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IN THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF VIRGINIA
BIG STONE GAP DIVISION
ANGELA J. BEHNKE, ) Plaintiff ) ) v. ) Civil Action No. 2:14cv00012 ) CAROLYN W. COLVIN, ) MEMORANDUM OPINION Acting Commissioner of ) Social Security, ) BY: PAMELA MEADE SARGENT Defendant ) United States Magistrate Judge
I. Background and Standard of Review
Plaintiff, Angela J. Behnke, (“Behnke”), filed this action challenging the
final decision of the Commissioner of Social Security, (“Commissioner”),
determining that she was not eligible for disability insurance benefits, (“DIB”),
under the Social Security Act, as amended, (“Act”), 42 U.S.C.A. § 423 (West
2011). Jurisdiction of this court is pursuant to 42 U.S.C. § 405(g). This case is
before the undersigned magistrate judge by transfer based on consent of the parties
pursuant to 28 U.S.C. § 636(c)(1). Oral argument has not been requested;
therefore, the matter is ripe for decision.
The court’s review in this case is limited to determining if the factual
findings of the Commissioner are supported by substantial evidence and were
reached through application of the correct legal standards. See Coffman v. Bowen,
829 F.2d 514, 517 (4th Cir. 1987). Substantial evidence has been defined as
“evidence which a reasoning mind would accept as sufficient to support a
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particular conclusion. It consists of more than a mere scintilla of evidence but may
be somewhat less than a preponderance.” Laws v. Celebrezze, 368 F.2d 640, 642
(4th Cir. 1966). ‘“If there is evidence to justify a refusal to direct a verdict were the
case before a jury, then there is Asubstantial evidence.’”” Hays v. Sullivan, 907
F.2d 1453, 1456 (4th Cir. 1990) (quoting Laws, 368 F.2d at 642).
The record shows that Behnke protectively filed an application for DIB on
April 21, 2011,1 alleging disability as of September 30, 2008, due to interstitial
cystitis, endometriosis and depression.2
(Record, (“R.”), at 12, 201, 228.) The
claim was denied initially and on reconsideration. (R. at 52-57, 60-67, 89-91, 95-
97, 101-03, 106-08, 110-12, 113.) Behnke then requested a hearing before an
administrative law judge, (“ALJ”), (R. at 114-15), which was held by video
conferencing on December 17, 2012, and at which Behnke was represented by
counsel. (R. at 26-51.)
By decision dated January 10, 2013, the ALJ found that Behnke met the
nondisability insured status requirements of the Act for DIB purposes through
March 31, 2010. (R. at 12-22.) The ALJ also found that Behnke had not engaged
in substantial gainful activity since her alleged onset date. (R. at 14.) The ALJ
found that the medical evidence established that, since the alleged onset date,
Behnke suffered from severe impairments, namely sciatica due to stimulator
implant; degenerative disc disease; interstitial cystitis, (“IC”); endometriosis;
anxiety disorder; and depressive disorder, but he found that Behnke did not have
1 The ALJ’s decision notes the protective filing date as April 22, 2011, but the Disability
Report lists it as April 21, 2011. (R. at 224.) 2 Behnke also filed an application for SSI on the same date, which was denied because
she earned too much income to meet the eligibility requirements. (R. at 81-84.)
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an impairment or combination of impairments listed at or medically equal to one
listed at 20 C.F.R. Part 404, Subpart P, Appendix 1, through the date last insured.
(R. at 14-15.) The ALJ found that Behnke had the residual functional capacity to
perform a range of medium work,3
which required no more than one- or two-step
instructions, did not require her to work around vibration or hazards and which
allowed her to have access to restrooms as found in a typical business office or
place of business that is open to the public. (R. at 16-20.) The ALJ found that,
through her date last insured, Behnke was able to perform her past relevant work as
a cashier. (R. at 20-22.) Based on Behnke’s age, education, work history and
residual functional capacity and the testimony of a vocational expert, the ALJ also
found that other jobs existed in significant numbers in the national economy that
Behnke could perform, including jobs as a cleaner and a mail clerk. (R. at 21-22.)
Thus, the ALJ found that Behnke was not disabled at any time from September 30,
2008, through March 31, 2010. See 20 C.F.R. §§ 404.1520(f),(g) (2014).
After the ALJ issued his decision, Behnke pursued her administrative
appeals, (R. at 6-8), but the Appeals Council denied her request for review. (R. at
1-4.) Behnke then filed this action seeking review of the ALJ=s unfavorable
decision, which now stands as the Commissioner=s final decision. See 20 C.F.R. §
404.981 (2014). The case is before this court on Behnke’s motion for summary
judgment filed October 6, 2014, and the Commissioner=s motion for summary
judgment filed December 8, 2014.
3 Medium work involves lifting items weighing up to 50 pounds at a time and occasionally lifting or carrying items weighing up to 25 pounds. If someone can do medium work, she also can do light and sedentary work. See 20 C.F.R. § 404.1567(c) (2014).
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II. Facts
Behnke was born in 1967, (R. at 201), which classified her as a “younger
person” under 20 C.F.R. § 404.1563(c). She has a high school education with some
college classes and past relevant work experience as a cashier, a customer service
representative, an officer manager, a teacher’s aide and a trainer at a call center.
(R. at 30, 229.) Behnke testified at her hearing that she had worked at a call center
until sometime in the Fall of 2009. (R. at 31.) She stated that she could not work
due to IC of the bladder, which caused inflammation, spasms, pain, urgency and
frequency. (R. at 36.) Behnke estimated that she used the restroom 20 to 30 times
daily, and she had been reprimanded for such use at previous employment. (R. at
37, 45-46.) Specifically, she stated that her job at the call center allowed only
scheduled breaks. (R. at 45.)
Behnke further testified that she had sciatica of the left leg, which caused
difficulty standing and walking, as well as sitting for long periods. (R. at 36.) She
stated that these multiple conditions “exhaust[ed] her” and it was “hard to just …
maintain a normal day.” (R. at 36.)
According to Behnke, most activities aggravated her bladder pain. (R. at
36.) She stated that holding her urine would result in “pinpoint bleeding,” which
would cause more nausea, inflammation and pain. (R. at 37.) This, in turn, usually
would result in a flare-up, which could last from two weeks to three months,
during which time, her symptoms were intensified, and her limitations were
increased. (R. at 44.) Therefore, Behnke explained it was very important for her
to have access to a restroom. (R. at 37.) She stated that medication made her
condition “bearable,” but she remained uncomfortable all the time. (R. at 36.)
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Behnke testified that, during flare-ups, after voiding, spasms were so bad, that by
the time she was ready to leave the restroom, she had to sit back down because it
felt as if she were going to void on herself. (R. at 37-38.)
