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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
A-JEX International Asset Management Limited BLC898 Licensed Corporation 4, 9
Apex Wealth Management Company Limited BLB047 Licensed Corporation 4, 9
Aspen Capital Management (HK) Limited BLH620 Licensed Corporation 9
CFS Capital Limited BIM912 Licensed Corporation 9
Circle Investment Management (HK) Limited BJP613 Licensed Corporation 4, 9
Differ Financial and Securities Limited BKZ085 Licensed Corporation 1
Euto Asset Management Limited BHP636 Licensed Corporation 9
Excelerate Fund Management Limited BJP857 Licensed Corporation 9
Golden Points Capital Management Limited BIU610 Licensed Corporation 4, 9
Hong Kong Bridge Capital Partners Limited BLK734 Licensed Corporation 1, 6
Mouette Securities Company Limited BLE877 Licensed Corporation 1, 4
Naga Advisors (HK) Limited BKG871 Licensed Corporation 1
Red Rock Global Capital Limited BKV973 Licensed Corporation 4, 9
Shanggu Securities Limited BLG356 Licensed Corporation 1, 4, 6
Titan Asset Management Limited BHM231 Licensed Corporation 4, 9
Zhong Yang Capital Limited BLG119 Licensed Corporation 4, 5, 9
AIYAPPAN Ashwin BLZ384 Licensed Representative 1, 2
ASAEDA HIDEYA BLV794 Licensed Representative 4
ASHFORD-SMITH Daphne Karen BMA239 Licensed Representative 1, 4
BACH Alexis BMF496 Licensed Representative 1
BANSAL Jagdeep Singh AYC876 Licensed Representative 4, 9
BARRY Ahmed Wilhelm BME265 Licensed Representative 1, 2
BERTHET Pierre Maurice Paul BMA816 Licensed Representative 1, 2
BLAIR James Malcolm AKT388 Licensed Representative 1
BRADY Mark Joseph ARQ480 Licensed Representative 1, 9
CAI Jinglei BLW760 Licensed Representative 4, 9
CHAN Chi Ho BMB260 Licensed Representative 9
CHAN Chi Wai BLY761 Licensed Representative 1
CHAN Chun Hei BMA511 Licensed Representative 4
CHAN Chun Kit BMC174 Licensed Representative 10
CHAN Ka Ho BLY764 Licensed Representative 1, 4
CHAN Kin Ho BLZ744 Licensed Representative 1
CHAN Kwan Shing BLV204 Licensed Representative 4, 9
CHAN Pui Yu BMD854 Licensed Representative 4
CHAN Sui Yee, Frances ACH287 Licensed Representative 1, 2
CHAN Tak Sum BLZ737 Licensed Representative 1
CHANG Chih Hsuan BLY946 Licensed Representative 4
CHANG Tien Yin BMA437 Licensed Representative 1
CHAU Hiu Yan BAI419 Licensed Representative 1
CHAU Sunny Fan Yuen BMG043 Licensed Representative 1
CHEGUILLAUME Juliette Charlotte Marie H BMA112 Licensed Representative 1, 2, 4, 5
CHEN Bo BLZ418 Licensed Representative 1, 2
Page 1 of 21
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
CHEN Chia Ling BJV926 Licensed Representative 1
CHEN Donghui BDM846 Licensed Representative 1, 6
CHEN Hu BMA461 Licensed Representative 1, 2
CHEN Hui BMA148 Licensed Representative 1, 4, 9
CHEN Junyi BLC884 Licensed Representative 10
CHEN Kai Yun AMJ189 Licensed Representative 1, 4, 6
CHEN Liang BLY021 Licensed Representative 1, 2, 4
CHEN Tingting BLK154 Licensed Representative 4
CHEN Tong BLY494 Licensed Representative 1, 6
CHEN Tunan BLP054 Licensed Representative 6
CHEN Wentao BMC509 Licensed Representative 4
CHEN Xing BLX185 Licensed Representative 1, 4, 9
Chen Yingzhen BAU220 Licensed Representative 1
CHEN Yuxi BHC860 Licensed Representative 1, 6
CHEN Zhu BME232 Licensed Representative 4
CHEN Zi Mu ALA254 Licensed Representative 1, 4, 9
CHENG Tai Wai, David ARO960 Licensed Representative 1, 4, 6
CHENG TING CHIU BJC900 Licensed Representative 1, 4
CHEUNG Cheuk Fung BIE626 Licensed Representative 1, 4, 9
CHEUNG Cheuk Wing Christie BMA947 Licensed Representative 10
CHEUNG CHIN HO BMA917 Licensed Representative 1, 4, 9
CHEUNG Ching Fai, Daniel ANC002 Licensed Representative 1, 2, 4, 5
CHEUNG Kai Ho BLY773 Licensed Representative 1, 2, 4
CHEUNG Man Kuk BME211 Licensed Representative 1, 4, 9
CHEUNG Shui Fai BMC585 Licensed Representative 9
CHEUNG Sze Tung BMC519 Licensed Representative 1
CHEUNG Tsz Ho BHV587 Licensed Representative 1
CHEUNG Wai Ting BMA520 Licensed Representative 1
CHIN Chun Ho BMA531 Licensed Representative 1
CHO Hing Fung BLX809 Licensed Representative 1
CHO Jong Hwan BLZ386 Licensed Representative 2
CHOI Ko Wai BME262 Licensed Representative 1, 6
CHOI Vanessa Wai Lam BLZ377 Licensed Representative 9
CHOW Chui In BLW080 Licensed Representative 1, 2
CHOW Ho Tak, Philip BFN521 Licensed Representative 1, 4, 9
CHOW KA KI BLY472 Licensed Representative 1
CHOW LAM LAM JANE BMA935 Licensed Representative 1, 4
CHU Wai Yin BLT897 Licensed Representative 1
CHUNG Wen Xuan Vincent BMD867 Licensed Representative 1, 6
CORREA FRAGA DE FREITAS Claudio Luis BLZ760 Licensed Representative 1, 4, 9
DA COSTA MONTEIRO Paulo Jorge BLA832 Licensed Representative 1, 2
DE BRUIN Edgar Joannes BMB564 Licensed Representative 1, 2
Page 2 of 21
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
DENG Jiatian BLS747 Licensed Representative 1, 4
DENG Naitian BMB571 Licensed Representative 4
DENG Yunjing BKZ530 Licensed Representative 1
DING Li BMB551 Licensed Representative 1, 2
DING Zhisuo BLJ424 Licensed Representative 1, 4
DONG Yu BLX951 Licensed Representative 1, 6
DUAN Jingxian BLO863 Licensed Representative 4
DUAN Yanlei BKW772 Licensed Representative 9
EL AYOUBI EL IDRISSI Ahmed BLX546 Licensed Representative 1, 2
ESLER Charlotte Virginia BLU754 Licensed Representative 1, 4
FENG Yahui BAA252 Licensed Representative 1, 2
FERREIRA DE AVILA Guilherme BLV955 Licensed Representative 1, 4, 9
FRASER Bradley James BHZ827 Licensed Representative 2
FU Fangxin BLZ052 Licensed Representative 4
FU Lo Cheong Wendy BME731 Licensed Representative 1
FU Lun Kuen BMB627 Licensed Representative 1, 2
FUJII Ken ABM992 Licensed Representative 9
FUNG Gracia Yan Chi ACA300 Licensed Representative 1, 4, 9
FUNG Paak Khui APZ423 Licensed Representative 4, 9
FUNG Wun Ming BKK300 Licensed Representative 1
GAO Jinxuan BMB987 Licensed Representative 4, 9
GAREAUX Romain BCC523 Licensed Representative 1, 2
GASANGDUOJIE BLY484 Licensed Representative 6
GISBOURNE Ian Mark ACS236 Licensed Representative 4
GOH Junyi BMA435 Licensed Representative 6
GONG Ming BLV678 Licensed Representative 4, 9
GRUEN Stewart Paul BMD848 Licensed Representative 4
GU Jiawen BLQ526 Licensed Representative 1, 6
GU Mengjie BLO442 Licensed Representative 1, 6
GUO Xiangyun BLL341 Licensed Representative 10
HALL Taylor Amanda BMC935 Licensed Representative 4, 5, 9
HAN Sangjoon BLZ749 Licensed Representative 1, 4
HE WEI AVW085 Licensed Representative 1
HE Xiaoyan BLO690 Licensed Representative 6
HEUNG Chun Kit AUY929 Licensed Representative 1, 4
HO Kevin Kin-hung ATM434 Licensed Representative 1, 4, 9
HO Kwun Yin Wayne BME625 Licensed Representative 6
