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1944-24 Joint ICTP-IAEA Workshop on Nuclear Reaction Data for Advanced Reactor Technologies Pierre Descouvemont 19 - 30 May 2008 Universite Libre de Bruxelles Physique Nucleaire Thoerique Cp 229 1050 Brussels BELGIUM R-matrix theory of nuclear reactions.

1944-24 Joint ICTP-IAEA Workshop on Nuclear Reaction Data ...indico.ictp.it/event/a07153/session/28/contribution/16/material/0/0.pdf · Only a few partial waves contribute. 3 Low-energy

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Page 1: 1944-24 Joint ICTP-IAEA Workshop on Nuclear Reaction Data ...indico.ictp.it/event/a07153/session/28/contribution/16/material/0/0.pdf · Only a few partial waves contribute. 3 Low-energy

1944-24

Joint ICTP-IAEA Workshop on Nuclear Reaction Data for AdvancedReactor Technologies

Pierre Descouvemont

19 - 30 May 2008

Universite Libre de BruxellesPhysique Nucleaire Thoerique

Cp 2291050 Brussels

BELGIUM

R-matrix theory of nuclear reactions.

Page 2: 1944-24 Joint ICTP-IAEA Workshop on Nuclear Reaction Data ...indico.ictp.it/event/a07153/session/28/contribution/16/material/0/0.pdf · Only a few partial waves contribute. 3 Low-energy

1

Pierre Descouvemont

Université Libre de Bruxelles, Brussels, Belgium

R-matrix theory of nuclear reactions

1. Introduction

2. General collision theory: elastic scattering

3. Phase-shift method

4. R-matrix theory ( theory)

5. Phenomenological R matrix ( experiment)

6. Conclusions

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2

1.Introduction

General context: two-body systems

• Low energies (E ≲ Coulomb barrier), few open channels (one)

• Low masses (A 15-20)

• Low level densities ( a few levels/MeV)

• Reactions with neutrons AND charged particles

E

r

V

ℓ=0

ℓ>0

Only a few partial waves

contribute

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3

Low-energy reactions

• Transmission (“tunnelling”) decreases with ℓ → few partial waves

→ semi-classic theories not valid

• astrophysics

• thermal neutrons

• Wavelength λ=ℏc/Eλ(fm)~197/E(MeV)

example: 1 MeV: λ ~200 fm

radius~2-4 fm quantum effects important

Some references:

•C. Joachain: Quantum Collision Theory, North Holland 1987

•L. Rodberg, R. Thaler: Introduction to the quantum theory of scattering, Academic Press 1967

•J. Taylor : Scattering Theory: the quantum theory on nonrelativistic collisions, John Wiley 1972

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4

Different types of reactions

1. Elastic collision : entrance channel=exit channel

A+B A+B: Q=0

2. Inelastic collision (Q≠0)

A+B A*+B (A*=excited state)

A+B A+B*

A+B A*+B*

etc..

3. Transfer reactions

A+B C+D

A+B C+D+E

A+B C*+D

etc…

4. radiative capture reactions

A+B C + γ

NOT covered here

covered here

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5

Assumptions: elastic scattering

no internal structure

no Coulomb

spins zero

Before collisionAfter collision

θ

Center-of-mass system

2. Collision theory: elastic scattering

1

2

1

2

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6

Schrödinger equation: V(r)=interaction potential

Assumption: the potential is real and decreases faster than 1/r

Scattering wave functions

A large distances : V(r) 0

2 independent solutions :

Incoming plane wave Outgoing spherical wave

where: k=wave number: k2=2µE/2

A=amplitude (scattering wave function is not normalized)

f(θ) =scattering amplitude (length)

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7

Cross sections

θ solid angle dΩ

Cross section

• Cross section obtained from the asymptotic part of the wave function

• “Direct” problem: determine σ from the potential

• “Inverse” problem : determine the potential V from σ

• Angular distribution: E fixed, θ variable

• Excitation function: θ variable, E fixed,

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8

How to solve the Schrödinger equation for E>0?

With (z along the beam axis)

Several methods:

• Formal theory: Lippman-Schwinger equation approximations

• Eikonal approximation

• Born approximation

• Phase shift method: well adapted to low energies

• Etc…

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9

Lippman-Schwinger equation:

r is supposed to be large (r >> r')

Ψ(r) must be known

Ψ(r) only needed where V(r)≠0 approximations are possible

Born approximation :

Eikonal approximation:

is solution of the Schrödinger equation

With =Green function

Valid at high energies:

V(r) ≪ E

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10

3. Phase-shift method

a. Definitions, cross sections

Simple conditions: neutral systems

spins 0

single-channel

b. Extension to charged systems

c. Extension to multichannel problems

d. Low energy properties

e. General calculation

f. Optical model

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11

The wave function is expanded as

,

( )(r) ( )ml

l

l m

u rY

rΨ = Ω∑

When inserted in the Schrödinger equation

)()()()()1(

2 22

22

rEururVrur

ll

dr

dlll =+⎟⎟⎠

⎞⎜⎜⎝

⎛ +−−µ

To be solved for any potential (real)

