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Issue 93-18 January 29, 1993
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CIVIL PROCEEDINGS
CIVIL ACTION AGAINST GORDON GOLDMAN
On January 28, the Commission filed a civil action in the United States District Court for the District of Columbia against Gordon K. Goldman, a certified publicaccountant, seeking a permanent injunction and civil monetary penalties for securities law violations allegedly committed in connection with his audit of College Bound,Inc. 's financial statements for the fiscal year ending August 31, 1991. Goldman allegedly audited those financial statements, which were contained in College Bound's Fiscal Year 1991 Annual Report on Form 10-K filed with the Commission, and signed an auditors report falsely certifying that they were prepared in accordance with generally accepted accounting principles (GAAP) and that he had audited them in accordance with generally accepted auditing standards (GAAS). The complaint alleges that those misrepresentations, made knowingly or recklessly, constituted violation of Section l7(a) of the Securities Act of 1933 (Securities Act) and Section lOeb) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder. It further asserts that by his conduct, Goldman aided and abetted violations of Exchange Act Section l3(a) and Rules l2b·20 and l3a-l promulgated thereunder committed byCollege Bound. [SEC v. Gordon K. Goldman, United States District Court for the District of Columbia, Civil Action No. 93-0180) (LR-1350l)
LISTING, DELISTING AND UNLISTED TRADING ACTIONS
UNLISTED TRADING PRIVILEGES AND WITHDRAWALS GRANTED
An order has been issued granting the application of the Midwest Stock Exchange for unlisted trading privileges in one over-the-counter issue: Newbridge Net work Corporation, and an application to withdraw unlisted trading privileges in one over-the-counter issue: Compusa Inc. (ReI. 34-31781)
An order has been issued granting the application of the Midwest Stock Exchange for unlisted trading privileges in one over-the-counter issue: MTC Electronic Technologies Co. LTD., and an application to withdraw unlisted trading privileges in an over-the-counter issue: 50-Off Stores. (ReI. 34-31782)
SECURITIES ~CT PEGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managingunderwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.
S-8 GALEN HEALTH CARE INC, 201 YEST MAIN STREET, NULL, LOUISVILLE, KY 40202 (502) ~80-3763 - 4,000,000 ($29,680.000) COMMON STOCK. (FILE 33-49303 - JAN. 22)(BR. 13)
s-8 HUMANA INC, 500 W MAIN ST, LOUISVILLE, KY 40202 (502) 580-1000 - 500,000($9,750,000) COMMON STOCK. (FILE 33-49305 . JAN. 22) (BR. 13)
$-3 CAPITAL AUTO RECEIVABLES INC, 3044 W GRAND BLVD, NULL, DETROIT, MI 48202 (313) 556-1240 - 8,000,000,000 ($8,000,000,000) EQUIPMENT TRUST CERTIFICATES. (FILE33-49307 - JAN. 22) (BR. 13)
S-' MANUFACTURERS LIFE INSURANCE CO OF AMERICA, 500 N WOODYARD AVE, BLOOMFIELD HILLS, MI48304 (416) 926-6700 - $50,000,000 VARIABLE ANNUITY ISSUES. (FILE 33-57020 - JAN. 13)(BR. 9 - NEW ISSUE)