HO Man ACT360 Licensed Representative 4, 9
HO Pui Ki BLT181 Licensed Representative 1, 4, 9
HO Shek Ming BMD905 Licensed Representative 1, 4, 6
HO Yat Hei BCK251 Licensed Representative 1, 4
HODGSON Jonathan Roy ADB785 Licensed Representative 1, 2
Page 3 of 21
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
HON HOI KWONG BLY462 Licensed Representative 9
HONG Albert ADI057 Licensed Representative 1
HU CHAO BLZ388 Licensed Representative 9
HU Juewei BLM907 Licensed Representative 1, 4
HU Yangzhao BMB622 Licensed Representative 4
HUANG Anthony BLY755 Licensed Representative 4, 9
HUANG Chun Ting BLZ054 Licensed Representative 9
HUANG Kanglin BGL116 Licensed Representative 1, 2
HUI Yan Hoo Eric BMB524 Licensed Representative 1, 6
HUO Ran AOI875 Licensed Representative 9
IENO Eiji Alex AXB793 Licensed Representative 1, 2
IP Chin Chung BAK884 Licensed Representative 2
JI Jun BLX770 Licensed Representative 1
JIANG Wen BLU082 Licensed Representative 1, 4
JIE Yile BME569 Licensed Representative 1
JOHNSON Geddes Roswell BMB538 Licensed Representative 1, 6
JONES Viktoria Charlotte BMF159 Licensed Representative 1, 4, 9
JOUANIN Jean-frederic Paul Stephane BLV469 Licensed Representative 1, 2, 7
KAM Chun Lai BMC230 Licensed Representative 1, 4
KARTHA Harish Ramachandran BFG315 Licensed Representative 4, 9
KIANG HO TIN BLX826 Licensed Representative 1, 9
KIM Dongcheol BMA794 Licensed Representative 1, 4, 9
KIM Young Rin BLZ368 Licensed Representative 4
KOBA Hiroshi BLX816 Licensed Representative 1
KOIKE Yukihiro BAT249 Licensed Representative 4
KONG Xiangyu BLX688 Licensed Representative 4, 9
KU Ka Shun BMB546 Licensed Representative 9
KUMAR Amit BME712 Licensed Representative 1, 2, 7
KWOK Ka Chun BMA877 Licensed Representative 1
KWOK Kelvin AHT200 Licensed Representative 9
LAI Kuen Cheong BCL745 Licensed Representative 1, 4, 9
LAI Seng Long BLZ829 Licensed Representative 1, 4, 6
LAI Sin Ying BAL021 Licensed Representative 1, 4
LAI Tsung-Yu BLL631 Licensed Representative 1
LAI Wing Yi, Adda AQX410 Licensed Representative 1
LAM Lai Yung Sara BMC016 Licensed Representative 1, 4, 9
LAM Ngar Lee, Ally BLX536 Licensed Representative 1
LAM Pak Hi BMB248 Licensed Representative 9
LAM Sui Lan BMD845 Licensed Representative 1
LAM Yeuk For BLT675 Licensed Representative 1
LAU CHUN KIT BLN150 Licensed Representative 1
LAU Sin Ming BLX420 Licensed Representative 1, 6
Page 4 of 21
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
LAU Yin Lun BME248 Licensed Representative 4
LAW Kai Tak BLV846 Licensed Representative 1
LEE Hin Fung BMD874 Licensed Representative 1
LEE Ho Pan BKJ169 Licensed Representative 1, 2
LEE Ji Heon BMA113 Licensed Representative 1, 4
LEE Kin Lok BLY488 Licensed Representative 1, 2, 4, 5
LEE Ming-min AUE713 Licensed Representative 1
LEE Tak Shing BLW937 Licensed Representative 1
LEE Yik Long ARG942 Licensed Representative 1, 2, 4
LEU Shuk Ling Ann BCY941 Licensed Representative 1
LEUNG Enrica Mankay APY817 Licensed Representative 1, 7
LEUNG Fung Ying BMC057 Licensed Representative 1, 2
LEUNG Ho Tsin BLY770 Licensed Representative 1, 6
LEUNG hon man BMC232 Licensed Representative 2
LEUNG Ka Ying BMB325 Licensed Representative 1, 4
LEUNG Tze Wai BLW763 Licensed Representative 2
LEUNG Wing Hei BMB612 Licensed Representative 2
LEUNG Yee Lung BHA087 Licensed Representative 1
LEUNG Yiu Lun AFV160 Licensed Representative 1, 4, 9
LEVIN Ross Douglas BLZ728 Licensed Representative 1
LI Chi Wai BLV223 Licensed Representative 1
LI Ho Tak BLX945 Licensed Representative 1
LI Long BFE781 Licensed Representative 4, 9
LI Lu BME183 Licensed Representative 1, 4
LI Ming BET762 Licensed Representative 9
LI Pik Na AOE454 Licensed Representative 4
LI Qiuhui BLY966 Licensed Representative 1, 4, 9
LI Sisi ARN059 Licensed Representative 1, 2, 9
LI Xiangyu BLR906 Licensed Representative 1
LI YANAN BLY502 Licensed Representative 9
LI Yannan BMC218 Licensed Representative 2, 5
LI Yixia BGB573 Licensed Representative 9
LI Zhun AQM198 Licensed Representative 4, 9
LIAN Pengfei BLM867 Licensed Representative 1
LIAN ZHE BMC489 Licensed Representative 1, 4
LIANG Dongqing BLL298 Licensed Representative 1, 2
LIANG Xun BLT156 Licensed Representative 1, 2
LIANG Zhi Peng BMA554 Licensed Representative 6
LIAO Zhike BLZ441 Licensed Representative 1, 2
LILLIBRIDGE Robert Maarten BLY721 Licensed Representative 1, 4, 9
LIM You Jie BJJ423 Licensed Representative 1, 2, 7
LIN Nana BLW079 Licensed Representative 1
Page 5 of 21
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
LIN Shan BLY362 Licensed Representative 9
LIN Shuli BEG056 Licensed Representative 1, 4, 9
LIN WenLin BLO803 Licensed Representative 1
LIN Xiaoruo Nick BLU067 Licensed Representative 1, 6
LIN Xinxin BLT350 Licensed Representative 1, 6
LIU Chang BMD839 Licensed Representative 4
LIU Chin Ting, Billy AZE659 Licensed Representative 1, 6
LIU Fangfei BMC910 Licensed Representative 1
LIU Hanghang BLY367 Licensed Representative 1
LIU Mengning BMC635 Licensed Representative 1, 2, 4
LIU Mengxin BLU672 Licensed Representative 1, 4, 6
LIU Peinan BLQ400 Licensed Representative 10
LIU Qiao BLO687 Licensed Representative 4
LIU Renxuan BMA124 Licensed Representative 1, 2
LIU Rongxia BME724 Licensed Representative 1, 4, 9
LIU Shuanglong BLM093 Licensed Representative 1, 6
LIU shuhan BMA959 Licensed Representative 1, 2
LIU Sitong BMA553 Licensed Representative 4
LIU TENG BLZ823 Licensed Representative 1, 2
LIU Yingxin BLV191 Licensed Representative 1
LIU YUAN BMA939 Licensed Representative 1, 4
LO Tsz Leung, Felix BMA549 Licensed Representative 1
LU Ping BLY772 Licensed Representative 1, 4
LUI Michael Hou Ming AZB648 Licensed Representative 1
LUI Yat Yin ATT820 Licensed Representative 1, 2
LUK Pan Lung BMB210 Licensed Representative 6
LUO Aimei BLT164 Licensed Representative 6
LUO Kaiheng BLN135 Licensed Representative 1, 6
LUO Xiong BLW784 Licensed Representative 1
MA Sirui BMC573 Licensed Representative 1, 4, 6
MA Yan Ying AZD329 Licensed Representative 4, 9
MANGAL Nitij BLY756 Licensed Representative 4
MAO Xiaoliang APQ231 Licensed Representative 1, 4, 9
MARTIN Joseph John AJE474 Licensed Representative 1
MC EVOY Andrew BMF537 Licensed Representative 2, 5
MCCOSKER Daniel Owen AVH590 Licensed Representative 9
MEGLIO Adrien Sebastien BLT538 Licensed Representative 9
MENG Chen BMB955 Licensed Representative 1, 2
MESNARD-SENSE Jean-Francois, Rene, Philippe, Marie BME253 Licensed Representative 1, 4
MIAO Yiqiao BLZ394 Licensed Representative 1, 2, 4
MOK Ka Fai BMC622 Licensed Representative 1
NARAYAN Naresh BLW958 Licensed Representative 1, 2, 4
Page 6 of 21
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
