_6HUYLoRV_$&LGDGH_&RPSUDV_1RWtFLDV_ *RYHUQR %XVFDQRSRUWDO

PesquisadeLegislaoMunicipal

No2496Ano:2012Secretaria:SME

9ROWDU ,PSULPLU

3257$5,$60(

'('($%5,/'(

5HJXODPHQWDDV6DODVGH$SRLRH$FRPSDQKDPHQWRj,QFOXVmR6$$,VLQWHJUDQWHVGRLQFLVR,,GRDUWLJR3URMHWR$SRLDUTXHFRPS}HR'HFUHWRQGHTXHLQVWLWXLXD3ROtWLFDGH$WHQGLPHQWRGH(GXFDomR(VSHFLDOGR3URJUDPD,QFOXLQRkPELWRGD6HFUHWDULD0XQLFLSDOGH(GXFDomRGH6mR3DXOR

26(&5(75,2081,&,3$/'(('8&$d2'(623$8/2QRXVRGHVXDVDWULEXLo}HVOHJDLVH

&216,'(5$1'2

RGLVSRVWRQR'HFUHWR)HGHUDOQGHTXHGLVS}HVREUHDHGXFDomRHVSHFLDORDWHQGLPHQWRHGXFDFLRQDOHVSHFLDOL]DGRHGiRXWUDVSURYLGHQFLDV

RFRQWLGRQR'HFUHWR)HGHUDOQGHTXHUHJXODPHQWDD/HL)HGHUDOQGHHRDUWLJRGD/HLGH

D5HVROXomR&1(&(%GHTXHLQVWLWXLDVGLUHWUL]HVRSHUDFLRQDLVSDUDRDWHQGLPHQWRHGXFDFLRQDOHVSHFLDOL]DGRQDHGXFDomREiVLFDPRGDOLGDGHHGXFDomRHVSHFLDO

RVGLVSRVLWLYRVFRQWLGRVQR'HFUHWRQGH

RFRQWLGRQR'HFUHWRQGH

RHVWDEHOHFLGRQR'HFUHWRQGHDOWHUDGRSHOR'HFUHWRGH

RSUHYLVWRQD,QGLFDomR&0(QDSURYDGDHPTXHWUDWDGDLQFOXVmRQRkPELWRHVFRODU

RGLVSRVWRQD3RUWDULD60(QGH

DQHFHVVLGDGHGHVHGHILQLUQRYRVSURFHGLPHQWRVDRIXQFLRQDPHQWRGDV6DODVGH$SRLRH$FRPSDQKDPHQWRj,QFOXVmR6$$,V

DLPSRUWkQFLDGDDUWLFXODomRGR$WHQGLPHQWR(GXFDFLRQDO(VSHFLDOL]DGRFRPR3URMHWR3HGDJyJLFRGHFDGD8QLGDGH(GXFDFLRQDO

5(62/9(

$UW$V6DODVGH$SRLRH$FRPSDQKDPHQWRj,QFOXVmR6$$,VLQWHJUDQWHVGRLQFLVR,,GRDUWLJR3URMHWR$SRLDUTXHFRPS}HR'HFUHWRGHGHVHWHPEURGHTXHLQVWLWXLXD3ROtWLFDGH$WHQGLPHQWRGH(GXFDomR(VSHFLDOSRUPHLRGR3URJUDPD,QFOXLQRkPELWRGD6HFUHWDULD0XQLFLSDOGH(GXFDomRGH6mR3DXORILFDUHJXODPHQWDGRQRVWHUPRVGDSUHVHQWH3RUWDULD

$UW23URMHWR$SRLDUWHPSRUILQDOLGDGHDPSOLDUDVDo}HVGHDSRLRSHGDJyJLFRHVSHFLDOL]DGRSDUDDOXQRVFRPGHILFLrQFLDWUDQVWRUQRVJOREDLVGRGHVHQYROYLPHQWR7*'HDOWDVKDELOLGDGHVVXSHUGRWDomRSRUPHLRGDLQVWDODomRHPDQXWHQomRGDV6DODVGH$SRLRH$FRPSDQKDPHQWRj,QFOXVmR6$$,VQDV8QLGDGHV(GXFDFLRQDLVGD5HGH0XQLFLSDOGH(QVLQRGH6mR3DXORFRPRVUHFXUVRVKXPDQRVHVSDoRDGHTXDGRSDUDRVHXIXQFLRQDPHQWRHPDWHULDLVQHFHVViULRVjVXDHIHWLYDomR

3DUiJUDIRQLFR23URMHWRGHTXHWUDWDRFDSXWGHVWHDUWLJRSRVVLELOLWDDLQGD

,FHOHEUDUUHDGHTXDUFRQYrQLRVFRPLQVWLWXLo}HVHVSHFLDOL]DGDVDILPGHRIHUHFHUDWHQGLPHQWRSHGDJyJLFRHVSHFLDOL]DGRjTXHOHVTXHQmRSRGHPVHEHQHILFLDUGRVUHFXUVRVS~EOLFRVH[LVWHQWHV