S-l NATIONWIDE CELLULAR SERVICE INC, 20 EAST SUNRISE HWY, VALLEY STREAM, NY 11581 (516) 568-2000 - 895,610 ($8,508,295) COMMON STOCK. (FILE 33-57094 - JAN. 19) (BR. 7)
S-2 VERTEX COMMUNICATIONS CORP ITXI, 2600 N LONGVIEW ST, KILGORE, TX 75662 (903) 984-0555 - 1,150,000 ($17,825,000) COMMON STOCK. UNDERWRITER:WOODRUFF WILLIAM K & CO INC. (FILE 33-57106 - JAN. 21) (BR. 7)
S-2 CAROLINA FIRST CORP, 102 SOUTH MAIN ST, GREENVILLE, SC 29601 (803) 255-7900 -621,000 ($15,525,000) PREFERRED STOCK. UNDERWRITER: INTERSTATE JOHNSON LANE CORP,JC BRADFORD & CO, NORRIS EDGAR M & CO INC. (FILE 33-57110 - JAN_ 21) (SR. 2)
S'l COMMUNITY HEALTH COMPUTING CORP, 5 GREENWAY PLAZA, SUITE 1900, HOUSTON, TX 77046 (713) 960-1907 - 2,301,462 ($27,617,520) COMMON STOCK. UNDERWRITER:MONTGOMERY SECURITIES, PIPER JAFFRAY INC. (FILE 33-57112 - JAN. 21) (BR. 9- NEW ISSUE)
S-l S3 INC, 2880 SAN TOMAS EXPRYY, SANTA CLARA, CA 95051 (408) 980-5400 - 2,300,000($29,900,000) COMMON STOCK. UNDERWRITER: COWEN & CO, LEHMAN BROTHERS. (FILE 33-57114
JAN. 21) (RR. 10 - NEW ISSUE)
N-1A SEPARATE ACCOUNT E OF GOLDEN AMERICAN LIFE INSURANCE CO, 909 THIRD AVE, NEW YORK, NY10022 (212) 688-7070 - INDEFINITE SHARES. UNDERWRITER: DiRECTED SERVICES INC. (FILE33-57136 - JAN. 15) (SR. 20 - NEW ISSUE)
5-4 INFOMED HOLDINGS INC, 4365 ROUTE ONE, PRINCETON, NJ 08540 (609) 987-8181 -3,286,060 ($15,122,648) COMMON STOCK. (FILE 33·57150 - JAN. 19) (BR. 10 - NEW ISSUE)
N-1A STRATTON FUNDS INC. 610 W GERMANTOWN PIKE, STE 361, PLYMOUTH MEETING, PA 19462 (215) 941-0255 - INDEFINITE SHARES. (FILE 33-57166 - JAN. 15) (BR. 17 - NE~ ISSUE)
S-l LANDSTAR HOLDING CORP, FIRST SHELTON PLACE, 1000 BRIDGEPORT AVE, SHELTON, CT 06484 (203) 925-2900 - 5,462,500 ($79,206,250) COMMON STOCK. UNDERWQITER:ALEX BROWN & SONS INC, MORGAN STANLEY & CO INC. (FILE 33·57174 - JAN. 10) (SR. 4- NEw ISSUE)
2 NEwS DICEST, January 29, 1993
REGISTRATIONS CONTINUED
F-l0 SHL SYSTEMHOUSE INC, 50 OCONNOR ST STE 501, OTTAWA ONTARIO CANADA K1P 6L2, A6 (613) 236-1428 - 5,749,500 ($39,195,088) FOREIGN COMMON STOCK_ (FILE 33-57184 -JAN. 19) (BR. 9)
S-l GREAT AMERICAN RECREATION INC, POBOX 848, MCAFEE, NJ 07428 (201) 827-2000 -690,000 ($12,075,000) PREFERRED STOCK_ 6,900,000 ($12,075,000) COMMON STOCK. 60,000($60) WARRANTS, OPTIONS OR RIGHTS. 660,000 ($2,310,OOO) COMMON STOCK. UNDERWRITER: DICKINSON & CO. (FILE 33-57190 - JAN. 21) (BR. 12)
S-3 GAMMA INTERNATIONAL LTD, 900 MIDDLESEX TRNPK, BUILDING 8, BILLERICA, MA 01821 (508) 670-0794 - 5,823,711 ($17,835,114) COMMON STOCK. (FILE 33-57194 - JAN. 21)(BR. 11)
S-6 KANSAS TAX EXEMPT TRUST SERIES 59, 120 SOUTH MARKET, SUITE 450, WICHITA, KS 67202 -1,000 ($1,010,000) UNIT INVESTMENT TRUST. DEPOSITOR: RANSON CAPITAL CORP. (FILE33-57198 - JAN. 21) (BR. 16 - NEW ISSUE)
S-3 WITTER DEAN DISCOVER & CO, TWO WORLD TRADE CENTER, NEW YORK, NY 10048 (212) 392-2222 - 3,000,000,000 ($3,000,000,000) STRAIGHT BONDS. UNDERWRITER: DEAN WITTER REYNOLDS INC. (FILE 33-57202 - JAN. 21) (BR. 12)