Behnke testified that she had undergone dimethylsulfoxide, (“DMSO”),
treatment, silver nitrate treatment and bladder cocktails,4 and she also had an
InterStim® device5
implanted for her urgency and frequency symptoms, which had
to be removed, as it caused more problems than it alleviated. (R. at 38.) Behnke
further stated that she had undergone two scoping procedures and had been
prescribed medications. (R. at 38.) She stated that her doctors had no other
recommendations for her, but wanted her to continue taking medications. (R. at
38.) Behnke stated that her diet affected her IC symptoms, noting that she drank
water, milk and sometimes Sprite, could eat no processed or aged foods, and many
preservatives and fruits and vegetables were off-limits. (R. at 44-45.)
Behnke testified that she also had bad discs in her neck and lower back that
affected her ability to sit, stand and walk for long periods, as well as her ability to
look down and write, and it caused burning in her arms. (R. at 36.) Behnke
testified that she believed the InterStim® device caused her sciatica, which was
aggravated by sitting, standing and walking. (R. at 38-39.) She estimated that she
could stand about 10 minutes, walk less than five minutes and sit between five and
10 minutes before having to take a break. (R. at 38.) Behnke stated that, once the
4 A bladder cocktail, or bladder instillation, is a mixture of medicines put directly into the bladder. See https://www.ichelp.org/Page.aspx?pid=367 (last visited May 6, 2015).
5 An InterStim® device is a small implanted medical device the size of a stop watch that
sends mild electrical impulses to the sacral nerves which may relieve the symptoms of urinary retention and overactive bladder in some patients. See https://www.urologyteam.com/interstim-or-sacral-nerve-stimulation (last visited May 6, 2015).
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implant was removed, she underwent extensive therapy for “drop foot.” (R. at 39.)
According to Behnke, she underwent several adjustments to the InterStim® device
in an attempt to get some relief from her IC symptoms, but to no avail. (R. at 39.)
Behnke testified that her medical issues, which had led to an inability to
work, feelings of worthlessness and difficulty concentrating, resulted in
depression. (R. at 40-41.) She stated that she had thought about harming herself.
(R. at 40.) Behnke testified that she had undergone counseling in the past and was
taking medications, but she did not think they helped. (R. at 40-41.) She stated
that she lived with her husband, who bore the brunt of the household chores, but
noted that she dusted, washed dishes and kept the house picked up. (R. at 41-42.)
Behnke testified that when she got up, she went to the restroom, let the dogs out,
got a glass of water, took her medication, and returned to the restroom. (R. at 42.)
She then would plan her day, she might read a little, talk to a few family members
on the computer, walk her dog around the pond, do what little housework she
could in between and constantly go back and forth to the restroom. (R. at 42.) She
stated that she slept only approximately four hours nightly due to frequent
restroom use. (R. at 42.)
Robert Jackson, a vocational expert, also was present and testified at
Behnke’s hearing. (R. at 46-50.) Jackson classified Behnke’s past work as a
customer service representative and as a trainer at a call center as sedentary6
6 Sedentary work involves lifting no more than 10 pounds at a time and occasionally
lifting or carrying articles like docket files, ledgers and small tools. Although a sedentary job is defined as one which involves sitting, a certain amount of walking and standing is often necessary in carrying out job duties. Jobs are sedentary if walking and standing are required occasionally and other sedentary criteria are met. See 20 C.F.R. § 404.1567(a) (2014).
and
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skilled. (R. at 48.) He classified her past work as a teacher’s aide, a
bartender/waitress and as a teller as light7
and semi-skilled, as a cashier and deli
worker as light and unskilled, as an office manager and as a bookkeeper as
sedentary and skilled and as a tax preparer and a receptionist/insurance clerk as
sedentary and semi-skilled. (R. at 48.) Jackson testified that a hypothetical
individual of Behnke’s age, education and work history, who could perform
medium work requiring no more than one- to two-step job instructions, requiring
no work around vibration and hazards and which allowed access to restrooms as
would be found in a typical business office or place of business that is open to the
public, could perform Behnke’s past work as a cashier. (R. at 48-49.) Jackson
further testified that there was a significant number of jobs existing in the national
economy that such an individual could perform, including those of a planter, a
cleaner and a mail clerk. (R. at 49-50.) Jackson also testified that the same
hypothetical individual, but who would be off-task more than 10 percent of the
workday due to frequent restroom breaks, could not perform any jobs existing in
significant numbers in the national economy. (R. at 50.)
In rendering his decision, the ALJ reviewed medical records from War
Memorial Hospital; Saint Mary’s Hospital; Midwest Prostate and Urological
Institute; Wellmont Holston Valley Medical Center; Mountain View Regional
Medical Center; Blue Ridge Neuroscience Center; Dr. Felix E. Shepard, Jr., M.D.;
Norton Community Hospital; Wake Forest Baptist Hospital Comp Rehab
Orthopaedics Outpatient Clinic; Pikeville Medical Center; Abingdon Center;
7 Light work involves lifting items weighing up to 20 pounds at a time with frequent
lifting or carrying of items weighing up to 10 pounds. If an individual can perform light work, she also can perform sedentary work. See 20 C.F.R. § 404.1567(b) (2014).
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Dickenson Community Hospital; and Dr. Virginia Baluyot, M.D.
The record demonstrates that Bhenke had complaints of chronic pelvic pain,
bladder pain, urgency and frequency since at least 2000. (R. at 279-80, 289.) In
September 2000, Behnke was diagnosed with a history of endometriosis and a
history of IC, among other things. (R. at 287.) In June 2002, Behnke was
diagnosed with IC, neurogenic bladder, urethral stenosis, bladder tumor and left
flank pain. (R. at 291.) In September 2002, an InterStim® device was surgically
implanted to help manage Behnke’s IC symptoms. (R. at 293.) Over the next
eight months, the medical records show that the device was adjusted or
reprogrammed, but Behnke continued to voice complaints related to her IC. (R. at
293-98.)
Behnke saw Dr. Douglas Browning, M.D., at Wake Forest Comp Rehab
Orthopaedics Outpatient Clinic, (“Wake Forest”), on December 16, 2004, for a
consultative evaluation of back pain. (R. at 456-58.) She voiced complaints of left
lower back pain that radiated down the left leg since the implantation of the
InterStim® device, which had worsened since August 2004, despite adjustments to
the device. (R. at 456.) Behnke stated that her most comfortable position was
sitting, while lying prone, standing for any prolonged period and walking were
difficult. (R. at 456.) Behnke denied any history of back pain prior to the implant.
(R. at 456.) She saw Dr. Scott MacDiarmid, M.D., a urologist at Wake Forest, to
discuss treatment for the implant device. (R. at 456.) She endorsed pain with
urination, but had no then-current symptoms of urgency or frequency. (R. at 457.)
