Upload
jbarulkar
View
228
Download
0
Embed Size (px)
Citation preview
7/29/2019 2012 Shimamura Chp1Aesthetics
1/26
{ 1 }
Toward a Science of Aesthetics
issues and ideas
Arthr P. Shmmr
What happns whn w xpnc a wok o at? What dos t man to hav an
asthtc xpnc? Can scnc hlp s dv nal pncpls abot astht-
cs, o s th ally no accontn o tast? Phlosophs, psycholosts, and
cntly noscntsts hav soht answs to ths qstons, wth ach op
ocsd on spcfc sss. In ths volm, an ntdscplnay appoach s od
that daws on phlosophy, psycholoy, and noscnc, and consds th
asblty o an ntatv scnc o asthtcs.
Hstocally, th tm aesthetics has bn lnkd to th way at voks an mo-
tonal spons. Alxand Bamatn cond th tm n 1750 to advanc hs
nw phlosophcal appoach, whch was to stdy th at o thnkn batlly
(ars pulchre cogitandi). H ad that th appcaton o baty s th ndpont
o an asthtc xpnc. Popl sns baty n many thns, om natal
objcts to sklll atwoks, and asthtcs s th stdy o how th mnd bholds
batl objcts. Bamatn postd that ctan physcal popts o an objct
may vok lns o baty, bt th xpnc tsl s ply a mndl vnt.
Many contnd that th sol ppos o at s to cat objcts that vok lns o
batythat s, to nstll an aesthetic spons.
Consdn th many ways popl xpnc at ths days, Bamatns
dfnton s ctanly nadqat. Contmpoay at ctcs and phlosophs fnd
th tm otdatd and lvant to th way popl xpnc at today (s
Chapt 6). Fo now, ath than dspnsn wth th tm, a boadnn o t wllb consdd. At can aos o motons n many waysom baty to an
to hoo o dsst. It may pq o snsoy pocsss thoh atstc balanc
and om, mnd s o o own past, o oc s to thnk abot th wold n
nw ways. Rath than consdn th one and onlyasthtc xpnc as that
ovwhlmn sns o baty popl somtms xpnc, phaps whl vw-
n Mchlanlos Davido lstnn to Bthovns Ninth Symphony, th a
vaos knds o asthtc xpncs, vn ons that may b mo ocsd on
pcptal o concptal ats. Som may wnc at a dfnton o asthtcs
that s so boad that ts xpnc s dvod o any motonal nvolvmnt. Indd,
t may b bst to spaat th noton o asthtcs om o xpnc wth at
01-Shimamura_Chap-01.indd 301-Shimamura_Chap-01.indd 3 9/6/2011 3:16:01 PM9/6/2011 3:16:01 PM
Shimamura, A. P. (2012). In A. P. Shimamura &
S. E. Palmer (Eds.), Aesthetic Science: Connecting
Minds, Brains and Experiences (pp. 3-28), Oxford
University Press.
This file is for educational purposes, other use or dissemination of material is not permitted.
7/29/2019 2012 Shimamura Chp1Aesthetics
2/26
4 Asthtc Scnc
altoth. Sch sss wll b addssd n th chapts to ollow. At th otst, w
wll on th sd o nclson ath than xclson, and consd aesthetics as
any hdonc spons to a snsoy xpnc. A hdonc spons s to a
pnc jdmnt: an objct may b pd o not, lkd o not, ntstn o
not, appoachd o avodd. Atwoks a pm objcts o asthtc valaton,
bcas o many th sol ppos s to nstll an hdonc spons. As sch, ths
volm cnts on th way w bhold atwoks, thoh hdonc sponss may b
lctd by any objct.
T contbtos o ths volm w askd to addss th potntal o an
aesthetic science. Ts chapt povds backond matal by by dscbn
nal sss o asthtcs om phlosophcal, psycholocal, and nobolocal
pspctvs. Oth chapts dlv th nto ths sss and vn dbat th
plasblty o asthtc scnc as a wokabl ntps. T ocs o th book s
pmaly on th vsal ats, thoh many sss ptan to all tadtons wthn th
ats, ncldn msc, flm, that, danc, and ltat. W also ocs on th way
at voks asthtc sponss ath than how o why at s catdthat s, th
ntnt s to consd th nat o th bholds xpnc ath than th atsts
catv otpt. In ths way, w hop to downplay sch thony sss as dfnn
at (What is art?) and spcyn ts mann wthn a clt (Why do humans
make art? What is its unction in modern society?). By ocsn on th bholds
xpnc, w hop to hhlht th ways n whch at s pcvd, ntptd,
and lt. In oth wods, w wll xplo what os on n th mnd and ban o th
bhold.
Philosophical Approaches
Lon bo attmpts w mad to appoach asthtcs scntfcally, phlosophs
addssd th nat o asthtc xpncs. T analyss hav bn and
contn to b ssntal, as thy dfn and shapn ssntal sss concnn th
qalty o ths xpncs. H w povd a b ovvw o o phlosophcal
appoachs to asthtcsmmtc, xpssonst, omalst, and concptalach
o whch hhlhts dnt aspcts o hman psycholocal xpncs.
a mimetic approach: seeing nature through a window
In Platos Republic (Book X), at s dfnd as mimesis o mtatons o alty.
Accodn to Platos vw o dalsm, th xst dal o p oms, sch as a
pct ccl o a pct bd. Sch dal oms cannot b alzd by th hands o
hmans, bcas no on can daw a pct ccl o bld a pct bd. Plato
dnatd at as ntllctally dstant om dal oms. A capnts bd s a copy
o th dal om. A pantn o a bd s vn wos, bcas t s a copy o a ca-
pnts bd, and ndd a ath poo copy. It lacks th ncton o a bd, as on
01-Shimamura_Chap-01.indd 401-Shimamura_Chap-01.indd 4 9/6/2011 3:16:01 PM9/6/2011 3:16:01 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
3/26
oward a Science o Aesthetics 5
cannot slp on t, and t s dpctd om only on vwpont. Ts, a pantn
ossly mspsnts th nat o objcts, as t s at bst twc movd om dal
oms. Plato was wlln to bansh all at om hs Rpblc. Pots and damatsts
w jst as a om th tth as th lowly pant, bcas th woks mly
mtat hman xpncs and condtons. Evn wos, at sts motons, ths
clodn th ablty to thnk atonally. Accodn to Plato, atsts a nwothy
vals o phlosophs, bcas thy ty to val tth bt mana only to cat
poo mtatons o alty. Platos natv vw o at s ctanly xtm. Yt hs
chaactzaton o at as mimesis, as an mtaton o psntaton o th al
wold, cold b appld to mch o Wstn at.
As n many phlosophcal sss, Astotl od a vw that opposd Platos
poston. In Te Poetics, Astotl acknowldd that at s a om o mmss,
bt vwd t as a natal om o plas nstad o a pvson. W dlht n
lstnn to a pom o watchn a ood dama. Moov, w can lan om at as
mtatons o alty. A damatc play may dpct what cold happn jst as mch
as what has happnd. W lan om th mstaks o tmphs o fctonal cha-
acts, sch as th ho n a tac dama. Indd, at can dpct and ay ssn-
tal nvsals o th hman condton. Astotl ths poposd that at shold b
vald, not vlfd, as an mtaton o alty.
Plato and Astotl dfnd th Wstn appoach to at as catn mtatons
o th al wold. Wth spct to pantn, th ablty to do ths accatly qd
xtnsv knowld and tchncal sklls that w not wll dvlopd ntl th
15th cnty, whn Rnassanc atsts ban to stdy th mathmatcs and scn-tfc knowld ncssay to cat alstc scns. Wth ths nomaton, an atst
cold mmc wth pant on canvas th snsoy xpnc o vwn an actal
scn. Indd, th atst catd a wndow thoh whch th bhold cold vw
nat.
Pantn scns accatly dpnds pon th psntaton o a th-
dmnsonal (3-D) wold onto a two-dmnsonal (2-D) sac. Intstnly, n
vy wakn momnt w pom ths pocss, as o tna, that cvd 2-D
sac at th back o th y, svs as th bans canvas om whch w dv and
psnt a 3-D wold. O bans tansom ths v-chann psd-down
and mo-vsd mas nto spatal latons o objcts n th al wold, a ataccomplshd wth xqst ndn o sz, dpth, and colo. In pantns,
atsts cat th illusion o objcts n 3-D spac, a at that qs knowld o
how lht s ctd o objcts and pojctd to th y.
Bo th Rnassanc, atsts had acqd som skll n dpctn 3-D objcts.
Fo xampl, aly Gk and Roman atsts w awa o th mpotanc o shadn
and oshotnn to cat th mpsson o dpth. Yt t took Rnassanc
atsts, sch as Bnllsch, Masacco, and Lonado, to concptalz and mpl-
mnt th ls o lna pspctv wth mathmatcal and atstc acmn.
Anoth snfcant advanc was th dvlopmnt o chiaroscuro (Italan o
light-dark), a tchnq n whch shadn s sd to hhtn th pcpton o
01-Shimamura_Chap-01.indd 501-Shimamura_Chap-01.indd 5 9/6/2011 3:16:01 PM9/6/2011 3:16:01 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
4/26
6 Asthtc Scnc
th dmnsonalty n objcts. In th al wold, contod sacs ct lht
n vaos dctons. Sacs that ct mo lht nto th y appa lht
than sacs that ct lht away om th y. Ts, nomaton abot th
spatal ontaton and dpth o objcts can b land by chans n shadn.
