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Optical Spectroscopy 1: Lanthanides Louise Natrajan [email protected]
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30th Helsinki Winter School in Theoretical Chemistry
F-element optical and NMR spectroscopy-insights from experiment and
theory 30th Helsinki Winter School inTheoretical Chemistry
17/12/2014 Optical Spectroscopy 1: Lanthanides
Louise Natrajan Research Themes Transition metal polypyridyls: two
photon spectroscopy
Pure oxidation state actinide compounds and fundamental chemistry
Geochemistry of Uranyl Lanthanide upconverting nanoparticle enzyme
biosensors and FRET Optical Spectroscopy X-ray diffraction
UV-vis-nIR Emission
IR and Raman NMR EPR XAS (EXAFS, XANES) Builds on coordination
chemistry courses (transition metals, spectroscopy) Electronic
spectroscopy Quantum chemistry (terms and states) F-block course
Dave Mills course will build upon this Recommended reading:
Chemistry of the f-block elements-Helen Aspinall (Gordon and
Breach) The f elements-Nikolas Kaltsoyannis and Peter Scott (Oxford
Chemistry Primers) Principles of Fluorescence Spectroscopy-Joseph
Lackowicz (Springer) Chemical Reviews special edition, 2002, 102,
(6), 1805 2476. Useful Properties of the Lanthanides
Resulting from the core like nature of the f-orbitals: Catalytic
convertors in car exhausts (CeO2) CeO2-good catalysts-hard Lewis
acids (less competing deactivation mechanisms such as beta hydride
elimination as bonding is ionic and not covalent) F-electronic
configuration-long lived f-f- transitions results in very bright
emission that can be used in lighting and imaging (as we will see
later on in the course) F electron configuration and ground state
term symbol means Gd can effectively shorten the T1 (longitudinal
relaxation time) of protons (and water protons) close in space to
the Gd centre-providing contrast between healthy and diseased
tissue in imaging of the body. Does anyone know of any other uses
of Lns? (give them a minute to think about)LASERS Nd-YAG-laser pen
Optics and lighting - Polishing powders - Protection against sun
(sunglasses) - Lasers, particularly Nd YAG - Phosphors for displays
(incl. electrolumin. displays) - Fluorescent lamps Medicine -
Seasickness (Ce oxalate), thromboses (Nd oxalate) - Renal
insufficiency (La2(CO3)3.4H2O)- X-ray intensifying screens - NMR
imaging - Cancer radio- and photo-therapy - Laser surgery (Nd YAG
laser) - Luminescent immunoassays Science - Shift reagents,
luminescent and magnetic probes - Catalysts for organic chemistry
Lighting-fluorescent lamps Imaging in medicine: MRI (Gd),
luminescent cellular probes (e.g. Eu) Lanthanide Complexes as
Luminescent Sensors and Probes
Applications: luminescent phosphors: lighting, displays, security
encoding Biological Uses: Structural probes (site symmetry,
coordination number) Analytical probes (determining concentrations
of analytes) Imaging probes for medical diagnosis e.g. tumour cell
imaging Refs. T. Gunnlaugsson et al., Topics in Current Chemistry,
2007, 281, pg J. Yuan et al., Journal of Fluorescence, 2005, 15, pg
Near Infra-red Excitation/Emission
> 500 microns depth penetration of near infra-red light Yb3+,
Nd3+ Excitation in the red or nIR is advantageous-Ln, Yb, Nd
especially 3D optical imaging Biological imaging Photochemistry
Re-cap:
Absorption of light:Electronic transitions organic molecules, metal
complexes (high ) Vertical absorption Vibrational relaxation (VR)
Non-radiative de-activation excited state Vertical emission
(radiative decay) Kashas rule: emission from lowest vibrational
(relaxed) state E S0 S1* Fluorescence-radiative decay between
states of the same multiplicity (2S+1) ground state Internuclear
separation Photochemistry Re-cap:
excited singlet state (S1*) excited triplet state (T1*) Hunds Rule:
for every singlet excited state, there is a triplet state which
lies lower in energy ISC-intersystem crossing (S1- T1): horizonal
transition radiationless process between 2 states of different
multiplicity E S0 Phosphorescence-radiative decay between states of
different multiplicity T1* ground State (S0) Internuclear
separation More Rules! El Sayeds Rule Spin-Orbit Coupling
Intersystem crossing is slow unless there is a change in orbital
type Spin-Orbit Coupling Crossing points occur on the S1 and Tn
potential energy curves Application of a magnetic torque to an
electron spin can result in a change in spin and a change in
angular momentum Most common mechanism of ISC Improved with the
addition of heavy atoms Selection Rules Spin Selection rule: S = 0
allowed transition
Fluorescence S1* to S0, S = 0, allowed, fast decay (ns)
Phosphorescence T1* to S0, S = 1, forbidden, slow (s) Electronic
transitions in lanthanides-Absorption f-f transitions (weak
oscillator strengths, ~ 1 M-1 cm-1, c.f. d-d transitions ~ 100 and
- ~ 105) Laporte selection rules (centrosymmetric cxs (i): l = 1
and g u f-f l = 0, slow decay results in long lived emission
Relaxation of the Laporte selection rule occurs by spin orbit
coupling (l and s) Described by Russell-Saunders coupling scheme
Example Pr3+, 4f2,3H4 5 10 15 20 25 E / 103 cm-1 1G4 1D2 3H4 3F 1I6
3P 4 6 2 3 1 2 3PJ 1 1I6 1D2 Line-like absorption and emission
spectra Transitions between states derived from Russell-Saunders
spin orbit coupling (J) Pale colours (formally forbidden
transitions) f-f Electronic Transition Intensities
Judd-Ofelt Theory Theoretical oscillator strengths f (J, J) of the
J J transition at the mean frequency is given for an electric
dipole transition he theoretical oscillator strengths fcal are
derived by using the Judd-Ofelt theory. The magnetic dipole
transitions, which give only negligible contribution to the
transition bands of Nd3+, are not considered. Theoretical
oscillator strengths f(J, J) of the J J transition at the mean
frequency is given for an electric dipole transition by Eq.(2) Only
really works for doped solids in high symmetry (e.g. cubic)
Judd-Ofelt Celebration! Russell Saunders Coupling
Electronic structure of the 4f elements Each state will have: S
overall spin and L overall orbital angular momentum: 2S+1L
(d-orbitals) spin and orbital angular momentums can couple: 2S+1L J
J takes values from |L+S||L-S| Spin multiplicity 2S+1, where S =
overall spin LabelSPDFGHIJK L 2S+1L J J = L+S, L+S-1, L+S-2, |L-S|
Hunds Rules for Ground State
Spin multiplicity must be the highest possible (Smax) If more than
one term have the highest multiplicity, the term with the highest
value of L is the ground state (Lmax) The ground level has Jmin if
the subshell is less than half full The ground level has Jmax if
the subshell is greater than half full Example: Nd3+, f3 Smax =
3/2, 2S+1 = 4 The ground state has the maximum possible value for S
(Hunds rule) nad maximum possible values for L For less than half
full shells, J takes the minimum value For greater than half full
shells, J takes the maximum value NB J = total angular momentum ml
l= 3 Lmax = = 6 = I state J = |L+S||L-S| = 12/2 + 3/2, 12/2 + 3/2
-112/2 - 3/2 = 15/2, 13/2, 11/2, 9/2 =4 I9/2 Russell Saunders
Coupling: Nd3+
Transitions from excited state to ground 4IJ ground state Series of
absorption and emission lines Crystal field small-can be observed
in some transitions (noteably Nd3+, Yb3+) S = 1/2 + 1/2 = 1, 2S+1 =
3 L = = 5 = H J = 5+15-1, = 6, 5, 4 Ground state = 3H4 Pr3+ (f2):
ml l= 3 4f Emission Spectra Line-like emission spectra
Long lived emission (milliseconds - microseconds) Range from UV
(Gd3+), to visible (Tm3+, Sm3+,Eu3+, Tb3+, Dy3+) to near infra-red
(Nd3+, Pr3+, Er3+, Yb3+) Glow stick time!! L.S. Natrajan, A.N.
Swinburne, unpublished results, The University of Manchester, 2013.
