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2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

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Page 1: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

2007 Johns Hopkins Bloomberg School of Public Health

Principles of SurveillancePrinciples of Surveillance

Jonathan Samet, MD, MSJohns Hopkins Bloomberg School of Public Health

Page 2: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

2 2007 Johns Hopkins Bloomberg School of Public Health

Learning Objectives

Define the basic terms related to surveillance

Specify characteristics of surveillance systems for different objectives

Describe selected major surveillance systems

Page 3: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

3 2007 Johns Hopkins Bloomberg School of Public Health

Uses of Morbidity and Mortality Data

1. Hypothesis generation

2. Health planning

3. Program evaluation

4. Surveillance

Page 4: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

4 2007 Johns Hopkins Bloomberg School of Public Health

Surveillance

“Ongoing, systematic collection, analysis, and interpretation of health-related data essential to the planning, implementation, and evaluation of public health practice, closely integrated with the timely dissemination of these data to those responsible for prevention and control.”

— U.S. Centers for Disease Control and Prevention

Page 5: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

5 2007 Johns Hopkins Bloomberg School of Public Health

Information Loop of Public Health Surveillance

Source: adapted by CTLT from http://www.cdc.gov/epo/dphsi/phs/overview.htm

Page 6: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

6 2007 Johns Hopkins Bloomberg School of Public Health

Immediate Detection of . . .

Epidemics Established agents Emerging agents

Newly emerging health problems

Changes in health practices

Changes in antibiotic resistance

Chemical and biological terrorism

Source: Thacker and Stroup. (1994).

Page 7: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

7 2007 Johns Hopkins Bloomberg School of Public Health

Periodic Dissemination for . . .

Estimating the magnitude of the health problem, including costs

Assessing control activities

Setting research priorities

Testing hypotheses

Facilitating planning

Monitoring risk factors

Monitoring changes in health practices

Source: Thacker and Stroup. (1994).

Page 8: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

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Source: Thacker and Stroup. (1994).

Archival Information for . . .

Describing the natural history of disease

Facilitating epidemiologic and laboratory research

Validating the use of preliminary data

Setting research priorities

Documenting distribution and spread

Page 9: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

9 2007 Johns Hopkins Bloomberg School of Public Health

Langmuir on Surveillance

“Surveillance, when applied to a disease, means the continued watchfulness over the distribution and trends of incidence through the systematic collection, consolidation, and evaluation of morbidity and mortality reports and other relevant data.”

— Alexander Langmuir

Page 10: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

10 2007 Johns Hopkins Bloomberg School of Public Health

From Vector to Agent to Disease: Surveillance Points

Page 11: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

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Points for Surveillance Example: Tobacco

Page 12: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

12 2007 Johns Hopkins Bloomberg School of Public Health

Modeling a Surveillance System

Source: Teutsch and Churchill. (2000).

Page 13: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

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Surveillance Systems: Some Characteristics

Geographic scale: local to global

Event identification: active or passive

Scope: all or sentinel events

Focus on monitoring: vector agent outcome

Purpose: tracking or alarm

Page 14: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

14 2007 Johns Hopkins Bloomberg School of Public Health

Modeling a Surveillance System

Source: Teutsch and Churchill. (2000).

Page 15: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

15 2007 Johns Hopkins Bloomberg School of Public Health

Occurrence of an Event: Kind of Event

What kind of an event? Exposure

Exposure to air pollution, bio-monitoring Disease

Communicable diseases, chronic diseases, syndromes

Injuries Motor vehicle accidents, homicide

Health risk factors Obesity

Health behaviors Smoking, sexual behavior, substance use

Page 16: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

16 2007 Johns Hopkins Bloomberg School of Public Health

What do you want to do a surveillance of? Exposure

Agents Biomarkers

Exposure determinants Behaviors Risk factors Vectors Host characteristics Reservoirs

Health outcomes Disease Death Medical care

Occurrence of an Event: Surveillance of What?

Page 17: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

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WHO Global Tobacco Surveillance

World Health Survey Household survey of adults (18+) conducted in

70 countries in 2002–2003

STEPwise Approach to Surveillance (STEPS) Modular survey of chronic disease risk factors

Global Youth Tobacco Survey School-based survey Global Adult Tobacco Survey (planned)

Page 18: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

18 2007 Johns Hopkins Bloomberg School of Public Health

Occurrence of an Event: What Type of System?

What type of system would work best? Universal: population tracking

Choose entire population or a representative sample to monitor for condition of interest (measles, obesity, bioterrorism agents)

Sentinel: “warning” signs Choose key “location” to monitor for

condition of interest (e.g., unusual disease)

“Locations” might include sites, events, providers, animals, vectors

Choose a “location” that is most susceptible to change

Page 19: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

19 2007 Johns Hopkins Bloomberg School of Public Health

Capturing an Event: Approaches

Active Periodic solicitation of case reports from

reporting sources, such as physicians, hospitals, laboratories, etc.