,,GLVWULEXLUHVWDJLiULRVGRFXUVRGHSHGDJRJLDSDUDDWXDomRQDVVDODVTXHWHQKDPDOXQRVFRPTXDGURVGHGHILFLrQFLD7*'HDOWDVKDELOLGDGHVVXSHUGRWDomR

,,,GHILQLUPyGXORPtQLPRGHSHVVRDOTXHLQWHJUDUiDHTXLSHGR&()$,GHDFRUGRFRPDVFDUDFWHUtVWLFDVHQHFHVVLGDGHVGHFDGD'5(

$UW$V6DODVGH$SRLRH$FRPSDQKDPHQWRj,QFOXVmR6$$,VLQWHJUDQWHVGR3URMHWR$SRLDULQVWDODGDVQDV(VFRODV0XQLFLSDLVGH(GXFDomR,QIDQWLO(0(,V(VFROD0XQLFLSDLVGH(QVLQR)XQGDPHQWDO(0()V(VFRODV0XQLFLSDLVGH(QVLQR)XQGDPHQWDOH0pGLR(0()0VH&HQWURV,QWHJUDGRVGH(GXFDomRGH-RYHQVH$GXOWRV&,(-$VGD5HGH0XQLFLSDOGH(QVLQRGH6mR3DXORGHYHUmRVHUHQWHQGLGDVFRPRHVSDoRVRUJDQL]DGRVSDUDDUHDOL]DomRGR$WHQGLPHQWR(GXFDFLRQDO(VSHFLDOL]DGRHPFDUiWHUFRPSOHPHQWDURXVXSOHPHQWDUDRVDOXQRVFRPGHILFLrQFLDWUDQVWRUQRVJOREDLVGRGHVHQYROYLPHQWR7*'HDOWDVKDELOLGDGHVVXSHUGRWDomRTXHGHOHQHFHVVLWDU

2DWHQGLPHQWRQDV6$$,VGHTXHWUDWDRFDSXWGHVWHDUWLJRSRGHUiHVWHQGHUVHDDOXQRVPDWULFXODGRVHPRXWUDV8QLGDGHV(GXFDFLRQDLVGD5HGH0XQLFLSDOGH(QVLQRGH6mR3DXORRQGHLQH[LVWDWDODWHQGLPHQWR

$VFULDQoDVPDWULFXODGDVQRV&HQWURVGH(GXFDomR,QIDQWLO&(,VVHUmRDWHQGLGDVSHORVVHXVUHVSHFWLYRVSURIHVVRUHVTXHFRQWDUmRFRPDDWXDomRFRODERUDWLYDGRV3URIHVVRUHVGH$SRLRH$FRPSDQKDPHQWRj,QFOXVmR3$$,VTXHLQWHJUDPRV&HQWURVGH)RUPDomRH$FRPSDQKDPHQWRj,QFOXVmR&()$,V

&DEHUiDR3$$,UHVSRQViYHOSHORDWHQGLPHQWRGRV&(,VDRULHQWDomRDRVSURIHVVRUHVTXDQWRDHVWLPXODomRSUHFRFHGDVFULDQoDVEHPFRPRDRULHQWDomRTXDQWRDFRQVWUXomRGHXPDUHGHGHDSRLRFRPRVVHUYLoRVGHVD~GHDVVLVWrQFLDVRFLDOLQVWLWXLo}HVFRQYHQLDGDVHRXWURVVHUYLoRVTXHVHIL]HUHPQHFHVViULRVYLVDQGRDRGHVHQYROYLPHQWRLQWHJUDOGDFULDQoDEHPFRPRDRULHQWDomRDRVSURIHVVRUHVTXDQWRDHVWLPXODomRSUHFRFHGDVFULDQoDV

$UW1DVHVFRODVPXQLFLSDLVHPTXHIRUHPLQVWLWXtGDV(VFRODV0XQLFLSDLVGH(GXFDomR%LOtQJHSDUD6XUGRVHP8QLGDGHV3yORFRQIRUPHHVWDEHOHFLGDVQRDUWLJRGR'HFUHWRQRDWHQGLPHQWRGDV6$$,VSDUDD(GXFDomR,QIDQWLOHR&LFOR,GR(QVLQR)XQGDPHQWDODFRQWHFHUiHPFODVVHVGHHGXFDomRELOtQJHHGHQRPLQDUVHmR6$$,V%LOtQJXH

3DUiJUDIRQLFR2DWHQGLPHQWRGDV6$$,V%LOtQJXHSRGHUiVHURIHUHFLGRHPFDUiWHUFRPSOHPHQWDURXVXSOHPHQWDURXH[FOXVLYRTXDQGRVHWUDWDUGHFODVVHVELOtQJXHV

$UW2$WHQGLPHQWR(GXFDFLRQDO(VSHFLDOL]DGRUHDOL]DGRQDV6$$,VSUHVVXS}HDDUWLFXODomRGHVVHWUDEDOKRFRPRGDFODVVHFRPXPYLVDQGRjDWXDomRFRODERUDWLYDGRVSURILVVLRQDLVHQYROYLGRV