Defining the Emissive State
Energy gap law: emissive state is the one with the biggest energy
gap to the next lowest state Energy gap = wavelength of emission
Bigger gap = longer lifetime Tb3+ and Eu3+ millisecond lifetimes
Non radiative quenching can reduce the lifetime e.g. by vibrations
Lifetimes It is the average time spent in an excited state before
radiative decay Given by the equation Units of lifetimes is usually
ns The inverse is ns-1 which is a rate The intrinsic lifetime is
the average time spent in the excited state without non-radiative
deactivation processes Lifetimes The intensity of emission after a
pump pulse decays exponentially Taking the natural log of this
gives a linear relationship between intensity and time Methods used
to measure lifetimes are a statistical methods based on the bulk
solution Lifetimes are fitted using least squares regression
Exchange processes which occur on timescales faster than the
lifetime are averaged out. Exchange processes slower than the
lifetime are resolved a separate lifetimes Time Dependence of
Emitted Light
I(t) = It = 0.e-kt The lifetime of the excited state is given by: =
1/kobs (s) During this time, a fraction 1/e of the excited
molecules return to the ground state (e = 2.73) 1/e I0 t = t
Lifetimes of Ln3+ ( Tb3+, Eu3+ milliseconds Sm3+, Dy3+, Yb3+, Er3+
microseconds Pr3+, Nd3+ nanoseconds ( s) Lifetime Determination
from Kinetic Traces
1. Stepwise increase of time delay (manual or software driven) The
growth and decay of the luminescence at selected wavelengths was
detected using a germanium photodiode (Edin- burgh Instruments,
EI-P) and recorded using a digital oscilloscope Tb3+ complex in
water: 0.1 ms steps (0.1 10 ms) at 545 nm L.S. Natrajan, P.L.
Timmins, M. Lunn, and S.L. Heath, Inorg. Chem., 2007, 46,
1087710886. Lifetime Determination from Kinetic Traces
2. Time Correlated Single Photon Counting (TCSPC) The growth and
decay of the luminescence at selected wavelengths was detected
using a germanium photodiode (Edin- burgh Instruments, EI-P) and
recorded using a digital oscilloscope Sm3+ complex 200 microsecond
range at 650 nm: Tail fit L.S. Natrajan, J.A. Weinstein, C. Wilson,
P.L. Arnold, Dalton Trans., 2004, 28, 3748. Lifetime Determination
from Kinetic Traces
3. Photodiode detection with an oscilloscope The growth and decay
of the luminescence at selected wavelengths was detected using a
germanium photodiode (Edin- burgh Instruments, EI-P) and recorded
using a digital oscilloscope Yb3+ in water, Ge-diode detector, 980
nm, ns/s timescale; Reconvolution fit with a scatterer L.S.
Natrajan, P.L. Timmins, M. Lunn, and S.L. Heath, Inorg. Chem.,
2007, 46, 1087710886. Grow-in Component (Rise Time)
Yb3+ (D2O) Yb3+ (H2O) Grow in longer than the laser pulse (not
convoluted with the envelope of the laser pulse/detector response)
Grow in exponential fitted before decay-indicates slow energy
transfer from sensitiser triplet state to Yb3 emissive excited
state (corresponds to emission decay of the organic sensitiser) If
different in D2O than H2O, indicates phonon assisted energy
transfer is the rate determining step Quantum Yields A measure of
the efficiency on fluorescence
Absolute QYs Integrating sphere Hypersensitive Transitions
In hypothetical Ln3+, only magnetic dipole transitions are allowed:
L = 0, J = 0, 1 e.g. 5D0 7F1 in Eu3+ In a complex, electric dipole
(ED) transitions are induced: L, J = 0, 2, 4, 6 (00 forbidden) Some
transitions acquire strength by both MD and ED e.g. Tb3+ Some
transitions are sensitive to changes in symmetry and/or the inner
coordination sphere. They display shifts in their maxima, splitting
and intensity Hypersensitive transitions-some transitions are more
likely in certain circumstances-quadripolar or octapolar The
electronic spectra of lanthanide(III) complexes have been studied
to give information regarding structure and bonding in these
complexes. Most of the sharp lines like 4f-4f transitions
originating within the 4f configuration of the lanthanide(III) ions
are little affected by the environment about the lanthanide ions. A
few, however, are very sensitive to the environment and are more
intense when the ion is complexed than they are in the
corresponding aqua-ions. The oscillator strength and band shape of
these transitions in lanthanide(III) complexes are especially
sensitive to the structural details and the chemical nature of the
ligand environment. Such transitions have been called
hypersensitive transitions and the phenomenon is generally referred
to as hypersensitivity. The oscillator strength and band shapes of
the hypersensitive transitions in the absorption spectra of the
lanthanides have been correlated to the complex formation,
coordination numbers, coordination geometry, ligand structure,
chelate solvent interactions and symmetry of the field around
lanthanide ion. These are termed the selection rules for electric
dipole transitions. It is clear, for instance, that the electric
dipole approximation allows a transition from astate to astate, but
disallows a transition from ato astate. The latter transition is
called a forbidden transition. Forbidden transitions are not
strictly forbidden. Instead, they take placeat a far lower rate
than transitions which are allowed according to theelectric dipole
approximation. After electric dipole transitions, the nextmost
likely type of transition is a magnetic dipole transition, which is
dueto the interaction between the electron spin and the oscillating
magneticfield of the incident electromagnetic radiation. Magnetic
dipoletransitions are typically abouttimes more unlikely than
similar electricdipole transitions. The first-order term in
Eq.(845) yields so-calledelectric quadrupole transitions. These are
typically abouttimes moreunlikely than electric dipole transitions.