NARAYAN Santhosh BMA503 Licensed Representative 9
NG Chen Xuan BLU938 Licensed Representative 1, 6
NG Choo Sian BLZ751 Licensed Representative 1, 6
NG Mei Yee BLU471 Licensed Representative 6
NGUYEN Thomas BMA222 Licensed Representative 1
NGUYEN Victor BMB575 Licensed Representative 1, 2
NI Ruiyang BMB609 Licensed Representative 2
NI Xiaodong BJW524 Licensed Representative 9
OKUBO Takao BBK700 Licensed Representative 1, 4, 6
OON Wei Hong BLU698 Licensed Representative 1, 2
PAN Chun BLZ799 Licensed Representative 1, 4
PAN Jiazhou BLX081 Licensed Representative 4
PAN Xiao BLR938 Licensed Representative 10
PANG Wai Ying AKX102 Licensed Representative 1, 4
PATEL Rajin BMB578 Licensed Representative 1, 2
PENG Weifeng AYJ720 Licensed Representative 9
PENG Yu BME534 Licensed Representative 1
PENG Zhiyao BMB307 Licensed Representative 1, 4, 6
POON Chung Yeung BGW429 Licensed Representative 1
POON Ronald Lok Hang BLW074 Licensed Representative 6
QI Shanshan BMG536 Licensed Representative 1
QIAN Chenhan BMD830 Licensed Representative 1, 4, 6
QIAN Jing BMG907 Licensed Representative 6
QIU Shihui BMC619 Licensed Representative 1
REN Zhen BMC885 Licensed Representative 1, 4, 9
SHA Xiaoting BLZ407 Licensed Representative 9
SHAH Sagar Jayesh BBS742 Licensed Representative 1
SHANGGUAN Peng BLU747 Licensed Representative 1, 4, 9
SHARMA Arunabh Anand Vardhan BLY335 Licensed Representative 9
SHAW Nicholas Patrick BLY361 Licensed Representative 1, 4
SHEK Wan Sang Andy BAG221 Licensed Representative 1, 2, 4
SHEN Tingting BLZ746 Licensed Representative 1, 2, 3
SHEN Yuan BMC484 Licensed Representative 1, 2
SHI Hanbei BMC485 Licensed Representative 1, 2
SHIOHARA Kunihiko BLX817 Licensed Representative 1
SHISHIKURA Takehiko BLY530 Licensed Representative 4
SINGH Kieran Jeet BMB522 Licensed Representative 1, 2
SINGH Puneet BCG408 Licensed Representative 1, 4
SIU Kai Yun BIB329 Licensed Representative 9
SIU Lin BLT508 Licensed Representative 1, 2
SIU Siu Ham, Jeffrey BGG199 Licensed Representative 4, 9
SIU Yik Ling Jennifer BMA940 Licensed Representative 9
Page 7 of 21
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
SMITH Guy William AJO483 Licensed Representative 1, 4, 6
SO Kwok Kwan BMF167 Licensed Representative 1, 2, 4
SONG Qi BMC486 Licensed Representative 4, 9
SU Ying BLU654 Licensed Representative 1, 2
SUEN Ting Fong Boris BIS100 Licensed Representative 1
SUI Xin BMG557 Licensed Representative 4
SUI Zhenhuan BLX563 Licensed Representative 1, 7
SUM Hoi Ling BLX079 Licensed Representative 1
SUN Gaoxiang BMF142 Licensed Representative 1, 4
SUN Ruiying BMD549 Licensed Representative 9
SUN Tianshu BLX804 Licensed Representative 1
SUN Xi BLL307 Licensed Representative 1, 6
TAI Kevin BEL952 Licensed Representative 4, 9
TAM King Yip, Stephen AQM646 Licensed Representative 1, 4
TAN Boon Hua Douglas BLY263 Licensed Representative 1, 4, 9
TAN Mabelyn BLV158 Licensed Representative 1, 2
TAN Yi Ming BLZ387 Licensed Representative 1, 2
TAN Yifan BLT958 Licensed Representative 9
TANAKA Hideaki BLX818 Licensed Representative 1
TANG Hing Pang, Donmany AEX291 Licensed Representative 1, 4, 9
TANG Jiheng BLZ432 Licensed Representative 1, 4, 6
TANG Nan BLY757 Licensed Representative 1, 4, 6
TANG Sisi BLN457 Licensed Representative 4
TANG Su See AFU064 Licensed Representative 1
TANG Yu Ching BHA071 Licensed Representative 1
TAY SHARON LIN LI BMA248 Licensed Representative 1, 4
TEOH Chin Wei ARP541 Licensed Representative 1, 4
TIOJAYA Wirawan BLY722 Licensed Representative 1, 4
TOERNKVIST Tomas Gunnar BMB185 Licensed Representative 4, 5, 9
TONG KA KIT BLW915 Licensed Representative 1
TSANG Yuen Ching BMD850 Licensed Representative 1
TSE Leong Fai BLW938 Licensed Representative 1, 2
TSUI Chun Hin BDM849 Licensed Representative 1, 2
TSUI Shek Hung BGK704 Licensed Representative 1
TSUI Yeuk Ting, Maggie AVV093 Licensed Representative 1, 4
UEDA Kitaru BLY466 Licensed Representative 4
VERSFELD Martin Metcalfe BLD610 Licensed Representative 1, 2
WAN Chun Man ATY752 Licensed Representative 1, 2
WAN Hiu Tung BLU946 Licensed Representative 6
WAN Yiu Fai BLZ364 Licensed Representative 1
WANG Fangzhao BLT543 Licensed Representative 4
WANG Feili AIR147 Licensed Representative 4
Page 8 of 21
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
WANG Jin AVY040 Licensed Representative 4
WANG Jing BLW782 Licensed Representative 1
WANG Ting BLT890 Licensed Representative 4
WANG Wenjia BMA142 Licensed Representative 1, 4, 9
WANG Xiaolong BLV789 Licensed Representative 1, 2
WANG Yiyi BLZ434 Licensed Representative 4
WANG Yun-Yin BLZ061 Licensed Representative 4
WANG Zheng BLO994 Licensed Representative 9
WANG Zhonghe ADI605 Licensed Representative 1, 4, 6
WATANABE Jun BMC605 Licensed Representative 1
WATANABE Takuma BLX207 Licensed Representative 9
WEI Xiang BMB952 Licensed Representative 1, 4
WEI Xin BLK382 Licensed Representative 6
WEN Dafu BMC503 Licensed Representative 1, 4, 6
WEN Hao BLV715 Licensed Representative 4
WENG Jiani BLV407 Licensed Representative 1, 4
WILKINS Trent Stephen BMB937 Licensed Representative 1, 6
WONG Cheuk Ping BMA504 Licensed Representative 9
WONG De Rui BLZ494 Licensed Representative 9
WONG Man Hin BKI722 Licensed Representative 1
WONG Ngai Cheung BME661 Licensed Representative 1, 4, 6
WONG On Nga Ada BMA505 Licensed Representative 1, 4
WONG Stanley Car-Lai AXM488 Licensed Representative 1
WONG Vivien ARR811 Licensed Representative 4, 9
WONG Wa Fung BMA205 Licensed Representative 1
WONG Wai Shan AGO751 Licensed Representative 1, 2
WONG Wai Yan AWY281 Licensed Representative 9
WONG Wan Vanness BLU269 Licensed Representative 1
WONG Yanling, Jesalyn BMF019 Licensed Representative 4
WONG Yee Man APX203 Licensed Representative 9
WONG Yuen Yan BBX597 Licensed Representative 1, 4, 9
WU Man Ki, Maggie BLY771 Licensed Representative 1, 6
WU Man Yu BIX431 Licensed Representative 1, 4
WU Xuexiao BLV472 Licensed Representative 1
WU Youping BMC025 Licensed Representative 1, 2, 4
XIAO Yuan AZB291 Licensed Representative 1, 2, 4
XIE Yun BLR526 Licensed Representative 1, 4
XIE Yunqi BLY481 Licensed Representative 1, 4
XING Ziyan BLY552 Licensed Representative 1, 4, 6
XU CHEN BLY571 Licensed Representative 10
XU Gang ARB164 Licensed Representative 1
XU Han BLG129 Licensed Representative 4, 9
Page 9 of 21
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
XU Lei BLX417 Licensed Representative 1, 2
XU Ruimin ALZ591 Licensed Representative 1, 4, 9
XU Wanlu AXX543 Licensed Representative 1
XU Xiao BID813 Licensed Representative 1, 4
XUE Rui BLX378 Licensed Representative 1, 6
YAFFE Alexander David BLX553 Licensed Representative 1, 2
YAMANAKA Satoko BLY531 Licensed Representative 4