For r∞ V(r) =0

2

22

2

2 with,0

1

Ekrukru

r

llu lll

µ==++− )()()("

=Bessel equation ul(r)= jl(kr), nl(kr)

3.a Definition, cross section

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12

x

xxn

x

xxj

)cos()(,

)sin()( 00 −==

1

!)!12()(

!)!12()(

+

−−→

+→

ll

l

l

x

lxn

l

xxj

)(tan)()( krnkrjru llll ∗−→ δ

For small x

)2/cos(1

)(

)2/sin(1

)(

π

π

lxx

xn

lxx

xj

l

l

−−→

−→For large x

Examples:

At large distances: ul(r) is a linear combination of jl(kr) and nl(kr):

With δl = phase shift (information

about the potential)

If V=0 δ=0

[ ]2 1| ( , ) | , with ( , ) (2 1) exp(2 ( )) 1 (cos )

2l l

l

df E f E l i E P

d ik

σ θ θ δ θ= = + −Ω ∑

Cross section:

Provide the cross section

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13

factorization of the dependences in E and θ

General properties of the phase shifts

1. Expansion useful at low energies: small number of ℓ values

2. The phase shift (and all derivatives) are continuous functions of E

3. The phase shift is known within nπ: exp(2iδ)=exp(2i(δ+nπ))

4. Levinson theorem

• δl(E=0) is arbitrary

• δ(E=0) - δ(E=∞)= Nπ , where N is the number of bound states

• Example: p+n, ℓ =0: δ(E=0) - δ(E=∞)= π (bound deuteron)

[ ]2

0

1| ( , ) | , with ( , ) (2 1) exp(2 ( )) 1 (cos )

2l l

l

df E f E l i E P

d ik

σ θ θ δ θ∞

=

= = + −Ω ∑

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14

Interpretation of the phase shift from the wave function

δl<0 V repulsive

δl>0 V attractive

u(r)

r

V=0 u(r)sin(kr-lπ/2)

δl=0

V≠0 u(r)sin(kr-lπ/2+δl)

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15

Resonances: =Breit-Wigner approximation

ER=resonance energy

Γ=resonance width

π

3π/4

π/4

π/2

δ(E)

ER ER+Γ/2ER-Γ/2E

• Narrow resonance: Γ small

• Broad resonance: Γ large

Example: 12C+p

With resonance: ER=0.42 MeV, Γ=32 keV lifetime: t=/Γ~2x10-20 s

Without resonance: interaction range d~10 fm interaction time t=d/v ~1.1x10-21 s

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16

0)()()1( 2

2

" =++− rukrur

llu lll

3.b Generalization to the Coulomb potential

The asymtotic behaviour Ψ(r)→ exp(ikz) + f(θ)*exp(ikr)/r

Becomes: Ψ(r)→ exp(ikz+η log(kr)) + f(θ)*exp(ikr-η log(2kr))/r

With η=Z1Z2e2/ℏv =Sommerfeld parameter, v=velocity

0)()2()()1( 2

2

" =−++− rukkrur

llu lll η

Bessel equation:

Coulomb

equation

Solutions: Fl(η,kr): regular, Gl(η,kr): irregular

Ingoing, outgoing functions: Il= Gl-iFl, Ol=Gl+iFl

( ) ( ) tan ( )

( ) ( ),with exp(2 )

( )*cos ( )*sin

l l l l

l l l l l

l l l l

u r F kr G kr

I kr U O kr U i

F kr G kr

δδ

δ δ

→ + ∗→ − ∗ =→ +

)exp()(

)exp()(

ixxO

ixxI

l

l

+→−→

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17

Example: hard sphere

V(r)

ra

V(r)= ∞ for r<a

=Z1Z2e2/r for r>a

)(

)(tan0)(

)(tan)()(

kaG

kaFau

krGkrFru

l

lll

llll

−=→=

+=

δ

δ

= Hard-Sphere

phase shift

-150

-120

-90

-60

-30

0

30

0 1 2 3 4 5 6

Ecm (MeV)

ha

rd-s

ph

ere

l=0

l=2

α+12C

-150

-120

-90

-60

-30

0

30

0 2 4 6

Ecm (MeV)

ha

rd-s

ph

ere

l=0

l=2

p+12

C

-150

-120

-90

-60

-30

0

30

0 1 2 3 4 5 6

Ecm (MeV)

ha

rd-s

ph

ere

l=0

l=2

n+12

C

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18

example : α+n phase shift l=0

Special case: Neutrons, with l=0:

F0(x)=sin(x), G0(x)=cos(x)

δ=-ka

hard sphere is a good approximation

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19

Elastic cross section with Coulomb:

)(cos)1)2)(exp(12(2

1)(with,|)(| 2 θδθθσ

l

l

l Pilik

ffd

d −+==Ω ∑Still valid, but converges very slowly.