Lonado was a mast o chaosco, as can b sn n hs stdy o dapy
(F. 1.1). Not how th adatons o lht and dak nd xqstly th con-
tos o th olds. Lonados mastl applcaton o chaosco catd th
llson o sn 3-D oms n a 2-D dawn. T alsm s so accat that th
dawn smbls a photoaphc ma. Lonados atsty was ondd n
knowld abot lna pspctv and th way lht cts o sacs.
igure 1.1 Leonardo da Vinci (14521519). Dapy o a satd f. Distemper with
white highlights. (Photo credit: Runion des Muses Nationaux/Art Resource, NY.)
01-Shimamura_Chap-01.indd 601-Shimamura_Chap-01.indd 6 9/6/2011 3:16:01 PM9/6/2011 3:16:01 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
5/26
oward a Science o Aesthetics 7
In a mmtc appoach to at, th bhold valats an atwok on th bass
o how closly t smbls a vw thoh a wndow onto a al-wold scn.
Rnassanc atsts advancd ths appoach wth lna pspctv and chaosco.
Whn w xpnc at today, w can appcat th skll nvolvd n catn
sch scns. Indd, mch o Wstn at, patclaly at p to th md-19th cn-
ty, was pncpally concnd wth catn atwoks ntndd to b xpncd
om a mmtc appoach.
an expressionist approach: perceiving with feeling
Most msm-os wold say that at, whl on a wndow to th wold, has
ts pmay oal n xpssn motons. Mo spcfcally, thy wold conc wth
Bamatns thss that at s mant to vok lns o baty. W sns baty
n many thnsn nat, n popl, n das, and n at. Fancs Htchson, n a
tats consdd to b th fst modn ssay n phlosophcal asthtcs,
dscbd at as nstlln a sns o baty and plas n th bhold. H
ad that whn w bhold a batl objct w do so ndpndntly o th
objcts ppos o ncton. Htchson acknowldd that popl hav dnt
opnons abot what s batl, thoh h ad that th a absolt stan-
dads. H clamd that w all appcat th baty o a hamonc chod, an lant
mathmatcal thom, o a wll-composd pantn.
T ancnt Latn aphosm De gustibus non est disputandum (Abot tast
ths no dsptn) sts th sta o Davd Hms 1757 ssayO the Standard oaste. Accodn to Hm: Baty s no qalty n thns thmslvs: t xsts
mly n th mnd whch contmplats thm; and ach mnd pcvs a dnt
baty. Hm advancd Htchnsons amnt by dscbn what sms to b a
totally sbjctv vw o tast: a thosand dnt sntmnts, xctd by th
sam objct, a all ht: Bcas no sntmnt psnts what s ally n th
objct. Nvthlss, Hm ad that th a nvsal standads by whch w
valat and jd baty. Good tast dpnds pon xpt knowld, tann,
and havn a dlcat sns. Moov, th dal bhold avods psonal pj-
dcs and cltal bass. Wth sch ls o dn ons asthtc xpncs,
Hm asstd that th s a common bass (.., a standad) o valatnbatl objcts.
Fom Hm, w advanc to Immanl Kant, whos vwpont s on consd-
d as th bnnn o a cognitive appoach to th mnd. In Critique o Pure
Reason h wot: thoh all o knowld bns wth xpnc, t by no
mans ollows that all ass ot o xpnc. Kant ad that th s mo to
knowld than jst th shts, sonds, and smlls that mpn on o snss. W
ntpt th wold by lnkn snsoy xpnc to p-xstn concpts o das.
Ts ntacton btwn xpnc and knowld oms th bass o Kants
phlosophy o asthtcs, whch h dscbd n Critique o Judgment. Kant statd
that jdmnts o tast a valatons o plas (o dsplas) and that ths
01-Shimamura_Chap-01.indd 701-Shimamura_Chap-01.indd 7 9/6/2011 3:16:02 PM9/6/2011 3:16:02 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
6/26
8 Asthtc Scnc
valatons a laly sbjctv. Many thns lct plasabl lns, sch as
fn ood, a lovly hom, and sx, bt ths thns a also appcatd o oth
asons, sch as sstnanc, shlt, and pocaton. Kant dntfd th ats
o objcts that v s plas: thy a aabl, ood, and batl. Asthtc
jdmnts a spcfcally basd on o valaton o batl thns. Fo Kant,
baty s an nnat dal that s shad amon all ndvdals and s ths a nvsal
concpt. Ts, Kant chod th sntmnts o Htchson and Hm by an
that asthtc jdmnts a both sbjctv (basd on xpnc) andnvsal
(basd on a p-xstn concpt o baty).
In addton to baty, Kant consdd sublime lns. Whas baty s
to th qalty o an objct and s ths bondd by th objct, th sblm s
to a ln o ovwhlmn bondlssnss. W xpnc th sblm whn w
consd th mmnsty o nat: alaxs o nnmabl stas; th vast, sm-
nly nndn xpans o th ocan; o th ath-shakn pow o an ptn
volcano. Unlk lns o baty, whch a always plasabl, th sblm may
nvolv a sns o a o pan, as whn w compa th nomty o nat wth
th vlnablty and nadqacy o ons own bn. Althoh many assocat
sblm lns wth los o sptal xpncs, Kant took a dcddly
scla vwpont by n to popls asthtc spons to nat. Wth spct
to at, Kant ad that atwoks thmslvs cannot b sblm, bt n psntn
manfcnt thns o vnts, thy can lct sblm lns.
Fo Kant, asthtc jdmnts a not assocatd wth an objcts ncton o
ppos. A sns s not batl bcas t os wamth, no s a pantn o awoman batl bcas w ds to hav amoos latons wth h. Asthtc
jdmnts a mad n an ntlydisinterestedmann (ohne alles Interesse). Ts
tm s ath msladn, as t shold not b ntptd as mann without interest.
Instad, Kant mant that an objct vwd asthtcally shold b consdd wthot
nc to ts ncton o oth pactcal ss, sch as satsyn ons hn, phys-
cal comot, o sxal ds. Accodn to Kant, at accntats alty by povdn
batl o sblm ndns o nat that a appcatd n a disinterested
mannwthot ad to th ppos, ncton, o ds o th objcts potayd.
Ts noton s th bass o th common vw o asthtcs as art or arts sake.
In th 19th cnty, Romanticism took hold by mphaszn motonal xps-svnss n at. At was not mant to psnt mndan cops o th al wold;
ath, t was mant to b manfcntly damatc and hoc. At th Lov
msm n Pas, Todo Gcalts Te Raf o the Medusa (F. 1.2) llstats
an actal vnt, th amath o th wck o th Fnch naval shpMduse, whch
an aond o th Wst Acan coast. In ths tac vnt, a maksh a was
constctd and o th 146 popl aboad, only 15 w fnally scd. Gcalts
pantn dpcts th momnt whn svvos s a boat that has com to th
sc. In Te Raf o the Medusa, w wtnss a sblm momnt flld wth to
and aw. T pantn nsps an expressionistappoach, whch ollows th Kantan
noton that at mst aos and xct o lns o baty and sblmty.
01-Shimamura_Chap-01.indd 801-Shimamura_Chap-01.indd 8 9/6/2011 3:16:02 PM9/6/2011 3:16:02 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
7/26
oward a Science o Aesthetics 9
Tohot th 19th cnty and nto th 20th cnty Wstn at was xp-
ncd om both a mmtc and xpssonst appoach. In What is Art?, Lo
olstoy ad that th ssntal sccss o an atwok s th d to whch th
atst s abl to commncat hs o h lns to th bhold. Phlosophcal
thos nd th bc o Expressionism placd th motonal qalty o an
atwok at th oont o all asthtc xpncs. As xmplfd by th 20th-
cnty dvlopmnt oAbstract Expressionism, at cold b th p mbodmnt
o moton as dpctd by splashs o colos, bold lns, and nondscpt shaps.
Whn askd abot hs vw o at, Matss pontd to a tabl and statd: Wll, tak
that tabl, o xampl . . . I do not ltally pant that tabl, bt th moton t
podcs pon m.
Fo many atsts, phlosophs, and ndd most laypopl,th ssntal ppos, not th only ppos, o at s to ndc lns n th
bhold.
a formalist approach: abstracting significant form
Dn th scond hal o th 19th cnty, a makdly dnt appoach to at
md. Atsts ban xpmntn wth th pcptal qalty o th woks
and jctd th tadtonal appoach o catn th illusion o 3-D scns on
canvas. Pctoal sklls admd snc th Rnassanc, sch as lna pspctv
and chaosco, w vwd as old-ashond tcks that atsts appld to mak
igure 1.2 Gricault, Todore (17911824). T Ra o th Mdsa. 1819. Oil on canvas.
(Photo Credit: Runion des Muses Nationaux/Art Resource, NY.)