Dr. Browning noted that Behnke appeared comfortable sitting in the chair in no
acute distress. (R. at 457.) Her mood appeared normal, her affect and intelligence
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were normal, and she did not seem depressed at all. (R. at 457.) Behnke exhibited
pain to palpation over the area of the left L4-L5 paraspinous area, as well as the
left SI joint. (R. at 457.) She traced pain down the course of the sciatic nerve, and
there was pain with palpation in that area. (R. at 457.) Deep tendon reflexes were
1+ bilaterally with no pain in the knee with palpation, flexion and extension. (R. at
457.) There was pain with palpation in the knee in the popliteal area that radiated
down the side of the leg that reproduced her pain. (R. at 457.) Pulses in the foot
were 2+, but there was no numbness. (R. at 457.) Dr. Browning diagnosed
sciatica nerve pain and a history of IC. (R. at 457.) Behnke was adamant about
having the device removed, and Dr. Browning noted that there did not seem to be
another medical contributing factor identified at that time. (R. at 457.) He planned
to try anti-inflammatories for more pain relief, increasing her Elavil and attempting
physical therapy. (R. at 457.)
When Behnke returned to Dr. Browning on February 17, 2005, she reported
that the InterStim® device had been removed the previous month, and she reported
a 30 to 40 percent improvement in her symptoms. (R. at 459-60.) However,
Behnke reported a continued burning, radiant pain from the left buttock down into
the foot, for which she was taking Bextra, which helped. (R. at 459.) She
complained of difficulty relaxing the muscles in her leg, mainly in the thigh and
hip area. (R. at 459.) She had one physical therapy visit and was very interested in
returning for more. (R. at 459.) Behnke was in no acute distress. (R. at 459.)
Physical examination was normal, except for some hyper-reflexivity at the left
knee and ankle and tenderness to palpation in the left buttock and piriformis area.
(R. at 459.) Dr. Browning diagnosed sciatica, piriformis syndrome and muscle
spasm and tightness in the low back, buttock and hip area. (R. at 459.) He added
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Flexeril as needed for muscle spasms to Behnke’s medication regimen. (R. at 459.)
Behnke was seen for an Intake Assessment at Abingdon Center on January
13, 2007. (R. at 503-08.) She endorsed insomnia, decreased appetite, daily crying
spells and decreased energy. (R. at 504.) Behnke reported past abuse, and she
stated that she was taking medications for depressive symptoms. (R. at 505.) On
mental status examination, Behnke had normal speech, fair insight, she was fully
oriented, she had average judgment, she was of average intelligence, she had no
evidence of a thought disorder, no hallucinations, she had a depressed mood and
affect, no suicidal or homicidal thoughts, appropriate behavior, fair recent and
long-term memory, fair communication and calm motor activity. (R. at 505.)
Behnke was diagnosed with major depressive affective disorder, recurrent, severe,
without psychotic behavior; and observation of other suspected mental condition;
and her then-current Global Assessment of Functioning, (“GAF”),8 score was
assessed at 60.9
8 The GAF scale ranges from zero to 100 and “[c]onsider[s] psychological, social, and
occupational functioning on a hypothetical continuum of mental health-illness.” DIAGNOSTIC AND STATISTICAL MANUAL OF MENTAL DISORDERS FOURTH EDITION, (“DSM-IV”), 32 (American Psychiatric Association 1994).
(R. at 506.) She was scheduled for individual therapy every two
weeks for 18 sessions. (R. at 506.) Behnke received counseling at Abingdon
Center on six occasions from January 27, 2007, to April 21, 2007. (R. at 502, 509-
10.) During this time, Behnke complained of mild to severe depression, mild to
moderate crying spells, mild to moderate irritability/anger and mild insomnia. (R.
at 502, 509-10.) Mental status examinations were fairly benign, indicating a
depressed mood with an anxious affect, but Behnke’s orientation was intact, as
were her thought processes, she had fair judgment and insight, and there was no
9 A GAF score of 51 to 60 indicates “[m]oderate symptoms … OR moderate difficulty in
social, occupational, or school functioning. …” DSM-IV at 32.
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evidence of paranoia or delusions. (R. at 502, 509-10.) The only exceptions were
on March 17, 2007, when it was noted, without explanation, that Behnke had
transient paranoia/delusions, and on April 21, 2007, when her judgment and insight
were deemed good. (R. at 509-10.) On April 7, 2007, it was noted that Behnke
was in a better mood with less depressive episodes and that she had a new job. (R.
at 510.) On April 21, 2007, her mood was improved. (R. at 510.)
Behnke saw Dr. Ick10 on September 26, 2007, for evaluation of left flank
pain existing for eight months and worsened by activity, as well as her long history
of IC. (R. at 401.) Upon examination, Behnke indicated that her pain was more
lumbar in nature. (R. at 401.) A renal ultrasound showed no hydronephrosis,
masses or stones. (R. at 401.) Dr. Ick noted that Behnke’s IC symptoms included
dysuria, urgency, frequency and pain in the pelvis and bladder, relieved mildly by
urination. (R. at 401.) Behnke had gotten some mild relief with Elavil, Cystospaz
and Ativan. (R. at 401.) A physical examination was unremarkable except for a
tender trigone area11
10 Dr. Ick’s full name is not included in the record.
to palpation. (R. at 401.) Dr. Ick noted that Behnke’s IC
symptoms had not been amenable to silver nitrate, DMSO, InterStim® implant and
Elmiron, and he further noted that all the conventional therapies had failed to treat
her IC over the years. (R. at 401.) Dr. Ick added Atarax to her regimen. (R. at 401.)
He also offered to send Behnke to Vanderbilt for further evaluation of other
treatments, but she declined at that time. (R. at 401.) Dr. Ick diagnosed IC and left
back pain with a negative renal ultrasound. (R. at 401.) He noted that Behnke’s
back pain might be musculoskeletal in nature and advised her to follow up with her
11 The trigone area of the bladder is a triangular smooth area at the base of the bladder
between the openings of the two ureters and that of the urethra. See www.medilexicon.com/medicaldictionary.php?+=93919 (last visited May 6, 2015).
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primary care physician. (R. at 401.)