2

2

1( ) (2 1)[exp(2 ) 1] (cos )

2

1(2 1)[exp(2 ) exp(2 ) exp(2 ) 1] (cos )

2

( ) ( )

( ) exp( log(sin / 2)) Coulomb amplitude2 sin / 2

N C

l l l

l l

l

C C

l l l l

l

N C

C

f l i Pik

l i i i Pik

f f

f ik

δ δ δ

θ δ θ

δ δ δ θ

θ θηθ η θ

θ

= +

= + −

= + − + −

= +−= − =

Coulomb: exactNuclear

2|)(| θσC

C fd

d =Ω

= Coulomb cross section: diverges for θ=0

increases at low energies

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20

2

11

42

2

θθσ

sin

~|)(|E

fd

dC

C =Ω

• The total Coulomb cross section is not defined (diverges)

• Coulomb is dominant at small angles

used to normalize data

• Increases at low energies

• Minimum at θ=180o nuclear effect maximum

)()()( θθθ NC fff +=

•fC(θ): Coulomb part: exact

•fN(θ): nuclear part: converges rapidly

1

10

100

1000

10000

100000

1000000

0 30 60 90 120 150 180

θ (degrees)

2

1

4 θsin

Page 22: 1944-24 Joint ICTP-IAEA Workshop on Nuclear Reaction Data ...indico.ictp.it/event/a07153/session/28/contribution/16/material/0/0.pdf · Only a few partial waves contribute. 3 Low-energy

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• One channel: phase shift δ → U=exp(2iδ)

• Multichannel: collision matrix Uij, (symmetric , unitary) with i,j=channels

• Good quantum numbers J=total spin π=total parity

• Channel i characterized by I=I1⊕ I2 =channel spin

J=I ⊕ l l =angular momentum

• Selection rules: |I1- I2| ≤ I ≤ I1+ I2| l - I| ≤J ≤ l + I

π=π1∗π2∗ (-1) l

Example of quantum numbers

1, 2

1, 2

0, 1

0, 1

l

1

1

1

1

size

1/23/2+

1/23/2-

1/21/2-

1/21/2+

IJ

X

X

X

X

0, 1, 2

1, 2, 3

0, 1, 2

1, 2, 3

1

2

1

2

l

3

3

1

1

size

1

2

1+

1

2

1-

1

2

0-

1

2

0+

IJ

α+3He α=0+, 3He=1/2+ p+7Be 7Be=3/2-, p=1/2+

X

X

X

X

XX

XX

3.c Extension to multichannel problems

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22

)(cos)))(exp(()(|)(| θδθθσl

l

l Pilik

ffd

d1212

2

1with,2 −+==

Ω ∑Cross sections

Multichannel

With: K1,K2=spin orientations in the entrance channel

K’1,K’2=spin orientations in the exit channel

∑=Ω ''

''

,,,,

|)(|

2121

2121

2

KKKKKKKK

fd

d θσ

One channel:

),(....)( '

, '',

'',,'' 02121

θθπ

πl

J IllI

J

IllIKKKKYUf ∑ ∑=

Collision matrix

• generalization of δ: Uij=ηijexp(2iδij)

• determines the cross section

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23

Then, for very low E (neutral system):

One defines =logarithmic derivative at r=a (a large)

3.d Low-energy properties of the phase shifts

For ℓ=0:

E

δ

l=0, α<0

l=0, α>0

l>0

strong difference

between l=0 and l>0

Generalization α=scattering length

re=effective range

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24

Cross section at low E:

In general (neutrons):

Thermal neutrons (T=300K, E=25 meV): only l=0 contributes

example : α+n phase shift l=0

At low E: δ~-kα with α>0 replusive

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3.e General calculation

with:

Numerical solution : discretization N points, with mesh size h

• ul(0)=0

• ul(h)=1 (or any constant)

• ul(2h) is determined numerically from u

l(0) and u

l(h) (Numerov algorithm)

• ul(3h),… u

l(Nh)

• for large r: matching to the asymptotic behaviour phase shift

Bound states: same idea

For some potentials: analytic solution of the Schrödinger equation

In general: no analytic solution numerical approach

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-20

-15

-10

-5

0

5

10

0 1 2 3 4 5 6 7 8

r (fm)

V(M

eV

)

nuclear

Coulomb

Total

Example: α+α

0+

E=0.09 MeV

Γ=6 eV

4+

E~11 MeV

Γ~3.5 MeV

2+

E~3 MeV

Γ~1.5 MeV

-50

0

50

100

150

200

0 5 10 15

Ecm (MeV)

de

lta

(de

gre

s)

l=0

l=2

l=4Experimental spectrum of 8Be

Experimental phase shifts

Potential: VN(r)=-122.3*exp(-(r/2.13)2)