Magnetic dipole and electricquadrupole transitions satisfy
different selection rules than electricdipole transitions: for
instance, the selection rules for electricquadrupole transitions
are . Thus, transitions which are forbidden aselectric dipole
transitions may well be allowed as magnetic dipole orelectric
quadrupole transitions. In the hypothetical free lanthanide ion,
only magnetic dipole (MD) transitions are allowed. These are
selected by the [DELTA]J = 0, [+ or -] 1 (but J = [right arrow] J =
is forbidden) rule. Their probability is relativily easily
calculated (40) and practically independent of the surrounding
matrix. One example of a purely MD transition is the
[sup.5][D.sup.0] [right arrow] [sup.7][F.sup.1] emission line of
[Eu.sup.3+] (see Figure 2). In a coordinating environment, electric
dipole (ED) transitions are induced as the ligand field mixes
odd-parity configurations slightly into the [Xe] [4f.sup.n]
[5d.sup.0] configuration. Most of the absorption and emission lines
are such induced ED transitions. Some transitions acquire strength
both by MD and ED schemes: the emission spectrum of [Tb.sup.3+] is
dominated by mixed ED/MD transitions. Since ED transitions in
lanthanide ions are induced by the ligand field their strengths
(or: probabilities) are quite sensitive to it. Strongly asymmetric
or strongly interacting ligand fields lead to relatively intense ED
transitions. The intensities of some ED transitions are extremely
sensitive to coordinating environment, which means that they can be
either completely absent or very intense, depending on the ligand
field. An example of such a hypersensitive transition is the
[sup.5][D.sup.0] [right arrow] [sup.7][F.sub.2] emission line of
[Eu.sup.3+] (Figure 2). Hypersensitive transitions-often
quadrupolar transitions: J = 2 e.g. 5D0 7F2 in Eu3+ Mechanism:
mixing of the 4f states with ligand states Some Examples: Eu3+ Eu3+
ion in high symmetry environment
J = 1 J = 2 J = 3 J = 4 Eu3+ ion in high symmetry environment J =
1, J = 2 and J = 4 transitions strong J = 0 transition very weak
Eu3+ ion low symmetry environment J = 1 weak J = 0 fairly strong J
= 2 very strong Split into two components Hypersensitive
Transitions in Nd3+
4F3/2 4I13/2 Emission 780 800 820 2H9/2,4F5/24I9/2 Nd(BrO3)3.9H2O
(s) [Nd(H2O)9]3+(aq) NdCl36H2O (s) CN = 9 CN = 9 Absorption
Faulkner et al., J. Am. Chem. Soc., 2009, 131, 9916 9917. Other
Transitions: Absorptions
f-d transitions: allowed by Laportes selection rule Highly
energetic except for Ce3+, Pr3+ and Tb3+ (4f to 5d) 225 250 300 nm
[Ce(H2O)9]3+, D3h symmetry Ce3+ [Xe]5d1 generates two levels, 2D3/2
and 2D5/2 4 transitions ~ 800 M-1 cm-1 300 200 100 / M-1cm-1 E /
103 cm-1 Tb Pr [Ln(H2O)9]3+ LMCT Transitions Occurs in complexes
with ligands that can be oxidised (redox reaction)-Laporte allowed
Therefore the metal must have an accessible +2 oxidation state Ar +
Eu3+ Ar + Eu2+ Transient Ligand radical + Eu(II) -* = 260 M-1 cm-1
LMCT Natrajan et al., Inorg. Chem., 2007, 46, Sensitised Emission
hvLn
The special case of 4f elements: indirect excitation In view of
weak f-f oscillator strengths, direct excitation (f-f absorption)
is inefficient Laporte selection rule overcome by the antenna
effect Energy transfer hv Light harvesting hvLn Light emission
Organic chromophore:hv1 + Ar 1Ar* 3Ar* Ln* Ln + hvLn S. Faulkner,