S-ll SAXON MORTGAGE SECURITIES CORP, 10500 LITTLE PATUXENT PKWY STE 650, POBOX 1141,COLUMBIA, MD 21044 (410) 715-2050 - 1,000,000,000 ($1,000,000,000) MORTGAGE BONDS. (FILE 33-57204 - JAN. 21) (BR. 11)
S-l ACE LTD, ACE BLDG, 30 WOODBOURNE AVE, HAMILTON HM 08 BERMUDA, DO (809) 295-5200 -16,330,000 ($428,662,500) FOREIGN COMMON STOCK. UNDERWRITER: MORGAN J P SECURITIES INC, MORGAN STANLEY & CO INC, WARBURG S G SECURITIES. (FILE33-57206 - JAN. 21) (BR. 9 - NEW ISSUE)
S-8 AMITY BANCSHARES INC IDE, 7151 W 159TH ST, TINLEY PARK, IL 69477 (708) 429-0100 -67,850 ($678,500) COMMON STOCK. (FILE 33-57208 - JAN. 21) (BR. 1)
s-8 CHARTER MEDICAL CORP, 577 MULBERRY ST, P.O. BOX 209, MACON, GA 31298 (912) 742-1161 - 3,437,939 ($20,243,730) COMMON STOCK. (FILE 33-57210 - JAN. 21) (BR. 6)
S-3 TOP SOURCE INC, 2000 PGA BLVD STE 3200, PALM BEACH GARDENS, FL 33408 (407) 775-5756 - 1,629,750 ($3,768,796) COMMON STOCK. (FILE 33-57212 - JAN. 21) (BR. 12)
S-l ETHAN ALLEN INTERIORS INC, ETHAN ALLEN DRIVE, DANBURY, CT 06813 (203) 743-8294 -9,921,875 ($178,593,750) COMMON STOCK. UNDERWRITER: DILLON READ & CO INC,KIDDER PEAB<>OY & CO INC, SMITH BARNEY HARRIS UPHAM & CO INC. (FILE 33-57216 - JAN. 21)(BR. 6 - NEW ISSUE)
S-8 READING CO NORTH AMERICAN BLDG 121 S BROAD ST 20TH FLR, PHILADELPHIA, PA 19107 (215) 735-8300 - 500,000 ($6,180,77s) COMMON STOCK. (FILE 33-57222 - JAN. 21) (BR. 5)
S-3 BRANDON SYSTEMS CORP, ONE HARMON PLZ, SECAUCUS, NJ 07094 (201) 392-0800 - 1,006,250($11,131,640) COMMON STOCK. UNDERWRITER: FOLEY MUFSON HOWE & CO,JANNEY MONTGOMERY SCOTT INC. (FILE 33-57224 - JAN. 21) (BR. 5)
S-8 CAL PROP CORP, 5456 MCCONNELL AVE, LOS ANGELES, CA 90066 (310) 306-4314 - 100,000 ($125,000) COMMON STOCK. (FILE 33-57226 - JAN. 21) (BR. 9)
S-2 NORTH COAST ENERGY INC I DEI, 5311 NORTHFIELD RD STE 320, BEDFORD HEIGHTS,CLEVELAND, OH 44146 (216) 663-1668 - 2,587,500 ($7,762,500) COMMON STOCK. (FILE33-57228 - JAN. 21) (BR. 3)
S-8 INTEGRA FINANCIAL CORP, FOUR PPG PLACE, PITTSBURGH, PA 15222 (412) 644-7669 -119,400 ($4,387,950) COMMON STOCK. (FILE 33-57232 - JAN. 21) (BR. 2)
NEWS DIGEST, January 29, 1993 3
REGISTRATIONS CONTINUED
S·8 AST RESEARCH INC IOEI, 16215 ALTON PKWY, IRVINE, CA 92713 (714) 727·4141 .2,480,000 ($56,420,000) COMMON STOCK. (FILE 33·57234 . JAN. 21) (BR. 9)
S·8 CCR INC, 8340 NW 47TH STREET, OCALA, FL 32675 (904) 620-0492 - 400,000 ($625,000)COMMON STOCK. (FILE 33-57236 - JAN. 21) (BR. 9)
S-8 FRITZ COMPANIES INC, 706 MISSION ST STE 900, SAN FRANCISCO, CA 94103 (415) 904-8360 760,000 ($19,000,000) COMMON STOCK. (FILE 33-57238 - JAN. 21) (BR. 4)
S·8 FORTUNE BANCORP INC, 16120 US 19 N, CLEARWATER, FL 34624 (813) 538-1000 - 200,000($3,850,000) COMMON STOCK. (FILE 33-57240 - JAN. 21) (BR. 2)
S·8 BOSTON SCIENTIFIC CORP, 480 PLEASANT ST, WATERTOWN, MA 02172 (617) 923-1720 -6,350,000 ($131,365,625) COMMON STOCK. (FILE 33-57242 - JAN. 21) (BR. 8)
S·6 NWNL SELECT LIFE VARIABLE ACCOUNT, 20 WASHINGTON AVE SOUTH, MINNEAPOLIS, MN 55401 (612) 342·1810 - INDEFINITE SHARES. (FILE 33-57244 - JAN. 21) (BR. 20)
