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EXCEPTIONAL TEACHERS: A CASE STUDY THAT
EMPHASISES DISPOSITIONS WHEN
DIFFERENTIATING BETWEEN TEACHERS
Glenda Adelle FAULL BA(Mus), BEd, MEd
THESIS
presented in fulfilment of the
requirements for the degree of
DOCTOR OF PHILOSOPHY
The University of Newcastle
December, 2008
ii
I hereby certify that this thesis contains no material that has been accepted for the
award of any other degree or diploma in any university or other tertiary institution
and, to the best of my knowledge and belief, contains no material previously
published or written by another person, except where due reference has been made in
the text. I give consent to this copy of my thesis, when deposited in the University
Library, being made available for loan and photocopying to the provisions of the
Copyright Act 1968.
_____________________________
G. A. Faull
iii
ACKNOWLEDGEMENTS
A study of this nature could not have happened without the support and
encouragement of many people. I would like to acknowledge and thank:
the 12 wonderful teachers who demonstrated courage and generosity in
opening their classrooms and their hearts during the case study
the school principals for their interest in this thesis and for welcoming me
into their schools
my students for their humour and encouragement when the going was tough
my supervisor, Mitch, for his timely input.
I would like to acknowledge and thank Roy Killen for staying with me through this
long journey of learning.
In particular, I would like to acknowledge and thank my family who has stood by me
during the years and experiences that have made this journey unforgettable.
Thank you Jenna for your quiet love and gentle encouragement.
Thank you Lynden and Amanda for your humour and for keeping me “grounded”.
Thank you Kerri-Lee for helping me to retain perspective.
Thank you Rod for your creative vitality.
Finally, I would like to acknowledge three important men in my life.
Thank you, Neil, for your time and expertise.
Thank you, Dad, for your insight, enduring loyalty and for demonstrating that
“Patience is the companion of wisdom”.
Thank you, David, for your love and for believing in me.
Only as high as I reach can I grow
Only as far as I seek can I go
Only as deep as I look can I see
Only as much as I dream can I be
Karen Ravn
iv
This thesis is dedicated to
the memory of a beautiful mother
and to the living example
of a father who epitomises
what it means to be
an exceptional teacher.
v
CONTENTS Page
List of Appendixes (xiv)
List of Tables (xv) List of Figures (xix)
Abbreviations used in the text (xx) Abstract (xxi)
Chapter 1 INTRODUCTION 1
1.1 Context of the study 1 1.2 Contemporary perspectives on what it means to be an 2 effective teacher 1.3 Dispositions in the context of evolving professional 4 standards 1.4 Professional teaching standards and teacher excellence 6 1.5 The problem of measurability and synthesis 8 1.6 Other contemporary ideas associated with effective 9 teachers and effective teaching 1.7 The research problem 10
1.8 The research questions 12 1.9 The research hypotheses 12 1.10 Definitions of key concepts 13 1.10.1 Exceptional teacher 13 1.10.2 Dispositions 14 1.10.3 Conceptual model 14 1.11 The research approach 14 1.12 The methodological framework 16 1.13 The significance of the study 17 1.14 The structure of the thesis 17 2 LITERATURE REVIEW 19 Part 1: Rationale for the literature review and the 20 establishment of a research context for a study of exceptional teachers 2.1 Rationale 20 2.2 Effective teaching and effective teachers – a survey 22 of research trends and contributions in the second half of the 20th century 2.2.1 Characteristics of effective teaching behaviour 23 and models of effective teaching 2.2.2 Effective teaching skills and teaching styles 25 2.2.3 Expertise and exceptional teachers 26 2.2.4 The interaction of variables such as teacher 27 values and beliefs 2.2.5 Summary 27 2.3 Giftedness and talent 28
vi
2.3.1 Rationale for inclusion in the literature review 28 2.3.2 The “self” of the talented adult and the exceptional teacher 28 2.3.3 Clarification of key concepts and their inter-
relatedness 29 2.3.4 Summary 29 2.4 Intelligence and effective teaching 30 2.4.1 Rationale for inclusion in the literature review 30 2.4.2 Different kinds of intelligence 30 2.4.3 Intelligence and the teacher 31 2.4.4 Summary 32 2.5 Creativity and teacher effectiveness 32 2.5.1 Rationale for inclusion in the literature review 32 2.5.2 The question of conceptualisation 33 2.5.3 The problem of focus: What aspects of creativity do we take into account when exploring what it
means to be an exceptional teacher? 34 2.5.4 Summary 34
2.6 Dispositions of effective teachers 35 2.6.1 Rationale for inclusion in the literature review 35 2.6.2 Renewed interest in dispositions 36 2.6.3 Some implications of a study of teacher dispositions 37 2.6.4 Summary 37 Part 2: Effective teaching and effective teachers 38 2.7 Introduction 38 2.7.1 Characteristics of master teachers 39 2.7.2 Complex dynamic of variables that characterise effective teachers – different research perspectives 41 2.8 The NSW Quality Teaching Model (QTM) 42 2.8.1 Rationale for inclusion in the literature review 42
2.8.2 Theoretical framework of the QTM 42 2.8.3 Underlying rationale of the QTM 46
2.8.4 The dimension Intellectual quality 47 2.8.5 The dimension Quality learning environment 49 2.8.6 The dimension Significance 52 2.8.7 Issues arising from the New South Wales Quality Teaching Model 54 2.9 The QTM and the Vialle and Quigley (2002) study: A comparison 55 2.9.1 Rationale and context for comparison 55 2.9.2 Dimensions and elements of comparison 56 2.9.3 Observations from the comparison 58 2.9.4 Summary 59 2.10 Communicativeness and the effective teachers 60 2.10.1 Concept clarification 61 2.10.2 “Communicative” implicit in the QTM 62 2.10.3 Humour and teacher communication 63 2.10.4 Socio-communicative style 64 2.10.5 Communicating passion 66 2.11 Summary 66
vii
Part 3: Literature from the field of giftedness and talent 67 2.12 Introduction and rationale for inclusion in the literature review 67 2.13 The concept passion 68 2.13.1 Passion as “drive” and “energy” that affect teacher commitment 69
2.13.2 Passion and spiritual intelligence 71 2.13.3 Passion and teacher values and beliefs 72 2.13.4 Passion a unifying force 74 2.13.5 Passion and entelechy 75 2.13.6 Passion and (over)excitability 75 2.13.7 Passion and teacher dispositions 77 2.13.8 Passion, commitment and vision 77 2.13.9 Summary of “Passion” 79
Part 4: Intelligence, engagement and the effective teacher 80 2.14 Introduction and rationale 80 2.14.1 Intelligence: the issue of definition 81 2.14.2 Intelligence, beliefs and values, and teacher authenticity 82 2.14.3 The question of engagement 83 2.15 Emotional intelligence: its nature and function 84 2.15.1 Understanding the concept 84 2.15.2 Different conceptions: the relationship to effective teaching 85 2.15.3 Interpersonal intelligence and emotional intelligence 86 2.15.4 Intrapersonal knowledge and intrapersonal
intelligence 87 2.15.5 Summary 89 2.16 Spiritual intelligence and associated characteristics 90 2.17 Authenticity, associated characteristics and intelligence 92
2.17.1 Rationale for the inclusion of authenticity in the literature review 92
2.17.2 Definitions of authenticity 93 2.17.3 Dispositions and attributes associated with teacher authenticity 94 2.17.4 Teacher authenticity, trust and relationships with students 95 2.18 Intelligence, commitment and passion 97 2.18.1 Commitment and passion 97 2.18.2 Commitment, passion and teacher values 98
2.19 Wisdom and intelligence 99 2.19.1 Wisdom, knowledge and intelligence 100 2.19.2 Wisdom and associated teacher attributes 101
2.19.3 Summary 102 2.20 Gifted teaching and intelligence: The perspective of Towers and Porath 103 2.21 Teacher excellence, intelligence and the human domain 105 2.21.1 The concept “character” and intelligence 106 2.22 Intelligence and engagement: Towards a holistic approach 108 2.22.1 Summary 109
viii
Part 5: Creativity and effective teachers 110 2.23 Rationale, themes, context and concept interpretation 110 2.23.1 Rationale and themes 110 2.23.2 Context 112 2.23.3 Adopting a conception of creativity in the context of a study of exceptional teachers 113 2.23.4 Summary 115 2.24 The relationship between creativity and personality 115 2.25 Creativity, beliefs, values and attitudes 117 2.25.1 Sternberg’s “investment theory” of creativity 117 2.25.2 Creativity: teacher values and beliefs 119 2.26 The relationship between creativity and intelligence 121 2.26.1 The relationship between emotional intelligence and emotional creativity 122 2.26.2 Summary 123 2.27 The relationship between creativity and intuition 123 2.28 The relationship between creativity, giftedness and talent 124 2.29 Summary of Part 5 126 Part 6: Dispositions and the effective teacher 128 2.30 Rationale and context 128 2.31 Definitions of dispositions 130 2.32 Assessment of dispositions 133 2.33 Dispositions in practice 135 2.34 Towards a conceptual framework for an analysis of dispositions 137 2.35 Summary of dispositions 138 2.36 Observations to be made from the literature review 139
3 CONCEPTUAL FRAMEWORK FOR THE STUDY OF EXCEPTIONAL TEACHERS
3.1 Introduction and rationale 140 3.2 Case study research approach 141 3.3 Mixed method research 141 3.4 Constructivist inquiry theory 142 3.5 Activity domains 144 3.6 Summary 145
4 THE METHODLOGICAL FRAMEWORK FOR THE STUDY 147
4.1 Introduction and overview 147 4.2 The methodological framework in diagrammatic form 149 4.3 Developing the DCM (Stage 2) 151 4.4 Teacher case studies (Stage 3) 151 4.4.1 Case study participants and rationale for selection 152 4.4.2 The case study procedure 153 4.5 Development and application of the Interview Analysis Framework (IAF) and the use of NVivo software for
ix
Case study interview analysis (Stage 4) 154 4.6 Use of NVivo software for case study interview analysis
(Stage 5) 155 4.7 Drawing together the research data (Stage 6) 155 4.8 Major findings and implications for implementing pedagogic
models (Stage 7) 156 4.9 Summary 156
5 DEVELOPING A DISPOSITIONAL CLUSTER MODEL (DCM) 157
5.1 Introduction and rationale 157 5.2 Defining dispositions 158 5.2.1 Three examples of definitions 158 5.2.2 The working definition of “dispositions” for this
study 159 5.3 Strategies for creating and populating the DCM 159 5.4 Methodology for populating the DCM 160 5.4.1 The application of constructivist theory 160 5.4.2 The process of populating the DCM 160 5.5 Description of dispositions 162 5.5.1 Authentic (primary disposition) 162 5.5.1.1 Caring (secondary disposition) 163 5.5.1.2 Empathic (secondary disposition) 163 5.5.1.3 Open(ness) (secondary disposition) 164 5.5.1.4 Reflective (secondary disposition) 164 5.5.1.5 Summary 165 5.5.2 Committed (primary disposition) 165 5.5.2.1 Purposeful (secondary disposition) 166 5.5.2.2 Organised (secondary disposition) 166 5.5.2.3 Motivated (secondary disposition) 166 5.5.2.4 Resilient (secondary disposition) 167 5.5.2.5 Summary 167 5.5.3 Communicative (primary disposition) 167 5.5.3.1 Knowledgeable (secondary disposition) 168 5.5.3.2 Listener (secondary disposition) 168 5.5.3.3 Engagement (secondary disposition) 169 5.5.3.4 Humour (secondary disposition) 169 5.5.3.5 Summary 170 5.5.4 Creative (primary disposition) 170 5.5.4.1 Risk taking (secondary disposition) 171 5.5.4.2 Original(ity) (secondary disposition) 171 5.5.4.3 Curious(ity) (secondary disposition) 171 5.5.4.4 Problem solving (secondary disposition) 172 5.5.4.5 Summary 172 5.5.5 Passionate (primary disposition) 172 5.5.5.1 Enthusiastic (secondary disposition) 173 5.5.5.2 Excitable (secondary disposition) 174 5.5.5.3 Positive (secondary disposition) 174 5.5.5.4 Energetic (secondary disposition) 174
x
5.5.5.5 Summary 174 5.6 A diagrammatic representation of the Dispositional Cluster Model (DCM) 175 5.7 Observations regarding the development of the DCM 176 5.8 The DCM as an application instrument 176
6 INSTRUMENTATION FOR DATA COLLECTION 177 6.1 Introduction and rationale 177 6.2 Criteria for choosing the instruments 177 6.2.1 Validity 177 6.2.2 Reliability 177 6.2.3 Relevance and appropriateness 178 6.2.4 Appropriateness of form 178 6.2.5 Compatibility 178 6.2.6 Integrated system of coding 178 6.2.7 User friendly 178 6.3 Identification of suitable instruments 179 6.4 The NSW Quality Teaching Model (QTM) 184 6.4.1 Summary of the QTM 187 6.5 The Teacher Behaviors Checklist (TBC) 187 6.5.1 Summary of the TBC 192 6.6 The My Values Questionnaire (MVQ) 192 6.6.1 Summary of the MVQ 195 6.7 The Educational Beliefs Questionnaire (EBQ) 196 6.7.1 Summary of the EBQ 198 6.8 Summary of Chapter 6 199
7 DIFFERENTIATING TEACHERS USING INSTRUMENT DATA 201
7.1 Introduction 201 7.1.1 Case study biographical data 202 7.2 NSW Quality Teaching Model (QTM) 203 7.2.1 Data analysis 204 7.2.2 Summary 207 7.3 Teacher Behaviors Checklist (TBC) 207 7.3.1 Data analysis 207 7.3.2 Summary 213 7.4 My Values Questionnaire (MVQ) 215 7.4.1 Rationale 215 7.4.2 Part 1 questionnaire 215 7.4.3 Summary 222 7.4.4 Part 2 questionnaire 223 7.4.5 Summary 229 7.5 Educational Beliefs Questionnaire (EBQ) 229 7.5.1 Summary 237 7.6 Conclusions from case study instrument data 238
xi
8 ANALYSIS OF CASE STUDY INTERVIEWS 243
8.1 Introduction and rationale 243 8.1.1 Introduction 243 8.1.2 Rationale underlying the case study interviews 244 8.2 The Interview Analysis Framework (IAF) 245 8.2.1 Explanation of the IAF 245 8.2.2 The IAF protocol 248 8.2.3 Three examples of coding and rating using the IAF 250 8.2.3.1 Summary of examples 260 8.2.4 The interview questions 260 8.2.5 Summary of the IAF protocol 262 8.2.6 Data from the deployment of the IAF 263 8.2.6.1 Interpreting IAF data that are presented in Table 8.10 265 8.2.7 Examples of transcript extracts from each DCM cluster in the IAF analysis 266 8.2.7.1 Authentic cluster – reflective 266 8.2.7.2 Committed cluster – purposeful 268 8.2.7.3 Creative cluster – risk taking 270 8.2.7.4 Communicative cluster – knowledgeable 273 8.2.7.5 Passionate cluster – energetic 277 8.2.7.6 Summary of the IAF analysis and findings 281 8.3 NVivo analysis of the case study teacher interviews 282 8.3.1 Context and rationale for the use of NVivo 282 8.3.2 Method of analysis 283 8.3.2.1 Level 1 NVivo analysis – Tree Nodes 283 8.3.2.2 Summary of Tree Node analysis (Level 1) 287 8.3.3 Level 2 NVivo Analysis – Free Nodes 292 8.3.3.1 The process followed in gathering Free Node data 292 8.3.3.2 Findings from closer analysis of NVivo Free Nodes 294 8.3.3.3 Observations and conclusions regarding the findings of the Free Node analysis 300 8.4 Conclusions to be drawn from the interview analysis 301 9 DIFFERENTIATING BETWEEN TEACHERS:
THE EXTRA DIMENSION TO EXCEPTIONALITY 305
9.1 Introduction 305 9.2 QTM data that differentiated between teachers 307 9.3 TBC data that differentiated between teachers 311 9.4 MVQ data that differentiated between teachers 316 9.5 EBQ data that differentiated between teachers 321 9.6 IAF data that differentiated between teachers 325 9.7 NVivo data that differentiated between teachers 329
xii
9.8 The contribution of the DCM to differentiating between teachers 333
9.9 Concluding observations 334
10 DISCUSSION AND IMPLICATIONS OF
FINDINGS 338
10.1 Introduction 338 10.2 The context and challenges of the study 338 10.3 Findings from the literature review – Stage 1 of the study 340 10.3.1 Findings from the field of effective teaching and
effective teachers 340 10.3.2 Findings from the field of giftedness and talent 341 10.3.3 Findings from the field of creativity 342 10.3.4 Findings from the field of intelligence 342 10.3.5 Findings from the field of dispositions 343 10.3.6 Summary 344 10.4 The DCM (a conceptual model) – Stage 2 of the study 344 10.5 Application of the case study instruments (QTM, TBC, MVQ, EBQ) – Stage 3 of the study 346 10.5.1 Findings from the QTM 346 10.5.1.1 QTM items that most strongly differentiated between teachers 346 10.5.1.2 Summary of the QTM 347 10.5.2 Findings from the TBC 348 10.5.2.1 Summary of the TBC 349 10.5.3 Findings from the MVQ 350 10.5.3.1 Summary of the MVQ 351 10.5.4 Findings from the EBQ 352 10.5.4.1 Summary of the EBQ 352 10.5.5 Summary of the QTM, TBC, MVQ and EBQ data 353 10.6 Findings from the case study interviews – Stage 4 of the study 353 10.6.1 Findings from the Interview Analysis Framework (IAF) 353 10.6.1.1 Summary of findings from the IAF 356 10.6.2 Findings from the NVivo analysis 357 10.7 The Dispositional Cluster Model (DCM) revisited 358 10.7.1 Input from the Interview Analysis Framework
(IAF) 358 10.7.2 The interview Analysis Framework (IAF) –
values 359 10.7.3 Input from the NVivo analysis 360 10.8 Reflecting on the principal findings 362 10.8.1 Effectiveness of the differentiation process 363 10.8.2 Deployment of the DCM – Stage 5 of the study 364 10.8.3 Relationship between dispositions, classroom
xiii
behaviour and educational beliefs 365 10.8.4 Effectiveness of the methodological framework 365 10.9 The working hypotheses and research questions 367 10.10 Limitations of the study 371 10.11 Implications of the study 372 10.11.1 Implications for educational policy 372 10.11.2 Implications for educational practice 372 10.11.3 Implications for educational theory 375 10.12 Closing reflection 376
xiv
LIST OF APPENDIXES
Appendix Page
A Compliance with Ethics Committee
430
B Catalogue of dispositions identified in the literature
432
C Grid showing dispositions and their references in the Literature Review
433
D My Values Questionnaire (MVQ): Technical Manual
436
E Teacher responses to Knowledge of QTM questionnaire
453
F Teacher decimal scores for items in the QTM, TBC, MVQ and EBQ.
455
G Instrument code legend
457
H Example of IAF coded interview transcript
459
I List of NVivo free nodes from case study interviews
470
xv
LIST OF TABLES
Tables Page 2.1 The Dimensions and Elements of the QTM
44
2.2 A Synthesis of the Dimensions and Elements of the QTM and Vialle and Quigley’s (2002) Effective Teacher Characteristics
57
2.3 A Summary of Sternberg’s (2006) Three Types of Creativity and their Eight Contributions
114
6.1 QTM Coding Sheet
186
6.2 Teacher Behaviors Checklist (TBC) and Coding Grid
189
6.3 Teacher Behaviors Checklist Rating Scale
191
6.4 Table of MVQ Values, Definitions and Related Concepts
194
6.5 The Educational Beliefs Questionnaire (EBQ)
198
7.1 Case Study Biographical Data
203
7.2 QTM Scores for the 12 Case Study Teachers
205
7.3 Standardised QTM Scores
206
7.4 TBC Analysis Using Letter Coding
208
7.5 Summary of TBC Rating Converted to Numerical Score
209
7.6 TBC Standardised Scores
211
7.7 Combined Z-scores for QTM and TBC for All Case Study Teachers
212
7.8 Case Study Teacher Responses to Part 1 of the MVQ
216
7.9 Ranked MVQ Item Responses
217
7.10 Matrix of MVQ Values Ranked by Case Teacher Scores
219
7.11 Highest Ranked MVQ Values (with Mean Scores ≤ 10) and Case Teachers’ Z-scores ≤ 5.0 on These Values
221
7.12 Satisfaction Scores for All MVQ Values
224
7.13 Means and Standard Deviation of “Satisfaction” Scores for All MVQ Values
226
xvi
7.14 Means and Standard Deviations of “Satisfaction” Scores for
Most Important Values Deemed by Each Teacher as Being Most Important
227
7.15 The Three Philosophical Factors and Item Structure of the EQ
231
7.16 Aggregated Scores for Philosophical Orientations
232
7.17 The Percentage Weightings for Each Teacher and the Average Percentage Weightings on Each of the Three Philosophical Orientations of the EBQ
233
7.18 Raw Scores, Standard Deviation and Z-scores in EBQ Item Responses for All Case Study Teachers
234
7.19 Z-scores Ranking All EBQ Items
235
7.20 Distinguishing Between Most Important and Least Important EBQ Items
236
8.1 Interview Analysis Framework (IAF) 246
8.2 The IAF Data Grid: Structure and Guidelines for Rating the Case Study Interviews on the Five Clusters of the DCM
247
8.3 The IAF: Sample of Implementation for Rating the Case Study Interview for Teacher A, Based on the Authentic Cluster from the DCM
248
8.4 Examples of Excerpts from Case Study Interview Transcripts Relating to the Sub-disposition “Humour” from the Communicative Cluster of the DCM (Teachers D, I and K)
250
8.5 The IAF Coding Key For the Four Components of the Syntax of Dispositions
251
8.6 Coded Sample of an Excerpt from the Interview Transcript of Teacher K Using the IAF Coding
252
8.7 The Coded Rating for Case Study Teacher D on the Sub-disposition “Humour” from the Communicative Cluster of the DCM using the IAF
253
8.8 The Coded Rating for Case Study Teacher I on the Sub-disposition “Humour” from the Communicative Cluster of the DCM using the IAF
255
8.9 The Coded Rating for Case Study Teacher K on the Sub- 257
xvii
disposition “Humour” from the Communicative Cluster of the DCM using the IAF
8.10 Case Study Teacher Scores and Ranks From IAF 264
8.11 Frequency of Coding for the QTM Tree Nodes for All Case Study Teachers
284
8.12 Frequency of Coding for the TBC Tree Nodes for All Case Study Teachers
285
8.13 Frequency of Coding for the MVQ Tree Nodes for All Case Study
285
8.14 Frequency of Coding for the EBQ Three Philosophical Orientations of the EBQ Tree Nodes for All Case Study Teachers
286
8.15 A Summary of Total Frequencies of Instrument Items Coded for Each Case Study Teacher
287
8.16 Data from the IAF Interview Analysis and the NVivo “Tree Node” Interviews
288
8.17 Correlations between the IAF Data and the NVivo “Tree Node” ” Data Presented in Table 8.16
288
8.18 Example of Free Nodes (alphabetic order) in the Initial Stage of Interview Coding
293
8.19 Free Nodes from the Initial Stage of Interview Coding
295
8.20 Free Nodes with Their Orientations Grouped into 7 Categories 296
8.21 Examples of Free Node Extracts with Their Orientations 298
8.22 Examples of Usage “Stand Alone” Word Concepts of Interest 299
8.23 Correlations Between IAF Scores and Instrument Scores (i.e. QTM, TBC, MVQ and EBQ)
302
9.1 QTM Scores with Standard Deviations of Item Scores Sorted
308
9.2 Degree to which QTM Items Differentiate Between Teachers in Terms of Standard Deviations
309
9.3 TBC Scores with Standard Deviations for Each Item Sorted 312
9.4 Analysis of Most and Least Discriminating TBC Items with Reference to High Performing Teachers
315
xviii
9.5 MVQ Scores at the 90th Percentile Level Highlighted 318
9.6 MVQ Scores at the 80th Percentile level Highlighted 320
9.7 EBQ Item Scores and Standard Deviations Sorted 322
9.8 EBQ Items Identified as Pedagogic or Dispositional/Personality 324
9.9 IAF Scores and Standard Deviations for All Teachers 326
9.10 IAF Item Standard Deviation of Scores Sorted for All Teachers 328
9.11 Frequencies of References Associated with QTM, TBC, MVQ and EBQ Items
330
9.12 Analysis of NVivo Free Node Categories 332
9.13 Interview NVivo Coding Scores for Items Aligned to DCM
Clusters
333
10.1 Correlation Between Conjoined QTM and TBC Scores and IAF Scores
355
10.2 Value Scores from Each of the Five DCM Clusters in the IAF
360
xix
LIST OF FIGURES
Figures
Page
2.1 A representation of the three dimensions of pedagogy in NSW public schools
44
3.1 The conceptual framework
146
4.1 The methodological framework
150
5.1 The proposed Dispositional Cluster Model (DCM)
175
7.1 Graphical representation of TBC standardised scores
210
7.2 Bar chart representation of aggregated standardised scores of the QTM and TBC
212
7.3 Graphical representation of satisfaction for all MVQ values, as standardised scores
224
10.1 The DCM revisited
362
xx
ABBREVIATIONS DCM Dispositional Cluster Model DET Department of Education and Training EBQ Educational Beliefs Questionnaire IAF Interview Analysis Framework MVQ My Values Questionnaire NBPTS National Board of Professional Teaching Standards NCATE National Council for Accreditation of Teacher Education NSW New South Wales NSWIT New South Wales Institute of Teachers PP Productive Pedagogy PTSs Professional Teaching Standards QSRLS Queensland School Reform Longitudinal Study QTM Quality Teaching Model SD Standard Deviation TBC Teacher Behaviors Checklist
xxi
ABSTRACT
The principal aim of this study is to contribute to the debate on effective teaching and
learning by investigating the role of dispositions in differentiating between 12
teachers nominated by their school principals as being “exceptional teachers”. The
thesis is premised on the importance of human dispositions for high quality teaching
and learning. A conceptual framework is developed as a guide to structure the
investigation that is set in the context of classroom teaching in primary and
secondary schools selected from an opportunity sample of independent schools in
New South Wales, Australia.
The study submits the proposition that it is possible to examine and gain insight into
the nexus between pedagogic and dispositional variables when considering what it
means to be an “exceptional teacher”. In order to explore this proposition a case
study approach is adopted. This investigation is based on a methodology that uses
mixed methods, both qualitative and quantitative, to test four working hypotheses.
The study is aimed at identifying what it is that distinguishes “exceptional teachers”
by differentiating between teacher performances in the cohort of teachers. While
emphasising dispositional variables, this process of differentiation also takes into
account pedagogic variables and adopts the New South Wales Quality Teaching
Model as a benchmark for pedagogic practice.
From an extensive review of the literature (Stage 1 of the study) a conceptual model,
the Dispositional Cluster Model (DCM), is developed from five complementary
fields of research literature, namely: effective teachers and effective teaching,
giftedness and talent, intelligence, creativity, and dispositions. This comprises Stage
2 of the study. The rationale for the selection of these five fields of literature is
based on the premise that if we are to gain an insightful understanding of what it
means to be an exceptional teacher, then we need to gain a comprehensive, holistic
view by examining different perspectives. The design of the conceptual model rests
on the principles of constructivist inquiry theory and serves the purpose of organising
xxii
the plethora of dispositional variables that emanate from the literature into five
clusters of dispositions that, it is proposed, are dynamically inter-related.
Four instruments are used for Stage 3 of the investigation to gather and analyse data
from the case study. In addition to the Quality Teacher Model (QTM), the Teacher
Behaviors Checklist (TBC), My Values Questionnaire (MVQ) and Educational
Beliefs Questionnaire (EBQ) are also used. Pedagogic variables are considered in
terms of the teachers’ observable classroom behaviours. These are rated using the
QTM and TBC. Teachers’ personal beliefs and educational values are considered in
terms of the MVQ and the EBQ. These two instruments take into account teacher
self-reports based on their responses to questionnaires. The four instruments provide
a rich array of data to be used for differentiating between the 12 case study teachers.
The design and application of the Interview Analysis Framework (IAF) constitutes
Stage 4 of the study. Its purpose is to “operationalise” the DCM and it is used as an
instrument for further differentiating between the case study cohort. This is done in
the context of the case study interviews. The IAF is based on the DCM in
conjunction with Freeman’s (2007b) syntax of dispositions. This syntax provides a
theoretical framework for assessing the dispositions comprising the five clusters of
the DCM. This is best perceived as a process involving the “activation” of the
dispositions. The four syntax components used to do this are: values to be realised,
intentions in action, strategies to be utilised, and awareness of the constraints and
possibilities of a given teaching context.
In addition to the IAF, case study interviews are analysed using NVivo software
(Stage 5 of the study). This provides a different perspective from which to
differentiate between the 12 case study teachers. The NVivo analysis also provides a
means of triangulating the case study data in order to establish weight of evidence in
support of the IAF and, indirectly, the DCM.
xxiii
The results from the application of the five instruments (i.e. QTM, TBC, MVQ,
EBQ, and IAF) provide a rich array of data for differentiating between the case study
teachers (Stage 6 of the study). The design of the IAF, in particular, is a key
outcome of the study. The dispositional elements that differentiate most strongly
between the 12 case study teachers are identified and discussed in the penultimate
chapter of the thesis.
The findings and implications of the study constitute Stage 7 of the study. These
findings from the process of differentiating between the case study teachers, together
with the development of the IAF and the DCM, suggest ideas and direction for
further research initiatives. The major outcome of this research was the development
of the IAF as an instrument that not only operationalised the DCM, but that also
proved to be a useful and credible tool for analysing the case study interviews. It is
proposed that the IAF and the DCM have strong potential for implementation in the
areas of teacher education, in-servicing practicing teachers, and teacher assessment.
The IAF may prove to be a useful device for school principals to use for analysing
interviews with teachers and when making decisions regarding purposes such as staff
selection, providing support, and for promotion.
1
CHAPTER 1
INTRODUCTION
1.1 Context of the study
The question “What makes an effective teacher?” is an ongoing concern for those
involved in education and teaching. There is a large body of research into teacher
effectiveness, a great deal of it addressing pedagogic issues including teacher
knowledge, the acquisition of skills and prerequisite teacher competencies. The past
decade, however, has seen a resurgence of research that has been undertaken in the
affective domain, with particular reference to the role of human dispositions in
effective teaching (Diez & Raths, 2007; Freeman, 2007a, 2007b; Hare, 2007;
Wasicsko, 2007). This research into the relationship between human dispositions
and teacher effectiveness has been confined largely to the United States of America
(USA) as a result of the National Council for Accreditation of Teacher Education
(NCATE, 2002) mandating the inclusion of dispositions in both the training and
assessment of teachers.
Current approaches to effective teaching in Australia, such as those reflected in the
New South Wales Quality Teaching Model (QTM) (NSW, DET, 2003), with their
focus on pedagogic concerns, do not address directly the nature and function of
dispositions in effective teaching. Although studies such as the Queensland School
Reform Longitudinal Study (QSRLS) (2001) referred to some teacher dispositions,
its main focus was on pedagogic issues. The premise of this study is that there is a
need for research that investigates the importance of dispositions that are associated
with “exceptional teachers” and how these relate to complementary pedagogic
models such as the QTM, with its close ties to authentic and productive pedagogies.
It we consider the QTM as a benchmark for effective teaching, we may then develop
2
a more holistic view of effective teaching by including a focus on teacher
dispositions.
This study, therefore, forms part of the ongoing debate regarding effective teachers
and effective teaching. It attempts to articulate new ways of approaching both the
relationship between human dispositions and effective teaching, and their
manifestations in the classroom by focusing on a case study of 12 “exceptional
teachers” in the context of a group of primary and secondary schools in New South
Wales, Australia. A variety of research instruments and methodologies have been
used to gather and analyse data. These will be introduced later in Chapter 1 and
discussed in Chapters 4 and 6 of the thesis.
1.2 Contemporary perspectives on what it means to be an effective
teacher
There are multiple conceptions of the phenomenon “effective teacher” that are
context-based and that are influenced by philosophical perspectives and other
considerations. Cole and Chan (1986), for example, proposed that an “effective
teacher is one who maximises the achievements of students…in accordance with an
explicit set of principles that have order, coherence and relevance in the particular
instructional context” (p. 64). In the decades that have ensued, attempts to define
such “an explicit set of principles” and to further extend notions of teacher
effectiveness and effective teachers have continued to develop and diversify.
Under the auspices of the Commonwealth Government of Australia, Skilbeck and
Connell (2003) prepared a comprehensive report Attracting, Developing and
Retaining Effective Teachers: Australian Country Background Report. They pointed
out that studies such as the QSRLS (2001) highlighted the complexity of unravelling
what it means to be an effective teacher. This was due, in part, to the diverse
perspectives from which the field of effective teaching may be examined.
3
From their review of literature in the field, Skilbeck and Connell (2003) identified
four different perspectives from which to examine the phenomenon “effective
teacher”. The first took into account the “personal qualities of the good teacher” (p.
77). They argued that this perspective was exemplified in the humanistic approach
taken by Banner and Cannon (1997). The second perspective on effective teaching
was based on the identification and cultivation of teachers’ professional knowledge
and expertise, rather than on the personal characteristics of effective teachers. They
cited the earlier research of Shulman (1992) as an example of this approach.
A third perspective for describing effective teachers was offered in terms of the
quality of pupil performance. Ayres, Dinham and Sawyer (2000), for instance,
identified effective teachers in terms of the test scores obtained by their students.
They observed these teachers in action in the classroom and noted 13 indicative
behaviours of teachers who were identified from this perspective as effective
practitioners (In Skilbeck & Connell, 2003, p. 79). The behaviours reflected both
pedagogic and dispositional elements.
As a fourth perspective for investigating teacher effectiveness, Skilbeck and Connell
(2003) presented student perceptions of the concept “effective teacher”. This was
demonstrated in the work of Lingard, Martino, Mills and Bahr (2002) as well as that
of Cook-Sather (2002). To these four perspectives could be added the increasingly
important parent and community “voice”, as well as that of other stakeholders in the
business of quality teaching and learning.
The four perspectives enunciated by Skilbeck and Connell (2003) are all important in
the context of this thesis but the emphasis is on the first perspective, that is, the role
of the personal qualities or “dispositions” as they are now called in the USA context.
This includes the question of how dispositional elements might be synthesised with
4
pedagogic elements to provide a holistic view of what it means to be an “exceptional
teacher”.
1.3 Dispositions in the context of evolving professional standards
The development and application of professional teaching standards has been a
significant factor in stimulating debate on effective teaching and effective teachers.
In the USA context, NCATE has been working on the inclusion of dispositions in its
professional standards since 2002. In a recent statement on professional dispositions
NCATE (2006b) made the following points “Both NCATE and the states believe that
dispositions are an essential element in teacher preparation and licensing standards.
Teachers must have appropriate content knowledge but must also have the requisite
skills and professional dispositions to help all students learn” (p. 2).
In a similar fashion, the USA National Board for Professional Teaching Standards
(NBPTS) (2002) published a document What Teachers Should Know And Be Able To
Do in which it was stated that the importance of dispositions for proficient teachers
was that they,
Exemplify the virtues they seek to impart to students: curiosity,
a love of learning, tolerance and open-mindedness, fairness
and justice, appreciation for our cultural and intellectual
heritage, respect for human diversity and dignity, and such
intellectual capacities as careful reasoning, the ability to take
multiple perspectives, to question received wisdom, to be
creative, to take risks, and to adopt an experimental and
problem-solving orientation (p. 17).
Initiatives in Australia regarding professional teaching standards were epitomised in
the introduction of A National Framework for Professional Standards for Teaching
(November, 2003) where it was stated, “Professional standards for teaching describe
the skills, knowledge and values for effective teaching” (p. 2). While the element of
5
values was acknowledged, the broader concept of dispositions was not. Hence, it
became evident that there was a need for further research in the area of dispositions
and the attributes that help to define effective teachers.
In an attempt to improve the quality of teaching and learning in New South Wales
schools and to establish a common reference point for the accreditation of teachers,
the New South Wales Institute of Teachers (NSWIT) (2005) produced a framework
of professional teaching standards. These standards were organised in four key
stages that were “designed as a foundation for the future accreditation of teachers”
(p. 3). The key stages were: Graduate Teacher, Professional Competence,
Professional Accomplishment, and Professional Leadership. The standards within
each key stage were intended to describe the nature of teachers’ work in three
domains: Professional Knowledge, Professional Practice, and Professional
Commitment. The framework comprised seven elements, namely: 1) Teachers know
their subject content and how to teach that content to their students, 2) Teachers
know their students and how they learn, 3) Teachers plan, assess and report for
effective learning, 4) Teachers communicate effectively with their students, 5)
Teachers create and maintain safe and challenging learning environments through the
use of classroom management skills, 6) Teachers continually improve their
professional knowledge and practice, and 7) Teachers are actively engaged members
of their profession and the wider community.
A notable characteristic of the document was its lack of emphasis on the dispositions
required by teachers to implement the professional standards, although there was
some reference to teacher qualities in the fourth key stage, “Professional
Leadership”, where the teacher’s interpersonal and leaderships skills were said to be
“underpinned by principles of fairness, compassion and integrity” (NSWIT, 2005, p.
1). Brief references to values were made in the description of the domain
“Professional Commitment”, where teachers were said to “understand and value the
importance of close links between the school, home and community in the social and
intellectual development of their students” (p. 2). There did not appear to be in-
6
depth references to teacher dispositions, however, and these were inferred from the
professional teaching standards themselves.
This study, therefore, concentrates on what it might take to redress the imbalance
between pedagogic and dispositional aspects of teaching in the Australian context in
terms of including and assessing the role of dispositions in effective teaching. In
doing so, the study draws on research and standards development in the USA over
the past decade.
1.4 Professional teaching standards and teacher excellence
There is evidence to suggest that while there are excellent teachers in schools, we do
not necessarily know very much about them because their excellence usually is not
recognised or used to enhance the body of knowledge on what it means to be an
“exceptional teacher”. Earlier in this chapter, reference was made to the document
What Teachers Should Know and Be Able to Do (NBPTS, 2002). In that document,
the claim was made that,
Many excellent teachers already work in the schools, but their
work often goes unrecognized and unrewarded. As a
consequence, many first-rate practitioners leave the schools,
and others who could be exceptional teachers never consider
teaching. Worse still, the knowledge and skills of the fine
teachers who remain are often under-utilised, their positive
influence allowed only modest scope (p. 1).
The claim that the work of excellent teachers “often goes unrecognized and
unrewarded” touches on an issue of deep concern.
Although the NBPTS (2002) tended to focus on what teachers should know and what
they should be able to do, there was an acknowledgement that “human qualities”
7
play a role in being an effective teacher. While the NBPTS referred to “the skills,
capacities and dispositions to employ such knowledge wisely in the interest of the
students” (p. 2), there was little follow-up explanation about the kinds of dispositions
or “human qualities” that were necessary for effective teaching to occur. The
NBPTS argued that the enumeration of skills and knowledge,
suggests the broad base for expertise in teaching but conceals
the complexities, uncertainties and dilemmas of the work. The
formal knowledge teachers rely on accumulates steadily, yet
provides insufficient guidance in many situations. Teaching
ultimately requires judgment, improvisation, and conversation
about means and ends. Human qualities, expert knowledge and
skill, and professional commitment together compose
excellence in this craft (p. 2).
The NBPTS (2002) made and elaborated on five propositions that expanded on the
notion of the standards of effective teaching. These standards were similar to those
proposed by other educational authorities, both in the USA and in Australia. The
propositions were that: 1) Teachers are committed to student learning, 2) Teachers
know the subjects they teach and how to teach those subjects to students, 3) Teachers
are responsible for managing and monitoring student learning, 4) Teachers think
systematically about their practice and learn from experience, 5) Teachers are
members of learning communities (pp. 8-20).
In the emphasis given to “human qualities” associated with professional teaching
standards, the NBPTS (2002) provided a platform for debate regarding the nature of
the effective teacher. It alluded to qualities that extend beyond the traditional
parameters of what teachers should know and be able to do, to include what teachers
need to be and the dispositions associated with effective teachers. The study of these
aspects of effective teachers, however, is not without problems.
8
1.5 The problem of measurability and synthesis
In Australia, researchers such as Groves, Wallace and Lauden (2001) have
challenged contemporary thinking in the field of effective teaching and learning by
arguing that,
While it is widely understood that teaching is a rich and complex
act requiring a range of qualities, many lists of standards are
reduced to a subset of ‘measurable’ attributes of teaching
(knowledge and skills) leaving aside the ‘unmeasurable’ (moral,
ethical and aesthetic domains). The teaching standards
movement, it would seem, has foundered on this important
point – how to measure that which is valued and, in turn, value
that which is measured (p. 1).
Traditionally, the question of measurability has placed limitations on these
dispositional aspects of the “rich and complex” act of teaching. The emerging
consensus from research and practice in the USA appears to be that the assessment of
dispositions can be achieved only by observing behaviours in the classroom and
through linking such behaviours to a preferred list of dispositions (Diez, 2007; Lang
& Wilkinson, 2007; Taylor & Wasicsko, 2000). These different research
perspectives are explored further in Chapter 5.
Attempts to synthesise a study of dispositions with knowledge, skills and
competencies have been met with varying degrees of success. In the USA some
states have given dispositions a place of prominence in their description of teacher
effectiveness, including teaching standards. The New Jersey Professional Standards
for Teachers and School Leaders (July, 2004) referred to “a series of indicators” for
each professional standard, comprising: knowledge, dispositions, and performance.
In that document, they showed the relationship between dispositions and behaviour
and they proposed, “The disposition statements indicate the behaviours which
communicate the traits and qualities valued by educators” (p. 7). In that context,
dispositions were expressed in terms of those aspects of teaching that teachers value
9
and are committed to such as “Respect for individual and cultural difference, and
appreciation of the basic worth of each individual and cultural group” (p. 11). They
also noted the importance of “The expression and use of democratic values in the
classroom” (p. 14). While the issue of dispositions was acknowledged, it was clear
that there was a need to examine more closely the nexus between dispositions and
pedagogic elements that collectively constitute a comprehensive and informative
description of effective teachers.
1.6 Other contemporary ideas associated with effective teachers
and effective teaching
A further trend in the description of effective teaching is the emphasis placed upon
student centred learning. This includes a shift towards “new” approaches to learning
that have impacted what it means to be an effective teacher. Advances in interactive
learning that make use of information technology have provided one example of this
trend. Goold, Craig and Coldwell (2007) noted that, “Advances in technology in the
last decade have opened up new ways for the delivery of learning materials and
teacher-student interactions” (p. 492). Added to this are trends such as preparing
teachers for diversity and the inclusion of all students through differentiated
instruction (Anderson, 2007; Tomlinson, 1999, 2000, 2001) and differentiated
assessment (Chapman & King, 2005; Moll, 2003; Skowron, 2006). To this can be
added the demand for more flexible pedagogies (Fendler, 2001; McLoughlin, 2001;
Pillay & Albert, 2003; Rischin, 2002; Weaver, 2003) and a more carefully
considered focus on learning outcomes (Stronge, 2002). These trends have raised
further issues regarding the “human dimension” of the effective teacher and the
dispositions that are needed for effective teaching in the context of an increasingly
technological and diverse world.
10
1.7 The research problem
There has been, and continues to be, growing community and government pressure
to improve the quality of teaching and learning in schools in New South Wales and
elsewhere in Australia. This has resulted in initiatives such as the development of
the New South Wales Quality Teaching Model (QTM) (NSW, DET, 2003) that
provides a comprehensive and coherent overview of the pedagogic practices that are
strongly correlated with effective student learning. These practices take into account
critical issues such as equity in learning. It seems that there is little evidence,
however, that these initiatives have considered in any depth the underlying teacher
dispositions and characteristics that are necessary for the implementation of such
approaches to teaching. It could be argued that if teachers are to implement at
consistently high standards the pedagogical practices described in models such as the
QTM, they need to be more than merely technically competent in those pedagogic
practices.
In their exploration of Productive Pedagogy (PP) as a framework for teacher
learning, Gore, Griffiths and Ladwig (2002) noted that, in spite of obstacles that were
found to impede many teachers in the pursuit of high quality teaching, “These
obstacles do not always impede the quality of teaching and learning produced” (p. 3).
Their research indicated that,
There are some exciting classrooms and some outstanding teaching
practices. Some teachers are able to produce high quality teaching,
despite the obstacles. An analysis of what differentiated the highest
rating teachers from those teachers with low ratings in the QSRLS
(2001), using PP, showed a much stronger sense of responsibility for,
and efficacy in relation to, student learning…Our question, here, is
whether other teachers, including those who don’t share the
dispositions of the highly rated teachers, can be assisted to produce
higher levels of PP (p. 3).
11
The reference to “outstanding teaching practices” and “high quality teaching” and
their association with “the dispositions of highly rated teachers” was significant and
supports the notion that it is important to examine the dispositions of highly rated or
“exceptional” teachers, together with their pedagogic skills and knowledge. The key
question was “whether other teachers…can be assisted to produce higher levels of
PP”. It can be argued that one possible response to that question is that by
examining “exceptional teachers”, including the dispositions that characterise their
teaching behaviour, we can learn more about effective teaching that can, in fact,
assist other teachers to enhance the quality of their teaching.
The aim of this thesis, therefore, is to contribute to the debate about effective
teaching through differentiating between a cohort of 12 teachers in ways that
investigate what it might mean to be an “exceptional teacher”. It does so from the
perspective of identifying and synthesising what has been written about human
dispositions in the literature of this field. In order to do this a key aspect of the study
is to design a Dispositional Cluster Model (DCM) that, when applied to data from a
battery of relevant instruments, assists in differentiating between teachers so that the
nexus between pedagogic and dispositional variables of “exceptional teachers” can
be investigated.
The issue of teacher quality resonates across literature in the field of teacher
effectiveness. A variety of strategies have been proposed to enhance teacher quality
in schools internationally. These strategies include: performance based pay, more
effective teacher training programs, more effective professional development, more
effective mentoring, the introduction and implementation of professional teaching
standards, more effective teacher assessment, and the development of models of
effective pedagogy to guide teaching practice. One strategy that appears to have
been given little attention, however, is the study of “exceptional teachers” with a
view to identifying those dispositional attributes that contribute to high quality
teaching. A possible reason for this is that there are diverse opinions about what it
means to be an “exceptional” teacher. As a consequence, there is a degree of
12
controversy in attempting to examine a potentially important and fruitful area of
investigation.
While literature abounds with a variety of interpretations and information regarding
effective teachers and effective teaching there is a relatively small body of literature
that focuses on what it means to be an “exceptional teacher”. Gore, Griffiths and
Ladwig’s (2002) statement, “Some teachers are able to produce high quality teaching
despite the obstacles” (p. 3) is one indicator that there are “exceptional” teachers in
schools and that it is worth studying more closely these teachers in order to
understand not only the teaching behaviours that epitomise their high quality
teaching, but also the underlying dispositions that are manifest in that teaching. If
we can understand better what characterises “exceptional teachers”, themselves, then
arguably we may be able to assist other teachers to produce higher levels of quality
teaching.
1.8 The research questions
Given the research problem outlined in the previous section, three research questions
follow:
i) What does it mean to be an exceptional teacher?
ii) What is the role of dispositions in defining an exceptional teacher?
iii) How are the characteristics of an exceptional teacher manifest in practice?
1.9 The research hypotheses
The working hypotheses of this study are that:
i) A range of personal dispositions associated with exceptional teachers can be
identified and organised in a conceptual model.
13
ii) It is possible to differentiate between teachers considered to be exceptional
using a series of instruments that explore their classroom behaviour and
their personal reflections.
iii) Differentiation between exceptional teachers and other teachers can be
achieved through the modelling of personal dispositions.
iv) The study of the role of dispositions in differentiating between teachers may
prove useful for enhancing quality teaching and the implementation of
pedagogic models such as the New South Wales Quality Teaching Model.
1.10 Definition of key concepts
There are three key concepts that require definition in the context of this study, these
being the concept “exceptional teacher”, “dispositions” as applied to the personal
qualities of teachers, and “conceptual model”.
1.10.1 Exceptional teacher
The diversity of perspectives on effective teachers and effective teaching, together
with contemporary ideas on what it means to be an effective teacher, lead to the issue
of defining the concept “exceptional teachers”. In the context of this PhD study,
Exceptional teachers are those who not only are able to facilitate and maintain high
quality learning and teaching, but who also manifest those dispositions and
attributes that positively distinguish their teaching in tangible ways. Exceptional
teachers elevate teaching so that it is more than the manifestation of expertise or
competence.
14
1.10.2 Dispositions
The concept “dispositions” is subject to many differing interpretations in the
literature (Arnstine, 1967; Bunch, 2006; Burant, Chubbuck & Whipp, 2005; Diez,
2007; Freeman, 2007a, b; Katz, 1993; Raths, 2006; Sockett 2005; Taylor &
Wasicsko, 2000; Weiner & Cohen, 2003). For the purposes of this study the
following definition, derived from the literature, is used as the foundation for
theoretical and practical analysis: Dispositions are inherent qualities that incline a
person to act in consistent ways that can be observed through patterns of behaviour
in particular contexts.
1.10.3 Conceptual model
A conceptual model is a graphic representation of an abstract concept. It is a
theoretical construct that shows how information and ideas are conceptualised and
how they are related. In this study, the Dispositional Cluster Model (DCM) is first
designed as a conceptual model that underpins the notion of what it might mean to
be an “exceptional teacher”. This includes significant dispositions and attributes,
and the dynamic relationship that exists between them. The conceptual model
presented in this study is derived from the literature review.
1.11 The research approach
The research approach for this study is formulated around the use of case study
research as a means of investigating and testing the working hypotheses. Feigin,
Orum and Sjoberg (1991) asserted that case study is an ideal methodology when a
holistic in-depth investigation is needed and this appears to fit with the purpose of
this study. Case study research “can be based on any mix of quantitative and
qualitative evidence” (Yin 2003, p. 13) and this mix of quantitative and qualitative
15
evidence is essential for the analyses of the case study teachers in the research to be
undertaken in this thesis.
This approach has often been referred to in the literature as “mixed methods”
research. Mixed method research refers to studies that synthesise different research
strategies. According to Creswell (2003), “Mixed methods procedures employ
aspects of both quantitative methods and qualitative procedures” (p. xxiv). Used in
the appropriate context, it can enrich research by providing different perspectives and
thus deeper understanding of the phenomena that are studied.
In taking this approach, there is considerable reliance on the application of
constructivist enquiry theory in interpreting the nature and role of dispositions in
effective teaching. According to Charmaz (2006), “A constructivist approach places
priority on the phenomena of study and sees both data and analysis as created from
shared experiences and relationships with participants” (p. 130). Pickard and Dixon
(2004) provided a simple definition that encapsulates the kind of research undertaken
in this thesis and explained, “Constructivist inquiries present ‘rich pictures’ of
individual realities that can be applied in the same way that a model can be applied”
(p. 2).
The activity domains of relevance to the research approach of this thesis are
threefold: the educational domain, the pedagogic domain, and the affective domain.
The affective domain, consisting of personal dispositions, values and beliefs, is of
primary importance in this thesis and it is the interplay of dispositions with the other
two activity domains that informs the case study approach.
16
1.12 The methodological framework
The methodological framework (see Chapter 4) is designed to meet the needs of
investigating and testing the working hypotheses. The first stage of the study
involves a review of literature from the five selected fields. In the second stage of
the study, a constructivist approach is taken when interpreting the literature review.
This is done in order to identify and cluster dispositions associated with exceptional
teachers into what is to be known as the Dispositional Cluster Model (DCM) (see
Chapter 5) in order to meet the requirements of working hypothesis (i).
The third stage adopts a case study approach in order to explore the various
dimensions implicit in working hypothesis (ii) that uses both qualitative and
quantitative methods to organise and analyse data gathered from the case study
teachers (see Chapters 6 and 7). The case study approach has been adopted because
it is deemed the most appropriate way to investigate the complex relationships
between dispositions and effective teaching in particular individuals. Twelve case
study teachers were selected on the bases of being identified as exceptional teachers
by their school principals. These teachers were then included in a range of data
gathering exercises using a number of instruments.
Stage 3 involves collating and differentiating the case study teachers on the basis of
responses to items in the four instruments (see Chapter 7). The Interview Analysis
Framework (IAF) is described and applied in Stage 4 (see Chapter 8), where the
focus is on the case study interviews. Stage 5 includes the NVivo analysis of
interview transcripts. In this stage, interview data are analysed and correlated for
purposes of further differentiation (see Chapter 8). The penultimate stage of the
study draws together all the analyses from the previous chapters in differentiating
between the teachers (see Chapter 9). Finally, Stage 7 (see Chapter 10) discusses the
findings and implications of the study.
17
1.13 The significance of the study
The significance of the study is that firstly, it explores new ways of looking at the
importance of dispositions in effective teaching. Secondly, it offers new insights into
ways of linking dispositions and their associated behaviours. Thirdly, it offers a new
line of thought in terms of the assessment of teacher dispositions through the use of
the Dispositional Cluster Model (DCM) that differentiates between teachers. A
fourth area of significance is the design and application of the Interview Analysis
Framework (IAF) that is used to “operationalise” the DCM. A fifth area of
significance is the use of NVivo to analyse the case study interviews, particularly in
light of teacher contributions to the identification of dispositions that are not
associated directly with the QTM, TBC, MVQ or EBQ. Finally, the study opens up
opportunities to explore how this approach to dispositions could be used to
complement pedagogic models in the Australian context, with particular reference to
the New South Wales Quality Teaching Model.
1.14 The structure of the thesis
The thesis is structured into 10 chapters. Chapter 1 presents the context of the study
together with an overview of the three key independent concepts of the “exceptional
teacher”, “dispositions” and “conceptual model” resulting in the articulation of the
research questions and hypotheses that form the basis of the thesis. The chapter then
provides a summary of the conceptual and methodological framework used to
address the research issues and concludes with a brief summary of the significance of
the research study, together with an outline of the structure of the thesis.
Chapter 2 is devoted to a review of literature in the complementary fields of effective
teachers and effective teaching, giftedness and talent, intelligence, creativity, and
dispositions. The nature of the study called for synthesis of literature in these fields
18
to inform the relationship between dispositions and the concept of an exceptional
teacher.
The third chapter deals with an explanation of the conceptual framework and
research approach underpinning this study. Chapter 4 is a key chapter that describes
the methodological framework guiding the investigation and testing the working
hypotheses. The fifth chapter is devoted to the development of the Dispositional
Cluster Model (DCM) that is critical to differentiating between the case study
teachers by focusing on an investigation of the dispositions of “exceptional
teachers”.
Chapters 6 to 8 deal with the selected instruments, the data analysis and the results.
Chapter 6 describes the four instruments chosen for collecting data, namely: the New
South Wales Quality Teaching Model (QTM), the Teacher Behaviors Checklist
(TBC), the My Values Questionnaire (MVQ), and the Educational Beliefs
Questionnaire (EBQ). The seventh chapter presents a summary of the data collected
from the instruments, together with detailed analysis that differentiates between the
performances of case study teachers. Chapter 8 deals with the case study teacher
interviews and the data gathered from the application of two instruments, namely:
the Interview Analysis Framework (IAF) and NVivo.
The ninth chapter ties together all the data analyses in order to draw conclusions
about what the concept “exceptional teacher” means in the context of this study. The
thesis concludes in Chapter 10 with the discussion and implications of the findings of
the study in the context of the identified research issues and associated working
hypotheses.
19
CHAPTER 2
LITERATURE REVIEW
This literature review is structured in six parts. Part 1 provides a rationale for identifying
and organising the literature into five complementary fields in order to establish the
research context for this study of exceptional teachers. Part 2 focuses on the area of
effective teachers and effective teaching. Within this context, particular emphasis is
placed upon the New South Wales Quality Teaching Model (NSW, DET, 2003) as a
benchmark for high quality pedagogic practice. Part 3 explores giftedness and talent and
examines the contribution of literature from this field to our understanding of the
dispositional variables that are associated with talented adults, including teachers.
Literature in the field of intelligence provides a fourth perspective from which to examine
what it might mean to be an exceptional teacher. In particular, Part 4 surveys different
kinds of intelligence associated with teacher variables that were considered to have the
potential to differentiate between teachers. The field of creativity is the focus of Part 5.
Literature in the field of creativity provides further insight into the dispositions associated
with exceptional teachers and how they may be manifest in classroom behaviour. Finally,
Part 6 surveys literature from the important and complex field of dispositions.
These five complementary fields of literature have not often been connected in a study of
this kind. They encompass pedagogic and dispositional variables associated with high
performing teachers. Findings from the literature review provide the basis for the
development of the Dispositional Cluster Model (DCM) that is discussed in Chapter 5.
These pedagogic and dispositional variables from the literature provide the foundation for
an examination of the dispositions that are associated with exceptional teachers in this
study. It will be seen that literature from these five complementary fields is infused with
recurring themes that indicate the close relationship between dispositional variables and
high quality pedagogy.
20
PART 1: Rationale for the literature review and the establishment of a
research context for a study of exceptional teachers
2.1 Rationale
The rationale for this study of exceptional teachers is based on two fundamental
premises. The first is that although there is a large body of research and literature
available in the field of effective teaching and effective teachers, the study of
exceptional teachers has received minimal attention. This thesis argues that the
phenomenon “exceptional teacher” is a reality and that it is worth finding out as
much as we can about this phenomenon. The second premise is that if we can
identify and study what it means to be an “exceptional teacher” then we can put that
information to use in assisting those involved with teaching to improve the quality of
teaching and, therefore, the quality of learning experienced by students.
Two broad research themes that are explored in this literature review are pedagogic
concerns and the personal characteristics of exceptional teachers. In order to find out
what literature can tell us about what it means to be an “exceptional teacher” five
complementary fields of research have been selected. These are the fields of:
effective teaching and effective teachers, giftedness and talent, creativity,
intelligence, and dispositions.
In Chapter 1, the concept “exceptional teacher” was defined by the researcher as the
teacher who is able to facilitate and maintain high quality learning and teaching,
and who also demonstrates a range of distinctive dispositions that distinguish his/her
teaching in tangible ways. Given that exceptional teachers are those teachers who
consistently are able to maintain high levels of quality teaching and learning, it is
logical to begin the literature review with an examination of different perspectives
and interpretations of what it means to be an effective teacher. By implication, this
includes the identification of pedagogic and dispositional attributes that distinguish
teachers as being highly effective or exceptional.
21
In the context of this study, the descriptor “exceptional” shares characteristics with
the concepts “gifted” and “talented”. Indeed, models of giftedness and talent, such
as Gagné’s (1995a, 1995b) differentiated model, provide insight into the nature of
exceptionality, including the process of developing the potential to be an exceptional
teacher into fulfilment of that potential, as demonstrated in outstanding practice. The
inclusion of literature from the field of giftedness and talent provides a research
perspective that assists not only with understanding the personal attributes that
contribute to the meaning of the concept “exceptional teachers” but that also
provides insight into the processes involved in fulfilling the potential to become an
exceptional teacher.