On November 5, 2007, Behnke saw Dr. Virginia Baluyot, M.D., at Tru Care
Medical Clinic,12
with complaints of sciatic nerve pain. (R. at 391.) She diagnosed
Behnke with lower back pain, IC and a history of neurogenic bladder, and x-rays
of the lumbar spine and left hip were ordered. (R. at 391.) These x-rays showed no
left hip abnormality, lower lumbar disc space narrowing, and Behnke was
prescribed Skelaxin and Lorcet. (R. at 391, 423.) Behnke continued to treat with
Dr. Baluyot through June 4, 2008. (R. at 386-90.) Over this time, Behnke
continued to complain of back pain and a pulling sensation in the right hip down
the leg with nausea. (R. at 390.) She was treated with various medications,
including Neurontin, Duragesic and a Lidoderm patch, which did not help. (R. at
387-88, 390.) A December 20, 2007, MRI of the lumbar spine showed a moderate-
sized left posterior paracentral L4-L5 disc protrusion with thecal sac compression,
leftward nerve root displacement and central spinal stenosis, both congenital and
acquired. (R. at 344-45, 424-25.) A small central L5-S1 disc protrusion also was
noted. (R. at 345, 425.) On January 2, 2008, Dr. Baluyot diagnosed chronic pain,
degenerative joint disease, degenerative disc disease and sciatica. (R. at 389.) On
January 24, 2008, Behnke was diagnosed with degenerative disc disease at the L4-
L5 level of the spine with herniation and central spinal stenosis, and she was
scheduled to undergo an electromyelogram, (“EMG”). (R. at 387.)
Behnke saw Dr. Rebekah C. Austin, M.D., a neurosurgeon, on January 24,
2008, for an initial consultation regarding lower lumbar pain, bilateral lower
extremity pain, left greater than right, burning, and left foot pain and numbness.
12 Dr. Baluyot’s treatment notes are largely illegible. The court has attempted to decipher them to the best of its ability.
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(R. at 359-62, 414-17.) She attributed her pain to the implantation of the InterStim®
device implanted in 2002, after which time her leg pain progressively worsened,
and she began to experience pulling of the left gluteal region, but minimal low
back pain. (R. at 359, 414.) The device ultimately was removed in January 2005,
but by this time, she had experienced left foot drop and a significant amount of
weakness in the left leg. (R. at 359, 414.) Behnke completed four months of
physical therapy with complete resolution of symptomatology, primarily left foot
drop. (R. at 359, 414.) However, she continued to experience episodic pulling of
the left gluteal region with burning at the ankle and knee, which would resolve
with Tylenol. (R. at 359, 414.) She resumed her normal daily activities. (R. at
359, 414.) In November 2007, Behnke experienced an immediate onset of low
back pain after walking a significant amount and moving a chair. (R. at 359, 414.)
Her low back pain persistently increased, and she sought medical attention from
her primary care physician, who prescribed muscle relaxants. (R. at 359, 414.)
After a December 2007 MRI of the lumbar spine was obtained, Behnke underwent
physical therapy and was treated with medications. (R. at 359, 414.) She also
reported using Lortab for pain. (R. at 359, 414.) Behnke had not undergone an
EMG of the leg. (R. at 359, 414.) Behnke rated her pain as a 4/10 to 10/10,
increasing with any routine activities. (R. at 360, 415.)
In a review of systems, Behnke endorsed lazy bowel and frequent
constipation, IC, bladder spasms, urinary frequency, urinary urgency and
occasional incontinence. (R. at 360, 415.) She also reported low back pain,
bilateral lower extremity pain, left worse than right, muscle spasms, headaches, left
lower extremity numbness, left lower extremity tingling and situational depression.
(R. at 360-61, 415-16.) Behnke appeared to be in moderate distress due to pain.
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(R. at 361, 416.) A musculoskeletal examination revealed that she walked flexed
at the waist and antalgic to the left. (R. at 361, 416.) Flexion was limited to 50
degrees resulting in increased pain from motion testing, extension was limited to
five degrees, right lateralization was limited to 15 degrees, left lateralization was
limited to 15 degrees, and straight leg raise testing was positive at 45 degrees on
the left in the sitting position. (R. at 361, 416.) There was no limitation of motion
of the head, neck or any of the extremities. (R. at 361, 416.) There was no evidence
of dislocation or ligamentous laxity in any of the extremities. (R. at 361, 416.)
Behnke had 5- strength globally and element of giveaway weakness with direct
motor testing secondary to pain. (R. at 361, 416.) Strength was 5+, tone was
normal, and no atrophy was noted in the head, neck, spine, ribs and pelvis, both
upper extremities and the right lower extremity. (R. at 361, 416.) Finger-to-nose
testing was performed without difficulty, as were rapid alternating hand
movements. (R. at 361, 416.) Pronator drift was not present. (R. at 361, 416.)
Sensation was intact to light touch and pinprick in all extremities. (R. at 361, 416.)
Deep tendon reflexes were 2+/2+ in the biceps, triceps and brachioradialis, knee
jerks were 1++/1++, and ankle jerks were 1++/1+. (R. at 361, 416.) There was no
clonus. (R. at 361, 416.) Babinski’s sign13 testing resulted in flexion of the toes,
and Hoffmann’s sign14
13 Babinski’s sign refers to the loss or lessening of the Achilles tendon reflex in sciatica.
See DORLAND’S ILLUSTRATED MEDICAL DICTIONARY, (“Dorland’s”), 1520 (27th ed. 1988).
was negative. (R. at 361, 416.) On mental status
examination, Behnke was fully oriented, and her mood and affect were
appropriate. (R. at 361, 416.) Dr. Austin diagnosed lumbar herniated nucleus
pulposus, (“HNP”), left L4-L5 level; lumbar stenosis, L4-L5 level; low back pain,
acute; and lumbar radiculopathy, left L5 level. (R. at 362, 417.) She recommended
14 Hoffmann’s sign indicates an increased mechanical irritability of the sensory nerves;
the ulnar nerve is usually tested. See Dorland’s at 1523.
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a lumbar myelogram and EMG of the left leg. (R. at 362, 417.) Behnke stated her
desire to proceed with surgery if indicated, and Dr. Austin opined that she likely
would need a left hemilaminotomy and foraminotomy with correction of the left
lateral recess at L4-L5 with decompression of the left L5 nerve root. (R. at 362,
417.)
A lumbar myelogram, dated January 30, 2008, showed a large anterior
extradural defect at the L4-L5 level with moderate to severe central stenosis and
bilateral L5 nerve root compression, left slightly worse than right. (R. at 337-38,
364-65.) The myelogram also showed a moderate anterior extradural defect at the
L2-L3 level without focal nerve root compression and only mild central stenosis.
(R. at 338, 365.) X-rays taken post-myelogram showed a large central extrusion at
the L4-L5 level extending just to the left of midline, and interval enlargement of
herniation could not be excluded. (R. at 334-35, 363.) There also was bilateral L5
nerve root compression, left worse than right, which tracked inferiorly from the
intervertebral disc. (R. at 334, 363.) There was a posterior protrusion and spur at
the L5-S1 level abutting the left S1 nerve root with no nerve root compression
noted. (R. at 335.) There also was left foraminal stenosis at the L5-S1 level due to
facet capsular calcification, but no nerve root compression in the foramina. (R. at
335.) There was a disc bulge and shallow protrusion at the L2-L3 level with no
significant stenosis at this level. (R. at 335.)