Passive Relies on health care providers to report on

their own initiative Must make this reporting process simple and

time efficient

Page 20: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

20 2007 Johns Hopkins Bloomberg School of Public Health

Active Advantages

Can be very sensitive

Can collect more detailed information

May be more representative

Disadvantages Costly Labor intensive Difficult to

sustain over time

Active vs. Passive: Advantages and Disadvantages

Passive Advantages

Less costly Eager to design

and carry out Useful for

monitoring trends over time

Disadvantages Low sensitivity Amount of data

available is limited

May not be representative

Page 21: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

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Active: SEER Cancer Registry

Source: http://seer.cancer.gov

Page 22: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

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Passive: CDC Notifiable Diseases

Provisional Cases of Selected Notifiable Diseases, United States,Week Ending July 16, 2005*

Source: U.S. Centers for Disease Control. (2005).

* Incidence data for reporting year 2005 is provisional

Reporting AreaAIDS Chlamydia

Cum. 2005

Cum. 2004

Cum. 2005

Cum. 2004

South Atlantic 6,473 6,022 90,687 91,830

Delaware 100 80 1,729 1,514

Maryland 812 686 9,692 10,009

District of Columbia

467 355 1,970 1,910

Virginia 307 329 10,550 11,732

West Virginia 36 30 1,350 1,493

North Carolina 531 333 17,485 15,198

South Carolina 386 374 10,433 9,891

Page 23: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

23 2007 Johns Hopkins Bloomberg School of Public Health

Modeling a Surveillance System

Source: Teutsch and Churchill. (2000).

Page 24: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

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Processing and Analyzing the Event

How do you detect a signal?

Data capture/editing/management

Analytical approaches

Statistical approaches

Page 25: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

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Examine the Event by Person, Place, and Time

By person: demographics, lifestyle, risk factors

By place: GIS mapping

By time: epidemic curve, time series analysis

Page 26: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

26 2007 Johns Hopkins Bloomberg School of Public Health

By Place: GIS Mapping

GIS: geographic information systems GIS links location to information (such as

people to addresses, buildings to parcels, or streets within a network) and layers that information to give you a better understanding of how it all interrelates

You choose what layers to combine based on your purpose

Page 27: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

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Image source: adapted by CTLT from U.S. Centers for Disease Control and Prevention. (2005).

By Time: Time Series

Time series analysis accounts for the fact that data points taken over time may have an internal structure (such as trend or seasonal variation) that should be accounted for

Page 28: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

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By Person: Demographics

Age

Race/ethnicity

Occupation

Socioeconomic status

Sex

Page 29: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

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By Place

Small areas

Governmental units

Nations

Unit chosen to examine is determined by the availability of data on particular geographic scales

Page 30: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

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Source: U.S. National Cancer Institute. (1999).

Cancer Mortality Rates, by State

Page 31: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

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Heart Disease Death Rates: 1991–1995

Source: U.S. Centers for Disease Control and Prevention.

Page 32: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

32 2007 Johns Hopkins Bloomberg School of Public Health

Male Lung Cancer Incidence Rate per 100,000

Source: adapted by CTLT from GLOBOCAN. (2002). IARC.

Page 33: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

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Female Lung Cancer Incidence Rate per 100,000

Source: adapted by CTLT from GLOBOCAN. (2002). IARC.

Page 34: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

34 2007 Johns Hopkins Bloomberg School of Public Health

Modeling a Surveillance System

Source: Teutsch and Churchill. (2000).

Page 35: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

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Disseminating the Information

Process information for your audience Broadcast faxes, email, mailings to

dissemination lists Locally, to clinicians Regionally, to health departments

Web sites Journal articles Media

Page 36: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

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Tobacco Use Information Systems

Global InfoBase Data repository for

chronic disease risk factor prevalence, including tobacco use

Summarized in Surveillance of Risk Factors Report (SuRF)

Global Information System on Tobacco Control (GISTOC) Provides links to

tobacco-related databases

Image source: World Health Organization. (2003 and 2005).

Page 37: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

37 2007 Johns Hopkins Bloomberg School of Public Health

World Health Organization: The SuRF Report

Source: The World Health Organization.

Page 38: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

38 2007 Johns Hopkins Bloomberg School of Public Health

Modeling a Surveillance System

Source: Teutsch and Churchill. (2000).

Page 39: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

39 2007 Johns Hopkins Bloomberg School of Public Health

Model for State-Based Chronic Disease Surveillance

Response

Hypothesis generation

Health planning

Program evaluation

Source: Remington and Goodman. (1999).

Page 40: 2007 Johns Hopkins Bloomberg School of Public Health Principles of Surveillance Jonathan Samet, MD, MS Johns Hopkins Bloomberg School of Public Health

40 2007 Johns Hopkins Bloomberg School of Public Health

Summary

Surveillance takeaways Ongoing collection Systematic according to a plan Results given to those who need to know them Resulting action is based in evidence gained

in the surveillance system