While there is convincing evidence to support the idea that effective teachers need to
facilitate and nurture the intellectual development of their students, as well as their
social and personal development, an area of effective teaching that calls for further
study is that of the teacher’s own intellectual quality. Also, there appears to be a
substantial link between creativity and intelligence, on the one hand, and between
intelligence and giftedness and talent, on the other. For this reason, the related field
of intelligence has been included in the literature review. With the recent burgeoning
of knowledge and research into the nature and meaning of the concept “intelligence”
there is evidence to suggest that the teacher’s own intelligence(s), as well as that of
his/her students, is an area of teaching that is worth investigating, particularly in
relationship to a study of “exceptional teachers”.
The inclusion of the field of creativity has been influenced by several factors.
Firstly, much of the literature on effective teachers refers to creativity as a defining
characteristic of such teachers. Secondly, there is strong evidence in the literature in
the field of giftedness and talent to support the inclusion of creativity as a potentially
important field of investigation in the study of exceptional teachers. Finally,
contemporary models of pedagogy such as the New South Wales Quality Teaching
Model (NSW, DET, 2003) point strongly to the need for teacher creativity as it
pertains to problem solving and multiple ways of thinking about and resolving issues,
particularly in the domains of Intellectual Quality and Significance.
22
An important inclusion in the literature review is the field of dispositions. The
concept “dispositions” has been variously interpreted. In Chapter 1 “dispositions”
was defined as inherent qualities that incline a person to act in consistent ways that
can be observed through patterns of behaviour in particular contexts. For the
purpose of differentiating between exceptional teachers and other teachers, the
context of these patterns of behaviour focuses on the school classroom where the
actions of teachers are observed, including their interaction with students during the
processes of teaching and learning. While literature from the field of effective
teaching and effective teachers provides a variety of perspectives about what teachers
need to know and what they need to do, literature from the field of dispositions has
been selected because of the need to consider more deeply what teachers need to be
in order to be exceptional.
By taking into account these five fields of investigation, the literature review
attempts to provide a synthesis of perspectives that is aimed at moving towards a
holistic understanding of what it means to be an exceptional teacher. This takes into
account both pedagogic and dispositional variables of the teacher.
2.2 Effective teaching and effective teachers – a survey of research
trends and contributions in the second half of the 20th century
A survey of literature indicates that conceptions of what it means to be an effective
teacher have changed according to a variety of considerations such as the historical
context, prevailing socio-cultural expectations, economic constraints placed upon
schools and their governing bodies, teacher characteristics such a personality, the
processes of teaching and learning, and student characteristics. In addition, the
enduring influence of theorists such as Dewey (1916, 1938, 1968), together with
different theoretical viewpoints such as those of Bruner (1966, 1977) and Rogers
(1969) have provided a rich array of perspectives and a vast quantity of research from
which to approach a study of effective teaching and effective teachers. As Thibodeau
and Hillman (2003) noted, however, “Despite the vast quantity of research devoted to
the topic of teacher effectiveness, variables that comprise effectiveness have not been
23
clearly delineated” (p. 169). They pointed out the apparent ambiguity of research
findings in the area of teacher effectiveness and suggested that there were different
possible reasons for this anomaly. These reasons took into account “the wide range
of methodology used in investigating teaching” (pp. 169-170), including different
approaches to identifying effective teachers and different research protocols. These
variables, together with numerous research focuses and teaching-learning contexts
have produced a plethora of information about what it means to be an effective
teacher.
In Chapter 1 of this thesis a definition of and rationale for the study of exceptional
teachers was presented. The main thrust of the rationale was that if we can identify
and investigate exceptional teachers in terms of pedagogic considerations and
dispositional attributes, then we may be able provide insights that can assist teachers
and teacher educators in their pursuit of quality teaching and quality learning. A brief
review of the major trends and influences on thinking in the field of effective teachers
and effective teaching, particularly during the latter half of the twentieth century,
provides a platform from which to explore this important field of investigation.
2.2.1 Characteristics of effective teaching behaviour and models of
effective teaching
Research into the characteristics of effective teaching behaviour, including teaching
skills and techniques, variables such as teacher personality, beliefs and values
together with professional attributes has been given prominence in the literature from
the 1960s and 1970s onwards. The work of researchers such as Dunkin and Biddle
(1974), Eggleston, Galton and Jones (1976), Gage (1963, 1972, 1978), Getzels and
Jackson (1963), and Nuthall and Church (1973) has contributed considerably to
thinking in this field. McIlrath and Huitt (1995) reviewed five influential models of
effective teaching in the context of the teaching-learning process that focused on what
happened in the classroom. These models emphasised different variables that were
believed to contribute to effective teaching and they represent some of the major
concerns and variables that have influenced the focus of thinking in the field during
the latter part of the 20th century. In general, the main variables considered in the
24
models have been school variables, classroom variables, teacher characteristic
variables, student characteristic variables, or contextual variables. The trend in
contemporary pedagogic models such as the New South Wales Quality Teaching
Model (2003) has been to focus attention on a synthesis of variables and research
input.
The first model cited by McIllrath and Huitt (1995) was by Carroll (1963) who
focused on the quality of time spent by teachers when engaged with students in the
teaching-learning process. They noted the influence of Bloom’s (1976) Mastery
Learning Model where the focus was on the time taken to learn the information
taught in school and the quality of the instruction provided by the teacher. Two
critical considerations in Carroll’s model were the amount of time the teacher spent
teaching the students and student aptitude for learning. From this perspective, time
was found to be the most significant variable in the teaching-learning process.
Therefore, the most effective teachers were those who were able to maximise use of
time to ensure that effective learning occurred.
The second model discussed by McIlrath and Huitt (1995) was Proctor’s (1984)
model. They observed, “Prior to the sixties the research on important school- and
classroom-related variables was directed toward the best traits or characteristics of
teachers in an attempt to identify good teaching” (p. 2). Proctor’s model, according
to McIlrath and Huitt, included “important teacher and student behaviors as
predictors of student achievement” (p. 2). From this perspective, the effect of teacher
expectations was of particular note in the quality of teaching and learning. Emphasis
was placed upon the social nature of the teaching-learning process, rather than
individual teacher-pupil relationships. Key considerations associated with Proctor’s
model included the school’s social climate, student characteristics, teacher attitudes,
teacher efficacy and the nature of “the interaction among individuals involved in the
schooling process” (p. 3), thus highlighting the social context of teaching and
learning. A similarity between Proctor’s model and Carroll’s (1963) earlier model
was the emphasis placed upon the quality of instruction as demonstrated in teacher
classroom behaviours. In this context, teacher effectiveness was gauged according to
each student’s level of achievement.
25
Cruickshank’s (1986) model has had a marked influence on thinking in the field of
effective teaching and effective teachers. Based on classroom relationships and
teacher behaviours, McIlrath and Huitt (1995) pointed out that Cruickshank’s model
was influenced strongly by the work of Mitzel (1960), Biddle (Biddle & Ellena, 1964;
Good, Biddle & Brophy, 1975), and Flanders (1960a, 1960b). In particular, Mitzel’s
conceptualisation of product, process and presage variables impacted strongly on
Cruickshank’s thinking where presage variables, such as the teacher’s intelligence,
level of experience and personal characteristics affected the process of interaction
(process variables) between the student and the teachers. Process variables were seen
to impact on product variables, notably student learning. Biddle’s focus on non-
cognitive variables helped to define those aspects of teaching and learning that
contributed to the student’s affective domain (McIlrath & Huitt, p. 4). Flander’s
(1970) Interaction Analysis Categories and his work on “verbal influence” in the
classroom, including what he referred to as “teacher talk” and “pupil talk” provided
another dimension to Cruickshank’s thinking about effective teaching.
Two later models that have influenced thinking about effective teaching and effective
teachers were those of Gage and Berliner (1992) and Huitt (1995). Gage and Berliner
focused on the classroom and the teacher, including student motivation and
instructional design variables that characterised effective classroom teaching. Huitt’s
model extended the research paradigm to include teacher characteristics such as
personality, student characteristics, and contextual variables such as the quality of
time spent in the teaching-learning engagement.
2.2.2 Effective teaching skills and teaching styles
Emphasis on the importance of effective teaching skills was predominant in the late
1970s and 1980s when researchers and theorists such as Clark and Peterson (1986),
Kyriacou (1986, 1998), Leinhardt and Greeno (1986), Perrott (1982), and Wragg
(1984) examined the effect of teaching skills on the quality of student learning. The
critical role of experience and student engagement in the processes of teaching and
learning was emphasised by theorists such as Steinaker and Bell (1979) in their
Experiential Taxonomy. The use of taxonomies such as Bloom’s (1956) Taxonomy
26
of Educational Objectives and Krathwohl, Bloom and Masia’s (1964) Taxonomy of
Affective Experience added dimension and clarity to the growing body of research
and theory on the relationship between teaching and learning, including the nature
and function of the relationship between the teacher and student(s). A closely related
area of research resulted in literature that focused on effective teaching styles. At the
forefront were researchers such as Anthony (1979), Bennett (1976, 1987, 1988),
Eggleston, Galton and Jones (1976), Hazelwood (1988), and Rutter, Maughan,
Mortimor and Ouston (1979).
2.2.3 Expertise and exceptional teachers
Research in the area of expertise and skill mastery, such as that of Ericsson (1996),
Ericsson and Charness (1994), and Ericsson and Lehmann (1996) provided yet
another dimension of literature in the area of effective teaching and effective teachers
that resulted in an examination of whether or not expertise was synonymous with
exceptionality. A key question was whether or not being an expert teacher equated
with being an exceptional teacher. Ericsson and Charness argued that, essentially,
expertise was the product of extended practice and skill acquisition over time. When
linked with specific kinds of intelligence, such as creativity, expertise was seen to be
important because of the emphasis on the mastery of knowledge and skills. This was
evident in the research of Mumford, Supinski, Threlfall and Baughman (1996) whose
studies indicated that, “Knowledge, or expertise, may make a unique, independent
contribution to both creative problem solving and real-world achievement” (In
Vincent, Decker & Mumford, 2002, p. 165).
Literature in the area indicated that expertise was associated predominantly with
knowing how and knowing what. It involved the acquisition of the knowledge, skills
and competencies prerequisite for expert performance. It was evident, therefore, that
this area of expert performance is of considerable interest in the study of exceptional
teachers and needs to be examined in some detail. Of particular importance was the
study of the personal variables, including dispositions, that are necessary for the
acquisition of expertise and how those variables were connected to the concept of an
exceptional teacher.
27
2.2.4 The interaction of variables such as teacher values and beliefs
Research on effective teaching in the late twentieth century indicated a move towards
a study of the interactive influences of variables that were at work in the effective
teacher. The interplay of the teacher’s values and beliefs, in particular, together with
variables such as wisdom (Arlin, 1999; Collinson, 1999) and creativity (Cropley,
2001; Jeffrey & Craft, 2004; Lubart, 2000-2001) provided further insight into teacher
effectiveness. Other qualities identified in the research, such as commitment
(Renzulli, 1978, 1998), passion (Wisehart, 2004) and a sense of mission or vision
(Korthagen, 2004; Hammerness, 2004), together with pedagogic skills and
knowledge, provided an alternative focus and moved the field of study into the arena
of the twenty-first century.
An examination of the link between these variables provides a more holistic
perspective from which to establish the qualities of an exceptional teacher. In his
explanation of “successful intelligence”, for example, Sternberg (1997a) noted,
“Research shows that people do their most creative work when they love what they
do” (p. 219). This suggests a link between creativity and love or passion for the work
at hand, be it in the domain of teaching or other domains of human endeavour.
2.2.5 Summary
Literature from the field of effective teachers and effective teaching offers a variety
of perspectives from which to examine what it means to be an “exceptional teacher”.
These perspectives range from pedagogic models that focus on teaching skills,
teacher knowledge and expertise, to dispositional attributes. There appears to be a
growing interest in the teacher’s personal values and educational beliefs that underpin
“best practice” in the classroom.
28
2.3 Giftedness and talent
2.3.1 Rationale for inclusion in the literature review
The majority of literature on teacher effectiveness is concerned with “mainstream”
teaching and learning. In the context of a study of exceptional teachers, however,
there is a need to extend this focus. The field of giftedness and talent provides one
avenue for providing this added dimension. A survey of literature in the field
indicates points of congruence with literature from the field of effective teaching and
effective teachers. Of note are the following points of similarity:
(i) the pattern of dispositions that typify talented adults (Piechowski,
1998; Piirto, 1999; Clark, 2002) share strong commonalities with the
attributes of highly effective teachers;
(ii) the processes involved in talent development (Gagné, 1995a, 1995b),
including knowledge acquisition and skill mastery, have much in
common with the processes involved in the development of effective
teachers;
(iii) many of the behaviours that are typical of talented adults (Piirto, 1995,
1999) are also typical of highly effective teachers (Wisehart, 2004;
Day, 2004; Kottler, Zehm & Kottler, 2005).
2.3.2 The “self” of the talented adult and the exceptional teacher
A key focus of this study of exceptional teachers is the teacher as “self”, including the
dispositions that help to define the teacher as a person. Literature from the field of
giftedness and talent provides another perspective from which to study the “self” of
the exceptional teacher. While pedagogic skills, knowledge and competencies are of
critical importance in teacher effectiveness, this thesis argues that of equal
importance are the teacher’s characteristic dispositions. In order to identify these
dispositions, it is necessary to examine the teacher as self. Research and theory in the
field of giftedness and talent, such as that of Clark (2002), Feldman (1988), Feldman
& Goldsmith (1991), Piirto (1995, 1999), and Simonton (1984, 1986, 1994) provide
insight into the kinds of dispositions and other attributes that are associated with
29
talented adults. In comparing Piirto’s proposed “pyramid” model of talent and
Feldman’s theory of coincidence, Piechowski (1998) noted that, “Personality
attributes are more fundamental than intellectual competence” and that, “Making
personal attributes the base agrees with Feldman’s emphasis that in the center of the
revolving and undulating field of forces is the whole person” (p. 192).
Piechowksi (1998) pointed out that these models shared intrapersonal strengths or
dispositions such as “motivation, drive, and determination” (p. 192). This
complements the notion that if we are to understand what it means to be an
exceptional teacher, then we need to extend the focus to include not only the teacher’s
classroom behaviours and practices, but also an understanding of the teacher as self.
This includes dispositions such as motivation, drive, and determination that underpin
observable teacher behaviour.
2.3.3 Clarification of key concepts and their interrelatedness
Literature on teacher effectiveness abounds with references to teacher attributes such
as passion, creativity, energy, motivation, imagination, wisdom, and enthusiasm. In
spite of their recurrence in the literature, however, some of these concepts remain
loosely defined and require clarification, particularly in the context of a study of
exceptional teachers. Theorists and researchers in the field of giftedness and talent
have provided clarity not only regarding the nature of ubiquitous concepts such as
“passion” (Hillman, 1996; Piirto, 1999) and “energy” (Dabrowski, 1964, 1972;
Dabrowski & Piechowski, 1977; Lovecky, 1986; Piechowski, 1998), but also
regarding the nature of their interrelatedness. This, in turn, has provided another
perspective from which to explore what it means to be an exceptional teacher and, for
this reason, it is worth including the field of giftedness and talent in the literature
review.
2.3.4 Summary
The inclusion of literature from the field of giftedness and talent provides depth to
our understanding of what it might mean to be an “exceptional teacher” by
30
complementing literature from the fields of effective teaching and intelligence.
Dispositional variables that characterise talented adults, such as passion, energy,
excitability and drive, together with the strength of the individual’s values and beliefs
may be key determinants underpinning the classroom behaviour of exceptional
teachers and, therefore, are worth investigating in the literature.
2.4 Intelligence and effective teaching
2.4.1 Rationale for inclusion in the literature review
The inclusion of intelligence as a field of research in the literature review was
motivated by the need to examine the nature and role of different kinds of intelligence
as variables that contribute to our understanding of what it means to be an exceptional
teacher. At the same time as the concept “effective teaching” was evolving, research
in the area of intelligence provided an important perspective from which to explore
the nature of effective teaching and effective teachers. As different conceptions of
intelligence emerged, there arose a need to consider how these conceptions might
influence the way theorists and practitioners viewed the relationship between
teaching and learning.
2.4.2 Different kinds of intelligence
The work of Binet and Simon (1916) and Terman and Merrill (1916) established a
tradition of research and theory that focused on “academic” intelligence and school
achievement. Subsequent research in the field of intelligence, particularly in the
latter part of the 20th century, has opened the way for an examination of different
kinds of intelligence and their influences on the quality of teaching and learning.
Theories such as Gardner’s (1983) Multiple Intelligence, Goleman’s (1995, 1998)
Emotional Intelligence, Sternberg’s (1991, 1997a, 1999) Triarchic Theory of Human
Intelligence, Zohar and Marshall’s (2000) exposé on Spiritual Intelligence, and
Moon’s (2003) conception of “personal intelligence” extended the traditional canon
of literature that emanated from earlier theorists in the field of intelligence.
31
2.4.3 Intelligence and the teacher
Different kinds of intelligence have been associated with different teacher
dispositions and behaviours. The idea of the effective teacher as a lifelong learner is
a recurring theme in literature in the field of effective teaching. Day (1999), for
example, focused on this theme and argued that, “A vision of lifelong learning
demands emotionally intelligent teachers who are educated to think, reflect, evaluate,
look for and provide opportunities for the development of individual achievement
which challenge and support each student in their care” (p. 208).
While Day (1999) associated the disposition of teacher reflection and the desire for
lifelong learning with emotional intelligence, MacGilchrist, Myers and Reed (2004)
used a different perspective and focused on the relationship between pedagogic
intelligence and teacher reflection. They maintained, “Pedagogical intelligence is at
work where the relationship between learning and teaching is regularly being
reflected on, strengthened and developed” (p. 140). Thus, two different kinds of
intelligence were seen to come into play when considering the nature of reflection
and its role in the quality of teaching and learning.
Earlier research conducted by Rubin (1989) explored the link between “pedagogical
intelligence” and teacher expertise. Ruben argued that we should not simply observe
teacher behaviours, but that we also should take into account expert teachers’
decision making, including their underlying beliefs and motivations in order to
understand the interplay between pedagogical intelligence and instructional
effectiveness.
One further example of the link between intelligence and effective teaching is found
in the work of Maingay (2006). He referred to the concept “teaching intelligence”
and used the term
to describe a package of generally uncodified skills and abilities
that all teachers possess to some degree, all of which help teachers
to teach as well as possible, paying careful attention to the moment
and avoiding the trap of mechanical and inappropriate teaching (p. 2).
32
2.4.4 Summary
The body of research and literature in the field of intelligence adds an important
dimension to the study of effective teaching and the exploration of what it might
mean to be an exceptional teacher. While a considerable amount of the literature
focuses on the role of emotional intelligence in effective teaching and learning, there
is evidence from recent literature to support the notion that if we consider different
kinds of intelligence, there may be significant links between the concepts
“intelligence” and “exceptional teachers”.
2.5 Creativity and teacher effectiveness
2.5.1 Rationale for inclusion in the literature review
The inclusion of the field of creativity in the literature review is based on three
premises. The first is that there is strong evidence to suggest that highly effective
teachers are creative in their approaches to teaching and learning. There is a
considerable amount of literature on teaching and teacher effectiveness that includes
the concept “creativity” (see, for example, Cropley, 2001; Fleith, 2000; Goertz,
2000; Jeffrey & Craft, 2004; Sheidecker & Freeman, 1999; Starko, 2005). Implicit
in models of pedagogy such as the New South Wales Quality Teacher Model (NSW,
DET, 2003) is the need for teachers to be effective problem-solvers and problem-
designers. It is axiomatic that if quality teaching and learning are to be fostered in
the classroom, then teacher creativity is required.
A second premise for the inclusion of literature from this field of research and theory
is that creativity works in conjunction with other variables such as attitudes, beliefs
and values (see Goertz, 2000; Perkins, 1981; Sternberg, 2000a). In her study of
effective leadership in contemporary schools, for instance, Goertz found that there
were specific traits of creativity such as passion for work, independence, originality,
goal setting, flexibility, motivation and enthusiasm. Arguably, all these traits are
important considerations for teacher effectiveness.
33
Creativity has been associated with effective teacher behaviours (Cropley, 1994) and
teacher dispositions (Simplicio, 2000). Variables that have been shown to be
associated with creativity, such as resilience, risk-taking, divergent thinking, and the
ability to adapt to changing circumstances and contexts are important considerations
when exploring the nature of teacher effectiveness in a world that increasingly is
characterised by change.
In the context of this study, literature suggests that the concept “creativity” may be
an integral component of exceptionality. From the perspective of literature in the
field of giftedness and talent, there are a number of influential theories and models of
creativity such as those of Feldman, Csikszentmihalyi and Gardner (1994), Getzels
and Csikszentmihalyi (1975, 1976), Renzulli (1978, 1998), and Runco (1993a,
1993b, 1994). Tannenbaum (1983, 1986) conceptualised creativity as an integral
component of his Psychosocial Model of talent. From this perspective, it is
important to acknowledge that literature in the field of creativity can enhance our
understanding of what it might mean to be an exceptional teacher.
2.5.2 The question of conceptualisation
There have been different conceptualisations and definitions of “creativity” and this
has resulted in considerable debate about the nature of creativity. Feldhusen and
Goh (1995) argued the proposition that,
Creativity is often defined as a parallel construct to intelligence,
but it differs from intelligence in that it is not restricted to
cognitive or intellectual functioning or behavior. Instead, it is
concerned with a complex mix of motivational conditions,
personality factors, environmental conditions, chance factors,
and even products (pp. 231-231).
Feldhusen and Goh also argued, “Although creativity may be specifically linked to
the fields or disciplines in which it is manifested, most researchers propose general
conceptions of creativity applicable across domains, disciplines, or fields” (p. 232).
34
This more generalised conception of creativity is pursued in the proposed study of
exceptional teachers.
2.5.3 The problem of focus: What aspects of creativity do we take
into account when exploring what it means to be an
exceptional teacher?
An important consideration when including the field of creativity in the literature
review is that of the research focus. Just as there are different kinds and domains of
intelligence, so there are different kinds and domains of creativity. Fleith (2000)
noted that “No consensus exists, however, about how to define creativity” (p. 148).
She also argued “Creativity cannot be understood by isolating individuals and their
works from their contexts” (p. 148). This view corresponded with that of
Csikszentmihalyi (1996) who advocated that when examining creativity, it is
essential to take into account personal variables as well as the socio-cultural context.
From this perspective, when studying exceptional teachers it is important to take into
account not only the teachers’ interpersonal and intrapersonal variables, such as their
beliefs and values, motivations, and teaching strategies, but it is also important to
take into account the socio-cultural contexts of the school and the classroom.
2.5.4 Summary
In their integrative review of theory, research and development in the field of
creativity Feldhusen and Goh (1995) concluded, “Creative thinking and creative
problem solving are aspects of human cognition and behavior that probably can be
accessed through training programs that focus on cognitive skills and methods,
personality factors, motivation, cognitive styles, and metacognitive skills” (p. 244).
They also argued the importance of environmental conditions that were “conducive
to change, flexibility, and openness” (ibid). A third point they raised was the
importance of domain specific and subject specific contexts. The review of literature
from the field of creativity that has been undertaken for this study of exceptional
teachers takes into account the domain of effective teaching and, in particular,
35
exceptional teachers. It does this in the context of teacher dispositions and
behaviours, as evident in classroom practice.
There are numerous references in the literature that associate creativity with high
quality teaching, such as those found in the Hay McBer (2000) report on research
into teacher effectiveness. The concepts “creative”, “creativity”, and “creatively”,
however, have been variously used in the literature. As with concepts such as
“passion” and “energy”, there is a need for clarity regarding the use and meaning of
the concept “creativity”. The inclusion of this field in the literature review not only
adds an important dimension to the study of what it means to be an exceptional
teacher but also, as with literature from the field of giftedness and talent, it
contributes to the clarification of key concepts associated with exceptional teachers.
2.6 Dispositions of effective teachers
2.6.1 Rationale for inclusion in the literature review
Literature and research on teacher effectiveness consistently refer to two general
themes. The first is associated with pedagogic considerations such as teaching skills,
different kinds of teacher knowledge, and teacher competencies. The second theme
is associated with the personal variables of the teacher, including teacher
dispositions.
With the focus on a synthesis of the dynamics involved in effective teaching and the
facilitation of quality learning, the last decade has seen renewed attention given to the
personal or human dimension of the effective teacher. While this research focus was
not new, the synthesis of the behavioural and personal variables of the teacher that
contributed to effective teaching was new. In their exposé on the dispositions of
effective teachers, for example, Taylor and Wasicsko (2000) described effective
teaching as the intersection of teacher knowledge, pedagogic skills, and dispositions
which they noted, “are often defined as the personal qualities or characteristics that
are possessed by individuals, including attitudes, beliefs, interests, appreciations,
values and modes of adjustment” (p. 2). They cited the work of Collinson, Killeavy
36
and Stephenson (1999) and Combs (1974) as indicative of the research into the
dispositions of effective teachers.
One of the most compelling arguments for renewed research interest into teacher
dispositions, according to Taylor and Wasicsko (2000), was its implications for
teacher education in that, “It is important for teacher educators to know and
understand the dispositions of effective teachers, so as to design experiences that will
help to develop these characteristics in students and to help students discover if they
have the dispositions to teach” (p. 2).
The inclusion of the field of dispositions in the literature review is based on the key
premise that if we are to understand what it means to be an exceptional teacher, then
we need to take into account a holistic view of the teacher. This necessitates a
synthesis of teacher dispositions and the personal attributes of the teacher, as well as
pedagogic considerations.
2.6.2 Renewed interest in dispositions
Raths (2006) traced the interest in dispositions back to an even earlier phase and
argued that perhaps the first use of the term “dispositions” in relation to teaching and
teacher education was to be found in the seminal book “Philosophy of Education:
Learning and Schooling” authored by Donald Arnstine (1967) of the University of
Wisconsin. He said that Arnstine made “dispositions the centrepiece of his work,
advocating the teaching dispositions is perhaps the most important thing that schools
and teachers can do” (p. 154).
As an example of the new generation of thinking on the dispositions of effective
teachers, Usher (2002) explicated the five areas of belief posited by Combs (1999) by
identifying several key dispositions associated with effective teachers, namely:
empathy, positive view of others, positive view of self, authenticity and, meaningful
purpose. Usher also noted that the term disposition has been, “revived in recent years
and serves well to displace the more confusing term ‘belief’” (n.p.).
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2.6.3 Some implications of a study of teacher dispositions
Research on the dispositions of effective teachers, particularly in the context of
establishing appropriate relationships with students so that meaningful learning could
be facilitated, was pursued by Wubbles, Levy and Brekelmans (1997) who found,
“Teachers’ interpersonal skills are essential to creating a positive classroom climate”
(p. 82). The interplay between the personal variables that characterised the teacher
and teacher effectiveness was explored in the research of Leithwood (1990) and,
later, Reiman and Thies-Sprinthall (1998) who found that teachers at the highest
levels of professional expertise and psychological development were: reflective;
capable of understanding the assumptions, beliefs and values behind choices; capable
of balancing the student’s intellectual achievements and interpersonal learning in the
classroom; used a collaborative approach with students to control the classroom; and
encouraged creativity and flexibility to create interactive classrooms (in Taylor &
Wasicsko, 2000, p. 3).
The implications of the interplay between these personal variables is notable in the
context of theoretical models of pedagogy, such as the New South Wales Quality
Teaching Model (NSW, DET, 2003) because they indicate the abilities and
dispositions that the teacher needs to demonstrate in order to ensure intellectual
quality, a quality learning environment and significance for the students. Of note,
too, is the emphasis placed upon the teacher’s ability to understand the assumptions,
beliefs and values that motivate the choices they make in their engagement with and
relationship to their students.
2.6.4 Summary
One of the most compelling arguments for renewed research interest into teacher
dispositions, according to Taylor and Wasicsko (2000), was its implications for
teacher education in that, “It is important for teacher educators to know and
understand the dispositions of effective teachers, so as to design experiences that will
help to develop these characteristics in students and to help students discover if they
have the dispositions to teach” (p. 2).
38
An underlying premise of this thesis is that a study of exceptional teachers may
contribute to the debate about effective teachers by yielding worthwhile information
that can be used to enhance the quality of classroom teaching and learning. The
inclusion of the field of dispositions provides an important element in the synthesis of
research perspectives that is likely to move towards a holistic interpretation of what it
means to be an exceptional teacher.
The survey of literature across the different fields included in this review indicates
complementary ties between research and theory in the fields of giftedness and talent,
creativity, and the field of intelligence. Further, there appear to be close links
between literature in the field of giftedness and talent and the field of dispositions.
Taken together, these fields have the potential to enrich our understanding of the
concept “exceptional teachers”.
In summary, literature from the five selected fields offers a rich variety of
perspectives relating to the study of exceptional teachers. By examining recurring
themes in these different fields, we may be able to identify key variables that deepen
our understanding of what it means to be an “exceptional teachers”.
PART 2: Effective teaching and effective teachers
2.7 Introduction
Literature in the field of effective teaching and effective teachers has been
characterised by different theoretical perspectives that have given rise to diverse
explanations of what it means to be an effective teacher. Most perspectives have
been expressed in terms of skill mastery, knowledge, teacher competencies, and the
personal qualities of the teacher. Indicative of the scope of research in the area of
effective teaching and effective teachers are the seven clusters of research identified
by Cruickshank (1990) in his review of literature in the field. Those clusters were:
teacher character traits, teacher knowledge, what the teacher taught, how the teacher
39
taught, teacher expectations, how the teacher reacted to pupils, and how the teacher
managed the classroom. In general terms, these clusters can be narrowed down to
two basic areas of literature on effective teachers and effective teaching: namely,
teacher competencies and the teacher as self.
In a comprehensive review of literature in the area of effective teaching, Harris
(1998) identified five dimensions of research and theory. These were similar to the
dimensions identified by Cruickshank (1990) and included: effective teaching
behaviour, teaching skills, teaching styles, models of effective teaching, and teacher
artistry.
A study of student perceptions of effective teachers was conducted by Minor,
Onwuegbuzie, Witcher and James (2002) who applied a phenomenological approach
that resulted in the identification of seven themes that operated across the variables of
skill mastery, knowledge, teacher competencies and personal qualities. They found
that effective teachers were student-centred. They demonstrated effective classroom
and behaviour management and were perceived as competent instructors. They were
ethical, enthusiastic about teaching and were knowledgeable about the subject(s) they
taught. These teachers were also found to be personable.
2.7.1 Characteristics of master teachers
An examination of the variables that characterised master teachers was the theme of
research conducted by Buskist, Sikorski, Buckley and Saville (2002) and a later study
by Buskist (2004) that resulted in the identification of 10 basic principles of effective
teaching. Buskist found that while master teachers were “bright, knowledgeable,
well-organized, highly prepared, well-spoken, and incredibly hardworking” (p. 2),
these qualities did not necessarily distinguish master teachers from other teachers.
Rather, they were “the starting point and not the destination for excellence in
teaching” (ibid). In other words, these were qualities that set a benchmark for most
teachers.
40
It was found that master teachers focused on thinking processes and problem-solving
skills rather than mere facts and figures. This inferred a connection between effective
teaching and creativity that was demonstrated in conceptions such as that of
Feldhusen and Goh (1995) who noted that,
Creative thinking is a complex cognitive activity, and modern
conceptions of creativity are so diverse and comprehensive that
in defining creativity, it is necessary to deal with related cognitive
activities of developing and using the knowledge base, as well as
critical thinking, decision making, and metacognition (p. 231).
A second principle enunciated by Buskist (2004) was that master teachers kept the
content of their courses current. Third, they were enthusiastic about their subject
matter, teaching and students – they made their passion for teaching obvious and
developed positive rapport with their students. Fourth, master teachers made learning
fun, but not necessarily entertaining – they attempted to make teaching and learning
authentic by connecting content to the “real-world” life experiences of their students.
A fifth principle characterising master teachers was that they were high in self-
monitoring and, therefore, were sensitive to how their teaching affected their
students’ learning experiences. Sixth, they showed a genuine concern for their
students’ academic welfare. Seventh, master teachers viewed teaching as an
experimental endeavour that entailed risk. The eighth principle was that they used
assessment for both evaluative and instructional purposes. Ninth, they established
high academic standards and, finally, master teachers possessed a deep sense of
humanity and demonstrated a seemingly boundless capacity for caring about others
(Buskist, 2004, pp. 1- 2).
Buskist’s conception of “master” teachers included both pedagogic and dispositional
variables that were found to resonate with other notions of effective teaching such as
Haberman’s (2005) conception of “star” teachers.
41
2.7.2 Complex dynamic of variables that characterise effective
teachers – different research perspectives
Literature from the area of effective teachers indicates that the most convincing
theories express the nature of the effective teacher in terms of the complex dynamic
that occurs through the interaction of different variables, including their effect on the
relationship between the teacher, the pupil and the teaching-learning context. The
identification and listing of the personal characteristics of effective teachers, per se,
did not appear to be particularly helpful in the study of highly successful teachers
because it did not explain how they were able to engage students in worthwhile and
meaningful learning experiences. When personal variables were considered in
conjunction with pedagogic variables such as teacher knowledge, skills, and styles of
teaching, however, it was found that the identification of such variables could be
useful tools for informing theory and practice in the field of effective teachers and
effective teaching. A synthesis of these variables also contributed to a general
theoretical framework that could be used for organising thinking about research that
explored the concept “exceptional teachers”. From the literature, it becomes clear
that by the beginning of the 21st century research and theory in the field of effective
teaching needed to take into account and synthesise multiple dimensions of variables
that are indicative of effective teachers.
In an earlier study of effective teachers, Bain, Lintz and Word (1989) used superior
student performance (top 15%) as the main criterion for selecting the most effective
teachers in the Student Teacher Achievement Ratio (STAR) project that involved a
longitudinal study of the effects of reduced class size. Within that context, there
emerged a set of characteristics of effective teachers that had a strong focus on
external, observable variables such as: the demonstration of high expectations and the
setting of high standards for students and for themselves, clear and focused
instruction, the use of a variety of strategies for teaching and reteaching, the use of
positive reinforcement to motivate students, such as incentives and rewards, and
excellent personal interactions with the students. There was, however, little
indication of those personal or human variables that the teacher introduced into the
equation of effective teaching.
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An alternative perspective on the variables that distinguished the effective teacher
was proposed by Vialle and Quigley (2002) who examined selective students’ views
of the essential characteristics of effective teachers that included three dimensions:
the teacher’s knowledge and skills, teaching and management strategies, and
interpersonal qualities. These three dimensions are discussed further in the light of an
examination of the NSW Quality Teaching Model (NSW, DET, 2003) that is a
benchmark for effective teaching in New South Wales schools.
2.8 The NSW Quality Teaching Model (QTM)
2.8.1 Rationale for inclusion in the literature review
The New South Wales Quality Teaching Model (QTM) has a dominant role in this
study for several reasons. In addition to being established as a benchmark for
effective teaching in New South Wales, Australia, it also has a strong research
foundation that focuses on pedagogic variables associated with quality teaching and
learning. Research indicates that the QTM is an effective instrument for
differentiating between teachers on the basis of these pedagogic variables. The QTM
presents as a valid and reliable instrument for examining and reflecting on teachers’
classroom behaviours. It is for these reasons that the QTM is given considerable
focus in the literature review.
2.8.2 Theoretical framework of the QTM
The schools reform movement in education, particularly in America and Australia,
with its focus on standards of teaching and learning, competencies and learning
outcomes has produced a growing body of research. The issues of school and
classroom environments, intellectual quality and teacher effects on learning have
resulted in a new generation of theory about teaching and learning. Drawing from
research such as that conducted by Newmann and Associates (1996), Newmann,
Brandt and Wigging (1998), and Newmann, Marks and Gamoran (1996), the
Queensland School Reform Longitudinal Study (2001), Productive Pedagogy
43
(Lingard, Gore, Griffiths & Ladwig 2001, 2002) and other complementary sources,
the New South Wales Quality Teaching Model (QTM) (NSW, DET, 2003) presented
a benchmark in the practice of teaching in New South Wales schools.
In 2003, the New South Wales Department of Education and Training (NSW, DET)
published two landmark documents on quality teaching in New South Wales Public
Schools. The Discussion Paper (May 2003) and the Annotated Bibliography (June
2003) indicated a significant development in the conceptualisation of quality teaching
and learning and, by implication, quality teachers. Grounded on the principles of
Productive Pedagogy, the QTM was concerned with the challenging issues of
intellectual quality and equitable student outcomes. Based firmly on the philosophy
that “it is the quality of pedagogy that most directly and most powerfully affects the
quality of learning” (NSW, DET, 2003, p. 4), this model conceptualised the nature
and function of “pedagogy” in terms of learning outcomes that focused on intellectual
quality, including not only the learning process but also the assessment of learning
outcomes. The fundamental premise underlying the nature of pedagogy was that “the
term pedagogy recognises that how one teaches is inseparable from what one
teachers, from what and how one assesses and from how one learns” (ibid). The
model was given early impetus by Jennifer Gore and James Ladwig who were also
involved in the Queensland School Reform Longitudinal Study (2001). Subsequent
to the publication of the Discussion Paper (NSW, DET, May 2003), further research
and debate have contributed to the development of the QTM and to the
implementation of the underlying principles of Productive Pedagogy (see, for
example, Gore, Griffiths & Ladwig, 2004; Griffiths, Gore & Ladwig, 2006; Ladwig,
Gore, Griffiths & Amosa, 2004; Ladwig et al., 2007).
The theoretical framework of the QTM comprises three dimensions of pedagogy that
are linked directly to improved student outcomes. Each of the three dimensions was
conceptualised as being inter-related and inter-active in nature (see Figure 2.1). At
the heart of the model was the dimension Intellectual quality. The principles of
Authentic Pedagogy enunciated by Newmann et al. (1996, 1998) had a direct
influence on the core dimension Intellectual quality. The influence of constructivist
theory was also evident in the notion of knowledge as being constructed.
44
Figure 2.1. A representation of the three dimensions of pedagogy in NSW public
schools (NSW, DET, May 2003, p. 9).
Each of the three dimensions comprised six elements that further defined and
clarified the nature and function of the model in terms of classroom behaviours and
practices (see Table 2.1).
Table 2.1
The Dimensions and Elements of the QTM (NSW, DET, 2003, p. 10)
45
The model focused on the interaction between the variables in the teaching-learning
process that were described in terms of Intellectual quality, Quality learning
environment, and Significance. Quality teaching and learning was seen as a complex
dynamic between the teacher, the student and the learning environment. Diverse
research and theory were called upon to support the inclusion of the elements in each
dimension of the QTM and were summarised in the annotated bibliography that
accompanied the publication of the Discussion Paper on the QTM.
Teacher involvement in the process of teaching and learning was expressed in terms
of how effectively it facilitated quality outcomes for students. With regard to the
dimension Intellectual quality, the teacher was called on “to select and organize the
essential knowledge, understanding, skills and values from the syllabus” (NSW,
DET, May, 2003, p. 11). This was based on the assumption that the teacher was able
to construct his or her own meaning and knowledge that demonstrated the defining
characteristics of intellectual quality. The teacher’s role also included the ability to
develop “the students’ deep and critiqued understanding of the selected knowledge,
understandings, skills and values and of the connections among them” (ibid). This
necessitated that the teacher had mastered the prerequisite skills and strategies for
facilitating students’ active involvement in the learning process.
The dimension Quality learning environment called upon the teacher to demonstrate
the ability to create, maintain and promote a quality learning environment that could
extend well beyond the classroom to include “all adults who share the learning
environment” (NSW, DET, May, 2003, p. 13). Finally, the dimension Significance
necessitated that the teacher demonstrate the ability to promote the significance of
students’ learning by making “the connections between and among the student as an
individual and social being, the nature of the work at hand, and the contexts in which
such work matters” (NSW, DET, May 2003, p. 14). It followed that if teachers were
to effectively and successfully facilitate quality learning, taking into account each
element of the three dimensions of the QTM, then they needed to demonstrate the
abilities and qualities that they sought to promote in their students.
The QTM clearly enunciated the classroom practices and teacher and student
behaviours that were prerequisite for quality teaching and learning to occur. It did
46
not, however, indicate in any depth the qualities that teachers needed to possess in
order to engage effectively with students in consistently high levels of quality
teaching and quality learning. The three models – Authentic Pedagogy, Productive
Pedagogy and the NSW Quality Teaching Model –described what teachers needed to
know and what they should do in order to facilitate learning that was authentic,
productive and that could be described as having worthwhile intellectual quality.
They did not, however, pursue an investigation into the kind of individual the teacher
needed to be in order to implement these ideas. It can be argued that while it is
essential that teachers have the knowledge and skills needed to facilitate quality
learning, and while it is essential that they know how to implement pedagogic models
such as these, it is also imperative that they reflect upon and understand those
personal qualities that are needed to effectively facilitate the highest levels of quality
teaching and learning.
2.8.3 The underlying rationale of the QTM
In order to understand the underlying rationale of the QTM, the New South Wales
Department of Education and Training (DET, June 2003) published an annotated
bibliography that provided theoretical and research background. While the
theoretical framework of the model drew upon well developed research on effective
teaching and learning theory, according to Killen (2007),
What is new in the Quality Teaching model is the way in which
these diverse aspects of effective teaching are grouped into a
consistent framework that emphasises the social and cultural
aspects of teaching and learning as well as the academic aspects (p. 30).
In their revision of Bloom’s (1956) Taxonomy of Educational Objectives, Anderson
and Krathwohl (2001) noted, “Current conceptions of learning focus on the active,
cognitive and constructive processes involved in meaningful learning” (p. 38). This
emphasis was evident in the QTM, as indicated by the conceptual framework of the
three dimensions and eighteen elements of quality teaching. One of the important
distinguishing features of the QTM was the inter-relatedness of these dimensions and
elements. Active student engagement in all three dimensions was necessary if quality
47
learning was to occur. The influences of well established theory and substantial
research added strength and credibility to the model.
A key question posed by Killen (2007) was, “What type of person does a teacher
need to be in order to be able to implement each of the elements of Quality Teaching
effectively?” (p. 33). This question is of considerable significance in terms of
informing the methodology for this thesis, with its focus on “exceptional teachers”.
2.8.4 The dimension Intellectual quality
The dimension Intellectual quality was conceptualised as being at the heart of the
QTM and was described as pedagogy that
Focused on producing deep understanding of important, substantive
concepts, skills and ideas. Such pedagogy treats knowledge as
something that requires active constructions and requires students
to engage in high-order thinking and to communicate substantively
about what they are learning (NSW, DET, May, 2003, p. 5).
The contribution of constructivist theory and the principles of authentic pedagogy
enunciated by Newmann, Marks and Gamoran (1996) as well as Newmann and
Associates (1996), and Newmann, Bryk and Nagaoka (2001) played an important part
in the conceptualisation and framing of this aspect of the QTM.
The element of deep knowledge required that the teacher and learner be able to
identify and explore the central concepts and ideas of a topic or module of work, and
to see increasingly complex relationships between these ideas. The dimension
Intellectual quality also included the element of deep understanding that focused on a
holistic conception of knowledge that promoted an integrated understanding of the
relationships between the central concepts. This view of understanding was
compatible with that posited by Anderson and Krathwohl (2001) who explained,
“Students are said to understand when they are able to construct meaning from
instructional messages” (p. 70).
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The third element of the dimension Intellectual quality, higher order thinking, was
described in terms of the transformation of information and knowledge so that
students were engaged in manipulating ideas and constructing new hypotheses and
knowledge. The principles of Bloom’s (1956) taxonomy of cognitive objectives and
Anderson and Krathwohl’s (2001) cognitive processes were highly compatible with
this view of knowledge and understanding, as were the findings of Newmann (1990,
1992). According to Killen (2003), “When learners engage in higher-order thinking,
they will typically be required to explain, generalise, synthesise, hypothesise,
interpret and construct new knowledge” (p. 14), all of which help them to develop
deep understanding, a core component of intellectual quality.
In order to engage in teaching and learning of a high intellectual quality, the QTM
proposed that knowledge must be conceptualised and treated as being problematic.
By recognising that knowledge was problematic and that the construction of
knowledge was open to different interpretations and perspectives, the dimension
Intellectual quality promoted pupil engagement in an active process of learning and
enquiry. This element demonstrated the influence of constructivist theory and
research such as that of Mayer (1999a, 1999b). The conception of knowledge as
being problematic had obvious associations with the highest level of Anderson and
Krathwohl’s (2001) cognitive processes, the ability to create. They argued that while
the process of creating did include “objectives that call for unique production” and
that the concept “to create” also referred to “objectives calling for production that all
students can and will do…many students will create in the sense of producing their
own synthesis of information or materials to form a new whole” (p. 85). Their
proposition was that if students were to operate at the highest levels of intellectual
engagement, then they needed to be facilitated in the processes of analysis, evaluation
and creation of new products, knowledge or understanding.
The elements of metalanguage and substantive communication were important
inclusions in the dimension Intellectual quality of the QTM because they indicated
the need for interaction between all participants in the teaching-learning experience.
While the element of substantive communication promoted a shared understanding of
knowledge, the element of metalanguage provided students with the vocabulary and
language required for quality discourse and discussion. If the ideas and meanings of
49
a substantive topic that had intellectual substance were to be shared and developed,
then the participants needed to have the linguistic tools with which to dialogue, to
reason and to build on the ideas and shared knowledge.
2.8.5 The dimension Quality learning environment
Research in the area of effective teaching and learning, such as that of Bernstein
(1990, 1996) and Biggs (1992b) has indicated that amongst the variables contributing
to quality student outcomes, the learning environment is highly significant. A high
quality learning environment was identified as the second dimension of the QTM.
Quality learning environment refers to pedagogy that creates classrooms where
“Students and teachers work productively in an environment clearly focused on
learning. Such pedagogy sets high and explicit expectations and develops positive
relationships between teachers and students and among students” (NSW, DET, May,
2003, p. 10). If intellectual quality was to be sustained in the teaching-learning
engagement, then a quality learning environment needed to be established and
nurtured. In terms of the QTM, this meant that teachers needed to establish and
communicate explicit quality criteria that provided clearly defined expectations and
student outcomes.
The element of explicit quality criteria was found to be one of the twelve
characteristics of effective teaching identified by Saunders (2004) who used the term
“disclosure” that included explicit expectations. The need for quality criteria
explicated by the QTM was highly compatible with earlier theory and research such
as the SOLO Taxonomy that originated from the work of Biggs and Collis (1982).
The influence of Bernstein (1990) was evident also in the way the element of explicit
quality criteria was conceptualised. This element of the dimension Quality learning
environment was linked closely to the element of substantive communication from
the dimension Intellectual quality. This illustrated the interplay between the three
dimensions and their elements.
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Linked directly to the idea of intellectual quality was that of engagement. A large
body of compelling research indicated that engagement was of fundamental
importance to meaningful learning (see for example, Brady, 2004: Crosswell &
Elliott, 2004; McFadden & Munns, 2002; Munns, McFadden & Koletti, 2002;
Newmann, 1992; Rutter & Jacobson, 1986). Indicators of engagement were
enthusiasm, attentiveness and active involvement in the teaching-learning process,
including substantive communication, questioning, and challenging established
meaning and interpretation of ideas. In their research on student achievement in
American schools, Newmann (1992), Darling-Hammond (1997, 2000) and others
found that student engagement was a critical factor in effective teaching and learning.
The element of engagement was at the heart of the dimension Quality learning
environment. Research has indicated that “When students and teachers respond to
each other culturally in continual negotiations over the terms, conditions and results
of the learning environment there are few neatly anticipated or realised lines of
engagement” (Munns, McFadden & Koletti, 2002, p. 2). Rather, there is a need for
openness to diverse responses to and outcomes arising from student engagement. The
research conducted by McFadden and Munns (2002) at Corramar School indicated
that it was “the students themselves who will be able to tell us that they are engaged
and who will be able to tell us whether education is working for them in a culturally
sensitive and relevant way” (p. 364). The conception of “the messy space” of
discourse between the participants in the learning experience proposed by Munns et
al. was based on the premise that,
When students are allowed to be active participants in classrooms
and involved in interruptions to the discourses of power, there are
real chances that they will develop a consciousness that “school is
for me”, rather than one of defeat, struggle and giving up (p. 2).
This, in essence, was what characterised a quality learning environment. High quality
learning outcomes were found to be directly associated with the element of high
expectations. Research on rates of academic success in American schools conducted
by Bernard (1995) found that there was a high positive correlation between the level
and quality of teacher expectations and student achievement. As Killen (2007)
observed, “Schools that establish high expectations for all students – and provide the
51
support necessary for students to achieve these expectations – have higher rates of
academic success than schools who routinely expect some students to be
unsuccessful” (p. 24).
The critical factor in the elements of high expectations and engagement was that all
students were included and that a quality learning environment that supported all
students was established. This highlighted the important principle of equity and the
right of all students to experience high quality teaching and learning. Therefore, the
element of social support for student achievement was a significant aspect of the
QTM. For this reason, an essential characteristic of the quality classroom was that a
sense of acceptance and community was established so that all students, irrespective
of difference, were included in the process of learning.
Student self-regulation was an important aspect of quality teaching and learning. A
key to student self-regulation was the concept “engagement”. In the context of the
QTM several conditions of student engagement were identified as being of critical
importance to the likelihood that students would regulate their own behaviour so that
lessons proceeded without the interruption of teacher talk that focused on negative
student behaviour. One condition was that student engagement was characterised by
deep knowledge and deep understanding. Another condition of engagement was that
knowledge was presented as problematic so that it promoted higher order thinking.
This concept was supported by the research findings of Glasser (1996) and
Zimmerman (1989).
In a similar line of thought, the element of student direction was also based on the
idea of a pupil-centred learning environment that was characterised by negotiation
and interaction so that students were given opportunity to influence the learning and
activities with which they engaged. This aspect of a quality learning environment
facilitated students taking increased responsibility for their own learning. As with all
three dimensions of the QTM, there was a strong research basis for the inclusion of
student regulation as an element of the dimension Quality learning environment.
Examples were found in the work of Biggs (1992a) and Bernstein (1990) who have
contributed a considerable body of research to the principles underlying student
direction.
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2.8.6 The dimension Significance
The third dimension of the QTM was Significance, where “significance” referred to
“Pedagogy that helps make learning more meaningful and important to students.
Such pedagogy draws clear connections with students’ prior knowledge and
identities, with contexts outside of the classroom, and with multiple ways of knowing
or cultural perspectives” (NSW, DET, May, 2003, p. 5).
The principles underlying this dimension of the model were highly compatible with
the thinking of educational researchers such as Dewey (1916, 1938, 1968), Bruner
(1966, 1977), and Bernstein (1970, 1990, 1995, 1996) and with the sociological
perspective enunciated by Munns, McFadden and Koletti (2002), and McFadden and
Munns (2002).
The importance of the element of background knowledge was that students are
facilitated in making direct links between their own experiences and the knowledge
they have internalised, and the new knowledge and competencies that are studied in
the school context. The students’ background knowledge and experience “might
have been derived from personal experience, prior formal study, or community and
cultural sources” (Killen, 2007, p. 27). As Bruner (1977) postulated, the inclusion of
students’ background knowledge in the process of learning meant that they were
connecting the “known” with the “now”. Earlier thinking in the area of cognition,
such as the principles underlying Anderson’s (1994) conception of “goodness of fit”
and research on schemata acquisition and cognitive load theory (Sweller & Chandler,
1991, 1994; Sweller, 1989; Sweller & Cooper, 1985) were compatible with the
dimension Significance and provided support for the importance of building on
students’ background knowledge and experience in order to maximise the quality of
their learning.
In the context of Australia’s multicultural society, cultural knowledge is an essential
element in the QTM dimension Significance and was a central component in the
theme of quality learning for all students. Were they to be given equitable
53
opportunity to engage in quality learning, then the cultural beliefs and practices of all
students, together with their “way of knowing” were essential considerations for
planning. This idea resonated strongly with the research of Ashman and Conway
(1992) and with the thinking of Killen (2005) who argued,
Teachers should explicitly acknowledge the legitimacy of the beliefs,
languages, cultural practices and ways of knowing of all students from
all cultural groups. Culturally responsive approaches to teaching help
to create learning experiences that make the content meaningful for all
students (p. 18).
The element of cultural knowledge presupposes the element of inclusivity where, in
terms of their social and academic needs, each student, irrespective of difference, is
accommodated in the learning experience so that there is no exclusion on the basis of
criteria such as socio-cultural background, gender or beliefs. This places a high level
of responsibility on the teacher and, arguably, calls for strong levels of commitment
and cultural sensitivity.
If students are to experience deep knowledge and deep understanding, then it is
essential that they also experience knowledge integration, thus ensuring that
traditional boundaries between subject areas are bridged. In the context of the QTM,
knowledge integration accommodates the practice of integrating knowledge from
multiple subject domains. Further, if meaningful learning is to occur, then students
are to be facilitated in making connections between what they learn in the school
context and the value of that learning in the broader social context where they would
encounter “real life” problems and challenges. Knowledge integration, therefore, was
conceptualised as that element of quality teaching that involved the student in making
explicit connections between different areas of subject knowledge from multiple
subject areas in order to construct meaning and to engage in learning that is
significant for them.
It is worth iterating that the principles of quality learning underpinning the QTM were
not new and had been enunciated by earlier theorists as early as Dewey (1916) and
Bruner (1966), and later by Newmann and Wehlage (1993). What was new,
however, was the connectedness between the elements and dimensions of the model,
54
and the synthesis of well researched theoretical perspectives. If students were to
engage in substantive communication or if they were to participate in student-directed
learning experiences, for example, it was essential that those learning experiences
were inclusive; and that diversity and difference were not only acknowledged but also
valued and incorporated into the quality learning environment so that each participant
could experience learning that was significant to his or her shared world of reality.
2.8.7 Issues arising from the NSW Quality Teaching Model
While the QTM provided a most convincingly researched and comprehensive
theoretical framework for conceptualising effective teaching, it was not without
problems, chief of which was the issue of implementation. Two key questions that
arose from the inception of this model were: 1. What is the nature of the teacher’s role in the implementation of the NSW
Quality Teaching Model?
2. What professional and personal characteristics are required of teachers so that
they can implement the model effectively?
In the research analysis of the Productive Pedagogy Model that was used in the
Queensland School Reform Longitudinal Study (2001), it was found that relatively
few teachers were able to perform at consistently high levels of productive pedagogy.
Gore, Griffiths and Ladwig (2002) cited various reasons for this. Curriculum design
may have restricted the scope of teacher performance. The organisational structures
in the schools, themselves, may have imposed limitations on teacher performance and
effectiveness. Time constraints may have precluded teachers’ mastery of the
demands of the model. In spite of these limitations, however, it was found that a
relatively small percentage of teachers were able to sustain consistently high levels of
productive pedagogy across all four dimensions of that model.
A possible explanation for this phenomenon, and one that is relevant to this study, is
that the behaviour of teachers who consistently demonstrate high levels of teaching
expertise may be driven by certain personal qualities that have not previously been
emphasised or synthesised in teacher effectiveness research. While the teachers’
55
classroom behaviours were observed and rated, other important variables such as
teacher attributes and dispositions were not examined in any detail because this
extended beyond the scope of the study. Subsequent research in America and
Australia, such as that of Bunch (2006), Burant, Chubbuck and Whipp (2005), Diez
(2005), Diez and Raths (2007), Edick, Danielson and Edwards (2007), Erickson,
Hyndman and Wirtz (2005), Freeman (2007a, 2007 b), and Raths (2006), however,
has indicated the examination of teacher attributes and dispositions may enhance our
understanding of what it is that distinguishes between competent teachers and
exceptional teachers, in the context of models of pedagogy such as the QTM.
2.9 The QTM and the Vialle and Quigley (2002) study: A
comparison
2.9.1 Rationale and context for comparison
A survey of literature across diverse research perspectives on the characteristics of
effective teachers demonstrates that there are teacher behaviours and attributes that
recur, irrespective of the research context. This is demonstrated by a comparison of
the QTM (2003) and Vialle and Quigley’s (2002) study of selective students’
perceptions of the characteristics of effective teachers. Vialle and Quigley expressed
their findings in terms of a three-dimensional model encompassing: teacher
knowledge and skills, teaching and management strategies, and interpersonal
qualities. A comparison of this model with the QTM yields some interesting
perspectives on what makes effective teaching and effective teachers.
While the research of Vialle and Quigley (2002) was conducted in the context of
teachers of high ability students, it could be argued convincingly that the teacher
characteristics they identified were desirable for effective teachers interacting with
students across all domains of need and levels of ability. An analysis and synthesis of
these two perspectives indicates the strength of their similarities in identifying the
characteristics of effective teachers (see Table 2.2).
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2.9.2 Comparison of dimensions and elements
As has been demonstrated, the QTM was conceptualised in terms of three interrelated
dimensions. At the heart of this model was the dimension Intellectual quality. This
was linked to the dimensions Quality learning environment and Significance. Each
domain comprised six elements that were expressed in terms of observable teacher
and pupil performance and behaviour, with emphasis placed upon what each element
looked like in the classroom and how these elements were demonstrated in
assessment tasks.
Vialle and Quigley (2002) also conceptualised the characteristics of effective teachers
as being grouped across three dimensions, namely: knowledge and skills (K&S),
teaching and management style (T&M), and interpersonal qualities (IPQ) (p. 2).
Unlike the QTM, however, Vialle and Quigley’s study included the interpersonal
qualities of the teachers as an integral component of effective teaching. The inclusion
of that dimension provided some indication of the “human” qualities that teachers
need in order to be effective teachers. A summary of the parallels between the two
perspectives is provided in Table 2. 2.
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Table 2.2
A Synthesis of the Dimensions and Elements of the QTM and Vialle and Quigley’s
(2002) Effective Teacher Characteristics
NSW QTM VAILLE AND QUIGLEY: teacher characteristics CODE
Deep knowledge In-depth knowledge of subject matter IPQ Deep understanding Insights-cognitive, emotional, social needs K and S Problematic knowledge Thinks creatively IPQ Higher order thinking Encourages higher level thinking K and S Metalanguage In-depth knowledge of subject matter IPQ Substantive communication Excellent communication skills IPQ Explicit quality criteria Is well organized T and M Engagement Enthusiastic; sense of humour IPQ High expectations Thinks creatively IPQ Social support Creates non-threatening learning environment T and M Students’ self-regulation ‘Facilitator’ or ‘guide on the side’ T and M Student direction Provides student centred learning T and M Encourages independent learning K and S Background knowledge Insights - cognitive, emotional, social needs K and S Cultural knowledge Broad interests – literary and cultural IPQ Knowledge integration Thinks creatively – makes links IPQ Inclusivity Differentiating curriculum K and S Creates non-threatening learning environment K and S Connectedness Thinks creatively, possess in-depth knowledge IPQ Narrative Excellent communication skills IPQ Broad interests, often literary and cultural K and S 3 DIMENSIONS (NSW QTM)
KEY THREE DIMENSIONS (Vialle & Quigley)
Intellectual Quality K and S = Knowledge and skills Quality Learning Environment T and M = Teaching and management Significance IPQ = Interpersonal qualities
It is worth noting, at this stage, that in both the QTM and Vialle and Quigley’s (2002)
study there appears to be relatively little discussion of the beliefs and values of the
teacher or explanation of how these variables might affect the quality of teaching and
learning.