$UW&DUDFWHUL]DUVHi$WHQGLPHQWR(GXFDFLRQDO(VSHFLDOL]DGRFRPRDTXHOHTXHLGHQWLILFDHODERUDHRUJDQL]DUHFXUVRVSHGDJyJLFRVHGHDFHVVLELOLGDGHTXHHOLPLQHPDVEDUUHLUDVHSURSLFLHPDSOHQDSDUWLFLSDomRGRVDOXQRVFRQVLGHUDQGRVXDVQHFHVVLGDGHVHVSHFtILFDVFRPYLVWDVDSURPRYHUVXDDXWRQRPLDHLQGHSHQGrQFLDWDQWRQRkPELWRHVFRODUFRPRQRFRQWH[WRVRFLDOTXHDWXD

2DWHQGLPHQWRUHIHULGRQRFDSXWRFRUUHUiQDV6DODVGH$SRLRH$FRPSDQKDPHQWRj,QFOXVmR6$$,VHPKRUiULRGLYHUVRDRGDFODVVHFRPXPPLQLVWUDGRSHOR3URIHVVRU5HJHQWHGH6$$,SRUPHLRGHSUiWLFDVSHGDJyJLFDVPDWHULDLVGLGiWLFRVHWHFQROyJLFRVHGHLQVWUXPHQWRVTXHIDYRUHoDPDDTXLVLomRGHKDELOLGDGHVHFRPSHWrQFLDVQHFHVViULDVDRGHVHQYROYLPHQWRGRVDOXQRVHDRVHXSURFHVVRGHDSUHQGL]DJHP

1RFDVRGRDOXQRGH(0(,HVWDUPDWULFXODGRHPSHUtRGRLQWHJUDORDSRLRHVSHFLDOL]DGRGHYHUiVHUUHDOL]DGRQRVHXKRUiULRGHIUHTrQFLDjHVFRODFRPDWXDomRFRODERUDWLYDHQWUHR3URIHVVRU5HJHQWHGH6$$,HRVGHPDLVSURILVVLRQDLVGDXQLGDGHHGXFDFLRQDOSDUDDGHILQLomRGHHVWUDWpJLDVTXHIDYRUHoDPRDFHVVRGRDOXQRjVDWLYLGDGHVHGXFDFLRQDLVEHPDVVLPVXDLQWHUDomRQRJUXSR

$DYDOLDomRHGXFDFLRQDOGRSURFHVVRGHDSUHQGL]DJHPGRVDOXQRVGHYHUiVHURLQVWUXPHQWRRULHQWDGRUGDXWLOL]DomRGRVHUYLoRGHDWHQGLPHQWRHVSHFLDOL]DGRHGLUHFLRQDUiDWRPDGDGHGHFLVmRTXDQWRDRSHUtRGRGHSHUPDQrQFLDHGHVOLJDPHQWRGRDOXQRQD6$$,

$DYDOLDomRUHIHULGDQRSDUiJUDIRDQWHULRUDEUDQJHUiWRGRVRVHGXFDGRUHVGD8QLGDGH(GXFDFLRQDOGHRULJHPGRDOXQRVREDFRRUGHQDomRGDHTXLSHJHVWRUDFRPDSDUWLFLSDomRGDIDPtOLDGR3URIHVVRU5HJHQWHGH6$$,R6XSHUYLVRU(VFRODURXYLGRVHQHFHVViULRRVSURILVVLRQDLVGDVD~GHHRXGHRXWUDV

LQVWLWXLo}HV

$UW$LQVWDODomRGDV6$$,VQDV8QLGDGHV(GXFDFLRQDLVGDUVHiSRUDWRRILFLDOGR6HFUHWiULR0XQLFLSDOGH(GXFDomRPHGLDQWHLQGLFDomRUHDOL]DGDSHOR&()$,HPFRQMXQWRFRPR6XSHUYLVRU(VFRODUTXDQWRDH[LVWrQFLDGHGHPDQGD

$LQGLFDomRVHUiDQDOLVDGDSHOD'LUHWRULDGH3ODQHMDPHQWRGD'5(TXHHPLWLUiSDUHFHUTXDQWRDRVDVSHFWRVGHLQIUDHVWUXWXUDTXHDVVHJXUHPRDWHQGLPHQWRFRPSRVWHULRUKRPRORJDomRGR'LUHWRU5HJLRQDOGH(GXFDomR

2DFHUYRLQLFLDOGHPRELOLiULRVHUHFXUVRVGLGiWLFRSHGDJyJLFRVEHPFRPRRVHTXLSDPHQWRVWHFQROyJLFRVHRVGHLQIRUPiWLFDTXHFRPSRUmRD6$$,GHYHUmRVHUDGTXLULGRVSHOD6HFUHWDULD0XQLFLSDOGH(GXFDomR