α+α

VB~1 MeV

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Goal: to simulate absorption channels

α+16O

p+19F

d+18F

n+19Ne

20Ne

High energies:

• many open channels

• strong absorption

• potential model extended to complex

potentials (« optical »)

3.f Optical model

Phase shift is complex: δ=δR+iδI

collision matrix: U=exp(2iδ)=ηexp(2iδR)

where η=exp(-2δI)<1

Elastic cross section

Reaction cross section:

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4. The R-matrix Method

Goals:

1. To solve the Schrödinger equation (E>0 or E<0)

1. Potential model

2. 3-body scattering

3. Microscopic models

4. Many applications in nuclear and atomic physics

2. To fit cross sections

1. Elastic, inelastic spectroscopic information on resonances

2. Capture, transfer astrophysics

References:

• A.M. Lane and R.G. Thomas, Rev. Mod. Phys. 30 (1958) 257

• F.C. Barker, many papers

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Standard variational calculations

• Hamiltonian

• Set of N basis functions ui(r) with

Calculation of Hij=<ui|H|uj> over the full space

Nij=<ui|uj>

(example: gaussians: ui(r)=exp(-(r/ai)2))

• Eigenvalue problem : → upper bound on the energy

• But: Functions ui(r) tend to zero → not directly adapted to scattering states

H EΨ = Ψ

)()( rucr i

i

i∑=Ψ

0)( =−∑i

iijij cENH

Principles of the R-matrix theory

0

0

( ) ( )

( )

ij i j

ij i j

N u r u r dr

H u T V u dr

=

= +

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b. Wave functions

Set of N basis functions ui(r)

correct asymptotic behaviour (E>0 and E<0)

Extension to the R-matrix: includes boundary conditions

a. Hamiltonian

2

1 2, w ithZ Z e

H E H Tr

Ψ = Ψ → +

( )

( ) ( ) valid in a limited range

with ( ) ( ) ( )m

i

l

i

l l

i

lI

r c

kr U O kr Y

u rΨ

Ψ ∗

=

→ − Ω

Principles of the R-matrix theory

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• Spectroscopy: short distances only

Collisions : short and large distances

• R matrix: deals with collisions

• Main idea: to divide the space into 2 regions (radius a)

• Internal: r ≤ a : Nuclear + coulomb interactions

• External: r > a : Coulomb only

Internal region

16O

Entrance channel

12C+α

Exit channels

12C(2+)+α

15N+p, 15O+n

12C+α

CoulombNuclear+Coulomb:

R-matrix parametersCoulomb

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Here: elastic cross sections

Cross sections

Phase shifts

R matrix

Potential

model

Microscopic

models

Etc,….

measurements

models

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Plan of the lecture:

• The R-matrix method: two applications

Solving the Schrödinger equation (essentially E>0)

Phenomenological R-matrix (fit of data)

• Applications

• Other reactions: capture, transfer, etc.

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c. R matrix

• N basis functions ui(r) are valid in a limited range (r ≤ a)

⇒ in the internal region:

arfor, ≤=Ψ ∑=

N

i

ii rucr1

)()(int

• At large distances the wave function is Coulomb

⇒ in the external region:

( ) arfor,)()()( >∗−=Ψ krOUkrIAr lllext

• Idea: to solve

with defined in the internal region

0)( =−∑i

iijij cENH

int

int

|

||

>=<

>=<

jiij

jiij

uuN

uHuH

• But T is not hermitian

over a finite domain,int in t

2 2

2 2

0 0

| | | |

, if a

i j j i

a a

i j j i

u T u u T u

d du u dr u u drdr dr

< > ≠< >

≠ ≠ ∞∫ ∫

(ci=coefficients)

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35

• Bloch-Schrödinger equation:

• With L(L0)=Bloch operator (surface operator) – constant L0 arbitrary

intint |)(||)(| >+=<>+< ijji uLTuuLTu00

LL

• Now we have T+L(L0) hermitian:

• Since the Bloch operator acts at r=a only:

• Here L0=0 (boundary-condition parameter)

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36

• Summary:

• Using (2) in (1) and the continuity equation:

Dij(E)

Provides ci

(inversion of D)

Continuity at r=a

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37

With the R-matrix defined as

If the potential is real: R real,

|U|=1, δ real

Procedure (for a given ℓ):

1. Compute matrix elements

2. Invert matrix D

3. Compute R matrix

4. Compute the collision matrix U

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38

Neutral system:Charged system:

1.E-10

1.E-08

1.E-06

1.E-04

1.E-02

1.E+00

1.E+02

-1 0 1 2

l=2l=0

-4

-3

-2

-1

0

-1 0 1 2

l=2

l=0

-1

0

1

2

-1 0 1 2

l=2

l=0

-3

-2

-1

0

1

-1 0 1 2

l=2

l=0

Sl

Pl

E (MeV)