S-3 EPITOPE INCIORI, 8505 SW CREEKSIDE PL, BEAVERTON, OR 97005 (503) 641-6115 -2,956,250 ($52,842,969) COMMON STOCK. 2,956,250 WARRANTS, OPTIONS OR RIGHTS. (FILE33-57246 - JAN. 21) (BR. 4)
S-3 AMOCO CANADA PETROLEUM CO LTD, 240 4 AVE SW, CALGARY ALBERTA CANADA T2P 4H4, AO (403) 233-1313 - 400,000,000 ($400,000,000) STRAIGHT BONDS. (FILE 33-57274 - JAN. 21)(BR. 11)
N·2 AMERICAN STRATEGIC INCOME PORTFOLIO INC III, PIPER JAFFRAY TOWER, 222 S NINTH ST,MINNEAPOLIS, MN 55402 (612) 342-6387 . 4,600,000 ($69,000,000) COMMON STOCK. UNDERWRITER: PIPER JAFFRAY INC. (FILE 33·57276 - JAN. 21) (BR. 16 - NEW ISSUE)
S·3 CALIFORNIA MICROWAVE INC, 985 ALMANOR AVE, SUNNYVALE, CA 94086 (408) 732-4000 -2,530,000 ($42,693,750) COMMON STOCK. UNDERWRITER: BEAR STEARNS & CO INC,OPPENHEIMER & CO INC. (FILE 33·57278 . JAN. 21) (BR. 8)
F·3 NEWS AMERICA HOLDINGS INC, 1300 NORTH MARKET STREET STE 404, WILMINGTON, DE 19801 (302) 674·1221 - 2,000,000,000 ($2,000,000,000) STRAIGHT BONDS. (FILE 33·57286 -JAN. 22) (BR. 12)
NEWS DIGEST, January 29, 1993 4
....·AQQuIs I'l.:tOlt.:·§.~:••.• ·...•••~.CURI'1'IB·S••.
Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent. Persons eligible to use the short form (Schedule l3G) may in lieu of filing a Schedule 13D file a Schedule 13G within 45 days after the end of the calendar year in which the person became subject to Section l3(d)(1). Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule l4D-l.
Below is a list of recent filings of Schedules l3D and l4D, which includes the following information: Column 1 - the company purchased (top), and the name of the purchaser; Column 2 - the type of security purchased; Column - 3 - the type of form filed; Column 4 - the date the transaction occurred; Column 5 - the current number of shares (in OOO's) owned (top) and the current percent owned; Column 6 - the CUSIP number (top) and the percent owned; and Column 7 - the status of the filing, i.e., new, update or revision.
EVENT SHRS(OOO)/ CUSIP/ FILINGNAME AND CLASS OF STOCK/OWNER FORM DATE XOWNED PRIOR% STATUS
ROCKY MOUNTAIN HELICOPTERS COM 1,429 77471410JAFFE HELICOPTER HLDG ET AL 130 1/11/93 28.0 21.1 UPDATE
SCIENCE MGMT CORP COM 155 80863810SCIENCE MGMT EMPL CAP ACCUM PL 130 12/31/92 4.7 4.5 UPDATE
TOCOR II INC/CENTOCOR INC UT 1C&1~ 96 97 129 88890920HAll S JEFFREY S 130 1/20/93 5.7 0.0 NEil
UN !TED INNS INC COM 385 91068810GAMCO INVESTORS INC ET AL 130 1/25/93 14.6 13.5 UPDATE
ZIEGLER INC COM 222 98950610KELSO MANAGEMENT CO ET AL 130 1/21/93 9.4 14.1 UPDATE
BHC COMMUNICATIONS INC CL A 1,531 05544810GAMCO INVESTORS INC ET AL 130 1/26/93 5.9 6.3 UPDATE
COLUMBIA LABS INC COM 1,133 19777910
KNOIJLTON IIINTROP ET AL 130 1/20/93 5.4 0.0 NEil
COMMERCIAL FEDERAL CORP COM 1,250 20164710
CAl CORP 130 7/ 9/92 11.1 8.9 UPDATE
COMMERCIAL FEDERAL CORP COM 1,250 20164710
CAl CORP 130 7/ 9/92 11.1 8.9 RVSION
EDUCATION ALTERNATIVES INC COM 245 28199210
BURKE RICHARD T 130 12/22/92 7.0 0.0 NEil
EDUCATION ALTERNATIVES INC COM 245 28199210
BURKE RICHARD T 130 12122192 7.0 0.0 RVSION
NEWS DIGEST, January 29, 1993 5
ACQUISITIONS CONT.