YAN Chongzhou BLN679 Licensed Representative 9
YAN Chunzi BLP806 Licensed Representative 6
YAN Peide BIC436 Licensed Representative 9
YAN Wujiuyi BLZ741 Licensed Representative 1, 4, 9
YAN XUE BMA928 Licensed Representative 1, 4, 9
YANG Lixing BLR529 Licensed Representative 1, 4, 9
YANG Wai Ming, Joanna AMF717 Licensed Representative 4, 9
YANG Xiaotong BMC628 Licensed Representative 1, 4
YANG Xin BLP894 Licensed Representative 1, 2
YANG Yuying BMB332 Licensed Representative 10
YANG Zhen BKY631 Licensed Representative 4
YAO Jingwan BLW968 Licensed Representative 10
YAU Ka Lun, Alan AEJ178 Licensed Representative 1
YEH Hong-I AOE625 Licensed Representative 1
YEO William Shi-Zhi BLY956 Licensed Representative 6
YEONG Yee Lam BMB326 Licensed Representative 1, 4
YEUNG Chun Kit BLZ012 Licensed Representative 3
YEUNG Xin BLT497 Licensed Representative 1, 9
YIM Kin Wah, Raymond BLX402 Licensed Representative 1, 4
YIN Shi APC594 Licensed Representative 6
YIP Yuen Ching Shirley BLV197 Licensed Representative 4, 9
YOO Keon Ho BMB635 Licensed Representative 1, 2
YOON Hae Sol BLZ747 Licensed Representative 1, 4
YU Jintong BLZ710 Licensed Representative 4
YU Wai Tak BLV461 Licensed Representative 1, 4
YUAN Nelson Chien AKY987 Licensed Representative 1, 4, 9
YUAN Yingjie BLV897 Licensed Representative 1, 6
YUEN Hu Tone, Leslie AUJ677 Licensed Representative 1, 4, 6
YUEN Wing Tung BLX127 Licensed Representative 3
YUNG Huen Ling BMA136 Licensed Representative 1
ZENG Kevin Z W BMB543 Licensed Representative 6
ZHANG Heyin BLZ385 Licensed Representative 10
ZHANG Liuying BLP358 Licensed Representative 9
ZHANG Lulu BMA547 Licensed Representative 1
ZHANG Ting AZI913 Licensed Representative 9
Page 10 of 21
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
ZHANG Ting BDM717 Licensed Representative 1, 4, 9
ZHANG Yizhou BLZ750 Licensed Representative 1, 6
ZHANG Yuanjie BGC446 Licensed Representative 1, 4, 6
ZHANG Zimu BLV862 Licensed Representative 1, 6
ZHAO Bowen BMF161 Licensed Representative 1, 4, 6
ZHAO Chun BLR261 Licensed Representative 4
ZHAO He BLN655 Licensed Representative 1, 4, 6
ZHAO Siqi BEH967 Licensed Representative 6
ZHAO Zongming BLZ818 Licensed Representative 1, 2
ZHOU Haoyun BLM077 Licensed Representative 1, 6
ZHOU Jason Xiaoyu BJK785 Licensed Representative 1, 4, 9
ZHOU Junxin BLX781 Licensed Representative 1, 4
ZHOU Weiwei BLR542 Licensed Representative 1, 2
ZHOU Wenjie BLW072 Licensed Representative 6
ZHOU Yang BMB556 Licensed Representative 4, 9
ZHOU Yuan BLI876 Licensed Representative 1, 4
ZHU Xiaochen BMA483 Licensed Representative 1, 4
ZHUANG Jie BKV931 Licensed Representative 1, 6
ZIZI Adil BLY478 Licensed Representative 1, 2, 4
ZOU Longwen BLN436 Licensed Representative 1, 6
AN Liyan AHS161 Licensed Representative - Responsible Officer 1, 2, 4, 6, 9
BLADES Michael Alan BKC217 Licensed Representative - Responsible Officer 1, 4, 6
BUCAILLE Emmanuel Marie Bruno Marcel BLR527 Licensed Representative - Responsible Officer 1, 4, 9
CHAN Ka Hung ATL821 Licensed Representative - Responsible Officer 1, 2
CHAU Choi Lam ARJ516 Licensed Representative - Responsible Officer 4, 6
CHEN Ko-Hsin BJP656 Licensed Representative - Responsible Officer 4, 9
CHEN Liang BJP658 Licensed Representative - Responsible Officer 4, 9
CHENG Dickson AGP527 Licensed Representative - Responsible Officer 1, 4, 6
CHENG I-teng ALF767 Licensed Representative - Responsible Officer 4, 9
CHOI Sheung Hang AUP568 Licensed Representative - Responsible Officer 4, 9
CHUAH Keng Hin AYG549 Licensed Representative - Responsible Officer 4, 9
FAN Siu Hong BEA176 Licensed Representative - Responsible Officer 2, 5
FERLAND Pierre ARQ522 Licensed Representative - Responsible Officer 1, 2, 4, 6
FU Yiu Hang AGH815 Licensed Representative - Responsible Officer 4, 9
GE Wanli BLE512 Licensed Representative - Responsible Officer 4, 9
GROSHENS Alain Robert BCC310 Licensed Representative - Responsible Officer 9
HA Po Kwan ALB254 Licensed Representative - Responsible Officer 4, 9
HA Wai Cheung, Steve ARQ021 Licensed Representative - Responsible Officer 1
HAN Hui AUH480 Licensed Representative - Responsible Officer 1, 2, 4, 5
HO Shuk Gee, Esther AIC021 Licensed Representative - Responsible Officer 6
HSU Jason Chung-Shiang BJL050 Licensed Representative - Responsible Officer 4, 9
HUA Fengmao AFJ365 Licensed Representative - Responsible Officer 9
Page 11 of 21
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
HUANG Zhijian BJM093 Licensed Representative - Responsible Officer 1, 4
JAMES Todd Howard AVX425 Licensed Representative - Responsible Officer 1
JIN Xiaobin BLE514 Licensed Representative - Responsible Officer 9
LAI Tsung-Yu BLL631 Licensed Representative - Responsible Officer 4, 9
LALONDE Timothy Gilbert BJY918 Licensed Representative - Responsible Officer 1, 6
LEE Kin Chung Simon AAF803 Licensed Representative - Responsible Officer 4, 9
LELAND Todd Wilson BLR545 Licensed Representative - Responsible Officer 1, 4, 6
LEUNG Wai Nam AGH932 Licensed Representative - Responsible Officer 1, 4, 6
LI Fan BEZ924 Licensed Representative - Responsible Officer 1, 6
LI Ming Kwok ADS635 Licensed Representative - Responsible Officer 1
LI Shu Ip BAI233 Licensed Representative - Responsible Officer 4, 5, 9
LO Wai Ho ABP401 Licensed Representative - Responsible Officer 1, 4
LOU Junlong AZS992 Licensed Representative - Responsible Officer 4, 9
MA Wai Kwok, Alvin AEC588 Licensed Representative - Responsible Officer 4, 9
MEI Song BLE515 Licensed Representative - Responsible Officer 4
NG Pan BKB930 Licensed Representative - Responsible Officer 4, 9
PACE Linda Marie BLY900 Licensed Representative - Responsible Officer 9
PALMA Michael BLL845 Licensed Representative - Responsible Officer 1, 4
SAMUELSON Mark Ivan BCL496 Licensed Representative - Responsible Officer 1, 4, 9
SLONE Jonathan David AAI585 Licensed Representative - Responsible Officer 1
SONG Yu ANU527 Licensed Representative - Responsible Officer 9
STINIS Wouter ARS519 Licensed Representative - Responsible Officer 1, 2
SUN Lei AJD048 Licensed Representative - Responsible Officer 1, 4
TAM Chi Choi BKC149 Licensed Representative - Responsible Officer 1, 6
TENG Chia-Wen BDM861 Licensed Representative - Responsible Officer 4, 9
THE LORD FARMER Michael Stahel BLE979 Licensed Representative - Responsible Officer 9
THOMPSON Tristan James AQY007 Licensed Representative - Responsible Officer 1, 2
TSE Sze Ming ALR679 Licensed Representative - Responsible Officer 4
TSUCHIDA Mariko BKE006 Licensed Representative - Responsible Officer 9
VENGAYIL Rakesh ARO454 Licensed Representative - Responsible Officer 1, 4, 9