On February 4, 2008, Behnke returned to Dr. Austin, at which time she
appeared to be in moderate distress due to pain. (R. at 302-06, 410-13.) Physical
examination was virtually identical to that performed on January 24, 2008, with
few exceptions. Examination of the left lower extremity revealed 4+ strength of
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the EHL/anterior tibialis. (R. at 304, 412.) On mental status examination, Behnke
again was fully oriented, and her mood and affect were appropriate. (R. at 305,
412.) The lumbar myelogram with postmyelographic CT scan performed on
January 30, 2008, was reviewed, and revealed a central disc herniation lateralizing
to the left with central stenosis and bilateral L5 nerve root compression, worse on
the left. (R. at 305, 412.) There was some ligamentous hypertrophy and facetal
hypertrophy at L4-L5 and mild central canal stenosis at the L2-L3 level. (R. at 305,
412-13.) Dr. Austin diagnosed lumbar HNP, left L4-L5; lumbar stenosis, L4-L5;
low back pain, acute; and lumbar radiculopathy, left L5. (R. at 305, 413.) Behnke
expressed her desire to proceed with a left endoscopic hemilaminotomy and
discectomy at the L4-L5 level of the spine. (R. at 305, 413.) On February 18,
2008, Behnke underwent a left L3-L4 decompressive hemilaminectomy, medial
facetectomy and herniated discectomy by Dr. Austin to correct the left L4-L5
HNP. (R. at 312-14.) She was discharged the following day with instructions to
perform activities as tolerated. (R. at 316.)
When Behnke returned to Dr. Austin for a post-operative follow up on
February 29, 2008, she was alert and cooperative and appeared in no acute distress.
(R. at 372-74, 406-08.) Her gait was nonantalgic, and the surgical incision was
well healed with no erythema or drainage. (R. at 373, 407.) She was fully oriented,
and her mood and affect were appropriate. (R. at 372-73, 408.) Dr. Austin
diagnosed lumbar HNP, left L4-L5, post-op; lumbar stenosis, L4-L5, operated
resolved; low back pain, acute; and lumbar radiculopathy, left L5, resolving. (R. at
374, 408.) Behnke was given Valium and Bactroban and was continued on her
other medications. (R. at 374, 408.) She was kept out of work at that time. (R. at
374, 408.) Behnke returned on April 1, 2008, reporting 90 percent improvement in
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preoperative symptoms. (R. at 375-77, 403-05.) Behnke described her pain as an
occasional catch of the low back occurring most with twisting or turning. (R. at
375, 403.) She denied any bowel or bladder difficulties with resolution of “lazy
bowel syndrome” following surgery. (R. at 375, 403.) Overall, she was very
pleased with the operative outcome and had no further complaints. (R. at 375,
403.) She stated that she was ready to return to work, as she had a sedentary
position at a call center. (R. at 375, 403.) Prior to surgery, Behnke rated her pain
as 8/10, but after surgery, she rated it a 1/10. (R. at 376, 404.) Her gait was
nonantalgic. (R. at 376, 404.) Behnke was oriented with an appropriate mood and
affect. (R. at 376, 404.) Dr. Austin diagnosed Behnke with lumbar HNP, left L4-
L5, post-op; lumbar stenosis, L4-L5, operated resolved; low back pain, acute; and
lumbar radiculopathy, left L5, resolving. (R. at 377, 405.) A routine home exercise
program for prevention of future complications was recommended, and she was
released to return to work on April 2, 2008. (R. at 377, 405.)
Behnke continued to seek treatment from Dr. Baluyot from September 4,
2008, through May 26, 2010. (R. at 379-85, 520.) Over this time, Behnke
complained of continued urinary frequency and incontinence, left shoulder pain
and numbness in the fingers, neck pain and severe headaches. (R. at 379-85, 520.)
An EMG of the right upper extremity and neck, performed on July 9, 2009, yielded
normal results. (R. at 397.) Left shoulder x-rays also were unremarkable. (R. at
399, 455.) Cervical spine x-rays taken on July 16, 2009, revealed reversal of the
cervical lordosis, as well as some uncovertebral spurring, producing mild to
moderate stenosis at the C5-C6 level on the right. (R. at 398, 454.) Over this time,
Dr. Baluyot diagnosed Behnke with symptomatic and chronic IC; tachycardia,
controlled; generalized anxiety disorder; post-laminectomy; chronic depression;
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chronic pain; migraine headaches; and emotional stress. (R. at 379-81, 383-85,
520.) On September 15, 2009, Behnke reported doing “fairly well,” stating that
she was using an inversion table to help her back. (R. at 381.) In connection with
her headache complaints, Behnke reported that she was caring for her grandfather,
and on May 26, 2010, when Dr. Baluyot noted that she appeared to be emotionally
stressed, Behnke indicated that she was her grandfather’s primary caregiver. (R. at
520.)
On June 28, 2010, Behnke saw Dr. Felix E. Shepard, Jr., a urologist, at Dr.
Baluyot’s referral, for evaluation of IC. (R. at 446-49.) Behnke reported symptoms
present for several years and bladder infections, which worsened the IC symptoms.
(R. at 446.) Her symptoms included bilateral back pain, dysuria, bilateral flank
pain, dyspareunia, moderate urgency, frequency every hour, suprapubic abdominal
pain, constipation, occasional dribbling, nocturia zero to one time nightly and
urgency most of the time. (R. at 446.) These symptoms were aggravated by
caffeine, cola drinks, intercourse, spicy foods and tomatoes. (R. at 446.) In
addition to these genitourinary symptoms, a review of systems was positive for
headaches, sluggishness, abdominal pain, nausea/vomiting and sinus problems.
(R. at 447.) An examination of Behnke’s back was within normal limits, and no
CVA tenderness to fist percussion was noted. (R. at 447.) Behnke was well
oriented. (R. at 447.) Dr. Shepard diagnosed chronic IC, he instructed her to void
every two hours, advised her to begin a bladder irritant diet, increase fluid intake
and limit spicy foods, and he prescribed Elmiron and Lortab. (R. at 448-49.) Dr.
Shepard also administered a bladder cocktail by catheter, as Behnke was having a
flare of irritative bladder symptoms and was in considerable discomfort. (R. at
449.) Behnke continued to treat with Dr. Shepard through August 11, 2010. (R. at
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438-45.) Over this time, she reported doing much better, but received five more
bladder cocktails. (R. at 440, 442-45.) When Behnke saw Dr. Shepard on August
11, 2010, he noted that she had received antidepressants, Atarax, bladder irrigation,
diet change and Elmiron to treat her IC. (R. at 438.) He further noted that Behnke’s
symptoms were improved, although she was unable to tolerate the Elmiron. (R. at
438.) Dr. Shepard continued to diagnose Behnke with IC, and he instructed her to
void every two hours, continue the bladder irritant diet, increase fluid intake and
limit spicy foods, and he continued her on Atarax and Elavil. (R. at 439-40.) Dr.
