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Review Parental age as a risk factor for non-syndromic oral clefts: A meta-analysis Ana Paula Corre ˆa de Queiroz Herkrath a , Fernando Jose ´ Herkrath a , Maria Augusta Bessa Rebelo b , Mario Vianna Vettore c, * a Instituto Leo ˆ nidas e Maria Deane, Fundac ¸a ˜o Oswaldo Cruz, Rua Terezina, 476 Adriano ´ polis, Manaus, AM, CEP: 69.057-070, Brazil b Faculdade de Odontologia, Universidade Federal do Amazonas, Avenida Ministro Valdemar Pedrosa, 1539, Centro, Manaus, AM, CEP: 69.025-050, Brazil c Instituto de Estudos em Sau ´ de Coletiva, Universidade Federal do Rio de Janeiro, Avenida Hora ´ cio Macedo, S/N, Ilha do Funda ˜o - Cidade Universita ´ ria, Rio de Janeiro, RJ, CEP: 21941-598, Brazil 1. Introduction Craniofacial anomalies are a highly diverse group of complex congenital defects, which affect a small but significant proportion of populations. Oral clefts (clefts lip and palate) are the most frequent craniofacial anomalies. These defects are generally divided into two groups, isolated cleft palate and cleft lip with or without cleft palate. Their occurrence varies j o u r n a l o f d e n t i s t r y 4 0 ( 2 0 1 2 ) 3 1 4 a r t i c l e i n f o Article history: Received 28 January 2011 Received in revised form 28 September 2011 Accepted 4 October 2011 Keywords: MeSH terms cleft lip Cleft palate Maternal age Paternal age Meta-analysis a b s t r a c t Objectives: A meta-analysis was conducted to assess the relationship between parental age and the occurrence of non-syndromic oral clefts. The questions addressed if younger or older mothers and fathers have an increased risk of having a child with non-syndromic oral clefts. Data: Data from cohort studies, case-control, cross-sectional and prevalence studies in which the association between parental age and oral clefts was investigated were analysed. Only studies on oral clefts not associated with syndromes or other anomalies were considered. Sources: An electronic literature search were conducted in Medline, Embase, LILACS, SciELO, SCOPUS and the Cochrane library databases to identify original research published until November 2010. References of the selected articles were also searched. Study selection: The initial database search identified 4623 citations and according to eligi- bility criteria 80 articles were submitted to quality assessment. In 13 studies measures of association could be extracted for meta-analysis. Conclusion: Our findings suggest that fathers forty years of age or older had a 58% higher probability of having a child with cleft palate compared to those aged between 20 and 39 years. The probability of mothers aged between 35 and 39 years having a child with cleft palate was 20% higher in comparison with those between 20 and 29 years-old, whilst for those aged 40 years or more this probability was 28% higher compared to those aged between 20 and 29 years. Mothers aged 40 years or over were 1.56 times more likely to have a newborn with cleft lip with or without palate compared to those aged between 20 and 29 years. No evidence of association between early maternal and paternal age with occurrence of oral clefts was observed. # 2011 Elsevier Ltd. All rights reserved. * Corresponding author. Tel.: +55 24 22311385; fax: +55 24 22311385. E-mail address: mario@ensp.fiocruz.br (M.V. Vettore). Available online at www.sciencedirect.com journal homepage: www.intl.elsevierhealth.com/journals/jden 0300-5712/$ see front matter # 2011 Elsevier Ltd. All rights reserved. doi:10.1016/j.jdent.2011.10.002

Parental age as a risk factor for non-syndromic oral clefts: A meta-analysis

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Review

Parental age as a risk factor for non-syndromic oral clefts:A meta-analysis

Ana Paula Correa de Queiroz Herkrath a, Fernando Jose Herkrath a,Maria Augusta Bessa Rebelo b, Mario Vianna Vettore c,*a Instituto Leonidas e Maria Deane, Fundacao Oswaldo Cruz, Rua Terezina, 476 – Adrianopolis, Manaus, AM, CEP: 69.057-070, Brazilb Faculdade de Odontologia, Universidade Federal do Amazonas, Avenida Ministro Valdemar Pedrosa, 1539, Centro, Manaus, AM,

CEP: 69.025-050, Brazilc Instituto de Estudos em Sau de Coletiva, Universidade Federal do Rio de Janeiro, Avenida Horacio Macedo, S/N,

Ilha do Fundao - Cidade Universitaria, Rio de Janeiro, RJ, CEP: 21941-598, Brazil

j o u r n a l o f d e n t i s t r y 4 0 ( 2 0 1 2 ) 3 – 1 4

a r t i c l e i n f o

Article history:

Received 28 January 2011

Received in revised form

28 September 2011

Accepted 4 October 2011

Keywords:

MeSH terms cleft lip

Cleft palate

Maternal age

Paternal age

Meta-analysis

a b s t r a c t

Objectives: A meta-analysis was conducted to assess the relationship between parental age

and the occurrence of non-syndromic oral clefts. The questions addressed if younger or older

mothers and fathers have an increased risk of having a child with non-syndromic oral clefts.

Data: Data from cohort studies, case-control, cross-sectional and prevalence studies in which

the association between parental age and oral clefts was investigated were analysed. Only

studies on oral clefts not associated with syndromes or other anomalies were considered.

Sources: An electronic literature search were conducted in Medline, Embase, LILACS, SciELO,

SCOPUS and the Cochrane library databases to identify original research published until

November 2010. References of the selected articles were also searched.