EVENT SHRS(OOO)/ CUSIP/ FILING NAME AND CLASS OF STOCK/OWNER FORM DATE %OWNED PRIORX STATUS
FMS FINANCIAL CORP COM 194 30250910YATES CRAIG W 130 1/11/93 15.0 13.2 UPDATE
FMS FINANCIAL CORP COM 194 30250910YATES CRAIG W 130 1/11/93 15.0 13.2 RVSION
FIFTH DIMENSION INC COM 185 31671110GILBERT EDWARD M ET AL 130 1/11/93 16.9 15.9 UPDATE
GENERAL CELLULAR CORP COM 5.524 36932020HELLMAN & FRIEDMAN CAP ET Al 130 12/31/92 79.1 82.7 UPDATE
GENERAL CELLULAR CORP COM 5.524 36932020HELLMAN & FRIEDMAN CAP ET AL 130 12/31/92 79.1 82.7 RVSION
GLOBAL OCEAN CARRIERS LTD COM 271 37935710DE GRAFFENRIED JOHN S 130 1/12193 6.4 8.4 UPDATE
GLOBAL OCEAN CARRIERS LTD COM 271 37935710DE GRAFFENRIED JOHN S 130 1/12193 6.4 8.4 RVSION
HARRIS & HARRIS GROUP INC COM 405 41383310SHEEHAN MICHAEL F 130 12123/92 4.9 0.0 NEW
HARRIS & HARRIS GROUP INC COM 405 41383310SHEEHAN MICHAEL F 130 12123/92 4.9 0.0 RVSION
ISG TECHNOLOGIES INC COM NEW 1.260 45099130QUORUM FUNDING CORP ET AL 130 12122192 10.6 0.0 NEW
ISG TECHNOLOGIES INC COM NEW 1.260 45099130QUORUM FUNDING CORP ET AL 130 12122192 10.6 0.0 RVSION
INDEPENDENCE BANCORP INC N J COM 105 4533n10FRASCO ROBERT F ET AL 130 10/16/92 7.9 0.0 NEW
INDEPENDENCE BANCORP INC N J COM 105 4533n10 FRASCO ROBERT F ET AL 130 10/16/92 7.9 0.0 RVSION
INDEPENDENT BANKSHARES INC COM NEW 48 45384120TALIAFERRO SCOTT LEETH JR 130 11 7/93 6.4 8.2 UPDATE
INDEPENDENT BANKSHARES INC COM NEW 48 45384120TALIAFERRO SCOTT LEETH JR 130 1/ 7/93 6.4 8.2 RVSION
INTRENET INC COM 1.150 46119010ALLEN HLDG ET AL 130 1/19/93 12.8 0.0 NEW
INTRENET INC COM 1.150 46119010ALLEN HLDG E1 AL 130 1/19/93 12.8 0.0 RVSION
6 NEWS DIGEST, January 29, 1993
ACQUISITIONS CONT.
NAME AND CLASS OF STQCKtoWNER FORM EVENT DATE
SHRS(OOO)/ alSIP/ FILING XOWNED PlIORl STATUS
INTRENET INC HANSEATIC CORP
C(J4 130 1/19/93
2,75427.0
46119010 0.0 NEW
INTRENET INC HANSEATIC CORP
CIJ4
130 1/19/93 2,754
27.0 46119010
0.0 RVSION
LASER TECH INC CIJ4 356 51792099 PLAZA RESOURCES CO 130 1/19/93 6.9 0.0 NEW
LASER TECH INC CIJ4 356 51792099 PLAZA RESOURCES CO 130 1/19/93 6.9 0.0 RVSION
LASERSIGHT INC LIN J T
C(J4 130 1/15/93
1,78043.7
51792410 21.2 UPDATE
LEISURE CONCEPTS INC RISSMAN RANDY 0 ET AL
C(J4 130 1/ 1/93
1,17533.8
52539710 29.5 UPDATE
LEISURE CONCEPTS INC RISSMAN RANDY 0 ET AL
CIJ4
130 1/ 1/93 1,17533.8
52539710 29.5 RVSION
SEVENSON ENVIRONMENTAL SVCS FOYSTON GORDON & PAYNE
C(J4 130 12/31/92
216 81806310 3.4 3.1 UPDATE
SEVENSON ENVIRONMENTAL SVCS FOYSTON GORDON & PAYNE
C(J4 130 12/31/92
216 81806310 3.4 3.1 RVSION
TRANSPORTATION CAPITAL CORP LLOYDS BANK PLC
C(J4 14D·1 1/27/93
2,23194.4
89387210 94.4 UPDATE
TRANSPORTATION CAPITAL CORP LLOYDS BANK PLC
C(J4 140-1 1/27/93
2,23194.4
89387210 94.4 RVSION
UNITED MOBILE HlJ4E INC UPHAM JAMES P
C(J4 130 1/15/93
251 91102410 5.1 5.0 UPDATE
UNITED MOBILE HOME INC UPHAM JAMES P
C(J4 130 1/15/93
251 91102410 5.1 5.0 RVSION
WALL STREET FINL CORP RAPOZO GORDON E
C(J4 130 9/30/92
935 93208110 7.3 0.0 NEW
WALL STREET FINL CORP WALCH GERHART W ET AL
C(J4 130 9/25/92
5,30236.8
93208110 0.0 NEW
NEWS DIGEST, January 29, 1993 7
•RECENT 8K FILINGS
• Form 8-K is used by companies to file current reports on the following events:
Item 1. Changes in Control of Registrant.Item 2. Acquisition or Disposition of Assets.Item 3. Bankruptcy or Receivership.Item 4. Changes in Registrant's Certifying Accountant.Item 5. Other Materially Important Events.Item 6. Resignations of Registrant's Directors.Item 7. Financial Statements and Exhibits.Item 8. Change in Fiscal Year.
