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Pitfalls in application of the conventional chloride mass balance (CMB) in karst aquifers and use of the generalised CMB method

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• The publication of inaccurate data such as dosages and units can have serious consequences.Please take particular care that all such details are correct.

• Please do not make changes that involve only matters of style. We have generally introducedforms that follow the journal’s style.Substantial changes in content, e.g., new results, corrected values, title and authorship are notallowed without the approval of the responsible editor. In such a case, please contact theEditorial Office and return his/her consent together with the proof.

• If we do not receive your corrections within 48 hours, we will send you a reminder.

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• The printed version will follow in a forthcoming issue.

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ArticleTitle Pitfalls in application of the conventional chloride mass balance (CMB) in karst aquifers and use of thegeneralised CMB method

Article Sub-Title

Article CopyRight Springer-Verlag Berlin Heidelberg(This will be the copyright line in the final PDF)

Journal Name Environmental Earth Sciences

Corresponding Author Family Name SomaratneParticle

Given Name NaraSuffix

Division

Organization South Australian Water Corporation

Address 250 Victoria Square, Adelaide, SA, 5000, Australia

Email [email protected]

Schedule

Received 29 April 2014

Revised

Accepted 8 January 2015

Abstract There is unanimity in the literature that chloride mass flux crossing the piezometric surface requires asteady-state for the saturated or unsaturated version of the conventional chloride mass balance (CMB)method to apply. Data indicate that chloride concentration in point recharge fluxes crossing the piezometricsurface can remain at or near surface runoff chloride concentrations, rather than finding equilibrium withgroundwater chloride. Preferential groundwater flows were observed through an interconnected network ofhighly permeable zones with groundwater mixing along flow paths. Measurements of salinity and chlorideindicated that fresher water pockets exist at point recharge locations. A stable and measurable fresh waterplume develops only when a large quantity of surface water enters the aquifer as a point recharge. In suchcircumstances, assumptions and boundary conditions of the conventional CMB method are not met, andthe method requires modification to include both point and diffuse recharge mechanisms. This paperdescribes a generalised CMB that is applicable to groundwater basins with point recharge. In three casestudies, point recharge flux is estimated to contribute 63, 85, and 98 % of total recharge. However, long-term average annual point recharge volumes are much smaller than the aquifer storage, at 1.5, 1.95, and0.75 % and distributed across the basins at discrete locations. In the study basins, conventional CMB-estimated recharges are 46, 20, and 11 % of the recharge estimated using the generalised CMB, indicatingthe importance of accommodating point recharge into the CMB method. The generalised CMB methodprovides an alternative long-term net recharge estimation method for groundwater basins characterised byboth point and diffuse recharge.

Keywords (separated by '-') Sinkholes - Point recharge - Generalised CMB - Conventional CMBFootnote Information

UNCORRECTEDPROOF

ORIGINAL ARTICLE1

2 Pitfalls in application of the conventional chloride mass balance

3 (CMB) in karst aquifers and use of the generalised CMB method

4 Nara Somaratne

5 Received: 29 April 2014 / Accepted: 8 January 20156 � Springer-Verlag Berlin Heidelberg 2015

7 Abstract There is unanimity in the literature that chloride

8 mass flux crossing the piezometric surface requires a

9 steady-state for the saturated or unsaturated version of the

10 conventional chloride mass balance (CMB) method to

11 apply. Data indicate that chloride concentration in point

12 recharge fluxes crossing the piezometric surface can remain

13 at or near surface runoff chloride concentrations, rather than

14 finding equilibrium with groundwater chloride. Preferential

15 groundwater flows were observed through an intercon-

16 nected network of highly permeable zones with ground-

17 water mixing along flow paths. Measurements of salinity

18 and chloride indicated that fresher water pockets exist at

19 point recharge locations. A stable and measurable fresh

20 water plume develops only when a large quantity of surface

21 water enters the aquifer as a point recharge. In such cir-

22 cumstances, assumptions and boundary conditions of the

23 conventional CMB method are not met, and the method

24 requires modification to include both point and diffuse

25 recharge mechanisms. This paper describes a generalised

26 CMB that is applicable to groundwater basins with point

27 recharge. In three case studies, point recharge flux is esti-

28 mated to contribute 63, 85, and 98 % of total recharge.

29 However, long-term average annual point recharge volumes

30 are much smaller than the aquifer storage, at 1.5, 1.95, and

31 0.75 % and distributed across the basins at discrete loca-

32 tions. In the study basins, conventional CMB-estimated

33 recharges are 46, 20, and 11 % of the recharge estimated

34 using the generalised CMB, indicating the importance of

35 accommodating point recharge into the CMB method. The

36 generalised CMB method provides an alternative long-term

37net recharge estimation method for groundwater basins

38characterised by both point and diffuse recharge. 39

40Keywords Sinkholes � Point recharge �

41Generalised CMB � Conventional CMB

42Introduction

43Background

44Chloride mass balance (CMB) is one of the most frequently

45used recharge estimation methods; it was originally

46developed by Eriksson and Khunakasem (1969) to estimate

47groundwater recharge. The method is based on the fact that

48evapotranspiration removes water but not chloride, leaving

49chloride concentrated in groundwater, allowing application

50of simple mass conservation of chloride between rainfall

51and groundwater. Knowledge of chloride deposition by

52rainfall and concentration of chloride in groundwater

53enables an estimate of net recharge using CMB, expressed

54as (after Eriksson and Khunakasem 1969):

R ¼PcpþD

cRð1Þ

5656where R is recharge (LT-1), cp?D (ML-3) is the repre-

57sentative mean chloride concentration in rainwater

58including contributions from dry deposition, and cR is

59chloride concentration in recharge (ML-3). Following

60Eriksson and Khunakasem (1969), numerous studies show

61that this method provides reliable long-term estimates of

62net recharge if the essential boundary conditions and

63assumptions underpinning the method are met. Allison and

64Hughes (1978) extend Eq. (1) to estimate recharge using

65chloride concentration from soil water obtained from the

A1 N. Somaratne (&)

A2 South Australian Water Corporation, 250 Victoria Square,

A3 Adelaide, SA 5000, Australia

A4 e-mail: [email protected]

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66 lower part of the unsaturated zone (cu), which replaces cR67 in Eq. (1). Since the fundamental concept of the CMB

68 method is that atmospheric input of chloride in precipita-

69 tion and dry deposition concentrates in residual soil water

70 via evapotranspiration processes (Allison and Hughes

71 1978; Allison 1988; Guan et al. 2010), the method essen-

72 tially estimates diffuse recharge through the soil profile.