Study selection: The initial database search identified 4623 citations and according to eligi-

bility criteria 80 articles were submitted to quality assessment. In 13 studies measures of

association could be extracted for meta-analysis.

Conclusion: Our findings suggest that fathers forty years of age or older had a 58% higher

probability of having a child with cleft palate compared to those aged between 20 and 39 years.

The probability of mothers aged between 35 and 39 years having a child with cleft palate was

20% higher in comparison with those between 20 and 29 years-old, whilst for those aged 40

years or more this probability was 28% higher compared to those aged between 20 and 29 years.

Mothers aged 40 years or over were 1.56 times more likely to have a newborn with cleft lip with

or without palate compared to those aged between 20 and 29 years. No evidence of association

between early maternal and paternal age with occurrence of oral clefts was observed.

# 2011 Elsevier Ltd. All rights reserved.

Available online at www.sciencedirect.com

journal homepage: www.intl.elsevierhealth.com/journals/jden

1. Introduction

Craniofacial anomalies are a highly diverse group of complex

congenital defects, which affect a small but significant

* Corresponding author. Tel.: +55 24 22311385; fax: +55 24 22311385.E-mail address: [email protected] (M.V. Vettore).

0300-5712/$ – see front matter # 2011 Elsevier Ltd. All rights reserveddoi:10.1016/j.jdent.2011.10.002

proportion of populations. Oral clefts (clefts lip and palate)

are the most frequent craniofacial anomalies. These defects

are generally divided into two groups, isolated cleft palate and

cleft lip with or without cleft palate. Their occurrence varies

.

j o u r n a l o f d e n t i s t r y 4 0 ( 2 0 1 2 ) 3 – 1 44

considerably across geographic areas and ethnic groups. In

general, Asian and Amerindian populations have the highest

frequencies of oral clefts, reaching a rate of 1 per 500 live births.

Caucasian populations are in the intermediate prevalence level

and African populations have the lowest rates (1/2500).1,2

The aetiology of oral clefts is complex and multifactorial.

They frequently result from the interaction between individ-

ual, behavioural, environmental and genetic factors.3 Despite

the advances in the identification of risk factors for oral clefts,

there are gaps in knowledge.4 Several published reviews on

risk factors for oral clefts have focused on genetics and

environmental characteristics.3,5,6

The possible role of parental age in the aetiology of oral clefts

has been investigated.7–10 However, there is no consensus on

the association of parental age and oral clefts. There is only one

published meta-analysis that tested whether maternal age

increases the risk for oral clefts11 and there is no systematic

review on the relationship between paternal age and the

occurrence of oral clefts. In that review, which involved studies

published until 2000, although the appropriate methodology

was used for systematic reviews and the separate analysis

according to type of oral cleft, quality assessment was not

performed. As there is a growing interest in the identification of

risk factors for congenital malformations, like oral clefts, there

is a need to for a rigorous review of the subject.

The aim of this study was to systematically review the

relationship of maternal and paternal age with the occurrence

of non-syndromic oral clefts. The questions addressed were:

(1) Do younger mothers have an increased risk of having a

child with non-syndromic oral clefts?

(2) Do older mothers have an increased risk of having a child

with non-syndromic oral clefts?

(3) Do younger fathers have an increased risk of having a child

with non-syndromic oral clefts?

(4) Do older fathers have an increased risk of having a child

with non-syndromic oral clefts?

2. Methods

The methodology applied in this review was in accordance with

the Cochrane Collaboration Group protocol for systematic

reviews,12 and included literature search strategy, inclusion

and exclusion criteria for selecting studies, selection of papers,

data extraction, quality assessment and meta-analysis.

2.1. Literature search strategy

A literature search was conducted in Medline, Embase,

LILACS, SciELO, SCOPUS and the Cochrane library databases

to identify original research published until November 2010.

References of the selected articles were also searched to

identify studies that may not have been captured through the

initial database search.

We first derived two themes that were then combined by

using the Boolean operator ‘‘AND’’. Each theme was created by

using the operator ‘‘OR’’ to search for terms appearing as

either explored subject headings (MeSH) or text words. The

first theme was created for ‘risk factor’, or ‘risk factors’, or

‘maternal age’ or ‘paternal age’ or ‘parental age’ and the

second for ‘oral cleft’ or ‘cleft lip’ or ‘cleft palate’.

2.2. Inclusion/exclusion criteria and selection of papers

Cohort studies, case-control, cross-sectional and prevalence

studies written in English were selected. Initially, we selected

studies involving oral clefts associated or not with craniofacial

syndromes or other anomalies. Afterwards, only studies on

oral clefts not associated with syndromes or other anomalies

for were considered. Subgroups of non-syndromic oral clefts

from studies involving all types of oral clefts were also

included.

Two reviewers (A.P.C.Q.H. and F.J.H.) screened the papers

independently by title and abstracts. Then, full text papers

were retrieved and selected. Disagreements were resolved by

consensus after discussion with a third reviewer (M.A.B.R.).

2.3. Data extraction

Data extraction was independently performed by two

reviewers (A.P.C.Q.H. and F.J.H.) and disagreements were

resolved by consensus with a third reviewer (M.A.B.R.). A

standardized form was used and included the following

information: author and year of publication of the study,

study design, study period, type of oral cleft, association or not

with syndromes, parental age categories and sample size and

the criteria for quality assessment. In addition, the odds ratios

(ORs) and 95% Confidence Interval (CIs) on the association

between paternal and maternal age and oral clefts were

extracted.