The companies listed below have filed 8-K reports for the date indicated and/oramendments to 8-K reports previously filed, responding to the item(s) of the form specified. Copies of the reports may be purchased from the Commission's Public Reference Room (when ordering, please give the date of the report). An invoice will be included with the requested material when mailed.
STATE 8K ITEM NO. NAME OF ISSUER COOE 12345678 DATE CCM4ENT
~--------------------------------------- ... _ ..... ------ ... _ ... _- ......... _--- ...
ARTISOFT INC DE X X 01/25/93ATRIX LABORATORIES INC DE X 01/25/93BALLY GAMING INTERNATIONAL INC DE X X 01/22193 BANKAMERICA CORP DE X 01/26/93BANKERS TRUST NEW YORK CORP NY X X 01/25/93BELL ATLANTIC CORP DE X 01/28/93 AMEND BELLSOUTH CORP GA X 01/25/93BESICORP GROUP INC NY X 01/25/93BIOSPECIFICS TECHNOLOGIES CORP DE X X 01/25/93BORLAND INTERNATIONAL INC /DE/ DE X X 01/08/93BRILUND LTD X 01/13/93C&R CLOTHIERS INC DE X 01/25/93CAL REP BANCORP INC CA X 01/27/93CAPITAL GROWTH CORP/DE DE X X 01/26/93CB FINANCIAL CORP MI X 01/15/93CHAMPION INTERNATIONAL CORP NY X 01/20/93CHASE MANHATTAN CORP DE X X 01/21/93CHESAPEAKE & POTOMAC TELEPHONE CO NY X 01/22193 CHEVRON CORP DE X X 01/25/93COLORADO NATIONAL BANKSHARES INC CO X 01/25/93COLUMBIA LABORATORIES INC DE X 01/19/93CORNING INC /NY NY X X 01/25/93DANSKIN INC DE X X 01/08/93DATUM INC DE X X 01/12/93DEL TACO INCOME PROPERTIES IV 'CA NO ITEMS 01/13/93DEL TACO RESTAURANT PROPERTIES I CA NO ITEMS 01/13/93DEL TACO RESTAURANT PROPERTIES II CA NO ITEMS 01/13/93DEL TACO RESTAURANT PROPERTIES III CA X 01/13/93DUPONT E I DE NEMOURS & CO DE X 01/27/93FBS MORTGAGE CORP MOR PA THR CERT SERIES NV NO ITEMS 01/13/93FBS MORTGAGE CORP MORT PAS THR CERT SERI NV NO ITEMS 01/13/93
NEYS DIGEST, January 29, 1993 8
8K REPORTS CONT.