WILLIAMSON Richard Scot BJV865 Licensed Representative - Responsible Officer 4, 9
WONG Wai Hong ANG976 Licensed Representative - Responsible Officer 1
WU Huai-En BDM852 Licensed Representative - Responsible Officer 4, 9
WU Xianhua BLE513 Licensed Representative - Responsible Officer 4, 9
YING Jianjia BII932 Licensed Representative - Responsible Officer 9
ZHANG Feng AVE823 Licensed Representative - Responsible Officer 1, 6
AU YEUNG Kwun Yin BMI354 Licensed Representative (Provisional Licence) 1
BELLVER GRANDA Luis BMB520 Licensed Representative (Provisional Licence) 1, 2
BHANDARI Raghav BMK922 Licensed Representative (Provisional Licence) 1
BLADES Michael Alan BKC217 Licensed Representative (Provisional Licence) 1, 4, 6
BROADBENT Neil Eric BMI332 Licensed Representative (Provisional Licence) 1
CAI Shixin BMH732 Licensed Representative (Provisional Licence) 1, 2, 7
Page 12 of 21
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
CAMPBELL Lachlan Gordon ADU213 Licensed Representative (Provisional Licence) 1, 4, 9
CAUCHY-DUBOIS Kevin Paul Emile BMH473 Licensed Representative (Provisional Licence) 9
CHAKER Sebastien Alexandre BMB278 Licensed Representative (Provisional Licence) 1, 4
CHAN Che Kan ABO128 Licensed Representative (Provisional Licence) 1, 2, 4, 5
CHAN Ching Man, Mandy AMF100 Licensed Representative (Provisional Licence) 1, 4
CHAN Cho Leung AFC450 Licensed Representative (Provisional Licence) 1
CHAN Chun Chiu BMK654 Licensed Representative (Provisional Licence) 1, 4, 6
CHAN Fong Leung BLZ047 Licensed Representative (Provisional Licence) 1
CHAN Haylock, Callum BMF391 Licensed Representative (Provisional Licence) 1
CHAN Hin Fung BMJ412 Licensed Representative (Provisional Licence) 1, 9
CHAN Kin Cheung BMG075 Licensed Representative (Provisional Licence) 1, 4
CHAN King Yeung BCF239 Licensed Representative (Provisional Licence) 1
CHAN Kwan Pak BMK888 Licensed Representative (Provisional Licence) 1, 6
CHAN Lok Ming BMJ399 Licensed Representative (Provisional Licence) 1
CHAN Man Fong Rachel AQA622 Licensed Representative (Provisional Licence) 1, 4
CHAN Mou Sun BMG150 Licensed Representative (Provisional Licence) 1
CHAN Siu Chun BMK909 Licensed Representative (Provisional Licence) 5
CHANG HSIAO HAN BMF393 Licensed Representative (Provisional Licence) 1, 4
CHAO Xueer BMI596 Licensed Representative (Provisional Licence) 1
CHAU Chin Wang BMG151 Licensed Representative (Provisional Licence) 1
CHAU Chun Yiu BMI357 Licensed Representative (Provisional Licence) 1
CHAU Nai Ho, Marco BMJ762 Licensed Representative (Provisional Licence) 2
CHEN Bomin AJZ335 Licensed Representative (Provisional Licence) 1, 2
CHEN Chaoqin BMH488 Licensed Representative (Provisional Licence) 1, 4, 6
CHEN Cheng BMG077 Licensed Representative (Provisional Licence) 1, 6
CHEN Chia Ling BJV926 Licensed Representative (Provisional Licence) 1
CHEN Dan BME967 Licensed Representative (Provisional Licence) 1, 4
CHEN Mei Ju BMC881 Licensed Representative (Provisional Licence) 1
CHEN Mengxi BMH475 Licensed Representative (Provisional Licence) 4
CHEN Mingxiao BMJ700 Licensed Representative (Provisional Licence) 1, 6
CHEN Pin Han BMI120 Licensed Representative (Provisional Licence) 1
CHEN Tong BMK890 Licensed Representative (Provisional Licence) 1
CHEN Tsou Wei AOA957 Licensed Representative (Provisional Licence) 1, 4
CHEN Tunan BLP054 Licensed Representative (Provisional Licence) 6
CHEN Xinran BMK650 Licensed Representative (Provisional Licence) 1
CHEN Yeung, Michelle BMG526 Licensed Representative (Provisional Licence) 1
CHEN Yi BMK649 Licensed Representative (Provisional Licence) 1, 4, 9
CHEN Ying BMG518 Licensed Representative (Provisional Licence) 1, 2
CHEN Yu BLW740 Licensed Representative (Provisional Licence) 4
CHENG Nicholas Tat Hei BAA429 Licensed Representative (Provisional Licence) 6
CHENG Sui Ting BMI093 Licensed Representative (Provisional Licence) 1
CHEUNG King Hing BMH293 Licensed Representative (Provisional Licence) 1, 4
Page 13 of 21
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
CHEUNG Man Kuk BME211 Licensed Representative (Provisional Licence) 1, 4, 9
CHEUNG Yik Hang BMF145 Licensed Representative (Provisional Licence) 6
CHIK Wing Yin BMG553 Licensed Representative (Provisional Licence) 1
CHOI Wang Ngai BMI595 Licensed Representative (Provisional Licence) 1, 4, 6
CHOI Wing Yi BEN508 Licensed Representative (Provisional Licence) 1, 4
CHONG Ka Man BMI099 Licensed Representative (Provisional Licence) 1, 2, 4
CHOU Tsz Mei BAM430 Licensed Representative (Provisional Licence) 4, 9
CHOW Siu Lun, Ronald BFT562 Licensed Representative (Provisional Licence) 1, 6
CHU Cheuk Fung BMG556 Licensed Representative (Provisional Licence) 4, 9
CHU Ching Mo BMF147 Licensed Representative (Provisional Licence) 1, 2
DENG Jie BMG560 Licensed Representative (Provisional Licence) 1, 4, 9
DO Kevin BMF389 Licensed Representative (Provisional Licence) 1
DONG An Qi BMK447 Licensed Representative (Provisional Licence) 1, 4, 6
DONG Shitong BMF169 Licensed Representative (Provisional Licence) 1, 6
DU Yixing BMG090 Licensed Representative (Provisional Licence) 1, 6
FAN Zijun BMJ408 Licensed Representative (Provisional Licence) 9
FANG Wei BMG204 Licensed Representative (Provisional Licence) 4
FERLAND Pierre ARQ522 Licensed Representative (Provisional Licence) 1, 2, 4, 6
FUNG Hong Yiu BMI521 Licensed Representative (Provisional Licence) 1, 2
GAN Meilan BME698 Licensed Representative (Provisional Licence) 9
GONG Ao BMH278 Licensed Representative (Provisional Licence) 1, 6
GRAHAM Michael James Nicholas BMI557 Licensed Representative (Provisional Licence) 1, 2
GUO Rui BMK635 Licensed Representative (Provisional Licence) 1
GUO Xin BMH283 Licensed Representative (Provisional Licence) 1, 6
HAO Can BMK876 Licensed Representative (Provisional Licence) 1, 2
HE Juying ASZ591 Licensed Representative (Provisional Licence) 4
HE Wei BMK634 Licensed Representative (Provisional Licence) 1
HERCOT Guillaume Raphael Maximilien BMH781 Licensed Representative (Provisional Licence) 1, 2
HO Chi Ming AAZ600 Licensed Representative (Provisional Licence) 1
HO Chin Fei BMI346 Licensed Representative (Provisional Licence) 1, 4, 6
HO Ho Yin BMK024 Licensed Representative (Provisional Licence) 1, 4
HO Kun Lin BGC212 Licensed Representative (Provisional Licence) 6
HO Kwok Wing BME583 Licensed Representative (Provisional Licence) 1, 2
HO Kwun Yin Wayne BME625 Licensed Representative (Provisional Licence) 6
HO Man ACT360 Licensed Representative (Provisional Licence) 4, 9
HO Pik Kwan Kenny BMI597 Licensed Representative (Provisional Licence) 1
HO Sing Wai Kurtise BMH373 Licensed Representative (Provisional Licence) 1, 2