2.4. Quality assessment

The quality assessment of selected studies was performed

using the methodology quality related items of STROBE

methodology (Strengthening the Reporting of Observational

Studies in Epidemiology),13 which is considered an essential

guideline for an appropriate assessment of observational

studies. The items of STROBE considered for quality assess-

ment were inclusion and exclusion criteria, information on

assessment of exposure and outcome, confounders, bias,

statistical methods, report limitations, methods to evaluate

subgroups and interactions.

2.5. Meta-analysis

Meta-analysis was conducted involving studies in which ORs

and 95% of CIs were reported or could be extracted. The

random method to obtain pooled estimates was used, once

the analysis included observational studies. With this

method, it is assumed that the variability of measures of

association and CIs is due to sampling variability and other

possible features of the studies. Heterogeneity amongst

studies was tested by Cochran’s Q test. Potential publication

bias was tested for using the rank correlation of Begg’s test

and the Egger test.

All tests were performed using STATA statistical software,

version 10.0 (Stata Corp, TX, USA). The level of significance for

all tests was 5% (P � 0.05).

j o u r n a l o f d e n t i s t r y 4 0 ( 2 0 1 2 ) 3 – 1 4 5

3. Results

Fig. 1 shows the study flow. The initial database search

identified 4623 citations. After screening, 111 papers published

between 1953 and 2010 were selected. The full text of these

papers was read and 33 were thereafter excluded. Two papers

listed in the references of the selected ones were included

resulting in 80 papers for systematic review. Of the 80, 67 did

not report measures of association or the categories of

paternal age ranges could not be combined. Therefore,

meta-analysis was performed using 13 studies.

The characteristics of the 80 selected studies are presented

according to the exposure of interest, paternal and maternal

age, and type of study. Table 1 presents the characteristics of the

18 cross-sectional/prevalence and 15 case-control studies that

investigated the relationship between paternal age and oral

clefts. The sample sizes varied considerably amongst the

studies. Paternal age was not categorized in 15 studies and

categorization was not homogeneous in the other 18 studies.

The influence of early and older paternal age on oral clefts was

reported in 3 and 21 studies, respectively. The characteristics of

the 54 cross-sectional/prevalence and 23 case-control studies

on maternal age and oral clefts are presented in Table 2. Similar

to studies on paternal age, the sample size varied significantly.

Even though most of studies investigated all types of oral clefts,

the classification of oral clefts amongst the selected studies was

heterogeneous. Oral clefts were classified as cleft lip with or

without palate (CL/P), which encompasses cleft lip (CL) and cleft

lip and palate (CLP), and isolated cleft palate (CP) in 27 studies.

Two studies investigated only cleft palate, four studies were

restricted in studying only cleft lip with or without cleft palate,

and cleft lip was the single type of oral cleft in one study.

3.1. Quality assessment

Eighty studies were submitted to quality assessment using

STROBE guidelines. Inclusion and exclusion criteria were

4623 citations identified

80 papers included in systematic review

13 studies included in meta-analysis

2 papers identified through checking of citations list

78 selected studies

33 papers excluded: • Parental age not assessed as a risk factor (14) • Data on oral clefts not separated from other

congenital malformations (9) • Papers in non-English language (5) • Not access to full paper (3) • Literature review (1)• Duplicated stud y (1)

111 potentially eligible papers retrieved

67 did not report measure of association

Fig. 1 – Flow chart of studies through the review.

described in 27 sectional/prevalence studies4,8,14–38 and in 12

case-control studies.9,10,39–49 The outcomes were not clearly

defined in 29 studies.14,16–18,21,22,26,27,39,49–67 Thirty-three stud-

ies did not define the exposure variables7,8,14,15,18,22,23,34,40,41,50–

54,56–66,68–74 and the confounders were determined in only 7

studies.10,19,24,32,47,48,63 The classification of oral clefts varied

amongst studies and 14 different classifications were ob-

served. The most common classification had grouped oral

clefts in two groups, cleft lip with or without cleft palate (CL/P)

and cleft palate only (CP), which was used in 27 arti-

cles.8,9,14,15,19,20,22–25,29,31,36,37,42,43,47,53,59,60,70,72,75–79

Whilst three studies described potential bias or efforts to

identify bias in Section 2,41,76,80 12 studies reported having

used statistical methods to control for confounders.10,24,30–

32,42,46–48,78,79,81 In Section 4, 23 studies properly reported the

studies limitations4,9,10,21,24,32,34,35,38,41,42,44,48,60,74,77–84.