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2.9.3 Observations from the comparison
While this comparison was somewhat arbitrary, the characteristics of effective
teachers proposed by Vialle and Quigley (2002) appeared to be highly compatible
with the dimensions and elements comprising the QTM, with one possible exception.
In the context of their study of gifted students’ perceptions of effective teachers,
Vialle and Quigley found that above average “intelligence” was a characteristic of
effective teachers. The issue of intelligence is pursued later in the literature review
(see Part 4). It is sufficient at this point to note that literature and research in the area
of intelligence indicate that there are multiple intelligences (see, for example,
Eysenck, 1981, 1985; Gardner, 1983, 1993; Goleman, 1995; Guilford, 1967
Sternberg, 1997a, 1997b, 1999; Zohar & Marshall, 2000) and that there are multiple
perspectives on the study of intelligence. Further, models of giftedness and talent,
such as that of Renzulli (1978), Tannenbaum (1986) and Gagné (1993, 1995a, 1995b)
include “above average intelligence” as a component of the gifted and talented
construct. While most of the models and theories of giftedness and talent referred to
intelligence in terms of the “g” factor, it is worth noting that there are different kinds
of intelligence from which an effective teacher can draw.
A comparison of the two theoretical perspectives proposed by the QTM and Vialle
and Quigley (2002), albeit cursory, pointed to several potentially significant
observations about effective teaching and effective teachers. Firstly, there appeared
to be a strong relationship between the interpersonal qualities that characterised
effective teachers in Vialle and Quigley’s study and the dimension Intellectual quality
in the QTM. In particular, it seemed likely that, were teachers to sustain consistently
high levels of intellectual quality, then they needed to demonstrate in-depth
knowledge of subject matter, think creatively, and manifest effective communication
skills. In addition, in the context of Vialle and Quigley’s research, there was
evidence to suggest that the most effective teachers were characterised by a strong
ability to facilitate and model higher level thinking. Further, those teachers also
demonstrated a high degree of insight into the cognitive, emotional and social needs
of their students.
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A second point of comparison was that there appeared to be an equally strong
relationship between the dimension Quality learning environment in the QTM (2003)
and the dimensions “teaching and management style” and “interpersonal qualities” in
Vialle and Quigley’s (2002) profile of the effective teacher. The ability to be well
organised, to focus on student-centred learning in a non-threatening environment, and
to act as facilitator or “guide on the side” from the dimension of teaching and
management style appeared to be balanced by the interpersonal qualities of excellent
communication skills, enthusiasm and a sense of humour that were seen to promote a
positive relationship between the teacher and his or her students.
The dimensions “knowledge and skills” and “interpersonal qualities” that
characterised effective teachers in Vialle and Quigley’s (2002) study appeared to
complement the dimension Significance in the QTM (2003). In particular, this
dimension of the QTM called for teachers who encouraged independent learning and
who had rich insights into the cognitive, emotional and socio-cultural needs of all
their students. The QTM also called for teachers who demonstrated the ability to
differentiate the curriculum so that all students were included in meaningful,
significant learning. Of the interpersonal qualities identified by Vialle and Quigley,
the teacher’s ability to demonstrate a broad interest in literary and cultural issues, and
the ability to think creatively appeared to be prerequisite for high levels of
significance to occur in the process of teaching and learning.
2.9.4 Summary
This descriptive comparison and synthesis of the dimensions and elements of the
New South Wales Quality Teaching Model (2003) and Vialle and Quigley’s (2002)
research on the essential characteristics of effective teachers indicates that there
appear to be strong connections between the elements of the respective dimensions of
quality teaching and the effective teacher, and the interaction between each set of
elements. The nature of the teacher’s values, beliefs and dispositions and how they
influence the manifestation of effective teaching behaviour, however, emerge as an
area that deserves further investigation, particularly in relation to the challenges
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inherent in measuring or assessing teacher effectiveness in terms of teacher
dispositions and attributes.
Usher (2002) concluded that, in the context of teaching and learning, it is essential
that we find a way to understand the “internal dispositions” that underpin effective
teacher behaviour. Research led him to conclude that dispositions are expressed in
terms of “certain more stable, characteristics and recurring perceptions of self,
students, the job and its purposes, people and the world-in-general which are
operative in a teacher’s perceptual world and render much of the effect of their
efforts” (n. p.). He noted the need for further research on the question of the
distinguishing features of the teacher that are manifest in effective teaching
behaviour.
2.10 Communicativeness and the effective teacher
Literature from the field of effective teachers invariably includes some aspect(s) of
communication. The notion of the teacher as communicator is of fundamental
importance to successful teaching and learning, especially in the context of a study of
exceptional teachers. There is an extensive body of literature and research to support
this proposition. Irrespective of personal and professional differences, according to
Kottler, Zehm and Kottler (2005), “There is one critical feature they share: They are
all accomplished communicators” (p. 61). Teachers not only communicate ideas,
information and knowledge, they also communicate attitudes, values and emotions.
This may occur through overt verbal, written or visual communication or, equally,
this may occur through more subtle ways such as body language, facial expression
and tone of voice. Research conducted by Tirassa (1999) supported this premise.
With a focus on the cognitive dynamic that drives it, Tirassa described
communication as, “the interplay of several epistemic and volitional primitives. The
former comprise beliefs and shared beliefs; the latter comprise desires, future-
directed intentions, and present-directed intentions” (p. 431). This interplay between
the teacher’s beliefs and intentions appears to be of critical importance in motivating
communication with students and with other participants in the teaching-learning
experience, such as colleagues and parents or carers.
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The notion that shared beliefs and shared or common knowledge are integral to
effective communication was proposed by Airenti, Bara and Colombetti (1993). In
the context of the QTM the application of this aspect of teacher-student
communication was inferred in all three dimensions. The dimension Significance,
for example, indicated that the quality and effectiveness of communication between
the teacher and students was critical, particularly in the context of elements such as
background knowledge, cultural knowledge, and knowledge integration. The
communicative intention of the teacher, together with that of the students, as partners
in the teaching-learning experience, was seen to be of central importance to the
success and quality of the communication that occurred.
2.10.1 Concept clarification
In the context of a study of exceptional teachers, it was important to clarify the
difference between the teacher’s ability and desire to communicate, on the one hand,
and the teacher’s ability to be communicative, on the other. In a general sense, the
verb form “communicate” is defined as the ability or intention “to share or exchange
information, news, or ideas” or to “impart or pass on information, news, or ideas:
convey or transmit in a non-verbal way: succeed in conveying one’s ideas or in
evoking understanding in others” (Pearsall, 1998, p. 371). The descriptor
“communicative” is defined as “willing, eager, or able to talk or impart information”
(ibid). In an attempt to distinguish between these two closely related concepts,
Smiley (2005) pointed out that there were two critical differences between the verb
“communicate” and the adjective, “communicative”. First, the adjective refers to a
single person and gives us information about the individual. Second, the verb
“communicate" infers a relationship. The criterion for success is that at least two
individuals are required to engage in communication if the action “communicate” is
to occur.
This distinction is important because it focuses on two facets of the teacher as
communicator. The first is that the teacher communicates ideas about self to the
students. Often, these ideas are communicated covertly or unintentionally. Student
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perceptions of the teacher as self, however, are critical in determining the quality of
the relationship that exists between the teacher and the student (see Aylor &
Oppliger, 2003). The second facet of the teacher as communicator is the idea of
inclusivity and shared experience. If quality communication is to occur, then it is
assumed that a quality relationship needs to be established. Communication, in this
sense, is a two-way process that involves both the teacher and the student(s). This
aspect of communication tends to be more overt and intentional. Focusing on the
social nature of communication, Tirassa (1999) proposed that, “Communication is a
form of social interaction between two (or more) agents, one meaning something by
a certain action and the other(s) abducting to its presumed meaning” (p. 427).
In addition to the effect of student perceptions on the success of the process of
communication, out-of-class communication was found to be as important as that
which occurred in the formal setting of the classroom. Research, such as that of Kuh
(1996), referred to how “Seamless learning environments encourage students to view
out-of-class and in-class experiences not as distinct learning opportunities, but rather
as experiences that intimately bound together” (In Aylor & Oppliger, 2003, p. 122).
A clear message that emerged from literature regarding student perceptions was the
importance of the covert or tacit aspects of communication that are associated with
emotional and subliminal messages. Of critical importance is how these messages
are sent by the teacher and received by the student. Support for this aspect of
communication was provided by Munson (1991) who found that, “Every action we
take affects us and those around us. We are like dominoes. When we move, we
cause others to move… Many times we are communicating most loudly when we say
nothing” (pp. 45-46).
2.10.2 “Communicative” implicit in the QTM
Implicit in models of pedagogy such as the New South Wales Quality Teaching
Model is the teacher’s disposition and ability to be communicative, as well as the
teacher’s ability to communicate effectively. The dimension Intellectual quality, for
example, includes substantive communication as one of its defining elements and the
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dimension, Significance, includes narrative as an element. In order to ensure
engagement and explicit quality criteria, two of the six defining elements of the
dimension Quality learning environment, it is implicit that the effective teacher
demonstrates the ability to be communicative and to communicate with his or her
students. Further, the effective teacher should be able to facilitate and nurture
students’ abilities to be communicative. The teacher’s ability to communicate
effectively pervades the school curriculum and extends into the quality of
relationships and communication with the wider community.
The idea of teacher talk as a vital component of the teacher as communicator is
evident in literature based on anecdotal evidence as well as empirical research. As a
result of the study of highly effective teachers McEwen (2002) noted,
Teachers are talkers. An individual would not likely choose
a teaching career, if that individual did not like to talk. Highly
effective teachers, however, know when to stop talking and
start listening. They are masters of what I call ‘wordless’
advice” (p. 39).
Listening, as a critical factor in effective communication, was the theme of educators
and researchers such as Collard (1994), and Gronbeck, German, Ehninger and
Monroe (1998), and Rhodes and Schaible (1992).
2.10.3 Humour and teacher communication
Research also indicated that students related strongly to teachers who, in their
communication style, demonstrated humour. In their study of out-of-class
communication, Aylor and Oppliger (2003) found that the teacher’s humour
orientation and socio-communicative style influenced the way they were perceived
by their students. The purpose of the study was “to extend our knowledge of teacher
characteristics associated with increased instructor-student interactions beyond the
classroom” (p. 123). In an earlier study on individual differences in the way we
communicate humour and the effects of humour on learning, Booth-Butterfield and
Booth-Butterfield (1991) found that humour orientation was “a communication-
based variable enabling some individuals to more skilfully produce humorous
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messages on a regular basis” (In Aylor & Oppliger, p. 124). A theme of Gorham and
Christophel’s (1990) research was that there was a strong association between
teacher humour and student motivation. A unifying theme in the research was that
student perceptions about the teacher were important determinants in the process of
communication that took place between the teacher and the students. This included
the way humour was perceived and the messages students received from the teacher.
This underpinned the importance of the teacher’s ability to be communicative so that
student perceptions were accurate and appropriate.
2.10.4 Socio-communicative style
The thesis that the teacher’s socio-communicative style also affects interactions
between the teacher and students, especially outside the classroom, was supported by
the research of Thomas, Richmond and McCroskey (1994) as well as Aylor and
Oppliger (2003). Thomas et al. defined socio-communicative style as “consisting of
two primary dimensions, assertiveness and responsiveness” (In Aylor & Oppliger,
p.125). Further evidence for this view came from the work of Richmond and Martin
(1998) who reinforced the notion that effective teacher communication involved a
degree of openness and honesty, two variables that characterise teacher authenticity.
Support for this aspect of teacher communication was found in the work of McEwan
(2002) who argued, “The highly effective teacher is positive and real, demonstrating
the qualities of respect, caring, empathy, and fairness in his or her communications
with students, parents and colleagues” (p. 29).
This coincided with the work of Kottler, Zehm and Kottler (2005) who found that the
nature of the communication that occurs in the classroom is of critical importance to
the quality of the teaching and learning that occurs. In the study of the human
dimension of being a teacher, they proposed five principles of being an effective
communicator. These principles included the teacher’s ability to provide a base of
genuine caring, the belief that all students can be effective communicators, planning
for effective classroom communication, making classroom communications realistic,
and regular practice for effective communication.
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Kottler et al. (2005) argued, “Realistic forms of communication…encourage active
student engagement, as well as spontaneous, authentic encounters” (p. 69) and
stressed the importance of the teacher “listening to and responding to the authentic
feelings and ideas” (p. 75) of the students. A further essential element of effective
communication was that the teacher reflected on ways of improving his or her
communications with a view to enhancing the quality of relationships with students
and others involved in the process of teaching and learning.
Earlier research in the area of teacher effectiveness and communication style, such as
that of Norton (1977) and Reisbeck (1983) identified specific variables associated
with effective communication, both in and out of the classroom. Norton identified
two simple but critical components of the teacher’s communication style as what the
teacher says and how the teacher says it. Further research conducted by Norton
resulted in the identification of six variables that were associated with effective
teacher communication: good communicator image, attentiveness, impression
leaving, relaxed, not dominant, and precise (In Reisbeck, 1983). Variables such as
good communicator image and impression leaving were linked closely to student
perceptions of the teacher as communicator and relied, to a large extent, on the
teacher’s ability to communicate accurately at both the overt and covert levels.
Variables such as “attentiveness” and “not dominant” were associated directly with
the teacher’s ability and intention to engage in the process of communication as a
listener, as well as a speaker.
The principles of being an effective communicator identified by Kottler et al. (2005)
were similar to the research findings enunciated by Aylor and Oppliger (2003) who
concluded that, “Perceived instructor qualities such as kindness, compassion, and
helpfulness – much like instructor humor orientation – promote student instructor
conversations that extend to issues beyond the specifics of course assignments and
information” (p. 132).
These qualities, it could be argued, are fundamental to the establishment and
maintenance of a Quality learning environment, one of the three dimensions of the
New South Wales Quality Teaching Model. In order to promote social support and
student engagement, for example, it is essential that the teacher demonstrates the
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disposition to be communicative, in the sense of conveying positive messages about
him- or herself, as well as being able to communicate with his or her students
regarding knowledge and subject content. This ties in closely with the perceptions
students have about the teacher’s motivation for teaching. This is particularly true of
the exceptional teacher. It is not sufficient that the teacher has positive beliefs,
attitudes or emotions. It is essential that the teacher actually conveys this to his or
her students through appropriate action.
2.10.5 Communicating passion
In her study of highly effective teachers McEwan (2002) found that, “In addition to a
calling, highly effective teachers have a passion to be with students and to help them
be successful” (p. 28). Echoing the theme of passion, Palmer (1998) observed,
“Many of us became teachers for reasons of the heart, animated by a passion for
some subject and for helping people learn” (p. 17). Fried (1995) observed that
highly effective teachers “become deeply stirred by issues and ideas that challenge
our world, drawn to the dilemmas and potentials of the young people who come into
class every day” (p. 1). Literature and research indicate that it is essential that
teachers communicate this passion and motivation to their students. Research
evidence points strongly to the fact that highly effective teachers not only do this, but
they do it exceptionally well.
2.11 Summary
In Chapter 1 of this thesis it was posited that a study of the distinguishing features of
exceptional teachers, including their dispositions and classroom behaviours, could
contribute insight into the debate on teacher effectiveness. A key focus was to
discuss teacher effectiveness in the context of the New South Wales Quality Teaching
Model (NSW, DET, 2003) as an example of a well-researched pedagogic framework
and benchmark for highly effective teaching. At the beginning of the literature
review, a rationale was provided for broadening the scope of the survey to include the
fields of intelligence, giftedness and talent, creativity, and dispositions. Part 3 of the
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review investigates the field of giftedness and talent, and the contribution this can
make to our understanding of what it means to be an “exceptional teacher”.
PART 3: Literature from the field of giftedness and talent
2.12 Introduction and rationale for inclusion in the literature review
The inclusion of literature from the field of giftedness and talent is warranted because
it may provide important alternative perspectives on the personal variables impacting
on the study of exceptional teachers. References to literature from this field have
been included in Parts 2 and 4 of the review and indicate the strong inter-relatedness
between the five fields that form the focus of the literature review.
In her survey of literature in the field of giftedness and talent, Piirto (1999) referred to
the following personal variables that recurred in research in the area of talent,
namely: “Androgyny; creativity; imagination; openness; over excitabilities; passion
for work in a domain; perceptiveness; perfectionism; persistence; resilience; risk
taking; self-discipline; self-efficacy; tolerance for ambiguity; volition or will” (p. 31).
It can be seen that some of these indicators of talent, such as creativity, passion for
work in a domain, persistence, resilience and risk taking, resonate with those
identified by researchers such as Buskist (2004) and Minor, Onwuegbuzie, Witcher
and James (2002) as being characteristic of master teachers. This is supported further
by the work of Taylor and Wasicsko (2000) and Reiman and Thies-Sprinthall (1998).
In her Pyramid Model of talent development, Piirto (1995) proposed five aspects that
contributed to talent in adult life. These included genetic, emotional, cognitive,
talent, and environmental elements that contributed to the manifestation of talent in
adulthood. Of particular interest in the literature review for this thesis are the
emotional, cognitive and talent aspects because of the obvious congruence with those
attributes and dispositions that appeared to define exceptional teachers.
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2.13 The concept passion
A notable distinguishing feature of talent or exceptionality, as stated by Piirto (1999),
is that “talent is not enough for the realization of a life of commitment” (p. 34). She
proposed, “The entire picture of talent development ensues when a person is pierced
or bothered by a thorn, the daimon, that leads to commitment” (ibid). This
metaphorical thorn was what she referred to as “passion” or “inspiration” or “soul”.
Piirto’s conception of this daimon was synonymous with Hillman’s (1996) notion of
an individual’s sense of vocation or calling. The role of passion, or what Piirto
referred to as inspiration, as an indicator of exceptionality was explored by Hillman
who proposed, “Talent is only a piece of the image; many are born with …talent, but
only when the talent serves the fuller image and is carried by its character do we
recognize exceptionality” (p. 251).
In the context of classroom teaching, this was a significant observation because it
implied a distinction between having the potential to be an exceptional teacher and
realising that potential as exceptionality, “When the talent serves the fuller image and
is carried by its character” (Hillman, 1996, p. 251). Both Piirto (1999) and Hillman
argued that a core component of fulfilled talent or exceptionality was the individual’s
sense of vocation and the underlying passion that motivated the individual to action.
In his exposé on the passion to teach, Soltis (1973) argued, “The heart of the matter in
teacher education, whatever one’s approach or allegiance, should be the importance
of keeping clearly in mind the fundamental goal of reaching, informing, and
enhancing our students’ passion to teach” (p. 12). Later theorists such as Smith,
Hurst and Skarbek (2005) examined the concept “passion” in a more contemporary
context and linked it directly with teacher dispositions, including the important area
of teacher beliefs. One issue that has emerged from literature in the area of passion
and teaching, however, is that of concept definition and interpretation.
It has been noted that theorists and researchers such as Day (2004), Croswell and
Elliott (2004), Fried (1995), Soltis (1973) and Wisehart (2004), have indicated that
passion is an important teacher attribute. They have argued that passion, together
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with other dispositions, particularly commitment, defines effective teaching and the
effective teacher. Because of the fairly amorphous nature of the concept “passion”,
however, the way the concept has been used calls for greater clarity and rigour.
Wisehart proposed a definition of “passionate teachers” as those,
living a life as a reflective educator, making it a priority to build
positive relationships with students, creating a classroom community in
which students share responsibility for their own learning and the
learning of their peers, nurturing a climate that focuses on learning rather
than rules, developing strategies that grow from students’ emerging
strengths as learners rather than by dwelling on learning deficiencies (p. 46).
Wisehart (2004) inextricably linked this conception of passion to characteristics such
as being a reflective practitioner, building positive relationships with students and
nurturing student centred learning. He also focused on the ideas of commitment and
persistence as being integral qualities of passionate teachers and argued that, “The
passionate teacher can explicitly discuss the students’ concepts such as ‘persistence’
and describe what it looks like” (p. 48). He expressed commitment in terms of the
teacher’s ability to recreate him- or herself as an educator. These observations further
consolidated the idea of a dynamic inter-relatedness between dispositional variables
such as passion, commitment and persistence.
2.13.1 Passion as “drive” and “energy” that affect teacher
commitment
An important aspect of the concept “passion” was highlighted by Day (2004) who
defined passion as “a driver, a motivational force emanating from strength of
emotion” (p. 11). This notion of passion as drive and energy was further supported
by Day’s argument that, “Being passionate generates energy, determination,
conviction, commitment and even obsession in people” (ibid). The emphasis given to
the role of passion as a “driver’ and a “motivational force”, together with the notion
of passion as generating “energy, determination, conviction and commitment” is a
theme that has been pursued by other theorists. For example, Day cited the work of
Fried (1995) who argued that “Passion is not just a personality trait that some people
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have and others lack, but rather something discoverable, teachable or reproducible”
(p. 6). Fried also argued that,
Passion and practicality are not opposing notions; good planning
and design are as important as caring and spontaneity in bringing
out the best in students. Although not the whole story, passion,
uncomfortable as the word may sound, is at the heart of what
teaching is or should be (In Day, 2004, p. 11).
The idea that passion is an important element in understanding the nature of
exceptional teachers and how they impact on student learning was explored by
Kottler, Zehm and Kottler (2005) who made direct links between passion and
commitment by stating, “Passionately committed teachers are those who absolutely
love what they do. They are constantly searching for more effective ways to reach
their children, to master the content and methods of their craft” (p. 149). This
conception of teacher passion and commitment was allied closely to the notion of the
teacher as a learner and to the theme of teacher creativity.
The literature, therefore, provided evidence for suggesting that passion and
commitment work together in the case of highly effective teachers. While it was
possible to be committed to teaching without being passionate about teaching and
learning, the students or the subject, it was clear that commitment without passion
lacked the psychic energy and drive that was characteristic of exceptionality. Kottler,
Zehm and Kottler (2005) referred to commitment without passion as typifying the
“wake-me-up-when-it’s-time-to-retire teachers” (p. 149).
It can be seen that literature from the field of giftedness and talent and from the field
of effective teaching and effective teachers, yielded support for the idea that the
concept “passion” is associated with psychic and emotional energy. This focus was
supported by the research of Metcalfe and Game (2006). In a study of teachers who
change lives, they used interviews and anecdotal evidence to explore the nature of the
relationship between exceptional teachers and their students. A recurring theme in
the interviews was that, “Teachers who change lives are invariably characterised by
their passion and their enthusiasm” (p. 59). In addition, Metcalfe and Game explored
the inextricable link between passion and energy from a different perspective. They
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posited that, “Passion, as its etymology implies, is an energy that involves passivity.
It is something you receive, something that moves you; it is the compassion of patient
devotion” (p. 63). Their reference to passion as “an energy that involves passivity”
suggested a link with the notion of the teacher as a reflective practitioner. Further,
the reference to passion as “the compassion of patient devotion” added an almost
oxymoronic qualitative dimension to the disposition of being passionate, in the
context of teaching and learning. This highlighted the multi-dimensional conception
of passion as both energy and synergy.
2.13.2 Passion and spiritual intelligence
Metcalfe and Game (2006) described passion in terms of energy that was linked
directly with the idea of spiritual intelligence. They observed,
Passion, enthusiasm and inspiration are all concepts from
religious tradition, pointing to a soulful vitality that emerges
when people come together. The hum of the classroom involves
everyone, yet is beyond the control of even the teacher:
something happens, without anyone making it happen (p. 60).
These observations led Metcalfe and Game (2006) to focus on a key aspect of
effective teaching that drew upon the spiritual and emotional intelligences, not only
of the teacher, but also of his or her students. Because of the abstract nature of this
phenomenon, objective observation and measurement were almost impossible. This,
however, did not preclude an attempt to explore the idea from philosophical and
experiential perspectives because, as a phenomenon, these qualities were a reality in
the teaching and learning experienced by highly effective teachers and their students.
Further, the idea of extending the study of effective teaching to include such
phenomena opened a relatively new field of research and literature that presented a
different perspective from which to examine what it might mean to be an exceptional
teacher.
In their landmark study of spiritual intelligence, Zohar and Marshall (2000) combined
neurological studies with philosophical discourse to argue that thinking was a process
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that extended beyond the cerebral (IQ) to include emotional intelligence (EQ) and
spiritual intelligence (SQ). In the context of spiritual intelligence, their description of
the process of thinking was expressed in terms of variables such as “our vision, our
hopes, our sense of meaning and value” (p. 43). They defined spiritual intelligence as
“The intelligence with which we address and solve problems of meaning and value,
the intelligence with which we can place our actions and our lives in a wider, richer,
meaning-giving context, the intelligence with which we can assess that one course of
actions or one life-path is more meaningful than another” (pp. 3-4).
The likelihood that passion was related directly to both emotional and spiritual
intelligence necessitated a review of Goleman’s (1995, 1996, 1998) theory of
emotional intelligence and Zohar and Marshall’s (2000) conception of spiritual
intelligence. The difference between Goleman’s conception of emotional intelligence
(EQ), and Zohar and Marshall’s conception of spiritual intelligence (SQ) was that,
My emotional intelligence allows me to judge what situation I am
in and then to behave appropriately within it… But my spiritual
intelligence allows me to ask if I want to be in this particular
situation in the first place (p. 5).
From this perspective it could be argued that spiritual intelligence is likely to be an
important variable in identifying and understanding what it means to be an
exceptional teacher because of its dynamic role in the development and manifestation
of the teacher’s values and beliefs about teaching and learning, and about life in
general.
2.13.3 Passion and teacher values and beliefs
The literature review indicated that in spite of the many references to passion in the
fields of effective teaching and effective teachers, intelligence, and giftedness and
talent, “passion” remains one of the most elusive characteristics of highly effective
teachers and high quality teaching because the concept requires clear definition
within the context of the study of the phenomenon “exceptional teacher”. We know,
intuitively, that passion is associated with the individual’s beliefs and values, but
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there appears to be little research that explains this relationship. Literature in the field
did suggest that there was a connection between different intelligences (Van der Zee,
Thijs & Shakel, 2002) and passion. This, in turn, pointed to the important area of the
teacher’s values and beliefs. The research of Zohar and Marshall (2000) enriched the
understanding of the relationship between “passion” and values by focusing on the
dimension of spiritual intelligence, that rests deep in that part of the self that is connected to wisdom
from beyond the ego, or conscious mind, it is the intelligence with
which we not only recognize existing values, but with which we
creatively discover new values (p. 9).
Definitions of the concept “passion” have varied considerably in literature from the
different fields selected for this review. While, traditionally, passion was associated
with emotion there was a need to infuse thinking about this concept with a richer
understanding grounded in well-researched theory. Goleman’s (1995, 1996, 1998)
thesis on emotional intelligence provided some clarity. Passion was conceptualised
as the antithesis of indifference, but as the enemy of reason because passion was seen
to operate on the basis of impulse in that “passions overwhelm reason time and again.
This aspect of human nature arises from the basic architecture of mental life”
(Goleman, 1996, p. 5). Literature and research such as that of Day (2004) and Fried
(1995) broadened the understanding of the concept “passion” to include the critical
dimensions of motivation and energy. Fried pointed out, “The example we set as
passionate adults allows us to connect to [pupils’] minds and spirits in a way that we
can have a lasting, positive impact on their lives” (p. 27). This broader and richer
interpretation of passion was supported by Day (2004) who argued, “To be passionate
about teaching is not only to express enthusiasm but also to enact it in a principled,
values-led, intelligent way” (p. 12). This notion of passion resonated strongly with
Freeman’s (2007b) conception of dispositions, particularly the focus on the idea that
passion was “values-led”.
Passion, therefore, was found to be associated with different kinds of energy (Day,
2004; Metcalf & Fame, 2006), with value strength (Gleeson & Gunter, 2001) and
with the beliefs held by an individual (Zohar & Marshall, 2000). In their study of 10
successful head teachers who were working in schools that catered for disadvantaged
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communities, Day, Harris, Hadfield, Tolley and Beresford (2000) found that the
passion of these teachers “was expressed both through their enthusiasm and also
through principled, values-led leadership” (In Day, 2004, p. 427). This association
between passion and the teachers’ values was important because it helped to explain
how passion functioned in the context of highly effective teaching. From the data
that were gathered, Day et al. identified six areas of passion, these being: a passion
for achievement, a passion for care, a passion for collaboration, a passion for
commitment, a passion for trust, and a passion for inclusivity. They found that,
“Passion was also associated with fairness and understanding” (ibid) of the students
and their circumstances.
Passion, in that sense, could be conceptualised as the agent of fluid movement
between emotional and spiritual intelligences and the teacher’s values, on the one
hand, and the energy that motivated action and effective teaching practice, on the
other. Inherent in this conceptualisation of passion was the possibility that it could be
used positively or negatively. Therefore, the values and beliefs of the teacher were
important influences on how passion was manifest.
2.13.4 Passion a unifying force
Rosengren (2004) described passion as “the energy that comes from bringing more of
YOU into what you do” (p. 1). Although apparently simplistic, this description
indicated that passion involved the “real you” or the authenticity of the individual. In
other words, it was the individual’s drive and energy that connected the individual
with the object of that passion. With the use of a simple analogy, Rosengren
explained that passion means “Being who you are and doing what comes naturally.
It’s like allowing water to gain energy from flowing along its natural riverbed, rather
than trying to force it up and over a mountain” (ibid).
Arguably, it would be very difficult to demonstrate enthusiasm for teaching or to
generate excitement about learning without some form of emotion and passion. Day
(2004) cited the thinking of Sylwester (1995) who emphasised the link between
emotion, passion and effective learning. He explained, “We know emotion is very
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important to the educative process because it drives attention, which drives learning
and memory” (p. 72). The emotional dimension and, in particular, passion can be
seen as enriching teaching and the lives of students. This was a theme that Soltis
(1973) supported when he proposed, “Without this passion, teaching is at best a dull,
tedious and frustrating occupation” (p. 5). In the context of teacher education, the
main thrust of his thinking was that teacher education “should have as one of its most
general functions the nurturing, enhancing, and informing of the passion to teach” (p.
5). From this perspective, the concept “passion” warranted careful consideration
when taking into account the dispositional variables associated with exceptional
teachers.
2.13.5 Passion and entelechy
In order to clarify further what was meant by “passion” in the context of teaching and
learning, it was worth revisiting the literature and research from the field of
giftedness and talent where the concept “passion” was associated with the concepts
“intensity”, “excitability” and “entelechy” that Lovecky (1986) defined in terms of “a
particular type of motivation, inner strength, and vital force” (p. 574). The word
“entelechy” harked back to Aristotelian philosophy and was associated with the idea
of being fully realised or “actualised”. Lovecky, for instance, found that “Adults
gifted in entelechy are highly attractive to others who feel drawn to openness,
warmth, and closeness… Teachers, therapists, physicians, and social reformers may
be among those so gifted” (ibid). The qualities of “openness, warmth and closeness”
described by Lovecky resonated with literature and research that identified the
defining features of teacher authenticity and the teacher as self (see, for example,
Cranton, 2001; Glatthorn, 1975; Hamacheck, 1999; Kottler, Zehm & Kottler, 2005;
Palmer, 1998; Wyman, 1974).
2.13.6 Passion and (over)excitability
In the context of “passion”, the notion of “vital force” or energy has been associated
with the concept “excitability”. In her study of gifted adults, Lovecky (1986) found,
“High energy level, emotional reactivity, and high nervous system arousal
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characterize the trait of overexcitability” (p. 573). She noted that, when tempered
with reason and regulated by a healthy value system “The trait of excitability has
positive social and emotional value. Productivity and risk taking create new ideas
and innovations” (ibid). On the other hand, excitability that was not regulated or that
was non-productive was likely to result in boredom, the inability to follow through
with projects and even depression. Therefore, it could be argued that the traits that
comprise these “energy forces” require regulation through a combination of strongly
developed intelligences and values, a proposition that was supported by literature
from the field of intelligence. This perspective added dimension to the understanding
of an exceptional teacher as one who has achieved balance between reason and
passion, which, arguably, are not mutually exclusive.
Also evident in the make-up of gifted people, according to research conducted in the
area, was what Dabroswki (1964, 1972), Dabrowski and Piechowski (1977), and
Piechowski (1998) referred to as “overexcitabilities” or “modes of experiencing that
nourish, enrich, empower, and amplify talent” (Piechowski, 1998, p. 196). What
appeared to be lacking in the literature, however, was an explanation of how these
qualities worked together to facilitate exceptionality, particularly in the area of adult
talent. A possibility worth exploring more closely was the nature and function of
passion. If considered in the broader context of the manifestation of “drive”,
“intensity”, “entelechy” and “excitability”, then it was possible that these and other
energy-related ideas could be conceptualised as belonging to the umbrella concept
“passion”. This was a new and potentially fruitful way of conceptualising the nature
and function of passion, particularly in the context of a study of exceptional teachers.
In summary, more recent research and literature have extended the understanding of
what the concept “passion” means. It was evident that while passion was associated
with emotional and attitudinal variables, such as enthusiasm, it also was related
closely to emotional and spiritual intelligences. This point of view argued against
the notion that limited passion to more traditional interpretations of “emotion”.
Rather, passion was equated with energy, drive and motivation. It was seen to have a
strong reciprocal relationship with the individual’s sense of commitment, ideology,
values and beliefs. Crosswell and Elliott (2004) cited the work of Day (2004), Elliott
and Crosswell (2001), Fried (1995) and Nias (1996) in support of this thesis and
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argued,
This literature challenges the view that teacher commitment is
focused exclusively on external dimensions and explores the
relationship between teacher passions, values and beliefs…
This literature takes the position that while teachers do articulate
a commitment to external factors (such as students) they also make
significant links to personal passions which have clear articulations
with ideology, values and beliefs (p. 3).
2.13.7 Passion and teacher dispositions
Literature in the area provides evidence to support the idea that frequently there are
tensions between passion and reason. Recent research in the area of intelligence
indicates, however, that there may be a stronger interplay between passion and reason
than has been acknowledged. Day (2004) noted that passion was linked with
intellectual energy in that “Teachers with a passion for teaching are those who are
committed, enthusiastic, and intellectually and emotionally energetic in their work
with children, young people and adults alike” (p. 2).
Research in the area of teachers who had a passion for teaching led Day (2004) to
argue that passion was associated directly with caring about and liking their students,
caring about how and what they teach, being curious to learn, being more than merely
competent, being aware of the role played by emotion in the classroom, being
committed, working co-operatively and collaboratively, and seeing opportunities to
be reflective. Day asserted, “For these teachers, teaching is a creative and
adventurous profession and passion is not an option. It is essential to high-quality
teaching” (p. 3). This notion of passion resonates with the interpretation of “passion”
adopted in this study of exceptional teachers.
2.13.8 Passion, commitment and vision
Day’s (2004) more comprehensive interpretation of passion supported the earlier
research of Kottler, Zehm and Kottler (1993) who also linked passion to the ideas of
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commitment and a sense of personal mission. This sense of mission required high,
sustained levels of energy and commitment. In that context passion was
conceptualised as the driving force behind the teacher’s sense of mission and
commitment to teaching and their students, as well as other elements such as the
subject being taught.
This pointed to an intrinsic link between the teacher’s passion and level of
commitment to good teaching, and was a theme in the research of Hammerness
(2004) who argued, “It is important to understand a teacher’s vision of good
teaching” (p. 34) as well as their passion. According to Hammerness, this was
particularly true when teachers were confronted by the tension between the ideals and
vision of good teaching, including their underlying personal values, and the
expectations placed on them for high performance on student tests. Hammerness
maintained,
With a deeper appreciation of how teachers…hold to their passions
and commitments in the face of significant pressure, we can perhaps
better assure ourselves that other new teachers will be able to maintain
their visions even in the most trying conditions (p. 42).
This argument highlighted two dimensions of the study of exceptional teaching that
were worth investigating: namely, the nature of the exceptional teacher’s “vision” of
“good” teaching, and the levels of commitment and passion demonstrated in order to
achieve that vision, including their ability to “navigate the rocky terrain between
vision and reality” (Hammerness, 2004, p. 41). It was argued that such information
provided insight into the dynamic between commitment and passion that assisted
other teachers to achieve a higher quality of teaching and learning.
The conceptions of vision and the function of commitment and passion in effective
teaching posited by Hammerness (2004) were complemented by those of Korthagen
(2004) in the “onion” model of levels of change that focused on the concepts
“mission”, “identity” and “beliefs” as defining variables in the life of the effective
teacher. The area of values, however, while inferred, was not the focus of either
Korthagen’s or Hammerness’ studies. Campbell, Kyriakides, Muijs and Robinson
(2004) noted that, until fairly recently, research in the field of effective teaching
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tended to avoid the important area of the teacher’s values. While their study focused
specifically on the role of the teacher’s values in the areas of “effectiveness in
developing independent learning and effectiveness in achieving a classroom climate
characterised by inclusiveness” (p. 451), their conclusion that “one new challenge [in
research on teacher effectiveness] is to incorporate the difficult area of values in the
research agenda” (ibid) was worth noting.
2.13.9 Summary of “Passion”
Literature reviewed in the context of effective teaching, giftedness and talent, and
intelligence is infused with references to the concept “passion”. This concept,
however, has been variously defined and interpreted. It has been associated with
“energy”, “drive” and “motivation”. It has also been associated with the complex
area of teacher values and beliefs. From the point of view of intelligences, while the
notion of passion appears to be governed by the individual’s spiritual and emotional
intelligence, it is tempered by conscious decision-making. Placed in the context of
effective teachers, it may be possible to assume that passion involves innate feelings
about the nature and worth of teaching that are underpinned by the teacher’s beliefs
and values. These, in turn, may be shaped by the individual’s emotional and spiritual
intelligences, in particular. Hence, there appears to be interplay between emotional
and spiritual intelligence in the way passion is manifest in the behaviour of the
effective teacher. In this context, passion, including related concepts such as
“enthusiasm”, may result in a strong sense of commitment to teaching and to children
when it is tempered by the teacher’s “authenticity”.
A survey of literature in the fields of giftedness and talent, and effective teaching and
teacher excellence indicates that while there is a need to explore the role of passion
and its relationship with other variables such as creativity, authenticity and
commitment, a new research focus that synthesises these variables may be justified.
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PART 4: Intelligence, engagement and the effective teacher
2.14 Introduction and rationale
The growing body of literature in the field of intelligence indicates that not only are
there different kinds of intelligence, but that these intelligences have different
functions in different contexts. Further, literature indicates that the effective teacher
is able to draw upon these intelligences at appropriate stages in his/her engagement
with students in order to maximise the quality of teaching and the achievement of
high quality learning outcomes. This, in turn, suggests that the effective teacher
needs to have a repertoire of well-developed intelligences from which to draw,
depending on the context variables of any given teaching-learning situation.
Considerable attention in literature on effective teaching and intelligence has focused
on the importance of the teacher’s emotional intelligence (EQ) (Goleman, 1995,
1998). There is an increasing body of literature and research in the area of spiritual
intelligence (SQ) (Zohar & Marshall, 2000) and the role this may play in teacher
effectiveness. The concept “multiple intelligences” (Gardner, 1983, 1993) also
comes into play when considering the characteristics of highly effective teachers. Of
note are intrapersonal and personal intelligence and the effect of these intelligences
on the quality of relationships that are established in the classroom and the school.
Intrapersonal intelligence has been found to relate closely to teacher authenticity.
During the process of writing the literature review, it was found that different types of
intelligences did not necessarily function discreetly. Rather, it was likely that
different intelligences work together and have complementary functions in the way
effective teachers make decisions about teaching and learning, and in the way they
relate to their students and peers. This interrelatedness and the way an examination
of different types of intelligence helps us understand what makes a teacher
exceptional is reflected in this part of the literature review, where the focus is on a
synthesis of the nature and influence of a range of intelligences.
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Most recent models of pedagogy, such as the QTM, have placed considerable
emphasis on the intellectual quality of student engagement in learning. There appears
to be relatively little focus, however, on the teacher’s own intellectual quality.
Although Gardner’s (1983, 1993) conception of multiple intelligences broadened the
field of research on intelligence, it was evident that different perspectives such as
those of Goleman (1995) and Zohar and Marshall (2000) were worth including in a
study of what it means to be an exceptional teacher.
In spite of the diverse conceptions of the nature of intelligence and how it functions in
relationship to effective teachers and effective teaching, there is sufficient evidence to
support the contention that not only do the most effective teachers successfully
facilitate the development of multiple intelligences and ways of thinking for their
students, but that the teachers, themselves, demonstrate well developed intelligences
and ways of thinking. Taking the QTM as one theoretical framework for the study of
exceptional teachers, it could be argued that were teachers to successfully facilitate
the intellectual quality of their students and engage in the six elements that
characterise the dimension Intellectual quality, then they would need to demonstrate
mastery of those abilities and qualities that they seek to facilitate in their students.
From the perspective of the broad field of intelligence, it can be assumed that the
most effective teachers are those who are able to model successful thinking and deep
knowledge, as well as demonstrating the ability to think reflectively and to draw upon
different domains and kinds of intelligence. These qualities and abilities, it could be
argued, are closely related to the concept, “authenticity” that appears to draw upon
emotional intelligence (Goleman, 1995) and spiritual intelligence (Zohar & Marshall,
2000), in particular.
2.14.1 Intelligence: the issue of definition
Regarding the issue of definition, Shepard, Fasko and Obsorne (1999) went so far as
to say, “There are few issues today that spark as much controversy and heated debate
as the issue of intelligence” (p. 639). For the purposes of this study of exceptional
teachers, the field of intelligence has been limited to the study of those intelligences
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that have been referred to most commonly in association with teacher effectiveness.
Additional references to other kinds of intelligence will be made, where appropriate.
The issue of defining intelligence, although problematic, introduces an interesting set
of variables into the study of highly effective or exceptional teachers, not the least of
which is the problem of definition. The concept “intelligence” was used fairly freely
in Vialle and Quigley’s (2002) study and required clarification. The central issue was
not that the highly effective teachers in their study demonstrated above average
intelligence. Rather, the issue was the kind(s) or domain(s) of intelligence(s) they
demonstrated. Arguably, strong performance in the areas of emotional intelligence
(EQ) (Goleman, 1995, 1998) and spiritual intelligence (SQ) (Zohar & Marshall,
2000) were as important, if not more important, than above average academic
intelligence or IQ. In terms of the daily management of effective teaching and
learning, Sternberg’s (1997a, 1997b, 1999) notion of successful intelligence was also
worth considering in a study of what it means to be an exceptional teacher. While
the quality of the relationships between the teacher and his or her students suggested
the need for strong interpersonal intelligence (Gardner, 1983), it seemed evident that
the demonstration of self-knowledge drew upon the teacher’s intrapersonal
intelligence (Gardner, 1993) or what Moon (2003) referred to as “personal
intelligence”.
2.14.2 Intelligence, beliefs and values, and teacher authenticity
A defensible proposition was that an understanding of the nature of teacher beliefs
and values, and the interplay between these and other variables that distinguish highly
effective teachers, such as dispositions and intelligence(s), is required in order to
come to an understanding of the concept “exceptional teachers”. The importance of
the teacher’s personal and professional values was noted by Campbell, Kyriakides,
Muijs and Robinson (2004) who argued, “Teacher effectiveness research has tended
to neglect the analysis of values in two senses: the general values associated with the
process of education, and the more specific values underlying effective teaching” (p.
451). To this could be added the personal and professional values (Dabrowski, 1972;
Yero, 2001-2002a &b) that underpin the teacher’s attitudes and motivation to teach.
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Theorists such as Dabrowski (1972) proposed a multilevel view of values that was
conceptualised as being hierarchical. He argued that this hierarchy of personal values
guided decisions and behaviour. Literature in the area indicates that these values are
an integral part of the teacher’s authenticity and that they are played out in the
teacher’s ability to establish and maintain authentic relationships with his or her
students. For example, Duignan and Bhindi observed, “The ethic of caring and the
concept of the ‘caring community’ are also often mentioned as crucial to the
development of authentic relationships” (p. 201).
Different intelligences appear to come into play when the nexus between teacher
beliefs and values, and teacher authenticity is examined further in the literature. The
interplay between the teacher’s different intelligences, values and beliefs, the
teacher’s authenticity, and the teacher’s ability to nurture authentic relationships with
his or her students emerges as an aspect of this study of exceptional teachers that
justifies considerable attention and further investigation. In a fairly ironic reflection,
Cranton (2006) noted, “Authenticity is one of those concepts – like soul, spirit, or
imagination – that are easier to define in terms of what they are not than what they
are” (p. 1). In spite of the difficulty in defining the concept “authenticity”, as with
many concepts associated with exceptional teachers, it is important to consider what
the literature tells us so that we can move towards a deeper understanding of what it
means to be an “exceptional teacher”. This suggests that there is a fairly complex
dynamic operating between different intelligences and teacher dispositions such as
authenticity.
2.14.3 The question of engagement
Before proceeding with a survey of literature in the field of intelligence, it is
necessary to clarify the concept “engagement” which is a critical aspect of high
quality teaching and learning. Two broad dimensions that need to be considered are
student engagement in learning experiences and teacher engagement. The dictum,
“When students are active in their learning, they are more likely to be engaged”
(Brady, 2004, p. 3) is not new and resonates with the Deweyian principle of student-
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centred learning. Recent pedagogic models reflect this principle and focus on ways
of engaging students so that learning is meaningful for them. In Part 2 of the
literature review, it was shown that in the New South Wales Quality Teaching Model
(QTM) “engagement” was one of the six focus elements of the dimension Quality
learning environment. Further, the nature of that engagement demanded academic
rigour and appropriate levels of challenge.
A logical assumption to make regarding the quality of student engagement was that a
high quality of teacher engagement was also required. Rutter and Jacobson (1986)
noted that teacher behaviour was not the sole indicator of what they referred to as
“engaged teaching”. They acknowledged the importance of other indicators such as
teacher attitudes and motivation and argued, “Engaged teaching therefore must be
said to reflect more deeply held predispositions towards one’s work” (p. 6). They
noted that the literature suggested, “There are attitudinal characteristics that separate
the truly engaged teacher from those who are simply going through the motions” (p.
7). It is these “deeply held predispositions”, including the teacher’s attitudes, beliefs
and values that are of particular relevance to this study of exceptional teachers.
2.15 Emotional intelligence: its nature and function
2.15.1 Understanding the concept
Of primary interest arising out of the working hypotheses enunciated in Chapter 1 are
the questions of teacher engagement and the quality of the relationship between the
teacher and students. Research and literature focussing on the concept “emotional
intelligence” appear to be very relevant to the above questions. The literature
indicates, however, that there are conflicting views about the nature and function of
emotional intelligence. This is due, in part, to the diverse perspectives from which
the concept has been examined. By the late 1980s, for example, psychologists,
evolutionary biologists, psychiatrists, computer scientists and others had identified a
number of human capacities involved in understanding emotions that are now
grouped within the concept “emotional intelligence” (Mayer & Salovey, 1997).
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Mayer, Salovey, and Caruso (2004) provided a useful definition of emotional
intelligences stating,
[EI] is the capacity to reason about emotions, and of emotions
to enhance thinking. It includes the abilities to accurately
perceive emotions, to access and generate emotions so as to assist
thought, to understand emotions and emotional knowledge, and to
reflectively regulate emotions so as to promote emotional and
intellectual growth (p. 197).
From a slightly different perspective Goleman (1995) argued, “Intellect
cannot work at its best without emotional intelligence…the old paradigm
held an idea of reason freed from the pull of emotion. The new paradigm
urges us to harmonise head and heart” (p. 197).
In their earlier work, Mayer and Salovey (1997) described a four-branch model of
emotional intelligence as involving the abilities to: accurately perceive emotions in
oneself and others, use emotions to facilitate thinking, understand emotional
meanings, and manage emotions. Later, Mayer, Salovey and Caruso (2004) stated
that the emotionally intelligent person “can better perceive emotions, use them in
thought, understand their meanings, and manage emotions, than others” (p. 210).
2.15.2 Different conceptions of emotional intelligence: the
relationship to effective teaching
The study of emotional intelligence led Mayer, Salovey and Caruso (2004) to
examine the relationship between EI and other intellectual functions. They
concluded, “As EI rises, so does academic performance, measures of relatedness, the
ability to communicate motivating messages such as vision statements, and other
similar criteria” (p. 209). This statement may help to explain why some teachers are
able to establish productive relationships with students while others are not. It may
also support an inference that exceptional teachers are those who demonstrate high
levels of emotional intelligence and who are able to “connect” with their students at
the emotional level as well as the academic and intellectual.
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Goleman’s (1998) study of emotional intelligence contributed further to the
understanding of what appears to be an important teacher characteristic. He stated
that emotional intelligence is “the capacity for recognising our own feelings and those
of others, for motivating ourselves and for managing emotions well in ourselves and
in our relationships” (p. 79). In the context of a study of exceptional teachers, these
abilities, it could be argued, are related to and influence the quality of the teacher’s
authenticity (Duignan & Bhindi, 1997), the teacher’s personal and professional values
(Hodgkinson, 1991) and, more specifically, the nature of the relationships he or she
establishes with the students.
A study of the different aspects of emotion involved in teaching and educational
change undertaken by Hargreaves (2000), however, sounded a warning regarding the
way emotional intelligence and the emotional arena were conceptualised and used in
research. He argued, “Given that teaching, learning and leading are emotional
practices, it is important to engage with the emotional arena in education; it is also
important to do so critically and not sentimentally or self indulgently” (p. 813).
Using a social-constructionist view to contextualise the study of emotions and the
role they played in teachers’ perceptions of their interactions with students “in the
politically contested interactions of organizational life” (p. 814), Hargreaves took into
account different socio-cultural expectations of teachers and teaching. He used a
research framework comprising emotional intelligence, emotional labour, emotional
understanding and what he referred to as “emotional geographies”, a concept he
explained as consisting of “The spatial and experiential patterns of closeness and/or
distance in human interactions and relationships that help create, configure and colour
the feelings and emotions we experience about ourselves, our world and each other”
(p. 815). The synthesis of components in this framework drew attention to the
complex nature of emotional intelligence.
2.15.3 Interpersonal intelligence and emotional intelligence
Notions of interpersonal intelligence and intrapersonal intelligence have been closely
identified with emotional intelligence. In an article Redefining teacher excellence
Collinson (1999) argued that the use of “traditional knowledge and theories to explain
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the complex nature of teacher excellence remain limited” (p. 4). She highlighted the
fact that while the technical, observable aspects of teaching were important, there was
a need to broaden the vision of teacher excellence and noted,
Various theories of cognitive development (see Reiman &
Thies-sprinthall, 1998), as well as Goleman’s (1995) model
of “emotional intelligence” and Perkins’s (1995) vision of
“reflective intelligence,” have provided insights into the
dispositions, values, and thinking associated with human
excellence (p. 4).
As a result of research based on exemplary teachers’ perceptions of teacher
excellence, Collinson (1999) found that there were similarities between the
redefinition of teacher excellence that took into account this broader vision, and
recent research and theory in the field of intelligence. Of particular interest were the
areas of interpersonal knowledge and intrapersonal knowledge. She proposed that
interpersonal knowledge “requires empathy to understand others, honesty and trust,
respect, tolerance of different perspectives, the setting aside of self, good
communication skills, and political awareness. Interpersonal knowledge involves
maturity and wisdom” (p. 6). This description included teacher dispositions that
traditionally have been associated with teacher authenticity, such as honesty, trust and
respect. It also included reference to communication skills and tolerance of different
perspectives. As an example of political awareness, for instance, Collinson referred
to the tendency for excellent teachers to become involved in activities that included
an “ever-expanding scope of perspectives and professional community” (p. 7). The
association between emotional and interpersonal intelligences and teacher
authenticity, including dispositions such as empathy, honesty, trust and respect, is
worth pursing. It may be that teacher authenticity and the associated dispositions
play a critical role in understanding what it means to be an “exceptional teacher”.
2.15.4 Intrapersonal knowledge and intrapersonal intelligence
Teacher knowledge appears to be a foundation component of teacher effectiveness.
The question is what kind of knowledge an effective teacher needs to have. While it
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is essential for teachers to master content or subject knowledge, it is evident that other
kinds of knowledge are also important, particularly in the context of a study of
exceptional teachers.
There is a convincing body of research that indicates that intrapersonal knowledge
and intrapersonal intelligence are of key importance in the identification of
exceptional teachers. Shepard, Fasko and Osborne (1999) argued that intrapersonal
intelligence was often overlooked by traditional studies of teacher effectiveness.
They described intrapersonal intelligence in terms of self-awareness and expressed
this as “an awareness of one’s strengths and weaknesses, feelings and thought
processes that constitute one’s knowledge of self (Gardner & Hatch, 1989; Lazear,
1992)” (p. 636). Shepard et al. identified specific dispositions that were associated
with intrapersonal intelligence and noted that teachers who were strong in this
intelligence “are likely to be more self-confident, independent and intrinsically
motivated (Teele, 1994); they are able to express a greater variety of different
feelings and gain a more transpersonal sense of self (Lazea, 1991)” (p. 638).
At the same time, Collinson’s (1999) research in redefining teacher excellence took
into account the important area of intrapersonal knowledge or that knowledge which
“represents who we are” (p. 7). She argued, however, that in the context of teacher
excellence, intrapersonal knowledge extended beyond Gardner’s (1993) description
of intrapersonal intelligence as “a capacity to form an accurate, veridical model of
oneself” (p. 9). Rather, Collinson argued that intrapersonal knowledge included the
teacher’s “understanding of how our ethics and dispositions shape our lives” (ibid).
She cited Sherman’s (1989) description of ethics and dispositions as “the attitudes,
sensibilities, and beliefs that affect how a person sees, acts, and indeed lives” (p. 1).
Collinson held the view that, “Teachers’ ethics and dispositions influence their
decisions and the lives of all their students. Awareness and articulation of how ethics
and dispositions shape judgments, behavior, and decisions require accurate self-
understanding and the capacity for introspection and reflection” (p. 7). The notion of
the relationship between teacher excellence, introspection and reflection was manifest
in excellent teachers’ disposition towards lifelong or continuous learning. In that
context, the dispositions that typified excellent teachers included curiosity, creativity,
risk taking, problem finding and solving, searching for evidence, and intellectual
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flexibility. It can be seen that these dispositions relate closely to the dispositions
associated with creativity and this is discussed in Part 5 of this chapter.
In addition to Goleman’s (1995) model of emotional intelligence, Collinson (1999)
cited Perkins’ (1995) notion of intelligence that was a synthesis of neurological
intelligence, experiential intelligence, and reflective intelligence. At the heart of
Perkins’ notion of intelligence was the concept “reflective intelligence” which
Collinson described as “knowing your way around thinking” (p. 9). Both frameworks
included the important “role of dispositions, beliefs, and values on people’s thinking
and judgments” (Collinson, p. 7). A notable aspect of these approaches to intelligence
was that, according to Collinson and Perkins, they were learnable.
Collinson’s (1999) summation of the importance of the contribution of intrapersonal
and interpersonal knowledge to teacher excellence was that,
Teaching is so personal, so dependent on human interactions,
and so full of uncertainties that it requires intelligent thinking
and behavior at every turn. Excellent teachers purposefully
develop interpersonal and intrapersonal knowledge as well
as professional knowledge. They seem to grasp the balance
between intellectual and emotional intelligence and the
importance of both in the many roles required of teachers (p. 9).
2.15.5 Summary
In spite of differences in the conceptions of emotional intelligence, there appear to be
compelling arguments for pursuing its relevance to what it means to be an exceptional
teacher, particularly with reference to the relationship with the concept of authenticity
and with reference to the important area of relationships. When considered as part of
the ensemble of intelligences from which the teacher draws in order to engage
authentically and meaningfully with students, the inclusion of literature from the area
of emotional intelligence, together with the closely allied interpersonal and
intrapersonal intelligences, adds an important dimension to the study of what it means
to be an exceptional teacher. Recurring references to teacher dispositions such a
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being motivated, reflective, wise and passionate, together with dispositions such as
honesty and trust resonate with qualities identified in Parts 2 and 3 of the literature
review. This may indicate emerging clusters of dispositions that are worth
considering for the purposes of coming to an understanding of what it means to be an
exceptional teacher.
2.16 Spiritual intelligence and associated characteristics
There is a small but important body of literature associated with the teacher’s
“spiritual intelligence” and the effect it has on the quality of teaching and learning.
The area of knowledge, particularly self-knowledge and knowledge of others, has
been a key element in the study of spiritual intelligence. This resulted in direct
associations being made between spiritual intelligence and conceptions of intra- and
interpersonal intelligence, such as that proposed by Gardner (1993). While spiritual
intelligence was seen to share common characteristics with emotional intelligence,
Day (2004) pointed out that there were key differences that helped to define the
function of each.
Spiritual intelligence is closely related to the moral purposes of a
teacher…and is different from emotional intelligence. Whereas
the latter enables us to judge the situation – for instance, the
emotional climate of the classroom – and then behave appropriately
within it, the former enables each of us to ask if we want to be in
this situation in the first place, or would we rather change it to
create a better one (p. 100).
This suggested that spiritual intelligence was linked to the individual’s moral
reasoning and valuing, as well as to the important question of purpose. Day pointed
out that the teacher’s spiritual intelligence, together with emotional intelligence,
facilitated the teacher working “with but not necessarily within the boundaries” (p.
100) set by the given context and situation.
Literature (see for example, Tischler, Biberman & McKeage, 2002; Sisk, 2006; Zohar
& Marshall, 2000) indicated that there were commonalities between spiritual and
emotional intelligence. Just as emotional intelligence appeared to be connected to the
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teacher’s intra- and interpersonal intelligences, there appeared to be connections
between these two intelligences and spiritual intelligence. This notion was supported
by Day (2004) who explained that,
To be spiritually intelligent is to integrate two of Gardner’s multiple
intelligences – the intra- and interpersonal – in order to understand
more fully who we are, what we value, and how to develop care and
concern for others in order to use this in teaching (p. 100).
Of note in Day’s interpretation of spiritual intelligence was the association with the
teacher’s values and sense of self, as well as the qualities of care and concern for
others. These teacher attributes and dispositions were a recurring theme in the
literature associated with effective teachers.
Some of the defining research in the area was that of Zohar and Marshall (2000). In
their exposé on spiritual intelligence (SQ), metaphor was used to describe the nature
of knowledge and the process of coming to an understanding of knowledge. They
explained,
The path of knowledge is walked by those who are motivated by
a love of learning and/or a deep need to understand…Knowledge
and understanding are passionate things which cause us to engage
deeply with the world around or within us (p. 242).
Taken from the perspective of spiritual intelligence, the concepts “knowledge” and
“understanding” were linked closely to the qualities “passion” and “wisdom” that
were at the heart of Zohar and Marshall’s conception of spiritual intelligence.
