 1
TAYLOR Andrew Brian AYN586 Licensed Representative (Temporary Licence) 1, 2
TERADA Shusuke BEE082 Licensed Representative (Temporary Licence) 4
TEVERSON Ross Philip Charles AHY471 Licensed Representative (Temporary Licence) 1
THACKRAY Simon George AWU696 Licensed Representative (Temporary Licence) 4
THIAGARAJAN Sundararaman BFD804 Licensed Representative (Temporary Licence) 4
TOMIC Milan BFE852 Licensed Representative (Temporary Licence) 1, 2
TOMIMATSU Yosuke BBB708 Licensed Representative (Temporary Licence) 1, 4
TOMONAGA Emiko BFE592 Licensed Representative (Temporary Licence) 1
TSUCHIMOTO Takehiro AWF625 Licensed Representative (Temporary Licence) 1
TSUCHIYA Yasuhito BBB706 Licensed Representative (Temporary Licence) 1, 4
VAZIRANI Avinash BFC786 Licensed Representative (Temporary Licence) 1
VERSTAPPEN Theodorus Mechtildis Franciscus BEW818 Licensed Representative (Temporary Licence) 1, 4
WALSH Brent Nicholas BDW190 Licensed Representative (Temporary Licence) 1, 4
WONG Ferry Wijaya ARB231 Licensed Representative (Temporary Licence) 4
WONG Wan Teen BFG832 Licensed Representative (Temporary Licence) 1, 2
WU Jeffrey J BBQ742 Licensed Representative (Temporary Licence) 1, 2
WU Yao-Pei BFC707 Licensed Representative (Temporary Licence) 1, 2
WU Yu-Lan BFF371 Licensed Representative (Temporary Licence) 1, 4
YAMAKAWA Asako BFE367 Licensed Representative (Temporary Licence) 1
YANAGISAWA Masakazu ASL355 Licensed Representative (Temporary Licence) 1
YANG Chun-Chieh BFH424 Licensed Representative (Temporary Licence) 1, 4
YANG Wei-Lun AXZ658 Licensed Representative (Temporary Licence) 4
YEN Edward ATJ152 Licensed Representative (Temporary Licence) 4
YOO Jongwoo BEX905 Licensed Representative (Temporary Licence) 4
YUEN David Tak-Sing AUT632 Licensed Representative (Temporary Licence) 1
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