In relation to assessment of exposures (maternal and

paternal age), 47 of the 80 selected studies did not report

results on the relationship between paternal age and oral

clefts. Thirteen studies on paternal age did not specify age

categories and 11 different classifications of paternal age were

observed in 20 studies. Three studies did not assess maternal

age.21,24,48 Of the 77 studies on maternal age, 23 did not specify

age categories. Thirty-two different classifications of maternal

age were considered in 55 studies. The most categories of

maternal age used were �19 or <20, 20–24, 25–29, 30–34, 35–39,

>39 or �40 years.4,16,25,29,30,36,37,42,52,58,68,69,73,78,79,81,85

Ten studies described methods to evaluate subgroups and

interactions, mainly between groups of maternal and paternal

ages.10,19,21,36,46–48,52,79,81 The outcome data were not reported

in three case-control studies43,66,86 and eight cross-sectional

studies.14,23,27,38,55,57,62,65 Eleven studies provided unadjusted

associations4,9,10,29,31,36,37,73,77,78,81 and 10 studies presented

adjusted associations and their precision.30–32,42,46,48,76,78,79,81

Eight studies presented and explained the confounders

considered in adjusted analysis.24,32,42,47,48,63,78,83

Twenty-three articles did not describe category boundaries

when continuous variables were catego-

rized.7,14,19,22,23,26,27,34,40,43–45,55,57,62,65,66,71,72,74,76,80,86 ORs were

presented in 21 studies.4,9,10,24,29–32,36,37,42,44,47,48,73,77–79,81,82,84

The relationship between paternal and/or maternal age and

oral clefts was tested using chi-square in 26 stud-

ies.14,16,17,19,21,25,33,35,38,41,44,46,52,57,58,60,66,68–72,75,80,83,87 Four

studies compared maternal and paternal mean age between

groups with different oral clefts using Student’s t test.26,34,40,41

3.2. Meta-analysis

In thirteen of the eighty selected studies the ORs and 95%CI

could be obtained. They were submitted to meta-analysis

according to the different types of oral clefts: cleft palate (CP),

cleft lip (CL), cleft lip with or without cleft palate (CL/P), cleft

lip with cleft palate (CLP) and cleft lip and/or cleft palate (CL/

CP) and maternal and paternal age groups: paternal age <20

and �40 years, maternal age <20, 35-39 and �40 years.

Different middle age groups were used as the reference

category.

The study by Poletta et al.9 was conducted in 7 different

countries in South America and the data for each country was

considered separately for meta-analysis purposes.

Table 1 – Characteristics of the 33 studies of paternal age selected for quality assessment.

First author, year[reference]

Countryof study

Sample size(case/population)

Classificationof clefts

Paternal agecategorization

Influence of earlyage on cleft

Influence ofolder age on cleft

Sectional/prevalence studies

Bardhan, 1966 India 308/6375 CL, CP, CLP 25–29, 30–34, 35–39, 40–44, 45–49, 50–54, 55–59 No Yes

Czeizel, 1971 Hungary 697/not reported CL, CP, CLP, CL/P �19, 20–24, 25–29, 30–34, 35–39, �40 No Yes (CLP and CL/P)

Emanuel, 1973 USA 378/205277 CL, CP, CLP, CL/P �19, 20–24, 25–29, 30–34, 35–39, �40 No No

Ching, 1974 USA 536/282981 CP, CL/P Not categorized No No

Spry, 1975 Australia 559/392228 CL, CP, CLP, CL/P Not categorized No Yes (CP)

Polednak, 1976 USA 897/820163 Not categorized 15–19, 20–24, 25–29, 30–34, 35–39, 40–44, 45–49,

50–54, 55–59, �60

No Yes (for one subgroup)

Bonaiti, 1982 France 631/126087 CP, CL/P Not categorized No No

Chapman, 1983 New Zealand 396/216836 CP, CL/P Not categorized No No

Balgir, 1984 India 90/– CL, CP, CLP <20, 21–22, 23–24, 25–26, 27–28, 29–30, 31–32,

33–34, 35–36, 37–38, 39–40, 41–42, 43–44, 45–46

No Yes

Savitz, 1991 USA 28/20530 CP, CL/P <30, 30–34, 35–39, �40 No Yes (CP)

Chuangsuwanich, 1998 Thailand 1096/– CL, CP, CLP Not categorized No No

Rajab, 2001 Oman 563/375000 CL, CP, CLP Not categorized No Yes

Blanco-Davila, 2003 Mexico 376/10843 Primary palate,

secondary palate, both

Not categorized No No

Bille, 2005 Denmark 2876/1489014 CP, CL/P <20, 20–24, 25–29, 30–34, 35–39, 40–44, 45–49, >49 No Yes

Harville, 2007a Norway 1431/about 1.8 million CP <20, 20–24, 25–29, 30–34, 35–39, �40 Yes Yes

Gonzalez, 2008 Mexico 1005/– CL, CP, CLP, CL/CP Not categorized No Yes

Jaruratanasirikul, 2008 Thailand 153/not reported CL, CP, CLP Not categorized No No

Materna-Kiryluk, 2009 Poland 8683/902452 CP, CL/P �19, 20–24, 25–29, 30–34, 35–39, 40–44, 45–49, �50 No Yes

Case-control studies

Woolf, 1963 USA 411/411 CL/P <19, 20–24, 25–29, 30–34, 35–39, >40 Yes (decreased

risk)

Yes

Donahue, 1965 USA 6070/6070 CL/P 15–19, 20–24, 25–29, 30–34, 35–39, 40–44, 45–49,

50–54, 55–59, �60

No Yes

Hay, 1967 USA 6700/56436 CL, CP, CLP <20, 20–24, 25–29, 30–34, 35–39, 40–44, �45 No Yes (CP and CLP)

Meskin, 1968 USA 503/503 CL, CP, CLP Not categorized No Yes

Perry, 1972 Canada 1437/144 CL, CP, CLP Not categorized No Yes (for one CL subgroup

and two of CLP)

Saxen, 1974 Finland 599/590 CP, CL/P �19, 20–24, 25–29, 30–34, 35–39, 40–44 �45 No Yes (CP, CL/P)