Further, Zohar and Marshall conceptualised knowledge and understanding as
dynamic rather than passive phenomena. They proposed, “The natural progression
towards higher SQ leads from reflection, through understanding, to wisdom” (p. 244).
The association with the concept “reflection” was compatible with the notion of the
teacher as a reflective practitioner.
In the context of effective teaching, Day (2004) made direct associations between
spiritual intelligence, values and passion. He argued,
Spiritual intelligence is characterized “by a fundamental valuing
of the lives and development of all members of a school community”
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(MacGilchrist et al., 1997, p. 109) and is a key part of the passion
in teaching that is fundamental to good teaching and learning (p. 99).
This view of spiritual intelligence epitomised the integral link between intelligence,
teacher values, and dispositional attributes.
The work of Zohar and Marshall (2000) and others who have contributed to the area
of spiritual intelligence (Chickering, Dalton & Stamm, 2006; Tisdell, 2003) has
enriched the range of perspectives for exploring the nature of knowledge and
understanding. In addition, literature in the area of spiritual intelligence has provided
possible avenues for contextualising and synthesising teacher behaviours and
dispositions such as passion, reflection, commitment, and wisdom. This has
broadened our understanding of and thinking about the nature of intelligence,
including the nature and function of knowledge, that was introduced by earlier
researchers and theorists such as Arlin (1999), Baltes and Smith (1990), Clayton
(1976), and Sternberg (1997a, 1997b). This, in turn, has contributed to the body of
literature and thinking in the field of effective teachers and effective teaching by
providing fresh perspectives that consider not only overt teacher competencies and
behaviours, but that also take into account the associated dispositions or the human
dimension of the teacher.
2.17 Authenticity, associated characteristics and intelligence
2.17.1 Rationale for the inclusion of authenticity in the literature
review
The concept “authenticity” and the act of being authentic have been referred to
frequently in literature on teacher effectiveness (see, for example, Chickering, Dalton
& Stamm, 2006; Cranton, 2001; Duignan & Bhindi, 1997; Frego, 2006; Glatthorn,
1975; Trilling, 1972) and deserves attention in its own right. There is evidence to
suggest that if a teacher is to be highly effective and engaged in teaching and
learning, then the teacher needs to demonstrate dispositions associated with the
concept “authentic”. It is necessary at the outset, however, to note that the term
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“authentic” is used in many different contexts and is therefore difficult to summarise
in any succinct form. Conceptually, teacher authenticity appears to subsume at least
four different intelligences, namely: emotional intelligence, intrapersonal
intelligence, interpersonal intelligence, and spiritual intelligence. In addition, there
appear to be specific dispositions that are associated in the literature with teacher
authenticity.
The term “authentic” has been associated with at least two different meanings in the
contexts of this literature review. On the one hand, the term “authentic learning” is
widely used to refer to a particular kind of learning experience that is closely
associated with problem-based learning that connects to real world situations. This
coincides with the research of Newmann, Marks and Gamoran (1996) and there is a
growing body of literature on the development of authentic learning environments.
On the other hand, while the concepts “authentic learning” and “authentic learning
environment” are important in a consideration of effective teaching and learning, the
central focus of this study is the cluster of human attributes that explain authenticity
in terms of teacher effectiveness and the teacher’s personal dispositions.
2.17.2 Definitions of authenticity
The literature survey conducted for this study of exceptional teachers indicates that
in the context of the dispositions of effective teachers, the term “authentic” is used to
describe a variety of personal attributes including concepts such as honesty,
openness, trustworthy, receptive, genuine, and empathic - all of which, when taken
together, indicate a person with high self awareness and high self esteem. At a
broader level Cranton and Carusetta (2004b) defined authenticity in teaching as
being “based on effective communication and an informed understanding of the
‘Self’ – our basic nature, preferences, values and the power of our past experiences”
(pp. 6-7). Cranton and Carusetta described authenticity as “a quest for a personal
state of teaching to identify and critically examine their individual sense as it relates
to personality, teaching style and interactions with others” (ibid).
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Earlier, Glatthorn (1975) defined authenticity in much the same terms stating,
“Authentic awareness can only come as we move to these deeper levels of the self
through self acceptance, self confrontation and self prizing” (p. 37). In a more
recent article, Brookfield (2006) defined authenticity as, “The perception that the
teacher is being open and honest in her attempts to help students learn” (p. 68). As
a practical illustration of this definition Brookfield explained, “Authentic teachers do
not go behind students’ backs, keep agendas private, or double-cross learners by
dropping a new evaluative criterion or assignment into a course halfway through the
semester” (ibid).
2.17.3 Dispositions and attributes associated with teacher
authenticity
In their comparative review of literature on conceptions of authenticity in teaching
Kreber, Klampfleitner, McCune, Bayne and Knottenbelt (2007) examined existing
definitions of authenticity and found that different philosophical orientations resulted
in different interpretations of the concept. They cited the work of Tisdell (2003), for
example, who interpreted authenticity in terms of the self being defined by oneself
rather than being defined in terms of other people’s expectations (In Kreber et al., p.
27). Cranton and Carusetta (2004a,b) interpreted teacher authenticity in terms of
consistency between teacher values and actions. This coincided with the underlying
principle of Freeman’s (2007b) conception of “syntax of dispositions” and the
importance of values in activating dispositions. Kreber et al. also cited Cranton’s
(2001) definition of authenticity as the “expression of one’s genuine Self in the
community and society” (p. iiix) and noted the characteristics identified by Rogers
(1983) that were associated with the teacher being his or her true (authentic) self with
students. These characteristics included “trustworthiness”, “genuineness”, “realness”
and “congruence” (In Kreber et al., p. 27). Williams (2002) argued the logical
proposition that just as the self can be virtuous and honourable, the converse is also
true. He posed the question, “If there is such a thing as a real self of an individual,
what reason is there to think that it must coincide with an underlying character of
honour, considerateness and compassion?” (p. 182).
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Attributes such as sincerity (Trilling, 1972), kindness, caring and a sense of
responsibility towards students (Chickering et al. 2006) as well as responsibility for
one’s own possibilities (Kreber et al., 2007), living life truthfully, and living a moral
life (Baggini, 2005) were cited by Kreber et al. as being closely associated with
teacher authenticity. Having synthesised and compared the literature on authenticity,
they concluded,
Authenticity in teaching involves features such as being genuine,
becoming more self-aware, being defined by one’s self rather
than by others’ expectations, bringing parts of oneself into
interactions with students, and critically reflecting on self,
others, relationships and context, and so forth (pp. 40-41).
None of these concepts was new to the area of authenticity and most were iterated in
the literature across the field of teacher effectiveness. Reference to concepts such as
“being genuine” and “becoming more self-aware” suggested the interplay between
intrapersonal intelligence and authenticity while the reference to “interaction with
students” and “critically reflecting” on self and on others, suggested close ties with
interpersonal intelligence.
What Kreber et al. (2007) saw as being of considerable importance, however, was
the moral domain of authenticity. This was reflected in their proposition that,
“Authenticity is not just something that exclusively rests within myself (as in self-
determining freedom); for authenticity to be meaningful it needs to be sought in
relation to issues that matter crucially” (p. 41). A focus on the moral domain further
strengthened the conceptual link between spiritual intelligence, emotional
intelligence and authenticity.
2.17.4 Teacher authenticity, trust and relationships with students
Student perceptions of teacher authenticity, particularly regarding the notion of trust,
can be insightful and useful when considering how the concept “authenticity”
impacts on our understanding of teacher effectiveness. Brookfield (2006) identified
four specific indicators typically mentioned by students as being important in trusting
teachers. These were: congruence, full disclosure, responsiveness, and personhood.
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Brookfield explained these indicators as follow: congruence refers to the congruent
relationship between words and actions, between what the teacher says and what the
teacher actually does; full disclosure refers to the teacher regularly sharing explicit
criteria, expectations, agendas and assumptions that guide her practice;
responsiveness focuses on the teacher demonstrating clearly to students that he or she
is there to help them learn in a way that is likely to be most helpful to them and;
personhood is the perception students have that their teachers are flesh and blood
human beings with lives and identities outside the classroom (pp. 74-78). In other
words, authentic teachers are perceived as being “real”. The findings from
Brookfield’s study of student perceptions regarding these indicators are compatible
with those characteristics that have been associated directly with teacher authenticity.
Frego (2006) provided further insight by examining the function of authenticity and
the important role of relationships in teaching. She identified a number of strategies
that were associated with teacher authenticity. These included: attending to student
needs, clear expectations, valuing individuals, caring, reducing stress, empowerment,
and choice. Frego concluded that being authentic as a teacher is a matter of choice
that is based on what the teacher values. She added, “In an interesting circularity, the
concept of authenticity validates the fact that I base my teaching on what I value” (p.
50). Authenticity, according to Frego, involves vulnerability and risk taking. Three
important inferences that can be made from Frego’s study were: the close association
between teacher authenticity and the teacher’s values; the underlying relationship
between authenticity and the teacher’s interpersonal knowledge and interpersonal
intelligence; and, finally, the association between teacher authenticity and emotional
intelligence.
In summary, based on the literature review, there appear to be sufficient grounds to
consider the concept “authenticity” and its associated human attributes as a key
determinant in assessing teacher effectiveness.
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2.18 Intelligence, commitment and passion
2.18.1 Commitment and passion
A recurring theme in literature in the field of teacher effectiveness has been that of
commitment, which has been identified as a critical variable. In the context of
teaching in Australia, Crosswell and Elliott (2004) found a substantial relationship
between teacher commitment and passion. They pointed out that,
The traditional view of teacher commitment considers it to
refer to external referents. However, there is a growing body
of literature that draws a strong connection between teacher
commitment and the very intimate element of passion for the
work of teaching (p. 1).
This notion of the intrinsic link between commitment and passion was supported by
the earlier work of Day (2004), Elliott and Crosswell (2001) and Fried (1995).
In their study of the way teachers characterised commitment, Crosswell and Elliott
(2004) found that there were six interrelated categories that represented different
ways that teachers perceive, understand and conceptualise the phenomenon of teacher
commitment. These categories include the conceptualisation of commitment as
passion that they described as,
Positive emotional attachment to the work involved in teaching
generally, or a specific aspect of teaching;… time invested
outside school hours; the teacher’s ability and preparedness to
focus on the individual needs of their students; imparting values,
beliefs and attitudes as well as knowledge; the motivation to
engage in ongoing learning and to maintain profession knowledge;
willingness to engage with the school and the school’s community
(pp. 6-7).
This provided further insight into the quality of teacher engagement and the important
function of teacher commitment, including associated dispositions and a recognition
of the vital role of teacher beliefs and values.
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Of note in that study was the finding that while literature from the area of teacher
commitment indicated a strong focus on external variables, the teachers themselves
included “significant links to personal passions which include ideology, values and
beliefs” (p. 7). Crosswell and Elliott (2004) concluded that there was “a very
intimate connection between a ‘passion’ for the work of teaching and teacher
commitment” (p. 7) which they found was associated with concepts such as
enjoyment, enthusiasm, love for the subject and love for children, pleasure and a
sense of fulfilment (pp. 8-9). The thirty teachers involved in their study indicated that
passion was at the core of commitment. As Crosswell and Elliott explained,
“Passion, rather than merely external rewards or recognition, is seen to be the
essential element that sustains and maintains teachers’ interest in the job and their
willingness to remain in the profession” (p. 9).
Finally, in their study of teacher commitment and the link with passion, Crosswell
and Elliott (2004) found that “It appears that instead of just discussing the way they
show their commitment that is their practice, teachers are investigating their beliefs
about education and their value systems” (p. 10). This notion of the importance of
values was taken a step further in the later research of Freeman (2007b) who argued
that, in the context of teacher dispositions, “Without the component of ‘values’
whether implicit or explicit, there is no disposition” (p. 127). The importance of
teacher values and the effect of these values on dispositions and attributes such as
commitment and passion cannot be underestimated.
2.18.2 Commitment, passion and teacher values
Several salient points emerged from Crosswell and Elliott’s (2004) study of teacher
commitment. Of note was the intrinsic link between the teacher’s beliefs and values,
the teacher’s passion, whether it is for teaching itself, for the subject, or for the
student and the way these intrinsic variables relate to the teacher’s level of
commitment. The move towards examining the internal variables of teachers in order
to understand external teacher behaviour was not new. What was innovative,
however, was the way the relationship between these variables was conceptualised in
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terms of their interdependence and interrelatedness. It is worth observing that
researchers were examining not only what effective teachers were doing in the
classroom or what they knew, but also how variables such as teacher beliefs and
values, as well as dispositions such as passion and a sense of commitment, impacted
on these external variables, such as teacher behaviours and classroom practices.
2.19 Wisdom and intelligence
Studies and literature in the area of the nature of wisdom also have contributed to the
depth of understanding of what it means to be an exceptional teacher. The research
of Clayton (1976), for example, provided insight into the psychological aspects of
wisdom that was conceptualised as a construct comprising three dimensions. The
first included affective characteristics such as the ability to empathise and to
demonstrate compassion. These dispositions resonated with the concept “teacher
authenticity”.
The second dimension of Clayton’s (1976) conception of teacher wisdom was the
ability to establish relationships with students. In order to be able to do this and to
facilitate meaningful learning, it was logical to assume that the ability to be empathic
and compassionate would need to be demonstrated by teachers, not only in the
process of building quality, supportive learning environments but also in the process
of acquiring depth of knowledge and understanding regarding student backgrounds,
abilities and needs. These variables were consistent with the QTM dimension Quality
learning environment.
Third in the dimensions of Clayton’s (1976) psychological perspective of wisdom
were the cognitive capacities that related directly to the individual’s experience and
intelligence. It was noted in Part 2 of this chapter that the relationship between
intelligence, effective teaching and the effective teacher appears to be a relatively
neglected area of research, particularly as this pertains to a study of exceptional
teachers.
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2.19.1 Wisdom, knowledge and intelligence
From the literature, it was evident that although wisdom was seen to be a desirable
characteristic for all teachers, the general consensus amongst researchers and theorists
appeared to be that wisdom was not equated with traditional conceptions of academic
intelligence or “cleverness”. Evidence to support this view was found in the work of
Claxton (1999), Cunningham (1994) and de Bono (1996). With a broadened
understanding of the nature of intelligence, however, the concept “wisdom” appears
to be associated with other kinds of intelligence, particularly in the context of
theoretical perspectives such as Zohar and Marshall’s (2000) conception of spiritual
intelligence and Sternberg’s (1997a, 1999) theory of successful intelligence.
The theory of interpersonal intelligence proposed by Gardner (1983) appeared to
closely parallel Arlin’s (1993, 1999) conception of a wise teacher whom he described
as an individual who demonstrated “an orientation toward self, students, and teaching
that highlights the teacher as learner in the act of constructing knowledge with her [or
his] student’s point of view” (Arlin, 1999, p. 12). This conception of wisdom as
knowledge and the orientation of the teacher as learner was based on Arlin’s studies
of wise teachers and was similar in nature to Collinson’s (1996a, 1999b) conception
of excellent teachers. A common theme was the knowledge the teachers had, and
how they used and synthesised that knowledge. Arlin (1999) found, for example, that
wise teachers possessed “rich factual knowledge about teaching and about their
subject matter” (p.13).
In the context of their exposé on spiritual intelligence (SQ), Zohar and Marshall
(2000) conceptualised wisdom as part of the process of developing SQ. They argued,
“The natural progression towards higher SQ leads from reflection, through
understanding, to wisdom” (p. 244). This connected with the notion of the reflective
teacher. It also inferred that reflection was a necessary precursor to deep
understanding of others and of self. Only through a process of reflection and
understanding, according to Zohar and Marshall, could wisdom be achieved. The
place of knowledge in this process was interesting. A logical assumption to be made,
in the context of this notion of SQ, was that it is not enough “to know”. The wise
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teacher also understands. This proposition was highly compatible with the
underlying principles of the QTM dimension Intellectual quality.
Arlin’s (1999) and Collinson’s (1996a, 1999) focus on the wise teacher’s command
of knowledge was, in turn, similar to Cruikshank’s (1990, 1992) finding that there
was an extensive body of research that supported the argument that what the teacher
knew was a critical factor in distinguishing highly effective teaching, as opposed to
competent teaching. The earlier work of researchers such as Dunkin and Biddle
(1974), Gage (1972, 1978), and Cruickshank (1986, 1990) supported this view. What
was equally important in examining teacher effectiveness, however, was to
understand the function of different kinds of knowledge and how teachers valued and
used that knowledge, as well as how effectively they communicated that knowledge
and how they related to their students.
A second characteristic of Arlin’s (1999) conception of wise teachers was that they
possessed “rich procedural knowledge about teaching strategies and the practical
knowledge of how and when to use them” (p. 13). This alluded to pedagogic
variables. In keeping with much of the literature in the field of effective teaching and
effective teachers, Arlin found that wise teachers also demonstrated “a sense of the
context of instruction and the context in which the students are being instructed” as
well as “an awareness of the relativism associated with variations in values and
priorities of their teaching peers and their students” (ibid). A potentially important
consideration that arose from this aspect of Arlin’s study of wise teachers was the
role of intuition and insight in the teacher’s acquisition and use of procedural and
practical knowledge. This coincided with the role of intuition in creativity and is
discussed in Part 5 of the literature review.
2.19.2 Wisdom and associated teacher dispositions
Wise teachers, according to Arlin (1999), were risk takers who were not afraid to try
new ideas or to take risks with decision-making. This was demonstrated during the
processes of teaching and learning by their ability to acknowledge an uncertainty
about the effects of specific teaching decisions coupled with a willingness to take
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risks and to try a variety of ways to actively participate with their students in the
learning process. This aspect of the wise teacher shared characteristics that
traditionally were associated with creativity, another area of research and literature
covered in this thesis.
A critical aspect of Arlin’s (1999) theoretical framework for the examination of what
it means to be a wise teacher was that such a teacher is able to take into account
students’ perspectives when conceptualising and participating in the teaching-
learning process. This characteristic, in turn, appears to lie at the heart of the
dimensions Quality learning environment and Significance in the New South Wales
Quality Teaching Model (QTM) (NSW, DET, 2003). It could be argued that
effective teachers, including highly effective or exceptional teachers, of necessity,
demonstrate wisdom. Arlin expressed this in terms of “The humility and courage to
live with uncertainty and take the risk of questioning whether they can do better and
become active participants with their students in the learning process” (p. 16).
This cluster of attributes that, according to Arlin (1999), typified the wise teacher is
of considerable importance in the context of the study of the dispositions and
attributes of the exceptional teacher because, in keeping with the principles of
teaching and learning enunciated in the QTM, it places the teacher in the position of
being a learner and risk taker who is able to engage actively and empathically with
his or her students.
2.19.3 Summary
The inclusion of a discussion of wisdom in the literature review has provided some
important insights into the nature of effective teachers. Not only are the associated
dispositions of interest, but they also indicate a close relationship between wisdom
and a number of intelligences, namely: intrapersonal intelligence and the importance
of caring and compassion; interpersonal intelligence and the importance of reflection
and self-knowledge; emotional intelligence and the importance of empathy; spiritual
intelligence and the importance of reflection and depth of understanding of self,
others and the context of engagement.
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2.20 Gifted teaching and intelligence: The perspective of Towers
and Porath
It can be seen from the literature, thus far, that there appears to be considerable
congruence between the qualities that are emerging from the five selected fields
underpinning the review. Concepts such as “intelligence” and “giftedness”, for
example, are associated with qualities that seem to be dynamically interrelated and
this aspect of the literature is worth further investigation. The work of Towers and
Porath (2001) provides an example of this inter-connectedness.
The question, “What moves teaching beyond effectiveness to deserving of the
descriptor gifted?” was the focus of a study by Towers and Porath (2001). They
placed dual emphasis on thought and action in the context of gifted or exceptional
teachers who taught gifted students. Their description of gifted teaching as being
“the kind of teaching where teachers’ and students’ minds connect” (p. 202)
resonated with much of the literature and theory on effective teaching and effective
teachers. This was irrespective of the innate ability of the students. The leading
contention of their article was that, “It is gifted teaching that is essential in inspiring
all learners and ensuring excellence in their education” (ibid). Their conception of
“gifted” teachers is synonymous with the notion of “exceptional” teachers, as used in
the current study. The three central premises of their theory of gifted or exceptional
teachers were that gifted or exceptional teaching: was active and engaged all
participants in the teaching-learning experience; was pupil-centred and was linked
inextricably to student learning; took into account the educational context, including
the learners’ perspectives or points of view.
While Towers and Porath (2001) argued a convincing interpretation of what they
referred to as “gifted teaching”, their evidence was largely anecdotal. They explained
the actions and thoughts of the exceptional or gifted teacher in terms of his or her
wisdom and explored the concept “gifted teaching” in terms of Gardner’s (1983)
interpersonal intelligence. Van der Zee, Thijs and Schakel (2002) enunciated
complementary findings when they identified three dimensions of emotional
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intelligence that they referred to as “Empathy”, “Autonomy” and “Emotional
control” (p. 103). These three dimensions appeared to resonate with the concept
“teacher authenticity”. In the context of the Van der Zee et al. study, the descriptor
“gifted” referred to an advanced form or high level of an intelligence or demonstrated
ability. This supported the thinking of Towers and Porath, and it was argued that one
of the indicators of gifted or exceptional teachers was an advanced form of
interpersonal intelligence.
The description of interpersonal intelligence as the ability “to read the intentions and
desires – even when these have been hidden – in many other individuals and,
potentially, to act upon this knowledge” (Gardner, 1983, p. 239), provided a
framework for Towers and Porath’s (2001) conception of gifted teaching and, by
association, the teacher who was gifted at teaching. They argued that while
Gardner’s conception of interpersonal intelligence did not “specify in any detail what
gifted teaching looks like in action”, it did “provide a framework for understanding
what makes a gifted teacher” (p. 202). At the heart of their conception of gifted or
highly able teaching was the ability of the teacher to give priority to the students’
intentions, desires, and understandings. In other words, the needs of the learner
informed gifted practice. A key aspect of Towers and Porath’s conception of gifted
teaching and the teacher who was gifted at teaching, therefore, was that the
exceptional teacher demonstrated the ability to connect with and meet the needs of his
or her students.
Towers and Porath were among relatively few theorists who took the risk of making a
qualitative distinction between “gifted” or exceptional teachers and other teachers.
One logical development of their conception of gifted teaching and the gifted teacher
was to study indicators of gifted teaching and the gifted teacher that could be used to
inform and assist teachers, in general, to improve the quality and effectiveness of
their teaching. They discussed “gifted teaching” within a framework of interpersonal
intelligence and wisdom. This included teacher qualities such as understanding the
learner’s perspective (p. 203), exploring cross-cultural expressions (ibid), and
listening to what children had to say (p. 204). There appeared to be a strong link
between student and teacher engagement, on the one hand, and the teacher’s
interpersonal intelligence and “wisdom”, on the other.
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The changing emphases in the study of the nature of teaching and learning called for
new ways of conceptualising what it meant to be an exceptional teacher. One
approach was to study exceptional teachers with a view to reconceptualising existing
theory or designing new theories of effective teachers and effective teaching by
examining more closely the human dimension(s) of these teachers and the
interconnectedness between dispositional and pedagogic variables of the teacher and
teaching.
2.21 Teacher excellence, intelligence and the human domain
Although literature in the area of intelligence provides a rich field of divergent
research perspectives from which to study exceptional teachers, Collinson (1999)
argued that, because of these divergent perspectives, defining the concepts “teacher
excellence” and, by inference, defining the concept “exceptional teacher” was often a
challenging and elusive task. While earlier theories of teaching and the “expert”
teacher, such as those of Berliner (1986) and Brophy (2004), focused on the
observable, technical competencies of teaching, an alternative body of research
indicated the need to examine aspects of teacher expertise that were associated with
the “human” domain, such as that proposed by Reiman and Thies-Sprinthall (1998).
These aspects included the need for mentoring teachers and the development of moral
reasoning within the context of the ethics of teaching. Collinson emphasised that
Goleman’s (1995) model of emotional intelligence and Perkins’ (1995) vision of
“reflective intelligence” (p. 4) have provided insights into the dispositions, values,
and thinking associated with human excellence. Arguably, each of these
considerations has a contribution to make in terms of understanding and facilitating
teacher excellence.
Collinson (1999) noted that while research on theories of cognitive development,
such as that conducted by Reiman and Thies-Sprinthall (1998), together with models
of intelligence, such as Goleman’s (1995) emotional intelligence and Perkins’ (1995)
conception of reflective intelligence provided some insight into the dispositions,
values, and thinking associated with human excellence, it appeared that “knowledge
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and theories to explain the complex nature of teacher excellence remained limited”
(p. 4). Collinson examined input from teachers who were identified as excellent
teachers and concluded, “What teachers’ descriptions of excellence illustrate and
what Goleman’s (1995) conceptions of intelligence indicate is that excellence and
intelligent behavior go far beyond traditional ideas of expert or professional
knowledge and technical expertise” (p. 10).
The study conducted by Collinson (1999) supported two major dimensions of
variables that appeared to be common to excellent teachers. The first was that they
deliberately cultivated interpersonal and intrapersonal knowledge as well as
professional knowledge. It was found that excellent teachers were able to “grasp the
balance between intellectual and emotional intelligence and the importance of both in
the many roles required of teachers” (p. 10). This, in turn, related to the conception
of spiritual intelligence (SQ) enunciated by Zohar and Marshall (2000).
2.21.1 The concept “character” and intelligence
The second dimension of variables that appeared to be common to excellent teachers,
according to Collinson (1999), had to do with “character” and the role it played in
cognition and behaviour. This examination of the human dimension of teaching and
the variables that were typical of exceptional teachers inferred a relatively new
synthesis of skill acquisition in the areas of inter- and intrapersonal skills. Goleman
(1995), for example, described character as “the body of skills that emotional
intelligence represents” (p. 285) while Perkins (1995) described character as “the soul
of intelligence” (p. 278).
These two examples of different conceptions of character highlighted the
dichotomous nature of the domains in which character operated. On the one hand,
the conceptualisation of character as “a body of skills” suggested that what was
required for character development was expertise in the prerequisite skill areas. The
conceptualisation of character as “the soul of intelligence”, however, suggested the
kind of intelligence that Zohar and Marshall (2004) referred to as spiritual
intelligence (SQ). Collinson (1999), on the other hand, identified three domains of
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qualities that characterised excellent teachers. Each of these three domains
(competence, skilful relationships, and character) was associated with different kinds
of knowledge. She argued, “What makes the excellent teacher recognizable may be a
combination of competence (professional knowledge), skilful relationships (inter-
personal knowledge), and character (intrapersonal knowledge)” (p.10). Intrapersonal
or self-knowledge, it was later shown, was an important element of teacher
authenticity. This was compatible with Perkins’ (1995) conception of character as the
“soul” or “heart” of intelligence.
This conception of excellent teachers was indicative of an alternative way of
approaching the field of research on effective teachers and effective teaching. In the
pursuit of identifying and studying what he referred to as “the expert pedagogue”,
Berliner (1986) noted that there were three methodological problems associated with
such a study. “The first has to do with finding criteria for defining expertise in
pedagogy. The second deals with the confounding of experience and expertise. The
third problem has to do with stipulating which knowledge systems should be studied
in exploration of pedagogical expertise” (p. 8).
Although teacher expertise, excellence and exceptionality are not necessarily
synonymous, the methodological problems identified by Berliner (1986) are relevant
to the current study of exceptional teachers. One approach to a possible resolution of
these problems was the development of a conceptual model that adopted a holistic
approach to rethinking and reconceptualising what it means to be an exceptional
teacher. An example of such a conceptual model was Korthagen’s (2004) “onion”
model that is reviewed in the following section of this chapter.
In summary, new perspectives and new ways of thinking about what characterises
teacher excellence have emerged during the past decade. These new perspectives,
however, have not been without problems. One approach to resolving these issues
has been to revise and redesign theories of effective teachers and effective teaching
that consider elements relating to the human dimensions, including teacher
dispositions.
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2.22 Intelligence and the effective teacher: Towards a holistic
approach
In an attempt to move towards a more holistic approach to the study of teaching and
teacher education, Korthagen (2004) proposed “the onion” model that was structured
on the conception of levels of change as a theoretical framework for examining what
it meant to be a “good” teacher. The two main thrusts of Korthagen’s study were to
investigate “the essential qualities of a good teacher” and to “discuss an umbrella
model of levels of change that could serve as a framework for reflection and
development” (p. 77).
In order to resolve the tension between a competency based view of teachers and a
view that focused on the teacher as self, Korthagen (2004) proposed a framework of
six levels of variables for considering what the essential qualities of a good teacher
may be and for assisting people to become effective teachers. These were referred to
as “levels of change” because, it was proposed, they indicated “different levels in
people that can be influenced” (pp. 79-80) or changed. The outermost levels,
environment and behaviour, comprised those observable elements such as the class,
the students and the school, and what occurred in and between them. Moving
inwards, the next level was designated as “the level of competencies” that included
different domains of knowledge such as content knowledge. This level was
conceptualised as “an integrated body of knowledge, skills, and attitudes” (p. 80).
The inner three levels were designated beliefs, identity and mission. Korthagen
argued, “A teacher’s competencies are determined by his or her beliefs” (ibid). To
this could be added the teacher’s values. Identity, the fifth level of the “onion model”
referred to how a person sees his or her professional and personal identity. Finally, at
the heart of the model was the level of mission and Korthagen explained that,
This level has been called a transpersonal level in so-called trans-personal
psychology…because it is about becoming aware of the meaning of one’s
own existence within a larger whole, and the role we see for ourselves in
relation to our fellow man…In short, it is about giving meaning to one’s
own existence (p. 85).
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This sense of mission resonated with Zohar and Marshall’s (2000) conception of SQ
as being,
The intelligence with which we address and solve problems of
meaning and value, the intelligence with which we can place our
actions and our lives in a wider, richer, meaning-giving context,
the intelligence with which we can assess that one course of action
or one life-path is more meaningful than another (pp. 3-4).
The level of mission conceptualised by Korthagen (2004) shared features with
Goleman’s (1996) conception of emotional intelligence and provided a platform for
the consideration of other teacher variables such as values and creativity. The
conceptualisation of effective teachers based on the six levels of change proposed by
Korthagen (2004) rested on the argument that, “From each perspective, there will be a
different answer to the question of the essential qualities of a good teacher, while it is
also possible to employ various perspectives parallel to one another” (p. 80). The
merit of Korthagen’s work was that it moved towards a more holistic approach for
conceptualising what it meant to be a “good” or effective teacher by presenting a
framework for reflecting on that meaning at different levels. In addition, Korthagen’s
model of effective teaching accommodated research findings in the area of
intelligence(s), all of which are important in the context of this study.
2.22.1 Summary
Korthagen’s (2004) “onion” model identified teacher variables that included both
pedagogic and dispositional considerations. Generally speaking, the outer layers of
the model had a propensity towards pedagogic variables such as teacher knowledge,
skills, and competencies. The two inner levels of the model, “identity” and
“mission”, on the other hand, included key dispositional variables such as teacher
beliefs and values. A feature of this model that is worth noting is the dynamic
relationship between the pedagogic and dispositional variables, and their inter-
relatedness. Korthagen’s model supports the proposition that pedagogic and
dispositional variables are equal partners when considering what it means to be an
exceptional teacher.
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Part 4 of the literature review suggests that highly effective teachers are able to draw
upon different kinds of intelligence for different purposes and in different teaching
contexts. There appear to be recurring themes related to teacher dispositions that
emanate from literature in the field of intelligence. These include variables such as
teacher authenticity, passion, self-knowledge and knowledge of others, empathy,
caring, and the disposition to be reflective. In addition, literature in this field
indicates a dynamic relationship between dispositional variables and interpersonal
and intrapersonal skills and competencies demonstrated by effective teachers.
PART 5: Creativity and effective teachers
2.23 Rationale, themes, context and concept interpretation
2.23.1 Rationale and themes
Creativity is a recurring theme in literature that describes the attributes and abilities of
effective teachers. The field of creativity has yielded a large body of literature that
provides another dimension to the study of exceptional teachers. There is evidence
from this literature to support the proposition that most current models of pedagogy
call for teacher creativity in order to meet the needs of students as well as meeting the
requirements implicit in the theoretical frameworks. An important issue, however, is
how the concept “creativity” is interpreted.
Studies of teacher creativity have ranged in focus from the teacher as creative leader
(Simonton, 1984) to the teacher as a model of creative thinking and behaviour
(Cropley, 1994, 2001). Different research emphases, such as the processes of
creative thinking and the products of creativity, as well as the environmental variables
that stimulate creativity have provided alternative perspectives form which to
examine teacher creativity.
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Many studies have focused on the personal attributes that are associated with
creativity (see, for example, Albert & Runco, 1999; Barron & Harrington, 1981a,
1981b; Eysenck, 1993; Feist, 1999; Helson, 1996, 1999; James & Asmus, 2000-2001;
Runco, 1995). Added to this is the important area of the relationship between teacher
beliefs and values and teacher creativity (Getzels & Csikszentmihalyi, 1976;
MacKinnon, 1978; Perkins, 1981; Sternberg, 2000b), and the related area of creativity
and motivation (Collins & Amabile, 1999). Other thematic strands included in the
study of creativity that pertain to teacher effectiveness have been the relationship
between creativity and knowledge (Weisberg, 1999), and the relationship between
creativity and cognition (Ward, Smith & Finke, 1999). The interplay between
different fields of literature, such as giftedness and talent and intelligence (Sternberg
& O’Hara, 1999), provide further perspectives from which to examine what has
emerged as a potentially critical consideration in teacher effectiveness.
A survey of literature in the field of creativity indicates that definitions and
conceptions of creativity vary widely. Sternberg (1997a), for example, defined
creativity “not only as the ability to come up with new ideas”, but also as “a process
that requires the balance and application of the three essential aspects of intelligence
– creative, analytical, and practical, the same aspects that when used in combination
and balance make for successful intelligence” (p. 191). Piirto (1999), on the other
hand, argued, “Creativity is the underpinning, the basement, the foundation that
permits talent to be realized. Creativity is in the personality.” (p. 164). Creativity has
been associated with models of giftedness and talent. In his “three ringed” theory of
giftedness, for instance, Renzulli (1978, 1986, 1998) conceptualised creativity as an
integral component of the giftedness construct, together with above-average
intelligence and task commitment. Rothenberg and Sobel (1980) made the
proposition that “Creativity is the highest form of human adaptation” (p. 370). From
these and other conceptions, it was clear that “creativity” is a multi-faceted and,
therefore, complex concept. Nonetheless, if we are to understand what it means to be
an exceptional teacher, then it is proposed that creativity must be included in the field
of literature to be surveyed.
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2.23.2 Context
The context in which it is manifest is one of the key factors influencing how
researchers have conceptualised and examined creativity. Simonton (1984), for
example, examined the connection between creativity and leadership in the school
context. He found, “When the most famous creators and leaders are under scrutiny,
the distinction between creativity and leadership vanishes because creativity becomes
a variety of leadership” (p. 181). From that perspective, Simonton argued that
creativity was an integral component of many leadership styles. In the context of the
school, however, leadership was not restricted to the administrative domain.
Teachers, themselves, were conceptualised as being leaders because of the
responsibility they took not only for the quality of their students’ learning experiences
but also for the quality of their own engagement in teaching and learning.
The area of cognitive processes provided a different context for a study of creativity.
In their revision of Bloom’s (1956) Taxonomy of Educational Objectives, Anderson
and Krathwohl (2001) proposed that the highest level in the taxonomy of cognitive
processes was the demonstrated ability to create. The noun form “creativity” and the
verb form “create” were seen to focus on different aspects of the concept, as
demonstrated in the distinction made by Anderson and Krathwohl. The emphasis
they placed on the ability to create was noteworthy.
To some persons, creativity is the production of unusual products,
often a result of some special skill. Create, as used here, however,
although it includes objectives that call for unique production, also
refers to objectives calling for production that all students can and
will do (p. 85).
The belief that creativity was achievable by all students and, by inference, all teachers
was compatible with Sternberg’s (1997a) view that, “Creativity within a domain can
be developed” (p. 197). This was supported by later research, such as that reported
by McWilliam and Dawson (2006) for the Carrick Institute in Australia. The focus of
their report was on understanding creativity in the context of awardees for teacher
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excellence at the tertiary level. From a study of 37 Australian Carrick award winners,
they found,
The majority of Australian participants, like those in the UK,
perceived themselves to be creative. When asked for justification,
respondents related their understanding of creativity to thinking
and problem solving skills as well as self discipline and work ethic.
In this context the responses suggest that they perceive creativity as
a skill or attribute that can be fostered and developed. More than
two-thirds of the Australian participants disagreed with the notion that
creativity is a rare gift which only a few people have (p. 3).
Two notable findings from this study were firstly, that the award-winning
participants perceived themselves to be creative. Secondly, the majority of
participants perceived creativity to be a skill or attribute that could be fostered and
developed, rather than as a rare gift possessed by only a few.
2.23.3 Adopting a conception of creativity in the context of a study
of exceptional teachers
An important distinction in the definition and nature of creativity, as it pertains to
exceptional teachers, is that they are able to synthesise knowledge of their students,
the subject content, themselves and their world with the appropriate skills and
strategies needed to facilitate quality learning. Literature in the field indicates that
theory and research during the early part of the 21st century have placed emphasis
upon a synthesis of variables that contribute creativity. Together with personality
and environmental variables, the dimension of cognitive skills has added to the
understanding of the nature and function of creativity. This was evident, for
example, in the work of James and Asmus (2001) who observed, “Real-life creativity
requires the proper conjunction of personality, cognitive skills, and situational
conditions” (p. 150). When applied to a study of exceptional teachers, this multi-
faceted conception of creativity emphasises the reciprocal influences of dispositional,
cognitive and contextual variables as they are manifest in creative classroom
behaviour. The work of researchers such as Sternberg and Lubart (1991) and
Cropanzano, James and Citera (1993) support this notion. James and Asmus’
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proposition that, “Real-world creativity is multi-faceted” and “different domains
make different demands on individuals” (p. 150) suggests an important perspective
from which to explore creativity as it applies to classroom practice. Accepting that
teaching and learning are legitimate domains of “real-life” creativity, it can be argued
that the ramifications of research in the field of creativity are well worth considering
when examining what it means to be an exceptional teacher.
The work of Sternberg (2006, 2007) has been influential in shaping contemporary
conceptions of creativity. In an explanation of the nature of creativity, Sternberg
(2006) proposed three general types that he described in terms of their relationship to
current paradigms. The first included those types of creativity that “accept current
paradigms and attempt to extend them” (p. 96). The second included “types of
creativity that reject current paradigms and attempt to replace them” (ibid). Finally,
he proposed that there was a type of creativity that synthesises current paradigms.
These three paradigms of creativity were expressed in terms of “eight types of
contributions that can be made to a field of endeavor at a given time” (ibid) and are
summarised as Table 2.3.
Table 2.3
A Summary of Sternberg’s (2006) Three Paradigms of Creativity and their Eight
Contributions Creativity that accepts and extends current paradigms
Creativity that rejects and replaces current paradigms
Creativity that synthesizes current paradigms
Contribution: Replication Contribution: Redirection Contribution: Integration Contribution: Redefinition Contribution: Reconstructed
redirection
Contribution: Forward incrementation
Contribution: Reinitiation
Contribution: Advance forward incrementation
Arguably, each of these three paradigms of creativity relates to teacher effectiveness.
In the context of classroom teaching, it is reasonable to suggest that highly effective
teachers are able to draw upon different paradigms and types of creativity, depending
upon the demands of a given situation and the needs of the students. This type of
versatility, it is proposed, is associated with teacher attributes such as flexible
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thinking, resourcefulness, and problem solving. It also suggests that intelligent risks
will be taken in order to experiment with multiple ways of “reaching” students. In
addition, it suggests that the teacher is able to generate ideas and use the imagination
to create ways to challenge and engage students so that a high quality of learning is
achieved.
One additional perspective that needs to be taken into account is that of the
dispositions associated with creativity. While Part 6 of the literature review focuses
on the field of dispositions, it is timely to acknowledge the importance of this
emerging field of literature. An example of this was a keynote article on cultivating
creative mentalities by Claxton, Edwards and Scale-Constantinou (2006). They
identified six “creative habits and dispositions” (p. 58) that they considered “the more
plausible dispositions and habits of mind of creative people” (p. 59). These habits
and dispositions were: curiosity, resilience, experimenting, attentiveness,
thoughtfulness, and environment-setting. This example of the focus on dispositions
serves as an antecedent to Part 6 of the literature review.
2.23.4 Summary
Two important defining features of creativity that need to be taken into account when
including creativity in a study of exceptional teachers are that it is multi-dimensional
and that, conceptually, it is open to different interpretations. How we interpret and
define creativity is influenced by the context in which creativity functions. In spite
of the variations in the conceptualisation and definition of creativity, literature
supports the idea that creativity is a significant consideration when coming to an
understanding of what it means to be an exceptional teacher. Further, there appears
to be relatively strong evidence to support the notion that creativity contributes to the
quality of teacher and student engagement in learning.
2.24. The relationship between creativity and personality
A considerable proportion of literature and research in the field of creativity has
focused on personality characteristics associated with creative individuals. These
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have included personality traits such as independence, a predisposition to
introversion, perseverance, tolerance for ambiguity, willingness to take risks, and
behavioural ambiguity, as enunciated by researchers such as Barron and Harrington
(1981a, 1981b). Later research, such as that conducted by Amabile (1996), Goertz
(2000), and Simonton (1984, 1986, 1994, 1995) further explored the link between
personality variables and creativity. In the context of creative achievement in art and
science, for instance, Feist (1999) found that personality had a direct influence on
achievement in these fields of endeavour. It is logical to assume that personality
traits probably have a direct influence on achievement in other fields of endeavour,
including teaching.
While such research indicated that creativity was conceptualised as a complex cluster
of characteristics, Albert and Runco (1986) found that these characteristics were
likely to be indicative, rather than categorical prescriptions for creativity. Over an
extended period of research in the area they found that, “The creative individual is
usually highly intelligent, significantly self-sufficient, independent, introverted,
dominant, and involved and sober when engaging in his or her interests” (p. 339).
They proposed that creative individuals “see themselves as inventive, independent,
determined, industrious, enthusiastic, and responsible to their own high standards,
and often try to solve problems in somewhat individualistic manners” (ibid).
Of these indicative personal characteristics Albert and Runco (1986) proposed,
“Independence…appears to be a prime personality disposition for creative
performance” (p. 339). Independence, it could be argued, is subsumed in the
disposition “original” that infers the ability to think independently. In addition, they
maintained that the identification of psychological characteristics and predispositions
of creative individuals was relatively straightforward. In the context of their study of
gifted and talented individuals they found that, “Only a small proportion working in
any particular field can be and are noticeably creative” (p. 341). This implied that
just as there were different levels of giftedness, expertise and talent, so there might be
different levels of creativity.
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2.25 Creativity, beliefs, values and attitudes
Studies of the relationship between creativity and values (see, for example, Dollinger,
Burke & Gump, 2007; Kasof, Chen, Himsel & Greenberger, 2007) clearly indicate
that “creativity is grounded in values” (Dollinger et al., p. 91). Kasof et al. found that
“at least some value priorities can be deliberately altered” (p. 120). They cited the
work of Ball-Rokeach, Rokeach and Gruber (1984) as support for this. For the
purposes of their study of the relationship between extrinsic motivation and
creativity, Kasof et al. defined values as “stable beliefs about the relative importance
of desirable transsituational goals/ideas, functioning as general principles guiding
evaluations, decisions, and behavior and operationalized with participants’
assessments of the importance of various qualities/ideas” (p. 106). The close
association between values and “stable beliefs” was an important consideration.
2.25.1 Sternberg’s “investment theory” of creativity
In contrast to the focus given to personality, Sternberg (2000a, 2000b, 2006)
proposed that creativity was not dependent on a fixed set of traits of characters.
Rather, he proposed an “investment theory” of creativity based on the premise that
the individual made a conscious decision to be creative and that, “Creative people
generate ideas that are unusual and that defy the crowd and often are viewed as
bizarre by their colleagues” (Sternberg, 2000b, p. 60). A defining aspect of this
conception of creativity was the attitudes and beliefs held by the individual. These
attitudes and beliefs, Sternberg maintained, were based on conscious decisions made
by the individual in creative thinking and behaviour. In the context of teaching and
learning, for example, those attitudes and beliefs were developed as a result of the
conscious decisions that were made by the teacher during the process of teacher and
student engagement in the classroom, together with the personal investments that
were made by the teacher in teaching and learning activities
Such attitudes, according to Sternberg (2000b), were expressed in terms of ten
decisions that research has shown to be indicative of people who decided to be
creative. These decisions were associated with behaviours such as seeking to define
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problems in new ways, reflecting on and analysing ideas, and developing skills to
demonstrate and persuade others of the value of these ideas. Listening to and being
tolerant of other people’s ideas was found to be a key attribute of creative thinkers
who consciously decided to see things in new ways, rather than allowing previous
knowledge and expertise to interfere with or limit creativity. It was found that
creative thinkers used criticism or opposition as motivation for refining their ideas,
rather than interpreting criticism as a personal threat. This suggested the dispositions
“resilience” and “persistence”. Sternberg’s research supported the idea that creative
thinkers were willing to take sensible risks and that they were eager to search for new
problems and new challenges to solve. The creative individual’s belief in self and
belief in the value of being involved in creative endeavour as well as tolerance of
ambiguity underpinned the decision to be creative. Finally, Sternberg found that
creative individuals loved what they did. This suggested a link between creativity
and passion for one’s chosen work.
A review of Sternberg and Lubart’s (1991) investment theory of creativity and
Sternberg’s (1999) theory of successful intelligence indicates that the decision to be
creative is manifest in ways of thinking and behaviours that, arguably, are the
manifestation of dispositions. The attitudes associated with creativity, as identified by
Sternberg (2000a, 2000b) appeared to be noticeably similar to personality variables
that had been referred to in research that focused on personality and creativity, such
as that of Albert and Runco (1999), Barron and Harrington (1981a, 1981b), Eysenck
(1993), Helson (1996, 1999), James and Asmus (2000-2001), and Runco (1995). In
his earlier work on successful intelligence, Sternberg (1997a) argued strongly that
creative intelligence can be developed and, in support of this, he examined twelve
characteristics of successfully intelligence people. In summary, he argued that
successfully intelligent people: “actively seek out, and later become, role models” (p.
200); “question assumptions and encourage others to do so” (p. 201); “allow
themselves and others to make mistakes” (p. 202); “take sensible risks and encourage
others to do the same (p. 203); “seek out for themselves and others tasks that allow
for creativity “ (p. 207); “actively define and redefine problems, and help others to do
so” (p. 208); “seek rewards for, and themselves reward, creativity” (p. 211); “allow
themselves and others the time to think creatively” (p. 212); “tolerate ambiguity and
encourage tolerance of ambiguity in others” (p. 212); “understand the obstacles
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creative people must face and overcome” (p. 214); “recognize the importance of
person-environment fit” (p. 218).
These characteristics were compatible with the theme of personal dispositions
identified in other literature and research in the field of creativity (see, for example,
Eysenck, 1993, 1997; Helson, 1996; Kasof, 1995; Kasof, Chen, Himsel &
Greenberger, 2007), and were expressed in terms of manifest behaviours that were
highly compatible with those dispositions that are associated with best practice in
teaching. In his description of successfully intelligent people, Sternberg (1997a)
identified personal dispositions that resonated strongly with those identified as being
of particular relevance to highly effective teachers.
2.25.2 Creativity: teacher values and beliefs
The inclusion of the individual’s attitudes and beliefs as a component of the
explanation of the nature of creativity added an important dimension to research in
the field, especially with regard to effective teaching and effective teachers. This was
supported by the research of Sak (2004) who found that, “Teacher attitudes, beliefs,
and classroom practices are deemed to be of crucial influence in the development of
students’ creativity” (p. 216), where student creativity was conceptualised as an
important adjunct to teacher creativity. These attitudes, beliefs and classroom
practices were considered to be a crucial influence in the decisions that teachers made
about the nature of their engagement with students and in their roles as facilitators of
student creativity and learning.
The theme of teacher values was included in Cropley’s (1994, 2001) research on
creativity and effective teaching. From this research it was apparent that teacher
behaviours associated with creativity were motivated by the teacher’s beliefs and
values. Cropley postulated that the creative teacher valued divergent thinking and,
therefore, was able to build a classroom climate that was “constructively responsive
to unusual ideas” (Cropley, 1994, p. 216). This necessitated teacher dispositions and
attributes such as openness to new ideas and challenging experiences, as well as a
degree of risk taking and experimentation in the classroom.
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Perkins (1981) presented a critical perspective that was pertinent to the relationship
between creativity, effective teaching, and teacher values and beliefs. His research
demonstrated that, “Although creative persons do have talent, their creativity is not
solely a result of this talent but is a function of their values and beliefs” (In Sternberg
& Davidson, 1986, p. 338). Perkins’ emphasis on the importance of the creative
individual’s belief in proactive behaviour, rather than passive acceptance of the status
quo shared common elements with the groundbreaking research of Getzels and
Csikszentmihalyi (1976). In the context of a study of exceptional teachers, the
implications of Perkins’ observation were significant because they highlighted the
importance of the teacher’s values and beliefs being active rather than inert. It was
not enough for the teacher simply to have the kinds of values and beliefs associated
with creativity. In keeping with Freeman’s (2007b) conception of the “syntax of
dispositions”, those values and beliefs had to be activated or lived out in the
classroom. MacKinnon (1978) shared this view and maintained that an individual’s
beliefs and values played a dominant role in creativity.
The association between creativity and the individual’s beliefs and values, as
observed by Albert and Runco (1986), harked back to the Freudian theory that “The
core of creative behavior is less on how you do something and more concerned with
why you do it” (p. 338). Thus, there appeared to be a relationship between beliefs and
values, motivation and creativity. The theme that emerged from Albert and Runco’s
research on creativity, therefore, was that there was a strong relationship between
creativity and the beliefs and values of the individual. This was compatible with the
proposition that motivation (see Amabile, 1983a, 1983b, 1988; Conti, Coon &
Amabile, 1996; Csikszentmihalyi, 1988a) played a critical role in the way creativity
was manifest. Amabile (1983b) proposed a componential model of creativity
comprising three components, including task motivation. The other two components
related to the skills that were relevant to creativity, namely: skills specific to the given
domain of the task, and general creativity skills. Conti, Coon and Amabile found that
the individual’s attitude towards the task, as well as their perceptions about their own
motivation for undertaking the task were important aspects of creativity.
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2.26 The relationship between creativity and intelligence
James and Asmus (2000-2001) argued a different perspective and postulated that the
relationship between personality factors, cognitive skills and the processes involved
in creativity differed according to the sort of creativity that was being examined. In
other words, they argued that, “Both personality and cognitive skills may relate
differently to creativity of different sorts” (p. 149). The notion that creativity is
multi-domained and that there are different kinds of creativity provided an important
dimension to the study of creativity, particularly as it pertained to exceptional
teachers and the field of effective teaching.
Cropley (1994) found that there was a strong link between the teacher’s intellectual
ability, the ability to think creatively, and the ability to solve problems. Successful
teacher creativity, it was argued, necessitated the mastery of prerequisite knowledge,
such as instructional knowledge, that enabled the teacher to model creativity to his or
her students. Emphasis was placed on the relationship between creativity and
authentic tasks that required the solution of real-life problems that were seen to have
social and cultural value, as demonstrated in Cropley’s observation that, “Creative
accomplishments help to build a more interactive world that fortifies human
civilization” (p. 216). In the context of classroom teaching, Cropley pointed out the
irony that, “Educators sometimes teach students about creative and eminent people,
but ignore teaching that fosters students’ creative thinking in the classroom” (ibid).
The relationship between creativity and the beliefs and values of the individual was
the focus of research conducted by Goertz (2000) who found that creativity was
associated directly with passion for work. This coincided with Sternberg’s (2000b)
finding that creative individuals love what they do. In a study of effective school
principals, Goertz identified specific personal attributes, including those in the
affective domain that were linked to creativity. This research demonstrated further
the important relationship between creativity, dispositions, and the individual’s
beliefs and values. The personal attributes identified by Goertz included
independence, goal-setting, originality, flexibility, motivation, self-confidence, a wide
range of interests and the ability to speculate on ways to solve problems. Goertz also
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found that there was a relationship between creativity and intelligence. These
findings resonated with those of Cropley (1994).
2.26.1 The relationship between emotional intelligence and
emotional creativity
An interesting strand of literature that has emerged over recent times is an exploration
of the relationship between intelligence and creativity and, more recently, between
emotional intelligence and emotional creativity. This was referred to in Part 4 of the
literature review. Ivcevic, Brackett and Mayer (2007) made a direct association
between intelligence, academic achievement and “the prestige of one’s occupation”
(p. 199). They associated creativity, however, with the degree of the individual’s
engagement in what they referred to as “novel endeavours” (ibid). They continued by
observing that,
A number of theories have been proposed about the relations between
intelligence and creativity. These theories postulate (a) that creativity
is a subset of intelligence (Guilford, 1975); (b) that creativity and
intelligence are related or partially overlapping constructs (Barron
& Harrington, 1981a); or (c) that creativity and intelligence are independent
abilities (Wallach & Kogan, 1965) (p. 200).
There appears to be evidence in the literature to support the proposition that the
concept “creativity” is not necessarily limited to the cognitive domain. An example
is found in the concepts “emotional creativity” (EC) and “emotional intelligence”
(EI). The concept “emotional intelligence” was discussed earlier in the literature
review, with particular reference to the work of Goleman (1995, 1998). In their
theory, Averill and Thomas-Knowles (1991) explained emotional creativity (EC) as
“the ability to experience and express original, appropriate and authentic
combinations of emotions” (p. 269). This highlighted the function of the affective
domain and extended the range of domains of creativity, thus providing further
evidence to support the notion that creativity is a multi-domained construct. In the
context of the relationship between creativity and intelligence, a pertinent question
raised by Ivcevic, Brackett and Mayer (2007) was whether the relationship between
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EI and EC is parallel to that between cognitive intelligence and creativity. Much of
the debate in this area was dependent on the definitions of EC and EI. Ivcevic et al.,
for instance, made the proposition that “The two abilities differ in terms of the
emotions and intellect they evoke and in the criteria used in their measurement” (p.
204). While this was a potentially important area of creativity, it was clear that the
investigation of emotional creativity required further research and debate.
2.26.2 Summary
A survey of some of the dominant themes in literature from the field of creativity, as
they related to teacher effectiveness, indicated that “creativity” is a complex concept
that has been cause for debate. Further, literature in the field supported the idea that
creativity is multi-domained. This led to the question of identifying those aspects of
creativity that are most pertinent to a study of exceptional teachers. Included in this
was a consideration of the dispositions associated directly with the concept
“creativity” and how the identification of these dispositions might provide further
insight into what it means to be an “exceptional teacher”.
2.27 The relationship between creativity and intuition
The role of intuition in the manifestation of creative thinking and behaviour provided
an interesting research perspective. Fleith (2000) reflected on the possibility that,
“Although teachers were aware of the characteristics that enhance creativity in the
classroom, it seemed that the transference to practice was intuitive” (p. 151). This
corresponded with Piirto’s (1999) thesis that creativity was “in the personality” (p.
164). This conception not only contextualised creativity as a facilitator of talent, but
it pointed to the possibility that the concept “creativity” may involve a cluster of
dispositions that are an intrinsic part of the personality.
The relationship between intuition and creativity, including its application to
classroom teaching, was explored by Csikszentmihalyi (1996) who argued that
knowing about or being aware of those factors that enhance creativity in the
classroom is not sufficient for ensuring that creativity is facilitated and practised in
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the classroom. He proposed that transference was required. The teacher’s ability to
take the knowledge and to apply it appropriately was of critical importance. A
second argument proposed by Csikszentmihalyi was that, to a large extent, the
transference of awareness and knowledge to practice was intuitive. This view was
supported by the work of Fleith (2000). This suggested a link between intelligence,
personality, and creativity, and was compatible with the notion that, to a certain
extent, creativity is innate. Literature from the field of giftedness and talent, such as
Gagné’s (1995a, 1995b) conception of creativity as an aptitude domain of giftedness,
also paralleled the thinking of Fleith.
2.28 The relationship between creativity, giftedness and talent
The question of creativity and its place in conceptualisations of intelligence and
giftedness and talent has been a central issue in the study of exceptional individuals.
The development of research in the field of creativity included the work of Guilford
(1950, 1956, 1967, 1968, 1975, 1986) and Torrance (1962, 1974a, 1974b, 1979,
1981, 1995a) as strong influences in the shaping of current notions of creativity.
While Guilford (1975) proposed a theoretical model of creativity, Torrance (1995a)
clarified the meaning of creativity and proposed a philosophy of creativity that led to
the development of strategies for testing creativity.
Literature in the field of giftedness and talent provides further insight into the nature
and function of creativity, particularly as it applies to exceptional teachers. Earlier
research such as that of Getzels and Csikszentmihalyi (1976), like that of Renzulli
(1978, 1998) and Tannenbaum (1983, 1986), identified creativity as a significant
variable that contributed to exceptionality. Creativity, it was argued, worked in
conjunction with other variables such as intelligence and the individual’s values and
beliefs. The recurring motif of the importance of the individual’s values and beliefs
resonated across all five fields of literature.
In their study of adult fine artists, Getzels and Csikszentmihalyi (1976) found that
problem finding, as distinct from problem solving, was an important consideration in
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the study of creativity. As a result, they proposed altering the traditional paradigm of
the exceptional individual as “Not only a stimulus-reducing or problem-solving
organism, but also a stimulus-seeking or problem finding organism” (p. 93). This
proactive quality appeared to have much in common with the kinds of thinking and
behaviour needed by teachers in order to facilitate the high quality of learning
advocated in pedagogic models such as the New South Wales Quality Teaching
Model (QTM) (NSW, DET, 2003). In response to the question, “What sort of people
do teachers need to be in order to implement the QTM at consistently high qualities
of teaching and learning?” there is evidence from the literature to support the
argument that they need to be both problem solving and problem finding if they are
to enhance the quality of teaching and learning in the context of the diverse needs of
their students. In other words, they need to be creative.
A decade ago, Hargreaves, Lieberman, Fullan and Hopkins (1998) described good
teachers as “emotional, passionate beings who fill their work and their classes
with pleasure, creativity, challenge and joy” (p. 559). They extended the description
by adding, “Good teachers are passionate about ideas, learning and their relationships
with students” (ibid). There is abundant evidence in the literature to suggest that
these dispositions and attributes continue to apply to what it means to be an effective
teacher who is able to successfully and creatively implement pedagogic models.
Earlier in the literature survey, it was shown that Renzulli (1978, 1998)
conceptualised creativity as one of three components of talent, including task
commitment and above average intelligence. The differentiated model of giftedness
and talent proposed by Gagné (1995a, 1995b), on the other hand, conceptualised
creativity as one of several aptitude domains, rather than as an integral component of
talent. Both theorists, however, subscribed to the idea that creativity was innate.