L. S. Natrajan, W. S. Perry, D. Sykes, Dalton Trans., Perspective
Article, 2009, 3890; L.S. Natrajan, Current Inorganic Chemistry,
2011, 1, 61. Eu -diketonates [Eu(dbm)4][NEt4] Dbm =
dibenzoylmethane hv Eu3+
Courtesy of Helen Aspinall, Liverpool University, UK. Jablonski
Diagram Sensitised emission: Energy level scheme
Heavy atom effect -promotes ISC kbet kfluorescence kphosphorescence
Competing pathways: Ligand fluorescence Ligand phosphorescence Back
energy transfer Represent energy migration pathways-pass an example
around/show them at end of lecture NB vibrational energy levels of
S0 not shown for clarity Optimising energy transfer from ligand to
metal heavy atom effect The enhancement of the rate of a
spin-forbidden process by the presence of an atom of high atomic
number, which is either part of, or external to, the excited
molecular entity. Mechanistically, it responds to a spin-orbit
coupling enhancement produced by a heavy atom. ENERGY MIGRATION
PATHWAYS Competing pathways, each has a rate constant, overall lots
of rate constants Triplet mediated sensitisation path LMCT
Quenching in Eu3+ Complexes
Competitive radiative decays (Eu emission + phosphorescence) Non
radiative LMCT decay to ground state S. Faulkner, L. S. Natrajan,
W. S. Perry, D. Sykes, Dalton Trans., Perspective Article, 2009,
3890; L.S. Natrajan, Current Inorganic Chemistry, 2011, 1, 61.
Double electron transfer quenches the Eu3+ emission (NR decay) LMCT
Sensitised Yb3+ Emission
Alternative mechanism of energy transfer Fast energy
transfer-mediated via an orbitally allowed transition For NIR
emitting Ln3+, a wider range of chromophores can be used: e.g.
Here, the LMCT state doesnt directly overlap with the lanthanide
emissive state, which precludes back energy transfer, so that the
LMCT state can actually sensitise Yb emission-cant happen for Nd as
the +2 state is harder to access-need the right redox potential
from the ligands-so LMCT rather than triplet feeds the Ln manifold
DOWNHILL ENERGY PROCESSES Ar(S0)Ln3+ Ar(S1)Ln3+ Ar(T1)Ln3+ ArLn2+
Ar(S0)(Ln3+)* Ar(S0)Ln3+ S. Faulkner, L. S. Natrajan, W. S. Perry,
D. Sykes, Dalton Trans., Perspective Article, 2009, 3890; L.S.
Natrajan, Current Inorganic Chemistry, 2011, 1, 61. Excitation
Spectra Excitation spectrum: Quanta of light emitted at a given
wavelength as a function of excitation wavelength; the excitation
spectrum follows the absorption spectrum, as the number of photons
emitted is directly proportional to the amount of light absorbed.
Excitation (ligand)Emission (f-f) Confirming which electronic
transitions are responsible for the emission bands Natrajan et al.,
Dalton Trans., 2006, 4456. Vibrational Quenching by O-X
Oscillators
Limited quenching by O-D oscillators:-(Hookes law) NB. Vibrational
overtones-overcome quenching by perfluorination or
perdeuteration-but quenching can be useful. Ln excited states are
quenched by: O-H, N-H and C-H vibrations Calculating the Inner
Sphere Hydration Number (q)
Lanthanide coordination compounds are labile: Use quenching of O-H
vs. O-D oscillators to determine q Horrocks Equation: q = A(kH2O -
kD2O-B) k = rate constant of decay = 1/ A, B = proportionality
constants A corrects for inner sphere quenching B corrects for
outer sphere quenching A and B values have been determined for
Eu3+, Tb3+, Yb3+ (Nd3+ and Sm3+) Horrocks et al., . J. Am. Chem.