$UW2IXQFLRQDPHQWRGDV6$$,VH[FHWXDQGRVHDV6$$,VLQVWDODGDVQDV8QLGDGHV3yORGH(GXFDomR%LOtQJHVHUiRIHUHFLGRHPKRUiULRGLYHUVRGDFODVVHFRPXPFRPGXUDomRGHQRPtQLPRTXDWURKRUDVVHPDQDLVGHDFRUGRFRPDQHFHVVLGDGHGHFDGDDOXQR

3DUiJUDIRQLFR$V6$$,VVHUmRIRUPDGDVFRPDWpYLQWHDOXQRVHRDWHQGLPHQWRSRGHUiRFRUUHUHPSHTXHQRVJUXSRVRXLQGLYLGXDOPHQWH

$UW$V8QLGDGHV(GXFDFLRQDLVTXHRUJDQL]DUHPVXDV6$$,VFRQWDUmRFDGDXPDFRPXP3URIHVVRU5HJHQWHGH6$$,TXHFRPSURYHKDELOLWDomRHP(GXFDomR(VSHFLDORXHPXPDGHVXDViUHDVREWLGRVHPFXUVRVGHJUDGXDomRHVSHFLDOL]DomRRXGHSyVJUDGXDomR

$UW23URIHVVRUGH(GXFDomR,QIDQWLOH(QVLQR)XQGDPHQWDO,H3URIHVVRUGH(QVLQR)XQGDPHQWDO,,H0pGLRHIHWLYRRXHVWiYHOHP-RUQDGD%iVLFDGR'RFHQWH-%'RXRSWDQWHSRU-RUQDGD(VSHFLDO,QWHJUDOGH)RUPDomR-(,)TXHVHLQWHUHVVHHPGHVHPSHQKDUDIXQomRGH3URIHVVRU5HJHQWHGH6$$,GHYHUi

,LQVFUHYHUVHQDSUySULD8QLGDGH(GXFDFLRQDO

,,DSUHVHQWDU3URMHWRGH7UDEDOKRHPFRQVRQkQFLDFRPDVGLUHWUL]HVGD60('27(GXFDomR(VSHFLDO

,,,3DUWLFLSDUGH5HXQLmRGH&RQVHOKRGH(VFRODTXHGHYHUiDQDOLVDURVFXUUtFXORVGRVSURIHVVRUHVLQWHUHVVDGRVHRV3URMHWRVGH7UDEDOKRIUHQWHjVHVSHFLILFLGDGHVGDGHPDQGDDVHUDWHQGLGDUHDOL]DQGRDHOHLomRGRSURILVVLRQDO

3DUiJUDIRQLFR1DLQH[LVWrQFLDGHFDQGLGDWRVLQWHUHVVDGRVQD8QLGDGH(GXFDFLRQDOVHUmRDEHUWDVLQVFULo}HVj5HGH0XQLFLSDOGH(QVLQRGLYXOJDGDVSRUPHLRGR'LiULR2ILFLDOGD&LGDGHGH6mR3DXOR'2&SURFHGHQGRVHQRTXHFRXEHUQRVWHUPRVGHVWHDUWLJR

$UW8PDYH]HOHLWRR3URIHVVRUFRQVWLWXLUVHiH[SHGLHQWHDVHUHQYLDGRD6HFUHWDULD0XQLFLSDOGH(GXFDomRSDUDILQVGHGHVLJQDomRFRPSRVWRSRU

,GRFXPHQWRVGRLQWHUHVVDGR

DFySLDGRVGRFXPHQWRVSHVVRDLV

EFySLDGRGHPRQVWUDWLYRGHSDJDPHQWR

FFySLDGRGLSORPDGHJUDGXDomR

GFySLDGDFHUWLILFDomRGDKDELOLWDomRRXHVSHFLDOL]DomRHPHGXFDomRHVSHFLDO

,,3URMHWRGH7UDEDOKR

D3DUHFHUGD'5(&()$,

EDQiOLVHHHPLVVmRGHSDUHFHUGD60('27(GXFDomR(VSHFLDO

,,,'HFODUDomRGD8QLGDGH(GXFDFLRQDOGHORWDomRGRSURIHVVRUHOHLWRGHTXHH[LVWHSURIHVVRUVXEVWLWXWRSDUDDVXDFODVVHDXODV

'HVLJQDGRR3URIHVVRU5HJHQWHGH6$$,GHYHUiHOHUHDOL]DUHVWiJLRGHYLQWHHFLQFRKRUDVDXODHPGXDVVHPDQDVHPRXWUD6$$,RULHQWDGRHDFRPSDQKDGRSHODHTXLSHGR&()$,

2LQtFLRGDVDWLYLGDGHVGR3URIHVVRU5HJHQWHGH6$$,QD8QLGDGH(GXFDFLRQDOILFDFRQGLFLRQDGRjSXEOLFDomRGHVXDGHVLJQDomRQR'LiULR2ILFLDOGD&LGDGHGH6mR3DXORHDRFXPSULPHQWRGRHVWiJLRUHIHULGRQRSDUiJUDIRDQWHULRUGHVWHDUWLJR