α + nα + 3He

S(E)=shift factor

P(E)=penetration factor

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39

Interpretation of the R matrix

From (1):

Then: =inverse of the logarithmic derivative at a

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40

Example

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

0 2 4 6 8

r

u(r

)

Can be done exactly

(incomplete γ function)

Matrix elements of H can be calculated analytically for gaussian potentials

Other potentials: numerical integration

l=0

Gaussians with different widths

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41

Input data

• Potential

• Set of n basis functions (here gaussians with different widths)

• Channel radius a

Requirements

• a large enough : VN(a)~0

• n large enough (to reproduce the internal wave functions)

• n as small as possible (computer time)

compromise

Tests

• Stability of the phase shift with the channel radius a

• Continuity of the derivative of the wave function

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42

Results for α+α

• potential : V(r)=-126*exp(-(r/2.13)2) (Buck potential)

• Basis functions: ui(r)=rl*exp(-(r/ai)2)

with ai=x0*a0(i-1) (geometric progression)

typically x0=0.6 fm, a0=1.4

-20

-15

-10

-5

0

5

10

0 1 2 3 4 5 6 7 8

r (fm)

V(M

eV

)

nuclear

Coulomb

Total

potential

VN(a)=0

a > 6 fm

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43

-300

-250

-200

-150

-100

-50

0

0 5 10 15 20 25

del exact

n=20

n=15

n=10

n=9

a=10 fm

-400

-350

-300

-250

-200

-150

-100

-50

0

0 5 10 15 20 25

del exact

n=15

n=10

n=8

n=7

a=7 fm

-300

-250

-200

-150

-100

-50

0

0 5 10 15 20 25

del exact

n=7

n=10

n=6

n=15

a=4 fm

• a=10 fm too large (needs too many basis functions)

• a=4 fm too small (nuclear not negligible)

• a=7 fm is a good compromise

Elastic phase shifts

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44

Wave functions at 5 MeV, a= 7 fm

-1.5

-1

-0.5

0

0.5

1

1.5

0 2 4 6 8 10 12

exact w f

internal

external

n=15

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

0 2 4 6 8

ng=7

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

0 2 4 6 8

ng=15

-1.5

-1

-0.5

0

0.5

1

1.5

0 2 4 6 8 10 12

exact w f

internal

external

n=7

-400

-350

-300

-250

-200

-150

-100

-50

0

0 5 10 15 20 25

del exact

n=15

n=10

n=8

n=7

a=7 fm

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45

Other example : sine functions

• Matrix elements very simple

• Derivative ui’(a)=0

-1.5

-1

-0.5

0

0.5

1

1.5

0 2 4 6 8 10 12

a=7 fm

-300

-250

-200

-150

-100

-50

0

0 5 10 15 20

del exact

ng=15

ng=25

ng=35

ng=10

Not a good basis (no flexibility)

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46

Example of resonant reaction: 12C+p

• potential : V=-70.5*exp(-(r/2.70)2)

• Basis functions: ui(r)=rl*exp(-(r/ai)2)

Resonancel=0

E=0.42 MeV

Γ=32 keV

-20

-15

-10

-5

0

5

10

15

20

0 2 4 6 8

r (fm)

V(M

eV

)nuclear

Coulomb

Total

V=-70.50*exp(-(r/2.7)2)

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47

-20

0

20

40

60

80

100

120

140

160

180

0 0.5 1 1.5 2 2.5 3

E (MeV)

delta

(deg

.)

exact

ng=10

ng=8

ng=7

Phase shifts a=7 fm

Wave functions

-2

-1.5

-1

-0.5

0

0.5

1

1.5

2

2.5

0 5 10 15

r (fm)

exact w f

internal

external

ng=7

E=0.8 MeV

-2

-1.5

-1

-0.5

0

0.5

1

1.5

2

2.5

0 5 10 15

r (fm)

exact w f

internal

external

ng=10

E=0.8 MeV

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48

Resonance energies

with

• Resonance energy Er defined by δR=90o

In general: must be solved numerically

• Resonance width Γ defined by

Hard-sphere phase shift

R-matrix phase shift

-100

-50

0

50

100

150

200

0 0.5 1 1.5 2 2.5 3

E (MeV)

de

lta

(de

g.)

delta_tot

Hard Sphere

delta_R

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49

Application of the R-matrix to bound states

)()2(2/1,

2

21

Ω→Ψ

+→

Ψ=Ψ

+−m

ll YkrW

r

eZZTH

EH

η

0)()2()()1( 2

2

" =−++− rukkrur

llu lll ηPositive energies: Coulomb functions F

l, Gl

0)()2()()1( 2

2

" =−−++− rukkrur

llu lll ηNegative energies: Whittaker functions

Asymptotic behaviour:

ηη

ηπ

ηπ

x

xxW

xxxG

xxxF

)exp()2(

)2log2

cos()(

)2log2

sin()(

2/1,

−→

−−→

−−→

+−

Starting point of the R matrix:

, 1/2 (2 )W xη− +

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50

• R matrix equations

• Using (2) in (1) and the continuity equation:

Dij(E)

• But: L depends on the energy, which is not known iterative procedure

With C=ANC (Asymptotic Normalization Constant): important in “external” processes

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51

Application to the ground state of 13N=12C+p

Resonance

l=0: E>0

Bound state

l=1: E<0

• Potential : V=-55.3*exp(-(r/2.70)2)

• Basis functions: ui(r)=rl*exp(-(r/ai)2) (as before)

Negative energy: -1.94 MeV

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52

-0.406-0.379Right derivative

-0.405-1.644Left derivative

-1.942Exact

-1.942-1.498Final

-1.942

-1.942-1.4983

-1.937-1.4982

-2.190-1.5001

ng=10ng=6Iteration

Calculation with a=7 fm

•ng=6 (poor results)

•ng=10 (good results)

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53

Wave functions (a=7 fm)

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0 2 4 6 8 10 12

r (fm)

exact w f

internal

external

ng=6

0.00001

0.0001

0.001

0.01

0.1

1

0 2 4 6 8 10 12

r (fm)

exact w f

internal

external

ng=6

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0 2 4 6 8 10 12

r (fm)

exact w f

internal

external

ng=10

0.0001

0.001

0.01

0.1

1

0 2 4 6 8 10 12

r (fm)

exact w f

internal

externalng=10

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54

5. Phenomenological R matrix

• Goal: fit of experimental data

• Basis functions

• R matrix equations

with

The choice of the basis functions is arbitrary

BUT must be consistent in R(E) and D(E)

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55

Change of basis

• Eigenstates of over the internal region

• expanded over the same basis:

• standard diagonalization problem

Instead of using ui(r), one uses Ψl(r)

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56

With = reduced width

Completely equivalent

2 steps: computation of eigen-energies Eλ (=poles) and eigenfunctions

computation of reduced widths from eigenfunctions

Remarks:

•Eλ=pole energy: different from the resonance energy

depend on the channel radius

• γλ proportional to the wave function at a measurement of clustering (depend on a!)

large γλ strong clustering

• dimensionless reduced width = Wigner limit

• http://pntpm.ulb.ac.be/Nacre/Programs/coulomb.htm: web page to compute reduced

widths

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57

0

60

120

180

0 1 2 3E (MeV)

de

lta

(de

g.)

Example : 12C+p

• potential : V=-70.5*exp(-(r/2.70)2)

• Basis functions: ui(r)=rl*exp(-(r/ai)2) with ai=x0*a0

(i-1)

10 basis functions, a=8 fm

10 eigenvalues

0.019883629.6709

0.097637295.231

1.143461153.8294

4.157215107.7871

1.12159365.62125

0.01054140.54732

0.73085226.50339

1.0949137.873401

0.3922820.112339

2.38E-05-27.9454

gl2El

-15

-10

-5

0

5

10

15

20

25

30

35

0 0.2 0.4 0.6 0.8

E (MeV)

R matrix

pole energy

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58

Link between “standard” and “phenomenological” R-matrix:

• Standard R-matrix: parameters are calculated from basis functions

• Phenomenological R-matrix: parameters are fitted to data

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59

Calculation: 10 polesFit to data

Isolated pole (2 parameters)

Background (high energy):

gathered in 1 term

E << El R0(E)~R0

In phenomenological approaches (one resonance):

629.67

295.23

153.83

107.79

65.62

40.55

26.50

7.87

0.11

-27.95

El

1.99E-02

9.76E-02

1.14E+00

4.16E+00

1.12E+00

1.05E-02

7.31E-01

1.09E+00

3.92E-01

2.38E-05

γl2

10

9

8

7

6

5

4

3

2

1

pole

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60

12C+p

Approximations: R0(E)=R0=constant (background)

R0(E)=0: Breit-Wigner approximation: one term in the R matrix

Remark: the R matrix method is NOT limited to resonances (R=R0)

-10

-8

-6

-4

-2

0

2

4

6

8

10

0 0.2 0.4 0.6 0.8

E (MeV)

R0(E)

γ02/(E0-E)

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61

Solving the Schrödinger equation in a basis with N functions provides:

where Eλ, γλ are calculated from matrix elements between the basis functions

Other approach: consider Eλ, γλ as free parameters (no basis)

Phenomenological R matrix

Question: how to relate R-matrix parameters with experimental information?