HSIN Sze Wai AJJ600 Licensed Representative (Provisional Licence) 1, 4
HU Jialu BME754 Licensed Representative (Provisional Licence) 4
HU Jing BDJ941 Licensed Representative (Provisional Licence) 1, 2
HU Ming BLE484 Licensed Representative (Provisional Licence) 1, 2, 4, 6
HU Xiangquan BMG564 Licensed Representative (Provisional Licence) 1, 6
Page 14 of 21
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
HUANG Jiahong BMG084 Licensed Representative (Provisional Licence) 1, 4
HUANG Yue BMG581 Licensed Representative (Provisional Licence) 1, 4, 6
HUI Hei Wo BMC977 Licensed Representative (Provisional Licence) 1, 4, 9
HUI Ka Fai BMD891 Licensed Representative (Provisional Licence) 1, 2, 4, 5
HUNG Chin Ho BMG522 Licensed Representative (Provisional Licence) 1, 2
HUTCHINS Robert Anthony Harold BMH854 Licensed Representative (Provisional Licence) 1, 2
JIANG Wanning BMH757 Licensed Representative (Provisional Licence) 9
JIANG Wei AWS208 Licensed Representative (Provisional Licence) 4
JIANG Wenzheng BMA281 Licensed Representative (Provisional Licence) 4, 9
JONES Viktoria Charlotte BMF159 Licensed Representative (Provisional Licence) 1, 4, 9
KALRA Abhimanyu BMA951 Licensed Representative (Provisional Licence) 1
KANG Lei BMK459 Licensed Representative (Provisional Licence) 1, 4
KE Weijie BMH284 Licensed Representative (Provisional Licence) 1, 4, 9
KIM Jee Won BMH726 Licensed Representative (Provisional Licence) 1, 4
KO Chon Man BMK670 Licensed Representative (Provisional Licence) 1, 4, 6
KWONG Wing Yan BMH500 Licensed Representative (Provisional Licence) 1
LAI Chun Kit BGH428 Licensed Representative (Provisional Licence) 1, 4
LAI Man Ling AWX953 Licensed Representative (Provisional Licence) 1, 4
LAM Hoi Yan BMD021 Licensed Representative (Provisional Licence) 1, 4
LAM Ka Wing BMI348 Licensed Representative (Provisional Licence) 1, 4, 6
Lam Kelvin Roland ALQ299 Licensed Representative (Provisional Licence) 1, 4
LAM Yau Lun AVI744 Licensed Representative (Provisional Licence) 6
LAU Wung Koon ABY860 Licensed Representative (Provisional Licence) 1, 2
LAW Tsz Ming BMI035 Licensed Representative (Provisional Licence) 1, 2
LAW Yuen Yi BMF146 Licensed Representative (Provisional Licence) 1, 4
LEE Chang Soo BMH280 Licensed Representative (Provisional Licence) 9
LEE Chun Man AJE100 Licensed Representative (Provisional Licence) 1, 4, 9
LEE Jong Young BMI861 Licensed Representative (Provisional Licence) 1, 6
LEE Kin Pong, Tony BMF148 Licensed Representative (Provisional Licence) 1, 2
LEE Wen Min Donovan BME582 Licensed Representative (Provisional Licence) 9
LEUNG Wai Hang BMG013 Licensed Representative (Provisional Licence) 1
LI Lingli BML155 Licensed Representative (Provisional Licence) 1, 6
LI Lu BME183 Licensed Representative (Provisional Licence) 1, 4
LI Pik Na AOE454 Licensed Representative (Provisional Licence) 4
LI Sijia BMF550 Licensed Representative (Provisional Licence) 2, 5
LI Sisi ARN059 Licensed Representative (Provisional Licence) 1, 2, 9
LI Taoran BMG152 Licensed Representative (Provisional Licence) 1, 6
LI Tiangang BMG815 Licensed Representative (Provisional Licence) 1, 2, 7
LI Xiaohan BMI921 Licensed Representative (Provisional Licence) 1, 6
LI Yannan BMC218 Licensed Representative (Provisional Licence) 2, 5
LI Yik Ngai BMF541 Licensed Representative (Provisional Licence) 1, 2
LI Yiting BMI083 Licensed Representative (Provisional Licence) 1, 2, 4
Page 15 of 21
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
LIAO Maojiang BMI130 Licensed Representative (Provisional Licence) 1, 4
LIM Damien Jia Wei BMK464 Licensed Representative (Provisional Licence) 1
LIN Yuchen BLP015 Licensed Representative (Provisional Licence) 1, 4, 9
LIU Gang BME739 Licensed Representative (Provisional Licence) 9
LIU Jiaqi BMF539 Licensed Representative (Provisional Licence) 1, 6
LIU Sui BMH845 Licensed Representative (Provisional Licence) 1, 6
LIU Tze Fung Ryan BMJ698 Licensed Representative (Provisional Licence) 1, 4, 9
LIU Ye Ting BMC891 Licensed Representative (Provisional Licence) 1, 6
LIU Yue BMG014 Licensed Representative (Provisional Licence) 1, 6
LO Wan Ju BMI350 Licensed Representative (Provisional Licence) 1, 4, 9
LO Yiu Man BMG156 Licensed Representative (Provisional Licence) 1, 2
LOH Wei Min BMI076 Licensed Representative (Provisional Licence) 1, 2
LU Limei BMH783 Licensed Representative (Provisional Licence) 1
LUI Chun Hay Joey BMF398 Licensed Representative (Provisional Licence) 1, 2, 4
LUO Hankun BMH148 Licensed Representative (Provisional Licence) 1, 2
LYU QI BMI920 Licensed Representative (Provisional Licence) 9
LYU Xiuxiu BMH516 Licensed Representative (Provisional Licence) 1, 2
MA Ka Chun BMG170 Licensed Representative (Provisional Licence) 1, 2, 4
MAINGARD De La Ville Es Offran Amedee Cory BHK684 Licensed Representative (Provisional Licence) 4, 9
MAK Clement Ka Yiu BMA455 Licensed Representative (Provisional Licence) 1
MATHESON Leighton Carey AGK143 Licensed Representative (Provisional Licence) 9
MC EVOY Andrew BMF537 Licensed Representative (Provisional Licence) 2, 5
NG Ming Sang BCH637 Licensed Representative (Provisional Licence) 1, 4, 9
NG Pak Kei APG232 Licensed Representative (Provisional Licence) 1, 2
NG Siu Lung BMJ747 Licensed Representative (Provisional Licence) 10
NG SIU NA SARNIAN BMC120 Licensed Representative (Provisional Licence) 1, 7
NG Sze Ho AFI898 Licensed Representative (Provisional Licence) 4
NG Yin Kuen BMH522 Licensed Representative (Provisional Licence) 1, 4
NG Ying Kit, Walter ADZ360 Licensed Representative (Provisional Licence) 1
OUYANG Shirui BIN775 Licensed Representative (Provisional Licence) 4
PAL Abhishek ASN918 Licensed Representative (Provisional Licence) 1, 2
PALMA Michael BLL845 Licensed Representative (Provisional Licence) 1, 4
PAO Michael Shihao AVR356 Licensed Representative (Provisional Licence) 4, 9
PAREKH Alok BBH963 Licensed Representative (Provisional Licence) 1
PATKER Sameer Sudhir BMB521 Licensed Representative (Provisional Licence) 1, 4
PENG Gangfu BFM414 Licensed Representative (Provisional Licence) 4, 9
PO Choi Kwai BMI091 Licensed Representative (Provisional Licence) 1, 4
PUN Lai Shan BMF543 Licensed Representative (Provisional Licence) 1, 2
QI Shanshan BMG536 Licensed Representative (Provisional Licence) 1
QIN YU BMF424 Licensed Representative (Provisional Licence) 1
QIU Zhiwei BMI936 Licensed Representative (Provisional Licence) 1, 2
QUAN Jiali BMK450 Licensed Representative (Provisional Licence) 1, 9
Page 16 of 21
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
RATHORE Rahul BMG231 Licensed Representative (Provisional Licence) 9
REN Jizhou BMG918 Licensed Representative (Provisional Licence) 1, 6