Shepard administered a bladder cocktail. (R. at 440.)
When Behnke returned to Dr. Baluyot on November 10, 2010, she continued
to complain of frontal headaches. (R. at 521.) Dr. Baluyot diagnosed IC and
sinusitis problems and continued her on her medications. (R. at 521.)
On January 11, 2011, Behnke saw Dr. Shepard with complaints of pressure
and “goose bumps” with urination. (R. at 435-37.) She reported doing well
following the August 11, 2010, bladder cocktail, until two weeks prior, when she
began having bladder pain, frequency and urgency. (R. at 435.) An examination
of the back was within normal limits, with no CVA tenderness to fist percussion.
(R. at 436.) Dr. Shepard administered another bladder cocktail, he diagnosed IC,
and he prescribed Lortab. (R. at 436-37.) All other previous instructions remained
in place. (R. at 437.) By April 12, 2011, Behnke reported improved symptoms,
noting no bladder infections since her last visit, as well as no dysuria, frequency,
hematuria or nocturia. (R. at 431-34.) A back examination was within normal
limits, with no CVA tenderness to fist percussion. (R. at 432.) Dr. Shepard
diagnosed chronic IC, he instructed her to void every two hours, follow a bladder
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irritant diet, increase fluid intake, avoid spicy foods, and he prescribed Lortab. (R.
at 432-33.) A week later, on April 19, 2011, Behnke returned to Dr. Shepard for a
bladder cocktail for a flare of irritative bladder symptoms. (R. at 430.) She returned
for two additional bladder cocktails on April 28 and May 4, 2011. (R. at 428-29.)
Behnke saw Dr. Baluyot on June 14, 2011, with complaints of sciatic pain.
(R. at 523.) She stated that she could not ambulate well and needed something
done. (R. at 523.) Dr. Baluyot noted tenderness in the left sciatic area, and she
prescribed Zanaflex and Lortab. (R. at 523.)
On July 12, 2011, Dr. Donald Williams, M.D., a state agency physician,
completed a Case Analysis in connection with Behnke’s initial claim for disability.
(R. at 52-58.) The last evidence submitted for Dr. Williams’s review dated from
2008, which he noted was nearly two full years prior to the expiration of Behnke’s
date last insured. (R. at 55.) Thus, Dr. Williams found that there was insufficient
evidence to fully adjudicate her claim. (R. at 55.) Julie Jennings, Ph.D., a state
agency psychologist, made the same finding on July 16, 2011, in connection with
Behnke’s initial claim. (R. at 56.) On reconsideration, Robert Keeley, MC, another
state agency medical source, concluded on September 13, 2011, that Behnke’s
endometriosis was not a severe impairment, nor was her chronic IC. (R. at 64.)
Keeley further found that, following a hemilaminectomy, medial facetectomy and
herniated discectomy in February 2008, Behnke’s condition improved, and she
made no further complaints of back pain prior to her date last insured. (R. at 63.)
Stephanie Fearer, Ph.D., a state agency psychologist, also completed a Psychiatric
Review Technique form, (“PRTF”), on September 14, 2011, finding that there was
insufficient evidence from which to rate Behnke’s restriction on activities of daily
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living because she did not return her Function Report. (R. at 65.) She further found
that Behnke had no difficulties maintaining social functioning, maintaining
concentration, persistence or pace and had experienced no repeated episodes of
decompensation, each of extended duration. (R. at 65.) Fearer concluded that
Behnke suffered from no severe mental impairment. (R. at 65.)
Behnke underwent another Intake Assessment at Abingdon Center on
November 12, 2011. (R. at 511-15.) She endorsed variable insomnia, but reported
a normal appetite and normal energy, with no crying spells or panic attacks. (R. at
512.) Her presenting problem was described as depressive cycles, poor coping
skills and marital issues. (R. at 513.) On mental status examination, Behnke was
fully oriented with normal speech, fair communication, average intelligence, no
evidence of a thought disorder, no suicidal or homicidal thoughts, appropriate
behavior and calm motor activity, but she had poor insight, poor judgment and a
depressed mood and affect. (R. at 513.) She was diagnosed with major depressive
affective disorder, recurrent, severe, without psychotic behavior; and observation
of other suspected mental condition; and her then-current GAF score was placed at
65.15
(R. at 514-15.) She was scheduled for 10 individual therapy sessions. (R. at
514.)
Behnke returned to Dr. Baluyot on February 9, 2012, with complaints of
neck and left shoulder pain with a burning sensation and numbness of the thumb.
(R. at 524.) Dr. Baluyot diagnosed IC, stable; neuropathy; and chronic depression,
among other things, and she prescribed Flexeril in addition to Behnke’s other
15 A GAF score of 61 to 70 indicates “[s]ome mild symptoms … OR some difficulty in
social, occupational, or school functioning … but generally functioning pretty well, has some meaningful interpersonal relationships.” DSM-IV at 32.
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medications. (R. at 524.) X-rays of the cervical spine, taken this same date, showed
degenerative changes with disc disease at the C5-C6 and C6-C7 levels, as well as
mild reversal of the normal lordotic curvature. (R. at 517.) A February 23, 2012,
MRI of the cervical spine showed a tiny central disc bulge at the C4-C5 level with
no effect on the cord, a five millimeter central and left lateral disc bulge with mild
compression of the cord and left-sided foraminal narrowing at the C5-C6 level and
a three millimeter broad-based disc bulge with no significant effect on the cord at
the C6-C7 level. (R. at 516.)
When Behnke saw Dr. Baluyot on March 8, 2012, she reported that she was
scheduled for a discectomy of various cervical spinal levels on March 19, 2012.
(R. at 525.) Dr. Baluyot diagnosed chronic pain syndrome, and she prescribed
Lortab. (R. at 525.)
On April 19, 2012, Behnke was seen at Pikeville Medical Center for a post-
operative visit after having undergone an anterior cervical discectomy and fusion
of the C5-C6 and C6-C7 levels of the spine on March 19, 2012,16
for complaints of
neck and shoulder pain. (R. at 461-64.) Behnke was alert and oriented, and her
range of motion of the involved region was acceptable post-operatively. (R. at
463.) She was diagnosed with cervical spondylosis without myelopathy and was
advised to advance activity as tolerated. (R. at 463.)
Behnke saw Dr. Baluyot on December 13, 2012, reporting that she had
undergone the neck fusion. (R. at 526.) She continued to complain of sciatica on
the left with decreased sensation in the heel. (R. at 526.) Dr. Baluyot wrote a “To
16 These actual surgical notes are not contained in the record.
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Whom It May Concern” letter, dated December 13, 2012, stating that Behnke had
been under her medical care since 2005-2006. (R. at 528-29.) According to Dr.