λ=1

λ=3

λ=2

Each pole corresponds to a state (bound state

or resonance)

Properties: energy, reduced width

!! depend on a !! (not physical)

Summary

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62

Resonance energies

!!! Different from pole energies!

with

-100

-50

0

50

100

150

200

0 0.5 1 1.5 2 2.5 3

E (MeV)

de

lta

(de

g.)

delta_tot

Hard Sphere

delta_R

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63

-100

-50

0

50

100

150

200

0 0.5 1 1.5 2 2.5 3

E (MeV)

de

lta

(de

g.)

delta_tot

Hard Sphere

delta_R

Resonance energy Er defined by δR=90o

In general: must be solved numerically

poleresonance

-10

-8

-6

-4

-2

0

2

4

6

8

10

0 0.2 0.4 0.6 0.8

E (MeV)

R matrix

1/S

poleresonance

Plot of R(E), 1/S(E)

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64

The Breit-Wigner approximation

Single pole in the R matrix expansion

Phase shift:

Resonance energy Er, defined by: Not solvable

analytically

Thomas approximation:

Then:

Near the resonance energy Er:

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65

with

Remarks:

• γ0, E0 =“ R-matrix”, “calculated”, “formal” parameters, needed in the R matrix

•depend on the channel radius a

•Defined for resonances and bound states (Er<0)

• γobs, Er = “observed” parameters

• model independent, to be compared with experiment

• should not depend on a

• The total width Γ depends on energy through the penetration factor P

fast variation with E

low energy: narrow resonances (but the reduced width can be large)

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66

Summary

Isolated resonances:

Treated individually

High-energy states with the same Jπ

Simulated by a single pole = background

Energies of interest

Non-resonant calculations are possible: only a background pole

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67

Link between “calculated” and “observed” parameters

One pole (N=1)

R-matrix parameters

(calculated)

Observed parameters

(=data)

Several poles (N>1)

Must be solved numerically

Generalization of the Breit-Wigner formalism:

link between observed and formal parameters when N>1

C. Angulo, P.D., Phys. Rev. C 61, 064611 (2000) – single channel

C. Brune, Phys. Rev. C 66, 044611 (2002) – multi channel

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68

Examples: 12C+p and 12C+α

Narrow resonance: 12C+p

-60

0

60

120

180

0 0.2 0.4 0.6 0.8 1 1.2

a=4

a=7

12C+p, l = 0

total

Hard sphere

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69

Broad resonance: 12C+α

-120

-60

0

60

120

180

0 1 2 3 4 5

12C+α, l = 1 a=5

a=8

a=5

a=8

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70

Experimental region

Simple case: one

isolated resonance

18Ne+p elastic scattering: C. Angulo et al, Phys. Rev. C67 (2003) 014308

• Experiment at Louvain-la-Neuve: 18Ne+p elastic

→ search for the mirror state of 19O(1/2+)

19Na

1/2+

3/2+

3/2+

5/2+

5/2+

1/2+

(3/2+)

(5/2+)

19O

18O+n

18Ne+p

Ex (MeV)

0

1

2

3

7/2+

0

1

2

3

Ex (MeV)

0.745

0.120

-0.321

1.472

0.096

• Phase shifts dl defined in the R-

matrix (in principle from l=0 to ∞)

•• l=0: one pole

with 2 parameters: energy E0

reduced width γ0

• l=1, no resonance expected

hard-sphere phase shift

• l=2 (J=3/2+,5/2+): very narrow

resonances expected

weak influence

• l>2: hard sphere

The cross section is fitted with 2

parameters

2

2|)(cos)12)(exp(12(|

4

1 θδσl

l

l Pilkd

d −+=Ω ∑

l=0

l=2

l=4

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71

0

100

200

300

400

500

0.7 0.8 0.9 1 1.1 1.2 1.3 1.4 1.5

θc.m. =120.2o (c)

0

100

200

300

400

500

0.7 0.8 0.9 1 1.1 1.2 1.3 1.4 1.5

θc.m. =170.2o (a)

0

100

200

300

400

500

0.7 0.8 0.9 1 1.1 1.2 1.3 1.4 1.5

θc.m. =156.6o (b)

diffe

rentialcro

ss

section [m

b/s

r]

c.m. energy [MeV]

18Ne+p elastic scattering

Final result

ER = 1.066 ± 0.003 MeV

Γp = 101 ± 3 keV

19Na

1/2+

3/2+

5/2+

1/2+

(3/2+)

(5/2+)

19O

18Ne+p

0

1

0

1

0.745

0.120

-0.321

1.472

0.096

Very large Coulomb shift

From Γ=101 keV, γ2=605 keV, θ2=23%

Very large reduced width

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72

Other case: 10C+p 11N: analog of 11Be11Be: neutron rich11N: proton rich

10C+p

Expected 11N (unbound)

Energies?

Widths?

Spins?