STATE 8K ITEM NO. NAME OF ISSUER CDOE 1 234 5 678 DATE COMMENT
---------------~------------------~----- ... -------------- - ................ -
FBS MORTGAGE FBS MORTGAGE FBS MORTGAGE FBS MORTGAGE
CORP CORP CORP CORP
MORT PASS THRO CERT SE MORTGAGE PAS THR CERT MORTGAGE PASS THR CERT MORTGAGE PASS THR CERT
NV NV NV NE
NO NO NO NO
ITEMS ITEMS ITEMS ITEMS
01/13/9301/13/9301/13/9301113/93
FBS MORTGAGE CORP MORTGAGE PASS THR CERT NV NO ITEMS 01/13/93 FBS MORTGAGE CORP MORTGAGE PASS THR CERT NV NO ITEMS 01/13193 FBS MORTGAGE CORP MORTGAGE PASS THR CERT NV NO ITEMS 01113193 FBS MORTGAGE CORP MORTGAGE PASS THR CERT NV NO ITEMS 01/13/93 FBS MORTGAGE CORP MORTGAGE PASS THR CERT NV NO ITEMS 01/13/93 FIRST AMERICAN BUSINESS DEVELOPMENT GROU CO X 01/22193 FIRST REPUBLIC BANCORP INC DE X 01/26/93 FLORIDA POWER CORP FL X X 01121/93 FLORIDA PROGRESS CORP FRANKLIN CONSOLIDATED MINING CO INC
FL DE X
X X
X 01/21/9301/19/93
FUTURE MEDICAL PRODUCTS INC IDEI DE X X 01104/93 GECPF GECPF
3 TAX 3 TAX
EXEMPT EXEMPT
GRANTOR GRANTOR
TRUSTS TRUSTS
SERIES SERIES
NY NY
NO NO
ITEMS ITEMS
12/15/9212115/92
GEOTEK INDUSTRIES INC DE X X 01/26/93 GREENYICH PHARMACEUTICALS INC DE X 01/11/93
HAMPTON RESOURCES CORP DE X X 11/24/92 AMEND
HI LO AUTOMOTIVE INC IDE DE X X 01/25/93
ILLINOIS POWER CO IL X 01/21193 IMPERIAL IMPERIAL IMPERIAL IMPERIAL IMPERIAL
FEDERAL FEDERAL FEDERAL FEDERAL FEDERAL
SAVINGS SAVINGS SAVINGS SAVINGS SAVINGS
ASSO ASSO ASSO ASSO ASSO
MOR MOR MOR MOR MOR
PA TH PAS TH PAS TH PAS TH PAS TH
CA CA CA CA CA
NO ITEMS
X
X X
X
12/31/9212/31/9212/31/9212/31/9212131/92
IMPERIAL FEDERAL SAVINGS ASSO MOR PAS TH INTERCHANGE FINANCIAL SERVICES CORP /NJ/INTERNATIONAL HOLDING CAPITAL CORP JACOR COMMUNICATIONS INC LAKE SHORE BAN CORP INC LASERSIGHT INC /DELEADVILLE MINING & MILLING CORP HOI MEDICAL DISCOVERIES INC MEDQUIST INC MERRILL LYNCH & CO INC MERRILL LYNCH & CO INC MID AM INC MID I~A FINANCIAL CORP MIDWEST ENERGY COMPANIES INC MIRAGE RESORTS INC MIRROR TECHNOLOGIES INC /MN/ ML LEE ACQUISITION FUND II L P MR GASKET CO
CA NJ HI OH DE DE NV UT NJ DE DE OH DE DE NV MN DE OH
X X X
X X X X X
X X
X
X X X X
NO ITEMS X X X X
X
X X X X
X X X X
X
X X
12/31/9201/05/93 01/19/9301/11/9301/26/9312/22/9201/20/9301/20/9312/14/9201/25/9301/28/9312/31/9201/25/9312/21/9201/26/9311/12/9201/25/9301/12193
AMEND
AMEND
AMEND
AMEND
NATIONAL NATIONAL
GYPSUM CO TAX CREDIT INVESTORS II
DE CA X
X X
01/15/9301/22/93
NEWS DIGEST, January 29, 1993 9
8K REPORTS CONT.