01-Shimamura_Chap-01.indd 901-Shimamura_Chap-01.indd 9 9/6/2011 3:16:02 PM9/6/2011 3:16:02 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
8/26
10 Asthtc Scnc
scns look alstc. Why shold at b stctd to potayals o th wold as w
s t? In hs smnal tats, Modernist Painting, th notd at ctc Clmnt
Gnb statd that th ssnc o modn at s ts atnss. Rath than po-
tayn 3-D objcts n natal scns, modn at s abot th at sac and th
popts o pmnt. Atsts (and bholds) mst conz that th canvas s
ndamntally a 2-D sac onto whch pant s bshd, dppd, o smad.
Gnb dntfd Mant as th fst Modnst pant, as hs pantns dd
not ncld tadtonal fnshn tochs that catd th llson o 3-D spac. Hs
pantns w on jctd by th Acadm ds Bax-Ats, th stablshd
oanzaton that dfnd ood and bad at, bcas hs backonds w ba o
ohly pantd, and th applcaton o sbtl shadn to cat dpth was mssn.
Ctcs at th tm consdd hs pantns cd and nfnshd. In hndsht, w
now s th bnnn o a bold om o pantn. Mant accntatd th atnss
o hs canvas: on s th ston sns o 3-D spac attand by lna pspctv,
on s th xtnsv s o chaosco to nhanc th th-dmnsonalty o
objcts, on s th havy lazn o pant to concal bshstoks. Mant mpha-
szd th snsal qalty o pant tsl, ths oshadown Impssonsm, th
tadton h lat mbacd.
Fom Mant to oth Impssonst atsts, sch as Mont and Rno, on ss
th applcaton o colo on canvas n a nw and dynamc mann. T ntpta-
ton o om chans om mmtc dpctons o alstc scns to mpssons
o nat. At th tm, Impssonst pantns w consdd ly, hadly wothy
o consdaton as at. T volton thy ban was to s pant as lht, catnom almost as a bypodct that md om ndn th mpssons. In th
pantns o ths thn-nad Impssonsts vws now appcat th sn-
sal qalty o th at. Post-Impssonst atsts sch as Van Goh, Gan, and
Czann xpmntd th wth th dssolton o alsm by dstotn colo,
pspctv, and om. It s vtally mpossbl to appcat a Van Goh pantn
wthot notcn th oc o hs bsh stoks and hs applcaton o pant on
canvas.
Clv Bll, th at thost who, alon wth Clmnt Gnb, hlpd dfn
aly-20th-cnty at, dscbd th ssnc o th asthtc xpnc as p-
cvn signicant orm. Fo Bll,
th actal contnt o a pantn was lvant;nstad t was ctcal that th atst many th snsal qalty o lns, colos, and
abstact shaps. Ts vw o at oms th bass o ormalism: th vw that at
shold b appcatd solly on th bass o ts snsoy qalts. Fomalsm os
a mans o ntptn abstact at, bcas th contnt and objcts n a pantn
a lvant. Wth a omalst appoach, th bhold consds an atwok ply
on th bass o snsoy atsthat s, th asthtc ntplay o colos, lns,
txts, and shaps.
What motvatd th sh om a mmtc o xpssonst appoach to a omal-
st appoach? Hstoans hav sstd that th advnt o photoaphy actd as a
01-Shimamura_Chap-01.indd 1001-Shimamura_Chap-01.indd 10 9/6/2011 3:16:02 PM9/6/2011 3:16:02 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
9/26
oward a Science o Aesthetics 11
catalyst o ths chan. Photoaphy ndd mmtc pantns as nadqat o
otdatd. Why shold an atst pant a alstc scn whn a photoaph cold
do th job wth pct dpcton o pspctv and shadn? By th 1860s, pho-
toaphy was n th manstam. Popl cold pos at photoaphy stdos and
obtan amly potats to snd to amly and nds. Landscap photoaphs,
sch as Calton Watkns and Fancs Fth, w showcasn manfcnt scns
o dstant lands. Gvn th poplaty o photoaphy, atsts, sch as th
Impssonsts, may hav dcdd to cat a styl dnt om that od by
ths nw tchnoloy.
Intstnly, atstcally nclnd photoaphs dn th 19th cnty
d-mphaszd th xqst dtal o th mdm and td to mmc th appa-
anc o pantns. o v th wok an atstc l, so, ot-o-ocs mas
w n vo as thy mlatd ol pantns. Som scatchd th pnts wth fn
ndls to mmc tchns. It was not ntl th 20th cnty that staht photo-
aphs, sch Edwad Wston and Ansl Adams, sd th mdm to ts llst.
Ts two photoaphs w pat o Gop .64, an nomal cad o photo-
aphs who advocatd shap ocs and dtal o om (th tm.64 s to th
smallst lns apt avalabl at th tm, whch aodd maxmal shapnss
thoh mo xtnsv dpth o fld). Ts photoaphs dvlopd a omalst
appoach as thy dscontd contnt and mphaszd th ntplay o lns, shads,
and shaps. Consd Edwad Wstons Pepper No. 30 (F. 1.3). Sch a common
objct s not dpctd o ts ncton o ppos. Wston photoaphd th
vtabl to hhlht th lns, contos, and shadns that v th objctts om. T s, o cos, an oancsom say otcqalty to Wstons
photoaphs. In hs own wods, howv, h smply wantd to abstact th snsoy
qalty o th objct dpctdthat s, h wantd to xpss asthtc appal n
tms o snfcant om.
a conceptual approach: believing is seeing
Lon bo atstc advancs n lna pspctv and chaosco, n phstoc
cav pantns and ancnt mmmy potats, atwoks w mant to commn-
cat concpts o mssas, on to a hh bn. In oth wods, th ppos osch atwoks was to convy a concptal pont (.., a pla to th ods) ath
than to psnt a alstc vw o th wold o to xpss ln. Whn w sach
o th ndlyn mann o an atwok w apply a concptal appoach to at.
Contmpoay at ctcs ly havly on ths appoach, bcas at dn th past
50 yas has ocsd on th psntaton o concptal statmnts. Ts contm-
poay vw has ts oots n Macl Dchamps 1917 pc Fountain, whch was
sbmttd to an at xhbton sponsod by th Socty o Indpndnt Atsts, a
op o avant-ad atsts who schwd jd xhbtons and awads.Fountain
s actally a mns nal tnd on ts back. Dchamp pchasd t om th
01-Shimamura_Chap-01.indd 1101-Shimamura_Chap-01.indd 11 9/6/2011 3:16:03 PM9/6/2011 3:16:03 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
10/26
12 Asthtc Scnc
J. L. Mott Ion Woks n Nw Yok Cty, snd t R. Mtt, and sbmttd t nd
that psdonym. Althoh th Socty statd that thy wold show all sbmttd
woks, Fountain was nv xhbtd, as som boad mmbs sd to consd
th pc as a wok o at. Evn on clamd t was at, thn M. Mtt mst b
lty o plaasm, as th pc was obvosly a commcal podct.
Althoh th onal Fountain was nv xhbtd, Dchamp lat comms-
sond sval plcas, whch a now dsplayd n pomnnt at msms.
In 2004, a svy o 500 at xpts
votd Fountain as th most nntal
igure 1.3 Weston, Edward (18861958). Ppp No. 30. 1930. Gelatin silver print, 9-7/16
7-1/2. Gif o David H. McAlpin. (1913.1968) (Photo Credit: Digital Image Te Museum o
Modern Art/Licensed by SCALA/Art Resource, NY.)
01-Shimamura_Chap-01.indd 1201-Shimamura_Chap-01.indd 12 9/6/2011 3:16:03 PM9/6/2011 3:16:03 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
11/26
oward a Science o Aesthetics 13
modn at wok o all tm, ths spassn any wok by Pcasso, Matss, o
Wahol. Why? Claly, n od to consd Fountain a wok o at th actal con-
cpt o at ndd to b adcally chand. Fountain was (1) not catd by an
atst, (2) not ntndd to xpss a sns o baty, and (3) not ntndd to lct
a sns o snfcant om. Dchamps ntnton was to mak popl think and
qston th vy dfnton o at. Yo may fnd baty and snfcant om n
Fountain, bt that ctanly was not Dchamps ntnton. Hs slcton o a nal
was ntndd to dstb and dsst vws, whch adhd to hs allanc wth
Dadaism, an at movmnt dsnd to shock and pok n at th bhold.
On cold vwFountain as an aly xampl opost-modern at. T tm has
many manns and has bn bandd abot n nmos ways. Howv, on
attbt opost-modernism s th ol o th atst as a concptal thost attmpt-
n to dfn th mann o at tsl. I wll to ths noton as meta-arto art
about art. Althoh som at hstoans wold sst that all at s ssntally a
commnt abot at, I vw th ston noton o mta-at as an otowth o aly
modnst vws, vdncd ntally by Impssonst atsts who xpmntd
wth th nat o th mdm. Post-modnsm contnd th nvstaton by
concptalzn th pocss o catn at. A concptal appoach stvs to
xtnd th bondas o at: Dos at nd to b catd by an atst? Dos t
nd to b batl o hav snfcant om? What dstnshs at om non-at?