23URIHVVRU5HJHQWHGH6$$,TXHMiWLYHUH[HUFLGRDIXQomRILFDGLVSHQVDGRGRHVWiJLRDTXHVHUHIHUHHVWHDUWLJR

$UW2V3URIHVVRUHV5HJHQWHVGH6$$,HP-RUQDGD%iVLFDGR'RFHQWH-%'RX-RUQDGD(VSHFLDO,QWHJUDOGH)RUPDomR-(,)GHYHUmRFXPSULUUHVSHLWDGRVRVOLPLWHVHVWDEHOHFLGRVHPYLJRU

,YLQWHKRUDVVHPDQDLVGHVWLQDGDVDRDWHQGLPHQWRGHDOXQRV

,,FLQFRKRUDVUHVWDQWHVGHVWLQDGDVjDUWLFXODomRGRWUDEDOKRDFRPSDQKDPHQWRHRULHQWDomRTXDQWRDRGHVHQYROYLPHQWRGRVDOXQRVSRUPHLRGHYLVLWDVVLVWHPiWLFDVjVFODVVHVFRPXQVRQGHHVWmRPDWULFXODGRVRVDOXQRVTXHIUHTHQWDPD6$$,

,,,KRUDVDXODDWtWXORGH-RUQDGD(VSHFLDOGH7UDEDOKR([FHGHQWH7(;DWpFLQFRKRUDVDXODGHVWLQDGDVDRFXPSULPHQWRGHKRUiULRFROHWLYRSODQHMDPHQWRGDDomRHGXFDWLYDHDWHQGLPHQWRDRVSDLVVHQHFHVViULR

,9KRUDVDXODDWtWXORGH-RUQDGD(VSHFLDOGH+RUD$XOD([FHGHQWH-(;GHVWLQDGDVjDPSOLDomRGRDWHQGLPHQWRDRVDOXQRVVHQHFHVViULR

$UW$RILQDOGHFDGDDQROHWLYRR&RQVHOKRGH(VFRODGHOLEHUDUiTXDQWRjFRQWLQXLGDGHRXQmRGR3URIHVVRU5HJHQWHGH6$$,PHGLDQWHDYDOLDomRGRWUDEDOKRGHVHQYROYLGRHGHPDLVUHJLVWURVGLVSRQLELOL]DGRVSDUDHVVHILP

$UW$FHVVDomRGDGHVLJQDomRGR3URIHVVRU5HJHQWHGH6$$,RFRUUHUi

,DSHGLGRGRLQWHUHVVDGR

,,SRUGHOLEHUDomRGR&RQVHOKRGH(VFROD

,,,SDUHFHUGD'5(&()$,

,9QDKLSyWHVHUHIHULGDQRDUWLJRGHVWD3RUWDULD

$UW1RVDIDVWDPHQWRVGR3URIHVVRU5HJHQWHGH6$$,SRUSHUtRGRVLJXDLVRXVXSHULRUHVDWULQWDGLDVFRQVHFXWLYRVVHUiFHVVDGDDVXDGHVLJQDomRHDGRWDUVHmRRVSURFHGLPHQWRVSUHYLVWRVQRVDUWLJRVHGHVWD3RUWDULDSDUDHVFROKDHGHVLJQDomRGHRXWURGRFHQWHSDUDDIXQomR

3DUiJUDIRQLFR)LQGDGRRDIDVWDPHQWRGR3URIHVVRUHSHUVLVWLQGRDYDJDUHVXOWDQWHGRVHXDIDVWDPHQWRRSURIHVVRUVHLQWHUHVVDGRSRGHUiVHUUHFRQGX]LGRjIXQomRPHGLDQWHQRYRSURFHVVRHOHWLYR

$UW$H[WLQomRGD6$$,GDUVHiSRUDWRGR6HFUHWiULR0XQLFLSDOGH(GXFDomRPHGLDQWHH[SHGLHQWHSUySULRLQVWUXtGRFRP

,RItFLRGD8QLGDGH(GXFDFLRQDORXGD'LUHWRULD5HJLRQDOGH(GXFDomRMXVWLILFDQGRDH[WLQomR

,,SDUHFHUIDYRUiYHOGR6XSHUYLVRU(VFRODUHGR&()$,

,,,SDUHFHUFRQFOXVLYRGD'LUHWRULDGH2ULHQWDomR7pFQLFDGD6HFUHWDULD0XQLFLSDOGH(GXFDomR'2760(

$UW6mRDWULEXLo}HVGR3URIHVVRU5HJHQWHGH6$$,

,(ODERUDUH[HFXWDUHDYDOLDUR3ODQRGH$WHQGLPHQWR(GXFDFLRQDO(VSHFLDOL]DGRGRDOXQRFRQWHPSODQGRDLGHQWLILFDomRGDVKDELOLGDGHVHQHFHVVLGDGHVHGXFDFLRQDLVHVSHFtILFDVGRVDOXQRVDGHILQLomRHDRUJDQL]DomRGDVHVWUDWpJLDVVHUYLoRVHUHFXUVRVSHGDJyJLFRVHGHDFHVVLELOLGDGHRWLSRGHDWHQGLPHQWRFRQIRUPHDVQHFHVVLGDGHVHGXFDFLRQDLVHVSHFtILFDVGRVDOXQRVRFURQRJUDPDGRDWHQGLPHQWRHDVXDFDUJDKRUiULD