STATE SIC ITEM NO. NAME OF ISSUER CODE 1 234 5 6 7 8 DATE COMMENT
...------------------------------------- _ ..--.--_ ..... - .. -- -----_ .. -NATIONWIDE CELLULAR SERVICE INC DE X X 12129/92
NIKE INC NORTH ATLANTIC INDUSTRIES INC NORTH CAROLINA NATURAL GAS CORP OZITE CORP PACIFIC BELL PACIFIC TELECOM INC PATRIOT SCIENTIFIC CORP PERFUMANIA INC PETROL ITE CORP PLASTIC SPECIALTIES & TECHNOLOGIES INC
OR NY DE DE CA lolA CO FL DE DE
X
X
X
X X
X
X
X
X
X
X
X
X
x
X
X
01/13/9301113/9301/25/9301120/9301126/9301125/9301/15/9301118/9301120/9301122193
PLM INTERNATIONAL INC PROPERTY SECURED INVESTMENTS INC PRUDENTIAL HOME MORTGAGE SECURITIES PRUDENTIAL HOME MORTGAGE SECURITIES
COMP COMP
DE CA DE DE
NO X
ITEMS X X
X
X
X
03/13/8912108/9212110/9212117192
AMEND AMEND
PRUDENTIAL HOME MORTGAGE SECURITIES COMP DE X X 12122/92 PRUDENTIAL HOME MORTGAGE SECURITIES COMP DE X X 12117/93 PST HOLDINGS INC DE X X 01122193 QVC NETIoIORK INC RAMAPO FINANCIAL CORP RESOLUTION TR CORP HOME EQUITY LOAN PASS RESOLUTION TR CORP MANU HOUSING CONT PAS RESOLUTION TR CORP MULTIF MORT PASS THRU RESOLUTION TRUST CORP COMM MORT PASS THR RESOLUTION TRUST CORP MORT PASS THR CERT
DE NJ
NO
NO
ITEMS X X
X X
ITEMS )(
X
X X X
X
01/18/9301120/9307127/92 02/18/9302/18/9201/25/9307127192
AMEND
RESOLUTION TRUST CORP MORT PASS THRO CER )( x 07127192 RESOLUTION TRUST CORP MORT PASS THRO CER x X 07127192 RESOLUTION TRUST CORP MORT PASS THRO CER x x 07/27192 RESOLUTION TRUST CORP MORT PASS THRO CER )( X 07127192 RESOLUTION TRUST CORP MORT PASS THRO CER RESOLUTION TRUST CORPORATION MORTGAGE PA SCHULER HOMES INC SCORE BOARD INC SCOTTS LIQUID GOLD INC SEARS CREDIT ACCOUNT TRUST 1991 -C SECTOR ASSOCIATES LTD SHEFFIELD INDUSTRIES INC SOUTHERN BANCSHARES NC INC SOUTHERN NEW ENGLAND TELECOMMUNICATIONS SOUTHERN NEW ENGLAND TELEPHONE CO ST PAUL COMPANIES INC /MN/STERLING BANCSHARES CORP SWISS CHALET INC TESCORP INC TEXSCAN CORP/DEU S LONG DISTANCE CORP
DE NJ CO IL DE FL DE CT CT MN DE PR TX, DE DE
)(
)(
x NO ITEMS
)(
)(
)(
X
X
X
X X
x )(
X
X
X
X X )(
)(
X X
X
X X
x X
07/27/9202/18/9201/21/9301/26/9301/26/9301115/9301111/9301/31/9301/19/9301125/9301125/9301128/9301120/9301/15/9301120/9301/25/9301113/93
NEWS DIGEST, January 29, 1993 10
8K REPORTS CaNT.
STATE 8K ITEM NO. NAME OF ISSUER COOE 1 234 5 6 7 8 DATE COMMENT -.-~~..-.------------------------------- --------------. ... _---_ ...... ULTIMATE CORP NJ X 01/20/93UNION PACIFIC CORP UT X 01/21/93UNION VALLEY CORP NJ X X 10/31/92UNITED CAROLINA BANCSHARES CORP NC X 01/21/93UNITED TECHNOLOGIES CORP /DE/ DE x X 01/26/93UNOCAL CORP/DE DE X X 01/25/93USLICO CORP VA X 01/25/93USX CORP DE X 12/21/92VIROGROUP INC FL X X 01/18/93VISION TEN INC DE NO ITEMS 01/19/00VITAL SIGNS INC NJ X 11/13/92 AMEND \JM BANCORP MD NO ITEMS 01/25/93WORTHEN BANKING CORP AR X X 01/25/93
NEWS DIGEST, January 29, 1993 11
SEC PUBLIC INFORMATION NUMBERS .. ...
Members of the public seeking information and/or material/from theComrnfssion continue to complain of being incorrectly referred to the lirongtelephorte rtumberby Commiss ion staff. The following information is furnishedto<assist you indirectly calling the appropriate office:
Consumer Affairs (202-272-7440) : Investor inquiries and>complairit processinginformation.
Freedom of Information Branch (202-272-7420): Requests concerning FOIA,PrivacyAct, Sunshine Act, confidential treatment matters,etc.
Personnel Locator (202-272-2550) : Requests for names and phonenumbets of Commission personnel.
Public Affairs (202-272-2650): Information about matters in·the SEC News Digest,the Commission's operations, and calls from the press not directed to particularindividuals, and other related matters.
Public Reference (202-272 -7450): Requests for information on whether or not a document has been filed, etc.
Publications Unit (202-272-7460/7461): Requests for forms, studies,directories, etc.
Office of the Secretary (202-272-2600): Reque~t3 for information on the Commission calendar.
SEC Information Line (202-272-3100/5624): General Information about SEC operations and activities through a series of recorded messagfts.
12 NEWS DIGEST, January 29, 1993