REN Qingwen BME227 Licensed Representative (Provisional Licence) 1, 2
RISBERG Niklas Johan BMF013 Licensed Representative (Provisional Licence) 9
ROBERTS Glyn David BBZ480 Licensed Representative (Provisional Licence) 1, 2
ROZENTULLER Alexander BJT372 Licensed Representative (Provisional Licence) 1
SAHNI Akshay AMC661 Licensed Representative (Provisional Licence) 1, 2
SALECHA Mitul BMG596 Licensed Representative (Provisional Licence) 1, 2
SANG Yifeng BMH837 Licensed Representative (Provisional Licence) 1, 6
SHAH Sagar Jayesh BBS742 Licensed Representative (Provisional Licence) 1
SHANG Chuzun BMH297 Licensed Representative (Provisional Licence) 4
SHI Wenjia BMG353 Licensed Representative (Provisional Licence) 1, 6
SHI Yue BMJ774 Licensed Representative (Provisional Licence) 1, 4, 6
SI Wen BMK022 Licensed Representative (Provisional Licence) 1, 6
SIERADZKI Alexandre Roger BMH510 Licensed Representative (Provisional Licence) 1, 4, 9
SIU Man Lok BMI524 Licensed Representative (Provisional Licence) 1, 2
SIU Wai Ching, Shirley ABP528 Licensed Representative (Provisional Licence) 1, 4
SLONE Jonathan David AAI585 Licensed Representative (Provisional Licence) 1
SNG Ren Yi AYT411 Licensed Representative (Provisional Licence) 1, 4, 6
SONG Minmin BDF036 Licensed Representative (Provisional Licence) 1, 4
SRINIVASAN Pavithra BLX083 Licensed Representative (Provisional Licence) 9
SU Rongxia ATB921 Licensed Representative (Provisional Licence) 1, 4
SU Tian BMK653 Licensed Representative (Provisional Licence) 1, 4
SUI Xin BMG557 Licensed Representative (Provisional Licence) 4
SULLIVAN Thomas Sean BMH515 Licensed Representative (Provisional Licence) 1
SUN Lan BMI353 Licensed Representative (Provisional Licence) 1, 4
SUN Qiang Chang ACF134 Licensed Representative (Provisional Licence) 1, 4
SUN Ruiying BMD549 Licensed Representative (Provisional Licence) 9
SUN Yiding BBR448 Licensed Representative (Provisional Licence) 1, 4
SUN Yumeng BME539 Licensed Representative (Provisional Licence) 9
SUN Zhiyuan BMC621 Licensed Representative (Provisional Licence) 1, 4, 9
TAI Ho Fung BMI050 Licensed Representative (Provisional Licence) 1, 4, 6
TAM Kam Wah ABM628 Licensed Representative (Provisional Licence) 1
TAN James Seng Yee ATN584 Licensed Representative (Provisional Licence) 1, 2
TAN Ke BML440 Licensed Representative (Provisional Licence) 4
TANG Hung Yu BMI356 Licensed Representative (Provisional Licence) 1
TEOH Chin Wei ARP541 Licensed Representative (Provisional Licence) 1, 4
TIBBETT Amanda Jayne BKB056 Licensed Representative (Provisional Licence) 1
TIN Wai Man ARG334 Licensed Representative (Provisional Licence) 1, 4, 9
TONG Ying BIJ653 Licensed Representative (Provisional Licence) 4
TSE Kit Ying BMG845 Licensed Representative (Provisional Licence) 1, 4, 9
TSE Tung Wai BMA121 Licensed Representative (Provisional Licence) 1, 6
Page 17 of 21
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
TSOI Geoffrey Wai Yip BBJ502 Licensed Representative (Provisional Licence) 1
TSOI Wei Yan BMK463 Licensed Representative (Provisional Licence) 1, 6
TSUI Kin Ling AVY267 Licensed Representative (Provisional Licence) 1, 4
TURAKHIA Pratik Prakash BAI093 Licensed Representative (Provisional Licence) 1
WANG Chuan Ying BMG147 Licensed Representative (Provisional Licence) 1
WANG Dige BMH216 Licensed Representative (Provisional Licence) 1, 4
WANG Jun BMH239 Licensed Representative (Provisional Licence) 1
WANG Mengyuan BMH307 Licensed Representative (Provisional Licence) 1, 6
WANG Xiaoming BMJ757 Licensed Representative (Provisional Licence) 1
WANG Xinyi BMI322 Licensed Representative (Provisional Licence) 4
WANG Yinghui BMI924 Licensed Representative (Provisional Licence) 4
WANG Yushen BMH497 Licensed Representative (Provisional Licence) 4
WATANABE Jun BMC605 Licensed Representative (Provisional Licence) 1
WAY Ling Chui BMH151 Licensed Representative (Provisional Licence) 1, 4
WEI Wei BMH195 Licensed Representative (Provisional Licence) 9
WEN Dafu BMC503 Licensed Representative (Provisional Licence) 1, 4, 6
WENG Jinghong BMG697 Licensed Representative (Provisional Licence) 1, 4
WINARDI Ronald AXL931 Licensed Representative (Provisional Licence) 4
WONG Cheuk Fung BFE380 Licensed Representative (Provisional Licence) 1, 4, 9
WONG Cho Fung Alan BMF182 Licensed Representative (Provisional Licence) 1, 2
WONG Mellissa AKO803 Licensed Representative (Provisional Licence) 1
WONG Nok Hang BMI361 Licensed Representative (Provisional Licence) 3
WONG Pak Kan AXK066 Licensed Representative (Provisional Licence) 9
WONG Ting Chun, Justin BMJ409 Licensed Representative (Provisional Licence) 1
WONG Tony Tin Wing ALZ369 Licensed Representative (Provisional Licence) 1, 4
WU Chi Him, James BJK279 Licensed Representative (Provisional Licence) 1
WU Kam Tung BMF548 Licensed Representative (Provisional Licence) 1
WU Peiqin BMI131 Licensed Representative (Provisional Licence) 1, 2, 4, 5
WU Shuohuan BMF453 Licensed Representative (Provisional Licence) 1
XIAN Tinghong BMI592 Licensed Representative (Provisional Licence) 1, 6
XIAO Yee BMI030 Licensed Representative (Provisional Licence) 1, 4
XIONG Junjie BEZ862 Licensed Representative (Provisional Licence) 9
XU Peiyu BMH493 Licensed Representative (Provisional Licence) 4
XUE Jiayun BMF180 Licensed Representative (Provisional Licence) 1, 6
YANG Shi Ai BMJ699 Licensed Representative (Provisional Licence) 1, 2
YANG Yuying BMB332 Licensed Representative (Provisional Licence) 10
YANG Zhidao BMF166 Licensed Representative (Provisional Licence) 1, 4
YAU Sherlock Szelock BMB657 Licensed Representative (Provisional Licence) 1, 6
YE Songsheng BFY973 Licensed Representative (Provisional Licence) 1, 6
YEUNG Chi Pan BEG177 Licensed Representative (Provisional Licence) 1, 4
YEUNG Chin Kwan, Gilbert BMI041 Licensed Representative (Provisional Licence) 1, 4
YEUNG Yu Pang BMK681 Licensed Representative (Provisional Licence) 4
Page 18 of 21
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
YIP Beryl Wing Yi BMK449 Licensed Representative (Provisional Licence) 1
YIU Wing Kit BMF440 Licensed Representative (Provisional Licence) 1
YONG Shao Fung BMG012 Licensed Representative (Provisional Licence) 1, 4, 9
YU Jiaqiang BMI887 Licensed Representative (Provisional Licence) 1, 6
YU Zhou BMF545 Licensed Representative (Provisional Licence) 1, 4
ZANG Zhuoran BMH279 Licensed Representative (Provisional Licence) 1, 6
ZENG Hongxuan BMK901 Licensed Representative (Provisional Licence) 6
ZENG Xingbo BMH525 Licensed Representative (Provisional Licence) 1, 2, 4
ZHANG BIN BMH285 Licensed Representative (Provisional Licence) 1, 6