Baluyot, one of Behnke’s worst conditions had been, and continued to be, IC,
which was controlled by medications, to the extent that she could get out of her
house for approximately 30 minutes. (R. at 528.) Dr. Baluyot also further stated
that Behnke suffered from irritable bowel syndrome and degenerative disc disease,
for which she recently had undergone a cervical laminectomy for nerve
compression at the C4-C7 levels, and she had undergone a lumbar laminectomy in
2008. (R. at 528.) Dr. Baluyot opined that Behnke’s activity was limited due to
her symptoms, particularly her bladder pain and symptoms, noting that Behnke’s
pain was constant and rated at 7-8/10. (R. at 528.) She further noted that Behnke
suffered depression secondary to the above-mentioned conditions. (R. at 528.) Dr.
Baluyot opined that Behnke was a candidate for disability based on these
conditions. (R. at 528.)
III. Analysis
The Commissioner uses a five-step process in evaluating DIB claims. See 20
C.F.R. § 404.1520 (2014); see also Heckler v. Campbell, 461 U.S. 458, 460-62
(1983); Hall v. Harris, 658 F.2d 260, 264-65 (4th Cir. 1981). This process requires
the Commissioner to consider, in order, whether a claimant 1) is working; 2) has a
severe impairment; 3) has an impairment that meets or equals the requirements of a
listed impairment; 4) can return to her past relevant work; and 5) if not, whether
she can perform other work. See 20 C.F.R. § 404.1520. If the Commissioner finds
conclusively that a claimant is or is not disabled at any point in this process, review
does not proceed to the next step. See 20 C.F.R. § 404.1520(a) (2014).
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As stated above, the court=s function in this case is limited to determining
whether substantial evidence exists in the record to support the ALJ=s findings.
The court must not weigh the evidence, as this court lacks authority to substitute its
judgment for that of the Commissioner, provided her decision is supported by
substantial evidence. See Hays, 907 F.2d at 1456. In determining whether
substantial evidence supports the Commissioner=s decision, the court also must
consider whether the ALJ analyzed all of the relevant evidence and whether the
ALJ sufficiently explained his findings and his rationale in crediting evidence. See
Sterling Smokeless Coal Co. v. Akers, 131 F.3d 438, 439-40 (4th Cir. 1997).
Thus, it is the ALJ’s responsibility to weigh the evidence, including the
medical evidence, in order to resolve any conflicts which might appear therein.
See Hays, 907 F.2d at 1456; Taylor v. Weinberger, 528 F.2d 1153, 1156 (4th Cir.
1975). Furthermore, while an ALJ may not reject medical evidence for no reason
or for the wrong reason, see King v. Califano, 615 F.2d 1018, 1020 (4th Cir. 1980),
an ALJ may, under the regulations, assign no or little weight to a medical opinion,
even one from a treating source, based on the factors set forth at 20 C.F.R. §
404.1527(c), if he sufficiently explains his rationale and if the record supports his
findings.
Behnke argues that the ALJ erred by failing to fully develop the record and
obtain consultative evaluations or have medical experts present at the hearing to
testify regarding the severity of her impairments. (Plaintiff’s Memorandum In
Support Of Her Motion For Summary Judgment, (“Plaintiff’s Brief”), at 4-5.)
Behnke also argues that the ALJ erred by failing to adhere to the treating physician
rule and give controlling weight to the opinions of Dr. Baluyot. (Plaintiff’s Brief
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at 5-6.)
After a review of the evidence of record, I find Behnke’s arguments
unpersuasive. To support her first argument, that the ALJ erred by failing to fully
develop the record and obtain consultative evaluations or have medical experts
present to testify at the hearing regarding the severity of her impairments, Behnke
refers to the ALJ’s statement that “[t]he State agency physicians and psychologists
stated that they lacked sufficient evidence to evaluate the claimant’s functional
ability.” (R. at 20.) It is well-settled that the ALJ has a duty to develop the record.
See Cook v. Heckler, 783 F.2d 1168, 1173 (4th Cir. 1986). In Cook, the court stated
that “…the ALJ has a duty to explore all relevant facts and inquire into the issues
necessary for adequate development of the record, and cannot rely only on the
evidence submitted by the claimant when that evidence is inadequate.” 783 F.2d at
1173. The regulations require only that the medical evidence be “complete”
enough to make a determination regarding the nature and effect of the claimed
disability, the duration of the disability and the claimant’s residual functional
capacity. See 20 C.F.R. § 404.1513(e) (2014); see also Kersey v. Astrue, 614 F.
Supp. 2d 679, 693-94 (W.D. Va. 2009). “This duty [to fully develop the record],
however, does not transform the ALJ into claimant’s counsel and the ALJ ‘has the
right to assume that counsel is presenting the claimant’s strongest case for
benefits.’” Johnston v. Colvin, 2014 WL 534080, at *9 (W.D. Va. Feb. 10, 2014)
(quoting Blankenship v. Astrue, 2012 WL 259952, at *13 (S.D. W. Va. Jan. 27,
2012) (citations omitted)). Thus, the inquiry in determining “whether the record is
adequate to support a judicious administrative decision” centers on whether there
are “evidentiary gaps” that prejudice the rights of the claimant. Johnston, 2014 WL
534080, at *9 (quoting Blankenship, 2012 WL 259952, at *13 (citing Marsh v.
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Harris, 632 F.2d 296, 300 (4th Cir. 1980)). The decisions to purchase a consultative
examination or to call a medical expert to testify both fall within the ALJ’s
discretion. See 20 C.F.R. §§ 404.1519a(b), 404.1527(e)(2)(iii) (2014). I find that
no such evidentiary gaps exist here, and the record before the ALJ was more than
sufficient for him to make a determination regarding the severity of Behnke’s
impairments and their effect on her ability to work.
It is true that the ALJ indicated the state agency medical and psychological
sources’ inability to evaluate Behnke’s functional ability due to insufficient
evidence. While the ALJ cited to both the initial and reconsideration
determinations, only the state agency sources who conducted the initial disability
determination in July 2011 deemed the evidence insufficient to make a disability
determination. (R. at 20.) On reconsideration, in September 2011, the state agency
sources made determinations without finding the evidence to be insufficient. In the
initial determination, the state agency sources noted that, while Behnke’s alleged
onset date was September 30, 2008, and the date last insured was March 31, 2010,
the last medical evidence submitted by Behnke was dated in April 2008, five
months prior to the start of the relevant time, and nearly two years prior to the date
last insured. (R. at 55.) On reconsideration, additional evidence was submitted, and
it was determined that Behnke did not have a severe physical or mental
impairment. (R. at 63-65.) In any event, the ALJ had more than enough evidence
before him to determine that neither Behnke’s physical impairments nor her mental
impairments were disabling.