73 Ginn and Murphy (1996) describe Eq. (1) as the ‘con-

74 ventional CMB’ and summarise the implicit assumptions:

75 the precipitation and the accumulation rates of atmospheric

76 chloride can be averaged over the relevant period; chloride

77 is an inert tracer; flow is one-dimensional, vertical down-

78 ward, piston type; and water and tracer mass fluxes are

79 steady. Gee et al. (2005) confirm the above assumptions

80 and stipulate that no soil sources or sinks for chloride be

81 present. Further, point measurement of chloride concen-

82 trations can be used to represent a true spatial average of

83 the soil chloride flux. In unsaturated zone application,

84 chloride equilibrium at both the ground surface and in the

85 unsaturated zone is required for application of the con-

86 ventional CMB (Guan et al. 2010). As pointed out in

87 Scanlon et al. (2002), these assumptions are usually taken

88 to imply a constant chloride profile below the root zone.

89 Wood (1999) consider three potential problems with the

90 unsaturated version of the conventional CMB method: it is

91 difficult to quantitatively evaluate the chloride input to the

92 profile due to run-on and runoff processes; the method does

93 not account for macro-pore recharge that bypasses the soil

94 matrix; and there is difficulty in assessing the steady-state

95 chloride flux. In saturated zone application, cR of Eq. (1) is

96 replaced with groundwater chloride concentration (cg), and

97 recharge mass flux crossing the piezometric surface can be

98 calculated if (Wood 1999):

99 • chloride in the groundwater originates from precipita-

100 tion directly on the aquifer, and no unmeasured

101 chloride mass is recharged from overlying, underlying,

102 or adjacent aquifers, and no unmeasured runoff occurs,

103 • the chloride is conservative in the system,

104 • the chloride mass flux has not changed over time, and

105 • there is no recycling or concentration of chloride within

106 the aquifer.

107 Allison and Hughes (1978) note that where the ratio of

108 annual recharge to total volume of the aquifer is small, the

109 land use pattern needs to have remained unchanged for a

110 considerable period for a steady state to be assumed. Zhu

111 et al. (2003) highlight that for the saturated version of

112 CMB to be applicable, groundwater movement in both

113 unsaturated and saturated zones should be approximated as

114 one-dimensional piston flow. This essentially means that

115 chloride concentration of the mass flux crossing the pie-

116 zometric surface (cR) is at equilibrium with groundwater

117 chloride (cg).

118Subayani and Sen (2006) describe Eq. (1) as the ‘clas-

119sical CMB’ approach, which employs only arithmetic and

120weighted averages of input parameters for recharge esti-

121mation. These authors show that long-term average rainfall

122and chloride concentration estimation in groundwater are

123more accurate for less variable systems and, therefore, the

124equation is most valid under steady-state conditions;

125otherwise, the equation must be viewed as a gross

126simplification.

127When chloride concentrations of groundwater samples

128(cg) are used as cR values in Eq. (1) for saturated zone

129application, the recharge rates determined from the con-

130ventional CMB apply to locations in the catchment where

131the samples are recharged, not where the samples are

132collected. This requires that the hydrodynamic dispersion

133of chloride between recharge point and sampling location

134be small, which essentially requires the piston flow

135requirement in the unsaturated and saturated zones of Zhu

136et al. (2003) and the necessity of minimal mixing for less

137variability within the aquifer as indicated by Subayani and

138Sen (2006).

139Problems arise in maintaining the above assumptions in

140karst aquifers, because different recharge processes may

141operate simultaneously. Surface water may directly infil-

142trate into aquifers, bypassing the soil zone and diffuse

143recharge through the soil profile. Under these conditions, it

144appears that the basic premise of the conventional CMB

145method is questionable (Somaratne 2014). This paper

146critically examines the validity of the conventional CMB

147method for recharge estimation in three carbonate karst

148groundwater basins, with particular reference to chloride

149distribution in point and diffuse recharge zones. The paper

150introduces the generalised CMB method, which accounts

151for both diffuse and point recharge, and then compares

152results to recharge estimated using conventional CMB.

153Why the conventional CMB fails in karst aquifers?

154Carbonate karst aquifers are characterised by three types of

155porosity: granular matrix, small aperture conduits and

156fractures, and large cavernous conduit porosity (Martin and

157Dean 2001). The presence of these porosities in their rel-

158ative proportions within a karst aquifer can cause perme-

159ability to span many orders of magnitude resulting in

160laminar flow in matrix porosity to turbulent flow in frac-

161tures and conduits (Martin and Dean 2001). Conduit

162porosity can be connected to the surface through cavernous

163openings such as sinkholes. The presence of sinkholes

164gives a distinct recharge feature to karst systems via the

165duality of flow regimes (Gunn 1983; Taylor and Greene

1662001), which can be separated into point (shaft and conduit

167dominated), and diffuse (matrix, meso-pore, and macro-

168pore dominated) infiltration and recharge. Hydrologic

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169 characteristics of karst aquifers are largely determined by

170 the structures and organisation of the conduits (White

171 2003). Since karst aquifers are highly heterogeneous and

172 anisotropic (White 2003; Bakalowicz 2005), identification

173 of groundwater flow paths is problematic (Tihansky 1999).

174 White (2003), Taylor and Greene (2001), Lerch et al.

175 (2005), and Bakalowicz (2005) also recognise the complex

176 nature of flows resulting from the presence of karstic fea-

177 tures. Taylor and Greene (2001) and Bakalowicz (2005)

178 hold that conventional study methods used in classical

179 hydrogeology are generally invalid and unsuccessful in

180 karst aquifers, because the results cannot be extended to the

181 whole aquifer nor to particular parts, as is often possible in

182 non-karst aquifers.

183 Sinkholes and other karst features supply a significant

184 amount of recharge to many carbonate aquifers in tem-

185 perate and humid regions throughout the world (Herczeg

186 et al. 1997), yet applicability of the conventional CMB to

187 karstic systems has not been studied. Despite its impor-

188 tance, groundwater recharge remains difficult to quantify in

189 karstic settings due to the number of recharge mechanisms

190 operating simultaneously on variable temporal and spatial

191 scales (Leaney and Herczeg 1995). One inherent problem

192 from the presence of karstic features such as sinkholes is

193 that recharge estimation using the conventional CMB

194 method does not accurately account for the complex

195 hydrological processes in the system (Somaratne 2014).