ZHANG Bin BMI551 Licensed Representative (Provisional Licence) 1
ZHANG Jingdan BMG531 Licensed Representative (Provisional Licence) 4
ZHANG Mingwei BMF163 Licensed Representative (Provisional Licence) 1, 2, 9
ZHANG Xueqi BMJ753 Licensed Representative (Provisional Licence) 1, 4, 9
ZHANG Yue BMG550 Licensed Representative (Provisional Licence) 1, 4
ZHANG Zhiwei BMI925 Licensed Representative (Provisional Licence) 4
ZHAO Jie BMH292 Licensed Representative (Provisional Licence) 1, 6
ZHAO Liang BME560 Licensed Representative (Provisional Licence) 9
ZHAO Yue BKA711 Licensed Representative (Provisional Licence) 1, 4
ZHAO Yue BMI303 Licensed Representative (Provisional Licence) 1, 2
ZHENG Shenghuai BMI556 Licensed Representative (Provisional Licence) 1, 2, 4
ZHOU Yong BMI923 Licensed Representative (Provisional Licence) 1, 9
ZHU Jingxuan BME963 Licensed Representative (Provisional Licence) 1, 4
ZOU Yi BMG901 Licensed Representative (Provisional Licence) 1, 4
AGARWAL Virat BGU565 Licensed Representative (Temporary Licence) 1
ANDERL Maximilian BGD222 Licensed Representative (Temporary Licence) 1, 4
ANG Carl Jiren BHT357 Licensed Representative (Temporary Licence) 4
ANG SOK HAN BLF878 Licensed Representative (Temporary Licence) 1
BAE Christopher Thomas AQI792 Licensed Representative (Temporary Licence) 1, 4
BLOOM Joseph Jason BMC566 Licensed Representative (Temporary Licence) 1, 4
BRENNAN Paul Francis BMB677 Licensed Representative (Temporary Licence) 4
CEREZO Rafael Alejandro BMD882 Licensed Representative (Temporary Licence) 1
CHAVALI Ramakrishna BIB421 Licensed Representative (Temporary Licence) 1, 2
CHHUGANI Gautam Prakash BIO676 Licensed Representative (Temporary Licence) 4
CHIA Kiara Kim Szu Shyan AVT057 Licensed Representative (Temporary Licence) 4
CHING Yi Edmund AKU003 Licensed Representative (Temporary Licence) 4
CHO Chulhee BEX932 Licensed Representative (Temporary Licence) 4
CHOI Gowoon BJY957 Licensed Representative (Temporary Licence) 4
CHOI Minha BFC667 Licensed Representative (Temporary Licence) 4
CHOPRA Sameer BAU420 Licensed Representative (Temporary Licence) 1, 4
DADABHOY Jamshed Rustom BFK188 Licensed Representative (Temporary Licence) 4
DARMONO Permadawani BJH031 Licensed Representative (Temporary Licence) 4
ELDER Luke Gregory BLY726 Licensed Representative (Temporary Licence) 10
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
FEDELI Fabiana BMC997 Licensed Representative (Temporary Licence) 1
FENG Kaiyun BKO099 Licensed Representative (Temporary Licence) 1
FERNANDEZ Gaston Luis Gervasio BKW519 Licensed Representative (Temporary Licence) 1
FUJIKI Tomohisa BJK781 Licensed Representative (Temporary Licence) 4
GLAVIN Barry John BMH808 Licensed Representative (Temporary Licence) 1, 4, 5
GUPTA Vishal BMI026 Licensed Representative (Temporary Licence) 1
HUDSON Sarah Henrietta Elizabeth BIT630 Licensed Representative (Temporary Licence) 1, 4
ISRAELSSON Anders David BML371 Licensed Representative (Temporary Licence) 1, 2
JIN Hong Goock BLD547 Licensed Representative (Temporary Licence) 4
JIP Allan AGL440 Licensed Representative (Temporary Licence) 2, 5
JOHNSON Adam Michael BMG529 Licensed Representative (Temporary Licence) 1, 4
KAPLOWITZ Andrew Alec BME267 Licensed Representative (Temporary Licence) 4
KEDIA Sahil Sudhir AZW848 Licensed Representative (Temporary Licence) 1, 4
KIM Jinwoo BGY980 Licensed Representative (Temporary Licence) 4
KIM Minkyu BEO107 Licensed Representative (Temporary Licence) 1
KISHIDA Naoaki BBG395 Licensed Representative (Temporary Licence) 2, 5
KONG Robert Patrick BDQ917 Licensed Representative (Temporary Licence) 4
LEE Doyeon BFO638 Licensed Representative (Temporary Licence) 4
LEE Moses BDE482 Licensed Representative (Temporary Licence) 2, 5
LIN Ming-De BEC282 Licensed Representative (Temporary Licence) 1, 4
LINHARDT Susanne Patrizia BLZ809 Licensed Representative (Temporary Licence) 1, 4
LOW Wan Ting BMD899 Licensed Representative (Temporary Licence) 1, 4, 5
MAEKITA Takanobu BHX057 Licensed Representative (Temporary Licence) 1, 2
MAHMOOD Saad BMJ421 Licensed Representative (Temporary Licence) 1
MANDEL Mark David BMK027 Licensed Representative (Temporary Licence) 1, 4
MANSELL Steven Robert BEI891 Licensed Representative (Temporary Licence) 4
MATHUR Aditya BEO279 Licensed Representative (Temporary Licence) 4
MATITIA Edouard Albert BHG614 Licensed Representative (Temporary Licence) 1
MIEDEMA Jeldert BLF654 Licensed Representative (Temporary Licence) 1
MORRISON Courteney James BMI097 Licensed Representative (Temporary Licence) 1
MURAKAMI Shuhei BGZ147 Licensed Representative (Temporary Licence) 1, 4
NA Eun Chae BGC163 Licensed Representative (Temporary Licence) 4
NAGAHORI Makoto BKJ477 Licensed Representative (Temporary Licence) 1
QUOIREZ Lorraine BIE680 Licensed Representative (Temporary Licence) 4
RAGHUNATH Madhusudhan BHL507 Licensed Representative (Temporary Licence) 1, 2
RYAN Alastair William BAJ168 Licensed Representative (Temporary Licence) 1, 4
SACCO Alexander David BMH784 Licensed Representative (Temporary Licence) 1
SASAKI Futoshi BEZ608 Licensed Representative (Temporary Licence) 1, 4
SECKER Graham Ronald AUD568 Licensed Representative (Temporary Licence) 1, 4
SHEETS Andrew Paterson BDC115 Licensed Representative (Temporary Licence) 1, 4, 5
SHUKLA Manish Bhupendra BKJ049 Licensed Representative (Temporary Licence) 4
SNELL Scott Woods BMC962 Licensed Representative (Temporary Licence) 1, 4
Page 20 of 21
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
SPARTALIS Sophie Despina BIM602 Licensed Representative (Temporary Licence) 1, 4
TECHAWATANAWANA Atthaka BLK087 Licensed Representative (Temporary Licence) 1, 2
TOLLARDO Neri BMG825 Licensed Representative (Temporary Licence) 1, 4
TOMARU Yoshitaka BFT494 Licensed Representative (Temporary Licence) 1, 2
VAN HIEN Mustafa BMG567 Licensed Representative (Temporary Licence) 1
VOLPON Tony BMJ345 Licensed Representative (Temporary Licence) 4
WANG Peng Yu BKO879 Licensed Representative (Temporary Licence) 1, 4
WARD Martin John BMJ422 Licensed Representative (Temporary Licence) 1
WATSON Adam James BCY110 Licensed Representative (Temporary Licence) 1, 4
WILLIAMSON Joshua David BIN735 Licensed Representative (Temporary Licence) 4
WRIGHT Kristina Fleur Marshall AXV982 Licensed Representative (Temporary Licence) 1
YAMAGUCHI Miho BBD148 Licensed Representative (Temporary Licence) 1
YANAGISAWA Masakazu ASL355 Licensed Representative (Temporary Licence) 1
YIU Wong Ki AYW262 Licensed Representative (Temporary Licence) 4
YOO Jongwoo BEX905 Licensed Representative (Temporary Licence) 4
ZHANG Ying BJR686 Licensed Representative (Temporary Licence) 4
Page 21 of 21