,,3URJUDPDUDFRPSDQKDUHDYDOLDUDIXQFLRQDOLGDGHHDDSOLFDELOLGDGHGRVUHFXUVRVSHGDJyJLFRVHGHDFHVVLELOLGDGHQD6$$,QDFODVVHFRPXPHQRVGHPDLVDPELHQWHVGDHVFRODSRUPHLRGHDWXDomRFRODERUDWLYDFRPSURIHVVRUHVGRWUDEDOKRDUWLFXODGRFRPRVGHPDLVSURILVVLRQDLVGD8QLGDGH(GXFDFLRQDOH

FRPDVIDPtOLDV

,,,3URGX]LUPDWHULDLVGLGiWLFRVHSHGDJyJLFRVFRQVLGHUDQGRDVQHFHVVLGDGHVHGXFDFLRQDLVHVSHFtILFDVGRVDOXQRVHRVGHVDILRVTXHHVWHVYLYHQFLDPQRHQVLQRFRPXPDSDUWLUGRVREMHWLYRVHGDVDWLYLGDGHVSURSRVWDVQRFXUUtFXOR

,9DUWLFXODUDFRPSDQKDUHRULHQWDURWUDEDOKRGRVSURIHVVRUHVHPUHODomRDRGHVHQYROYLPHQWRGRVDOXQRVSRUPHLRGHYLVLWDVVLVWHPiWLFDVjVFODVVHVFRPXQVRQGHHVWmRPDWULFXODGRVRVDOXQRVTXHIUHTHQWDPD6$$,

9(VWDEHOHFHUDDUWLFXODomRFRPRVSURIHVVRUHVGDVDODGHDXODFRPXPHFRPRVGHPDLVSURILVVLRQDLVTXHDWXDPQDHVFRODSDUDDSDUWLFLSDomRHDSUHQGL]DJHPGRVDOXQRVQDVDWLYLGDGHVHVFRODUHV

9,RULHQWDURVGHPDLVSURIHVVRUHVHDVIDPtOLDVVREUHRVUHFXUVRVSHGDJyJLFRVHGHDFHVVLELOLGDGHXWLOL]DGRVSHORDOXQRGHIRUPDDDPSOLDUVXDVKDELOLGDGHVHFRPSHWrQFLDVSURPRYHQGRVXDDXWRQRPLDHSDUWLFLSDomRQRDPELHQWHHVFRODUHVRFLDOHPTXHYLYH

9,,GHVHQYROYHUDWLYLGDGHVSUySULDVGR$WHQGLPHQWR(GXFDFLRQDO(VSHFLDOL]DGRGHDFRUGRFRPDVQHFHVVLGDGHVHGXFDFLRQDLVHVSHFtILFDVGRVDOXQRVHQVLQRGD/tQJXD%UDVLOHLUDGH6LQDLV/LEUDVFRPRSULPHLUDOtQJXDSDUDDOXQRVFRPVXUGH]HQVLQRGH/tQJXD3RUWXJXHVDQDPRGDOLGDGHHVFULWDFRPRVHJXQGDOtQJXDSDUDDOXQRVFRPVXUGH]HQVLQRGD&RPXQLFDomR$XPHQWDWLYDH$OWHUQDWLYD&$$HQVLQRGRVLVWHPD%UDLOOHGRXVRGRVRUREDQHGDVWpFQLFDVSDUDDRULHQWDomRHPRELOLGDGHSDUDDOXQRVFHJRVHQVLQRGDLQIRUPiWLFDDFHVVtYHOHGRXVRGRVUHFXUVRVGH7HFQRORJLD$VVLVWLYD7$HQVLQRGHDWLYLGDGHVGHYLGDDXW{QRPDHVRFLDORULHQWDomRGHDWLYLGDGHVGHHQULTXHFLPHQWRFXUULFXODUSDUDDVDOWDVKDELOLGDGHVVXSHUGRWDomRHSURPRomRGHDWLYLGDGHVSDUDRGHVHQYROYLPHQWRGDVIXQo}HVPHQWDLVVXSHULRUHV

9,,,HODERUDURSODQRGHDFRPSDQKDPHQWRLQGLYLGXDOGRDOXQR

,;PDQWHUDWXDOL]DGDDV)LFKDVGH5HJLVWURVGD6$$,HRFRQWUROHGHIUHTXrQFLDGRVDOXQRV

;DVVHJXUDUQR3ODQRGH7UDEDOKRGD6$$,HGD8QLGDGHTXDQGRRDOXQRDWHQGLGRSHOD6$$,IRUGHRXWUDHVFRODDDUWLFXODomRGRVSURILVVLRQDLVHQYROYLGRVHPDPEDVDV8QLGDGHV(GXFDFLRQDLV