Nonetheless, this view did not preclude the development of creativity through
deliberate practice and training, as evidenced in Gagné’s focus on the process
involved in the development of giftedness into talent. This included the impact of
personal and environmental catalysts. Irrespective of whether creativity was
conceptualised as being domain specific or an integral component of talent, per se,
literature in the area indicated that creativity is worth considering when examining
those variables that contributed to exceptional teachers and exceptional teaching.
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The complex nature of creativity and the way it functions in relationship to
exceptionality was cause for debate and further research. The work of Michalko
(1998) focused on what he described as “the super creative”. He found that creativity
was associated with different ways of thinking and that, “Creative geniuses know
how to use these thinking strategies – and teach others to use them” (p. 8). Michalko
used the descriptor “genius” to refer to the highest level of exceptionality and, in
support of his findings, cited the work of Zuckermann (1977) who observed that of
the novel laureates she researched, “Their most influential masters taught them
different thinking styles and strategies rather than what to think” (p. 8).
The emphasis on the facilitation of independent and divergent thinking styles became
a dominant theme in research on creativity and, in the context of a study of
exceptional teachers, proved to be important. Teachers and schools, it was argued,
should be in the business of teaching children how to think, rather than what to think.
This principle is reflected in the elements of the QTM dimension Intellectual quality.
Changes in the focus and nature of teaching and learning in New South Wales,
Australia at the turn of the 20th century, for example, highlighted the need for
students to be able to think critically as well as creatively. Students were also called
upon to construct their own meaning and to substantiate that meaning through
increasingly deep knowledge and understanding of their world as well as subject
content learnt at school. In order to facilitate those kinds of thinking, teachers were
called upon to model what they were teaching. The literature yielded strong support
for arguing that the teacher requirements implicit in recent models of pedagogy, such
as the New South Wales Quality Teaching Model (NSW, DET, 2003), indicate that
creativity is likely to be an important component of effective teaching.
2.29 Summary of Part 5
The emergence of creativity as a significant consideration for the study of exceptional
teachers was an important outcome of the review of literature in the fields of effective
teachers and talented adults. The function of creativity as an integral component of
effective teaching and effective leadership in the school was a recurring theme that
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necessitated further exploration and consideration, particularly in the context of
identifying and researching the variables that contributed to the effectiveness of
exceptional teachers and the consistently high levels of quality teaching and learning
in which they engage with their students. Research and literature in the area of
creativity, however, indicated that there is considerable variety in the interpretations
of this concept and in the way creativity functions in terms of teaching and learning.
These interpretations range in focus from the conceptualisation of the teacher as a
leader to the teacher as a co-learner. Literature and research in the fields of
giftedness and talent, and creativity provide strong support for the inclusion of
creativity as an important distinguishing attribute of exceptional teachers.
The inclusion of the field of creativity in the literature review and its application to a
study of exceptional teachers had the potential to extend the traditional body of
thinking about what it means to be an effective teacher, per se. While many
contemporary theoretical models of pedagogy focus on teacher knowledge, skills and
competencies, an exploration of the relationship between these competencies and the
dispositions and attributes of the teacher, including creativity, beliefs and values is
likely to enrich the field of research and thus enhance our understanding of the
teacher qualities that enhance best practice in teaching. It could be argued, for
instance, that within the theoretical framework of the QTM, engagement in quality
pedagogy requires teacher creativity. In the facilitation of the different elements of
the domain Significance, for example, the model indicated that teachers are required
to engage in pedagogy that “Helps make learning meaningful and important to
students. Such pedagogy draws clear connections with students’ prior knowledge and
identities, with contexts outside the classroom, and with multiple ways of knowing or
cultural perspectives” (NSW, DET, p. 9).
Evidence drawn from the literature review supports the notion that if teachers are to
engage successfully in the domain Significance, they are called upon to demonstrate
creativity. Further, the ability to synthesise the domains Intellectual quality and
Quality learning environment with the domain Significance points to the need for the
teacher to be able to engage in high levels of creativity in order to integrate the
elements of each domain so that meaningful, relevant learning is experienced by all
the students. Earlier research, such as that of Sill (1996), foreshadowed this idea by
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focusing on the importance of the teacher’s ability to think creatively and to integrate
and synthesise their own knowledge and understanding of the different contents,
contexts and principles underpinning their students’ learning experiences.
A consideration of the nature and function of creativity in the context of effective
teaching is not without problems. The survey of literature in the field of creativity
indicated that issues inherent in a discussion of creativity include not only those
associated with defining the concept, but also include questions that relate to the
nature of creativity. Research such as that of Simplicio (2000) focused on the issue
of whether creativity was innate or teachable. He argued that creativity “Can be seen
not as just a natural ability possessed by a chosen few, but a methodological approach
that can be mastered by all” (p. 676). This conception of the nature of creativity
supported the thinking of Sternberg (1997a) who proposed, “We all should be
encouraged to develop our creativity in the areas where we have a contribution to
make” (p. 219). Of critical importance in the development of creativity, however,
was the need for an appropriate environment and the desirable beliefs, values and
attitudes that promote creativity. The research of Sternberg and others pointed to the
likelihood that, “People do their most creative work when they love what they do”
(ibid). This suggested a direct link between creativity and passion, thus providing a
platform for exploring other dispositions and behaviours that are associated with
exceptional teachers.
PART 6: Dispositions and the effective teacher
2.30 Rationale and context
Since the landmark report published in the USA by the National Commission for
Teaching and America’s Future (1996) entitled What Matters Most: Teaching for
America’s Future, there has been a growing interest in what is now described as the
fifth dimension in the study of teaching quality, namely the dispositions of effective
teachers. As Erickson, Hyndman, and Wirtz (2005) noted, “State and national
accrediting agencies have included dispositions as an essential element of
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professional educator preparation. These standards describe the requirement for
dispositions within the educator preparation program and the requirement for
assessment” (n.p.).
The accrediting agency, The National Council for Accreditation in Teacher Education
(NCATE), have been most influential in stimulating debate on dispositions and much
effort and research have been devoted to finding ways of fulfilling its requirements to
measure and assess dispositions of teacher effectiveness. NCATE (2002) defined
dispositions as follows,
The values, commitments, and professional ethics that influence
behaviours towards students, families, colleagues and communities and
affective student learning, motivation and development as well as the
educator’s own professional growth. Dispositions are guided by
beliefs and attitudes related to values such as caring, fairness, honesty,
responsibility and social justice. For example, they might include a
belief that all students can learn, a vision of high and challenging
standards, or a commitment to a safe and supportive environment ( p.
59).
More recently, NCATE (2006b) updated its definition of professional dispositions to
include the professional behaviours that educators are expected to demonstrate in the
context of professional interactions with those involved in the teaching-learning
process, including students, families, colleagues and associated communities. Such
behaviors, according to NCATE, are characterised by the way they “support student
learning and development and are consistent with ideas of fairness and the belief that
all students can learn” (p. 5). Regarding the identification of specific teacher
dispositions that contribute to effective teaching, NCATE placed the onus on the
educational institution and stated, “Based on their mission, professional education
units may determine additional professional dispositions they want candidates to
develop” (ibd.). With regard to the assessment of professional dispositions, emphasis
was placed upon “ observable behaviour in educational settings” (ibid.).
Since the issue of this definition, there has been a rapid growth of literature aimed at
interpreting the NCATE requirements with regard to linking dispositions to the
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quality of teaching. This renewed interest in dispositions for educator preparation
was seen in the literature as being critical for two main reasons. First, the disposition
to teach is commonly identified as the primary quality of successful educators
(Taylor & Wasicsko, 2000). Second, addressing dispositions in educator preparation
programs is required at state and national levels as an element of the accreditation
process in the USA. Weiner and Cohen (2003) justified the new quest for studying
dispositions in slightly different terms and stated, “We may never solve the
enormous problems of poor quality teaching and teacher turnover unless more
attention is paid to the dispositions that impact on classroom practice” (p. 2).
From a slightly different perspective, Taylor and Wasicsko (2000) said that, “The
issues for teacher educators will be to define what is meant by “dispositions”, review
the research base, find appropriate measurement tools, decide on the implications for
selecting and preparing future teachers and conduct additional research” (p. 2).
In addressing these challenges, the imposing nature of the quest has been noted in a
variety of ways. The lack of convincing evidence of the relationship between
dispositions and teacher effectiveness was noted by Taylor and Wasicsko who said
that, “Researchers have been examining the dispositions (albeit by names such as
attitudes, perceptions, beliefs, etc) of effective teachers for decades and have found
relationships between effectiveness and the dispositions that teachers hold” (p. 2).
Before discussing literature from the field of dispositions, however, it is necessary to
consider a definition of the concept as it applies to the context of teacher
effectiveness.
2.31 Definitions of dispositions
There is a considerable literature relating to the study of dispositions that have been
variously described. Schussler (2006) used the metaphor of a filter and proposed that,
“This dispositional filter encompasses the teacher’s awareness, inclination and ability
to reflect” (p. 251). Burant, Chubbuck and Whipp (2005) described dispositions as
“attitudes (Getzels & Jackson, 1963), manner (Fenstermacher, 1992), beliefs
(Richardson, 1996), prevailing inclinations and desires (Schussler, Stooksberry &
Bercaw, 2005) and moral dimension (Breyer, 1997; Goodlad, Soder & Sirotnik, 1990;
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Hansen, 2001; Sockett, 2005)” (p. 7). The literature reviewed in this survey reflects
this variety of descriptions.
One of the more influential definitions of dispositions was provided by Katz (1993)
who concluded, “A disposition is a tendency to exhibit frequently, consciously and
voluntarily a pattern of behavior that is directed towards a broad goal” (p. 1). Raths
(2006) interpreted the NCATE view of dispositions as “something inside the brain,
[that] guides teachers’ behaviour – including beliefs and attitudes and so on. The
collection of “things” constitutes a disposition” (p. 10).
The challenge of identifying the inextricable links betweens dispositions and the
effective teacher are evident in much of the recent literature. In addition, the
challenge of identifying the key determinants attached to particular dispositions is
often influenced by particular notions of what constitutes an effective teacher. It has
been noted already that a conceptual dichotomy often exists between the dispositions
of effective teachers, on the one hand, and pedagogic skills and knowledge, on the
other. This dichotomy is exemplified by Zhixin’s (1990) observation that a good
educator is “either 1) a good person with a desirable [personality] characterised by a
love of children, dedication to teaching and intuition in exciting children to learn, or
2) a learned person, who knows the subject matter and how to convey it to children”
(p. 367). Taylor and Wasicsko (2000) suggested a perspective that synthesised
teacher dispositions with pedagogic concerns. Their perspective was that,
Effective teachers are effective people. They are warm and caring,
they enjoy life, and they are enthusiastic about helping other people
to grow and develop. The teacher who is effective is one who combines
these personal qualities (dispositions) with content and method in order
to impact on students in a positive way (p. 9).
The behaviours that are encompassed by the term dispositions in the literature are
wide and varied. The work of Stronge (2002) is often quoted to illustrate the link
between teacher behaviours and dispositions. Weiner and Cohen (2003) summarised
Stronge’s identification of six primary dispositions associated with effective teachers
as being “caring, fairness and respect; enthusiasm and motivation; reflective practice;
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positive attitude towards teaching; and friendly and personal interactions with
students” (p. 4).
When they defined the scope of dispositions Weiner and Cohen (2003) stated that
“Dispositions can be defined as one’s personal qualities or characteristics including
attitudes, beliefs, interests, values and coping styles; determiners of behavior,
constellations of personal meanings from which behaviors spring” (p. 1). More
recently, Sockett (2006) saw dispositions as being the “The professional virtues,
qualities and habits of mind and behavior held and developed by teachers on the basis
of their knowledge, understanding and commitments to students, families, their
colleagues and communities” (p. 23).
In an incisive analysis, Burant, Chubbuck and Whipp (2005) distinguished three basic
approaches to defining dispositions in the literature, the first being the
psychodynamic approach that defined them as personality traits that produce
consistent patterns of behaviour in individuals (Mullin, 2003). The second was an
approach that viewed dispositions as humanistic, existential belief statements that are
equated with propositional belief statements. A third approach to understanding
dispositions identified them as meaningfully understandable and measurable only
when linked to behaviour (Diez, 2005; Mullin, 2003; Ladson-Billings, 2005). Burant,
Chubbuck and Whipp made the important observation that “Conflating dispositions
with static personality traits, with content-laden belief statements or with observable
behaviors is incomplete, inaccurate and reductionist” (p. 9). They suggested another
approach based on the premise that a disposition is more deep-seated than a
measurable belief. In support of this approach they quoted from Schussler,
Stooksberry and Bercaw (2005) who explained, “A disposition is an underlying
value, a point of origin…a guiding source for a teacher to process knowledge and
perform in particular ways” (p. 10).
In pursuing this line of thought, Burant, Chubbuck and Whipp (2005) suggested that
the Schussler (2005) viewpoint was close to the moral dimension that was referred to
by Breyer (1997), Goodlad, Soder and Sirotinik (1990), Hansen (2001), and Sockett
(2005). This analysis led them to the interesting conclusion that, in conjunction with
a consideration of the moral dimension, it “may in fact [be possible to] support a
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synthesised understanding that includes aspects of all three of the aforementioned
definitions, character trait, belief statement and behaviour” (p. 10). In support of this
approach Burant et al. observed that Hansen maintained that the moral aspect of
teaching is best illustrated by conceptualising the means and the ends of teaching and
learning as inseparable and of one fabric.
Having explored a variety of definitions of dispositions, it is evident that there is no
general consensus as to the essential nature of dispositions and the matter remains
open to further debate. As Raths (2006) observed, “The field of teacher education,
perhaps more than most, is known for widely differing definitions of key concepts”
(p. 8). Burant, Chubbuck and Whipp (2005) concurred with this view in the
statement that,” The unsettled nature of the question of how to define “disposition” is
apparent in the historically changing terminology as well as in the current and
confusing NCATE documents” (p. 7). In an attempt to summarise the current state of
debate on dispositions, Bunch (2006) stated that it is best to “Consider the general
nature of dispositions as qualities more deeply held than observable behaviors but
revealed in patterns of behaviour” (n.p.). In his study of recent definitions, Raths
(2006) concluded that “What we see in this authoritative array of definitions is the
concept disposition portrayed as a “cause” of behaviour akin to traits of character or
will that evidently must be shaped and changed if teachers are to “behave correctly”
in the classroom” (p. 11). Raths succinctly summarised the current situation by
characterising the debate on dispositions “as a conceptual mess” and the implications
of this summary of the literature provided a significant challenge for a study of
exceptional teachers. One of the challenges in this study of exceptional teachers,
therefore, was to find a way to “untangle” the plethora of dispositions that are
associated with such teachers. Another challenge was to find a way to synthesise and
organise these dispositions so that they could be examined in meaningful way.
2.32 Assessment of dispositions
Accompanying the literature on dispositions there has been a protracted debate about
how to measure dispositions, however they are defined. Combs (1974) equated
dispositions with perceptions and pioneered the use of high inference research tools
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for making accurate assessments of dispositions. He saw behaviour as the symptom
of perception and he represented the first of a long line of researchers who looked at
behavioural characteristics as a means of assessing and measuring dispositions, but
progress has been slow. Bunch (2006) observed that the “70’s and 80’s research
made demonstrated correlations between some qualities we call dispositions and
effective teaching. But effective teaching was not defined strictly by student learning
gains” (n.p.). The challenge is put slightly differently by Schussler, Stooksbury and
Bercaw (2005) who asserted that there is no clear guidance in the research or practice
as to what is expected of teachers in terms of the identification, analysis and
development of dispositions.
Raths (2006) advocated a two-step approach in addressing the problem of assessment,
namely, “The first is to select the dispositions that a program wishes to strengthen and
the second is to find ways to assess the strength of dispositions” (p. 11). However, as
Erickson, Hyndman and Wirtz (2005) observed, “Of the three competencies, content
knowledge, pedagogical skill and disposition, disposition is the most difficult to
assess” (n.p.). They then nominated four areas of their own on which to base
assessment. These were: “perception of self; perception of others as able (Kagan,
1982); perception of purpose (Collinson, 1996); and, people frame of reference
(Collinson, 1996)” (n.p.). In a more succinct way Raths cited Murray’s (1999)
assertion that “It is the behavior that flows from the disposition that is assessed, not
the disposition itself” (In Raths, 2006, p. 11). Raths concludes, “None of our
approaches have been satisfactory – essentially because of low coefficients of
agreement between raters. It seems that we haven’t been able to teach raters what is
meant by a specific disposition” (p. 16).
The literature revealed that most institutions in the USA are choosing to identify
dispositions in their own particular way as broad categories with associated
behaviours or manifestations. Examples of this approach are the subject of the next
section.
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2.33 Dispositions in practice
Given the imperative to include dispositions in conceptual frameworks for teacher
accreditation in the USA through agencies such as NCATE, many researchers and
institutions have made choices as to the type of dispositions and associated
characteristics that will be used to fulfil accreditation requirements. This final section
of the literature review provides a sample of the type and nature of the choices being
made over the past five years.
The literature indicates that dispositions are being interpreted in practice in a variety
of ways, including: characteristic manners of thinking and acting; habitual frames of
mind; trends in action that are intentional on the part of the teacher; values, beliefs
and intentions that are evident in consistent patterns of behaviour; and, a consistent
tendency, mood or inclination.
Taylor and Wasicsko (2000) contended, “ Effective teachers are effective people” (p.
9). They proposed that, “Being effective as a teacher means not only being proficient
with teaching processes (methods, strategies, and behaviors) that lead to student
products (knowledge, achievement, etc.), but also being a person who can facilitate
positive change in people’s lives” (ibid). They identified dispositions such as warmth
and caring, enjoyment of life, enthusiasm, and a love of “helping other people grow
and develop” (ibid) as being associated with effective teachers. Edwards (2007)
supported this interpretation of the dispositions that are associated with effective
teachers. He noted,
Research indicates that the success of a professional educator ultimately
may depend on the development of the necessary dispositions such as
caring for others, sensitivity to student differences, fairness and strength
in making decisions and getting things done (Burden & Byrd, 2003;
Sockett, 2006; Stronge, 2002) (n.p.).
Burant et al. (2005) acknowledged that Freire (1998) identified the following
characteristics as being important in the effective teacher: “humility, lovingness,
courage, decisiveness, security in one’s authority, patience in impatience, a joy of
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living, a tolerance while maintaining intolerance towards aggression” (Burant et al.,
2005, pp. 12-13). Bunch (2006) listed the dispositions adopted by his own college
(Corban College) as being: “respect and compassion for others; commitment to
professional and personal growth; moral and ethical integrity; and capacity for
leadership” (n. p.). He also indicated his personal preference for dispositions that
were: “empathy; positive view of others; positive view of self; authenticity;
meaningful purpose and vision” (n. p). As an example of institutional practice,
Asbury College (Wesleyan Methodist Heritage) has adopted a triadic approach to
dispositional development that includes: developing knowledge of the dispositions,
developing the identity with the dispositions, and enacting the dispositions (action).
It was concluded from the literature that there was no right way of choosing
dispositions and their associated characteristics. This was indicated by the multitude
of emerging patterns in the design of dispositions frameworks and protocols. As
Bunch (2006) concluded, “Dispositions are deeply held orientations revealed in
behavior patterns” and the development of the actual disposition “depends on many
variables, including the depth of the orientation and how we approach the endeavour
with students” (n.p.).
It should be noted that there is a body of opinion that offers significant criticism of
the NCATE approach to dispositions. For example, Damon (2005) asserted
“NCATE’s operational definition of “dispositions” spills far beyond the precise
semantic boundaries established in the behavioral sciences” (p. 3). He went on to say
that “This definitional contrast is far more than an academic distinction…The effect
of the NCATE approach is that it opens virtually all of a candidate’s thoughts and
acts to scrutiny as part of the assessment process” (p. 3). Freeman (2005) pointed out
that the debate on dispositions and their association with effective teachers has a
relatively long and respectable history going back to at least as early as the 1980s,
when Ennis (1987) introduced the notion of dispositions into writing and research
about critical thinking. The notion of disposition continues to be developed by others
in this growing field of literature and research.
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2.34 Towards a conceptual framework for an analysis of
dispositions
Freeman (2007b) provided his own analysis of the current debate on dispositions.
His main premise was, “Dispositions do not appear in isolation from one another;
they frequently appear to be tangled together and at times appear to defy untwisting
and straightening out for the kind of analysis that is needed” (p. 133). He provided
his own conceptual analysis based on the term “dispositions-in-action”. In doing so,
he acknowledged his indebtedness to John Searle (1983) who developed the notion
of “intention-in-action” that Freeman used to arrive at his term “dispositions-in-
action”. Freeman also suggested that “a disposition might be conceptualised as a
system comprised of three interrelated elements: valuing, strategy, and intention” (p.
126). In defining the element of valuing he explained,
By valuing I refer to the desire for something to be realized, a want.
It encompasses more than a favourable attitude or a mere belief
that a certain state of affairs should be achieved. It has about [it]
the quality of envisaging, of seeing how the future can unfold (p. 126).
Freeman (2007b) reinforced this notion of valuing and argued, “Without the
component of “values”, whether implicit or explicit, there is no disposition. Values
are the driving force, the aspect of a disposition that responds to the question, Why
or why bother?” (p. 127). Freeman provided what he termed a “preliminary”
definition of the second component, “strategy” and explained that it was “the means
we use to relate some piece of thinking or action to a large piece of thinking, action,
or a vision” (p. 128). The third component, “intention”, was defined by Freeman in
terms of the notion of “intention-in-action” that was developed by Searle (1983) who
summarised it as an observable phenomenon.
“Intention-in-action” presents – it is observable in the event which it
produces. In the case of “intention-in-action” the correlate in teacher
education consists of exercises which permit “authentic assessment”
or of situations in which candidates carry out teaching, administrative
and other relevant tasks in “real” situation (Freeman, 2007b, p. 128).
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Having defined the three principal components of dispositions as he saw them,
Freeman (2007b) postulated that dispositions had to be seen in a given context. In
explaining the relationship between context and dispositions he proposed that,
disposition is, or results in, a particular kind of intentional action
or behavior. It is behavior or action that occurs in a given context
at a given time; it is behavior or action that is related in an as yet
unclear and complicated way to the context in which it occurs (p. 130).
As a result of this analysis of the key components of dispositions and the importance
of the context in which they were operating, Freeman (2007b) formulated what he
termed “the syntax of dispositions” which he depicted as “Constraints and
possibilities of context + an intention-in-action + values to be realized + pursuing
selected strategies” (p. 133). He added that in the syntactical relationship “All of
these elements must be present in order for a disposition to be activated and result in
observable action” (ibid) and “If a pattern of teaching behaviour is not producing the
desired result, this syntax suggests that a systematic examination of context, levels of
intention, strategies, and values will assist in identifying where change or adjustment
is necessary” (ibid).
2.35 Summary of dispositions
In summary, this brief survey of current practice in the deployment of dispositions
relating to teaching effectiveness in the United States of America reveals a strong
sense of purpose but a very disparate range of dispositions and an even more varied
range of associated characteristics. This is illustrated in institutional profiles and the
preferences of researchers. It also reveals the challenges in trying to apply a
dispositions framework in practice. In spite of these challenges, however, literature
from the field of dispositions provides a valuable perspective that needs to be taken
into account when considering what it means to be an exceptional teacher. This is a
perspective that may be useful for the purpose of working towards a synthesis of the
personal attributes and classroom behaviours that characterise exceptional teachers.
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2.36 Observations to be made from the literature review
From the review of literature it is evident that there are recurring themes that infuse
the five selected fields of research. Some of these themes have particular relevance to
the current study and will be investigated further in the context of the development of
a dispositional model that may be of assistance in conceptualising and understanding
what it means to be an exceptional teacher.
Several observations can be made from the literature review. The first is that if we
intend to identify and examine the dispositional variables that are associated with
exceptional teachers, then there is a need to “untangle”, organise and synthesise the
multitude dispositions that are referred to across the five fields of research. The
second is that there appears to be a dynamic relationship between dispositions,
themselves, and between dispositions and related teacher behaviours and this needs to
be taken into account when attempting to differentiate between teachers with the
intention of understanding what it means to be an exceptional teacher. A third
observation is that there appear to be “clusters” of dispositions that may be of key
importance when considering a study of exceptional teachers. Finally, literature from
the five selected fields indicates that a study of the dispositions associated with
exceptional teachers is likely to be both complex and, to an extent, subjective because
of the nature of the concepts “exceptional teacher” and “disposition”.
Chapter 5 presents the second stage of the research and is an attempt to respond to the
challenges implicit in these observations through the design of the Dispositional
Cluster Model, a conceptual model that is based on the findings from the literature
review. Chapters 3 and 4 present the conceptual framework and the methodological
framework underpinning this study.
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CHAPTER 3
Conceptual Framework and Research Approach for the
Study of Exceptional Teachers
3.1 Introduction and rationale
In order to facilitate this study of exceptional teachers, particularly with reference to the
role of dispositions in coming to an understanding of what it means to be an exceptional
teacher, it is considered essential to design an appropriate conceptual framework as well
as adopt an appropriate research approach. A feature of the literature review was that it
extended the investigation of what it means to be an exceptional teacher to include not
only the field of effective teaching and effective teachers, but also the fields of
giftedness and talent, intelligence, creativity and dispositions. While pedagogical
variables are important considerations, teacher dispositions also need to be taken into
account in the investigation. The central challenge is to accommodate the diverse mix
of pedagogical and dispositional considerations in the design of a comprehensive
conceptual framework for testing the working hypotheses. A unique aspect of this
approach is the design of a Dispositional Cluster Model (DCM) that, when used with
other instruments, can assist in understanding the role of dispositions in differentiating
between teachers and identifying “exceptional teachers” in the context of a case study.
The design of the conceptual framework is driven, to a large extent, by the research
questions that focus on three key issues: what it means to be an “exceptional teacher”,
the role of dispositions in defining this concept, and a study of how the characteristics
of exceptional teachers are manifest in practice. In this context, the research
contribution of the study is that it establishes a model for exploring the personal
dispositions and classroom behaviour of exceptional teachers and that, in doing so, it
can inform the debate on the improvement of the quality of teaching in schools and on
the implementation of pedagogic models such as the New South Wales Quality
Teaching Model (QTM) (NSW, DET, 2003). In addition, the study also contributes to
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the debate on effective teachers through the design of an Interview Analysis Framework
(IAF) that was used in the case study.
3.2 Case study research approach
This study has at its core a case study research approach along the lines of constructivist
inquiry, involving “a process of developing systematized knowledge gained from
observations that are formulated to support insights and generalizations about the
phenomena under study” (Lauer & Asher, 1988, p. 7). According to Yin (2003) case
study research “Investigates a contemporary phenomenon within its real life context
especially when the boundaries between phenomenon and context are not clearly
evident” (p. 13). He went on to say that the case study inquiry approach “copes with the
technically destructive situation in which there will be many more variables of interest
than data points” (p. 13). A case study approach is selected because it accommodates
both objective and subjective data input ranging from the observation and analysis of
classroom behaviours, using well researched observation criteria, to the self-reflections
of teachers.
3.3 Mixed method approach
In adopting a case study research approach it is important to stress that it permits what
is referred to in recent literature as a “mixed method” approach. Tashakkori and
Creswell (2007) defined mixed method research as “research in which the investigator
collects and analyses data, integrates the findings, and draws inferences using both
qualitative and quantitative approaches or methods in a single study or a program of
enquiry” (p. 4). The thrust of this definition is supported by Johnson and Onwuegbuzie
(2004) who stated “Mixed method research is …the class of research where the
researcher mixes or combines quantitative and qualitative research techniques, methods
and approaches, concepts or languages into a single study” (p. 17). This is an
important consideration for the proposed study of exceptional teachers because it allows
for research input from a variety of different sources, some of which are more suited to
qualitative methods of investigation than quantitative methods. The aim is to come to
an understanding of exceptional teachers that synthesizes both pedagogic and
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dispositional features so that a more holistic view of what it means to be an exceptional
teacher is achieved.
Johnson and Onwuegbuzie (2004) identified two major types of mixed methods
research namely, “mixed model (mixing qualitative and quantitative approaches within
or across the stages of the research process)” and “mixed method (the inclusion of a
quantitative phase and a qualitative phase in an overall research study)” (p. 20). For the
purposes of this study a “mixed model” as defined by Johnson and Onwuegbuzie has
been adopted.
Greene, Caracelli and Graham (1989) identified several significant advantages in
adopting the mixed method approach. These can be summarised as: triangulation that
tests the consistency of findings obtained from different instruments; complementarity
that clarifies and illustrates results from one method with the use of another method;
development of results from one method shape subsequent methods or steps in the
research process; initiation that stimulates new research questions or challenges results
obtained through one method; and expansion that provides richness and detail in
exploring specific features of early methods. All of these factors are relevant to the
nature and conduct of this study.
3.4 Constructivist Inquiry Theory
In Chapter 2 it was argued that the phenomenon “exceptional teacher” is a reality and
that it is worth finding out as much as we can about this phenomenon. By so doing, it is
possible to contribute useful knowledge that can assist teachers to enhance the quality of
their teaching and their students’ learning. In order to learn more about this
phenomenon, it is important to engage with exceptional teachers in the context of their
classroom behaviour and in the context of their personal reflections. For this reason the
research approach adopted in this study will be informed to a significant extent by the
principles of constructivist inquiry theory. According to Charmaz (2006), “A
constructivist approach places priority on the phenomena of study and sees both data
and analysis as created from shared experiences and relationships with the participant”
(p. 130). Charmaz emphasised that a constructivist approach acknowledges that the
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resulting theory is an interpretation. In other words, “The theory depends on the
researcher’s view; it does not and cannot stand outside of it. Granted, different
researchers may come up with similar ideas, although how they render them
theoretically may differ” (p. 130). The adoption of this research approach and
framework requires the use of guiding principles that will assist in maintaining
credibility and providing weight of evidence to test the four working hypotheses.
In formal terms, the following elements of constructivist inquiry theory as postulated by
Pickard and Dixon (2004, pp. 5-6) are used as principles to guide the development of
the methodological framework, namely: an ontology that is relativist and accommodates
multiple realities constructed by individuals; an epistemology that is subjective and
interactive where the researcher and the subject are interactive; a methodology based on
empathetic interaction between researcher and subject as the basis of interpretation;
outcomes of research that are context and time dependent working hypotheses leading
to understanding.
Of importance to the conduct of this study are the five axioms of the naturalistic inquiry
paradigm that Lincoln and Guba (1985) summarised as,
Realities which are multiple, constructed and holistic; knower and
known are interactive, inseparable; only time and context bound
working hypotheses are possible; all entities in a state of mutual
simultaneous so that it is impossible to distinguish causes from
effects; inquiry is value bound (p. 37).
Given these axioms, of particular importance to the validity of constructivist inquiry and
the research approach used in this study is the question of trustworthiness that
encompasses concepts of credibility, transferability, dependability and confirmability
(Lincoln & Guba, 1985). They explained, “The aim of trustworthiness in a qualitative
inquiry is to support the argument that the inquiry’s findings are worth paying attention
to” (p. 290). With reference to the current study, the construction of an audit trail for
establishing trustworthiness has emerged as an important guiding principle. To that end,
Lincoln and Guba who outlined a research audit trail comprising six categories of
information provided guidance, including:
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1. Raw data, for example, written field notes, audio and video recordings or
survey results;
2. Data reduction and analysis products, for example, summaries, theme
identification, and working hypotheses;
3. Data reconstruction and synthesis products, for example, clustering of
themes into categories, interpretations and final report;
4. Process notes, for example, methodological notes and trustworthiness notes.
5. Information about intentions and disposition, for example, the research
proposal and personal notes; and,
6. Instrument development information, for example, questionnaire design,
semi structured interview questions and other instruments used for analysis
(pp. 319-321).
In summary, these principles and associated practices of constructivist inquiry theory
are applied in this study because they complement, enrich and provide methodological
rigor when combined with a mixed method research approach. The nature of a study of
exceptional teachers, as undertaken for the purposes of this thesis, calls for a mixed
method research approach because of the multi-dimensional character of the
phenomenon that is examined.
3.5 Activity domains
Taking into account the complex nature of the phenomenon “exceptional teachers”,
three major areas or domains of activity are of relevance to this study, namely: the
educational domain, the pedagogic domain, and the affective domain. Each domain is
conceptualised in terms of its reciprocal effect on the other two. The educational
domain gives context to the study by placing participant teachers and students within
the setting of the independent school sector, Kindergarten (K) to Year 12 (12), in New
South Wales, Australia. The pedagogic domain of activity is important because it
provides context for the theory, philosophy and principles that guide the educational
practice of the participant teachers and schools. Also, the pedagogic domain is
important because of the effect it has on student learning. The elements of the
pedagogic domain are manifest in observable classroom behaviours, including the
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relationships that are established between teachers and pupils. The affective domain
includes the teacher’s personal values and educational beliefs. It also includes the
teacher’s personal dispositions. The theoretical framework of this study is characterised
by strong interplay between the elements of the pedagogic domain and those of the
affective domain. This, in turn, impacts on the educational domain.
3.6 Summary
In this chapter, the term ‘conceptual framework’ has been used to refer to the way the
dynamics between the three major components of the study (i.e. the activity domain,
research approach, and research contribution) have been conceptualised. The conceptual
framework for this study can be depicted in diagrammatic form as given in Figure 3.1
which is based on three considerations. The first is a consideration of what teachers do
(their pedagogic practices). The second consideration is the reasons why they do these
things. This includes aspects such as their values, beliefs and dispositions (the affective
domain). The third consideration is how the education context (Kindergarten to Year
12 classrooms in schools) and the work teachers do influence their beliefs and actions
and, in turn, how the education context and teachers’ work are affected by their beliefs
and actions. In addition, the conceptual framework takes into account how the
interaction between affective and pedagogic factors is influenced by the teaching
environment.
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Figure 3.1. The conceptual framework.
In summary, the conceptual framework guiding the conduct of this study is based on the
use of a case study research approach using mixed method research techniques and an
epistemology based on constructivist inquiry theory. The conceptual framework and
research approach discussed in this chapter are important because they underpin the
methodological framework that forms the basis of this study of exceptional teachers.
The central challenge of the design of the conceptual framework was to accommodate
the multi-dimensional nature of the concept “exceptional teachers” as reflected in the
literature review. This now opens the way for a discussion of the methodological
framework.
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CHAPTER 4
The Methodological Framework for the Study
4.1 Introduction and overview
The methodological framework relies heavily on the principles outlined in the
conceptual framework, namely: the case study approach, constructivist inquiry theory
and the deployment of mixed method research techniques. The methodological
framework is designed to answer the research questions and to address the five working
hypotheses.
The framework is represented in Figure 4.1 as a seven-stage process that begins in Stage
1 with a review of literature from five related fields, namely: effective teachers and
effective teaching, giftedness and talent, intelligence, creativity, and dispositions. Stage
2 involves the development of the Dispositional Cluster Model (DCM) that is based on
the literature review. This stage involved the use of constructivist inquiry theory.
Stage 3 sets up a case study involving a cohort of 12 teachers deemed by their school
principals as being “exceptional”. The principals made the selection after being briefed
on the Quality Teaching Model (QTM) and the newly created Dispositional Cluster
Model as well as participating in a workshop referenced to the QTM and the DCM. The
case study is designed to elicit two kinds of data with respect to the participant teachers.
One kind of data is what teachers are observed to be doing in the classroom. The other
kind of data is what the teachers say about themselves with respect to their personal
values and their educational beliefs. Teacher behaviour in the classroom will be rated
using the New South Wales Quality Teaching Model (QTM) and the Teacher Behaviors
Checklist (TBC). Teacher self reports will make use of the My Values Questionnaire
(MVQ) and the Educational Beliefs Questionnaire (EBQ).
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Stages 4 and 5 involve a comprehensive analysis of the case study interviews. It
includes the development and application of the Interview Analysis Framework (IAF)
for analysing the case study interviews, and the analysis of case study interviews using
NVivo. These are particularly important stages in the methodology because while the
IAF has its origins in the DCM, it is premised on Freeman’s (2007b) syntax of
dispositions. The IAF is used to “operationalise” the DCM. This is done by using the
IAF as an instrument for differentiating between the case study teachers in Stage 4 of
the methodological framework.
Analysis of the case study interviews continues in Stage 5 using NVivo software to
differentiate between the 12 case study teachers. The culmination of analysing the
teacher interviews in Stages 4 and 5 is an examination of the correlations between the
results of the IAF and other data. This includes data from the NVivo “Tree Node”
analysis that uses a coding system based on all items in the QTM, TBC, MVQ and
EBQ. At this point in the research process evidence is gathered to identify patterns of
pedagogic and dispositional variables that differentiate between the “exceptional
teachers” and other teachers in the case study cohort.
The sixth stage of the methodological framework involves the drawing together of data
from Stages 3, 4 and 5 with a view to identifying those variables from the case study
instruments (QTM, TBC, MVQ and EBQ), the IAF, and the NVivo analysis that most
strongly differentiate between the case study teachers.
Throughout these six stages in the methodological framework the guiding influences are
the research questions that are enunciated in Chapter 1 and the four working hypotheses
formulated in association with these questions. The major findings and implications of
the research are included in Stage 7. This includes a discussion of the implications for
implementing pedagogic models and professional standards in Australian schools.
Relevant aspects of these seven stages of the methodological framework are the focus of
the ensuing sections of this chapter.
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4.2 The methodological framework in diagrammatic form
In order to assist with understanding what is included in each stage of the
methodological framework, it is considered useful first to present the methodology of
the research process in diagrammatic form that depicts the major activities involved in
each of the seven stages. This diagrammatic depiction is shown in Figure 4.1.
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4.3 Developing the DCM (Stage 2)
Stage 2 follows an extensive literature review in Stage 1. This stage involves the use of
a constructivist approach in interpreting the literature review in order to identify and
cluster dispositions associated with exceptional teachers into a conceptual model that is
termed the Dispositional Cluster Model (DCM). This activity was undertaken in
response to the testing of working hypothesis (i), A range of personal dispositions
associated with exceptional teachers can be identified and organised in a conceptual
model.
4.4 Teacher case studies (Stage 3)
The third stage of the investigation involves a detailed case study approach using
12 teachers nominated by their principals as being “exceptional”. Qualitative and
quantitative techniques are used in the “mixed method” approach as a means of dealing
with the complex array of variables involved in addressing the requirements of working
hypotheses (ii) It is possible to differentiate between teachers considered to be
exceptional using a series of instruments that explore their classroom behaviour and
their personal reflections and (iii) Differentiation between exceptional teachers and
other teachers can be achieved through the modeling of personal dispositions. Four
instruments were selected in order to assess the case study teacher performance in the
classroom and to elicit further information from them regarding their personal values
and educational beliefs.
Two instruments were used to study classroom behaviour, these being the New South
Wales Quality Teaching Model (QTM) and the Teacher Behaviors Checklist (TBC).
These instruments are discussed in detail in Chapter 6. Ratings according to the items
in these two instruments were based on observations and a video recording of three
lessons from each teacher. In order to elicit information about their values and beliefs,
the case study teachers they were required to respond to items in two instruments, the
My Values Questionnaire (MVQ) and the Educational Beliefs Questionnaire (EBQ).
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The target populations were selected on the basis of opportunity sampling (Jupp, 2006;
Mason, 2002) taking into account availability and ease of access Data were gathered on
the basis of mixed method sampling (Teddlie & Yu, 2007).
4.4.1 Case study participants and rationale for selection
Principals from a representative sample of Hunter Region Independent Schools (HRIS)
and principals from a representative sample of the Association of Independent Schools
(AIS) in New South Wales were invited to be involved in the study. The HRIS schools
represented a cross-section of socio-economic and socio-cultural demographics. Five of
the participant schools are rural. The other schools are situated in urban areas. The
schools selected from the AIS represented a cross-section of socio-economic and socio-
cultural demographics that complemented the HRIS schools. Four of the AIS schools
were inner-city schools that had multi-cultural student populations. A total of 17
schools were represented at the initial workshop and discussion. Ease of access was one
of the main reasons for selecting principals from these schools. The researcher is
known to most of the school principals.
The workshop focused on the New South Wales Quality Teaching Model (QTM) and
examined the implications of the three dimensions (Intellectual quality, Quality
learning environment, and Significance) and their defining elements for classroom
practice. This included discussion about the nature of high quality teaching and how it
is manifest in teaching behaviour. In addition, the Dispositional Cluster Model (DCM)
was presented and the nature and role of teacher dispositions was discussed. The
concept ‘exceptional’ teacher was discussed with reference to both pedagogic and
dispositional variables. It was on the basis of their understanding of the QTM and the
DCM that principals were invited to nominate ‘exceptional’ teachers from their schools.
After being briefed and “workshopped”, school principals nominated teachers who
would participate in the case study. These teachers represented both primary and
secondary schools. The inclusion of the case study was to research, by direct
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observation, the classroom practice of teachers who were identified as being the best
practice or “exceptional” teachers. Principals from nine schools nominated 12 teachers.
The participation of these teachers provided the case study data.
4.4.2 The case study procedure
In adopting this case study approach the given procedures are followed:
i. Principals are asked if they would identify one or more exceptional teachers in
their school. The identification is on the basis of demonstrated performance in
the context of the New South Wales Quality Teaching Model and the DCM.
ii. Principals/heads of school are then requested to discuss with these teachers the
possibility of being a participant case study teacher and to gain their consent
prior to being nominated for the research project.
iii. Once a teacher’s consent had been gained an information sheet is sent to that
teacher.
iv. After reading the information sheet the teacher is given the opportunity to
participate in the research as a case study teacher.
v. Where the teacher consents to participate in the case study an appointment is
made to discuss the conditions of the case study with the teacher, including the
video recording of classes as selected by the case study teacher.
vi. At the first interview/discussion the teacher is provided with information sheets
that will be disseminated to the parents of students who will be in that teacher’s
class when it is observed and video-recorded.
vii. Three classes of each of the identified teachers will be observed and video
recorded. At the end of the three sessions each teacher is given opportunity to
view the video recorded lessons. His or her request to edit out material will be
respected and, where appropriate, incidental footage of student faces will be
edited out in order to protect the identity of the students.
viii. At the end of the three teaching sessions, the teacher will be invited to respond
to two questionnaires: the My Values Questionnaire (MVQ) (see Chapter 6) and
the Educational Beliefs Questionnaire (EBQ) (see Chapter 6)
ix. Case teachers also will be requested to respond to questions in a semi-structured
interview, after all three lessons have been taught. This will be approximately 45
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to 60 minutes’ duration. Opportunity will be provided for unsolicited comments
or narrative throughout the interview (see Chapter 8).
x. In addition, the case study teachers will be requested to respond to a short
questionnaire regarding the extent of their knowledge and understanding of the
QTM.
xi. All video recorded lessons will then be analysed conjointly by two experienced
professional teacher educators using an adapted version of the Teacher Behaviors
Checklist (TBC), with one lesson in every three being audited by a third equally
qualified teacher (see Chapter 6).
xii. In addition to the analysis using the TBC, the lessons also will be analysed by two
Newcastle University academics using the New South Wales Quality Teaching
coding instrument (QTM). Later, the case study teacher interviews will be
analysed using the IAF. This will allow for triangulation between performances
on the TBC, QTM, and IAF.
xiii. Debriefing procedures will be conducted with case study teachers and their
principals.
xiv All procedures are subject to compliance with the Ethics Committee of the
University of Newcastle (see Appendix A).
4.5 Development and application of the Interview Analysis
Framework (IAF) (Stage 4) for case study interviews
In Stage 4 of the study, semi structured interviews are conducted with the 12 participant
teachers after the completion of the three video recorded lessons. The results of these
interviews are then analysed through the use of an instrument constructed by the
researcher called the Interview Analysis Framework (IAF). This instrument is based on
the five clusters of the DCM and an adaptation of Freeman’s (2007b) “syntax of
dispositions” (p.130). The scores from the application of the IAF for each of the 12
teachers are correlated with their scores from the four case study instruments (i.e. QTM,
TBC, MVQ and EBQ). This is discussed in Chapter 8.
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4.6 Use of NVivo software for case study interview analysis (Stage 5)
Stage 5 involves the analysis of case study interviews using NVivo software. This is
done at two levels. The first involves the frequency of teacher references to items that
are associated directly with the four instruments (i.e. QTM, TBC, MVQ and EBQ).
These references are referred to as “Tree Nodes”. The second level of NVivo analysis
involves the frequency of teacher references to items that are not associated with these
instruments. These items are referred to as “Free Nodes” and reflect teacher thinking
about pedagogic and dispositional elements that are teacher-generated, rather than
instrument-generated. Each teacher will be given a frequency rating for these two levels
of NVivo analysis. These ratings will be converted to scores that can be used for the
purposes of comparison with other data yielded in the study. These comparisons will be
in the form of correlations. The data from the IAF interview analysis and the NVivo
analysis will be used for the purposes of differentiating between the case study teachers.
4.7 Drawing together the case study data (Stage 6)
The penultimate stage of the study extrapolates information from the case study and the
data analysis that differentiates most strongly between the case study teachers. In
particular, the performance and reflections of the case study teachers who consistently
score the highest ratings across the various instruments, including the IAF and NVivo
analysis will be examined. Stage 7 is used as a means of responding to working
hypothesis (ii) It is possible to differentiate between teachers considered to be
exceptional using a series of instruments that explore their classroom behaviour and
their personal reflections, and (iii) It is possible to differentiate between teachers
considered to be exceptional using a series of instruments that explore their classroom
behaviour and their personal reflections. The underlying rationale for this is that there
appears to be a strong association between dispositions and teacher effectiveness.
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4.8 Major findings including implications for implementing pedagogic
models (Stage 7)
In order to respond to working hypothesis (iv) The study of the role of dispositions in
differentiating between teachers may prove useful for enhancing quality teaching and
the implementation of pedagogic models such as the New South Wales Quality Teaching
Model, due consideration will be given to weight of evidence from the case study. It is
anticipated that this weight of evidence, as well as the nature of the evidence itself, may
assist with the implementation of pedagogic models in Australia, in particular the New
South Wales Quality Teaching Model. In addition, it is anticipated that this also may
assist with the development of professional teaching standards.
4.9 Summary
A seven-stage process has been described for the methodology required to explore and
test the implications of the four working hypotheses. In this case study of “exceptional
teachers” qualitative and quantitative techniques are applied, as appropriate, at various
stages of the investigation in what has been defined as a “mixed model” approach
(Johnson & Onwuegbuzie, 2004). The qualitative component has been enhanced by the
application of constructivist inquiry theory. The next chapter deals with the second
stage of the study that explains the development of the DCM.
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CHAPTER 5
Developing a Dispositional Cluster Model
5.1 Introduction and rationale
The primary aim of this chapter is to address Stage 2 of the methodological
framework by explaining the development of the Dispositional Cluster Model
(DCM) as a response to working hypothesis (i) A range of personal dispositions
associated with exceptional teachers can be identified and organised in a conceptual
model. The development of the DCM is also integral to working hypotheses (ii) and
(iii) (see Chapter 1) in that it becomes an application instrument when used in
association with the Interview Analysis Framework (IAF) for the purpose of
differentiating between case study teachers.
The literature review suggested that a wide variety of dispositions are worth
considering when studying what it means to be an exceptional teacher. What was
needed, however, was the development of a conceptual framework that could be used
not only to organise these dispositions, but that would allow for some form of
measurement. It made sense, therefore, to see if some of those dispositions had
common features that allowed them to be grouped or clustered.
The idea of developing a cluster model of dispositions to assist with differentiating
between exceptional teachers and other teachers emerged very early in preliminary
reading on human dimensions that affected teaching and the idea was then
formalised as working hypothesis (i). The development of the DCM as described in
this chapter represents a conceptual model that consists of five primary dispositions,
each of which contains secondary dispositions. The DCM will become
operationalised as an application instrument for differentiating between case study
teachers in later stages of the methodological framework underpinning this thesis.
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5.2 Defining dispositions
As is evidenced from the literature review, there is now a rich array of different
research perspectives relating to the nature of dispositions, to the challenge of
measuring them and to their impact on teaching practice (see, for example, Arnstine,
1967; Bunch, 2006; Burant, Chubbuck & Whipp, 2005; Collinson, 1996a, 1996b;
Diez; 2005, 2007; Freeman, 2007a, 2007b; Katz, 1993; Katz & Raths, 1985; Raths,
2006; Sockett, 2005; Taylor & Wasicsko, 2000; Weiner & Cohen, 2003).
5.2.1 Three examples of definitions
An example of these definitions will demonstrate this diversity. Katz and Raths
(1985) explored the notion of disposition as “an attributed characteristic of a teacher,
one that summarizes the trend of a teacher’s actions in particular contexts” (p. 301).
As Katz and Raths pointed out, this definition emphasised the idea that a disposition
is a characteristic of the teacher that is manifest in behaviour. The definition,
however, does not suggest that dispositions cause behaviour.
A similar notion of dispositions was evident in Ennis’ (1987) definition, “a
disposition is a tendency to do something, given certain conditions” (In Raths, 2006,
p. 19). Here, emphasis was placed upon the teacher’s tendency to do something,
rather that on the action itself. A third definition that serves as an example of the
diversity of perspectives on the nature of dispositions was that of Sockett (2005) who
defined dispositions as, “The professional virtues, qualities and habits of mind and
behavior held and developed by teachers on the basis of their knowledge,
understanding, and commitments to students, families, their colleagues and
communities” (p. 23). The undeniable link between dispositions and character in
Sockett’s definition thus provided a different perspective that called for a qualitative,
rather than a quantitative approach to the study of teacher dispositions.
While these definitions differed in emphases and in the terminology used, some
useful conclusions can be drawn from the literature review. First, there is as yet no
conceptual agreement on the nature of dispositions or their means of assessment.
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Second, dispositions are generally acknowledged to be intangible qualities that can
only be revealed in patterns of behaviour and it is important therefore to associate
teacher and classroom behaviours with each disposition (see, for example, Diez,
2005; Katz, 1993; Taylor & Wasicsko, 2000; Thornton, 2006). Third, as Bunch
(2006) noted, dispositions have been interpreted in a number of different ways
including: characteristic manners of thinking and acting; habitual frames of mind;
trends in action that are intentional on the part of the actor; values, beliefs and
intentions that are discovered in consistent patterns of behaviour; prevailing tendency
mood or inclination. Finally, it is evident from the literature review that there are
many different ways of selecting and grouping dispositions.
5.2.2 The working definition of “dispositions” for this study
For the purposes of this thesis, a working definition of dispositions has been
formulated by the researcher based on a synthesis of various definitions in the
literature review (Bunch, 2006; Burant, Chubbuck & Whipp; 2005; Katz, 1993;
Raths, 2006; Sockett, 2005; Schussler, Stooksberry & Bercaw 2005; Taylor &
Wasicsko, 2000; Weiner & Cohen, 2003; Zhixin, 1990). The definition was given in
Chapter 1. Dispositions are inherent qualities that incline a person to act in
consistent ways that can be observed through patterns of behaviour in particular
contexts.
5.3 Strategies for creating and populating the DCM
The process of designing and developing a dispositional cluster model relied on
findings and direction from the literature review. Several questions posed by
Freeman (2007b) were crucial to the development of the methodology. He framed
the questions as follows:
Are the number of dispositions related to educators infinite? Are there
criteria to separate the important dispositions from the non-important?
And once dispositions have been identified is it possible that we have
only identified supradispositions that in turn are made up of
sub-dispositions? (p. 22)
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In response to these questions, this study adopted a number of strategic assumptions,
namely: (i) there appeared to be no consensus in the literature on how many
dispositions exist, (ii) a pragmatic choice was made, therefore, based on qualitative
judgments of the findings of the literature review, (iii) the relative importance of any
particular disposition was primarily ascertained according to the number of
references and the associated depth of analysis in the literature review, and (iv) the
distinction between supradispositions and subdispositions is considered valid, and for
the purposes of this thesis this has been interpreted in the form of a distinction
between primary and associated secondary dispositions.
5.4 Methodology for populating the DCM
5.4.1 The application of constructivist theory
From a very large catalogue of dispositions identified in the literature (see Appendix
B) five primary dispositions, all with associated secondary dispositions were
identified. The process of selecting the five primary dispositions and the associated
secondary dispositions into five clusters was conceptually based on constructivist
theory. The identification of the clusters was based on informed judgements of
research findings in the literature review. The actual selection process involved an
experienced senior teacher and a university academic in psychology and education
who first acted individually and then jointly to complete the process.
5.4.2 The process of populating the DCM
The process of populating the DCM first involved identifying and then collating
what were perceived to be “dispositions” from the literature survey. No attempt was
made in this preliminary stage of the process to separate these tentative
“dispositions”. The items were then entered into a grid that shows the dispositions(s)
and their reference(s) in the literature review (see Appendix C). Once this was done,
two experienced educators independently went about the task of compacting the
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large number of referenced “dispositions” by grouping or clustering the items on the
basis of similarity in meaning. The clusters of dispositions were then compared and
discussed. During this stage, as similarities between the tentative “dispositions”
became clearer, possible concept names for the emerging clusters of subsidiary
“dispositions” were identified.
It was evident, for example, that there was a relatively large cluster of items
associated with the teacher’s sense of self and others. The “umbrella” term selected
for this cluster was teacher Authenticity. A second cluster of items tended to focus
on the teacher’s sense of purpose and engagement. This cluster was given the
tentative descriptor Commitment. A third group of “dispositions” was predominantly
associated with teacher Creativity. A fourth cluster was found to be associated with
the teacher’s knowledge and the way this was communicated. This cluster was given
the descriptor Communicative. There appeared to be a fifth group of “dispositions”
that had to do with teacher enthusiasm and energy. It was more challenging to make
a decision about the fifth cluster. Although this group shared similarities with the
cluster Commitment, there appeared to be sufficient grounds from the literature to
include these “dispositions” in a separate cluster and after deliberation, the fifth
cluster was given the descriptor Passion. It was necessary to clarify further the
cluster descriptors, particularly Passion, in the context of their use in the DCM. This
has been done in Chapter 8 where the DCM forms the basis of the Interview Analysis
Framework (IAF) in conjunction with Freeman’s (2007b) syntax of dispositions.
A final step in the process of populating the DCM involved the further collapsing of
dispositional items. The two educators independently examined the items and then
compared and discussed again whether there should be four or five dispositional
clusters. After re-examining the grouping of the items, it was decided to retain the
five dispositional clusters because there appeared to be sufficient grounds from the
literature to do this. The selection of five dispositional clusters, therefore, was not
arbitrary. It resulted during the process of organising and attempting to group the
dispositions that were referred to in the literature review.
During this process, it was evident that some of the dispositional items such as
“motivated” could have been placed in more than once cluster. Where this was the
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case, the literature survey was revisited and a decision was then made as to the most
appropriate placement of that disposition. This process was by nature subjective and
the involvement of two independent evaluators was an attempt to keep a check on
this subjectivity.
Two important points that were evident during this process were first, that there was
a strong inter-relatedness between the clusters and their dispositional elements. A
second point was that, conceptually, the nature of the relationship was dynamic. The
five clusters appeared to be inter-dependent as well as inter-related. If performance
in one dispositional cluster was poor, then that was likely to impact on the other four
clusters.
5.5 Description of dispositions
The purpose of this section is to describe the five clusters of dispositions drawing on
findings from the literature review. This approach is consistent with the proposition
outlined earlier in this chapter that dispositions can only be made meaningful by
illustrative examples of behaviour emanating from the teachers themselves, or from
observations of their impact on learning and teaching activities relating to the student
experience. It is contended that the choice of secondary dispositions in each cluster
represents cohesive sets that reflect broadly consistent patterns of behaviour as
manifested in the classroom.
5.5.1 Authentic (primary disposition)
There has been considerable attention given to the terms “authentic” and
“authenticity” in research on dispositions over the past decade (see, for example,
Averill & Thomas-Knowles, 1991; Brookfield, 2006; Bunch, 2006; Chickering,
Dalton & Stamm, 2006; Cranton & Carusetta, 2004a, 2004b; Duignan & Bhindi,
1997; Glatthorn, 1975; Schussler, Stooksbury & Bercaw, 2005). The selection of
“authentic” as a primary disposition descriptor was influenced, in particular, by the
research of Cranton (2001), and Cranton and Carusetta (2004b) who described
authenticity as “a multifaceted concept that includes at least four parts: being
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genuine, showing consistency between values and actions, relating to others in such a
way as to encourage their authenticity, and living a critical life (p. 7). In more
particular terms, Brookfield (2006) provided a succinct definition that strongly
influences the spirit of interpretation in this cluster. He maintained that for a teacher
to be seen as authentic there needs to be “congruence between words and action,
between what you say and what you actually do” (p. 74). From a broader
perspective, the other influential definition underpinning this cluster was provided by
Cranton and Carusetta (2004b) who stated that authenticity is “a quest for a personal
state of teaching to identify and critically examine their individual sense as it relates
to personality, teaching style and interactions with others” (p. 6).
5.5.1.1 Caring (secondary disposition)
The concept of caring as an integral characteristic of effective teachers was a
constant theme in the literature review (see, for example, Buskist, 2004; Day, 2004;
Duignan & Bhindi, 1997; Edwards, 2007; Kottler, Zehm & Kottler, 2005; McEwan,
2002; NCATE, 2002; Taylor & Wasicsko, 2000). For the purposes of this study a
number of key behavioural characteristics have been identified as being illustrative
of the concept of caring. At the most basic level authentic teachers should
demonstrate a consistent pattern of practising the “ethic of caring” (Duignan &
Bhindi, 1997). Authentic teachers should also show a genuine concern for their
students’ academic welfare (Feldhusen & Goh, 1995). In demonstrating a concern
for student welfare, “high able teaching is the consideration of learners’ intentions,
desires and understandings” (Towers & Porath, 2001, p. 202). At a more specific
level, authentic teachers should: show “respect and compassion for others” (Bunch,
2006, n. p.); “be approachable, sensitive and persistent” (Keeley, Smith & Buskist,
2006, p. 85); and they should provide “constant encouragement to students” (ibid).
5.5.1.2 Empathic (secondary disposition)
There was strong support in the literature review for authentic characteristics that
could be interpreted as being empathic (see, for example, Bunch, 2006; Clayton,
1976; Combs, 1999; McEwan, 2002; Usher, 2002). In demonstrating the disposition
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of being empathic, Usher (2002) maintained that effective teachers “see sensitivity
and understanding of the learner’s private world of meaning as a priority of helping
others learn” (n. p.). From a slightly broader perspective, Vialle & Quigley (2002)
maintained that effective teachers show “insight into cognitive, emotional and social
needs” (p. 2) that can be addressed by providing a “non-threatening student centred
learning environment” (ibid). In more specific terms, Edwards (2007) and Killen
(2002) both maintained that empathic teachers are sensitive to student differences
and that they are inclusive of cultures.
5.5.1.3 Open(ness) (secondary disposition)
A disposition to be “open” was invariably associated with effective teachers in the
literature review (Brookfield, 2006; Combs, 1999; Lovecky, 1986; Piirto, 1999;
Usher, 2002). The most pertinent observation was made by Brookfield (2006) who
asserted that for a teacher to be regarded as authentic there needs to be “The
perception that the teacher is open and honest in attempts to help students learn” (p.