Post-modnsm ntllctalzs th pactc o at. It s ths ant-xpssonst,
ant-omalst, ndd som may vn say ant-asthtc. Isss o baty, snf-
cant om, and oth asthtc xpncs, sch as th sblm qalty o atwoks,v way to concptal statmnts abot th mann o at.
It took th at wold sval dcads to appcat lly th snfcanc o
Fountain as a habn o post-modnsm. At th tm, Dchamps Fountain and
hs oth ons o vyday objcts that h chstnd as at w nally
consdd Dadast joks, a way o tasn and attln th at stablshmnt. It was
not ntl th latt hal o th 20th cnty that many atsts ban to xpss
thmslvs as concptal thosts. T oal o th post-modn atsts was ssn-
tally th oal o any phlosoph o at: namly to dfn and chaactz th
nat o at. T post-modn atst, howv, sd at tsl to dscb a tho-
tcal pont ath than wtn o talkn abot t. o ntpt post-modnstwoks, on nds to ndstand th lana o at. Nlson Goodmans Languages
o Art and Szann LansArt in a New Key chaactzd ths nw appoach,
whn atwoks a vwd as concptal ntptatons o xpssv symbols
o thoht. Pop At, as xmplfd by Wahols pantns o Campblls Sop cans,
Lchtnstns la ndtons o comc stp panls, and Jasp Johns pantn o
th Amcan a, dpcts symbols o icons o popla clt that bo w
consdd mndan, vyday objcts.
A concptal appoach to at qs knowld abot th symbolc nts
dsplayd n an atwok. o appcat mta-at statmnts, t s ncssay to
hav knowld abot at hstoy and th vaos ways at has bn dfnd.
01-Shimamura_Chap-01.indd 1301-Shimamura_Chap-01.indd 13 9/6/2011 3:16:03 PM9/6/2011 3:16:03 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
12/26
14 Asthtc Scnc
Fo xampl, Josph Kosths One and Tree Chairs (1965) s a ally nstallaton
that nclds a al cha, a photoaph o th sam cha, and a dctonay dfn-
ton o th wod chair. Ts atwok s mannl om a concptal appoach, as
knowld o at hstoy, sch as Platos dscpton o mmss and Lans noton
o at as symbols, hlps s ndstand th pc. Intstnly, o ach xhbton
oOne and Tree Chairs, Kosth povds only an nlad pntot o th dfn-
ton o th wod cha and nstcts th msm nstall to slct a al cha
and dsplay t and Kosths pntot o th dfnton alon wth a l-szd photo-
aph o th sam cha. Ts, th actal cha that s sd n ach msm xhb-
ton s dnt om pvos ons and s slctd by th nstall ath than th
atst. In ths way, Kosth sms to accntat th concptal ath than th
omal o motonal nat o hs atwok, as th objcts thmslvs (th cha
sd and th photoaph o t) chan wth ach nstallaton.
o smmaz phlosophcal appoachs, bholds ov th cnts hav
consdd atwoks n tms o (1) how sccsslly thy mmc th snsoy xp-
nc o lookn at th al wold as thoh a wndow, (2) how wll thy xpss
lns and a sns o baty, (3) how wll thy cat snfcant om, and
(4) how wll thy convy concptal statmnts. Each o ths appoachs
hhlhts dnt aspcts o th bholds mntal pocsss nvolvd n th at
xpnc: snsoy pocsss wth mmtc and omalst appoachs, motonal
pocsss wth an xpssonst appoach, and smantc o contv pocsss
wth a concptal appoach. oday, plalsm s ky, n th sns that anythn
os, om to atwoks lyn on mmtc psntatons to post-modnstatmnts abot at.
Empirical Approaches
What sts scntfc analyss apat om oth pactcs s ts lanc on mpcal
sach, whch nvolvs objctv, systmatc, and patabl masmnts. Fo
ov 125 yas, asthtc xpncs hav bn stdd scntfcally sn bhav-
oal mass. Most o ths nvstatons hav bn condctd nd th bc
o psycholocal scnc. Rcntly, noscntsts hav bn to dlv nto thbolocal ndpnnns o asthtcs by stdyn nolocal patnts wth
mpamnt n asthtc xpncs and applyn noman mthods to locat
ban ccts that a actv whn w look at at.
psychological science
Psycholocal scnc has ts oots n nvstatons o snsoy pocsss. In 1860,
Gstav Fchn od a mthod o th scntfc analyss o hman snsaton
n hs majo tats Elemente der Psychophysik (Elements o Psychophysics). Ts
nw scnc opsychophysics consdd th ways n whch physcal stml a
01-Shimamura_Chap-01.indd 1401-Shimamura_Chap-01.indd 14 9/6/2011 3:16:03 PM9/6/2011 3:16:03 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
13/26
oward a Science o Aesthetics 15
std by th mnd. In 1876 Fchn pblshd Vorschule der Aesthetik (Primer
o Aesthetics), whch psntd hs smnal analyss o th psychophyscs o
asthtcs. Fchn sstd that asthtcs cold b stdd om th bottom p
(von Unten herau). In oth wods, ath than conontn complx phlosoph-
cal concpts abot baty and sblmty, Fchn ocsd on analyss o lmntal
pcptal ats. H stdd pnc jdmnts o basc shaps, sch as
ctanls o vayn popotons, to dtmn whch on was most appaln. H
also stdd pncs o colos. By ndstandn ths basc lmnts o vsal
asthtcs, Fchn hopd to bld a nal ndstandn o th pcptal
qalts that dv o asthtc xpncs.
Fchn pavd th way o contlss psycholocal nvstatons nd th
bc o mpcal asthtcs. In ths xpmnts, obsvs a shown vaos
stml, sch as a collcton o shaps, colos, objcts, o vn actal pantns, and
a askd to at th pncs: that s, how mch thy lk on stmls ov
anoth. Fchn blvd that by stdyn th bldn blocks o pcpton, sch
as basc shaps and colos, h cold constct a nal thoy o asthtc xp-
ncs. Wth ths lmntal, bottom-p appoachom basc snsoy ats to
mo complx psntatonsFchn dfnd an mpcal appoach to th
stdy o asthtcs that s stll pactcd today.
In th aly 20th cnty, Gstalt psycholoy od an altnatv to th
lmntal, bottom-p appoach xmplfd by Fchns psychophyscal appoach.
T Gman psycholosts, Max Wthm, Kt Ko a, and Wolan Khl,
w pomnnt n stablshn ths holstc appoach to pcpton. Ty consddth vsal scn as an oanzd opn o ats and ad that pcptons
cold not b dssctd nto basc lmnts. Ts stanc was nhnt n th cdo
that th whol s dnt om th sm o ts pats. T Gstalt psycholosts
dvlopd th pncpl oPrgnanz, th noton that w oanz o pcptons
basd on th smplst o most sccnct ntptatons. Ty acknowldd that
th pcptal wold s ambos and llsoy. Ts, t s th oanzaton o a
vsal scn that w ntpt and not th lmntal ats thmslvs that mak
p a scn.
T psycholost Rdol Anhm appld Gstalt pncpls to th stdy o
vsal asthtcs. In hs smnal bookArt and Visual Perception,
Anhm ana-lyzd th ways n whch atwoks conom to Gstalt pncpls o pcptal oa-
nzaton. H dscbd pantns wth spct to th pcptal ocs that atsts
ndcd thoh balanc, hamony, and objct placmnt. Ts ocs v s to
asthtc xpncs, sch as a sns o calm o tnsnss. Fo xampl, a ccl
placd at th cnt o a ctanl s balancd and dcs tnson, whas a ccl
movd to on sd o a ctanl s nbalancd and ths hhtns tnson.
Anhms wtns on vsal asthtcs od a thotcally motvatd appoach
to th psycholoy o at. Hs Gstaltst ntptatons stssd th mann n
whch th oanzaton and dynamcs o pcptal ats act to cat ntst-
n woks o at.
01-Shimamura_Chap-01.indd 1501-Shimamura_Chap-01.indd 15 9/6/2011 3:16:03 PM9/6/2011 3:16:03 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
14/26
16 Asthtc Scnc
Whas Fchn and Anhm w pmaly ntstd n pcpton, oth
psycholosts stdd how at nncs th bholds motons. Danl Blyn
dvlopd a thoy abot th way atwoks aos lns. Consd a pantn
that yo hav nv sn bo. A pantn that dos lttl to aos yo o on that
cass mnmal tnson wll lad yo to b ndnt to t. On th oth hand, a
pantn that s so tbly aosn o cass so mch tnson wll b ovpown
and lkly cas conson o dsplas. Accodn to Blyn, optmally plasn
atwoks a thos that cat som aosal o psycholocal tnson bt not so
mch that thy bcom dstbn. H sstd that aosal s dtmnd by sp-
cfc ats o atwoks, sch as novlty, complxty, spsnnss, nctanty,
and nconty. H calld ths ats collatv popts bcas thy mst b
pt toth (.., collatd) n od to dv ons motonal xpnc. T at
th nmb o collatv popts n an atwok, th at o aosal.
Accodn to Blyn, w p som novlty, sps, o nconty n
atwoks, bt too mch wll lad to a natv spons. Notc that th ats
Blyn dfns a not, stctly spakn, popts o th atwok tsl, bt
nstad latd to th bholds past xpnc. How novl o spsn a pant-
n s o a vn vw dpnds on that vws past xpncs and knowld.