;,SDUWLFLSDUGDVDo}HVGH)RUPDomR&RQWLQXDGDRIHUHFLGDVSHOR&()$,HSHOD'2760(

$UW&DEHUiDR&RRUGHQDGRU3HGDJyJLFR

,FRRUGHQDUDHODERUDomRLPSOHPHQWDomRHDYDOLDomRGR3URMHWR3HGDJyJLFRGD8QLGDGH(GXFDFLRQDOWHQGRHPYLVWDRVGHVDILRVGRFRWLGLDQRHVFRODUDVGLIHUHQWHVPRGDOLGDGHVHGXFDFLRQDLVHRVGLYHUVRVWXUQRVGHIXQFLRQDPHQWR

,,LGHQWLILFDUMXQWRFRPD(TXLSH(VFRODUFDVRVGHDOXQRVTXHQHFHVVLWHPGHDWHQGLPHQWRHGXFDFLRQDOHVSHFLDOL]DGRHRULHQWDUTXDQWRDWRPDGDGHGHFLVmRSDUDRVHQFDPLQKDPHQWRVDGHTXDGRV

,,,DVVHJXUDURSOHQRGHVHQYROYLPHQWRGR3ODQRGH7UDEDOKRGD6$$,HIRPHQWDURSURFHVVRLQFOXVLYRGRVDOXQRVFRPGHILFLrQFLD7*'HDOWDVKDELOLGDGHVVXSHUGRWDomRPDWULFXODGRVQDVFODVVHVFRPXQV

,9DQDOLVDUHPFRQMXQWRFRPR3URIHVVRU5HJHQWHGH6$$,RVGDGRVREWLGRVQD$YDOLDomRGR5HIHUHQFLDOGH$YDOLDomRVREUHD$SUHQGL]DJHPGR$OXQRFRP'HILFLrQFLD,QWHOHFWXDO5$$',UHIHUHQWHVjVGLILFXOGDGHVGHWHFWDGDVQRSURFHVVRGHDSUHQGL]DJHPHSURSRUDo}HVSDUDRUHGLPHQVLRQDPHQWRGDVSUiWLFDVSHGDJyJLFDVFRPYLVWDVDRDYDQoRGRSURFHVVRGHDSUHQGL]DJHPGRVDOXQRVFRPGHILFLrQFLDLQWHOHFWXDOEHPFRPRDFRPSDQKDURSURFHVVRGHDSOLFDomRGR5$$',&LFOR,,,H&,(-$SHORVSURIHVVRUHVGHVXD8QLGDGH(GXFDFLRQDOFRPRHVWDEHOHFLPHQWRGHSUD]RVHPHWDVSDUDSRVWHULRUHQFDPLQKDPHQWRGRVUHJLVWURVDR&()$,

9JDUDQWLURIOX[RGHLQIRUPDo}HVHGLVFXWLUPHGLDQWHUHJLVWURVDWXDOL]DGRVRVUHVXOWDGRVDOFDQoDGRVGRSURFHVVRGHDSUHQGL]DJHPGRVDOXQRVFRPGHILFLrQFLD7*'HDOWDVKDELOLGDGHVVXSHUGRWDomRFRPVHXVUHVSHFWLYRVUHVSRQViYHLV

9,SURPRYHUHVWXGRVGHFDVRVGRVSURFHVVRVHGXFDFLRQDLVGRVDOXQRVFRPGHILFLrQFLD7*'HDOWDVKDELOLGDGHVVXSHUGRWDomRHPFRQMXQWRFRPRVSURIHVVRUHVGDVFODVVHVFRPXQVHSURIHVVRUHVSHFLDOL]DGRYLVDQGRjHODERUDomRGHSURSRVWDVGHDFRPSDQKDPHQWRGDDSUHQGL]DJHPGRVDOXQRV

3UHIHLWXUDGD&LGDGHGH6mR3DXOR_([SHGLHQWH_3RUWDOH,QFOXVmR'LJLWDO_6mR3DXORGH)HYHUHLURGH_ &RQWDWR_0DSDGRVLWH_

9,,IDYRUHFHUDLQWHJUDomRHDUWLFXODomRGRWUDEDOKRGHVHQYROYLGRQD8QLGDGHFRPRVSDLVGRVDOXQRVHQYROYLGRV

$UW&RPSHWLUiDR'LUHWRUGH(VFROD

,DVVHJXUDUDVFRQGLo}HVQHFHVViULDVSDUDRSOHQRIXQFLRQDPHQWRGDV6$$,VHDWHQGLPHQWRGRVDOXQRVFRPGHILFLrQFLD7*'HDOWDVKDELOLGDGHVVXSHUGRWDomRQRSURFHVVRGHDMXVWHHHODERUDomRGR3URMHWR3HGDJyJLFRQDV8QLGDGHV(GXFDFLRQDLV