Saxen, 1975b Finland 194/194 CP, CL/P �30 No No

Menegotto, 1991 Latin America 856/856 CP, CL/P Not categorized No No

Milan, 1994 Italy 766/not reported CP, CL/P Not categorized No No

Cooper, 2000 China 528/1563 CL, CLP Not categorized No No

Rittler, 2004a South America 33809/25219 CL, CL/P �19, �40 No Yes (CL/P)

Elahi, 2004 Pakistan 117/106 CL, CP, CLP Not categorized No Yes

Poletta, 2007a South America 6873/3712 CP, CL/P �19, 20–39, �40 Yes (CL/P) Yes (CP, CL/P)

Wang, 2009 China 586/1172 CL, CP, CLP <25, 25–39, �40 No No

Green, 2010 USA 2341/5839 CL, CP, CLP, all oral clefts �24, 25–34, �35 No Yes (CP)

CP, cleft palate; CL, cleft lip; CL/P, cleft lip with or without cleft palate; CLP, cleft lip with cleft palate; CL/CP, separate cleft lip and cleft palate.a Studies included in meta-analysis.

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Table 2 – Selected characteristics of the 77 studies of maternal age selected for quality assessment.

First author, Year Country ofstudy

Sample size(case/population)

Classificationof clefts

Maternal agecategorization

Influence of earlyage on cleft

Influence of olderage on cleft

Sectional/prevalence studies

Beder, 1956 USA 433/– CL, CP (divided in four

subgroups), CLP

<19, 19–24, 25–30, 31–35, 36–40, >40 No No

Bardhan, 1967 India 308/6375 CL, CP, CLP 10–14, 15–19, 20–24, 25–29, 30–34, 36–39, 40–44 No Yes

Azaz, 1967 Israel 26/47768 CL, CP, CLP 20–24, 25–29, 30–34, 35–39 Yes No

Halevi, 1967 Israel 75/90793 CLP <20, 20–24, 25–29, 30–34, 35–39, 40–45, �45 No No

Bardanouve, 1969 USA 363/168865 CP, CL/P <20, 20–39, 40–50 No Yes

Borcbakan, 1969 Turkey 1000/– CL, CP, CLP 15–20, 20–30, 30–40, 40–50 No No

Gordon, 1969 South Africa 298/– CP, CL/P Not categorized No Yes

Czeizel, 1971 Hungary 697/not reported CP, CL, CLP, CL/P �19, 20–24, 25–29, 30–34, 35–39, �40 Yes (decreased

risk)

Yes (CLP and CL/P)

Harlap, 1971 Israel 46/30023 CL, CP, CLP Not categorized Yes No

Hay, 1971 USA 130/58686 CP, CL/P <35, �35 No Yes

Woolf, 1971 USA 496/– CL, CLP, CL/P 15–19, 20–24, 25–29, 30–34, 35–39, �40 No Yes

Hay, 1972 USA 10296/8475600 CL, CP, CLP <20, 20–24, 25–29, 30–34, 35–39, �40 No Yes

Leck, 1972 England Not reported CL, CP, CLP Not categorized No Yes (CP)

Walton, 1972 USA 266/– CL, CP, CLP �24, 25–34, �35 No Yes (CLP)

Wilson, 1972 England 683/– CL, CP, CLP �24, 25–34, �35 No Yes

Emanuel, 1973 USA 378/205277 CL, CP, CLP, CL/P �19, 20–24, 25–29, 30–34, 35–39, �40 No No

Ching, 1974 USA 536/282981 CP, CL/P Not categorized No No

Chi, 1974 Australia 192/147042 CL, CP, CLP <20, 20–24, 25–29, 30–34, 35–39, �40 No Yes (CL)

Higgins, 1974 Ireland 82/43817 CP, CL/P <20, 20–24, 25–29, 30–34, >35 No Yes

Chung, 1975 USA not reported/46689 CP, CL/P Not categorized No No

Spry, 1975 Australia 559/392228 CL, CP, CLP Not categorized No No

Beckman, 1976 Sweden 128/61061 CP, CL/P <25, 25–29, 30–34, >34 No Yes (CP)

Shields, 1981 Denmark 612/– CP <20, 20–24, 25–29, 30–34, 35–39, 40–44, �45 Yes No

Bonaiti, 1982 France 631/126087 CP, CL/P Not categorized No No

Chapman, 1983 New Zealand 396/216836 CP, CL/P Not categorized No No

Balgir, 1984 India 90/– CL, CP, CLP <20, 21–22, 23–24, 25–26, 27–28, 29–30, 31–32,

33–34, 35–36, 37–38, 39–40, 41–42, 43–44, 45–46

Yes No

Womersley, 1987 Scotland 247/158668 CL, CP, CLP Not categorized No Yes (CL)

Czeizel, 1988 Hungary Not reported CL/P �19, 20–29, 30–34, 35–39, 40–49 No Yes

Choudhury, 1989 India Not reported/126266 CL/P 15–20, 21–25, 26–30 No No

Cornel, 1992 Netherlands 168/– CP, CL/P <20, 20–24, 25–29, 30–34, 35–39, 40–44, �45 No No

Baird, 1994 Canada 702/576815 CP, CL/P <20, 20–24, 25–29, 30–34, 35–39, �40 No No

Robert, 1996a France, USA, Sweden 8315/more than 5 million CL, CP, CLP, CL/P �19, 20–24, 25–29, 30–34, 35–39, �40 Yes (CL/P) Yes (CP and CL/P)