68). In support of this view of openness, Usher (2002) maintained that authentic
teachers “should not be afraid to reveal their own idiomatic approaches to teaching”
(n. p.). Further support for openness as a desirable disposition comes from Keeley,
Smith & Buskist (2006) who stated, “Teachers should be open and humble and admit
mistakes” (p. 85).
5.5.1.4 Reflective (secondary disposition)
The association between the capacity to be reflective and effective teaching is widely
discussed in the literature review (see, for example, Brookfield, 1995; Collinson,
1999; Combs, 1999; Cranton, 2001; Cropley, 1994; Day, 1999; Killen, 1990, 2007;
Leithwood, 1990; MacGilchrist, Myers & Reed, 2004; Reiman, Sprinthall & Thies-
Sprinthall, 1999; Reiman & Thies-Sprinthall, 1998; Sternberg, 2000a, 2000b;
Stronge, 2002; Usher, 2002). In terms of being an authentic teacher, the ability to be
reflective is seen as an essential characteristic. For example, Cranton & Carusetta
(2004b) proposed, “Perspectives on teaching are an expression of personal beliefs
and values related to teaching that are often formed through careful reflection” (p. 6).
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Glatthorn (1975) associated reflection with authentic awareness and explained,
“Authentic awareness can only come as we move to these deeper levels of the self
through self acceptance, self confrontation and self prizing” (p. 38).
Reiman and Thies-Sprinthall (1998) noted that the reflective capacity of teachers can
be assessed through observing the capability to understand the assumptions, beliefs
and values behind choices. The disposition to be reflective can also be observed
through the degree to which teachers are “self monitoring and sensitive to how
teaching affects student learning experiences” (Keeley, Smith & Buskist, 2006, p.
85).
5.5.1.5 Summary
The primary disposition to be authentic can be interpreted through a series of
illustrative behaviours associated with the four secondary dispositions: caring,
empathic, openness and reflective. The behavioural characteristics that have been
associated with both the primary and secondary dispositions are all directed towards
achieving a high quality of interaction between teachers and students that nurtures
the totality of their learning experiences.
5.5.2 Committed (primary disposition)
The notion of commitment permeates much of the discussion of teacher effectiveness
in the literature review and this led to its selection as a primary disposition (see, for
example, Bunch, 2006; Crosswell & Elliott, 2004; Day, 2004; Hammerness, 2004;
Kagan, 1992; Keeley et al., 2006; Kottler, Zehm & Kottler, 2005; 2004; NCATE,
2002; Renzulli, 1978, 1998; Sockett, 2005; Taylor & Wascisko, 2000; Towers &
Porath, 2001; Usher, 2002). This notion of commitment as a disposition is best
portrayed by citing examples from the literature review that illustrate the kinds of
things that effective teachers commit themselves to as part of their profession.
In the most general terms, Usher (2002) asserts that effective teachers are committed
to “goals, attitudes and values that are broad, deeply held and person centred” (n. p.).
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From more specific viewpoints a number of different perspectives emerge. First,
Towers and Porath (2001) highlighted commitment to the students’ learning
experience. They stated that effective teachers are committed to giving priority to
the students’ “intentions, desires and understandings” (p. 202). Second, effective
teachers show commitment (Crosswell & Elliott, 2004) through “positive emotional
attachment to the work involved in teaching generally or to a specific act of
teaching” (p.6). Third, effective teachers demonstrate their commitment through an
enduring belief that children are able to achieve (Kagan, 1992) and that teaching and
learning are worthwhile. Finally, effective teachers are “committed to their own
professional and personal growth” (Bunch, 2006, n. p.).
5.5.2.1 Purposeful (secondary disposition)
The literature review revealed that the sense of enduring purpose was an inherent
part of being a committed teacher (Collinson, 1996a). Purposeful teachers were
identified as being likely to exhibit the following behaviours: first, a visible striving
to be a better teacher (Bunch, 2006); second, they had high expectations of
themselves and others (Bain, Lintz & Word, 1989); and finally, they demonstrated a
“willingness to engage with the school and the school community” (Crosswell &
Elliot, 2004, p. 6).
5.5.2.2 Organised (secondary disposition)
There is support in the literature for the concept of being well organised as being an
important underpinning for the disposition of being committed. Keeley, Smith and
Buskist (2006) best encapsulate this disposition by asserting that effective teachers
should be “highly prepared, well organised and hard working” (p. 85). Murray
(1999) identified being “organised” in terms of ways of organising or structuring
subject matter as one of his 12 traits of effective teachers.
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5.5.2.3 Motivated (secondary disposition)
Being motivated has a close association with the areas of commitment outlined in
Section 4.7.2. Crosswell and Elliott (2004) stress the importance of motivation as a
driving force “to engage in ongoing learning and to maintain professional
knowledge” (p. 6). Effective teachers require strong motivation to meet their various
commitments and this is manifest through high expectations of self and others
(McFadden & Munns, 2002).
5.5.2.4 Resilient (secondary disposition)
There are implications to be drawn from the literature review that effective teachers
do not automatically maintain strong commitment. It is frequently tested in the
context of the classroom and resilience is required to “Navigate the rocky road
between vision and reality” (Hammerness, 2004, p. 41). In this journey of navigation,
patience and perseverance in teaching and learning activities are essential
characteristics of being resilient (Freire, 1998; Taylor & Wascisko, 2000).
5.5.2.5 Summary
The primary disposition of commitment encompasses acceptance and dedication by
effective teachers to a number of key areas including: teaching activities; the student
learning experience; their own personal goals, attitudes and values; and to their own
professional and personal growth. In order to maintain high levels of commitment
across these diverse areas of activity effective teachers are required to be purposeful,
well organised, highly motivated and resilient in the face of adversity.
5.5.3 Communicative (primary disposition)
There was consistent discussion in various parts of the literature review on the
importance and the implications of being communicative. The literature indicated the
importance of being able to communicate at a range of levels in effective teaching
(see, for example, Airenti, Bara & Colombetti, 1993; Aylor and Oppliger, 2003;
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Booth-Butterfield & Booth-Butterfield, 1991; Bunch, 2006; Carusetta & Cranton,
2005; Collard, 1994; Crosswell & Elliott, 2004; Day, 2004; Hammerness, 2004;
James & Asmus, 2000; Kottler, Zehm & Kottler, 2005; McEwan, 2002; Munson,
1991; NCATE, 2002; Norton, 1977; Reiman & Thies-Sprinthall, 1998; Reisbeck,
1983; Rhodes & Schaible, 1993; Smiley, 2005; Thomas, Richmond & McCroskey,
1994; Tirassa, 1999; Vialle & Quigley, 2002; Usher, 2002). This led to
“communicative” being selected as a primary disposition.
There are two important aspects of the disposition to be communicative: first, not
only to communicate ideas, information and knowledge but also attitudes, values and
emotions; second, to adopt “Realistic forms of communication encouraging active
student engagement as well spontaneous authentic encounters” (Kottler, Zehm &
Kottler, 2005, p. 69).
5.5.3.1 Knowledgeable (secondary disposition)
The links between being knowledgeable and being a good communicator were
emphasised in a variety of ways in the literature review. Several important aspects of
being knowledgeable are worth noting: first, the display of a “Rich factual
knowledge about teaching” (Arlin, 1999, p. 13); second, the possession of “In-depth
knowledge of subject matter” (Vialle & Quigley, 2002, p. 3); third, “a rich
procedural knowledge about teaching strategies” (Arlin, p. 13); fourth, the
presentation of current information (Keeley et al., 2006, p.85); fifth, that effective
teachers become learners in the act of constructing knowledge (Arlin, 1999); and
finally, that effective teachers “encourage higher level thinking’ about knowledge
constructs” (Vialle & Quigley, p. 2).
5.5.3.2 Listener (secondary disposition)
Being a good listener was a constant theme in the discussion on communication
capabilities. Kottler, Zehm and Kottler (2005) best summarised the importance of
listening in the communication process as “Listening to and responding to authentic
feelings and ideas” (p.75). In order to be a good listener, Norton (1977) asserted that
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effective teachers are attentive and not dominant. Collard (1994), and Rhodes and
Schaible (1992) reinforce the critical importance of the teacher as listener.
5.5.3.3 Engagement (secondary disposition)
A strong consensus was evident in the literature review that communication is not a
one-way process; rather, it is essentially a process of engagement. The engaged
teacher will focus on demonstrating to students that you teach them to learn in a way
that is likely to be most helpful to them (Brookfield, 2006). In order to achieve this
goal the effective teacher will demonstrate a series of behaviours. First, there will be
evidence of planning for effective classroom communication (Kottler, Zehm &
Kottler, 2005). Second, the teacher will “demonstrate confidence through clear
speech, eye contact and precise answers to questions” (Keeley, Smith & Buskist,
2006, p.85). Third, is the ability to maintain consistent rapport (ibid). Fourth, the
effective teacher will use a collaborative approach with students to control the
classroom and encourage creativity and flexibility to create interactive classrooms
(Reiman & Thies-Sprinthall, 1998), and to “promote student-teacher conversations
that extend to issues beyond the specifics of course assignments and information”
(Aylor & Oppliger, 2003, p.132). Finally, engagement implies that the effective
teacher acts “as a good facilitator” (Vialle & Quigley, 2002, p. 3).
5.5.3.4 Humour (secondary disposition)
A number of experts have seen humour as an essential ingredient of being
communicative. These include Bruner (2002), Ebro (1977), Gorham and Chrisophel
(1990), Kher, Molstad and Donahue (1999), and Malikow (2005-2006). Booth-
Butterfield and Booth-Butterfield (1991) stated that the effective teacher should
“skilfully produce humorous messages on a regular basis in the classroom” (In Aylor
& Oppliger, 2003, p. 124). Aylor and Oppliger then extended the context in which
humour plays a role by observing that the effective teacher applies humour in
interactions with student beyond the classroom.
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5.5.3.5 Summary
The literature review confirmed the importance of being communicative both in
terms of communicating substance and in terms of promoting engagement with
students. In achieving these joint goals, the effective teacher was seen as having to
be knowledgeable across a broad spectrum of content and contexts; they would be
habitually good and attentive listeners; and engagement would be evident in a variety
of ways through communication within and outside the classroom, with humour
being an integral part of these interactions.
5.5.4 Creativity (primary disposition)
An extensive body of literature was surveyed relating to the field of creativity and a
range of perspectives that were of relevance to describing the role of creativity in
effective teaching were explored (see, for example, Albert & Runco, 1986; Anderson
& Krathwohl, 2001; Barron & Harrington, 1981a, 1981b; Cropley, 1994;
Csikszentmihalyi, 1996; Fleith, 2000; Goertz, 2000; Hennesey & Amabile, 1987;
James & Asmus, 2000-2001; MacKinnon, 1978; Piirto, 1999, 2004; Sak, 2004;
Scheidecker & Freeman, 1999; Simplicio, 2000; Simonton, 1984; Sternberg 2000a,
2000b; Sternberg & Davidson, 1986; Sternberg & O’Hara, 1999; Sternberg &
Williams, 1998; Torrance, 1983a).
In assessing evidence of creativity as a disposition in effective teachers it is
important to acknowledge “Real life creativity requires the proper conjunction of
personality, cognitive skills and situational conditions” (James & Asmus, 2000-2001,
p.150). From a different perspective, Cropley (1994) asserted that effective teachers
demonstrate successful creative thinking in the way they facilitate creativity in their
students. In more practical terms, Simplicio (2000) stated that effective teachers
deploy “new and creative approaches to everyday instruction” (p. 675).
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5.5.4.1 Risk taking (secondary disposition)
There was direct or implied reference to the association of creativity with risk taking
in various parts of the literature review (see, for example, Arlin, 1999; Barron &
Harrington, 1981a, 1981b; Cropley, 1994; Keeley, Smith & Buskist, 2006; Piirto,
1999; Sternberg, 2000a, 2000b). In looking for evidence of risk taking in effective
teachers an important factor is the capacity for experimental endeavour and as
Feldhusen & Goh (1995) observed, teaching is regarded as an experimental
endeavour that entails risk. From much the same perspective, Arlin (1999) said risk
takers are not afraid to try new ideas or to take risks with decision-making. In
furthering this line of thought Arlin (1999) made the observation that effective
teachers need to have “the humility and courage to live with uncertainty and to take
the risk of questioning whether they can do better and become active participants
with the student in the learning process” (p .16).
5.5.4.2 Original(ity) (secondary disposition)
Creativity was seen by Scheidecker and Freeman (1999) as implying originality
through effective teachers seeking “new ways to view things, new ways to learn, new
group activities, new projects in the classroom, new procedures” (p. 72). The
necessity for originality was implied also in Vialle and Quigley’s (2002) statement
that effective teachers “Encourage students to be independent learners” (p. 2).
5.5.4.3 Curious(ity) (secondary disposition)
The disposition to be curious appeared to have a strong link with the primary
disposition of creativity in that effective teachers “Constantly seek new ways to
improve their abilities and they eagerly explore alternative avenues that can lead to
greater insights” (Simplicio, 2000, p. 676). This aligns with Cropley’s (1994)
analysis that effective teachers “constructively respond to new ideas” (p. 16). Being
curious therefore requires a habitual disposition to find new and better ways of doing
things.
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5.5.4.4 Problem solving (secondary disposition)
The ability to engage in problem solving activities was often referred to in the
literature (see, for example, Barron & Harrington, 1981a, 1981b; Cropley, 1994;
Feldhusen & Goh, 1995; James & Asmus, 2000; Mumford et al., 1994; Runco &
Chand, 1994; and Treffinger, 1995). In most cases problem solving was seen as a
creative exercise used to address curriculum design and practice. In behavioural
terms Keeley, Smith and Buskist (2006) state that effective teachers will demonstrate
“problem solving skills in the development of the curriculum and associated thinking
processes” (p. 85). More specifically, Keeley et al. claimed that effective teachers
show the ability for “Critical thinking in the use of problem-solving techniques”
(ibid).
5.5.4.5 Summary
Creativity, as a disposition, is deeply embedded in the personality of effective
teachers and it expresses itself through the teacher being enquiring and innovative in
designing and implementing the curriculum, using bold ways of incorporating
independent learning and problem solving as part of an active engagement of
students that contains experimental and risk taking elements.
5.5.5 Passionate (primary disposition)
The literature review contains a sizeable section that explores passion as a
disposition in its own right and there are many additional references to the
importance of passion as an element of effective teaching (see, for example, Albert &
Runco, 1986; Crosswell & Elliott, 2004; Day, 2004; Dabroswki, 1964, 1972;
Goleman, 1996; Kottler, Zehm & Kottler, 2005; Lovecky, 1986; Metcalfe & Game,
2006; Minor, Onwuegbuzie, Witcher & James; 2000; Piirto, 1999; Rosengren, 2004;
Sternberg, 1997a; Stronge, 2002; Taylor & Wascisko, 2000; Vialle & Quigley, 2002;
Zohar & Marshall, 2000). The potential importance of passion as a driving force for
the emotional and psychic energy that underpins high quality teaching and that
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appears to be linked closely to the primary dispositions “commitment” and
“creativity” led to its inclusion as a primary disposition.
Metcalfe and Game (2006) asserted in an emphatic way that “Teachers who change
lives are invariably characterised by their passion and their enthusiasm” (p. 59). In a
similar vein, Day (2004) stated, “For those teachers teaching in a creative and
adventurous profession passion is not an option. It is essential to high quality
teaching” (p. 3). Kottler, Zehm & Kottler (2005) made the observation that
“Passionately committed teachers are those who absolutely love what they do” (p.
149). Allied to this notion of love of what they do Day argued that to be passionate
about teaching is not only to express enthusiasm but also to enact it in a principled,
values-led, intelligent way. The disposition to be passionate is closely associated
with the creative cluster of dispositions in that passionate teacher are “deeply stirred
by issues and ideas that challenge our world” (Fried, 1995, p. 1). There is also a
strong link with the disposition of engagement in the committed cluster in that
effective teachers have a “Passion to be with students and to help them to be
successful” (McEwan, 2002, p. 28).
5.5.5.1 Enthusiastic (secondary disposition)
The association of enthusiasm with effective teachers resonated strongly in the
literature review (see, for example, Albert & Runco, 1986; Day, 2004; Minor,
Onwuegbuzie & Witcher, 2000; Stronge, 2002; Taylor & Wascisko, 2000; Vialle &
Quigley, 2002). There were three distinct areas where enthusiasm appeared to play
an influential role in determining effective teaching outcomes. First, effective
teachers were seen to be enthusiastic about subject matter (Feldhusen & Goh, 1995)
and about knowledge discovery at a more general level. Second, they are consistently
“enthusiastic about helping other people to grow and develop” (Taylor & Wascisko,
2000, p. 9). Finally, they exhibit pleasure and a sense of fulfilment in all teaching
activities and engagement with students (Crosswell & Elliott, 2004).
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5.5.5.2 Excitable (secondary disposition)
The ability both to appear excited and to be able to create excitement was noted by
several experts in the field. The most apt summation of these twin notions was
captured by Metcalfe and Game (2006) who said that the passionate teacher creates
an environment where “The hum in the classroom involves everyone…something
happens without anyone making it happen” (p. 60). The trait of excitability is
expressed through “high levels of energy, long concentration spans on topics of
interest, powerful emotions and the desire to take risks” (Hunt & Seney, 2001, p. 9).
5.5.5.3 Positive (secondary disposition)
In assessing the importance of being positive as a disposition within the passionate
cluster, two key notions were expressed by Usher (2002) namely, that effective
teachers have a “Positive view about the worth, efficacy and potentiality of others”
and a “Positive view about their own worth, efficacy and potentiality” (n. p.).
5.5.5.4 Energetic (secondary disposition)
The disposition to be energetic and to be able to inspire this energy in others was
implicit in several parts of the literature review. For the purposes of this study
Rosengren (2004) provided a most useful insight when he proposed that the most
important thing was “the energy that comes from bringing more of you into what you
do” (p. 2). Day (2004) noted that passion was linked with intellectual energy and he
argued that passionate teachers are “intellectually and emotionally energetic in their
work with children, young people and adults alike” (p. 2).
5.5.5.5 Summary
The passionate cluster of dispositions is distinguished by a consistently positive
outlook, high involvement and high energy that passionate teachers bring to their
work. This is not simply unbridled or blind passion but considered, in that it leads to
well thought out teaching practices and active student engagement. Of key
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significance are the sense of enjoyment, self-assurance and love of what they do that
drive passionate teachers.
5.6 A diagrammatic representation of the Dispositional Cluster
Model
Having explained the development of the DCM and justified the choice of the
primary and secondary dispositions based on the findings in the literature review, the
DCM is represented in diagrammatic form in Figure 5.1.
Figure 5.1. The proposed Dispositional Cluster Model (DCM).
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5.7 Observations regarding the development of the DCM
Given the strategic assumptions enunciated in section 5.3, a number of observations
need to be made regarding the development of the DCM:
• The DCM has limited value as a conceptual model; its real value only
emerges when used as an applied model in association with other
instruments that look at behaviours, beliefs etc. in given contexts.
• Dispositions can only make sense when they are accompanied by a set of
behaviours that refer to both the actions of the teacher and/or to the
observable impact in learning and teaching activities.
• It is acknowledged that there are likely to be dynamic relationships within
and between the clusters that only become evident through the
methodology of cross-referencing behavioural characteristics.
• The usefulness of this particular clustering of dispositions and their
associated attributes can only be assessed in the concluding part of the
thesis after testing its application in association with other instruments.
• The concept and use of the DCM do not rule out the use of different
dispositions and attributes in the model for future studies.
5.8 The DCM as an application instrument
The DCM has been established as a conceptual model based on an interpretation of
the literature review. It will now be used as an application instrument in the next
stages of the study. This will be done in conjunction with findings from the various
instruments used to elicit information from the case study teachers. In particular, the
Interview Analysis Framework (IAF) will be used to “operationalise” the DCM (see
Chapter 8).
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CHAPTER 6
Instrumentation for Data Collection
6.1 Introduction and rationale
This chapter provides a rationale and description of the instruments used to
investigate classroom behaviour of a cohort of 12 case study teachers and also to
gather data regarding personal values and educational beliefs. Data gathered by the
individual instruments will be used to differentiate between the case study teachers
according to the parameters of each instrument, both pedagogic and dispositional.
Later in the thesis, in Chapter 9, the data will be synthesised and discussed in terms
of those instrument items that most strongly differentiated between the teachers.
The synthesising includes data that are gathered as a result of the
“operationalisation” of the Dispositional Cluster Model (DCM) through the
implementation of the Interview Analysis Framework (IAF).
6.2 Criteria for choosing the instruments
In choosing relevant instruments for this stage of the study eight criteria were
devised by the researcher to assist the selection process.
6.2.1 Validity
The first criterion was that the instrument was valid and that it measured what was
required in the case study.
6.2.2 Reliability
A second criterion was that the instrument demonstrated the capability of providing
reliable data from the case study.
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6.2.3 Relevance
The third criterion was that an instrument should be relevant and do what needed to
be done. In particular, it needed to gather the information that was required to
contribute to answering the research questions and testing the working hypotheses.
6.2.4 Appropriateness of form
The fourth criterion was that the instrument should not only gather the sought after
data but that the data should be in a form that would allow them to be used in
conjunction with data from the other chosen instruments.
6.2.5 Compatibility
The fifth criterion was that the data from the instrument should be capable of being
analysed in ways compatible with the other instruments to permit meaningful
correlations.
6.2.6 Integrated system of coding
The sixth criterion was that the design of the instrument should be such that it
permitted an integrated system of coding to be used for analysis purposes. This
criterion is particularly important with reference to the method of analysing
interviews with the case study teachers.
6.2.7 User friendly
The eighth criterion was that the instrument should be user friendly with reference to
administering it.
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6.3 Identification of suitable instruments
The three key questions that motivated this study were:
i) What does it mean to be an exceptional teacher?
ii) What is the role of dispositions in defining an exceptional teacher?
iii) How are the characteristics of an exceptional teacher manifest?
In order to investigate these questions, a case study of 12 “exceptional teachers” was
designed in an attempt to examine classroom behaviours as manifestations of teacher
dispositions. From this perspective, it was important to research both classroom
behaviours and the underlying teacher dispositions.
Included in the examination of dispositions in this study are the important areas of
teacher values and beliefs. Hare (2007) made the critical observation that, “In the
current education literature, some writers use the words attitudes or beliefs or values
synonymously with dispositions; others use the words in their definitions of
dispositions” (p. 142). The NCATE (2002) definition of dispositions serves as an
example of the latter. NCATE proposed, “Dispositions are guided by beliefs and
attitudes related to values such as caring, fairness, honesty, responsibility, and social
justice (p. 53). Wasicsko (2007) argued, “From the perceptual vantage point,
dispositions are best defined as those core values, beliefs or perceptions that cause
behavior and allow some educators to affect student learning, growth and
development more positively than others” (p. 79).
The identification of suitable instruments for use in the case study of 12 “exceptional
teachers” was in response to hypothesis ii) It is possible to differentiate between
teachers considered to be exceptional using a series of instruments that explore their
classroom behaviour and their personal reflections, and hypothesis iii)
Differentiation between exceptional teachers and other teachers can be achieved
through the modelling of personal dispositions. In order to respond to research
question ii) What is the role of dispositions in defining an exceptional teacher? and
iii) How are the characteristics of an exceptional teacher manifest in practice?, it
was evident that research instruments were needed to examine teachers’ classroom
behaviour as well as teacher dispositions. In other words, instruments were required
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to measure both the pedagogic aspects of classroom behaviour and the dispositional
aspects, including the teachers’ values and beliefs.
In order to examine the 12 case study teachers’ classroom behaviours, it was decided
to select two instruments that took into account pedagogic aspects and two
instruments that took into account teacher self-reflections in the important areas of
values and beliefs. This was in addition to the use of the Interview Analysis
Framework (IAF) and NVivo analysis for evaluating teacher self-reflections in the
case study interviews. These will be discussed in Chapter 8 of the study.
Two key aspects of the case study were first, to examine the classroom behaviours of
the teachers and to identify the values and beliefs associated with those behaviours
and second, to “operationalise” the DCM by means of the design and deployment of
the IAF. In order to meet the first aim, it was necessary to select appropriate
instruments that met the selection criteria described in Section 6.2. In order to meet
the second aim, it was necessary to design the IAF. This was done in conjunction
with the DCM and Freeman’s (2007b) syntax of dispositions and this is discussed in
detail in Chapter 8.
Values and beliefs are at the core of dispositions and values are an indispensable
component of Freeman’s (2007) syntax of dispositions, which is discussed in
Chapter 8 in the context of the development of the Interview Analysis Framework
(IAF). The research questions and all four working hypotheses require that data be
gathered regarding dispositions and, therefore, values and beliefs.
The thesis is primarily concerned with the processes of differentiating between
teachers both pedagogically and dispositionally. It is concerned with associations
between pedagogic and dispositional variables and does not attempt to try to explain
“drivers” of behaviour in terms of “cause and effect”. Our current knowledge of
behaviour is complex and incomplete. This thesis is limited to a case study of 12
teachers and identifies pedagogical and dispositional variables that differentiate
between them. Future research may attempt to discover how values and beliefs
influence classroom behaviour. This study, however, focuses on the identification of
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and association between pedagogical and dispositional characteristics of exceptional
teachers.
Having established the criteria for choosing relevant instruments relating to the
assessments of teacher classroom behaviours and teacher dispositions, four candidate
instruments were identified as being suitable. The choice of instruments to be
included in the case study was informed by careful searching and investigation. Two
of the four instruments used for data collection are concerned with teacher behaviour
in the classroom. These are the New South Wales Quality Teaching Model (QTM)
and the Teacher Behaviors Checklist (TBC). Two more instruments were chosen for
gathering “human attribute” data. These are the My Values Questionnaire (MVQ)
and the Educational Beliefs Questionnaire (EBQ). The QTM was selected because
of its convincing research foundation. The other three instruments were chosen after
detailed discussions with the authors. These were William Buskist, designer of the
Teacher Behaviors Checklist (TBC); Tim Cotter, designer of the My Values
Questionnaire (MVQ); and David Silvernail, designer of the Educational Beliefs
Questionnaire (EBQ).
The first instrument under consideration for investigating the pedagogic elements of
teacher behaviour in the classroom was the New South Wales Quality Teaching
Model (QTM). The QTM was recognised in the very early stages of the evolution of
this study as being of such importance to the thesis and to the current education scene
in New South Wales that its background, rationale and detailed description have been
included in the literature review (Chapter 2). There it was stated that the model
could be perceived as being a benchmark in the practice of teaching in that State.
This was confirmed as a result of discussions with two academic staff from the
University of Newcastle who are experts in the area of assessing classroom teaching
using an instrument based on the QTM.
An essential part of Stage 3 of the research was to measure the classroom behaviours
of the 12 case study teachers. The QTM provided a well-researched instrument that
was both reliable and valid, and that was user friendly. In addition, data from the
QTM could be gathered in a form that was compatible with that of other instruments
selected for use in the study. An examination of the QTM and its prior use indicated
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that this was a very appropriate instrument to use when investigating the research
questions and hypotheses ii) and iii).
The second instrument to be considered for assessing teacher behaviour in the
classroom was the Teacher Behaviors Checklist (TBC) that was designed in the USA
by Professor William Buskist et al. (2002). The merit of the TBC was that it
provided “behavioural anchors for the typical global personality descriptors”
(Keeley, Smith & Buskist, 2006, p. 84) that permeated literature and research on
“studies aimed at uncovering the determinants of master teaching” (ibid). In other
words, the TBC presented as an instrument that explored personal qualities of
teachers in terms of their classroom behaviours. This was seen as an important
addition to the focus on pedagogic elements that characterise the QTM.
Contact was established with William Buskist and, as a result of these
communications and the reading of supporting literature, a decision was taken to use
the TBC as an instrument for assessing classroom behaviours of the case study
teachers. After researching the origins and properties of the TBC, it appeared that
this instrument would be useful in testing hypotheses ii) and iii) when applied to the
classroom observation of the 12 case study teachers, particularly in view of its
association with “master teachers”. In addition, the TBC demonstrated the properties
needed to answer research question iii) How are the characteristics of an
Exceptional Teacher manifest in practice? The TBC met all the required criteria for
inclusion in the case study and is discussed in Section 6.6.
Research question ii) What is the role of dispositions in defining an Exceptional
Teacher, together with hypotheses ii) It is possible to differentiate between teachers
considered to be exceptional using a series of instruments that explore their
classroom behaviour and their personal reflections called for a selection of
instruments that not only focused on observable classroom behaviours, but that also
included the personal reflections of the teachers. Besides the inclusion of an
interview in the case study, which is discussed in Chapter 8, it was necessary to
incorporate instruments that allowed for teacher reflections. A dominant theme
across the literature was the importance of the individual’s values and beliefs, and
the interplay between these attributes and observable behaviours.
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The My Values Questionnaire (MVQ), designed by Tim Cotter in Melbourne
Australia, was the third instrument to be given serious consideration for the purpose
of gathering data on the personal dispositions of the case study teachers. The MVQ
was found to complement the QTM and the TBC because of its focus on personal
values. In addition, the MVQ took into account the extent to which the case study
teachers were living out their values. This is discussed further in Section 6.6.
The MVQ was found to be in a user-friendly form that was compatible with the
QTM and the TBC. The design of the MVQ permitted an integrated system of
coding with the other case study instruments and met the criteria of appropriateness.
The psychometric qualities of the MVQ, which are discussed in Section 6.6,
indicated that it was a valid and reliable instrument that could be used to gather data
in the case study that pertained to the teachers’ priority values.
The MVQ was “designed as a practical, accessible measurement tool to support
individuals and groups to identify their priority values, and the degree to which they
are currently living those values” (Cotter, 2006, p. 2). The merit of the MVQ was
that not only was it able to identify the 12 case study teachers’ priority values, but
that it also was able to extract data regarding the extent to which the teachers were
living out those values. After detailed discussion with Tim Cotter a decision was
taken to use the MVQ as part of this study.
While the MVQ addressed the area of values, it was important to select a research
instrument that included the important area of teacher beliefs. After researching
instruments for potential use in the case study, the fourth instrument identified as a
candidate for use in the case study approach was the Educational Beliefs
Questionnaire (EBQ). Professor David Silvernail designed this instrument in the
USA.
The inclusion of educational beliefs in the data collection, together with teacher
values, was of critical importance because of their inextricable link with teacher
behaviours and teacher dispositions. The EBQ is a self-report instrument that met
the criteria of validity and reliability, as discussed in Section 6.7. It was judged to be
an appropriate instrument for use in the case study because it focused on the
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important area of the educational beliefs of the teacher. As with the other three
instruments, the EBQ was seen as being appropriate for gathering data to test
hypotheses ii) and iii). Because of the nature of the EBQ and the similar method of
data gathering to the MVQ, it was envisaged that data drawn from the EBQ would be
capable of being analysed in ways compatible with the other instruments. In
addition, the design of the EBQ lent itself to an integrated system for coding and
analysing the data drawn from the case study. It was also seen to be a user-friendly
instrument that the case study teachers could interpret and respond to with ease.
After careful reading of the literature associated with this instrument and as a result
of email communication with the author, the EBQ was confirmed as a suitable
instrument.
6.4 The New South Wales Quality Teaching Model (QTM)
The New South Wales Quality Teaching Model (QTM) was recognised in the very
early stages of the evolution of this thesis as being important both because of the
theory on which it was based and because of its current influence on teaching and
teacher education in New South Wales. Because the QTM is of such importance to
working hypothesis ii) It is possible to differentiate between teachers considered to
be exceptional using a series of instruments that explore their classroom behaviour
and their personal reflections, and working hypothesis iii) Differentiation between
exceptional teachers and other teachers can be achieved through the modelling of
personal dispositions, its background, rationale and detailed description have been
included in the literature review (see Chapter 2). It was stated in that chapter that the
model could be perceived to be a benchmark for the practice of teaching in that State.
There is no equivocation in the official documentation associated with the QTM
regarding the theoretical and philosophical foundations of the model. It is based
firmly on the philosophy that it is the quality of pedagogy that most directly and most
powerfully affects the quality of learning. This was demonstrated most convincingly
in Quality teaching in NSW public schools: An annotated bibliography (NSW, DET,
June 2003), a document that comprehensively provided the research foundation of
the QTM. In particular, research into Authentic Pedagogy conducted by Newmann
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(1991), Newmann, Marks and Gamoran (1996), and Newmann and Associates
(1996), together with research conducted for the Queensland School Reform
Longitudinal Study (2001), codirected by Ladwig (The University of Newcastle) and
Lingard (The University of Queensland), contributed to the development of the
QTM. It was stated in Chapter 2 that the QTM interprets the nature and function of
pedagogy in terms of learning outcomes that focus on intellectual quality, including
not only the learning process but also the assessment of learning outcomes.
The fundamental premise underlying the QTM view of pedagogy was that it,
focuses attention on the process through which knowledge is
constructed, produced and critiqued. Crucially, the term
pedagogy recognises that how one teaches is inseparable from
what one teachers, from what and how one assesses and from
how one learns (NSW, DET, Discussion Paper, 2003, p. 4).
The departmental documentation (NSW, DET, 2003) clearly enunciated the
classroom practices and teacher and student behaviours that were prerequisite for
quality teaching and learning to occur. It did not encompass, however, the qualities
that teachers needed to possess in order to engage effectively with students in
consistently high levels of quality teaching and quality learning. For this reason, it
was important also to include in the case study research instruments that did take into
account dispositional characteristics of the teachers. The QTM assessment
instrument provided a valid, reliable way of measuring the quality of teaching in
terms of pedagogic considerations while the TBC and particularly the MVQ and
EBQ instruments were selected because they provided insight into the dispositions
that contribute to that quality.
The QTM instrument applied in this thesis comprises a coding sheet that was devised
as part of the practical guidance designed to assist teachers in implementing the New
South Wales Quality Teaching Model (Quality Teaching in NSW Public Schools: An
Assessment Practice Guide, 2004, p. 49). The coding sheet is made up of three
dimensions with six elements in each dimension that are shown in Table 6.1.
Teachers were rated on a scale of 1 to 5, with 5 indicating the highest level of
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achievement of the elements and 1 the lowest level of achievement, as demonstrated
in the observed lessons.
Table 6.1
QTM Coding Sheet
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6.4.1 Summary of the QTM
The QTM is probably the most important of the four instruments used in the thesis
and, as such, has been dealt with extensively in the literature review (Chapter 2). Its
widespread use in State education in New South Wales and its established usefulness
demonstrate it as a credible instrument for differentiating between teachers on
pedagogic variables.
As was stated in Section 6.3, the QTM was selected as a research instrument for the
case study because it represented pedagogic characteristics of classroom teaching.
Inferred in the domains and elements of the QTM are underlying dispositional
characteristics. It was anticipated, therefore, that when applied to the lessons taught
by the 12 case study teachers, this instrument would differentiate between those
teachers.
Yet, the MVQ and EBQ contained items that were intentionally oriented towards
values or beliefs aspects of the teacher and/or the teacher’s classroom behaviour.
Taking into account the nature of dispositions and the context in which they are
manifest, particularly in the context of Freeman’s (2007b) syntax of dispositions that
is discussed in Chapter 8, it is anticipated that it will be possible to differentiate
between the case study teachers using these instruments.
6.5 The Teacher Behaviors Checklist (TBC)
The TBC is a 28-item inventory that defines personal attributes of teachers in terms
of the classroom behaviours through which they are manifest (Keeley, Smith &
Buskist, 2006). It is a behaviourally based instrument for assessing teaching.
Buskist, Sikorski, Buckley and Saville (2002) developed the Teacher Behaviours
Checklist with the aim of attempting to provide “behavioural anchors” (Keeley,
Smith & Buskist, 2006) to the personality descriptors of what they termed “master
teachers”. Under the leadership of Buskist, as a result of their studies of teachers
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who were identified for their teaching excellence, Buskist et al. identified 10 basic
principles underlying their behaviour. These were discussed in the literature review.
Keeley, Smith and Buskist (2006) conducted a study involving factor analysis of the
TBC as an instrument for evaluating teaching. From that study it was concluded that
the TBC had a two-factor structure. The first factor is a measure of interpersonal
caring and supportive skills and the second is a measure of professional competency
and communication skills. The total score, it was concluded, will give a measure of
a teacher’s overall teaching (Keeley et al., p. 89).
Having conducted a factor analysis of the TBC and explored its utility for evaluating
teaching, Keeley et al. (2006) found that “Further psychometric analysis suggested
the instrument possessed excellent construct validity and reliability underscoring its
potential as a tool for assessing teaching” (p. 84). In order to do this, they conducted
two studies. The first study was of particular interest. In this study they,
evaluated the basic psychometric properties of the TBC
through an exploratory factor analysis, examination of
internal reliability of the scales, and a comparison with the
standard Auburn University teaching evaluation. This
approach allowed us to examine the basic factor structure
of the instrument as well as measures of its construct
validity and internal reliability (p. 84).
Using the Pearson correlation coefficient they found that the coefficient values
ranged from 0.24 to 0.64. Most of the items had a coefficient at the 0.4 or the 0.5
level. They used two subscales for testing the reliability. The first was the caring
and supportive subscale where the reliability coefficient was found to be 0.68. The
second subscale was professional competency and communication skills where the
reliability coefficient was found to be 0.72. Regarding the internal consistency of the
items, they reported that “the items on the caring and supportive subscale produced
an alpha of .93, and items on the professional competency and communication skills
subscale produced an alpha of .90…When combined, the alpha for the whole scale
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equalled .95” (p. 88). The construct validity of both subscales was found to be
significant, thus providing further support for the validity of the instrument.
The full Teacher Behaviours Checklist (TBC) with the rating grid is presented in
Table 6.2.
Table 6.2
Teacher Behaviors Checklist (TBC) and Coding Grid
ITEM DEMONSTRATED QUALITIES AND CORRESPONDING BEHAVIORS
A B C D E
1 Accessible (Gave the impression that the teacher could be contacted at times other than in school hours e.g. gave out information about out-of-class availability &help; offered to meet at times other than class time)
2 Approachable/Personable (Smiled, greeted students; initiated conversations; invited questions; responded respectfully to student comments)
3 Authoritative (Established clear rules; maintained classroom order; spoke in a loud, strong voice)
4 Confident (spoke clearly; made eye contact; and answered questions correctly)
5 Creative and Interesting (Experimented with teaching methods; used technological devices to support and enhance lesson; used interesting, relevant and personal examples; not monotone)
6 Effective Communicator (Spoke clearly/loudly; used precise English; gave clear, compelling examples)
7 Encourages and Cares for Students (Provided praise for good student work; helped students who needed it; offered bonus points and rewards; knew student names)
8 Enthusiastic about Teaching and about Topic (Smiled during the class; prepared interesting class activities; used gestures and expressions of emotion to emphasize important points and arrived on time for class)
9 Establishes Daily and Academic Term Goals (Had lesson aims and objectives; these were shared with the students; the teacher’s teaching contributed to reaching the subject syllabus aims and objectives and overall curriculum goals)
10 Flexible/Open-Minded (Made changes to intended lesson plan when necessary; paid attention to students when they stated their opinions; accepted criticism from others; and allowed students to do make-up work when appropriate)
11 Good Listener (Didn’t interrupt students while they were talking; maintained eye contact; asked questions about points that students were making)
12 Happy/Positive Attitude/Humorous (Told jokes and funny stories; laughed with students)
13 Humble (Admitted mistakes; didn’t brag when had opportunity to do so; gave credit to others)
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14 Knowledgeable About Subject Matter (Easily answered student’s questions; spoke without having to read from a book or notes; used clear and understandable examples)
15 Prepared (Brought necessary materials to class; ready to start lesson on time; anticipated possible needs; provided worksheets, notes or other resources; set up and tested equipment)
16 Presents Current Information (Related topic to current, real-life situations; used recent videos, magazines, and newspapers to demonstrate points; talked about current topics; used new or recent texts)
17 Professional (Appropriate dress, language and demeanour for the given socio-cultural context of the school)
18 Promotes Class Discussion (Asked controversial or challenging questions during class; gave points for class participation; involved students in group activities during the class)
19 Promotes Critical Thinking/Intellectually Stimulating (Asked thoughtful questions during class; used essay questions on tests and quizzes; assigned homework; held group discussions/ activities)
20 Provides Constructive Feedback (Wrote comments on returned work; answered students’ questions; gave advice on test-taking)
21 Punctuality/Manages Class Time (Arrived to class on time/early; dismissed class on time; presented relevant materials in class; left time for questions; returned work in a timely way)
22 Rapport (Made class laugh through jokes and funny stories; initiated and maintained class discussions; knew student names; interacted with students before and after class)
23 Realistic Expectations of Students/Fair Testing and Grading (Covered material tested during class; relevant test questions; students not overloaded with reading; teaching was at an appropriate level for the majority of students; provision made for “slow” learners)
24 Respectful (Did not humiliate or embarrass students in class; was polite to students [said thank you and please, etc]; did not interrupt students while they were talking; did not talk down to students)
25 Sensitive and Persistent (Made sure students understood material before moving to new material; offered to hold extra study sessions; repeated information when necessary; asked questions to check student understanding)
26 Strives to be a Better Teacher (Requested feedback on his/her teaching ability from students; continues learning [attends workshops, etc. on teaching]; used new teaching methods)
27 Technologically Competent (Knew how to use a computer; knew how to use email with students; knew how to use electronic and other equipment during class; had a Web page for classes)
28 Understanding (Accepted legitimate excuses for missing class or coursework; was available before/after class to answer questions; did not lose temper at students; took extra time to discuss difficult concepts)
Teacher Rater Date
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Table 6.3 presents the rating scale used for rating teachers on the 28 items
of the TBC.
Table 6.3
Teacher Behaviors Checklist Rating Scale
RATER’S CODE __________________
INSTRUCTIONS
On the basis of all three of the lessons you observed, how would you rate this teacher’s
teaching style on each of the 28 items on the Teacher Behaviors Checklist?
Use the following scale for your ratings by writing X in the appropriate column (A, B, C,
D, or E)
A = This teacher seems to always exhibit these behaviors reflective of this quality
B = This teacher seems to frequently exhibit these behaviors reflective of this quality
C = This teacher seems to sometimes exhibit these behaviors reflective of this quality
D = This teacher seems rarely to exhibit these behaviors reflective of this quality
E = This teacher seems never to exhibit these behaviors reflective of this quality
In addition, please use the space below on this side of the page to write any comments
regarding this teacher’s teaching. These comments may include both what you find
positive and negative about this teacher’s teaching.
Please be sure to read each item in this list carefully. Thank you.
________________________________________________________________________
COMMENTS
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6.5.1 Summary of the TBC
As was stated in Section 6.3, the items in the TBC were of such a nature that both
pedagogic and dispositional characteristics were represented. While this instrument
was designed for use in the assessment of observed classroom behaviour, it was
underpinned by dispositional characteristics of the teacher. It was anticipated,
therefore, that when the items in the TBC were aligned with the DCM they would be
represented across most or all of the five clusters of the DCM. With the QTM, the
TBC was judged to be a useful instrument for testing hypothesis ii) It is possible to
differentiate between teachers considered to be exceptional using a series of
instruments that explore their classroom behaviours and their personal reflections,
and hypothesis iii) Differentiation between exceptional teachers and other teachers
can be achieved through the modelling of personal dispositions.
6.6 The My Values Questionnaire (MVQ)
The My Values Questionnaire (MVQ) is an instrument for identifying personal
priority values and for assessing the degree to which a person is living them in life
and work situations. In terms of the criteria enunciated in Section 6.2, the MVQ,
with some minor qualifications, appeared to be the best instrument available to gather
relevant data in the realm of personal values held by the 12 case study teachers.
Cotter (2006) stated in his MVQ Technical Manual,
The MVQ was developed with the intention of eliciting the
relative importance and priority which the individual places
on a pre-determined set of values. It was important that the
values set was representative of a comprehensive range of
human values, while still maintaining sufficient brevity to
meet the purpose of practicality and accessibility (p. 6).
Referring to the final set of 22 values chosen, Cotter (2006) made the point that
the MVQ is not a values model that covers every possible definition and nuance of
human values. He claimed also that the questionnaire captures the major categories
into which existing research falls (p. 6). The sources cited as being particularly
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important in the final selection and development of the instrument were Crace and
Brown (1996), Kahle (1983), Macoby (1976), Nevill and Super (1989), Rokeach
(1973), and Schwartz (1992).
Using a sample of 104 participants, Cotter (2006) analysed the psychometric
properties of the 22 values that are measured by the MVQ and found that “the
reliability scores for 13 of the 22 scales exceed the threshold of 0.7 recommended by
Nunnally (1978)” and that “a further 7 of the scales fell between 0.6 and 0.7, a level
considered acceptable in much of the literature” (p. 13). Based on the alpha
coefficients for the MVQ items, the overall internal consistency of the instrument
was found to be good. For these reasons, the MVQ was selected as one of the four
research instruments for the case study.
When the items and related concepts in the MVQ were compared with the clusters of
dispositions in the DCM, the MVQ was judged to be the best instrument available at
the time to be used for gathering personal values data from the case study teachers.
The only modification to the instrument was the omission of any reference to the
value relating to “security” because of ambiguity. The values, definitions and related
concepts are shown in Table 6.4.
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Table 6.4
Table of MVQ Values, Definitions and Related Concepts MVQ Values Definitions Related Concepts
1 Achievement The satisfaction gained from attaining a goal. meeting a challenge or realising one’s potential.
mastery, self-competence, excellence, challenge
2 Caring The experience of directly providing help, support and comfort to others. Differs from "Service To Society" in the emphasis on direct, immediate support to others.
helping others, service, compassion
3 Community The feeling of being connected to, or belonging to, a group, team or societv.
sense of belonging, support, team
4 Connection The experience of being close and intimate with others in a meaningful way. Differs from "Community" in the emphasis on intimacy of the relationship.
love, companionship, relationship, sharing, intimacy
5 Environment Caring for the physical environment. either in a spiritual or practical sense.
environmental sustainability, making a difference to the future of the planet
6.Exploration Seeking new experiences and pursuing interests and adventures,
variety, interest, curiosity, adventure
7 Fairness Valuing equality and justice for all people. Justice, equality, egalitarianism 8 Family Encompasses both family as a specific group. as well as
the sense of family as a feeling. home, ancestry history
9 Freedom The sense of being able to make choices free from obligation or coercion.
choice, individuality
10 Fun Valuing joy, playfulness and recreation. play, pleasure, stimulation, recreation 11 Independence The ability to operate autonomously and using one’s
resources. Distinct from "Freedom" due to the emphasis on self-reliance.
resourcefulness, autonomy, self- direction
12 Influence The ability to have an effect on others through use of power, authority or control.
control, authority, power
13 Insight The value placed upon learning and gaining wisdom. wisdom, knowledge, learning 14 Integrity Honesty, trust and the alignment between values and
actions. trust, loyalty, honesty, openness
14 Recognition The feeling of acting valued and acknowledged by others.
status, prestige, acknowledgement, validation
16 Security (not used)
The emphasis on preserving one's physical and material circumstances.
self-preservation, making ends meet, providing, safety
17 Self expression Having an outlet for ideas and creative expression. creativity, ideas, imagination 18 Service to society
The emphasis placed upon making a contribution to society. Differs from "Environment" in the focus on people and society.
contribution to society, peace, social sustainability, making a difference to people's lives
19 Simplicity The value placed on order and clarity. stability, order, making sense of the world, clarity
20 Spirituality An emphasis on meaning and self-reflection. This value includes, but is not limited to. formal and religious spirituality.
inner harmony, purpose, higher self, self-respect, tranquillity
21 Tradition The value of meeting and conforming to societal expectations and rituals.
honour, respect, conformity
22 Wellbeing An emphasis on being healthy, comfortable and relaxed. Differs from "Security" in the emphasis on attaining a desired stated, rather than avoiding an undesired state.
health, comfort, relaxation
In determining the scores for each case study teacher using the MVQ, two sets of
related questions were used to assess: 1) the values of case study teachers and 2) the
extent to which they were living out their values in the work place. There were 66
questions in the first section and a total of 22 in the second section making 88
questions in all.
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The component of the MVQ that dealt with the extent to which teachers were living
out their values was considered to be a potentially important inclusion in the case
study. There are many possible reasons why teachers may underperform in the
classroom. These include variables such as feeling that they are not treated fairly,
not having the freedom to do what they would like to do or what they believe should
be done in the classroom, and family circumstances. Part 2 of the MVQ could
contribute to the process of differentiating between teachers. It seemed a distinct
possibility that the classroom performance of those teachers who are not deriving
satisfaction from living out their values in the classroom may be adversely affected
by a discrepancy between values held and the extent to which these values are given
expression in the school context. Therefore, data from Part 2 of the MVQ were seen
to be a possible means of further differentiating between the case study teachers on
dispositionally oriented variables.
For Section 1, the responses to the 66 questions were scored on a scale of 1 to 100,
with a rating of 100 indicating the strongest agreement and 1 indicating the least
agreement. Table 6.4 presents the set of generic MVQ values that the case study
teachers were asked to rate. Section 2 consists of 22 questions that relate to the
extent to which the case study teachers lived out their values in the workplace and
these were scored on a scale of 1 to 10 that were again translated by the owners of
MVQ into the generic values. The results are analysed and discussed in Chapter 7.
(For a full account of the operation of the MVQ see Appendix D.)
6.6.1 Summary of the MVQ
The inclusion of the MVQ as one of the four research instruments for the case study
was motivated by the need to include the important area of values because of their
intrinsic association with teacher dispositions. Nowhere was this more clearly
enunciated than in Freeman’s (2007b) syntax of dispositions where he argued,
“Without the component of “values”, whether implicit or explicit, there is no
disposition” (p. 127). In this context, values that were enacted were seen to be an
integral component of dispositions and, therefore, needed to be accommodated in the
choice of instruments for the case study.
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The items in the MVQ focused on the personal values of the teacher and, therefore,
represented dispositional characteristics. It was anticipated that items from the MVQ
could differentiate between the case study teachers on the basis of teachers’ priority
values. The MVQ, then, together with the QTM and TBC, was potentially a useful
instrument for testing hypotheses ii) and iii).
6.7 The Educational Beliefs Questionnaire (EBQ)
The Educational Beliefs Questionnaire (EBQ) used theoretical descriptions of five
distinct educational philosophies in educational foundations literature to arrive at a
three-factor version of the EBQ with 20 items. The original five different
educational philosophies used to develop the EBQ were Essentialism, Traditionalism,
Progressivism, Reconstructivism, and Existentialism. There are three sub-scales in
the final version of the instrument that assesses the educational orientations of
Perennialism, Romanticism, and Progressivism (Silvernail, 1992b).
The three sub-scales represent all five educational philosophies. The first sub-scale,
items 1 to 7 (Factor 1), combines the philosophies of Essentialism and
Traditionalism. These items assess beliefs such as “the importance of schools in
transmitting the cultural heritage, the value of drill and practice, strong authority
roles for teachers, and passive roles for students. This factor was labelled the
Perennialism Orientation” (Silvernail, 1992b, pp. 665-666). The second sub-scale,
items 8 to 16 (Factor 2), reflects the educational philosophies of Reconstructivism
and Existentialism. These items assess “the beliefs in the importance of schools as
sources of new social ideas and individual awareness, the need for schools to become
child-centred, and the role of teachers as facilitators in the natural development of
children” (Silvernail, 1992b, p. 666). Silvernail labelled this Factor 2 sub-scale of
nine items the Romanticism Orientation and commented that it is an orientation
associated with Rousseau in the nineteenth century. The third subscale (Factor 3)
comprises items 17 to 20. This carries the label of Progressivism. These items
assess “beliefs in the central role of schools in developing socially conscious adults,
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the importance of acquiring problem-solving skills and knowledge, and the role of
students as active learners guided by teachers” (Silvernail, 1992b, p. 666).
These philosophical orientations of the EBQ were evidenced by beliefs about key
concepts of education, namely: the purposes of education, the nature of curriculum,
methods of instruction, role of the teacher, and role of the student. The researcher
added an additional open ended question that allowed an opportunity for the case
study teachers to record any educational beliefs that they thought were not included
in the original questionnaire.
Silvernail (1992b) reported details of a study of the development and investigation of
the construct validity of the EBQ in the journal Educational and Psychological
Measurement. The purpose of the study was to develop and establish the construct
validity of the EBQ as a psychometric instrument for assessing beliefs, as discussed
earlier in this section. A confirmatory factor analysis of the scale data found that the
total five-factor model accounted for 50.8% of the variance in teacher responses.
Two of the five factors combine explained only 4.7% of the variance in responses
and contained only two or three items. Four of the items that loaded on these two
factors had common loadings on more than one factor. When these five items were
eliminated and a new common factor analysis was performed with varimax rotations
for three, four and five factor models it was found that the three-factor model yielded
the most parsimonious set of items, accounting for 41.2% of the variance in teacher
responses. Silvernail concluded that the goals of the study had “in large measure” (p.
662) been achieved and he established the construct validity of the EBQ as a
psychometric instrument for assessing beliefs about five educational concepts from
multiple philosophical orientations.
A recent endorsement of the EBQ as a credible psychometric instrument came from
Rideout (2006). In addition, Rideout and Morton (2007) used the EBQ in a study of
pre-service teachers’ beliefs. They provided a useful summary of the validity and
reliability of the instrument stating,
The construct validity of the EBQ was considered using factor
analysis. All 20 items have loadings over 0.35, with a minimum
difference of 0.20 in loading between factors. Calculations for
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internal consistency estimates yielded an alpha coefficient of
0.73 (Silvernail, 1992a) (p. 593).
The details of the revised EBQ are shown in Table 6.5.
Table 6.5
The Educational Beliefs Questionnaire (EBQ)
6.7.1 Summary of the EBQ
The inclusion of the EBQ as one of the four research instruments for the case study
was motivated by the need to include teacher self-reflections in the critical area of
the teachers’ beliefs in order to draw evidence for testing hypotheses ii) and iii). The
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EBQ was considered to be an appropriate instrument for completing the selection of
four research instruments to be implemented in the case study. It was anticipated
that, because of the nature of teacher beliefs, the items in the EBQ would contribute
to the process of differentiating between the 12 case study teachers in the context of
their preferred educational beliefs.
6.8 Summary of Chapter 6
This chapter provided an explanation of the four instruments (QTM, TBC, MVQ and
EBQ) selected to investigate the classroom behaviour of the case study teachers and
to elicit information from each of them regarding personal values and educational
beliefs. The values and beliefs components of the data from the MVQ and EBQ, and
later from the interviews (see Chapters 8 and 9) are expected to contribute
significantly to investigating dispositions associated with teach of the case study
teachers. Each instrument was selected to provide data for differentiating between the
teachers in the case study in ways that would distinguish between pedagogic and
dispositional variables.
The QTM was selected because of its rich pedagogic foundation and the important
contribution it is making to educational thinking and practice in New South Wales.
The TBC was selected because of its focus on observable teaching behaviour, as well
as the underlying teacher dispositions either stated or inferred in the 28 items. This
was found to be a well-researched instrument based on sound psychometric
principles. As well as gathering data based on observed teacher behaviour, it was
important to include data associated with teacher values and beliefs that represented
the “human dimension” of the 12 case study teachers. The MVQ was selected
because of its focus on the personal values of the individual and because of its
convincing psychometric qualities. Finally, the EBQ was selected to gather data on
the 12 case study teachers’ educational beliefs. Reported use of this instrument in
recent research (Rideout & Morton, 2007), together with Silvernail’s (2006)
explanation and testing of the EBQ indicated that it would be useful in providing data
from the perspective of teacher self-reports on their beliefs.
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As was stated in Section 6.3, the items in the TBC were of such a nature that both
pedagogically and dispositionally oriented characteristics were represented. It was
anticipated that TBC items, together with the QTM items, would differentiate
between the case study teachers in terms of their observable classroom behaviours.
On the other hand, the MVQ and EBQ contained items that were intentionally
oriented towards dispositional or values or beliefs aspects of either or both the
teacher and classroom behaviour. Taking into account the nature of dispositions and
the context in which they are manifest, particularly in the context of Freeman’s
(2007b) syntax of dispositions (Chapter 8), it is anticipated it will be possible to
differentiate between the 12 case study teachers on the basis of these dispositional
aspects.
The important role of the four instruments (QTM, TBC, MVQ and EBQ) for
gathering data is seen as the thesis unfolds. The DCM (Chapter 5) was first
developed from the literature review (Chapter 2) in order to explore the question of
whether or not dispositional and pedagogic variables can be identified and associated
in a way or ways that contribute to enriching the meaning of “exceptionality” when
differentiating amongst teachers.
The thesis proceeds to describe and explain how a method was devised by which the
DCM itself could be “operationalised” and used as an “instrument” for differentiating
between teachers on associated pedagogic and dispositional variables. Initially, this
was within the conceptual framework of the five clusters of primary dispositions in
the DCM. The deployment of these instruments and the resultant data are the subject
of the next chapter.
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CHAPTER 7
Differentiating Teachers Using Instrument Data
7.1 Introduction
The aim of this chapter is to present and analyse the data gathered from the four
instruments, namely the Quality Teaching Model (QTM), the Teacher Behaviors
Checklist (TBC), the My Values Questionnaire (MVQ) and the Educational Beliefs
Questionnaire (EBQ) in order to differentiate between the case study teachers in
terms of their classroom performance and in terms of their educational beliefs and
personal values. These data will be used to establish possible patterns of behaviours,
beliefs and values that differentiate between a cohort of 12 case study teachers
deemed by their school principals to be “exceptional”. A subsequent chapter (see
Chapter 8) will propose a method for using the Interview Analysis Framework (IAF)
to “operationalise” the Dispositional Cluster Model (DCM) and, in effect, the DCM
will be used as a fifth instrument for differentiating between the teachers.
Data from each of the instruments (QTM, TBC, MVQ and EBQ) taken separately
will be shown to differentiate between the teachers with varying degrees of
effectiveness. One of the aims of the thesis, however, is to identify dispositions
associated with pedagogic aspects of classroom performance and to use these
associations for differentiating between these case study teachers. Two methods
proposed for the purpose of identifying associations between instrument items
involve the Interview Analysis Framework (IAF) and NVivo analysis of the case
study interviews. These will be explored in Chapters 8 and 9.
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This thesis, therefore, proposes three ways of differentiating between the case study
teachers and providing data for profiling high performing/exceptional teachers. They
are by means of: 1) individual instrument data, 2) the Interview Analysis Framework
(IAF) that “operationalises” the DCM, and 3) NVivo analysis of the case study
interviews. The “validity” of these three methods of differentiating between teachers
will be explored by examining correlations between the results of each method.
The present chapter differentiates between the case study teachers on the basis of
data gathered from the application the QTM, TBC, MVQ and EBQ in the case study.