196 For example, Fig. 1a shows surface runoff concentrates

197 to a sinkhole and directly recharges the aquifer, bypassing

198 the unsaturated zone. Point recharge (at sinkholes) feeds

199 karst conduits with very rapid groundwater flow (Fig. 1b).

200 It is important to realise that inflows to sinkholes always

201 depend on the capacity of the conduits, as most ground-

202 water flow is through conduits that are fed by the sinkholes.

203 Some of the recharge around sinkholes (Fig. 1a) will also

204 seep slowly into the granular porosity around the recharge

205 point. However, most of the recharge to the granular

206 porosity of the aquifer is through surface recharge across

207 the entire land surface of the aquifer, and recharge to the

208granular porosity from the point recharge areas would be a

209relatively minor contribution.

210The main features of point recharge are: it occurs

211through a relatively small cross-sectional area compared to

212the extent of diffuse recharge across the surrounding

213catchment area with diffuse recharge through matrix

214porosity; point recharge has a chloride concentration that is

215more reflective of surface runoff; and comprises mostly

216transient flow from runoff to sinkholes, rather than to the

217piezometric surface. This is because recharge via karst

218features occurs only after abundant rainfall over a certain

219threshold and once the soil profile is saturated (Herczeg

220et al. 1997). Clearly, the necessary conditions for unsatu-

221rated or saturated versions of the conventional CMB are

222not met.

223When point recharge crosses the piezometric surface

224and enters the saturated zone, it is expected to mix with

225ambient groundwater, as sinkholes are connected to con-

226duit porosity. Martin and Screaton (2001) recognise that

227karst aquifer systems comprise two components, in which a

228majority of the storage occurs within the matrix porosity of

229the diffuse system, while the majority of transport occurs in

230fractures and dissolution conduits. This clearly indicates

231that chloride distribution from point recharge sources is

232influenced by laminar flow within the matrix and turbulent

233flow within conduits. Depending on their relative propor-

234tions, fresher water pockets or lenses occur near point

235recharge sources with a broad spectrum of chloride con-

236centrations in groundwater.

237If an extensive monitoring network is established in the

238hope of obtaining representative chloride values for fresh

239water lenses or conduits carrying recharged water from

240point sources, the tendency is to monitor long-term resident

241chloride concentration of matrix porosity. This is because

242recharge through point-source features is only detectable

243on a local scale (Herczeg et al. 1997). Even if several

244monitoring wells intercepted mixing zones, recharge cal-

245culation using simple average, weighted average, or har-

246monic mean reflects neither actual recharge at the sampling

Fig. 1 Scowns sinkhole,

Tatiara catchment, southeast of

South Australia (Department of

Water, Environment, and

Natural Resources, unpublished

data). a Recharging through

Scowns sinkhole. b Measured

flow rate

AQ1

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247 point nor at the point sources. This is due to groundwater

248 chloride in the mixing zone not equilibrating with recharge

249 water chloride (cR) that actually crosses the piezometric

250 surface. Hence, increasing the number of sampling points

251 does not solve the problem of point recharge using the

252 conventional CMB method.

253 If it were possible to account for the mass of chloride in

254 the system, the mode of transport of chloride from the land

255 surface to groundwater would become irrelevant. Three-

256 dimensional numerical solute transport models are a suit-

257 able tool for mass balance calculations when extreme

258 concentration occurs in fresh water pockets or lenses due to

259 point recharge. The conventional CMB, being one of the

260 simplest forms of mass balance calculation method in

261 hydrology, may be inappropriate for accounting for mass

262 balance in karst systems. Obviously, if the aquifers were

263 continuously well mixed between matrix porosity and

264 conduit porosity, then the saturated zone conventional

265 CMB principles could be applied. Unfortunately, most

266 aquifers, particularly in karst, are not so obliging, and at

267 best lower chloride ‘lenses’ are evidence of bimodal

268 recharge processes. Hence, the only way to account for this

269 transient sinkhole recharge is to modify the conventional

270 CMB method to account for bimodal recharge (Somaratne

271 2014).

272 Generalised CMB method

273 Duality of recharge is considered in the development of the

274 generalised CMB equation (Somaratne 2012), which can

275 be applied to both diffuse and point recharge dominant

276 groundwater basins. The method integrates chloride mass

277 balance from the ground surface to the water table. In this

278 model, sinkholes connected to the water table bypass the

279 soil zone, directly recharging the aquifer as point recharge.

280 The unconnected sinkholes add runoff deeper into the

281 unsaturated zone, which then rapidly drains into the water

282 table by mechanisms described by Gunn (1983). It is

283 assumed that no chloride sources and sinks present within

284 sinkholes and, therefore, chloride mass flux entering the

285 sinkhole reaches the piezometric surface unchanged.

286 When long-term average rainfall P (LT-1) reaches land

287 surface with chloride concentration of rainfall cp (ML-3), it

288 mixes with chloride due to dry deposition D (MT-1L-2) to

289 form cP?D, representative mean chloride concentration of

290 rainwater including contribution from dry deposition

291 (ML-3). If the surface water undergoes evaporation, cP?D

292 is further enriched and, therefore, the chloride concentra-

293 tion of surface water, cs (ML-3), may be cP?D B cs. Fol-

294 lowing Nyagawambo (2006), chloride mass balance at the

295 soil surface can be written:

DðsscsÞ

Dt¼ PcpþD � Qp þ Qo þ F

� �

cs ð2Þ

297297where ss is surface storage (L), Qp and Qo are runoff to

298sinkholes and runoff out from the catchment expressed as

299depths of the catchment (LT-1), F is infiltration into soil

300profile (LT-1), and Dt is time (T). The following

301assumptions are made to simplify Eq. (2): the storage

302fluctuation term may be assumed to be negligible relative

303to inflows and outflows, if the time of integration is suffi-

304ciently long to cover several hydrological years (no salt

305accumulation or loss from the surface); water is assumed to

306evaporate in its pure form and, therefore, no chloride is lost

307through evaporative fluxes; the chloride concentration in

308surface flows at the point of runoff generation and the point

309of infiltration remains the same as in surface water. For a

310negligible change in chloride concentration at the soil

311surface, Eq. (2) reduces to:

Fcs ¼ PcpþD � Qp þ Qo

� �

cs ð3Þ

313313Similarly, application of chloride mass balance to matrix

314porosity in the unsaturated zone with the upper boundary is

315taken to be the ground surface with an infiltration, and the

316lower boundary is taken as the piezometric surface with

317recharge. It is assumed that point recharge and diffuse

318recharge from the catchment reach the piezometric surface

319unmixed. Thus,

DðsucusÞ

Dt¼ Fcs � Rucu ð4Þ

321321where su is unsaturated zone storage (L), cus is average

322concentration of chloride in the profile (ML-3), Ru is

323unsaturated zone diffuse recharge (LT-1), and cu is chlo-

324ride concentration of recharge water from the unsaturated

325zone (ML-3), which is equal to the chloride concentration

326below the root zone. If the time of integration is selected to

327be long enough to cover several hydrological years, the

328unsaturated zone storage fluctuation term may then be

329assumed to be negligible. The above assumptions reduce

330Eq. (4) to:

F cs � Rucu ¼ 0 ð5Þ

332332Combining Eqs. (3) and (5) and rearranging them gives:

Ru ¼PcpþD

� �

� Qp þ Qo

� �

cs

cuð6Þ

334334For long-term chloride equilibrium, cu is equal to diffuse

335recharge groundwater chloride concentration (Walker et al.

3361991; Cook et al. 1992; Scanlon et al. 2002), which is

337expressed as (cgd). Total net recharge (R) is R = Ru ? Qp;

338hence, for closed basins where QO = 0, the generalised

339CMB equation is:

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R ¼PcpþD

� �

þ Qp cgd � cs� �

cgdð7Þ

341341 When 100 % diffuse recharge takes place (Qp = 0) and

342 cgd = cg (groundwater chloride), Eq. (7) becomes the sat-

343 urated zone conventional CMB equation given in Eqs. (1)

344 and (8a). Similarly, when 100 % point recharge takes

345 place, diffuse recharge goes to zero and then cgd = cs,

346 Eq. (7) becomes point recharge, Qp, given in Eq. (8b).

R ¼PcpþD

cgð8aÞ

348348 R ¼PcpþD

cs¼ Qp ð8bÞ

350350 A special case occurs where ambient groundwater chloride

351 concentration is much higher than the chloride concentra-

352 tion of surface runoff, cgd � cs, and then (cgd - cs)/

353 cgd & 1, thus Eq. (7) yields:

R ¼PcpþD

cgdþ Qp ð8cÞ

355355 An attractive feature of the generalised CMB method is

356 that it is not necessary to measure groundwater chloride

357 (cg), as it is not required in the equation. Therefore,

358 uncertainty associated with extreme variability of ground-

359 water chloride concentrations due to point recharge is not

360 affected on calculated recharge.

361 Description of study basins

362 Three groundwater basins in South Australia characterised

363 by point and diffuse recharge are examined in this study. A

364 summary of the study basins are provided below with more

365 detail found in (Somaratne 2014).

366 Uley South basin

367 Uley South basin, approximately 113 km2 in area, is

368 located on the Southern Eyre Peninsula of South Australia

369 (Fig. 2). Average annual rainfall is 550 mm and average

370 annual pan evaporation is 1,550 mm. The basin has been

371 used for reticulated town water supply since 1976, and

372 currently about 6.8 9 106 m3 year-1 of groundwater is

373 extracted from the Quaternary limestone aquifer.

374 The hydrogeology of Uley South basin comprises

375 Quaternary limestone of an average thickness of 15 m,

376 followed by a Tertiary clay unit of 5–25 m thickness, and a

377 Tertiary sand aquifer (Evans 1997). As one might have

378 expected in karstic systems, the hydraulic parameters

379 obtained from a pumping test indicate high heterogeneity,

380 transmissivity ranged from 3,000 to 13,000 m2 day-1, and

381with specific yields from 0.03 to 0.72 (Evans 1997). The

382Tertiary clay forms an aquitard between the Tertiary sand

383and the Quaternary limestone aquifer systems, except

384where Tertiary clay is absent. Groundwater flow direction

385is from northeast to southwest (Somaratne et al. 2014a).

386The basin is topographically closed and bound by coastline

387and sand dunes to the west and inland to the north and east

388by topographic rises of dry limestone (allogenic zone),

389except along the north eastern edge (Fig. 2). During intense

390rainfall events, excess water from the dry limestone and

391basement high areas run-on to the basin from the landward

392boundary.

393The low-lying central part of the basin contains

394numerous sinkholes (autogenic zone). Runoff is highly

395ephemeral, occurring only after moderate- to high-intensity

396rainfall and persisting tens to hundreds of metres before

397entering a sinkhole (Evans 1997; Harrington et al. 2006;

398Ordens et al. 2012). A survey of a 4 km2 area found a

399density of about one sinkhole per 0.07 km2, with size

400ranging from 0.4 m to 2.5 m diameter (Somaratne et al.

4012014a). Somaratne and Frizenschaf (2013) show that the

402Uley South Quaternary limestone aquifer is hydraulically

403connected to the Tertiary sand aquifer through the Tertiary

404clay absence areas on the landward boundary. This has

405resulted in complex hydrochemical make-up of the Qua-

406ternary limestone aquifer due to mixing of different

407groundwater systems with different ages and different

408salinity and ion concentrations.

409Mount Gambier Blue Lake capture zone

410Blue Lake is located southeast of South Australia (Fig. 2).

411It is a volcanic crater complex and is the water supply

412reservoir for the city of Mount Gambier (Allison and

413Harvey 1983). The lake is groundwater fed through an

414extensive karst aquifer (Waterhouse 1977; Turner et al.

4151983). Currently 3.6 9 106 m3 is extracted annually for

416town water supply. The main source of recharge to Blue

417Lake is groundwater from the unconfined, karst Gambier

418Limestone aquifer underlying the urban area. Average

419saturated thickness of the Gambier Limestone aquifer is

420about 60 m. In the Blue Lake capture zone, transmissivity

421is in the range of 450–24,000 m2 day-1 and specific yield

422is 0.1–0.4 for the Gambier Limestone aquifer (Mustafa and

423Lawson 2002). Storm water derived from the central

42416.8 km2 of the city area (26.5 km2) is discharged to the

425unconfined aquifer through three sinkholes and about 400

426storm water drainage wells (Somaratne et al. 2014b).