Ts, Blyns modl can xplan why ndvdals d n th appcaton
o atwoks, and how appcaton can chan ov tm. Consd th md-19th-
cnty bhold who has sn only alstc (mmtc) and omantc at.
Impssonst pantns may hav bn consdd too spsn o nconos
and ths b consdd dstbn o odd. Wth o 21st-cnty ys and bans,w hav bn xposd to all knds o abstact oms, not only n at msms bt
also n tlvson commcals and maazn ads. As a slt, Impssonst pant-
ns may b jst complx and nconos noh to b plasn and modatly
aosn. Expnc wth post-modn woks may allow on to an postv
lns om 20th-cnty styls sch as Cbsm, Abstact Expssonsm,
Salsm, and Mnmalsm.
Snc Fchns smnal tats, th mpcal analyss o asthtcs has nd-
on pods o owth and stanaton. Anhm, Blyn, and oths stmlatd
ntst and od mpotant thotcal amwoks, yt many hav qstond
th val o th mthods and thos dvlopd by ths pons o asthtcscnc. Evn amon psycholosts, th stdy o asthtcs has nally bn
vwd as a n topc. Moov, many phlosophs hav nod o jctd
mpcal appoachs, and lkws, psycholosts hav typcally dscontd
phlosophcal notons. T nsla nat o ths dscplns has ths lmtd
poss n asthtc scnc.
cognitive science
Contv scnc s a otowth o xpmntal psycholoy. It sks to nd-
stand mntal pocsss sch as pcpton, mmoy, lana, moton, and
01-Shimamura_Chap-01.indd 1601-Shimamura_Chap-01.indd 16 9/6/2011 3:16:03 PM9/6/2011 3:16:03 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
15/26
oward a Science o Aesthetics 17
asonn thoh an ntdscplnay appoach. Sval ats dstnsh
contv scnc om tadtonal psycholocal scnc. Fst, contv scnc
ncopoats fndns and pspctvs om many pactcs otsd o psychol-
oy, ncldn phlosophy, compt scnc, anthopoloy, lnstcs, and
noscnc. Scond, t daws havly on compt-basd modls o how th
mnd woks. Althoh contv scntsts do not blv that th ban is a dtal
compt, thy on adopt th analoy o th mnd as a comptatonal mcha-
nsm that manplats nomaton and has ts own npt, stoa, and otpt
dvcs. Td, a pomnnt concn s how nomaton n th mnd/ban s rep-
resentedo stod. Contv scntsts ly on an inormation processingappoach
onally dvlopd n compt scnc. T oal o ths appoach s to chaac-
tz th way snsoy snals act as nomaton that s ncodd, ntptd, and
psntd.
On patclaly mpotant dstncton s btwn bottom-up and top-down
pocssn. Bottom-p pocssn s to th ot o nomaton pocssn
om snsoy snals to knowld. op-down pocssn s to th s o
knowld to dct what w pcv. Ts, bottom s to low-lvl snsoy
pocsss, whas top s to knowld. Consd th dawn n F 1.4a by
psycholost Ro Shpad, nttld Sara Nader. I yo ocs on th black on,
yo s a slhott o a man playn th saxophon. Howv, yo ocs on th
wht on to th ht o th man, yo s a womans ac. Now that yo know
that both objcts xst, yo can d yo pcpton by sn th saxophonst
o th womans ac. Ts, knowld ds yo snsoy pocsss and ontsyo to ctcal ats. Ts s top-down pocssnknown s sn.
F 1.4b shows th nt-latonshp btwn top-down and bottom-p
pocssn. Ealy contv appoachs, sch as Fchns psychophyscal appoach,
(a) (b)Down
Top
Up
Bottom
Knowledge
Sensation
igure 1.4 (a) Shepard, Roger. Saa Nad (rom Mnd Shts, 1990, W. H. Freeman and
Co., New York). (b) Bottom-up processing describes the way we acquire knowledge rom
sensations, whereas top-down processing describes the way knowledge can inuence
sensations.
01-Shimamura_Chap-01.indd 1701-Shimamura_Chap-01.indd 17 9/6/2011 3:16:03 PM9/6/2011 3:16:03 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
16/26
18 Asthtc Scnc
w basd pmaly on bottom-p pocsss, as t was thoht that pcptal
lmnts (.., shap, colo) cold b constctd to dv mann (.., co-
nzn objcts). Indd, t was onc thoht that nns cold bld obots that
cold dnty objcts n a vsal scn basd ply on bottom-p nomaton,
sch as th knd o nomaton codd om a vdo cama. Althoh sch
obots cold ncton n vy stctd nvonmnts, t soon bcam appant
that hmans ly havly on top-down pocsss to ntpt complx vsal scns.
In oth wods, w apply o knowld o th wold to ntpt what w s.
T notd at hstoan Enst Gombch was th fst to consd top-down
pocssn as an ntal pat o asthtc xpncs. In Art and Illusion,
Gombch ad that an atst bns not wth hs vsal mpsson bt wth hs
da o concpt. Ts pont s qally mpotant o th xpnc o th
bhold. Basd on o psonal and cltal knowld, th bhold oms
xpctatons that hlp ntpt an atwok and dct vwn to salnt ats.
Jst as th ma oSara Naders ambos, Gombch sstd that all at s
llsoy and w mst bld an ntptaton o what an atwok psnts basd
on xstn knowldo what h (and contv scntsts) call schemata o,
mo smply, schemas. Schmas a concptal amwoks that popl s to
om xpctatons. Fo xampl, as yo nt a staant yo apply a restaurant
schma that sts p xpctatons that ncld sttn at a tabl, odn om a
mn, njoyn a mal, payn o th mal, and lavn a tp. W also hav a
museum schma that nclds walkn thoh alls, dvlopn pncs
abot atwoks, and consdn what th atst s tyn to commncat. Pastknowld and xpncs dtmn th nat o ths xpctatons. Gombch
ntatd psycholoy, at hstoy, and phlosophy n an analyss o th at pocss
(both n makn and vwn at). H adoptd a contv scnc appoach, s-
stn that atwoks act as symbols that dscb o psnt al-wold objcts
and xpncs.
T contv scnc appoach to asthtcs has and n ntst cntly wth
th commcal mpotanc o dtal anmaton and wb dsn. Fo xampl,
comptatonal analyss o chaosco, o what compt scntsts call shape rom
shading, hav povdd xtaodnaly alstc compt-natd anmatons.
Wth spct to wb dsn, commcal vnts dpnd on attactn and man-tann clnts to th wbsts. Popl tnd to dslk modfcatons n th colo
and oanzaton o avot wbsts. Wb dsns now tak ths tndncy nto
accont and on apply fndns om contv scnc to dc th mpact o
dsn altatons. Fo xampl, a fndn calld chan blndnss shows that
altatons n a vsal dsplay can o nnotcd whn thy a don adally, on
at at a tm o n small ncmnts o snl ats, sch as colo o txt.
In 2008, Yahoo.com adally ntodcd a nw look to th hompa acoss
days. Smlaly, Bay.com took 30 days to chan ts backond om ay to
wht. It s lkly that many dd not notc ths chans.
01-Shimamura_Chap-01.indd 1801-Shimamura_Chap-01.indd 18 9/6/2011 3:16:04 PM9/6/2011 3:16:04 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
17/26
oward a Science o Aesthetics 19
neuroscience
Can th complxts o asthtc xpncs b ndstood by xamnn ban
mchansms? Noscntsts hav stdd th wokns o th ban om many
lvls o analyssom analyss o ndvdal ban clls (.., nons) to th
stdy o nal actvty n th hman ban. By th lat 19th cnty, stann tch-
nqs w dvlopd that nabld scntsts to vsalz ndvdal nons so
that th shap, sz, and connctvty cold b xamnd. In 1909, Kobnan
Bodmann pblshd a smnal atlas o th hman cbal cotx basd on hs
dtald anatomcal stds. W now know that th cbal cotx s a thn sht
o ntconnctd nons that has xpandd consdably dn volton, n
act so mch so that t has bcom noldd wthn th hman skll, ths vn ts
appaanc o many ds (y) and vallys (slc). I th cbal cotx w
attnd, t wold b qvalnt n aa to th sz o an xta-la (vy thn)
pzza (abot 20 nchs n damt, 2 mm thck). Bodmann compad th cllla
stct o nons n dnt pats o th cbal cotx. H dfnd 52 dstnct
aas, ZIP cods yo wll, on th bass o physcal ats, sch as sz, shap,
and dnsty. W to ths ons as Bodmann aas, whch a stll sd
today to dnty ons o th hman cbal cotx.
Nal ccts hav bn dntfd that ptan to vaos mntal capablts,
sch as vson, mmoy, lana, motonal dv, and moto contol. Both
stctal (anatomcal) and nctonal (ban actvty) analyss hav bn sd to
nvstat th nal colats o hman contv ncton. Wth spct to ana-tomcal landmaks, F 1.5 shows th lateral(sd) sac o th l cbal
cotx. T medial sac s hddn om vw as t sts at aanst th oth
cbal cotx. T ntal npt o vsal nomaton nto th cotx occs at th
most posto on o th occptal lob, an aa calld thprimary visual cortex.