7.1.1 Case study biographical data
A summary of relevant biographical information regarding the participant teachers is
presented in this chapter to provide a more meaningful context for interpreting the
data that follow. This information is provided in Table 7.1. It is presented in terms
of the gender, years of teaching experience, school level taught (i.e. primary or
secondary), subject(s) taught, and knowledge and understanding of the QTM that
was obtained from a questionnaire that will be discussed in more detail in Chapter
10.
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Table 7.1
Case Study Biographical Data
The 1 to 10 ratings for the teachers’ knowledge of the QTM were based on the
teacher responses to a questionnaire (see Appendix E) that asked the teachers to
score their knowledge and understanding of the QTM from 1 to 10, with 1 being the
lowest level of knowledge and understanding and 10 being the highest.
7.2 The (New South Wales) Quality Teaching Model (QTM)
This section deals with a key instrument, the Quality Teaching Model (QTM), in
terms of the presentation and analyses of the results arising from observations of the
case study teachers’ classroom behaviours. Three lessons were video recorded for
each of the 12 case study teachers. After consultation with two educators from the
University of Newcastle, Australia who are trained in the use of the QTM assessment
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instrument it was decided, as a matter of expediency due to the pressure of time on
the academics, to select at random one video recorded lesson taught by each teacher.
The two assessors then independently rated each of the selected lessons. Once this
was done, they compared and discussed their ratings and came to a decision about
the final scores for each teacher across the three dimensions and 18 items of the
QTM instrument.
7.2.1 Data analysis
In order to assist with the interpretation and analysis of the data in this section it will
be necessary to consult the coding sheet used for observing and evaluating the
lessons. This is contained in Section 6.2 of the previous chapter. The raw score
ratings for each of the 12 case study teachers on the QTM are shown in Table 7.2.
Ratings were on a scale of 1 to 5, with 1 being a minimum rating and 5 being a
maximum rating.
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Table 7.2
QTM Scores for the 12 Case Study Teachers
In terms of macro analysis the most obvious observation from these data is that there
is a wide range of scores, from a high of 81 to a low of 41, out of a possible
maximum score of 90 across the three dimensions (i.e. a maximum score of 30 for
each dimension). Total teacher scores for each of the three dimensions are given at
the bottom of the table. A further observation is that the majority of the case study
teachers did not score particularly well on all three pedagogic dimensions of teaching
as portrayed in the QTM and the possible reasons for this will be discussed in the
final chapter.
The conversion of the data from the raw scores on the QTM into standardised scores
(z-scores) is presented in Table 7.3. This table shows the aggregated raw scores of
each case study teacher for the three dimensions of the QTM, the total raw scores for
each teacher, and the total raw scores converted to z-scores for each teacher.
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Table 7.3
Standardised QTM Scores
When the scores of the 12 teachers on the QTM are standardised it can be seen in
Table 7.3 that seven teachers scored above the zero z-score. Case study teachers B
and C, with Z-scores of 1.38 and 1.04 respectively, represent the high end of the
spectrum of scores. Three teachers, A, D and I with z-scores of -1.28, -0.77 and
-2.05 respectively, represent the weaker end of the spectrum. The scores of the
remaining seven teachers seem fairly evenly distributed between the extremes of the
spectrum, with the only semblance of a pattern being that there are more teachers
with scores skewed towards the low end of the spectrum of scores than there are in
the opposite direction.
The data in Table 7.3 show that, of the three dimensions of the QTM, namely
Intellectual quality, Quality learning environment, and Significance, it was the
Quality learning environment that had the highest mean raw score (23.3) and the
smallest standard deviation (3.1).
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7.2.2 Summary
The raw scores in Table 7.2 enabled the case study teachers to be differentiated in
terms of the individual items and also in terms of the three dimensions embedded in
the QTM. The aggregated raw scores for each case study teacher made
differentiation possible in terms of overall performance according to the criteria of
the QTM. Data from the QTM, particularly with reference to the standardised
scores, identified case study teachers B and C as the best performing teachers.
The standard deviation (SD) for each dimension of the QTM revealed that the
instrument appeared to be least effective in differentiating with reference to the
dimension Quality learning environment. An alternative interpretation is that these
teachers were reasonably consistent in their approaches to creating a quality learning
environment, as measured by the QTM. The dimension Intellectual quality had the
greatest SD (6.3) and, of the three dimensions, appeared to differentiate most
strongly between the 12 case study teachers.
7.3 Teacher Behaviors Checklist (TBC)
This section contains information and analyses of data relating to the application of
the Teacher Behaviors Checklist (TBC) instrument together with some analysis of
the comparison between the standardised scores of the QTM and the TBC.
7.3.1 Data analysis
In Chapter 6, a description of the TBC rating system was provided in Table 6.4. The
initial rating process was based on the letter coding A, B, C, D and E. All three
lessons for each of the 12 case study teachers were coded on each of the 28 items.
The codes were interpreted as follows:
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A = This teacher seems to always exhibit these behaviors reflective of this quality.
B = This teacher seems to frequently exhibit these behaviors reflective of this quality.
C = This teacher seems to sometimes exhibit these behaviors reflective of this quality.
D = This teacher seems rarely to exhibit these behaviors reflective of this quality.
E = This teacher seems never to exhibit these behaviors reflective of this quality.
The coding has been converted into numeric values for purposes of number rating in
this section. The letter ratings for all case study teachers using the original rating
scale are represented in Table 7.4 and the letter ratings converted to number ratings
are shown in Table 7.5.
Table 7.4
TBC Analysis Using Letter Coding
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Table 7.5
Summary of TBC Rating Converted to Numerical Score
The scores for the TBC were obtained in three stages. First, two experienced
educators, one a university professor and one a teacher, viewed and independently
rated the three video recorded lessons taught by each of the 12 case teachers. Where
there was a difference of opinion on the coded rating given to any of the three
lessons taught by each of the 12 case study teachers, a third experienced teacher
moderated the ratings. In the second stage, the independent ratings for all the lessons
were then discussed and collated. An “average” of the three coded ratings was taken,
based on the pattern of performance across the three lessons. The results of this
stage are presented in Table 7.4. Finally, a numeric value was given to the coded
rating for each of the 12 teachers, according to their rated performance across the
three lessons. The results of this process are presented in Table 7.5.
The three observations that become immediately apparent from the raw scores are:
first, that five of the teachers (A, B, C, J and K) had high scores on the TBC analysis
of their three videorecorded classroom lessons; second, that four teachers (E, G, H
and I) did not score as high as the “best” teachers, but they did score above the mean
of the cohort; and third, that three teachers (D, F and L) had relatively low scores.
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Thus, the teachers with the lowest raw scores on the TBC were case study teachers
D, F and L. The highest scoring teachers were A, B, C, J and K.
These comparisons become clearer when the total TBC scores for the teachers are
standardised and then plotted as graphs (Figure 7.1) with the point of origin of the X-
axis and Y-axis being set at the mean of the 12 z-scores.
Figure 7.1. Graphical representation of TBC standardised scores.
A table containing the standardised scores of the TBC rated lessons is included here,
as Table 7.6, because these data have an important place in the continued analysis.
Standardising the scores of the ratings of the 12 case study teachers on all four
instruments was an important step because this would allow for later comparison of
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teacher performances on the basis of “scaled” scores. This is discussed further in
Chapters 9 and 10 of the thesis.
Table 7.6
TBC Standardised Scores
When comparing the TBC (see Table 7.6) and QTM (see Table 7.3) standardised
scores of all 12 case study teachers, a noticeable feature is that the scores of seven
teachers (A, B, C, E, H, J and K) were relatively close, with the scores of three
teachers (D, F and L) being relatively divergent. This feature of the pattern of scores
is displayed in Figure 7.1. It appears that there was relative agreement between the
two instruments regarding seven teachers, including the two who are emerging as the
best performing across all the instruments, namely teachers B and C. Teachers J and
K also performed noticeably better than most of the cohort.
The data from Table 7.7, showing the totals of the standardised scores on the QTM
and TBC taken conjointly, were converted to a bar chart shown in Figure 7.2.
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Table 7.7
Combined Z-scores for QTM and TBC Ratings for All Case Study Teachers
Figure 7.2. Bar chart representation of aggregated standardised scores of the QTM
and TBC.
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The chart highlights the emerging pattern of the 12 case study teachers being
differentiated along a spectrum of scores derived from instrument data. The
relatively low correlation of 0.2 between the array of case teacher scores on the QTM
and TBC, as shown in Table 7.7, is probably accounted for by the fact that the QTM
was oriented towards pedagogic components, whereas the TBC had both
dispositional and pedagogic components. The rationale for bringing together the
QTM and TBC scores is that the QTM results give one pattern of differentiation
while the TBC results give a second pattern of differentiation. The conjoint give a
third pattern of differentiation and this is shown in Figure 7.2.
7.3.2 Summary
It will be observed that according to the TBC data, seven out of the 12 case study
teachers achieved a standardised score rating of 0.95 or higher and one teacher
received a rating of 0.94 (see Table 7.5). Overall, the scores indicated a strong
performance on the TBC, with only case study teacher D scoring lower than 0.75.
On the basis of teacher performances on the TBC, the data appear to support the
principals’ nomination of these teachers for inclusion in the study of “exceptional
teachers”.
It seems that TBC scores for the 28 items were not conclusive in terms of providing
clear differentiation between all the case study teachers. However, using the non-
parametric statistical procedure of ranking, there were five teachers who ranked
relatively higher than the rest of the cohort, these being teachers A, B, C and K who
each had z-scores of 0.99 and teacher J who had the highest z-score of 1.00. It will
be shown with further analysis of data from all four instruments that whereas
teachers A and K do not maintain a consistently high ranking of data scores, teachers
B and C (and to a lesser degree, teacher J) do score consistently high rankings. In
view of the qualitative nature of the research methodology being used, with the
support of descriptive statistics, the non-parametric procedures of ranking scores is
considered useful for discovering consistent patterns of results in the data. An
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important aim of the thesis is to find patterns of results from data analyses that
differentiate between teachers in ways that assist in identifying the best-performing
teachers.
The ratings for the TBC items provided an interesting perspective in terms of
highlighting dispositions and behaviours on which there was consistently high
performance by most of the case study teachers. Table 6.3 provided a
comprehensive list of the 28 item names and their descriptors. There were seven
items where all 12 case study teachers, with the exception of teacher D, were given a
rating of A, the highest rating. These items were: Item 2 (Approachable); Item 3
(Authoritative); Item 4 (Confident); Item 9 (Establishes Daily and Academic Term
Goals); Item 17 (Professional); Item 22 (Rapport); and, Item 23 (Realistic
Expectations of Students). All 12 case study teachers were given an “A” rating for
Item 24 (Respectful). These findings are of considerable importance when
considering the pedagogic and dispositional variables of an exceptional teacher and
are discussed in Chapter 9. One interpretation of the TBC data feedback is that
these eight items identify key behaviours and dispositions of effective teachers.
When interpreting instrument data it is important to exercise care with reference to
the meanings of concepts represented by the instrument items. This is illustrated in
the context of the TBC by the item descriptor “authoritative” that refers to the
teacher’s demonstrated ability to establish clear guidelines and to maintain classroom
order through strategies such as the effective use of voice. Used in the context of the
TBC, this descriptor had positive behavioural connotations that did not preclude
student engagement or student direction during the lesson.
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7.4 The My Values Questionnaire (MVQ)
7.4.1 Rationale
The My Values Questionnaire (MVQ) was administered in order to identify the
personal priority values of the 12 case study teachers and to investigate the degree to
which the case study teachers held common values. In addition, the MVQ was
selected because it took into account the degree to which the teachers were living out
their priority values in their day-to-day teaching. The two parts of the MVQ and the
results, together with the analyses, are dealt with separately in this section.
7.4.2 Part 1 questionnaire
Part I of the MVQ was designed to elicit the values of the individual and, according
to Cotter (2006), can be administered on its own “as a values elicitation tool only” (p.
6). The 12 case study teachers were required to “rate the applicability of each item
on a scale of 1-100, with 100 being highest” (ibid). Tim Cotter, the designer of the
MVQ, explained that this part was structured in three sub-sections based on the
statements:
a. If you were considering a job, how important would the following factors be to you?
b. The most important things a parent can teach or encourage in a child are…
c. In the future, when I look back over my life, I will feel most proud to say that… (p. 7).
Once the teachers rated the applicability of each item, the scoring for each MVQ
value was calculated “as the mean score of the 3 items relating to that value” (Cotter,
2006, p. 7). The 12 case study teacher responses to Part 1 and Part 2 of the MVQ
were sent to Cotter who then processed the data. An analysis of MVQ item
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responses to Part 1 across all cases was carried out, including raw and standardised
scores that are shown in Table 7.8.
Table 7.8
Case Study Teacher Responses to Part 1 of the MVQ
Table 7.8 contains data concerning how each case teacher ranked the 22 value items
in Part 1 of the MVQ. According to Cotter (2006), the scale of 1 to 100 provided
“adequate opportunity for respondents to differentiate between the relative
importance of items” (p. 7). The table also shows the mean rating of each value item
in the MVQ and the rank of the mean ratings when all case teacher ratings for each
item are processed.
Table 7.9 provides an analysis of how each of the 12 case study teachers ranked each
of the 22 MVQ items.
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Table 7.9
Ranked MVQ Item Responses
From the ranking provided in Table 7.9 it can be seen that teacher A, for example.
gave the highest rating to the Insight value (Rank 1) and the lowest rating to the
Freedom value (Rank 22). Teacher D also gave the highest rating to the Insight
value (Rank 1), but gave the lowest rating to the Simplicity value (Rank 22). The
mean of the teacher rankings for each of the 22 values has also been included in
Table 7.9. The Family value, for example, had the highest rank mean (2.5) and the
most frequent ranking across all 12 teachers for Family as a value was Rank 2. This
value also had the lowest standard deviation (1.45) on ranking across the cohort of
teachers.
In addition to profiling each individual teacher’s rankings for the 22 value items,
Table 7.9 provides information regarding the mean of the rankings across all 12
teachers and the mode. The table also indicates those value items having the lowest
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standard deviation across the rankings given by the teachers, and those value items
having the highest standard deviation. These aspects of the data analysis from the
MVQ will be discussed in later chapters of the thesis, particularly as they pertain to
patterns of performance of the 12 teachers across the four case study instruments.
The standard deviation has been used as an indication of the level of consensus
amongst the teachers as to the rankings given to the 22 value items of the MVQ and
this issue is discussed later in this chapter.
Two sets of MVQ data are of particular interest, at this point. The first is data
obtained from the raw scores of each teacher’s rating for each of the 22 MVQ values.
The second set of interesting data is obtained from ranking the combined scores of
each case teacher for each value item in the MVQ. Based on these data, it can be
argued that for these 12 teachers there is a hierarchy of values indicated by their
responses to the MVQ that are influencing the teachers. Clearly, however, this is not
saying that teachers are agreed on how the values on the questionnaire should be
ranked in order of importance. The means of ranks given to values by a set of
teachers may be a useful way of giving a global ranking to scores on a list of values,
but it does not take into account the level of agreement or disagreement associated
with the ranked scores.
Table 7.10 presents a matrix of the MVQ values as they have been ranked according
to the mean of the 12 case study teachers’ scores for each of the 22 items.
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Table 7.10
Matrix of MVQ Values Ranked by Case Teacher Scores
As stated earlier in this chapter, the standard deviation has been used to provide an
indication of the level of consensus amongst the teachers as to the rankings given to
the 22 MVQ items. In order to deal with this issue the means of ranks and the
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standard deviation of ranks given by each of the 12 case study teachers to the 22
value items were extracted from the data and used to provide cut off points for
distinguishing between values. In order to establish those value items where there
was a degree of consensus concerning the values perceived to be the most important,
a cut-off point of a mean ranking of 10 or less was first considered, remembering that
a ranking of 1 was the highest ranking. It was reasoned that nominating 10 as a cut-
off value for the collective means was a defensible decision to make. The
assumption underlying this cut-off figure was that an average ranking of 50% or
more would indicate the probability of half or more of the teachers agreeing as to the
relative importance of a particular value. The MVQ values meeting this criterion can
be seen in the ranked means column of Table 7.9. The highest ranked values are:
Family (item 8), Insight (item 13), Integrity (item 14), Caring (item 2), Fairness (item
7), Service to Society (item 18), Connection (item 4), Independence (item 11),
Spirituality (item 20), and Fun (item 10).
The next step in identifying those value items for which there was relative agreement
among the case study teachers regarding the level of importance involved the process
of nominating a cut-off value for standard deviations that would be tolerated as
indicating an acceptable level of agreement. A subjective but rational decision was
made, after examining the range of standard deviation scores for each of the 12
teachers on all items in the MVQ, to set a standard deviation of 5.0 as the threshold
for the level of consensus. A standard deviation of 5.0 was selected because it was
the approximate standard deviation of the 50th percentile of the mean scores of the 12
teachers (between 11.1 and 11.4).
When a standard deviation of 5.0 was applied it was found that eight of the above
values met the double criteria of means ≤ 10 and standard deviation ≤ 5.0. These
eight values were Family (item 8), Insight (item 13), Integrity (item 14), Caring (item
2), Fairness (item 7), Service to society (item 18), Connection (item 4), and Fun
(item 10). These data are presented in Table 7.11.
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Table 7.11 also includes z-scores that were calculated to aggregated rankings that
each teacher gave to the values identified by the cohort as being the highest ranked
MVQ values. This was for the purposes of comparison with teacher scores on the
other three case study instruments (i.e. QTM, TBC and EBQ). Table 7.11 shows the
10 highest ranked MVQ values with each case study teacher’s z-score for each of
these values.
Table 7.11
Highest Ranked MVQ Values (with Mean Scores ≤ 10) and Case Teachers’ Z-scores
≤ 5.0 on These Values.
It will be seen from z-scores of the total scores for each case study teacher, sorted in
ascending order, that teacher B has the lowest z-score (-2.46). This low z-score
indicates that this teacher gave ranks of 1, 2 and other low numbers to the values that
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were identified by the cohort of teachers as being the most important values in the
MVQ. Table 7.11 enables comparisons to be drawn regarding the relative agreement
of each teacher with reference to the values identified as being most important by the
cohort of teachers. The tantalising question is whether or not there is a relationship
between these MVQ values and teacher classroom performance.
7.4.3 Summary
It was anticipated that data from the MVQ items processed in isolation were not
likely to differentiate significantly between the case study teachers as to their
personal value systems because all the teachers had been identified by their
principals as exceptional. Interest in the data is threefold. One focus of attention is
on identifying personal values of the best performing teachers for differentiating
purposes (Chapter 9). Another focus is comparing the MVQ data and data from the
other instruments (i.e. the QTM, TBC and EBQ) with data from the case study
interview analyses (i.e. IAF and NVivo) for the purpose of differentiating between
the case study teachers (Chapter 9). The third focus of interest in section 7.4.1 is on
investigating whether or not it is possible to identify a set of values held in common
by teachers perceived to be exceptional.
While it was possible to extract an overall numeric ranking of the 22 values in the
MVQ (Table 7.10), it was not possible to conclude that there was agreement as to the
ranking of all 22 items. There was a range of standard deviations on the ranking of
all 22 items from 1.45 to 7.18. By using a mean of ≤ 10 and standard deviation of ≤
5 as the criteria for selection, however, it was possible to identify those personal
values where there was the highest level of agreement amongst all 12 case study
teachers as to which MVQ values were perceived to be the most important. These
values were: Family, Insight, Integrity, Caring, Fairness, Service to Society,
Connection, and Fun (Table 7.11).
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7.4.4 Part 2 questionnaire
Part 2 of the MVQ was designed to explore the satisfaction level or the extent to
which the case study teachers were “living out” their values in the school context,
particularly those values perceived by the respondents as being their most important
personal values. Rating in this part was on a 10-point Likert-type scale, with 10
being the maximum degree of satisfaction and 1 being the least degree of
satisfaction. The case study teachers were asked to respond to the degree to which
they were living each value in their current work at school. The final results of the
teachers’ responses to Part 2 of the MVQ were reported in terms of a score that
represented the degree to which each teacher was living each of the values in their
work at school.
When an instrument measuring relevant personal values was being sought at the
commencement of research for the thesis, this feature of the MVQ was seen as
having the potential of making a meaningful contribution to the process of
differentiating between the case study teachers. Table 7.12 and Figure 7.3
summarise the findings of Part 2 for the satisfaction level of all 12 case study
teachers for all 22 values in the MVQ, in the context of his or her work at school.
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Table 7.12
Satisfaction Scores for All MVQ Values
Figure 7.3. Graphical representation of satisfaction for all MVQ values, as
standardised scores.
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Overall, it appears that four case study teachers (A, C, H and I) were enjoying a
higher level of living out their values than the other eight teachers, and four teachers
in particular (D, G, K and L) were experiencing a lower level of living out their
values in their school contexts. The impact of job satisfaction on teaching
performance, with reference to living out personal values, is an area of research
worth following up in future research, but is beyond the limits of this thesis.
One feature of the data that should be noted at this point is that one teacher, namely
C, and one teacher, D, who have been identified respectively by the QTM and TBC
as being the second best and the weakest of the 12 case study teachers, are identified
in Part 2 of the MVQ as experiencing the highest and lowest levels of living out their
personal values. On the other hand, case teacher B, who was ranked highest on the
combined QTM and TBC scores (see Table 7.7), was experiencing “average”
satisfaction. Case teacher I, ranked low on the QTM and TBC, was experiencing a
relatively high level of living out perceived personal values at school. The question
of interest is whether or not the extent to which values are being lived out at school is
an important variable in influencing teacher effectiveness.
Another question raised by the data from Part 2 of the MVQ is the extent, if any, that
the effectiveness of a teacher is adversely affected by one or a small number of
personal values perceived by that teacher as not being lived out at school. The
obvious example, taking all values of the MVQ into account, is case teacher D.
Table 7.12 shows teacher D giving a score of only 2 out of 10 for the extent to which
two values, “Wellbeing” and “Family”, are being lived out at school. This teacher
rates another value, “Freedom”, as having a score of only 4 out of 10 as being lived
out at school. Interestingly, case teacher B, the best performing teacher, rated the
value “Fairness” as having a score of 1 out 10 for being lived out at school. These
anomalies highlight the complexity of trying to understand the impact of “living out”
values in a school context.
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Table 7.13 provides a summary of the mean and standard deviation for the scores of
each of the 12 case study teachers across all 22 value items in the context of Part 2 of
the MVQ.
Table 7.13
Means and Standard Deviations of “Satisfaction” Scores for All MVQ Values
If we examine the means and standard deviations in Table 7.13 we find that teacher
A, for example, scored a mean of 8.2 for the degree of satisfaction achieved across
all 22 items in the context of living out the values at school. Teacher C scored the
highest mean of 9.4. This indicated a high degree of satisfaction in terms of living
out the 22 MVQ value items at school. On the other hand, teachers D, G and K each
achieved a mean of 6.5. This indicated a lower degree of satisfaction in terms of
living out theses values at school, in comparison to the cohort. Teachers C, H, I, A
and L were the five highest ranked teachers on the mean scores in terms of
satisfaction with living out the MVQ values at school. Teachers A, H, E and C had
the lowest standard deviations in their responses while teachers B, D and L had the
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highest standard deviations. The anomaly of teacher B’s response to the Freedom
value contributed to the high dispersion of that teacher’s scores.
Table 7.14 provides a summary of the 12 case study teachers’ “satisfaction” scores
on Part 2 of the MVQ that identifies the extent to which teachers are “living out” in
the workplace those values deemed by each teacher as being most important.
Table 7.14
Means and Standard Deviations of “Satisfaction” Scores for most Important MVQ
Values Deemed by Each Teacher as Being Most Important
The five highest scoring teachers on the values deemed by each to be most important
were teachers C, I, H, A and F. The lowest scoring teachers on these individually
selected value items from the MVQ were teachers D, G and L. The teachers having
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the lowest standard deviations in the scoring on their most important value items
were teachers B, C, F, E and H. The teachers having the highest standard deviations
in their scoring were teachers L and D. From these observations it can be deduced
that case study teachers C, F and H were most consistently enjoying living out all
their most important values in the workplace. Teachers L and D, on the other hand,
seemed to be experiencing a noticeable degree of dissonance between the values they
deemed to be most important and the level of satisfaction from living out their most
important values.
Generally, when a comparison is made between results for all “living out at school”
MVQ items and the “living out at school” results for the most important values, there
did not seem to be a noticeable difference. The results for teacher B, however, were
of interest. On the mean of the scores across all 22 MVQ value items, teacher B had
the third highest standard deviation (1.87) (see Table 7.13), thus demonstrating
considerable range of scores in the ratings given to the 22 values. Conversely, on the
mean of the scores across the 10 most important value items, teacher B had the
lowest standard deviation (0.40), thus demonstrating the least variation in the rating
of these value items.
As noted (see Table 7.13), when all 22 MVQ values are taken into account, teacher B
has the third highest standard deviation (SD) (ranked 10th from the lowest to highest
SD). When the standard deviation ranking is based on only the most important MVQ
values, however, teacher B has the lowest SD, having a ranking of 1 (from lowest to
highest SD). This anomaly is worth revisiting because teacher B was one of the best
performing teachers across both the QTM and the TBC. It was expected that teacher
B would have one of the lowest standard deviations across the 22 MVQ items
because of consistency in performance, as was demonstrated by case study teacher C,
another higher performance teacher. Teacher B’s low standard deviations for the
most important MVQ values, however, was in keeping with the pattern of
performance that was expected. There were a number of possible reasons why
teacher B had an unexpectedly high standard variation across all 22 MVQ items.
The low rating B gave to the Fairness value (1 out of a possible 10) indicated, for
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example, that there may have been an interpersonal problem at school and that this
situation influenced that particular rating.
7.4.5 Summary
Part 2 of the MVQ indicated that four case study teachers (A, C, H and I) reported
that they were living out their values well above the mean of all 12 teachers in the
work place. Four teachers (D, G, K and L) were living out their values below the
mean of the cohort of case study teachers. The remaining four teachers were living
out their values at a level approximately equivalent or close to the mean of the cohort
(see Figure 7.3).
Data from Part 2 show case study teacher C as obtaining the highest level of
satisfaction from living out her values at school while case study teachers D and G
reported the lowest level (see Figure 7.3). Teachers C and D have been identified on
the QTM and TBC as being at extreme ends of the spectrum of strong to weak
teachers, based on classroom performance.
These data from the MVQ will be considered further in conjunction with data from
the IAF and NVivo analysis of the case study interviews. This will be done in the
context of drawing together the case study data in Chapter 9.
7.5 The Educational Beliefs Questionnaire (EBQ)
The Educational Beliefs Questionnaire (EBQ) was selected as one of the four case
study instruments because of its focus on the important area of teacher beliefs. The
parametric properties of the EBQ, together with its use in recent research, such as
that of Rideout and Morton (2007) indicated that this would be a useful instrument
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for the purposes of differentiating between the case study teachers and that it could
contribute to the profile of an exceptional teacher.
The teachers were invited to respond to a questionnaire comprising three sub-scales
and 20 educational belief items. The three sub-scales were established in terms of
philosophical orientations. The structure of the questionnaire was as follows:
Perennialism, containing seven items; Romanticism, containing nine items; and
Progressivism, containing four items. Teachers were required to rate each of the 22
EBQ items on a scale of 1 to 6, with 1 being least agreement and 6 being maximum
agreement with a given belief statement.
Silvernail (1992b) used factor analysis based on “maximum-likelihood extraction
procedures with varimax rotation” (p. 663) for the development and factor structure
of the EBQ. He found that Factor 1, Perennialism, “combined the philosophies of
essentialism and traditionalism” (p. 665) and that Factor 2, Romanticism, “reflected
the educational philosophies of reconstructivism and existentialism” (p. 666). Factor
3, Progressivism, “reflected the progressive philosophy depicted in the earlier scales
of Kerlinger and Kaya and Sirotnik” (p. 666). Table 7.15 provides a summary of the
20 belief items and the three underlying philosophical factors of the EBQ.
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Table 7.15
The Three Philosophical Factors and Item Structure of the EBQ
There are three questions to which answers will be sought from the EBQ data. They
are:
1) Is there a degree of agreement amongst the case study teachers as to how the
three philosophical orientations should be ranked in order of importance?
2) Are there beliefs listed in the EBQ that are held in common to be the most
important beliefs by the case study teachers? If so, what are these top rated
beliefs?
3) Do data from the EBQ discriminate between the case study teachers in any
way or ways?
The responses of the case study teachers to the EBQ are of particular interest because
of the focus on teachers’ educational beliefs. The following analysis is aimed
primarily at identifying educational beliefs that were perceived as being important by
the majority of case study teachers. The first issue to be addressed is the degree to
which there was agreement amongst the case study teachers as to how the three
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philosophical orientations should be ranked in order of importance. There is strong
agreement that the Progressivism orientation is the most favoured of the three
dimensions, with Romanticism second and Perennialism being third and least
favoured. Data supporting this observation are supplied as Table 7.16 and Table
7.17.
There is a qualifying observation that should be made regarding the ranking of the
three philosophical dimensions of the EBQ. While Progressivism was ranked above
Perennialism on the basis of standardised scores (see Table 7.19), the standard
deviation was higher for Progressivism than for Perennialism (see Table 7.18),
indicating a lower level of agreement amongst the teachers concerning its relative
importance. This could be accounted for, at least in part, by the fact that teacher D
indicated a very low preference for the Progressivism orientation.
Table 7.16
Aggregated Scores for Philosophical Orientations
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Table 7.17
The Percentage Weightings for Each Teacher and the Average Percentage
Weightings on Each of the Three Philosophical Orientations of the EBQ
Some important observations can be made from the aggregated EBQ scores of the 12
case study teachers. The percentage weightings for each teacher on each of the three
philosophical orientations are provided in Table 7.17. The average preference for the
Progressivism orientation, expressed in terms of percentage scores from each teacher
was 87.83%. This was in spite of the fact that teacher D, arguably the weakest of the
cohort, presented a response of only 45.8% in favour of the Progressivism
orientation. Four teachers (C, G, I and J) gave the Progressivism orientation a
maximum weighting of 100%. Teacher B, on the other hand, gave the Romanticism
orientation (88.9%) a slightly stronger percentage weighting than Progressivism
(83.3%).
Table 7.18 presents teacher ratings, variance and standard deviations for the 22 EBQ
items.
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Table 7.18
Raw Scores, Standard Deviation and Z-scores in EBQ Item Responses for All Case
Study Teachers
The EBQ responses from all 12 case study teachers were analysed to show the
standard deviation for each item as shown in Table 7.18. The item standard
deviations proved to be a useful contribution for identifying those EBQ items on
which there was a degree of consensus across the cohort.
The second question regarding the EBQ asks if there are beliefs listed in the EBQ
that are held in common to be most important beliefs by the case teachers. If so,
what are these top rated beliefs? In order to answer these questions all 20 items in
the EBQ across all 12 case study teachers were analysed to produce standardised
scores for each item. These z-scores were then ranked in descending order as
presented in Table 7.19, showing clearly that there were belief items from the EBQ
considered by the case study teachers as being more important than others.
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Table 7.19
Z-scores Ranking all EBQ Items
A summary of the standardised ranked EBQ items, together with the legend
describing the most important and the least most important items, is then shown in
Table 7.20.
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Table 7.20
Distinguishing Between Most Important and Least Important EBQ Items
A close examination of the seven highest ranked items on the EBQ brings into focus
concepts that resonate with the five clusters of dispositions comprising the
Dispositional Cluster Model (DCM). Some examples of these dispositions from the
DCM reflected in the above ranking of EBQ items include: Flexible, Imaginative,
Pupil centred, Creative, and Risk-taking. This association of instrument items used
for data gathering and the five clusters of dispositions in the DCM is an important
one and contributes to making the DCM a practical instrument for differentiating
between teachers. More will be said about this aspect of the research in Chapter 9.
The third question that the analysis of EBQ data set out to answer was whether or not
the EBQ differentiated between the 12 case study teachers in any way or ways. After
examining the instrument data represented in tables and charts it was concluded that,
at this stage, there was not sufficient evidence to answer the question in the
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affirmative. While the EBQ did provide interesting and potentially important data
regarding the educational beliefs of the 12 case study teachers collectively and
individually, it did not appear to differentiate significantly between the teachers.
This seems to provide some support for the idea that exceptional teachers might hold
a common set of educational beliefs.
7.5.1 Summary
In concluding the analysis in this section it is noted that the EBQ differentiated
between case study teachers in terms of their declared educational beliefs. The
degree of differentiation, however, was not fine enough to arrive at definitive
conclusions regarding the distinctly best performing teachers on other instrument
data (i.e. teachers B, C, J and K). It was possible, however, to observe a pattern in
the EBQ results that distinguished a group of the weakest performing case study
teachers according to these other instruments (i.e. teachers D, I and L). The EBQ
was useful in identifying educational beliefs on which there was a noticeable
consensus across the cohort. In order of importance these belief items were: 13
Schools should be sources of new ideas, 12 Students should learn from peers, 9
Schools should promote self awareness, 18 Students should learn essential
knowledge, 15 Learning should be experimental, 7 Subjects should represent a
society’s heritage, and 19 Teachers should be facilitators.
These identified beliefs will be shown in Chapter 10 to contribute to the ongoing
process of differentiating between exceptional teachers and other teachers within the
parameters of the case study on which the thesis data are based.
Decimal scores for the 12 case study teachers on the 88 items covering all four
instruments (QTM, TBC, MVQ and EBQ) are shown in Appendix F, together with
an instrument code legend (Appendix G) in order to provide a summary of the
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analyses of each instrument. These raw scores have been converted to decimals for
the purposes of continuity and comparison.
7.6 Conclusions from case study instrument data
At the beginning of this chapter it was stated that the aim was to present and analyse
the data gathered from the four instruments, namely the Quality Teaching Model
(QTM), the Teacher Behaviors Checklist (TBC), the My Values Questionnaire
(MVQ) and the Educational Beliefs Questionnaire (EBQ) in order to differentiate
between the 12 case study teachers in terms of their classroom performances and in
terms of their educational belief and personal values. The focus of the QTM was on
pedagogic elements that were evident in the observed classroom behaviour of the
teachers. The TBC focused on pedagogic elements as well as underlying
dispositional elements that were manifest in the teachers’ classroom behaviours. The
MVQ and EBQ relied on teacher self-reports to indicate personal values and
educational beliefs. It was expected that patterns of behaviours, values and beliefs
that differentiated between the cohort of 12 case study teachers would become
evident as a result of this process. The possibility existed, however, that on their
own these instruments would differentiate to varying degrees of effectiveness
between these teachers.
An important principle when examining the case study data was to take into account
each teacher’s performance across all four instruments. This allowed for the
identification of emerging patterns of performance across the cohort, as well as
tracking individual teacher performances across the instruments.
Each of the instruments (QTM, TBC, MVQ and EBQ) used in the case study was
scored according to its own scoring criteria and method for analysing responses from
the 12 case study teachers. Raw scores on each of the instruments were converted to
z-scores for the purposes of comparison and synthesis. The QTM, for example,
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identified B as being the “best” performing teacher on that instrument, with a z-score
of 1.38 (see Table 7.3). This score was an aggregate of the three dimensions of
teacher behaviour comprising the instrument, namely: Intellectual quality, Quality
teaching environment, and Significance. Teachers A and I, according to the criteria,
were the least effective of the cohort, with z-scores of -1.28 and -2.05 respectively.
Teacher D, with a z-score of -0.77 was the third lowest performing teacher on the
QTM. Case teacher B would be regarded as the best and possibly the exceptional
teacher relative to the cohort of 12 case study teachers on the basis of performance
on the QTM criteria with a z-score of 1.38. Teacher C followed with a z-score of
1.04.
There was a rich source of data generated from the TBC. In terms of overall scores,
when the raw scores on the TBC were standardised (see Table 7.6), differences
between teacher performances were made clearer. Teachers A (z-score 0.61), B (z-
score 0.68), C (z-score 0.68) and K (z-score 0.68) all performed strongly, with
teacher J (z-score 0.74) being the strongest performing of the 12 case study teachers
on the TBC. Teacher D (z-score -2.46) was noticeably weaker on the TBC
performance than the cohort. Teachers F and L did not perform as strongly as the
cohort, with standardised scores of -0.96 and -1.15 respectively.
Overall, the 12 case study teachers performed better on the TBC ratings than they did
on the QTM. One observation to be made in this regard is that the TBC may
represent those behaviours upon which the school principals based their decisions
when nominating teachers for participation in the case study. A second observation
is that when considering all four instruments, teachers B and C performed at
consistently high levels.
Data from the MVQ were reported in two parts. Part 1 dealt with the personal
priority values of each teacher and Part 2 dealt with the level of satisfaction
experienced by each teacher in terms of living out these values in their school
contexts. Data yielded from Part 1 of the MVQ identified a limited hierarchy of
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personal values that may contribute to exceptional teaching (see Tables 7.10 and
7.11), but it is not possible to say at this point with reasonable certainty whether or
not the specific values are associated with exceptional teachers. If the 12 teachers
were, in fact, all exceptional teachers there could be a case made that exceptional
teachers held these values. Some of the case teachers who were thought to be
exceptional by their principals appear to be profiling otherwise, according to the data
being analysed. At this stage, it cannot be claimed that the MVQ, as a stand-alone
instrument, is effective in differentiating between teachers in terms of overall
patterns of values. It will be shown, however, that the data from the MVQ does
contribute to the total differentiation process using the procedure described in
Chapter 9.
The results from Part 2 of the MVQ indicated that when data on teacher responses to
the level of satisfaction in living out values in their workplace were analysed in the
context of the 10 MVQ values rated by the cohort as being the most important, it was
found that the scores for teacher B demonstrated the lowest standard deviation and
that the scores for teachers D and I demonstrated the highest standard deviations. In
other words, teacher B was most consistently living out the top rated MVQ values in
his classroom teaching, while teacher D was least consistent in living out the top
rated values in her classroom teaching. There appeared to be a degree of consistency
in the patterns of results that differentiated highest and lowest rating teachers across
the QTM, TBC and MVQ. This indicated that the MVQ results on both Part 1 and
Part 2 are worth pursuing for purposes of gaining a holistic picture of what it means
to be an exceptional teacher through the process of differentiation, in the context of
this case study, as discussed in Chapter 9.
Data from the cohort of 12 case study teachers on the Educational Beliefs
Questionnaire (QBQ) indicated a preference for those beliefs associated with the
philosophical orientation described by Silvernail (1992a) as Progressivism. While
belief items associated with the philosophical orientation Romanticism also were
given a high rating by the cohort, the orientation Perennialism was given a
considerably lower rating. Expressed in terms of the percentage weightings of the
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cohort on each belief item associated with each of the three philosophical
orientations, the results were: Progressivism = 87.83%, Romanticism = 80.86%, and
Perennialism = 61.91% (see Table 7.17). Teachers C, G, I and J each rated the four
items comprising the Progressivism orientation as 100% while teacher B rated the
items comprising this philosophical orientation (83.3%) lower than the items
comprising the Progressivism orientation (88.9%).
On face value, in terms of total scores, EBQ data do not appear to differentiate
significantly between teachers within each of the three philosophical dimensions or
across the three philosophical dimensions. But they did identify those educational
beliefs on which there was a strong consensus across the cohort. One outcome from
the EBQ data that is pursued in the next stage of the research and in Chapter 10 is
that the seven EBQ belief items ranked highest by the cohort did bring into focus
concepts that resonate with the five clusters of the DCM. These included
dispositional elements such as: Felixible, Imaginative, Pupil-centred, Creative, and
Risk-taking
It should be said at this point in the thesis that it is acknowledged that the subject
being taught is likely to influence a teacher’s classroom behaviour, as will variables
such as year level and class size. These are considerations worth noting for future
research and testing. It is a fundamental premise of this thesis, however, that values
and beliefs on their own are not dispositions. They do become foundation elements
of dispositions when they are manifest as behaviour in specific contexts that certainly
will vary over time. The following tentative theory is in keeping with Freeman’s
(2007b) formulation of the syntax of dispositions (see Chapter 8) that offers an
explanation of how it is possible for an exceptional teacher to manifest the same
dispositions when teaching different subjects and/or in different school contexts.
According to this proposed theory, an exceptional teacher’s values and beliefs
remain relatively stable while their behavioural manifestations may vary within a
“family” of related behaviours in different epistemological contexts determined by
the subjects taught. The syntax of dispositions functions as a type of equation that
explains how dispositions operate as a constant while behaviour, to a limited extent,
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and context may vary. These variations are always in relationship with the
dispositions involved. While an examination of this theory lies beyond the limits of
this thesis, it will be referred to again in Chapter 10.
The following chapter moves on to Stages 4 and 5 of the research that examine the
case study interviews. In Chapter 8 the Dispositional Cluster Model (DCM) is
“operationalised” through the implementation of the Interview Analysis Framework
(IAF). Data from the IAF and NVivo analyses provide further input into the process
of differentiating between the 12 case study teachers. The findings and conclusions
from the present chapter and from the interview analyses in Chapter 8 will be
pursued in Chapters 9 and 10.
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CHAPTER 8
Analysis of Case Study Interviews
8.1 Introduction and rationale
8.1.1 Introduction
The analysis of the case study interviews is an important part of Stage 3 of the thesis.
The videoing and assessment of the lessons focused on what the 12 case study
teachers actually do in the classroom, and the My Values Questionnaire (MVQ) and
the Educational Beliefs Questionnaire (EBQ) were self-reports regarding the
teachers’ values and beliefs. The case study interviews, while elaborating on such
aspects of their personal world-views as beliefs and values, focused on what the
teachers say they do when teaching.
The four instruments used in the case study were described in Chapter 6 and the
results of differentiating between the teachers on the basis of data gathered from
these instruments were discussed in Chapter 7. This chapter explains and discusses
the analysis of the 12 case study interviews.
The concept “dispositions” is of key importance to the focus of this study and was
defined and discussed in Chapter 1. The design of the Dispositional Cluster Model
(DCM) constituted Stage 2 of the thesis and was explained in Chapter 4. At that
stage, the DCM was presented as a conceptual model that was derived from the
literature review using constructivist methodology. In Stage 3, the conceptual model
is used in conjunction with Freeman’s (2007b) syntax of dispositions, as the basis for
designing the Interview Analysis Framework (IAF) describe in this chapter. The
IAF is deployed as an instrument for differentiating between teachers by means of
assessing and rating the case study interviews through “operationalising” the DCM.
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The design and implementation of the Interview Analysis Framework (IAF) is one of
the key contributions of this study. It is based on an analysis of the Dispositional
Cluster Model (DCM) within the theoretical framework of Freeman’s (2007b) syntax
of dispositions (see Chapter 2). Essentially, the purpose of the IAF is to rate teachers
on the basis of their interviews in order to assess the degree to which the
dispositional clusters of the DCM have been activated by the teachers.
8.1.2 Rationale underlying the case study interviews
The interviews were included in the case study of exceptional teachers in order to
gather data that were generated by the teachers themselves and that included their
personal reflections. While their responses to the MVQ and the EBQ provided
information about their values and beliefs, these instruments did not give opportunity
for the 12 case study teachers to reflect on themselves as individuals in the context of
the dispositions underlying their classroom behaviours. The analysis of their
teaching behaviours using the QTM focused on the observable manifestations of
their knowledge and skills (i.e. pedagogic variables) in the context of classroom
teaching and learning. Although the TBC is associated with teacher dispositions the
focus was, nonetheless, on observable classroom behaviour.
The data gathered from the application of the QTM, TBC, MVQ and EBQ
contributed to the identification of patterns of classroom behaviours and the
dispositions and attributes that differentiated between the case study teachers. The
case study interviews were included in order to elicit data from the teachers that
could be used to enrich and consolidate the data already gathered from the four case
study instruments. This was to be done in the context of the teachers’ personal
reflections, thus providing an extra dimension of the teachers’ perceptions of
themselves.
The case study interviews were conducted at the end of the observation and video
recording of the three lessons taught by each of the 12 teachers. These interviews
afforded the opportunity to examine more closely the dispositional characteristics of
the teachers, including the underlying values and beliefs that distinguished the
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teachers as individuals or as “selves”, at both the personal and the professional
levels. Further details of the interview are provided in Section 8.2.3.
A fundamental premise underlying teacher dispositions is that they are consistently
demonstrated. In other words, they underlie patterns of behaviour and decision-
making or “habits of mind” (Katz, 1993) that are an integral part of the fabric of not
only what the teacher does, but also of who the teacher is, as a person. These
dispositions are what Freeman (2007b) referred to as the “what else” (p. 12) that
distinguishes an effective teacher. He argued that while it is important to have the
knowledge and skills, as well as a variety of pedagogic strategies, understanding of
context as well as good judgement, there is more that makes effective teachers.
This is what Palmer (1998) referred to as the “inner landscape” of teachers’ lives.
Hare (2007) argued that we do not simply teach subjects or content, but that we also
teach who we are. Freeman’s (2007a, b) work on the syntax of dispositions has
provided substance and context for the examination of the nature of dispositions and
how they are manifest in the behaviour of effective teachers. The case study
interviews and the use of the Interview Analysis Framework (IAF) were designed to
examine more closely the dispositions of the 12 case study teachers, within the
context of the five clusters of the Dispositional Cluster Model (DCM).
In addition to the IAF analysis, all 12 case study interviews were analysed using
NVivo software. A description of the NVivo process of analysis and data from the
analysis are presented later in this chapter.
8.2 The Interview Analysis Framework (IAF)
8.2.1 Explanation of the IAF
The design of the Interview Analysis Framework (IAF) is based on the premise that
it should be possible to differentiate between teachers on the basis of the dispositions
that are associated with teachers’ classroom behaviours. This can be done by
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applying the four components of Freeman’s (2007b) syntax of dispositions to the five
clusters of the DCM (i.e. Authentic, Committed, Communicative, Creative, and
Passionate) and their sub-dispositions. Four different secondary dispositions or sub-
dispositions have been identified from the literature as being associated with each of
the five DCM clusters, as explained and discussed in Chapter 4. The term syntax of
dispositions was used by Freeman (2007b) to refer to dispositions and the ways they
are structured and manifest in different contexts, such as teaching in the classroom.
Freeman formulated the syntax of dispositions in terms of four components:
“Constraints and possibilities of context + an intention-in-action + values to be
realized + pursuing selected strategies” (p. 133). He argued that “All of these
elements must be present in order for a disposition to be activated and result in
observable actions” (p. 133). Freeman further asserted “If a pattern of teaching
behavior is not producing the desired result, this syntax suggests that a systematic
examination of context, levels of intention, strategies, and values will assist in
identifying where change or adjustment is necessary” (p. 133). The components of
the syntax of dispositions as used in the IAF, together with the rating key, are
presented in Table 8.1.
Table 8.1
Interview Analysis Framework (IAF)
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Section 8.2.6 provides examples of the use of the IAF for the analysis and rating of
case study interviews. These examples are intended to explain how the syntax of
dispositions has been applied with specific reference to the five clusters of the DCM.
An example of the IAF data grid, showing a more detailed structure and guidelines
for rating the case study interviews on the Authentic cluster of the DCM, is given in
Table 8.2.
Table 8.2
The IAF Data Grid: Structure and Guidelines for Rating the Case Study Interviews
on the Five Clusters of the DCM
Table 8.3 presents a sample analysis of the application of the IAF for case study
teacher A on the Authentic cluster.
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Table 8.3
The IAF: Sample of Implementation for Rating the Case Study Interview for Teacher
A, Based on the Authentic Cluster from the DCM
8.2.2 The IAF protocol
Taking into account the four components that make up Freeman’s (2007b) syntax of
dispositions, the IAF was designed to analyse and rate the case study interviews
based on the following criteria:
(i) Values that either are explicitly or implicitly evident.
(ii) Demonstrated intention in action.
(iii) Selected strategies to implement the intention.
(iv) Acknowledgement or awareness of constraints that may hinder or
limit the implementation through teaching behaviour, as well as
possibilities that may facilitate the implementation in a given context
These criteria assist with the identification of patterns of dispositions and the
teaching behaviours through which they are manifest by focusing not only on the
dispositions, but on the syntax of those dispositions and whether or not they are
“activated” in classroom teaching.
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Using these criteria, the purpose of the IAF is to identify patterns of dispositions
embedded in the interviews with the case study teachers. These patterns of
dispositions are identified by means of the syntax components referencing the
dispositions in the five clusters of the DCM. Table 8.1 showed a template of the
rating instrument used to implement the IAF.
The criteria associated with each of the four components of the syntax of dispositions
are derived from Freeman’s own analysis (Freeman, 2007b, pp. 126-133). First,
there are values that can be both explicit and implicit. Explicit values are those
personal and professional values that are identified by the teacher as being important
to their teaching (i.e. values to be realised). Implicit values are values not overtly
identified but that are implicit in the teachers’ comments. Second, there must also be
evidence indicating the likely ability to implement a plan of action and not simply
talk about the intentions (i.e. intention-in-action). Third, there needs to be evidence
indicating the strategies and plans the teacher has in place, or is planning, for
implementing his/her intentions and their underlying values. Finally, evidence from
the interview is required regarding the teacher’s ability to understand and work with
the constraints and possibilities of their teaching and learning context(s).
The IAF was used to rate the case study interviews using the four components of the
syntax of dispositions (see Table 8.1). During the process of analysing and rating an
interview transcript, the text was coded according to the requirements of the IAF and
each coded reference was rated as 0, 1 or 2. A score of zero (0) was entered in the
relevant cell of the instrument if there was no support for that element in the
interview or if there was only a passing reference without any substantiation during
the interview; 1 was entered if the item was detected in the interview, with moderate
support given during the interview; 2 was entered if the item was detected noticeably
in the interview and if there was strong substantiation or support given during the
course of the interview. Section 8.2.3 provides three examples of this process.
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8.2.3 Three examples of coding and rating using the IAF
An example of this process of coding is taken from the interview transcripts of case
study teachers D, I and K with a focus on the Communicative cluster of the DCM
and the sub-disposition “humour”. Table 8.4 provides examples of excerpts from the
interview transcripts.
Table 8.4
Examples of Excerpts from Case Study Interview Transcripts Relating to the Sub-
disposition “Humour” from the Communicative Cluster of the DCM (Teachers D, I
and K)
Table 8.5 provides the IAF coding key for the four components of the
syntax of dispositions. The interview transcripts were deconstructed using
this code.
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Table 8.5
The IAF Coding Key For the Four Components of the Syntax of
Dispositions
In order to understand how this coding system is applied to the case study
interview transcripts, Table 8.6 provides a coded sample of an excerpt
from the interview transcript of teacher K. This sample excerpt is
analysed and rated, using the IAF, later in this section.
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Table 8.6
Coded Sample of an Excerpt from the Interview Transcript of Teacher K
Using the IAF Coding
In order to clarify the use of the IAF in analysing and rating the 12 case
study interviews in terms of the five clusters of the DCM, three examples
of samples from the interview transcripts of teachers D, I and K have been
chosen. These coded ratings use the syntax of dispositions for the sub-
disposition “humour” in the Communicative cluster of the DCM and are
presented in Tables 8.7, 8.8 and 8.9. Each Table is followed by a brief
explanation of the analysis of the rating for these teachers. The examples
are intended to serve the purpose of demonstrating how the IAF is
implemented in terms of a weak performance on the sub-disposition
“humour” (teacher D), a moderate performance (teacher I) and a strong
performance (teacher K).
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Table 8.7
The Coded Rating for Case Study Teacher D on the Sub-disposition
“Humour” from the Communicative Cluster of the DCM using the IAF
There were no overt references to humour in teacher D’s interview. The only
inferences related to this sub-disposition were when the teacher laughed at the end of
statements such as “I’m very much an animal person. I’m a biologist so I guess
biology and animals tend to go together [laughs]”. A second example was when
teacher D commented on her reasons for becoming a teacher.
I never wanted to become a teacher… for the first three or four
years, I really didn’t want to be here. I was screaming and
kicking, but…slowly things settled down and I really feel that for
the last five or six year that I have been well and truly in the right
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place… And I think…I probably will be here unless they kick me
out [laughs] for quite some time.
In terms of values to be realised there was moderate evidence throughout the
interview to infer that, although teacher D made no overt comments regarding the use
of humour in teaching, the teacher did demonstrate a degree of humour in the
comments that were made. This suggested that teacher D did place some value on
humour. For this reason, teacher D was given a rating of 1 out of a possible 2 for
values to be realised in the context of the sub-disposition “humour”.
When it came to the intention-in-action component of the syntax of dispositions for
the sub-disposition “humour”, there was no evidence indicating the likely ability of
teacher D to implement a plan of action regarding the use of humour in her teaching.
For this reason, teacher D was given a rating of 0 out of a possible 2 for intention-in-
action.
Similarly, there was no evidence from the interview to indicate that teacher D was
pursuing selected strategies for the use of humour in her teaching, nor was their
evidence to indicate that teacher D was aware of the constraints and possibilities of
the use of humour in the context of her classroom teaching. For these reasons,
teacher D was given a zero-rating for the syntax components pursuing selected
strategies and constraints and possibilities of context.
As shown in Table 8.7, teacher D was given a rating of 1 out of a maximum of 8
using the IAF. On the basis of the interview deconstruction and analysis, there was
no evidence to indicate that the sub-disposition “humour” from the DCM cluster
Communicative was activated in the case of teacher D.
Table 8.8 provides the coded IAF rating for teacher I on the sub-disposition
“humour”.
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Table 8.8
The Coded Rating for Case Study Teacher I on the Sub-disposition “Humour” from
the Communicative Cluster of the DCM using the IAF
It
can be seen from the
sample excerpt from interview script in Table 8.1 that teacher I makes several direct
It can be seen from interview excerpt given in Table 8.4 that teacher I made several
references to humour in the case study interview. The given example of an excerpt
from the interview transcript begins with the overt value statement “The most
important strategy to have in a classroom, I believe, is humour…and I think if we put
a lot of humour into situations when it’s relevant and applicable, a child who is
laughing has a much better response”. In terms of values to be realised there is
strong evidence to support the strength of the value that teacher I places on the sub-
disposition “humour”. Teacher I continues to talk about the nature of humour and
how important it is to “know the balance when things stop becoming funny and go to
the ridiculous”. For this reason, teacher I was given a rating of 2 out of a possible 2
for values to be realised in the context of the sub-disposition “humour” from the
Communicative cluster of the DCM.
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In terms of the intention-in-action component of the syntax of dispositions for the
sub-disposition “humour”, however, there is only moderate evidence that teacher I
actually implements this value. Teacher I makes the statement “And if you know
about them [students], they know about you, they know that you’ve got a sense of
humour, they know that you show them the boundaries”. This provides moderate
evidence in support of teacher I’s intention-in-action regarding the implementation of
“humour”, but it is not strong evidence because there is not a specific example of this
component of the syntax of dispositions. For this reason, teacher I was given a rating
of 1out of a possible 2 for intention-in-action. This aspect of the IAF rating will
become clearer when teacher I’s rating is compared with that of teacher K.
There is moderate evidence from the interview analysis to indicate that teacher I is
pursuing selected strategies for the use of humour in her teaching, particularly in
terms of controlling situations that can be potentially “silly”. Support for this is
found in the statement “And I guess that is just a strategy learnt by teachers how to
control that. Different children react in different ways. But learn what you can about
the children before you have them. And I guess that’s a little bit intuitive too”.
Although teacher I refers to the concept “strategy” twice in this text from the
interview transcript, the quality of evidence for pursuing selected strategies for the
Communicative sub-disposition “humour” is moderate, rather than strong. For this
reasons, teacher I was given a rating of 1 our to 2 for the syntax component pursuing
selected strategies.
Similarly, there is moderate evidence from the given example for the syntax
component constraints and possibilities of context. Evidence for this occurs when
teacher I states “Different children react in different ways…because children develop
in different ways”. Reference to the idea of differences between students suggests
that teacher I is aware of the constraint of pupil differences when it comes to using
humour in her teaching. On the basis of this, teacher I was given a rating of 1 out of
2 for awareness of the constraints and possibilities of using humour in the context of
her classroom teaching.
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Teacher I received a rating of 5 out of a maximum of 8 on the sub-disposition
“humour” using the IAF. In contrast to teacher D, who received a rating of 1 out of
8, there was moderate to strong evidence indicating that for teacher I humour is an
active sub-disposition in the Communicative cluster of the DCM.
The coded sample excerpt from teacher K’s interview transcript was given in Table
8.6. This excerpt is now rated using the IAF, as presented in Table 8.9.
Table 8.9
The Coded Rating for Case Study Teacher K on the Sub-disposition “Humour” from
the Communicative Cluster of the DCM using the IAF
Teacher K emerges as one of the strongest performing of the 12 case study teachers
on the sub-disposition “humour”. The text excerpt given as an example from teacher
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K’s interview transcript provides evidence to support this. Teacher K not only talked
about humour and fun, but also provided a specific anecdote drawn from personal
experience in the classroom. The use of personal narrative strengthened the quality
of evidence given by teacher K for all four syntax components in the IAF analysis of
the sub-disposition “humour”.
In the given example from the interview transcript, teacher K makes two overt value
statement regarding humour, which is equated with “fun”. The first statement is
“And, you know, if you can have a bit of fun along the way – I like having fun – and
use humour”. The second value statement occurs at the end of the anecdote and
iterates the strength of value that teacher K places on “humour”. She says “That was
really cool! So I’m learning “farm” and I’m teaching the kids about it. And if I use
humour – you know, get them to enjoy learning, then it’s really cool”. These
statements provide strong evidence for the focus on values to be realised regarding
the sub-disposition “humour”. For this reason, teacher K was given a rating of 2 out
of 2 for this syntax component of the IAF analysis. An interesting qualitative
distinction between teacher I and teacher K is that while teacher I talked about
“humour”, teacher I talked enthusiastically about how she used humour in the
classroom. This is reinforced by statements such as “It’s really cool!”
On the basis of the strength of the anecdotal evidence from the case study interview
transcript teacher K also was given a maximum rating of 2 out of 2 for the syntax
components intention-in-action and pursuing selected strategies. These ratings were
supported by the strength of the narrative and the focus on the effect of the use of
humour on the students and the quality of their learning. Unlike case study teachers
D and I, teacher K was able to draw from specific teaching experience to demonstrate
how she used humour in her teaching.
Intention-in-action is evident in the opening statement of the given example when
teacher K says “Students and children are young, developing adults that get treated
with respect for being a human being, that need to be guided through things. And,
you know, if you can have a bit of fun along the way…and use humour.” Here, there
is a clearly stated intention to use humour as part of the process of guiding students
and children, and treating them “with respect for being a human being”. Teacher K
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associates humour and fun with the human element in teaching. She uses humour to
humanise her teaching so that it is accessible to her students. In the given example,
teacher K demonstrates strong awareness of the needs and interests of the group of
Year 9 boys that she teaches, and the appropriateness of humour.
Similarly, there is strong evidence for pursuing selected strategies through the use of
anecdotes and narrative. The strength of teacher K’s evidence is that it is based
firmly in actual classroom practice and it is not limited to theoretical or philosophical
talk. The sub-disposition “humour” is activated in teacher K’s classroom teaching.