0.00

200.00

400.00

600.00

800.00

1000.00

1200.00

0 0.5 1 1.5 2 2.5 3 3.5 4 4.5

Ecm (MeV)

dσ/

(mb

/sr)

10C+p at 180

o

Markenroth et al (Ganil)

Phys.Rev. C62, 034308 (2000)

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73

Other example: 14O+p 15F: analog of 15C

14C+n

14O+p elastic: ground state of 15F unbound

Goldberg et al. Phys. Rev. C 69 (2004) 031302

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74

Data analysis: general procedure for elastic scattering

∑=Ω ''

''

,,,,

|)(|

2121

2121

2

KKKKKKKK

fd

d θσ

),(....)( '

, '',

,

'',,'' 02121

θθπ

πl

J IllI

J

IllIKKKKYUf ∑ ∑=

Problem: how to determine the collision matrix U?

Consider each partial wave Jp

19Na

1/2+

3/2+

5/2+

1/2+

(3/2+)

(5/2+)

19O

18Ne+p

0

1

2

0

1

2

Simple case: 18Ne+p: spins I1=0+ and I2=1/2+

collision matrix 1x1

No resonance Hard sphere13/2-

≥2

2

1

0

l

Neglected

Very narrow resonance Hard

sphere

No resonance Hard sphere

R matrix: one pole (2 parameters)

but could be 3 (background)

3/2+

≥5/2

1/2-

1/2+

J

•Only unknown quantity

•To be obtained from

models

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75

More complicated : 7Be+p: spins I1=3/2- and I2=1/2+

collision matrix: size larger that one (depends on J)

• Channel mixing neglected

• l=0: scattering length formalism

• l=2: hard sphere

1,0

1,2

2,2

1-

• Channel mixing neglected

• Hard sphere

1,1

1,3

2,1

2,3

2+

• Channel mixing neglected

• l=0: scattering length formalism

• l=2,4: hard sphere

1,2

2,0

2,2

2,4

2-

•Res. at 0.63 MeV Rmatrix I=1 OR I=2

•Channel mixing neglected (Uij=0 for i≠j)

No resonance hard sphere

No resonancehard sphere

1,1

2,1

2,3

1+

2,20-

1,10+

I, lJ

p+7Be

me

asu

rem

en

t

Finally, 4 parameters: ER and Γ for the 1+ resonance, 2 scattering lengths

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76

Other processes: capture, transfer, inelastic scattering, etc.

Poles

El>0 or

El<0

Elastic scattering

Threshold 1

Threshold 2 Inelastic scattering,

transfer

Pole properties: energy

reduced width in different channels ( more parameters)

gamma width capture reactions

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77

0

1

2

3

4

5

6

0.01 0.1 1

6Li(p,α)

3He

S-f

acto

r(M

eV

)

Ecm (MeV)

Example of transfer reaction: 6Li(p,a)3He (Nucl. Phys. A639 (1998) 733)

ααααα

αpp

p

pppRR

RR

RRR =⎟⎟⎠

⎞⎜⎜⎝

⎛= with,

Non-resonant reaction: R matrix=constant

Collision matrix

Cross section: σ~|Upa|2

matrixRthefromdeduced,⎟⎟⎠

⎞⎜⎜⎝

⎛=

ααα

α

UU

UUU

p

ppp

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78

Radiative capture

E Capture reaction=transition between an initial state at

energy E to bound states

Cross section ~ |<Ψf|Hγ|Ψi(E)>|2

Additional pole parameter: gamma width

<Ψf|Hγ|Ψι(E)>=<Ψf|Hγ|Ψi(E)>int + <Ψf|Hγ|Ψi(E)>ext

with <Ψf|Hγ|Ψi(E)>int depends on the poles

<Ψφ|Ηγ|Ψι(Ε)>ext =integral involving the external w.f.

More complicated than elastic scattering!

But: many applications in nuclear astrophysics

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79

Microscopic models

• A-body treatment:

• wave function completely antisymmetric (bound and scattering states)

• not solvable when A>3

• Generator Coordinate Method (GCM)

basis functions

with φ1, φ2=internal wave functions

Γl(ρ,R)=gaussian function

R=generator coordinate (variational parameter)

ρ=nucleus-nucleus relative coordinate

• At ρ=a, antisymmetrization is negligible the same R-matrix method is applicable

ninteractionucleon-nucleon

inucleonofenergykinetic

with

i

=

=

+= ∑∑=<=

ij

A

ji

ij

A

i

i

V

T

VTH11

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80

1. One R-matrix for each partial wave (limited to low energies)

2. Consistent description of resonant and non-resonant contributions (not limited

to resonances!)

3. The R-matrix method can be applied in two ways

a) To solve the Schrödinger equation

b) To fit experimental data (low energies, low level densities)

4. Applications a)

• Useful to get phase shifts and wave functions of scattering states

• Application in many fields of nuclear and atomic physics

• 3-body systems

• Stability with respect to the radius is an important test

5. Applications b)

• Same idea, but the pole properties are used as free parameters

• Many applications: elastic scattering, transfer, capture, beta decay, etc.

6. Conclusions