427Average annual rainfall in Mount Gambier is 750 mm and

428average annual pan evaporation is 1,400 mm. The Blue

429Lake capture zone is located about 20 km from the coast-

430line. The regional groundwater flow direction is from north

431to south; however, Blue Lake receives groundwater flow

AQ2

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432 from the northwest to northeast direction of the capture

433 zone; and from the southern side due to the water level of

434 the Lake being lower than the surrounding aquifer in the

435 vicinity of the Lake.

436 Poocher Swamp freshwater lens

437 The Tatiara catchment area extends across the South

438 Australian border into western Victoria, and features

439 average annual rainfall ranging from 400 to 500 mm and

440 pan evaporation of 2,000 mm. The catchment area is

441 approximately 500 km2 (Herczeg et al. 1997). The

442 unconfined aquifer is Murray Group Limestone and con-

443 tains brackish water with average TDS (total dissolved

444 solids)[1,400 mg L-1, with a chloride concentration of

445 [500 mg L-1 (MacKenzie 2013; Fig. 2). Saturated

446 thickness of the limestone unconfined aquifer is approxi-

447 mately 50–60 m. Freshwater with TDS \1,000 mg L-1

448 occurs at locations where point recharge takes place

449through sinkholes, locally known as runaway holes. There

450are a number of sinkholes in the catchment that potentially

451impact surface water yield. Poocher Swamp’s freshwater

452lens, which is the largest of these freshwater plumes that

453float on brackish water, is a result of flows from Tatiara

454Creek which enter Poocher Swamp. The major recharge is

455through two sinkholes located in the northwest section of

456the swamp (Herczeg et al. 1997). The area encompassed by

457the 1,000 mg L-1 salinity contour comprises approxi-

458mately 20 km2. This catchment generates irregular annual

459volumes of freshwater (0.05–2) 9 106 m3 year-1, but on

460rare occasions up to 19 9 106 m3 year-1. Poocher Swamp

461is located some 200 km north of Mount Gambier and

462100 km from the nearest coastline to the west. Ground-

463water flow direction is from east to west. Currently, an

464annual volume of 0.6 9 106 m3 of groundwater is extrac-

465ted from the freshwater lens for town water supply, with

466average salinity 490 mg L-1 and chloride concentration of

467115 mg L-1.

Fig. 2 Locations of study basin

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468 Methods

469 Field measurements

470 Groundwater chloride for the Uley South basin is from

471 Evans (1997), with further groundwater samples collected

472 in 2008 and 2012. Data gaps were filled by linear regres-

473 sion of TDS to chloride (R2= 0.98) for monitoring wells

474 where TDS are available but no chloride measurements

475 have been undertaken. Selected monitoring wells are away

476 from brackish water, upward leakage areas from Tertiary

477 sand aquifer, and salinity stratified wells (Somaratne and

478 Frizenschaf 2013), the swamp, and coastal monitoring

479 wells to avoid chloride contamination from other sources.

480 For the Blue Lake capture zone, existing groundwater

481 chloride data were supplemented with samples taken from

482 unconfined aquifer monitoring wells within and outside the

483 city. Selected sampling wells are away from historically

484 known contaminated sites (Fig. 2). In addition to the

485 monitoring wells, groundwater samples were taken from

486 drainage wells and surface runoff for major ion chemistry

487 analysis. Water samples were collected from Tatiara Creek,

488 Poocher Swamp, aquifer monitoring wells, and town water

489 supply wells in 2012.

490 Groundwater samples were collected using micro-purge

491 (low-flow) sampling procedure (Vail 2011) and grab

492 sampling technique. The micro-sampling is employed to

493 gain representative groundwater samples within the open

494 hole of monitoring and drainage wells. Low-flow purging

495 is considered (Vail 2011) superior to bailing and high-rate

496 pumping and results in a more representative sample than

497 the typical well purge methodology. The assumption in the

498 grab sampling is that the hydrostratigraphy in the well is in

499 hydraulic equilibrium prior to sampling. To collect the

500 sample by this method, an electronic depth sampler con-

501 nected to a geophysical logging line is advanced to the

502 target sampling depth, and the unit is electronically opened,

503 allowing groundwater to enter the sampler. Salinity profiles

504 of monitoring and drainage wells were obtained using

505 Hydrolab sonde (Eco Environmental 2013) connected to a

506 logging truck cable and lowered down the well from sur-

507 face to the well base, recording electrical conductivity data

508 along the way (Somaratne 2014).

509 Point recharge estimates

510 In Uley South basin, Ward et al. (2009) use LEACHM

511 (Hutson 2003), a variably saturated model of the soil pro-

512 file that uses the curve number approach described by

513 Williams (1991) to estimate surface runoff. The Uley South

514 model considers four surface cover scenarios from flat

515 slope to steep sites with a slope of 0.15. The surface cover

516 includes: deep-rooted vegetation with high cover and steep

517slope; deep-rooted vegetation with high cover on flat sur-

518faces; shallow rooted vegetation cover with steep slope;

519and shallow rooted vegetation cover on flat ground sur-

520faces. Potential evapotranspiration was calculated using the

521methods of Linacre (1977), and four different soil and sub-

522soil profiles were considered to include the significance of

523the soil and the presence of calcrete at near-surface depths

524of up to 2 m. Unsaturated zone properties are assumed,

525based on prior knowledge of similar soil and sub-soil types.

526In Uley South, about 90 % of the basin features are flat

527ground surface. The LEACHM modelling result is criti-

528cally dependent on the assumption that all runoff becomes

529recharge via sinkholes. The simulations were not sensitive

530to the four soil and sub-soil profiles. The only profile that

531showed a slight difference was one with 300 mm of soil on

532calcrete (Ward et al. 2009).