Chuangsuwanich, 1998 Thailand 1096/– CL, CP, CLP Not categorized No No

Reefhuis, 1999 Netherlands Not reported CL, CP, CLP, CL/P �20, �40 No No

Rajesh, 2000 India 48/– Not categorized <20, 21–25, 26–30, >30 Yes Yes

Rajab, 2001 Oman 563/375000 CL, CP, CLP Not categorized No Yes

Abramowicz, 2003 USA 137/– CL, CP, CLP <26, 26–34, >34 No No

Blanco-Davila, 2003 Mexico 376/10843 Primary palate, secondary

palate, both

Not categorized No No

DeRoo, 2003a USA 608/298138 CP, CL/P <20, 21–24, 25–29, 30–34, 35–39, �40 Yes No

Forrester, 2004a USA 544/281866 CP, CL/P �19, 20–24, 25–29, 30–34, 35–39, �40 No Yes (decreased

risk for CL/P)

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Table 2 (Continued )

First author, Year Country ofstudy

Sample size(case/population)

Classificationof clefts

Maternal agecategorization

Influence of earlyage on cleft

Influence of olderage on cleft

Reefhuis, 2004 USA 342/1088960 CL 14–19, 20–24, 25–29, 30–34, 35–40 Yes No

Vallino-Napoli, 2004a Australia 1376/1140704 CL, CP, CLP, CL/P <20, 20–24, 25–29, 30–34, 35–39, �40 No Yes (CL/P)

Bille, 2005 Denmark 2876/1489014 CP, CL/P <20, 20–24, 25–29, 30–34, 35–39, >39 No Yes (CL/P)

Hashmi, 2005a USA 1082/1026868 CP, CL/P <18, 18–29, 30–34, �35 No No

Chen, 2007a USA Not reported/5542861 CL/P 13–15, 16–17, 18–19, 20–34 Yes No

Harville, 2007a Norway 1431/about 1.8 million CP <20, 20–24, 25–29, 30–34, 35–39, �40 No Yes

Jamilian, 2007 Iran 25/11651 CL, CP, CLP <30, �30 No No

Gonzalez, 2008 Mexico 1005/– CL, CP, CLP, CL/CP Not categorized No Yes

Jaruratanasirikul, 2008 Thailand 153/not reported CL, CP, CLP Not categorized No No

Li, 2008 China 83/25355 Not categorized <20, >20, >25, �30 Yes No

Chen, 2009a Taiwan 1775/242140 CP, CL/P <20, 20–24, 25–29, 30–34, 35–39, �40 No Yes (CL/P)

Dai, 2009 China 8133/4891472 CL, CP, CLP, CL/P <20, 20–24, 25–29, 30–34, �35 Yes (CL/P) Yes

Genisca, 2009a USA 3344/2731809 CL, CP, CLP <20, 20–24, 25–29, 30–34, 35–39, �40 No Yes (decreased

risk for CLP)

Materna-Kiryluk, 2009 Poland 8683/902452 CP, CL/P �19, 20–24, 25–29, 30–34, 35–39, �40 No No

Case-control studies

MacMahon, 1953 England 285/1178 CL, CP, CLP <23, 23–27, 28–32, 33–37, �38 No Yes (CL and CLP)

Woolf, 1963 USA 411/411 CL/P <19, 20–24, 25–29, 30–34, 35–39, >40 Yes (decreased

risk)

Yes

Donahue, 1965 USA 6070/6070 CL/P 10–14, 15–19, 20–24, 25–29, 30–34, 35–39,

40–44, 45–49

No Yes

Moller, 1965 Iceland 64/59 CL, CP, any

combination

of both

<20, 20–24, 25–29, 30–34, 35–39, >39 No Yes

Hay, 1967 USA 6700/56436 CL, CP, CLP <20, 20–24, 25–29, 30–34, 35–39, �40 No Yes (CP and CLP)

Meskin, 1968 USA 503/503 CL, CP, CLP Not categorized No Yes

Farkas, 1969 Czech Republic 1000/1000 CP, CL/P �20, 21–25, 26–30, 31–35, 36–40, �41 No Yes

Perry, 1972 Canada 1437/144 CL, CP, CLP Not categorized No Yes (one subgroup

of CLP)

Saxen, 1974 Finland 599/590 CP, CL/P �19, 20–24, 25–29, 30–34, 35–39, 40–44 �45 No Yes (CP)

Saxen, 1975b Finland 194/194 CP, CL/P �30 No No

Tan, 1988 Singapore 53/not reported CL, CP, CLP Not categorized No No

Menegotto, 1991 Latin America 856/856 CP, CL/P Not categorized No No

Shaw, 1991a USA 508/5000 CP, CL/P <20, 20–24, 25–29, 30–34, 35–39, >39 No Yes

Milan, 1994 Italy 766/not reported CP, CL/P Not categorized No No

Cornel, 1996a Netherlands 277/3737 CP, CL/P �20, �40 No No

Lopez-Camelo, 1996 Latin America 2159065/32296 CL/P Not categorized Yes No

Cooper, 2000 China 528/1563 CL, CLP Not categorized No Yes

Natsume, 2000a Japan 306/306 Not categorized Not categorized No No

Rittler, 2004 South America 33809/25219 CL, CL/P �19, �35 No No

Elahi, 2004 Pakistan 117/106 CL, CP, CLP Not categorized No Yes

Brender, 2006 USA 1781/4368 CP, CL/P <20, 20–24, 25–29, 30–34, �35 No Yes

Poletta, 2007a South America 6873/3712 CP, CL/P �19, 20–34, �35 No Yes

Wang, 2009 China 586/1172 CL, CP, CLP <25, 25–39, �40 No No

CP, cleft palate; CL, cleft lip; CL/P, cleft lip with or without cleft palate; CLP, cleft lip with cleft palate; CL/CP, cleft lip and/or cleft palate.a Studies included in meta-analysis.