Fom ths pont, vsal nomaton s pocssd alon two majo paths. T dosal
o wh path coss p to th patal lob and pocsss spatal nomaton,
whas th vntal o what path coss down thoh th tmpoal lob and
pocsss objct nomaton.
T most anto on o th ontal lobs s calld th prerontal cortex
(PFC). It cvs npts om oth ban ons and snds pojctons back toths ons. In ths way, th PFC coodnats and contols nal pocssn.
I on consds th mlttd o nal snals actv at any vn momnt, t
bcoms obvos how mpotant t s o s to hav a mchansm that ochstats
ths cacophony o ban actvty. O ablty to ocs attnton to spcfc snsoy
snals o tv spcfc mmos dpnds on th PFC to monto and contol
nal actvty, jst as an ochstal condcto mst contol th actvty o a op
o mscans n od to psnt a smooth pomanc. T PFCs ol n mon-
ton and contolln nal actvty oms th bass o top-down pocssn as
t ds and slcts snsoy snals. Vaos tms, sch as executive controland
01-Shimamura_Chap-01.indd 1901-Shimamura_Chap-01.indd 19 9/6/2011 3:16:04 PM9/6/2011 3:16:04 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
18/26
20 Asthtc Scnc
metacognition, hav bn sd to dscb th ol o PFC n sppotn top-down
pocssn.
Bo th advnt o noman tchnqs sch as MRI (nctonal
mantc sonanc man), noscntsts stdd hman ban ncton by
obsvn th way dama to dnt pats o th ban dspts contv
ncton. Sch neuropsychologicalnvstatons od nshts nto th oan-
zaton o th hman ban, as dsct dama on ld to ath dsct bhav-
oal dsods. Fo xampl, patnts wth dama alon th dosal vsal pathway
xhbt dfcts n spatal ablty, whas thos wth dama alon th vntal
pathway xhbt dfcts n objct conton. Fom sch stds, th nalndpnnns o mntal ablts, sch as pcvn, adn, mmbn, and
vn appcatn at, hav bn analyzd (s Chapts 12 and 15).
Wth spct to motons, w know that th vntal (low) on o th PFC,
an aa calld th orbitorontal cortex, s mpotant o th contol and laton
o motons. Ts act bcam qt appant om stds o th now-classc n-
olocal cas o Phnas Ga. Ga was a aload oman o th Rtland and
Blnam Raload. On Sptmb 13, 1848, h was wokn wth xplosvs to
cla a al path thoh a ocky aa n Vmont. Ts pocd nvolvd th s
o an on od, calld a tampn on, to compss xplosv powd nto a bod
hol. Ga was sn hs tampn on whn t nadvtntly stck th sd o th
igure 1.5 Te lateral surface of the cerebral cortex. Visual processing begins at the most
posterior part o the occipital lobe (green) and courses through the temporal lobe (yellow) via
the ventral path and through the parietal lobe (pink) via the dorsal path. At the most
anterior part o the rontal lobe (purple) is the prerontal cortex (PFC), which acts to monitor
and control cortical activity in posterior regions.(Brain images reprinted with permission
rom Dtal Anatomst Intactv Atlas, University o Washington, Seattle, WA,
copyright 1997.)
01-Shimamura_Chap-01.indd 2001-Shimamura_Chap-01.indd 20 9/6/2011 3:16:04 PM9/6/2011 3:16:04 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
19/26
oward a Science o Aesthetics 21
hol, casn a spak that ntd th xplosv powd. T xploson snt th od,
hapoon-lk, p thoh Gas l chkbon, thoh hs ontal lobs, and ot
th top o hs skll. Amaznly, Ga svvd th accdnt and lvd o anoth
11 yas. Althoh h dd not appa to xhbt ntllctal mpamnt, hs mo-
tonal dsposton chand. Po to hs accdnt, Ga was known to b a ood
oman and ndly wth th oth woks. A th accdnt, th physcan
who tatd Ga, John Matyn Halow, statd that Ga was ftl, vnt,
ndln at tms n th ossst poanty (whch was not pvosly hs
cstom).
Contmpoay analyss o patnts wth obtoontal dama hav a md
th ol o th obtoontal cotx n motonal contol (s Chapt 15). It s as
ths patnts act ot th lns and dss wthot consdn th cons-
qncs o th actons. I thy l any, thy may bcom volnt; thy a
sxally aosd, thy may mmdatly act ot th lns. In a cnt cas,
Samantha Fshkn was jctd ot th wndow o an ovtnn pckp tck as
h boynd swvd to avod anoth vhcl. Sh ht a conct mbankmnt,
whch actd h skll and casd sv ontal lob dama. In a New York
imes Magazine atcl abot Samanthas njy, th atho, Pt Landsman,
wot: th nw Samantha was savaly dsnhbtd. Baks n h nal wb had
asd all sns o socal convnton. Sh coldnt contol h ds to talk, h
an, h sxal s. Patnts wth obtoontal dama on xhbt motonal
otbsts, nappopat socal bhavo, sk-takn bhavo, and obsssv-
complsv dsod.
Snc th 1990s, noman tchnqs hav vn noscntsts a wndow
to th wokns o th hman mnd n a way that wold hav bn consdd
scnc fcton only 20 yas ao. Wth th dvlopmnt o MRI, noscntsts
can assss ban actvty n spcfc ons, vtally on a momnt-to-momnt
bass. In MRI, th sam scann sd n hosptals can b tnd to dtct sbtl
chans n blood ow that occ whn a ban on bcoms actv. At any vn
momnt, howv, tns o thosands o nons a actv jst to kp s alv,
sch as mantann hat at, spaton, body tmpat, and nal con-
scos awanss. Oth ban actvty occs n spons to whatv w a don
at th momnt, sch as lstnn to a lct, mmbn a past vnt, o vwna pantn. An ma o th bans actvty at any momnt wold not b vy no-
matv, as w wold not know whch aas a actv n spons to a spcfc vnt
and whch aas a actv mly to kp s alv. Ts, noscntsts obtan
scans om on condton and compa thm to scans om anoth. Fo xampl,
on cold scan sbjcts whn thy hav th ys opn and compa th scans to
momnts whn thy hav th ys closd. By sbtactn th ys-opn scans
om th y-closd scans on can assss ban actvty that s spcfc to havn th
ys opn. All oth ban actvts wold b cancld ot bcas thy occ n
both condtons. Ts subtraction methodhas allowd noscntsts to dnty
ban aas that a latd to patcla mntal vnts.
01-Shimamura_Chap-01.indd 2101-Shimamura_Chap-01.indd 21 9/6/2011 3:16:04 PM9/6/2011 3:16:04 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
20/26
22 Asthtc Scnc
Wth th advnt o hman noman tchnqs, patclaly MRI, stds
o th bans spons to at hav bn condctd (s Chapts 13 and 14). In ths
bonn fld oneuroaesthetics, th obtoontal cotx has bn shown to
b patclaly actv dn motonal sponss to at. Kawabata and Zk
psntd alstc and abstact pantns that patcpants had pvosly atd as
ly, ntal, o batl. T obtoontal cotx was actv whn sbjcts w
psntd wth pantns that thy atd as batl compad to thos atd as
ntal. In anoth stdy, th obtoontal cotx was actv whl lstnn to
classcal msc that was atd as ntnsly plasabl (.., Rachmannos Piano
Concerto No. 3 in D Minor, Ops 30). Ts fndns show that th obtoontal
cotx s nvolvd n th valaton o batl woks o at.
It s mpotant to not, howv, that complx mntal pocsss actvat boad
nal ntwoks that a mpotant o a mlttd o nctons. o appcat a
pantn nmos ban ons a wokn toth to pocss snsoy snals,
connct snsoy nomaton wth what w know, and dv motonal snf-
canc. In th Kawabata and Zk stdy, th obtoontal cotx was patclaly
nvolvd whn th vwn o batl pantns was compad wth th vwn
o ntal pantns. Ts, th stdy solatd a patcla at o th bans
spons to pantnsnamly th jdmnt o baty. Many oth ban ons
w actv, sch as thos nvolvd n pcvn and concptalzn pantns,
bt ths actvatons wold hav occd o both sts o pantns and w ths
sbtactd ot n th analyss. Oth stds hav ocsd on snsoy o concptal
aspcts o asthtc xpncs (s Chapt 16). Ts, t s mpotant to kp nmnd that w a not daln wth a om o nal phnoloy, lnkn on ban
aa wth on mntal ncton. Instad, many ban ons a nvolvd n asthtc
xpncs, and th oal s to ndstand th dynamc ntactons acoss ths
ban ons.
Issues for Aesthetic Science
developing a framework for empirical analyses
Phlosophcal appoachs o dlns o scntfc nvstatons o asthtcs.
Mmtc and omalst appoachs ky on pcptal qalts and stmlat qs-
tons sch as: What dos t man to ntpt a pantn as a wndow to th al
wold? What pcptal pocsss a nvolvd n xpncn alstc scns
vss abstact at? How do lns, colos, shaps, and scns nnc o
asthtc xpncs? Expssonst appoachs consd th mann n whch
pcptal ats vok motons. Snc Blyns smnal wok on th way
motonal aosal nncs asthtc sponss, scntsts hav consdd both
psycholocal and noscntfc actos assocatd wth an xpssonst appoach
(s Chapt 10).