533As part of the recharge estimation for Blue Lake in

534Mount Gambier, Nguyen (2013) used the urban storm

535water model MUSIC (2009) to quantify storm water runoff

536to drainage wells. In the Nguyen study, rainfall and runoff

537process were modelled for the period 2007–2012 using a

538daily time step with daily rainfall and evaporation data. For

539sub-catchments with drainage wells, the average percent-

540age of impervious (51 %) and pervious (49 %) areas was

541determined using digital maps of the city using geographic

542information system tools. A rainfall threshold of 1 mm

543(initial loss) was used for impervious areas. Uniform soil

544storage capacity and field capacity values of 120 and

54580 mm, respectively, were used for pervious areas. Initial

546soil storage capacity was set at 30 %. Average annual

547runoff volume from both pervious and impervious areas

548was calculated as point recharge to drainage wells and

549three sinkholes. A sensitivity analysis indicated field

550capacity of the soil had the greatest effect on runoff from

551the pervious area (Nguyen 2013).

552Chloride concentrations of groundwater near the Po-

553ocher Swamp sinkhole (20–40 mg L-1) are similar to the

554low chloride in the swamp and Tatiara Creek water (28 mg

555L-1), indicating direct recharge into the groundwater sys-

556tem (Herczeg et al. 1997). Therefore, average annual flow

557calculated from daily flow data of Tatiara Creek measured

558at Bordertown, about 6 km upstream, is taken as the annual

559recharge, the majority of which is through two sinkholes

560(Somaratne 2014).

561Results and discussion

562Characteristics of basins with respect to limitation of

563applying conventional CMB method for recharge

564estimation.

565Groundwater in the Uley South limestone aquifer is

566derived from three main sources: diffuse recharge through

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567 granular porosity; point recharge through sinkholes, and

568 Tertiary sand water entering the limestone aquifer where

569 the two aquifers coincide in the Tertiary clay absent areas

570 on the landward boundary. Somaratne and Frizenschaf

571 (2013) show that the high-salinity plume of groundwater in

572 the Tertiary sand aquifer originates from Big Swamp,

573 located 14 km northeast from the basin. The plume moves

574 down-gradient, where it enters Uley South. As the plume

575 moves along its main flow path, it is diluted from

576 5,380 mg L-1 salinity at Big Swamp to 662 mg L-1 at the

577 Uley South boundary. As a result of the higher salinity

578 Tertiary sand water entering the Quaternary limestone,

579 pronounced salinity stratification is found in the Quater-

580 nary limestone aquifer monitoring wells down-gradient to

581 the Tertiary clay absent area (Somaratne and Frizenschaf

582 2013). The presence of sinkholes that may directly

583 recharge the aquifer, along with mixing of Quaternary

584 limestone water and Tertiary sand water with different

585 chloride concentrations (Fig. 3), results in unmet boundary

586 conditions and assumptions required for application of

587 conventional CMB. Groundwater chloride in the central

588 basin is not representative of recharge water chloride that

589 crosses the piezometric surface, as it is a mixture of three

590 sources. Thus, application of the conventional CMB

591 method to Uley South basin is frustrated.

592The main source of recharge to the unconfined, karst

593Gambier Limestone aquifer, below the city of Mount

594Gambier, is storm water derived from the central

59516.8 km2 of the city area (26.5 km2). Since sinkholes can

596be inaccessible for water sampling and, to illustrate the

597concept of small freshwater pockets around sinkholes in

598small sub-catchments (0.03–0.12 km2), Somaratne (2011)

599investigated storm water drainage wells in the city of

600Mount Gambier. The drainage wells represent discrete

601recharge points and are used to measure chloride con-

602centration in the aquifer. These small pockets of fresher

603water around point recharge sources result from surface

604water entering the aquifer while bypassing the soil matrix.

605Comparisons of chloride concentration in the aquifer at

606drainage wells and at monitoring wells are given in

607Fig. 4. Accordingly, chloride concentration in recharge

608water prior to crossing the piezometric surface remains at

609surface water concentration (chloride concentration of

61012 mg L-1), but in drainage wells slight mixing with

611ambient groundwater is seen, since the groundwater

612chloride in drainage wells is higher than the recharge

613water (average 21 mg L-1).

614The ambient groundwater chloride concentration of

615samples taken away from historical contaminated sites is

61663 mg L-1, which equates to the average groundwater

Fig. 3 Uley South recharge

conceptual model

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617 chloride concentration of the diffuse recharge zone

618 (Figs. 2, 4) and comparable to chloride values (70 mg L-1)

619 reported by Waterhouse (1977) in greater Mount Gambier

620 area, excluding contaminated sites but including irrigation

621 areas. This highlights the fact that groundwater samples

622 obtained from the monitoring network in point recharge

623 zones reflect long-term resident chloride concentration.

624 Salinity profiles obtained from monitoring wells and

625 drainage wells in the vicinity of primary fracture pathway

626 (Fig. 2) indicate low salinity zones deeper in the aquifer

627 (Somaratne 2014). The lower salinity zone of the profiles is

628 due to point recharge water moving along the primary

629 fracture pathway to Blue Lake (Lawson 2013). This indi-

630 cates that preferential pathways exist in the groundwater

631 systems, as described by Waterhouse (1977).

632 In this case study, the basic assumption that recharge

633 flux crossing the piezometric surface is in equilibrium with

634 groundwater chloride is found to be invalid, and the steady-

635 state or piston flow criteria is not satisfied. Therefore,

636 groundwater chloride, cR in Eq. (1), cannot be replaced

637 with cg, as chloride measurements within fresh water

638 pockets are neither representative of the recharged point

639 nor at the sampled points. Thus, application of the

640conventional CMB method is questionable in the Mount

641Gambier capture zone.

642In the Poocher Swamp freshwater lens (Fig. 2), the

643entire lens was formed due to point recharge of Tatiara

644Creek flow (Fig. 5) through two sinkholes. A wide range of

645chloride values obtained from the lens, from 40 mg L-1 at

646the WRG 32 monitoring well to 550 mg L-1 at the WRG

647110 well, result from freshwater mixing with ambient

648groundwater chloride in the lens.

649Vertical recharge (2.5 mm year-1) that crosses the pie-

650zometric surface corresponds to a diffuse zone average

651groundwater chloride concentration of 712 mg L-1 (So-

652maratne 2014). The freshwater lens recharge water is

653generated largely outside the lens area. Low salinity and

654chloride concentrations found in the lens result from a

655lateral flux moving from the sinkhole down-gradient.

656Taking chloride measurements from a lateral flux to esti-

657mate vertical recharge essentially estimates ‘apparent

658recharge’ (Somaratne 2014), which does not represent

659actual point recharge at the sinkhole or diffuse recharge

660within the lens where chloride samples were taken. Thus,

661application of the conventional CMB method to a fresh-

662water plume is invalid.