j o

u r

n a

l o

f d

e n

t i

s t

r y

4

0 (

2 0

1 2

) 3

– 1

48

Fig. 2 – Meta-analysis on the association between paternal age and oral clefts.

j o u r n a l o f d e n t i s t r y 4 0 ( 2 0 1 2 ) 3 – 1 4 9

Fig. 2. (Continued ).

j o u r n a l o f d e n t i s t r y 4 0 ( 2 0 1 2 ) 3 – 1 410

3.2.1. Early paternal ageNo association between early paternal age (<20 years of age)

and CL/P and CP was observed (Fig. 2a and b). No heterogeneity

was observed in both analyses.

3.2.2. Older paternal ageHeterogeneity was detected on the analysis between older

paternal age (�40 years) and CL/P ( p = 0.021) and meta-

analysis was not performed. The odds of having a newborn

with CP was 1.58 higher for fathers aged 40 years or over

compared to those aged between 20 and 39 years (Fig. 2c).

3.2.3. Early maternal ageThere was no statistical association of early maternal age (<20

years) with CL/P, CP and CL. Heterogeneity tests were not

statistically significant (Fig. 2d–f).

3.2.4. Older maternal ageThe studies on the association between older maternal age

and oral clefts considered three categories of maternal age:

�35, 35-39 and �40 years.

3.2.5. Cleft lip with or without cleft palateThere was no relationship between maternal age �35 years

and CL/P (Fig. 2g). Heterogeneity was detected on the

analysis of the association between maternal age 35 and

39 years and CL/P and no meta-analysis was conducted

( p = 0.001). Mothers aged 40 years or over were 1.56 times

more likely to have a newborn with CL/P compared to those

aged between 20 and 29 years. No heterogeneity was

observed (Fig. 2h).

3.2.6. Cleft palateMothers between 35 and 39 years old had significantly higher

odds of having a child with CP than mothers between 20 and 29

years old (Fig. 2i). Mothers aged 40 years or over were 1.28

times more likely to have a newborn with CP compared to

those aged between 20 and 29 years (Fig. 2j). No heterogeneity

was observed in both analyses.

The results of Begg’s test with continuity correction and

the Egger test confirmed that there was no evidence of

publication bias in all meta-analysis performed ( p of bias

>0.05) (Fig. 2a–j).

j o u r n a l o f d e n t i s t r y 4 0 ( 2 0 1 2 ) 3 – 1 4 11

4. Discussion

The evidence from a growing body of the scientific literature

on the association between paternal age and the risk of oral

clefts was systematically evaluated using a meta-analytic

approach. Based on our findings, fathers and mothers aged

forty-years or over are more prone to have offspring with a

cleft lip with or without cleft palate. In addition, a gradient was

observed on the association between maternal age and the

occurrence of cleft lip in newborns.

Possible explanations for our findings may be related to

cumulative changes in gametes through lifetime as a result of

environmental exposures or chromosomal alterations. Other

potential factors, for women, include the ageing process of the

uterus becoming less selective to defective embryos and the

fact that placenta of older women are more permeable to

teratogenic agents. 88 Other factors that must also be

considered are the use of medicines throughout life, the

prevalence of chronic diseases in older people, socioeconomic

characteristics and access and quality of health care.3,5,6,67,89,90

This is the second meta-analysis conducted to verify the

association between maternal age and occurrence of oral

clefts.11 Our findings on the association between older

maternal age and oral clefts are contrasting since the previous

study concluded that increased maternal age was not

associated with isolated forms of oral clefts. Possible explana-

tions for the contrasting results include the search period and

methodological differences. In a previous study, published

articles from 1937 and 1992 were included whilst in the current

meta-analysis studies up to 2010 were searched. Although the

number of the selected studies in both meta-analyses was

similar, the previous one included oral clefts associated or not

with syndromes. Four of the eight population-based studies

included in the previous meta-analysis involved articles with

other anomalies associated with oral clefts. The selection

criteria in our review were more restrictive and as a

consequence, the outcomes were more homogeneous. The

previous review concluded that there was no statistical

association between increased maternal age and isolated

forms of cleft lip with or without cleft palate and cleft palate.

We must argue that these findings were potentially biassed

since it grouped distinct conditions. In addition, methodologi-

cal limitations in the previous meta-analyses could partly

explain the contrasting results. Relevant aspects of methods

regarding data extraction process, number of reviewers and

strategies to select articles was not clearly presented and

selection bias might have occurred.

In this review, the protocol for systematic reviews accord-

ing to Cochrane Collaboration Group was followed ensuring

methodological quality in all stages of the study.12 The search

strategy was comprehensive using six relevant electronic

databases and data extraction was conducted by two

reviewers using adequate inclusion and exclusion criteria.