With regard to Behnke’s physical impairments, the ALJ found that she
suffered from severe sciatica; degenerative disc disease; IC; and endometriosis. In
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arriving at this decision, he considered Behnke’s testimony and statements, as well
as medical records dating from 2000 through 2012. The record was fully developed
as to the relevant period of September 30, 2008, through March 31, 2010, and the
ALJ considered much evidence outside of this period, although not obligated to do
so. With regard to Behnke’s musculoskeletal impairments, the ALJ noted that her
low back pain was mostly improved by April 2008 after undergoing surgery, and
he further noted that Behnke only occasionally mentioned neck and upper
extremity pain in June and July 2009. Otherwise, Behnke’s treatment for her low
back and neck pain was conservative during the period at issue.
With regard to Behnke’s IC symptoms, the ALJ noted that, despite her
complaints of urgency and frequency, the records included no specific complaints
of urinating 20 to 30 times daily as she had testified. The ALJ further noted that
Behnke was able to work on a full-time basis, both prior to and during the relevant
period with similar IC symptoms. Moreover, the records demonstrate that Behnke
did not seek regular treatment from a urologist for her IC symptoms until after her
date last insured. I find that, given all of this evidence, there were no evidentiary
gaps, and the evidence was adequate for the ALJ to evaluate the effects of
Behnke’s IC on her ability to function during the relevant period.
I further find that the record was fully developed with regard to Behnke’s
mental impairments. As stated by the ALJ, Behnke rarely mentioned any
psychiatric symptoms during the relevant time. She briefly attended therapy in
2007, prior to the alleged onset date, but did not continue such treatment during the
relevant time period. While Behnke did report increased symptoms in March 2010,
it was related to increased stress from caring for her grandfather. She did not seek
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mental health treatment again until November 2011, more than a year and a half
after the expiration of the date last insured, but there is no evidence she followed
through with this treatment beyond the initial intake. Her GAF score at that time
was 65, indicating only mild symptoms.
For all of these reasons, I find that the ALJ had sufficient evidence before
him to evaluate Behnke’s claims relating to both her physical and mental
impairments. I further find that the ALJ did not substitute his opinion for that of
trained medical professionals, as Behnke argues. As the Commissioner argues in
her brief, and as noted above, the state agency consultative sources at the
reconsideration level did not find that there was insufficient evidence to evaluate
Behnke’s claims, but they found there was insufficient evidence to establish that
Behnke’s impairments were severe on or prior to her date last insured. Moreover,
Behnke submitted additional evidence at the ALJ level that was not before the state
agency examiners for review, and that ALJ considered Behnke’s testimony at her
hearing. Given all of this evidence, the ALJ found Behnke’s impairments severe
and limited her to the performance of a range of medium work with some
nonexertional limitations, including access to restrooms as found in a typical
business office or place of business open to the public, which was consistent with
Dr. Shepard’s recommendation that she void every two hours.
It is clear from the evidence of record that no ambiguity existed that would
require the services of a consultative examiner or medical expert. The court notes
that Behnke did not request additional time to keep the record open for the
submission of additional medical records, nor did she request that the ALJ obtain a
consultative examination or medical expert testimony. Also, it is important to note
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that none of Behnke’s treating physicians limited her work-related activities during
the relevant time period from September 30, 2008, to March 31, 2010. In fact,
after back surgery, Dr. Austin released Behnke to return to work in April 2008. At
that time, Behnke reported that her back symptoms had improved by 90 percent,
and she denied suffering any bowel or bladder difficulties. It is for all of these
reasons that I find that the record before the ALJ contained sufficient evidence to
support his decision that Behnke was not disabled during the relevant time period.
Behnke also argues that the ALJ should have given controlling weight to the
opinion of Dr. Baluyot, her treating physician. I am not persuaded. The ALJ must
consider objective medical facts and the opinions and diagnoses of both treating
and examining medical professionals, which constitute a major part of the proof of
disability cases. See McLain v. Schweiker, 715 F.2d 866, 869 (4th Cir. 1983). The
ALJ must generally give more weight to the opinion of a treating physician
because that physician is often most able to provide “a detailed, longitudinal
picture” of a claimant’s alleged disability. 20 C.F.R. § 404.1527(c)(2) (2014).
However, “[c]ircuit precedent does not require that a treating physician’s testimony
‘be given controlling weight.’” Craig v. Chater, 76 F.3d 585, 590 (4th Cir. 1996)
(quoting Hunter v. Sullivan, 993 F.2d 31, 35 (4th Cir. 1992) (per curiam)). In fact,
“if a physician’s opinion is not supported by clinical evidence or if it is
inconsistent with other substantial evidence, it should be accorded significantly
less weight.” Craig, 76 F.3d at 590.
Based on my review of the record, I find that substantial evidence exists to
support the ALJ’s decision to not give controlling weight to the opinion of Dr.
Baluyot. In a letter dated December 13, 2012, nearly three years after the
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expiration of Behnke’s date last insured, Dr. Baluyot opined that she should be
awarded disability benefits primarily due to her IC. Dr. Baluyot did not, however,
place any specific restrictions on Behnke’s physical or mental work-related
activities. The ALJ stated that he was giving little weight to Dr. Baluyot’s opinion
because it was inconsistent with the medical evidence relevant to the period before
her date last insured. (R. at 20.) The ALJ stated that, before March 31, 2010,
Behnke’s date last insured, she had only infrequent complaints of IC symptoms
and that the medical evidence between the alleged onset date and the date last
insured did not show that her IC symptoms were any worse than when she worked
on a full-time basis. Furthermore, the ALJ stated that, although Dr. Baluyot opined
Behnke additionally was disabled by neck and low back impairments, she rarely
complained of neck pain prior to March 31, 2010, and her low back pain improved
by 90 percent with surgery in 2008. Additionally, there was little evidence that
Behnke’s depression, which Dr. Baluyot described as a secondary condition,
significantly limited her functional ability. Therefore, I find that substantial
evidence supports the ALJ’s decision not to afford Dr. Baluyot’s opinion
controlling weight.
The court notes that, in any event, the ALJ did find, despite the minimal
records, that Behnke had some IC symptoms during the relevant period, including
urgency, frequency and bladder pain, and that she experienced some limitations as
a result of her neck and low back impairments, as well as her depression.
However, the ALJ’s residual functional capacity finding accounted for Behnke’s
impairments and limitations that were supported by the substantial evidence of
record.
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For all of the reasons stated herein, I find that substantial evidence supports
the ALJ’s decision not to obtain consultative evaluations or expert medical
testimony, as well as the ALJ’s decision to accord little weight to the opinion of
Dr. Baluyot. I further find that the evidence cited above provides substantial
evidence supporting the ALJ’s finding as to Behnke’s residual functional capacity
and his finding that Behnke was not disabled on or prior to March 31, 2010. An
appropriate order and judgment will be entered.
ENTERED: May 7, 2015.
s/ Pamela Meade Sargent UNITED STATES MAGISTRATE JUDGE