Fig. 4 a Schematic diagram

showing an example of differing

chloride concentrations in

drainage and aquifer monitoring

wells away from contaminated

sites. b Recharging through

Cave Garden sinkhole.

c Recharging through a storm

water drainage well

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663 Recharge estimation using the generalised CMB

664 method

665 Chloride is regarded as a conservative tracer. In diffuse

666 recharge zones, chloride in recharging water is in equilib-

667 rium with groundwater chloride. In point recharge domi-

668 nant zones, both point and diffuse recharge processes

669 contribute to the concentration of groundwater chloride. In

670 the Uley South basin, diffuse zone chloride samples were

671 taken from monitoring wells located within 2 km of the

672 basin boundary. In the Mount Gambier Blue Lake capture

673 zone, monitoring wells outside the city were used. For the

674 Poocher Swamp freshwater lens, chloride concentrations

675 from monitoring wells outside the lens were taken (Fig. 2).

676 Sinkhole areas in the Uley South basin where groundwater

677 chloride is derived from both diffuse and point recharge

678 (137 mg L-1) are, on average, 12 mg L-1 lower compared

679 to chloride concentration in areas where diffuse recharge is

680 the only contributor (Table 1). This is despite the fact that

681 higher salinity Tertiary sand water mixes with the lime-

682 stone aquifer in the central basin, where most of the

683 sinkholes are located. In the Mount Gambier capture zone

684 (63 mg L-1), such difference could not be confirmed.

685 With regard to point recharge in Uley South, for the

686 average annual rainfall of 550 mm, Ward et al. (2009)

687 obtained an average annual runoff volume of

688 8.5 9 106 m3, or basin equivalent depth of about 75 mm,

689 which flows through sinkholes to the water table. For

690 Mount Gambier with an average annual rainfall of

691 750 mm, Nguyen (2013) estimated 6.6 9 106 m3 of runoff

692 volume flows through drainage wells to groundwater from

693 a catchment area of 16.8 km2. Of this, 5.1 9 106 m3 of

694runoff volume is generated from the impervious areas of

695the catchment. Based on the annual flow of Tatiara Creek

696for the period 1980–2010, average annual recharge to

697groundwater in Poocher Swamp is taken as 2.5 9 106 m3

698through the two sinkholes. A similar estimate of

6992.3 9 106 m3 was made by Stadter and Love (1987) in

7001987.

701In the absence of direct measurement, cp?D can be

702estimated from Hutton (1976) using:

cpþD ¼ 35:45�0:99

d0:25� 0:23

� �

ð9Þ

704704where ‘d’ is distance in km from the ocean in the prevailing

705wind direction. For the Uley South basin, cs = cp?D was

706taken, as no surface water chloride measurements were

707undertaken.

708The average annual volume of point recharge is much

709smaller than typical aquifer storage volume. For example,

710when volumes are expressed by depths, the ratio of point

711recharge to water depth in the saturated thickness of the

712aquifer ratio (taking uniform aquifer porosity of 0.3) for

713Uley South is 1.5 %, for Mount Gambier Blue Lake cap-

714ture zone it is 1.95 %, and for the Poocher Swamp fresh

715water lens, it is 0.75 %.

716Much of the point recharge water found in conduit

717porosity is carried away at a faster flow rate than diffuse

718recharge water in granular porosity. Even though point

719recharge Qp is expressed by depth in generalised CMB, it

720occurs through hundreds of sinkholes in Uley South, and

721about 400 drainage wells and three sinkholes in Mount

722Gambier. Therefore, the low volume of surface runoff with

723low concentrations of chloride reaching groundwater is

Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec

Flow (x1000 cubic meter) 2 2 2 3 34 432 330 926 508 297 8 26

Salinity (mg/L) 241 447 100 168 117 133 136 119 150 137 179 189

0

100

200

300

400

500

600

700

800

900

1000Fig. 5 Tatiara Creek average

monthly flow (average

1980–2010) and salinity data

(average 2006–2007) with

photographs of Poocher Swamp

at full capacity and empty with

exposed sinkhole

Table 1 Input parameters for recharge estimation using generalised CMB

Groundwater basin Average annual

rainfall (mm year-1)

Chloride in

rainfall (mg L-1)

Chloride in surface

runoff (mg L-1)

Chloride in diffuse

recharge zone (mg L-1)

Point recharge

(mm year-1)

Uley South 550 14.2 14.2 149 75

Blue Lake capture zone 750 8.5 12.7 63 390

Poocher Swamp fresh water lens 450 3.1 28 712 125

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724 insufficient to cause detectable changes in chloride con-

725 centrations due to mixing. This is in contrast to the large

726 volume of recharge that takes place at a single location as

727 in the Poocher Swamp freshwater lens.

728 For estimation of recharge using the generalised CMB

729 method, recharge to Uley South basin and Mount Gambier

730 in the Blue Lake capture zone is estimated using Eq. (7),

731 and for the Poocher Swamp fresh water lens, where cs -

732 cgd, Eq. (8c) is used. A comparison of generalised CMB-

733 estimated recharge with conventional CMB-estimated

734 recharge is provided in Table 2.

735 In the three case studies, the point recharge flux is

736 estimated to contribute 63, 85, and 98 % of total recharge

737 for Uley South, Blue Lake capture zone, and Poocher

738 Swamp freshwater lens, respectively. Similar observations

739 are made by Wood et al. (1997) on macro-pore recharge in

740 playa basins. Wood et al. (1997) report macro-pore

741 recharge flux ranges between 60 and 80 % of total

742 recharge. Conventional CMB-estimated recharge is 46, 20,

743 and 11 % of the recharge estimated using the generalised

744 CMB for Uley South, Mount Gambier, and Poocher

745 Swamp fresh water lens, respectively, indicating the

746 importance of accommodating point recharge into the

747 CMB method.

748 There is a degree of uncertainty in estimating point

749 recharge (Qp) at the large-basin scale, since total estimated

750 runoff does not flow to sinkholes, but rather to surface

751 storage in large depressions. Amoah et al. (2012) use

752 digital elevation models to estimate depressional storage

753 capacity in the catchment. There are many surface water

754 models available to calculate runoff volumes, both event-

755 based and continuous rainfall runoff processes. Their

756 choice is a matter of time and cost of data collection. In the

757 macro-pore recharge study, Wood et al. (1997) use a runoff

758 model to quantify total recharge. Another area of uncer-

759 tainty is whether the two flow types (point recharge and

760 diffuse recharge) mix well before arriving at the water table

761 or mix well in the water table. If this happens, no distin-

762 guishable point or diffuse recharge crosses the piezometric

763 surface. Therefore, the recharge flux arriving at the pie-

764 zometric surface may have a chloride concentration like

765that in a saturated zone (at least approximately), and the

766saturated zone conventional CMB is still applicable. This

767may apply to point recharge through root channels, bur-

768rows, cracks, and minor fissures or in large regional aqui-

769fers, such as the case reported by Herczeg et al. (1997), in

770which point recharge is 10 % of total recharge in the

771regional Tatiara catchment ([500 km2).