01-Shimamura_Chap-01.indd 2201-Shimamura_Chap-01.indd 22 9/6/2011 3:16:04 PM9/6/2011 3:16:04 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
21/26
oward a Science o Aesthetics 23
Rlatvly w mpcal stds hav addssd concptal appoachs to at.
T ol o knowld n o at xpnc has on bn downplayd, as many
l that at shold b xpncd dctly, om pcptal qalts to motons,
as knowld cold only dtact om o asthtc xpncs. It s cla,
howv, om contv scnc, and patclaly n th wtns o Gombch,
that knowld plays a snfcant ol, patclaly n dn top-down pocsss.
Also, whn w ty to appl wth th way w xpnc post-modn at, t
bcoms mpatv to consd th ol that knowld plays n o analyss o
sch woks (s Chapt 6).
T poms o an ntdscplnay asthtc scnc s motvatd by an ntst
om a own nmb o phlosophs, psycholosts, and noscntsts who
l a nd to bd socs and om a mo comphnsv analyss o at and
asthtcs (s Chapts 2, 3, and 5). T oal s analoos to th tadton o con-
tv scnc, n whch many dscplns a vald and consdd n th svc o
ndstandn conton. What s ndd s a way o tanlatn nomaton
om many pspctvs (s Chapt 4). In asthtc scnc, many dscplns
mst b ncldd and vald. In patcla, phlosophs, psycholosts, antho-
polosts, hstoans, atsts, and noscntsts mst consd th many ways w
xpnc and val at.
Ts ntodctoy chapt povdd a b backond o phlosophcal and
scntfc appoachs to at. Asthtc xpncs a captd n th ways w
appoach at, whch ncld: (1) a mmtc appoach (how wll dos an atwok
potay a alstc scn?), (2) an xpssonst appoach (how wll dos anatwok dv motonal xpncs?), (3) a omalst appoach (how wll dos
an atwok nhanc snsatons?), and (4) a concptal appoach (how wll dos an
atwok commncat mannl statmnts?). T bhold may xpnc at
om any o a combnaton o ths appoachs. Moov, som atwoks may
lnd thmslvs btt to on appoach than anoth.
F 1.6 daams a componntal amwok o th at xpnc. It s
ppotd that Te Artist ntnds to o an Artwork o asthtc jdmnt.
Dfntons o T Atst and Atwok cold b dscssd ad innitum; w wll
smply asst that Te Artists a hman and Te Artwork mst b snsd. O
ssntal concn s how w xpnc atthat s, th bholds asthtcxpnc. I popos that th bholds xpnc s bst ndstood by consd-
n th ways n whch an atwok nncs th pmay mntal nctons:
snsaton, knowld, and moton. Ts psycholocal nctons lat dctly
to th phlosophcal appoachs that w hav consdd. Mmtc and omalst
appoachs mphasz snsaton, concptal appoachs mphasz knowld,
and xpssonst appoachs mphasz moton.
Ts amwok s calld I-SKE n nc to th o ctcal atsth
atsts intention to o an atwok o asthtc valaton and th bholds
th mntal componnts, sensation, knowledge, and emotion. Wth spct to th
bhold, snsoy and motonal actos a ath obvos, as thy hav bn
01-Shimamura_Chap-01.indd 2301-Shimamura_Chap-01.indd 23 9/6/2011 3:16:04 PM9/6/2011 3:16:04 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
22/26
24 Asthtc Scnc
consdd n both aly phlosophcal and mo cnt mpcal analyss.
Knowld s to wold (.., smantc) knowld, psonal knowld, and
cltal knowld (ncldn knowld abot at hstoy and at pactcs).
Ts aspcts o knowld nnc how w ntpt and appcat at (s
Chapt 11). Accodn to th I-SKE amwok, snsaton, knowld, and moton
all contbt to asthtc xpncs, thoh on o two o ths componnts may
b mo mphaszd than oths. I popos that th llst asthtc xpnc s
on that hhtns all th componnts.
By kyn on ths th componnts, a mo balancd appoach to asthtcscnc may b dvlopd. T ppondanc o stds n asthtc scnc has
bn dctd towad snsoy aspcts o asthtcs (s Chapts 7 and 8). Rcntly,
sach has consdd ways n whch atwoks dv motonal sponss
(s Chapt 10). T I-SKE amwok ssts that knowld plays jst as
mpotant a ol n o asthtc xpncs as snsaton and moton. Only a w
nvstatos hav consdd ways n whch knowld dvs o at xpnc
(bt s Chapt 9). Fnally, t s cla that vaos appoachs to at can b takn
om appcatn alsm to dlvn nto concptal, socal, o poltcal sponss
to at. At may o may not ndc ston motons; t may o may not to
objcts n th al wold.
The Beholder
The Artwork
The Artist
Intention
Sensation Knowledge Emotion-- --
igure 1.6 Te I-SKE framework acts as a schema for experiencing art. T Atst
intends to create T Atwok, which is experienced byT Bhold, who uses sensations,
knowledge, and emotion to generate an aesthetic experience. Tese three components o the
beholders psyche drive the art experience.
01-Shimamura_Chap-01.indd 2401-Shimamura_Chap-01.indd 24 9/6/2011 3:16:04 PM9/6/2011 3:16:04 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
23/26
oward a Science o Aesthetics 25
what, then, is the phenomenon of interest?
It s cla that mannl advancs n asthtc scnc mst fst dvlop an
appopat and wokabl dfnton o th phnomnon o ntstnamly, what
s aesthetics? I w consd a vy naow dfnton, sch as th on poposd by
Bamatn and chod by Kant, thn th phnomnon o ntst wold ocs
spcfcally on dsntstd lns vokd by batl objcts. As statd n th
bnnn o ths chapt, Bamatns dfnton s mch too naow. On ss
s whth asthtc scnc shold b td spcfcally to th stdy o atwoks.
It s ctanly sl to boadn th concpt and ncld asthtc sponss to any
objct, ncldn natal ons and ons not ntndd to b art. Ts boadnn o
th objcts o ntst s patclaly pdnt o o ndstandn o at, bcas
what s dfnd as at s always chann. T boadnn o accptabl objcts
ass ntstn qstons. Dos o asthtc xpnc d whn w app-
cat a pantn, say o a watall, as opposd to th way w appcat natal
phnomna, sch as an actal watall? Dos an objcts psnc n an at
msm cat a dnt knd o xpnc?
Anoth way to boadn th dfnton o asthtcs s to consd how objcts
vok dnt knds o motonal sponss, ncldn hmo, sadnss, hoo,
and dsst. Many postmodn woks a ntndd to shock o dsst th bhold.
Shold all motons b consdd as lvant o asthtc scnc? It s cla that
concptal appoachs to at dmand a non-motonal, vn ant-asthtc,
analyss o at (s Chapt 6). On cold consd boadnn th concpt oasthtcs to ncld compltly non-motonal aspcts o th at xpnc,
thoh sch a stanc may o too a. I w, as many at ctcs ssts, consd th
at xpnc as on wll byond what many consd an asthtc xpnc,
t may b pdnt not to tth asthtc scnc to at (s Chapts 3).
As poposd al, w mht t asthtc scnc to o ndstandn o th
dimension o hdoncs, om vy postv (batl) to vy natv (dsstn)
o om vy ntstn to not at all ntstn (s Chapt 8). Fom ths pspc-
tv, w cold consd any objct and dv an xplct pnc o ntst
jdmnt: w lk t o w dont, ts ntstn o ts not. Sch pncs cold
b mappd onto motonal (plasant o not) o concptal (ntstn o not)aspcts, and asthtc scnc cold addss th asons why ctan objcts a
mo plasant o ntstn than oths. Hdonc sponss cold b latd to
voltonay actos, sch as analyss abot th ways n whch objcts vok an
appoach vs. avodanc spons (s Chapt 5 and 8). O cos, atwoks hav
on bn catd o th sol ppos o lctn dsntstd hdonc
sponss (.., at o ats sak), and ths t s not nasonabl to consd th
psycholoy o at as a pm sbaa wthn asthtc scnc. Yt many objcts not
consdd as at (.., oods, popl, locatons) vok ston hdonc sponss
and ths sponss may b mappd onto psycholocal pocsss, sch as motva-
ton, dv, aosal, and plas. Moov, ndlyn ban sponss assocatd
01-Shimamura_Chap-01.indd 2501-Shimamura_Chap-01.indd 25 9/6/2011 3:16:05 PM9/6/2011 3:16:05 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
24/26
26 Asthtc Scnc
wth ths pocsss a lvant to asthtc scnc. As sch, sach n sch
dvs aas as actv noscnc (.., nal bass o mpathy), noco-
nomcs, and thoy o mnd (.., mo nons) s mpotant o asthtc
scnc to consd.
T das dscssd n ths chapt povd a ondaton o bldn a mlt-
dscplnay appoach to th scnc o asthtc xpncs. T ollown
chapts addss th vablty o asthtc scnc and dscss possbl avns o
ntst. Phlosophcal, psycholocal, and nobolocal appoachs a consd-
d h, wth th ntnton o ntatn a dscsson concnn th bholds
xpnc.