Soc. 1997, 119, Faulkner, et al., Inorg. Chem. Commun. 2001, 187.
Example: [Eu(DTPA)]2- q = A(kH2O - kD2O-B)
Q. For the Eu3+ complex determine q: H2O = 0.63 milliseconds (ms)
D2O = 2.60 milliseconds q= 1.1 ie. one molecule of water is
coordinated to europium q = A(kH2O - kD2O-B) A = 1.2 ms B = 0.25 q
= 1.2((1/ /2.60) ) 7 coordinate ligand-1 molecule of H2O-
Luminescent Chemical Sensors
The spectroscopic properties of the lanthanides make them ideal
luminescent probes: Line like emission spectra: easily identifiable
spectral fingerprint Long luminescent lifetimes Large Stokes shift
( absorption and emission) Time-gating: removal of background
fluorescence Time-resolved luminescence: allows high signal to
noise ratios 2 - 4 ms Collect Ln3+ emission (Eu, Tb) Allow
background fluorescence to decay time I em Excite with UV pulse
Macrocyclic Complexes
Free Ln3+ ions are toxic to living organisms For biological
applications e.g. imaging agents, multidentate or macrocyclic
ligands are often employed Using the chelate effect to create
kinetically stable complexes Coordinatively saturated complexes- to
exclude water molecules from the inner coordination sphere e.g.
Ln3+ Luminescence as a Signalling Method
A. Modification of the Ln3+ inner coordination sphere Binding of an
analyte reduces O-H quenching and q decreases Analyte B. Modulation
of the energy transfer processes Analyte Binding of an analyte
switches on or off the Ln3+ emission Courtesy of Jean-Claude Bnzli
Parker et al., J. Am. Chem. Soc., 2001, 123, 7601.
Example: pH Sensor pH 4,q = 1.6 pH 10,q = 0.1 Parker et al., J. Am.
Chem. Soc., 2001, 123, 7601. Change in Eu3+ coordination sphere
reflected in ratio of hypersensitive transitions R modulates
electron density at N atom and alters the pKa of the sulphonamide N
atom-R = CF3, Me, OMe Example: Anion sensors
Bicarbonate sensor-ratiometric probe Lactate and citrate assay
Citrate levels are reduced in prostate cancer-usually enzymatic
assays for dtermining concentration of analytes Lactate and citrate
are key metabolites in the intermediary metabolism of the
cell-Citrate key in the Krebs cycle (citric acid cycle). The
synthesis and oxidation of citrate provides a major energy supply
in cells (70%). -diminished citrate levels linked with varoius
aspects of kidney disfunction. Lactate anaylsis of serum is
important in sports medicine and clinincal medicine. E.g. lactate
is elevated in liver damage and liver disease. Work by cahnges in
intensity of the Eu luminescence and by changes in local
coordination environment I.e. cahnges in hypersensitive bands
Parker et al., Org. Biomol. Chem., 2009, 7,1525. Example: Peptide
Conjugates and Targeted Imaging
Tb3+ complex coupled to a peptidic vector-Tuftsin Affinity for
macrophage cells Targetted probes/imaging agents This complex used
as a luminescent probe containing a Tuftsin targeting vector
coupled to a Tb complex that is internalised by macrophage
cells-useful probes of the immune response with involvement of
macrophage-monocyte cells in a variety of disease states Temporal
discrimination from background autofluorescence ns timescale, large
stokes shift etc etc H2O = 1.67 ms D2O = 3.25 ms q = 1.2 Faulkner
et al., Chem. Commun., 2006, 909. Properties of the lanthanide
ions
Properties of the lanthanide ions. Note;eff the calculated values
and show good agreement with experimental values with the
exceptions of SmIII (eff exp = ) and EuIII (eff exp = ) due to
their excited states being close to their ground state.