772Using the three criteria reliability assessments of

773recharge (Somaratne et al. 2014a) returns reliable recharge

774estimates for Mount Gambier and Poocher Swamp fresh-

775water lens using the generalised CMB method. However,

776estimated recharge for Uley South (120 mm year-1) is

777moderately reliable even though reliable recharge is

778125–129 mm per year using the water table fluctuation

779method (Somaratne et al. 2014a). The moderate reliability

780is due to moderate data quality on point recharge estimates

781of Ward et al. (2009) and sparsely distributed diffuse zone

782chloride in the basin. Improving or verifying data quality

783would improve reliability of the estimate. Improved data

784and conceptual models would also assist reliability of

785recharge calculations using other applicable methods. For

786example, the average annual recharge of 146 mm obtained

787from transient calibration of a groundwater model (Werner

7882010) based on MODFLOW (McDonald and Harbough

7891988) and PEST (Watermark Numerical Computing 2004),

790and 157 mm long-term average recharge value of the Eyre

791Region Water Resources Planning Committee (2000) is

792based on Darcy flow and water balance calculations of

793Evans (1997). However, generalised CMB-estimated

794recharge is significantly higher than conventional CMB-

795estimated average annual recharge of 52–63 mm (Ordens

796et al. 2012), 52–71 mm (SA Water, unpublished data) and

79771 mm (Evans 1997) for the basin. Average annual

798pumping from the Uley South basin over the years,

7992000–2014, is equivalent to 60 mm year-1 or about the

800same as the conventional CMB-estimated recharge.

801According to this estimation groundwater levels should be

802falling, however, the trend observed in the basin since 1999

803is characterised as either steady or rising water levels,

804indicating conventional CMB-estimated recharge is unre-

805alistically low (Somaratne et al. 2014a). This highlights the

806fact that application of the conventional CMB method to

807estimate total recharge in groundwater basins characterised

808by point and diffuse recharge is unsuccessful, using either

809unsaturated or saturated zone chloride as inputs. Thus,

810generalised CMB provides an alternative method for

811recharge estimation in karstic settings.

812Conclusions

813This paper critically examines the conditions in three

814karstic groundwater basins, under which the assumptions

Table 2 Comparison of generalised and conventional CMB-esti-

mated recharge

Groundwater basin Recharge using

generalised CMB

(mm year-1)

Recharge using

conventional CMB

(mm year-1)

Uley South 120 (13.6 9 106) 56 (6.3 9 106)

Blue Lake capture zone 491 (7.4 9 106) 101 (0.83 9 106)

Poocher Swamp

freshwater lens

127 (2.55 9 106) Apparent 14

(0.28 9 106)

Recharge volume in m3 is given within brackets

AQ3

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815 underpinning the conventional CMB equation do not hold,

816 and which subsequently lead to underestimation of

817 recharge. It presents case studies showing that karst sys-

818 tems have a distinct hydrologic function resulting from a

819 duality of flow regimes in infiltration and recharge, and in

820 preferential groundwater flow paths. In the three case

821 studies, estimated recharge using the conventional CMB

822 method is less than the point recharge estimates for the

823 study basins. The paper shows that simplified assumptions

824 in the conventional CMB make application of the method

825 to point recharge dominant groundwater basins unsuc-

826 cessful. For application of the generalised CMB equation,

827 obtaining diffuse recharge groundwater chloride and runoff

828 volume to sinkholes is critical to accuracy. Groundwater

829 chloride measurements should be obtained away from

830 freshwater pockets or plumes created by point recharge, or

831 soil–water chloride should be extracted from the unsatu-

832 rated zone above the water table to obtain diffuse zone

833 chloride. Quantification of runoff at the catchment or sub-

834 catchment levels is required for accurate assessment of

835 point recharge and to apply the generalised CMB equation

836 for total recharge estimation. For this purpose, many

837 available watershed models provide runoff estimates as

838 part of an overall water balance. A comparison of the

839 generalised CMB results with the long-term recharge

840 estimates obtained using the water table fluctuation (WTF)

841 method, groundwater flow modelling, and Darcy flow

842 calculations shows slightly lower but comparable results.

843 Hence, the generalised CMB method augments the con-

844 ventional CMB method by accounting for point recharge

845 that bypasses the unsaturated zone. It thus provides an

846 alternative, reliable, long-term recharge estimation method

847 for groundwater basins with point and diffuse recharge

848 mechanisms.

849 Acknowledgments The editor and anonymous reviewers are850 thanked for their useful comments. Much help was received from the851 following, who are gratefully acknowledged: Prof. Keith Smettem for852 contribution to an earlier version of the manuscript and reviews, Prof.853 Wolfgang Kinzelbach for reviewing the generalised CMB method-854 ology, Glyn Ashman and Jacqueline Frizenschaf for review of the855 manuscript, Jeff Lawson for assistance with groundwater sampling in856 Mount Gambier, George MacKenzie for providing Scowns sinkhole857 and Tatiara Creek flow data.

858 References

859 Allison GB (1988) A review of some physical, chemical and isotopic860 techniques available for estimating groundwater recharge. In:861 Simmers I (ed) Estimation of natural groundwater recharge.862 D. Reidel Publishing Co., Dardrecht, pp 49–72863 Allison GB, Harvey PD (1983) Freshwater lakes. In: Tyler MJ,864 Twidale CRT, Ling JK, Holmes JW (eds) Natural History of the865 South East. Royal Society of South Australia, South Australia,866 pp 61–74

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