,,DFRPSDQKDUHDYDOLDURGHVHQYROYLPHQWRGR3ODQRGH7UDEDOKRFRPYLVWDVjPHOKRULDGDDSUHQGL]DJHPGHVVHVDOXQRVHGDVFRQGLo}HVQHFHVViULDVjDomRGRFHQWH

,,,SURPRYHUDRUJDQL]DomRHIXQFLRQDPHQWRGD8QLGDGH(GXFDFLRQDOGHPRGRDDWHQGHUDGHPDQGDHGHPDLVDVSHFWRVSHUWLQHQWHVWDQWRGHRUGHPDGPLQLVWUDWLYDTXDQWRSHGDJyJLFDSULRUL]DQGRRDFHVVRGRVDOXQRVFRPGHILFLrQFLD7*'HDOWDVKDELOLGDGHVVXSHUGRWDomRHPWXUQRVTXHYLDELOL]HPRVDWHQGLPHQWRVFRPSOHPHQWDUHVHVXSOHPHQWDUHVQHFHVViULRVDRVHXSOHQRGHVHQYROYLPHQWR

,9YLDELOL]DURDWHQGLPHQWRGDVQHFHVVLGDGHVEiVLFDVGHORFRPRomRKLJLHQHHDOLPHQWDomRGHWRGRVTXHFDUHoDPGHVVHDSRLR

9YLDELOL]DURWUDEDOKRFRODERUDWLYRGRVSURILVVLRQDLVYLQFXODGRVDRVVHUYLoRVGH(GXFDomR(VSHFLDO

9,IRUWDOHFHURWUDEDOKRFROHWLYRHQWUHRVSURILVVLRQDLVGD8QLGDGH(GXFDFLRQDO

9,,DVVHJXUDUDDWXDOL]DomRGRVUHJLVWURVLQIRUPDWL]DGRV

9,,,HVWDEHOHFHUSDUFHULDVHDo}HVTXHLQFHQWLYHPRIRUWDOHFLPHQWRGHFRQGLo}HVSDUDTXHRVDOXQRVFRPGHILFLrQFLD7*'HDOWDVKDELOLGDGHVVXSHUGRWDomRSRVVDPSDUWLFLSDUHIHWLYDPHQWHGDYLGDVRFLDO

,;SURSLFLDUDLQWHJUDomRHDUWLFXODomRGRWUDEDOKRGHVHQYROYLGRQD8QLGDGHFRPRVSDLVGRVDOXQRVHQYROYLGRV

$UW&DEHUiDR&HQWURGH)RUPDomRH$FRPSDQKDPHQWRj,QFOXVmR&()$,

,UHVSRQVDELOL]DUVHSHODWUDPLWDomRFRQWUROHHIOX[RGDVLQIRUPDo}HVUHIHUHQWHVj(GXFDomR(VSHFLDO

,,RIHUHFHUIRUPDomRFRQWLQXDGDDRV3URIHVVRUHV5HJHQWHVGH6$$,Hj(TXLSH*HVWRUDGDV8QLGDGHV(GXFDFLRQDLV

,,,SURSLFLDUIRUPDomRFRQWLQXDGDDRVHGXFDGRUHVGDV8QLGDGHV(GXFDFLRQDLVQDSHUVSHFWLYDGDHGXFDomRLQFOXVLYD

$UW&DEHUiD'2760((GXFDomR(VSHFLDO

,RIHUHFHUHPFRQMXQWRFRPRV&()$,VGDV'LUHWRULDV5HJLRQDLVGH(GXFDomRDIRUPDomRFRQWLQXDGDGRVHGXFDGRUHVTXHDWXDPQRV6HUYLoRVGH(GXFDomR(VSHFLDOQD5HGH0XQLFLSDOGH(QVLQR

,,RIHUHFHURSRUWXQLGDGHVGHIRUPDomRHPQtYHOGHHVSHFLDOL]DomRQDVGLIHUHQWHViUHDVGDHGXFDomRHVSHFLDOSDUDRVSURILVVLRQDLVFRPYLVWDVjDWXDomRQRV6HUYLoRVGH(GXFDomR(VSHFLDO

$UW2VFDVRVRPLVVRVRXH[FHSFLRQDLVVHUmRUHVROYLGRVSHOD'LUHWRULD5HJLRQDOGH(GXFDomRRXYLGDVHQHFHVViULRD'LUHWRULDGH2ULHQWDomR7pFQLFDGD6HFUHWDULD0XQLFLSDOGH(GXFDomR'2760(

$UW(VWD3RUWDULDHQWUDUiHPYLJRUQDGDWDGHVXDSXEOLFDomRUHYRJDGDVDVGLVSRVLo}HVHPFRQWUiULRHPHVSHFLDORVDUWLJRVDGD3RUWDULD60(QGHGHGH]HPEURGH

9ROWDU ,PSULPLU