Acknowledgments
I wold lk to thank th John Smon Gnhm Mmoal Fondaton o fnancal
sppot dn th ppaaton o ths chapt. I wold also lk to thank Hln Ettln,
Blak Gopnk, Jlan Hochb, Rch Ivy, Jy Lvnson, Stv Palm, and Lsl Zmsky
o hlpl commnts on al das.
Endnotes
1. Bamatn, A. G. (1961/1750).Aesthetica. Olms, OK: Hldshm.
2
. Fo analyss o ths sss, s Dssanayak, E. (1992). Homo aestheticus. Sattl, WA:Unvsty o Washnton Pss; Dtton, E. (2009). Te art instinct. Nw Yok: Oxod
Unvsty Pss; and n, M. (Ed.) (2006). Te artul mind. Nw Yok: Oxod Unvsty
Pss.
3. Mo xtnsv analyss o ths appoachs can b ond n Badsly, M. D. (1966).
Aesthetics rom classical Greece to the present. Alabama: Unvsty o Alabama Pss;
Gaham, G. (2000). Philosophy o the arts: an introduction to aesthetics (2nd d.). Nw Yok:
Rotld Pss; Shmama, A. P. (n pss). Experiencing art: explorations in aesthetics,
mind, and brain.
4. Plato. (2003). Te Republic. Nw Yok: Pnn Books.
5. Astotl. (1996). Poetics. Nw Yok: Pnn Books.
6. S Albt, L. B. (1991/1436). On painting. Nw Yok: Pnn Books; Panosky, E.(1991/1927). Perspective as symbolic orm. Nw Yok: Zon Books.
7. Badsly, 1966.
8. Htchson, F. (2003/1725).An inquiry into the origin o our ideas o beauty and virtue.
London: Kssn Pblshn.
9. Hm, D. (1898/1757). O th standad o tast. In . H. Gn & . H. Gos (Eds.),
Essays moral, political and literary. London: Lonmans, Gn.
10. Kant, I. (2008/1781). Critique o pure reasoning. Nw Yok: Pnn Books.
11. Kant, I. (2007/1790). Critique o judgment. Nw Yok: Oxod Unvsty Pss.
12. olstoy, L. (1995/1898). What is art?London: Pnn Books.
01-Shimamura_Chap-01.indd 2601-Shimamura_Chap-01.indd 26 9/6/2011 3:16:05 PM9/6/2011 3:16:05 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
25/26
oward a Science o Aesthetics 27
13. S Collnwood, R. G. (1963/1938). Principles o art. London: Oxod Unvsty
Pss; and Coc, B. Aesthetic as science o expression and general linguistic [Onln] Rv.
Spt. 19, 2003. Avalabl: http://www.tnb.o/txt/9306.
14. Flam, J. (1995).Matisse on art(p. 66). Bkly, CA: Unvsty o Calona Pss.15. Gnb, C. (1965). Modnst pantn.Art and Literature, 4, 193201.
16. Gnb, 1965, p. 194.
17. Bll, C. Art [Onln] Rv. Oct. 21, 2005. Avalabl: http://www.tnb.o/
txt/9306.
18. T tm concptal s sd h to ncld all knowledge-basedappoachs to at,
ath than n spcfcally to th n oconceptual art.
19. Dchamps nal tops at svy, BBC News [Onln] Rv. Dc. 1, 2004, Avalabl:
http://nws.bbc.co.k/2/h/nttanmnt/4059997.stm.
20. A smla sa o th tm meta-artcan b ond n Pp, A. (Octob 1973). In
sppot o mta-at.Artorum, 12, 7981. Also lvant s th analyss by Kosth, J. (1975).
1975, Te Fox, 1, 8796.
21. Goodman, N. (1976). Languages o art. Indanapols, IN: Hacktt Pblshn Co.
22. Lan, S. (1942). Philosophy in a new key. Cambd, MA: Havad Unvsty Pss.
23. Fchn, G. (1860). Elemente der Psychophysik. Lpz, Gmany: Btkop and
Hattl.
24. Fchn, G. . (1876). Vorschule der Aesthetik. Lpz, Gmany: Btkop and
Hattl.
25. Fo vw, s Fnch, B. S. (1997). Te psychology o art appreciation. Dnmak:
Msm sclanm Pss; Ktl, H., & Ktl, S. (1972). Psychology o the arts. Dham,
NC: Dk Unvsty Pss; Rb, R. (2008). At n ts xpnc: can mpcal psychol-
oy hlp assss atstc val? Leonardo, 41, 367372; Solso, R. L. (1994). Cognition and thevisual arts. Cambd, MA: T MI Pss; and Wnn, E. (1982). Inverted worlds: the
psychology o the arts. Cambd, MA: Havad Unvsty Pss.
26. Ko a, K. (1922). Pcpton: an ntodcton to th Gstalt-tho. Psychological
Bulletin, 19, 531585; Wthm, M. (1932). Untschnn z Lh von d Gstalt II.
Psycologische Forschung, 4, 301350. anslaton pblshd n W. Ells (Ed.) (1938).A source
book o Gestalt psychology(pp. 7188). London: Rotld & Kan Pal.
27. Anhm, R. (1974).Art and visual perception. Bkly, CA: Unvsty o Calona
Pss.
28. Blyn, D. E. (1971). Aesthetics and psychobiology. Nw Yok: Applton-Cnty-
Cos.
29. S Fnch, 1997; Ktl & Ktl, 1972; Rb, 2008.30. S Gadn, H. (1987). Te minds new science. Nw Yok: Basc Books; Mll, G. A.
(Mach 2003). T contv volton: a hstocal pspctv. rends in Cognitive Science, 7,
141144; and Noman, D. A. (1980). wlv sss o contv scnc. Cognitive Science, 4,
132.
31. Solso, R. L. (1996). Cognition and the visual arts. Cambd, MA: MI Pss.
32. Gombch, E. H. (1960).Art and illusion (p. 73). Pncton, NJ: Pncton Unvsty
Pss.
33. Rnsnk, R. A., ORan, J. K., & Clak, J. J. (1997). o s o not to s: th nd o
attnton to pcv chans n scns. Psychological Science, 8, 368373.
01-Shimamura_Chap-01.indd 2701-Shimamura_Chap-01.indd 27 9/6/2011 3:16:05 PM9/6/2011 3:16:05 PM
7/29/2019 2012 Shimamura Chp1Aesthetics
26/26
28 Asthtc Scnc
34. Bodmann, K. (1989). Vergleichende Localisationslehre der Grosshirnrinde in ihren
Prinzipien dargestellt au Grund des Zellebaus. Lpz: Bath. S also Anns, J. (2009). In
tospct: Bodmanns ban map. Nature, 461, 884.
35. S Gazzana, M. S., Ivy, R. B., & Mann, G. R. (2002). Fundamentals o cognitiveneuroscience. Nw Yok: Noton.
36. Shmama, A. P. (2008). A nocontv appoach to mtacontv monton
and contol. In J. Dnlosky & R. A. Bjok (Eds.), Handbook o metamemory and nemory
(pp. 373390). Nw Yok: Psycholoy Pss.
37. La, A. R. (1974). Working brain. Nw Yok: Basc Books; Mln, B., Sq, L. R., &
Kandl, E. R. (1988). Contv noscnc and th stdy o mmoy. Neuron, 20,
445468.
38. Fo a dtald dscpton o Gas l, s Macmllan, M. (2000). An odd kind o
ame: stories o Phineas Gage. Cambd, MA: T MI Pss.
39. Halow, J. M. (1868). Rcovy o an on od thoh th had. Publications o the
Massachusetts Medical Society, 2, 327347.
40. Landsman, P. (Spt. 17, 2000). Spak mmoy. New York imes Magazine, 7479.
41. o s what happns whn an atst ncs obtoontal dama, ad th stoy o th
19th-cnty photoaph Eadwad Mybd n Shmama, A. P. (Wnt 2002).
Mybd n moton: tavls n at, psycholoy, and noloy. History o Photography, 26,
341350.
42. Zk, S. (1999). Inner vision. Nw Yok: Oxod Unvsty Pss; and Skov, M., &
Vatanan, O. (Eds.) (2009). Neuroaesthetics. Amtyvll, NY: Baywood Pblshn Co.
43. Kawabata, H., & Zk, S. (2004). Nal colats o baty.Journal o Neurophysiology,
91, 16991705.
44
. Blood, A. J., & Zato, R. J. (2001). Intnsly plasabl sponss to msccolat wth actvty n ban ons mplcatd n wad and moton. Proceedings o the
New York Academy o Sciences, 98, 1181811823.
45. Blyn, 1971.
46. Gombch, 1960.
47. Te Artists a hman bcas ntnton s a hman chaactstc (thoh a hman
cold o o asthtc valaton an atwok catd by som oth pson, an anmal, o
a compt). Te Artwork mst b snsd and ths cannot b a thoht o dam (thoh
a wttn o vsal dscpton o a thoht o dam wold s c as an atwok).
48. Baatn, 1961/1750; Kant, 2007/1790.