Another positive aspect of this review was the quality

assessment using the STROBE methodology for observational

studies, which has allowed the identification of study

characteristics and possible methodological flaws.13

Oral clefts may be associated with genetic or developmen-

tal syndromes or not and it is necessary to distinguish them

when conducting studies on risk factors for these craniofacial

anomalies since they are etiologically and epidemiologically

different. Half of cleft palates can be associated with

syndromes.91,92 In order to analyse studies with homogeneous

case definitions of oral clefts we did not include findings of

studies which presented syndromes or associated anomalies.

Some studies which included syndromic cases or other

anomalies associated were selected, but when they presented

data for isolated and associated cases separately, only data of

isolated groups were analysed. Interestingly, some studies did

not even mention if the cases of oral clefts were associated

with syndromes and other anomalies, or not.

Epidemiological studies on risk factors for oral clefts that

included live births, stillbirths and miscarriages are not

comparable to those that included only live births.1 It has been

demonstrated that the risk of oral clefts amongst stillbirths and

miscarriages is three times higher than live births. They

constitute groups epidemiologically distinct regarding the risk

of developing oral clefts. Therefore they should be studied

separately.81,92 In this review, few selected studies analysed

stillbirths and live births together and almost half the studies

did not clearly describe eligibility criteria, which is methodo-

logically compromising and makes interpretation difficult.

There are different phenotypes of oral clefts and studies on

their risk factors should be evaluated separately. The wide

variety of classifications of oral clefts in the studies hampered

the meta-analytic approach of this review. Nearly one third of

the selected studies used the most appropriate contemporary

classification, namely: cleft lip with or without cleft palate,

and isolated cleft palate, which are etiologically distinct

malformations, based on embryological and epidemiological

evidence.1,92,93 The studies included in this meta-analysis

considered different types of oral clefts separately. They were

analysed considering the classification employed in each

study. Some studies considered different oral clefts as one

broad group. As the literature indicates that there are

differences in etiological factors for different oral clefts, the

analyses of risk factors for oral clefts considering them as one

whole group only could lead to biassed findings.

The exclusion of 67 studies in the meta-analysis is one of

the limitations of this study. Hence, reporting bias might have

occurred. Individual patient data meta-analysis and publica-

tion bias tests are the commonest strategies to deal with this

problem. The former strategy would overcome the problem of

age stratification heterogeneity between studies. However,

there were several studies published before the 1990s and

gathering original data would be unfeasible. Hence, publica-

tion bias test was performed and there was no evidence of

reporting bias in our findings. Two different aspects explain

the reduction in the number of papers in the meta-analysis.

Odds ratios and measures of association became common in

papers from the 1990s when statistical software became

widely available. In our study, 50% of the selected studies were

published before 1990. Another reason for exclusion is that

about 25% of the studies on the relationship between maternal

age and oral clefts did not specify the age range. Instead, they

tested such association considering the mean age of the

women. When the age range was specified, the stratification

was diverse. This stratification became more regular in the

more recent studies (<20, 20–24, 25–29, 30–35 and �40 years).

j o u r n a l o f d e n t i s t r y 4 0 ( 2 0 1 2 ) 3 – 1 412

Compared to maternal age, the role of paternal age has been

less studied as a risk factor for oral clefts. However, there was

also a high diversity of paternal age stratification, which made

it difficult to compile data.

Another limitation was the fact that Poletta and coworkers

study9 was considered as seven different studies for meta-

analysis purposes. This option was based on the fact that the

association between parental age and oral clefts was analysed

and presented according to seven different countries in South

America. Nevertheless, they can share the same methodological

limitations.

Although this meta-analysis was performed through ran-

dom effects model to account for some the between-study

variation there was methodological heterogeneity amongst the

included studies that challenges our synthesis. The main one

was the lack of adjustment for potential confounders since few

studies took them into account. One attempt to deal with this

problem was the exclusion of syndromic cases of oral clefts.

However, description of the confounders and how they were

controlled was presented in 7 of the 13 studies included in the

meta-analysis. Thus, we must assume that our pooled ORs

might be partly explained by confounders that were not taken

into account in some of the individual studies. Risk factors for

occurrence of oral clefts include ethnicity, environmental and

occupational exposures, systemic diseases, dietary habits,

smoking, alcohol and drug use, medicines used during

pregnancy and socioeconomic status. Some possible interac-

tions with genetic characteristics might also be considered,

such as family history, which is a potential effect modifier.94

In the present meta-analysis, significant results were

observed for two of the four questions previously addressed.

No evidence was found that younger fathers and younger

mothers have an increased risk of having a child with non-

syndromic oral clefts. Fathers aged forty years or more showed

an increased risk of having a child with cleft palate compared to

their peers between 20 and 39 years old. Mothers between 35 and

39 years old were more likely to have babies with cleft palate in

comparison with those between 20 and 29 years old. Further-

more, mothers with forty years of ageor more were more likelyto

give birth to babies with cleft lip with or without cleft palate. Few

etiologic and genetic factors contributing to oral clefts were

elucidated yet. Further studies are needed to identify risk factors

for these birth defects and therefore for prevention through

public health actions. Studies using subgroup analysis regarding

syndromic and non-syndromic oral clefts, standardized sub-

groups of parents’ age, similar classification of oral clefts and

appropriate methodology in respect of control of confounders

may be could clarify the role of parent’s age and in the

occurrence of oral clefts. Our findings suggest that family

counselling and family planning programmes should include

information regarding the possible occurrence of the oral clefts

when parents’ age overcomes 35 years.

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