In terms of the awareness of constraints and possibilities of context, teacher K was
given a rating of 1 out of 2. While the sample excerpt from the interview transcript
inferred a strong awareness of the possibilities of the activation of humour in the
context of teaching a group of Year 9 boys, this is not actually stated. The dialogue
between the teacher and the students, as narrated by the teacher, does provide support
for teacher K’s awareness of the possibilities and, by inference, constraints of this
context. This is evident, for example, in the following dialogue:
So what you do for the holidays, Miss?
Oh, we marked cattle.
What does that mean?
Well, you put your ear tag in and you give them a shot and
you turn all the boy cows – all the boy bulls into steers.
How do you do that, Miss?
Oh, with a pocketknife. You just use a pocketknife and cut
‘em off.
In this instance, it can be inferred from the nature of teacher K’s response to the
questions posed by the Year 9 boys that there is a degree of awareness of the
constraints of the given context. While the teacher uses humour, it is pitched at an
appropriate level that is not offensive.
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8.2.3.1 Summary of examples
These examples of the coding and rating of sample excerpts from the interview
transcripts of case study teachers D, I and K on the sub-disposition “humour” from
the Communicative cluster of the DCM explain how the IAF is used. On the basis of
this rating, teacher K emerged as the strongest of the three teachers with a rating of 7
out of a maximum of 8 for the “humour” sub-disposition and this indicates that this
disposition is activated in teacher K’s classroom behaviour.
8.2.4 The interview questions
The case study interviews were semi-structured and allowed for teacher initiated
input. While core questions were asked, each teacher was given the opportunity to
pursue their own ideas and responses throughout the interview. Teachers were not
given a copy of the questions before the interview. The intention was to elicit
spontaneous responses to the interview questions from the teachers. The duration of
the interviews was between 45 and 60 minutes.
The questions were broadly designed to yield data pertaining to five spheres of
relevance to the thesis. These were: personal values; personal philosophy of learning
and teaching, including educational beliefs; dispositional references other than direct
reference to educational beliefs and values; statements about pedagogical classroom
practices; and, identification of factors beyond the classroom context that may be
significant and that may impact on the teacher’s teaching. There was also
opportunity to introduce open-ended material not covered by these “spheres of
relevance”.
In particular, Questions 5, 7, 8, 11 and 14 were designed to elicit information
meshing with both the QTM and pedagogical aspects of the TBC. Question 6
elicited pedagogical data from the TBC. Information with a dispositional orientation
meshing with both the MVQ and EBQ was elicited from Questions 1, 12 and 13.
Questions 2 and 9 sought information of a dispositional nature relating to the MVQ.
Question 3 was dispositionally oriented and intended to yield data from the TBC.
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Question 10 sought to provide further insight into the systems of personal values
investigated by the MVQ.
The core questions were:
1. Tell me about your philosophy of teaching and learning.
2. What would you describe as your dominant values? You can link your response
directly to the classroom or to life in general.
3. What are your thoughts/feelings about school students and children, in general?
4. What benefit do you gain, at a personal level, from teaching?
5. Were you to give a graduate teaching some advice, what would that be?
6. How do you think students best develop values and beliefs in your subject area(s)
and in your class(es)?
7. What do you think is more important: high marks, or student motivation, or
enjoyment of the lesson, or something else? What is your reason for this
response?
8. What are your views about strategies for managing student diversity in your
classroom? We are talking about diversity in terms of ability, language, culture
and so on.
9. What are the things that you would most like to be remembered for in your
teaching?
10.What are some of your hobbies and interests outside of school?
11.Can you comment on how community and world events influence the way you
teach?
12.Can you share some of your goals for the future? These can be personal or
professional.
13.Do you remember when you decided to become a teacher? Were there any
influences that you remember?
14.Is there anything else about teaching and learning that you would like to comment
on?
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8.2.5 Summary of the IAF protocol
In summary, each teacher’s responses to the interview questions were recorded on
audiocassette with the prior permission of the teacher. The interviews were
conducted after the three lessons had been observed and video recorded. This
allowed each teacher the opportunity to comment on or to refer to what had
transpired during those lessons, if they so chose. Each teacher nominated where the
interview would take place. Eleven out of the 12 teachers opted to be interviewed in
their classrooms. One teacher opted to be interviewed in the staffroom. The
recordings were transcribed, verbatim, and then deconstructed and analysed using the
Interview Analysis Framework (IAF) that is given in Table 8.1. There was a rating
sheet for each teacher for each of the five clusters of the DCM. An example of the
rating sheet for the Authentic cluster was given in Table 8.2.
After the interviews for each of the 12 teachers were recorded on audiocassette and
then transcribed, the transcriptions were deconstructed using Freeman’s (2007b)
syntax of dispositions. The first step in the deconstruction process was to colour
code the comments. This was done using key dispositional terms from the DCM
clusters and their sub-dispositions. Where teacher comments related to the Authentic
cluster, the colour blue was used. Comments relating to the Committed cluster were
colour coded in orange. The colour yellow was used to code comments relating to
the Creative cluster, while the colour green was used for the Communicative cluster.
Finally, the colour pink was used to code comments in the interview transcripts that
related to the Passionate cluster.
In addition to colour coding interview comments according to the DCM clusters,
teacher comments were also deconstructed and coded by applying Freeman’s syntax
of dispositions. The letter “V” indicated reference to Values to be realised; “I”
indicated an Intention-to-action; “S” indicated references to Selected strategies that
were pursued; and “C/P” indicated comments that referred to the teacher’s awareness
of the Constraints and possibilities of context. The syntax components are explained
in Section 8.2 of this chapter and a sample excerpt from a coded interview transcript
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was provided in Section 8.2.3. Appendix H provides a more extended example of a
fully coded interview transcript.
Once the transcripts were deconstructed and coded, teacher comments were rated
using the syntax of dispositions as criteria and using evidence from the interview as
substantiation. The third step was to sub-total the ratings for each teacher on each
cluster of the DCM, with a maximum sub-total of 32. The sub-totals for each of the
five clusters were then totalled. This gave a maximum raw score of 160.
8.2.6 Data from the deployment of the IAF
As a result of implementing the IAF protocol in the case study interview procedure,
each of the 12 participant teachers were rated across the five clusters of the DCM.
A summary of IAF ratings for the teachers on each of the five clusters, including
ratings for each of the cluster sub-dispositions, is presented in Table 8.10. The Table
also presents the combined raw score and rank for each case study teacher across all
five DCM clusters.
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Table 8.10
Case Study Teacher Scores and Ranks From IAF
The data from the IAF analysis of the case study interviews are compared to teacher
performances on the QTM, TBC, MVQ and EBQ. This is in the form of correlations
between teacher scores on the IAF and each of these instruments. The rationale for
this comparison is to establish weight of evidence to support the IAF and, indirectly,
the DCM. For this reason, the IAF data will be included in Chapter 9 where data
form all the case study instruments are drawn together. The results of the
comparison will be included in the discussion of the case study findings in Chapter
10.
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8.2.6.1 Interpreting IAF data that are presented in Table 8.10
If we take the example of the interview analysis results for case study teacher A on
the Authentic cluster, the interpretation is as follows:
1. The Authentic cluster of the DCM comprises four sub-dispositions, namely:
caring, empathic, open(ness), and reflective. On the basis of Freeman’s
syntax of dispositions, the teacher interview comments can be given a rating
of 0 to 8 for each of these sub-dispositions, with 8 being the maximum.
2. The teacher A interview received a rating of: 6/8 for “caring”; 4/8 for
“empathic”; 5/8 for “open(ness)”; and 2/8 for “reflective”.
3. In the “caring” sub-disposition, rated 6/8, teacher A was given: a maximum
of 2/2 for the values component of the interview comments; a maximum of
2/2 for the intentions component; a maximum of 2/2 for the strategies
component; a minimum of 0/2 for the constraints/possibilities component.
These ratings indicated that while there was strong evidence in the interview
comments for the components “values to be realized”, “intent-in-action”, and
“pursuing selected strategies”, there was very weak or no evidence to support
teacher A’s awareness of the constraints or possibilities of the context.
4. In the “empathic” sub-cluster, rated 4/8, teacher A was given: a maximum of
2/2 for values; a rating of 1/2 for intention; a rating of 1/2 for strategies; and a
rating of 0/2 for constraints.
5. In the sub-cluster “open(ness)”, rated 5/8 on the interview analysis, teacher A
was given: a maximum rating of 2/2 for both values and intention; 1/2 for
strategies; and 0/2 for awareness of constraints.
6. In the “reflective” sub-cluster, rated 2/8, the ratings were: 1/2 for values and
intention; and 0/2 for strategies and awareness of constraints.
This process resulted in a rating of 17/32 for teacher A on the Authentic cluster of the
DCM, using the IAF. The same procedure was implemented for each of the five
DCM clusters, using the components of Freeman’s syntax of dispositions as a
framework for rating the teacher interview comments.
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Several observations can be made regarding the interview analysis for case study
teacher A on the Authentic cluster of the DCM. First, the interview comments
indicated that the component values to be realised was strong. The component
intention-in-action was relatively strong. There was moderate evidence for the
component pursuing selected strategies. For the component constraints and
possibilities of context, however, there was weak or no evidence in teacher A’s
comments to indicate an awareness. This identified a pattern of weakness across the
values to be realised component and suggested that teacher A might benefit from
further reflection and activation of values to be realised in the context of the
Authentic cluster of the DCM.
On the basis of these interview results, case study teacher A performed strongest in
the sub-dispositions of “caring” and “open(ness)”, with “reflective” appearing to be
an area of weakness. This suggests that teacher A might benefit from focusing on
the development of the reflective sub-disposition. Thus, the evidence indicates that
the IAF can be used as a tool for teacher self-evaluation because it can identify areas
of strength and weakness, in terms of teacher dispositions.
8.2.7 Examples of transcript extracts from each DCM cluster in the
IAF analysis
The application of the syntax of dispositions in the process of rating the case study
teachers on each of the five clusters of the DCM is best explained by providing
additional specific examples from the interviews. Italics have been used in teacher
statements to indicate where the teacher placed strong emphasis when speaking.
8.2.7.1 Authentic cluster – reflective
One of the four defining sub-dispositions selected to represent the Authentic cluster
was “reflective”. In the case study interview, teacher B demonstrated a strong
propensity for being reflective. The statement “It’s important to reflect…I think
reflection in your teaching is a really underrated quality” focused clearly on the value
to be realised.
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Case study teacher B expressed the constraints and possibilities of being reflective in
the teaching and learning context in the following terms:
Look, my worst days of teaching have nothing to do with the kids.
And it’s quite often to do with either the people above you or your
colleagues…And if you’re having a bad time with the kids, well again
you have to stop and think, “Well, what could I be doing differently?”
And, “Am I dishing up nonsense that doesn’t deserve respect?” That
and, “How can I engage them more?” And those tough questions are
the hard questions and the ones you don’t like to ask yourself sometimes.
Yeah, they’re the hard ones.
Here, the teacher demonstrates a strong awareness of the constraints on being
reflective in the school context, and he expresses these in terms of the “tough
questions” that need to be confronted and reflected upon if the teacher is to engage
successfully with the students and overcome the challenges that are associated with
day-to-day teaching. The above statement also provides evidence that case study
teacher B is able to formulate questions that lead from the constraints of the teaching
situation and context to possibilities through thoughtful reflection and problem
solving, a disposition associated with the Creative cluster of the DCM. This, in turn,
indicates the dynamic relationship between the five clusters of the DCM and their
sub-dispositions.
The interview analysis pointed to the fact that case study teacher B not only
demonstrates intention-in-action in his comments and reflection, but he also pursues
specific strategies that enrich the attribute of being reflective. Support for this is
evident in statements such as,
At the end of each term…I’ll sit down and think, well, “What did I do
well?” And I’ve got a little list on my laptop. You might have a lesson
and it was an absolute shocker. And you didn’t do that well… It’s easy
to blame the kids. Quite often it’s a mix. And some lessons will fall
flat on their face. With a slight change… They’ll need a change… Well,
if things aren’t working I ask myself “Why aren’t they working?” and
“How can I fix them?”
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Here, there is evidence to indicate that the teacher pursues two selected strategies.
One is the strategy of making a list of things that go well and things that do not go
well, and then putting that list on the laptop as a record of the things that the teacher
intends to reflect upon and change, where necessary. The other is the strategy of
questioning and probing for reasons why things go wrong and how they can be
improved. This indicates the strong pursuit of selected strategies that teacher B uses
for reflecting. In this, as in the previous example, all the components of Freeman’s
(2007b) syntax of dispositions are in play. There is convincing evidence from the
interview to support the fact that case study teacher B strongly demonstrates the sub-
disposition “reflective”.
8.2.7.2 Committed cluster – purposeful
One of the four representative sub-dispositions of the Committed cluster of the DCM
is “purposeful”. When rated on the Committed cluster, case study teacher E achieved
a moderate rating of 5/8 on the sub-disposition “purposeful”. In terms of the values
to be realised, teacher E stated in the interview “I like to see my kids doing well…
Whether that is that they achieve good marks on their tests or whether I just see them
make a leap in terms of their confidence…I like to see progress and I find that
rewarding.” This statement indicated that teacher E placed value on student success
and progress. The inference was that this value directed teacher E’s sense of purpose
in creating a supportive learning environment. There are very few direct references
to the concept “values” in the transcript of teacher E’s interview. Rather, there are
consistent references the words “I want…”. The underlying values are inferred.
Teacher E was given a rating of 1/2 for the syntax of dispositions component values
to be realised because there is a moderate degree of interview evidence for this
component in the context of the sub-disposition “purposeful”.
There is a clear statement of intention-in-action when the teacher states “I want to
provide a stimulating environment where kids are challenged about thinking and
learning new strategies…I guess, in a nutshell, I want to fill them with the desire to
want to learn and the strategies and skills and confidence to go out and learn”. A
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later statement of purpose in the interview reinforces this when she indicates,
My goal is to try and create a learning environment in the school
where it’s cool to be bright, and it’s cool to think, and it’s cool to
do well…I can see a huge opportunity to really create a thinking
environment in this school.
This indicates that teacher E is purposeful and goal driven. The teacher’s focus on
promoting a school learning environment that will challenge students to think more
deeply provides clear evidence of teacher E’s intention-in-action. Therefore, for the
sub-disposition “purposeful” the teacher was given a rating of 2/2 on the component
intention-in-action.
The IAF syntax component pursuing selected strategies in the context of teacher E’s
stated aims and the inferred values for the sub-disposition “purposeful” is evident to
a moderate degree in the interview comment,
We talk a lot about different things that come up and different
things that we’re studying…I encourage them to discuss, to
challenge, to look…the consequences and the impact.
The references to talking about “different things”, and the acts of discussing and
challenging suggest the pursuit of one general strategy for implementing the stated
intention of developing a learning environment that encourages and nurtures thinking
and intellectual challenge.
The suggestion of selected strategies to be pursued is reinforced by a later statement
“I hope that a few of the little things that I do will inspire them…You know, raise
enough questions that they’re going to seek answers.” There is no evidence in the
interview comments, however, regarding the pursuit of specific strategies in actual
classroom practice. As a result, there is a degree of tension between what the teacher
talks about and what the teacher actually does. For this reason, teacher E was given
a rating of 1/2 for the component pursuing selected strategies of the syntax of
dispositions, in the context of the “purposeful” sub-disposition of the Authentic
cluster of the DCM.
Case study teacher E demonstrated a moderate sense of awareness of the constraints
and possibilities of teaching and learning in the context of the sub-disposition
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“purposeful”. Evidence for an awareness of the constraints that challenge the aim of
creating a challenging learning environment where thinking is valued is expressed in
terms of management problems in the context of the primary classroom. “There are
the odd ones [students] who are challenges to manage”. A second constraint is
alluded to in terms of teacher boredom or disengagement. “If you’re bored doing
what you’re doing, the kids are going to be bored.” The assumption is that teacher
boredom is likely to detract from the “purposeful” sub-disposition of the teacher,
thus adversely affecting the Committed cluster of the DCM. Although there is
evidence of a moderate degree of awareness of the constraints of the teaching and
learning context in Teacher E’s interview, there is no evidence of the development of
or elaboration on these ideas. For this reason, teacher E was rated 1/2 on the syntax
component constraints and possibilities of context.
Teacher E was rated 5/8 on the sub-disposition “purposeful”. Using the syntax of
dispositions as a framework for the IAF analysis, the interview comments provide
weight of evidence to support the proposition that the disposition “purposeful” is
established to a moderate degree as part of teacher E’s professional self. The IAF
analysis indicates that teacher E’s performance on the sub-disposition “purposeful”
may be enhanced by strengthening the components values to be realised, pursuing
selected strategies, and awareness of the constraints and possibilities of context.
8.2.7.3 Creative cluster – risk taking
In the context of the DCM, a key dispositional cluster of exceptional teachers is that
they are creative. One of the defining sub-dispositions of the Creative cluster is “risk
taking”. This is associated with the concept “flexibility”. Student diversity and the
daily challenges associated with best teaching practice often call for risk taking and a
high degree of flexible thinking so that the different needs of students can be met.
The sub-disposition “risk taking” is associated closely with “problem-solving”. In
order to solve daily problems related to student learning, intelligent risk taking is
often called for. In this context, the sub-disposition “risk taking” is associated
directly with challenging the teacher’s and/or student’s “comfort zone” in order to
enhance and invigorate the quality of learning that occurs. This is true particularly in
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the context of preparing students to function effectively in a world that is
characterised by change.
Case study teacher B strongly demonstrates the activation of the sub-disposition
“risk taking”. Evidence for the component values to be realised is found in
statements such as,
I think that’s really important: to stay challenged…I really…yeah,
don’t mind falling on my face every now and then in teaching if
I’ve had a go… In a school like this one it is very easy to stay safe.
You could turn up to a class here most days of the week and dish
up a bit of chalk and talk… But that’s not what kids here want.
The preference for challenge, rather than adhering to the safety of maintaining the
status quo and avoiding challenge or change indicates the high degree of implicit
value teacher B places upon being flexible and in-tune with student needs and
interests, and of taking risks in order to challenge his students. The statement “I
really don’t mind falling on my face every now and then in teaching if I had a go”
reinforces this. In this example, strong value is placed on the idea of “having a go”
or taking risks in order to enhance and stimulate student learning, rather than falling
“into a bit of a rut”. For these reasons, teacher B was given a rating of 2/2 on the
component values to be realised, in the context of the sub-disposition “risk taking” in
the Creative cluster of the DCM.
Teacher B’s ability to be flexible and “risk taking” is associated with the idea of
pushing the traditional boundaries of teaching and learning. This is evident in his
intention-in-action, as supported by the interview statement “And they’re [the
students] now growing that little bit further. And that’s when the lesson plan goes
out the window. And we grab the atlases. And we have a look at what we’re talking
about.” This statement also provides evidence to suggest that teacher B is confident
enough to take risks by pursuing the interests and needs of the students, rather than
rigidly adhering to a set program of work.
Further support for teacher B’s “risk taking” ability and philosophy of challenge and
student direction is found in the case interview statement,
Teaching is about inspiring the kids. And sure, getting through the
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syllabus outcomes. And parents want their kids to do well. And
that’s all very important. But it’s those moments when the kids
take it off…take it well out of your hands and they can run with it
somewhere else.
Here, there is strong evidence of the teachers intention-in-action because he is
exhilarated and energised by taking the risk of empowering students to “take it [the
direction of the lesson] well out of your hands and they can run with it somewhere
else”. Teacher B was rated 2/2 on this component of the IAF.
In the case study interview, teacher B clearly demonstrates the IAF syntax
component pursuing selected strategies. In the context of the Creative cluster of the
DCM, the sub-disposition “risk taking” and the teacher’s flexibility are evident in a
continuation of the interview statement “And they’re now going that little bit
further.” Teacher B provides an energised statement that indicates strong ability to
be flexible and to take intelligent risks that are focused on the needs and interests of
his students.
And that’s when the lesson plan goes out the window. And we
grab the atlases. And we have a look at what we’re talking about.
And we get the library to tape it [the current affairs program].
And we watch it. And that kids tell us [the class] what’s on it.
And that’s…again, not a philosophy, but for me those moments
are the magic teaching moments.
Through convincing evidence, teacher B outlines the pursuit of selected strategies
that are associated directly with the sub-disposition “risk taking”. The interview
analysis demonstrates that at appropriate times teacher B encourages students to take
the lead in directing how the lesson progresses and he refers to these times as “the
magic teaching moments”. This is complemented by the idea that “just pushing the
way they think in a slightly different way” is a worthwhile pursuit. This is another
strategy that requires “risk taking” in terms of the learning outcomes that may or may
not occur. Teacher B highlights the risk involved in this when he says “And I guess
that’s even difficult as a teacher, too, because you’ve got to step back and be careful
you’re not pushing them to think like you. That you’ve got to learn to think like
them as well”. This suggests the pursuit of strategies that challenge not only the
students, but also the teacher who is required to take the risk of positioning himself
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with the students so that “you learn to think like them as well”. The interview
analysis provided strong evidence that teacher B is prepared to take risks and to “fall
flat on his face” if it means inspiring and challenging his students. Teacher B was
given a rating of 2/2 for the component pursuit of selected strategies in the context of
the sub-disposition “risk taking” of the DCM cluster, Creative.
In the context of the given examples, teacher B’s ability to be “risk taking” and
flexible presents the possibility for students to own what they learn, to take
responsibility for their learning, and to self-direct. In the context of the sub-
disposition “flexible”, teacher B also demonstrates awareness of the constraints of
context. Evidence for this is provided in the statement “It’s something that they [the
individual students] want to know but not necessarily everybody else wants to know.
But every kid’s important and, of course, it was very much instilled in me…that
people are important.” This statement supports the fact that teacher B is very aware
of individual differences and the constraints of the learning process that are
introduced by the students, themselves. A high degree of flexibility is required to
address these student differences and the constraints of this teaching context. As
teacher B observes “Not necessarily everybody else wants to know” or to pursue a
particular line of thought and inquiry. Teacher B was given a rating of 2/2 for this
component of the IAF analysis for the sub-disposition “risk taking”.
In summary, the application of the IAF to the sub-disposition “risk taking” from the
Creative cluster of the DCM indicates that case study teacher B demonstrates a
strong propensity for intelligent risk taking, with a rating of 8/8. Evidence for this is
found in the teacher’s focus on the values to be realised, the teacher’s intention-in-
action, the selected strategies that teacher B pursues, as well as the teacher’s
awareness of the constraints and possibilities inherent in the particular teaching and
learning contexts of the examples that have been cited.
8.2.7.4 Communicative cluster – knowledgeable
The Communicative cluster of the DCM includes the sub-disposition
“knowledgeable”. It could be argued that the concept “knowledgeable” is associated
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with pedagogic rather than dispositional attributes. In the context of the DCM,
however, “knowledgeable” is a sub-disposition of the cluster Communicative and is
best conceptualised as “knowledge-able”. From this perspective, the disposition
“knowledgeable” is associated with the concept “intelligence”, be it emotional,
intrapersonal, interpersonal, academic, spiritual or other. It is activated through the
four syntax components of the IAF, namely: values to be realised, intention-in-
action, the pursuit of selected strategies, and an awareness of the constraints and
possibilities of the context. This example indicates the inextricable link between the
underlying teacher disposition and its manifestation in classroom behaviour.
The exceptional teacher, it has been argued, is knowledgeable about self, the student,
others involved at the school or community level, and the world in which they
function, as well as being knowledgeable about subject content and pedagogical
theory. This is accompanied by a conviction about the importance of communicating
that knowledge to students and using knowledge in ways that assist students to
understand and apply what they have learnt to real-life situations. In the case study
interviews, the transcript of teacher K’s responses provides a convincing example of
this aspect of the DCM. The values to be realised are identified explicitly in the
statement,
People think teaching is the job you do when you can’t do
anything else… We need highly intelligent people because
we want a highly intelligent workforce. We want highly
intelligent kids…Teaching is a job you do with intelligence
and integrity, and it’s so important. It’s so important to put
kids out of school that are valuable and knowledgeable
members of society.
The implication of the concept “highly intelligent” is that case study teacher K
values teachers who are knowledgeable and who know what to do with that
knowledge and how to be communicative with their students so that student
knowledge and learning are enhanced. This includes effectively teaching and
facilitating students to understand and use knowledge in ways that not only enhance
their learning, but that also enhance their “real life” experiences. Further support for
this is evident in the value teacher K places on nurturing students so that they
become “valuable and knowledgeable members of society”. On the basis of this
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evidence, teacher K was given a rating of 2/2 for the values to be realised component
of the IAF, in the context of the sub-disposition “knowledgeable”.
Intention-in-action is evident in teacher K’s statement that,
The purpose of being a teacher and the reason I do it is to have a kid
walk out of your classroom and say “I know something I didn’t
know when I got here this morning”. My whole philosophy revolves
around seeing that enlightenment on a kid’s face.
This focus on knowledge and the idea of enlightenment strongly supports the idea of
teacher K’s intention-in-action and her underlying motivation for teaching so that
students learn something of value in every lesson. This resulted in a rating of 2/2 for
“knowledgeable” on the intention-in-action component of the IAF.
The interview comments made by teacher K show that the teacher is pursuing
selected strategies to communicate with students in a knowledgeable way that relates
directly to the community and the world of events that affects them. The sub-
disposition “knowledgeable” is implicit in teacher K’s openness to the students, the
local community, and the more global view of the world in general. Evidence to
support this is found in the following anecdotal narrative.
This year it’s been really interesting, being a rural community that’s
facing drought issues, water issues. The environmental topics that
we teach the kids have become really important. I’ve probably
spent a lot longer on those issues than I normally would…I remember
teaching on the day after 9/11 and my Year 12 class were doing
disasters so, you know, that influences hugely what you teach. We
sat there and watched it [on the television]. And we pulled it
apart. And we looked at what the roles of the emergency
services were. And we watched those guys run into those
towers. And, you know, Year 12 walked out and said, “Thanks
for letting us do that.” It made what you were teaching out of
the paper real. We look at current affairs – yeah, drought is
around here at the minute. And bushfires… And global warming
comes up as a big issue.
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This narrative not only provides evidence that teacher K demonstrates the sub-
disposition “knowledgeable”, but it also indicates the teacher’s pursuit of selected
strategies such as examining and discussing current issues with students, and then
applying that knowledge and discussion to the local conditions experienced by the
students in their own community, as well as at a more global level. In terms of
pursuing selected strategies teacher K demonstrates strong ability to facilitate
learning that is highly significant to the lives of the students. For this reason, teacher
K was given a rating of 2/2 for this component of the IAF, in the context of the sub-
disposition “knowledgeable” from the DCM cluster, Communicative.
Teacher K’s knowledge of the constraints and possibilities of the community context
of a small rural school with mixed ability students is demonstrated by the
observation,
Having worked with lower ability kids for so long, marks are
irrelevant…It’s whether or not they got something out of it
[the lesson]. And what they get out of it’s so different. I can
be teaching astronomy and they might have got out of it that
there’s something in the universe that looks like us, that they
never knew before. Whereas, if you’re teaching a top level
kid, it’s the size of things and how the solar system works
and what Big Bang theory was.
In spite of the constraints of attempting to communicate knowledge to students with
different abilities and levels of understanding, teacher K indicates an optimistic
belief in the possibilities of the teaching and learning context, including the belief
that,
It’s important to work with kids at school so that they are valuable
members of society. Unfortunately, in the society we live in, with
families breaking down as rapidly as they do, school is where they
learn everything…the underlying thing in everything I do is how
important this is to society because of what we [teachers and
schools] put out.
The statement “what we put out” refers to the quality of students that the school
graduates into society.
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Although the interview responses indicate that teacher K has a degree of awareness
of the constraints and possibilities of a given context, the statements tend to focus
more on teacher beliefs and values which are a strong element of the interview.
Teacher K was given a rating of 1/2 for the IAF component constraints and
possibilities of context for the sub-disposition “knowledgeable”.
Case study teacher K achieved a sub-total of 7/8 for the sub-disposition
“knowledgeable”. This indicates a strong performance in terms of the IAF and in
terms of the “knowledgeable” sub-disposition of the Communicative cluster of the
DCM.
8.2.7.5 Passionate cluster – energetic
The Passionate cluster of the DCM is characterised by teachers loving what they do
and demonstrating high levels of enthusiasm and excitability. This cluster also
includes the sub-disposition “energetic”, a related element that refers to the vital
force or “entelechy” that drives a teacher to become all that he or she is capable of
becoming (Piechowski, 1998), within the context of teaching and learning. The sub-
disposition “energetic” extends beyond the physical level to include psychic and
emotional energy or drive. While motivation is associated strongly with the desire
for action, the sub-disposition “energetic” goes beyond motivation and includes the
enthusiasm and drive that are an integral part of the teacher’s personal and
professional values. This energy is an important part of the teacher’s psyche and is
value laden. Being “energetic”, in this sense, helps teachers realise their
involvement in teaching and learning as a key aspect of their personal and
professional fulfilment.
In the case study interviews, the responses of teacher C demonstrate a strong
performance on the sub-disposition “energetic”. The values to be realised are
evident in statements that link the teacher’s sense of self-fulfilment and efficacy with
what is happening at school and in the classroom. Teacher C iterates key words such
as “enthusiasm” and “love” in interview statements such as,
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I like enthusiasm… being enthusiastic is extremely important… I
love it when they [the students] do things well. I love to see them
grow and mature and grow not just in knowledge but in maturity
and in their faith… I love it when children succeed.
On the basis of evidence from the interview analysis, teacher C was given a rating of
2/2 on the values to be realised component of IAF for the sub-disposition
“energetic”.
There is strong evidence to support the fact that teacher C places high value on
teaching and learning that results in a strong sense of fulfilment and that is expressed
in terms of “excitement”. Teacher C is energised by and focuses energy on the
possibilities of the teaching and learning context so that values are not simply stated
or “held” – they are activated and realised in the teacher’s classroom behaviour.
This is most obvious in the context of engaging students through the design of
assessment tasks where a strong awareness of the constraints and possibilities of
context is evident. This is enunciated in statements such as,
I am happier, I am the happiest I’ve ever been with the
assessment tasks that I’ve planned for the children. And I
get excited. Instead of them saying, “Oh no, here comes an
assessment task notification” I say to them “Don’t panic. I’m
really excited about this.
This statement provides evidence that teacher C is aware of the potential constraints
of negative pupil perceptions, but through the energy, drive and enthusiasm evident
in the case study interview, the possibilities of the context are dominant. The
interview demonstrates a high level of “energy” that is associated directly with
teacher C’s sense of personal satisfaction and self-fulfilment in what she does at
school.
Teacher C also demonstrates awareness of the constraints of the teaching and
learning context that are expressed in terms of self-perception as well as perceptions
of her students.
Sometimes I think I’m more of a serious natured teacher than a
fun teacher. Actually, I think that a lot. Marks to me are
important. But I look at so many other teachers who I think get
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organised and creative and have fun with the children. And I
know I am continually having to work on that myself. Things
that they [the students] really enjoy. Marks are still important
because they [the students] need to show that they have covered
the outcomes. But if you can get them to achieve those good
marks and achieve the outcomes in a creative way, then you’re
achieving both.
From these comments, there is strong evidence to show that case study teacher C
also sees Creativity as an important disposition that can enhance the possibilities of
the teaching and learning context in which she engages with the students. Teacher C
was given a maximum rating of 2/2 for the constraints and possibilities of context
component of the IAF on the sub-disposition “energetic” of the Passionate cluster of
the DCM.
The intention-in-action associated with the sub-disposition “energy” is supported by
teacher C’s interview statement,
If I’m passionate about a particular topic or a particular thing
that I’m teaching, the children can become passionate as well.
As long as you are tuned into how they want to learn it… If I’m
passionate about something and teach them that way, then children
respond well, too. That’s great.
In this piece of evidence, teacher C repeats the key word “passionate” and associated
this directly with being in tune to the students’ needs, as well as being passionate
about the subject. This, in turn, relates directly to the teacher’s intention-in-action in
the French classroom where she teaches. On the strength of this evidence, teacher C
was given a rating of 2/2 for the intention-in-action component of the IAF on this
sub-disposition of the Passionate cluster of the DCM.
The sub-disposition “energetic” demonstrated by teacher C is strongly evident in the
syntax component pursuing selected strategies. In the context of a Year 7 French
assessment task, for example, teacher C narrates an experience where the focus is to
encourage the students so that they not only feel secure in their learning experience,
but that they also see relevance in what they are required to do. The teacher says to
the children,
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This is a task that you will be able to use when you go to France.
We’re going to imagine that you are at that ticket booth window
buying your train ticket on the TVB to go down to Marseille and
this is so like what you’ll be doing when you’re in France. You’ll
be thrown into those situations. We’re going to practise it over
and over again. And then this is your assessment task. On the
day you will be well practised. And it’s something you’ll just
take out and use when you are in France. Your little palm cards
from your presentation. You’ll be able to keep those until you
go to France one day… I try to get as enthusiastic as possible
about the assessment tasks and make them as real-life as possible,
And then they get good marks.
This provides strong evidence of teacher C’s ability for pursuing selected strategies
and, therefore, a rating of 2/2 was given for this component of the IAF on the
“energetic” sub-disposition.
The teacher’s intention-in-action is evident in the penultimate sentence, “I try to get
as enthusiastic as possible about the assessment tasks and then make them as real-life
as possible”. A noticeable sense of satisfaction and fulfilment is evident when, later
in the interview, teacher C repeats the comment “I’m the happiest I’ve ever been. I
know I’ve just said that. But I am the happiest I’ve ever been”. The word “am” is
italicised in the interview transcript to indicate the emphasis give by teacher C.
When asked the question, “What are the things that you would most like to be
remembered for in your teaching?”, case study teacher C’s response was, “That I
loved what I do. That I love teaching French.”
From the evidence discussed in this section, it is clear that teacher C is a high level
performer on the “energetic” sub-disposition of the Passionate cluster of the DCM.
The application of the IAF resulted in teacher C achieving a maximum rating of 8/8
for the sub-disposition “energetic”.
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8.2.7.6 Summary of the IAF analysis and findings
These examples from the case study interviews indicate how each of the components
of Freeman’s (2007b) syntax of dispositions was active in the selected sub-
dispositions from each of the five dispositional clusters of the DCM (i.e. Authentic,
Committed, Creative, Communicative, and Passionate). In order to achieve the
highest rating for a dispositional cluster, it was necessary that a teacher’s case study
interview demonstrated that all four components of the syntax were active and that
there was strong evidence from the interview responses to support this.
The examples also demonstrate the high level of inter-relatedness between the five
dispositional clusters of the DCM and their sub-dispositions. In the Passionate
cluster, for example, teacher enthusiasm, excitability and a positive attitude are seen
to form a nexus with the sub-disposition “energetic”, as evident in the case study
interview comments of teacher C. Further, the examples cited from the case study
interviews demonstrate clearly that all four components of Freeman’s (2007b) syntax
of dispositions need to be activated if a dispositional cluster from the DCM is to be
demonstrated by the teacher.
The IAF provided a way of scoring and comparing the 12 case teacher interviews on
their performance in the five clusters of the DCM. This was done in terms of their
raw scores on each of the sub-dispositions and in terms of their rankings across the
total of the raw scores. The results from the IAF appeared to differentiate
successfully between the case study teachers and this will be discussed in the
concluding chapter of the thesis.
The implementation of the IAF identified areas of strength and weakness in terms of
teacher values to be realised, intention-to-action, pursuit of selected strategies, and
awareness of the constraints and possibilities of a given teaching/learning context.
The application of the IAF to the case study interviews also allowed for comparison
between teacher performances on the DCM and the case study instruments (i.e.
QTM, TBC, MVQ, and EBQ).
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The development of a single rating system for interview analysis presents
possibilities for use by school principals as well as teachers. These, together with the
limitations of the case study interviews, will be discussed in detail in the final
chapter of the thesis.
8.3 NVivo analysis of the case study teacher interviews
8.3.1 Context and rationale for the use of NVivo
The main purpose of the NVivo analysis of interview scripts was to provide
additional data regarding the 12 case study teachers that were not available through
the QTM, TBC, MVQ and EBQ. This NVivo data served three purposes. One was
to provide an alternative means for differentiating between the case study teachers
and a second purpose was to provide supplementary evidence supporting the IAF
results and, thereby, indirectly to provide weight of evidence adding credibility to the
DCM. A third purpose was to contribute to the understanding of what it means to be
an exceptional teacher by identifying and enriching possible components that could
be added to the process of differentiating between the case study teachers on the
basis of the data gathered from the QTM, TBC, MVQ, and EBQ.
NVivo is a computer-based tool developed by QST International. It is intended to
assist in the analysis of qualitative data. In addition, it is used as a tool for the
organisation and management of those data. In the context of the case study
interviews, NVivo is used to organise data after the deconstruction of the transcribed
texts by grouping key words and concepts associated with instrument data into “Tree
Nodes”. This allows for an approach to the analysis of case study teacher interviews
that tracks the frequency of all the interviewee’s references to any of the items in the
four instruments used for data collection earlier in this thesis (i.e. QTM, TBC, MVQ,
and EBQ). It also allows for an approach to analysis that encompasses and organises
references in an interview that are not covered by any of the four instruments, but
that could prove useful for differentiating between the case study teachers and for
profiling exceptional teachers. Key words, concepts or ideas from this second
approach to NVivo analysis are coded and processed as “Free Nodes”. The concepts
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“Tree Nodes” and “Free Nodes” are explained in more detail in Section 8.7.2 of this
chapter.
8.3.2 Method of analysis
All 12 case study interviews were analysed in depth using NVivo software. The
coding system for the analysis was based on all instrument items in the QTM, TBC,
MVQ and EBQ.
There were three levels of analysis. Interview transcripts were first analysed for text
that could be associated with specific instrument items. Data from this first level of
analysis were stored in “Tree Nodes” that Bazeley (2007) defined as being storage
areas for references to coded text. Tree Nodes contain data that are structured
hierarchically according to a chosen schema. The schema used for analysing the 12
interview transcripts in this first level were based on coding directly using all QTM,
TBC, MVQ and TBC items.
8.3.2.1 Level 1 NVivo analysis – Tree Nodes
Level 1 of NVivo analysis is illustrated by Tables 8.11 to 8.14, inclusive, that show
the coding of all items from the QMT, TBC, MVQ and EBQ for all 12 case study
teachers. The items are represented as NVivo Tree Nodes and the numbers in the
table are frequencies showing the number of times particular Tree Nodes are coded
in each teacher’s interview.
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Table 8.11
Frequency of Coding for the QTM Tree Nodes for All Case Study Teachers
Table 8.11 presents the frequency of interview references made by each of the 12
case study teachers to the three domains and the elements of the QTM. For example,
on the basis of the NVivo coding for QTM Tree Nodes, teacher B made one
reference to each element of the domain Intellectual quality. Teacher B made 12
references to “Student Direction”, element 2.6 of the domain Quality learning
environment. (The instrument code legend was given in Chapter 7 as Table 7.22).
Case study teachers G and L, on the other hand, made no specific references to the
domains of the QTM, according to the NVivo analysis. In contrast, teacher B’s
interview analysis demonstrated a rich array of comments pertaining directly to the
domains and elements of the QTM.
Table 8.12 presents the frequency of coding for all 12 case study teachers for the
TBC Tree Nodes. This is expressed in terms of references to the 28 items
comprising the TBC.
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Table 8.12
Frequency of Coding for the TBC Tree Nodes for All Case Study Teachers
Table 8.12 indicates that case study teachers A, B and C presented a rich array of
interview comments directly associated with the TBC items, according to the NVivo
analysis of frequency of references to the coded TBC items. In contrast, Teachers G
and L had relatively few references to the coded TBC items, with total frequencies of
9 and 10 respectively.
The frequency of coding for MVQ Tree Nodes is shown in Table 8.13. The coding
of these tree nodes is based on the 22 values items comprising the MVQ.
Table 8.13
Frequency of Coding for the MVQ Tree Nodes for All Case Study Teachers
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The frequency of coding for the NVivo analysis of the MVQ Tree Nodes indicates
that teacher B again demonstrates a strong performance with a rich array of interview
comments across all 22 MVQ items. Teacher C demonstrates a similar pattern of
comments. In contrast, according to the NVivo analysis, case study teachers D, G
and L demonstrate a weaker array of comments in the context of the MVQ tree
nodes.
Table 8.14 presents the frequency of NVivo coding for EBQ Tree Nodes for all 12
case study teachers.
Table 8.14
Frequency of Coding for the EBQ Three Philosophical Orientations of the EBQ Tree
Nodes for All Case Study Teachers
This Table presents the frequency of coding based on the three philosophical
orientations of the EBQ, namely: Perennialism, Romanticism, and Progressivism.
The 20 items comprising the EBQ are structured according to these three
philosophical orientations. For this reason, the EBQ Tree Nodes have been collapsed
into these three philosophical groupings. The NVivo analysis for the frequency of
coding for the EBQ Tree Nodes indicates that teacher B presents the richest array of
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comments pertaining to the EBQ, particularly regarding the beliefs associated with
the philosophical orientations of Romanticism (10 coded references to EBQ NVivo
Tree Nodes) and Progressivism (11 coded references to EBQ NVivo Tree Nodes). In
contrast, teacher F had no references to the EBQ NVivo Tree Nodes. Apart from
teachers B and C, the remainder of the cohort had a limited array of references to the
EBQ NVivo Tree Nodes.
8.3.2.2 Summary of Tree Node analysis (Level 1)
On the basis of the frequency of coding for instrument items in the NVivo “Tree
Nodes” for the interview analysis, a pattern of strong responses emerged for teachers
B and C. This was in keeping with the levels of teacher performances indicated by
the IAF data and analysis. Table 8.15 provides a summary of the total frequencies of
instrument items coded for each case study teacher. It can be seen from the table that
the interviews with teachers B and C were clearly richer in content than those
interviews with all other teachers in the cohort with reference to the instruments:
QTM, TBC, MVQ and EBQ.
Table 8.15
A Summary of Total Frequencies of Instrument Items Coded for Each Case Study
Teacher
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A consideration worth examining, at this stage, is a comparison of the IAF analysis
of the teacher interviews and the NVivo “Tree Node” analysis based on instrument
item coding. Tables 8.16 and 8.17 use the data from Table 8.15 and presents the
correlation between the IAF interview analysis data and the NVivo “Tree Node”
data.
Table 8.16
Data from the IAF Interview Analysis and the NVivo “Tree Node” Interview
Analysis
Table 8.17
Correlations between the IAF Data and the NVivo “Tree Node” Data Presented in
Table 8.16
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It can be seen that there is a relatively high correlation (0.78) between the IAF data
and the NVivo “Tree Node” data. This correlation is suggesting that there is a strong
relationship between what teachers said in the interview that was related to
dispositions and what they said in relation to their pedagogy, educational beliefs and
values. This inference is supported by the conclusion reached earlier in this chapter
that the IAF, by virtue of its association with both interviews and the DCM, was a
useful instrument for differentiating between teachers.
The correlation of 0.78 between the two sets of scores together with aspects of the
pattern of scores prompted a re-examination of the NVivo interview data that used a
system of coding based on items form the instruments (QTM, TBC, MVQ and EBQ).
One feature of the pattern of scores in Table 8.16 that attracted attention was that
four case study teachers (A, B, C and D) had scores on Total Frequencies of
instrument items that were higher than their scores on the IAF. The other eight
teachers all had Total frequency scores less than their IAF scores.
A question raised by these results was: Why did two overall weaker performing
teachers (A and D) from the case study cohort, as well as the two overall best
performing teachers (B and C) have NVivo frequency of references scores higher
than their IAF scores? The most obvious answer is that the total frequency of
references is a count of the number of times instrument items are referred to in an
interview. IAF scores, on the other hand, are essentially evidence from the
interviews of the degree to which a teacher has activated the five clusters of
dispositions (including the secondary dispositions) of the DCM in a classroom
context. This is bearing in mind that the IAF is based on the DCM as well as
Freeman’s (2007b) syntax of dispositions. This syntax is saying, in essence, that
values, intention and a strategy are being activated to implement the teacher’s values
in a classroom context. In other words, IAF scores are essentially evidence from the
interviews of intention and a strategy to activate and implement a teacher’s values in
a classroom context. It is quite possible for the frequency of interview instrument
item references to be higher or lower than relevant IAF scores because one is not
dependent on the other, even though the two sets of scores can have a high degree of
correlation. Therefore, the correlation is probably best interpreted as a measure of
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the degree of consistency in the relationship between the Total frequencies and IAF
scores.
The two “exceptional” teachers, B and C, had high scores in terms of both the Total
frequency of references in their interviews and also their IAF scores. They both
spoke in depth about the behaviours, values and educational beliefs represented by
the instrument items. They also indicated having a strategy and their intention to put
the values into practice in a meaningful way in their classrooms. With teachers A
and D there was more “talk” than evidence of intention or ability to meaningfully
apply what they were saying to their classroom practice. All eight remaining case
study teachers had Total frequency of reference scores that were lower than their IAF
scores. This indicated a predilection for “action” rather than “talk”.
The question raised in a previous paragraph deserved further investigation, so the
results of the NVivo Tree Node interview analysis were re-examined. It is clear
from Table 8.16 that the frequency of references to scores on the TBC was the most
likely source of data explaining why the weaker teachers, A and D, had higher Total
frequency of reference scores than their IAF scores. Therefore, a summary of the
TBC data is presented in Table 8.17. Here, the items are shown as numbers that
correspond with the items in the TBC instrument (see Chapter 6, Table 6.1). If the data in Table 8.12 are examined closely it will be seen that for teacher A, seven
items accounted for 43 of the total 66 references in that teacher’s interview. These
items were: 1 Accessible, 2 Approachable/Personable, 7 Encourages and cares for
students, 10 Flexible, 22 Rapport, 23 Realistic expectations of students/Fair testing
and grading, and 24 Respectful. If three further items are added in terms of their
frequencies, namely: 5 Creative, 9 Establishes daily and academic term goals, and 28
Understanding, then 10 items account for 78.8% of the total (66) frequencies for
teacher A.
Only item 9 (Establishes daily and academic term goals) from the 10 TBC items
identified by teacher A is clearly pedagogic. The remaining nine TBC items are
dispositional in character. This aspect of the analysis shows that the distribution of
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topics referred to in teacher A’s interview was confined mainly to less than half of
the total 28 items in the TBC and these were overwhelmingly (9/10) “soft”
dispositional items. It could be argued that the interview questions were biased
towards dispositions, but the important aspect of data that militate against this
argument is that the frequency of reference scores for teacher B, for example, is
distributed across all items, with the exception of item 1 (Accessible).
Similar observations can be made with reference to teachers C and D where teacher
C, although not as widely distributed across all items in the TBC as teacher B, has
references to 21 of the 28 TBC items. Teacher D, by comparison, has references to
only 15 TBC items. Of these 15 items, seven account for 73% of the total references
made by teacher D to items from the TBC. These items were: 2 Accessible, 3
Authoritative, 7 Encourages and cares for students, 13 Humble, 20 Provides
constructive feedback, 22 Rapport, and 24 Respectful.
Overall, it is submitted that the interview and IAF data summarised in Table 8.16 not
only differentiated effectively between the case study teachers, but also provided
weight of evidence concerning the credibility of the IAF for providing data regarding
the relationship between teacher dispositions and their performance in the classroom.
When the NVivo Tree Node data from the interviews and data from the IAF were
analysed for further correlations, they were shown to be consistently high. These
correlations are reported in Table 8.17 and are:
QTM:MVQ 0.88 QTM:TBC 0.74
QTM:EBQ 0.95 TBC:MVQ 0.84
TBC:EBQ 0.85 QTM:IAF 0.74
MVQ:IAF 0.82 EBQ:IAF 0.71
The correlation QTM:EBQ 0.95 is particularly interesting and suggests that teachers
who spoke a lot about QTM related items in the interview also spoke a lot about
EBQ related items. It could be interpreted that educational beliefs were an important
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variable associated with pedagogic practices in the classroom. Although it may just
be that teachers who spoke a lot about pedagogic related items, as in the QTM, also
spoke a lot about beliefs. They simply may have been more prolific talkers; likewise,
with the TBC:MVQ 0.94 correlation. This, in itself, is worth reflecting on because
NVivo Tree Node analysis may indicate that some teachers are more communicative
than others from the case study.
8.3.3 Level 2 NVivo analysis – Free Nodes
A second level of analysis involved identifying text in the interview transcripts that
could not be appropriately coded by association with items from the QTM, TBC,
MVQ or EBQ. Where a teacher made a comment that could not be associated with a
code from these instruments, but that existed as a discrete entity, that item was coded
and stored initially as a Free Node.
8.3.3.1 The process followed in gathering and analysing the Free
Node data
When the case teacher interviews were first analysed using a Tree Node coding
system based on all 88 items in the QTM. TBC, MVQ and EBQ, it became apparent
that there was content in the interviews that was of interest in differentiating between
the teachers, but that was not amenable to being coded as Tree Nodes. This material
not coded using the instrument coding system was initially coded loosely as 206
independent and unclassified Free Nodes.
In order to illustrate the composition of these Free Nodes, the first 25 nodes are
presented in alphabetic order as Table 8.18. The entire list of 206 Free Nodes is
included as Appendix I. “Sources” refers to the number of teacher interview scripts
coded with a particular Free Node and “References” is the number of times the
relevant Free Node is actually coded.
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Table 8.18
Example of Free Nodes (alphabetic order) in the Initial Stage of Interview Coding
An investigation of the 206 Free Nodes spread across all 12 interviews suggested
they could be classified into 10 categories. These were: Becoming a Teacher,
Curriculum, Marks and Assessment, Orientation Other Than School, Orientation
Towards the Future, School, Self-Reflection, Students, Teachers, and Miscellaneous
Topics.
Further examination of the interview responses followed. The procedure was to first
run an NVivo enquiry to identify all words that were four or more characters in
length across all 12 interviews. Words were then selected using three criteria. These
were: 1) Frequency of occurrence; 2) Association with the Free Node categories in
the first level of analysis (Becoming a Teacher, Curriculum, Marks and Assessment,
Orientation Other Than School, Orientation Towards the Future, School, Self-
Reflection, Students, Teachers, and Miscellaneous Topics); and, 3) Words of
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“interest” deemed to be important for reasons other than being connected directly to
an instrument item.
8.3.3.2 Findings from closer analysis of the NVivo Free Nodes
Results from this procedure for analysing the case study teacher interviews a second
time are reported in two tables. Table 8.19 shows: the words identified as being of
“interest” sorted alphabetically; their frequency across all 12 case study teachers; and
the frequency of each word for a particular teacher expressed as a percentage of the
total number of words in that teacher’s interview script.
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Table 8.19
Free Nodes from the Initial Stage of Interview Coding
Table 8.20 displays relevant Free Nodes grouped into seven categories that are an
adapted version of the list of 10 categories that emerged from the initial NVivo
analysis of the interviews. This Table sorts the content of each of the seven node
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categories into those that are Person/Experiential in orientation and those which are
Pedagogic in nature.
Table 8.20
Free Nodes with Their Orientations Grouped into 7 Categories
In Table 8.20 “sources” refers to the number of case study teachers who used words
coded as relevant NVivo nodes. “References” reports the total number of times a
word was coded across all 12 teachers. The Frequencies in the “References” column,
unlike those in the two “Frequencies” columns, do not use duplicate uses of words.
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This explains why the “References” total may differ from the sum of the frequencies
in the two subcategories (“Personal_Experiential” and “Pedagogic”).
Examples of extracts illustrating the findings represented in Table 8.18 will be
presented by way of explanation in Table 8.21
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Five word concepts, other than those included in the seven categories referred to in
Table 8.18, were identified by virtue of their frequency of occurrence during the
NVivo Free Node analysis (See Table 8.17 for frequencies and usage). These “stand
alone” words were, in almost every instance, found to be dispositionally oriented in
the way they were used in the interviews across all 12 case study teachers. Examples
of their usage are provided in Table 8.22.
Table 8.22
Examples of Usage “Stand Alone” Word Concepts of Interest
In the context of the case study interviews, each of the “stand alone” words in Table
8.20 was used with meanings of noticeable consistency across the 12 case study
teachers, the main differences being with reference to frequency of usage (See Table
8.17). “Life” was used primarily to refer to the state of being alive as a human being.
“Love” was used to convey a feeling of deep affection.
“Think” was used differently in most instances from the other five words. There was
an initial reaction to exclude “think” on the grounds that it overwhelmingly appeared
to be used by the teachers to indicate that they were expressing an opinion. It was
common for a teacher to preface a statement by saying “I think”. As the analysis of
interviews continued, however, it became more apparent that the teachers were
WORD EXAMPLE
life It’s not just a job. It’s always…. it’s lifestyle. Um, and also with my media and my media scripts,
chasing all sorts of current affairs, that it’s a part of your life. So that you’re living teaching. CS
B
love We just, we care for them. We love them. I love it when they do things well. I love to see them
grow and mature and, um, grow not just in knowledge but, um, in maturity CS C
think I think that every student should feel a sense of self worth and there should be areas in their day
or their life or their week where they are proud of what they accomplish CS A
work I wake up every morning and I’m really happy to go to work. Like, I really…. I look forward to
my work, and I enjoy it, and I find it a great CS F
people I believe that these are people and that they deserve the respect I would give to an adult. CS G
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engaging in episodes of self-reflection and, in doing so, were opening themselves to
phenomenological interpretations of the meanings of the thoughts being expressed.
On these grounds “think” was retained as a word of interest.
“Work” was used to convey the sense of both mental and physical effort undertaken
with a purpose in mind. It was used with reference to the teacher engaging in “work”
and also students engaging in “work”. The word “work” was also used to refer to the
world of employment that students needed to prepare for and could expect to enter at
an appropriate time in their life journey. The term was nearly always used in an
experiential sense.
The case study teachers all used the word “People” either to mean their peers and
those they worked with, or to refer to their students as being human beings. Both
meanings placed emphasis on the human aspects of personal existence.
8.3.3.3 Observations and conclusions regarding the findings of the
interview Free Node analysis
The first observation made when coding the case study interviews with reference to
material not linked to the QTM, TBC, MVQ and EBQ was the wide-ranging scope of
the topics covered. This is to be seen in the fact that there were 206 topics coded as
Free Nodes, and also in the sample of topics presented in Table 8.17. These topics in
the Table ranged from “Achieving academic goals creatively” to making a “Clear
decision to be a teacher”. The material available in the interviews remains a
potentially valuable resource for future research on a variety of themes. While there
was a large number of topics coded, these highly specific topics were scattered
across the cohort of 12 case study teachers and almost all of them were restricted to
only a few for each teacher “source”.
When the 206 coded Free Node topics were examined for associations between
topics, it was found possible to group most of them into seven broad categories that
provided a key component of the framework for Table 8.18. These were:
Teaching_Learning, Teaching Values, Teacher and Teaching, Students, Schools,
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Marks and Assessment, and Curriculum. These are all core areas of importance in
today’s educational circles in Australia. Measured in terms of the number of
references in the interviews, three topics that occupied positions of prominence with
these teachers who were deemed by their school principals as being “exceptional”
were: Teaching and Learning (132 references); Teacher and Teachers (119
references); and Students (45 references). In terms of the number of times they were
referred to in the interviews, these topics were the ones that the case study teachers
wanted to talk about. The things they said about these topics were predominantly
different in nature compared with the Tree Node topics associated with the four
instruments that were used to gather data earlier in the research process.
It is proposed that the most important discovery arising from the NVivo analysis of
the interviews is that the nature of the Free Node extracts is overwhelmingly
“Dispositional” in character. Table 8.18 shows that 79.3 percent of the coded Free
Nodes were classified as having to do with the “person” of the teacher and students,
and was experiential in character. In other words, the thoughts expressed were
“Dispositional” in orientation. By way of contrast, statements that were “Pedagogic”
in nature accounted for only 20.7% of the content coded as Free Nodes. Examples
from the case study teacher interviews illustrating the distinction between the two
orientations are given as Table 8.18. This observation is reinforced by findings with
reference to interview usage of five “stand alone” words identified in Table 8.17 and
illustrated in Table 8.19.
8.4 Conclusions to be drawn from the interview analysis
The interview analysis, including IAF analysis, yielded data and findings that
provided weight of evidence supporting the approach to differentiating between
teachers being investigate in this thesis. One finding in particular deserves to be
given prominence. This finding is that the empirical data (raw scores and ranked
scores) from the TQM, TBC, MVQ and EBA are positively correlated with the raw
scores and ranked scores from the IAF analysis. Correlations between IAF scores
and instrument scores are shown in Table 8.23.
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Table 8.23
Correlations Between IAF Scores and Instrument Scores (i.e. QTM, TBC, MVQ and
EBQ)
Because the IAF is structured on the clusters of the DCM it seems reasonable to
conclude that the relatively high correlations between scores on the QTM and the
IAF, and on the TBE and the IAF indicate that the structure of the DCM has
credibility. This conclusion is extremely interesting when it is remembered that the
interview analysis data are derived from what teachers say and not what they actually
are observed to be doing in the classroom.
It is to be expected that correlation would be low between the MVQ and the EBQ
(MVQ:EBQ = 0.35) because one instrument measures personal values and the other
measures educational beliefs. The low correlation suggests that there is a low level
of association between these two somewhat discreet attributes. The same reasoning
applies to the low correlations between these instrument scores and the IAF
(MVQ:IAF = 0.17; EBQ:IAF = 0.27). The scores on the IAF take into account the
variables operating within the complexity of Freeman’s (2007b) syntax of
dispositions.
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The relatively low correlation between the QTM and TBC scores (0.22) reflects the
fact that although these instruments both measure the teacher’s observable classroom
behaviour, each instrument does so from a different perspective. In other words, the
QTM and the TBC probably are measuring different aspects of observable teacher
behaviour. In spite of their different perspectives, both instruments include
pedagogic variables. The two most obvious differences that contribute to the
correlations not being higher are: first, that the TBC also includes a strong
component of dispositionally oriented items; and second, that even though both
instruments include pedagogic items the QTM and TBC have different systems for
identifying and defining the pedagogic concepts in these systems.
Bearing in mind that the focus of this thesis is on dispositions, a second important
finding from the NVivo analysis is that when the interview analysis examines data
that emerge from the interviews themselves and not from external sources such as
data gathering instruments, the nature of the interview content is unquestionably
“Dispositional” in character. Analysing the interviews using NVivo has been a
lengthy but absorbing experience providing resources and ideas for continuing future
research. A third level of NVivo analysis will be discussed in Chapter 10 where data
input from the Free Node analysis is revisited.
A third finding is that the IAF analysis of the case study interviews has provided
important data pertaining to what it means to be an exceptional teacher, particularly
in terms of the activation of teacher dispositions that have been identified in the
DCM. It is postulated that it is not enough that a teacher has certain beliefs and
values about teaching and learning. These beliefs and values need to be activated.
This was demonstrated most noticeably in the interview transcripts of those teachers
who were able to identify and discuss the values to be realised, together with
intention in action, the selection of appropriate strategies, and who demonstrated an
awareness of the constraints and possibilities of the teaching and learning contexts
where they were engaged with students.
The IAF analysis demonstrated the high level of inter-relatedness between the five
dispositional clusters of the DCM (i.e. Authentic, Committed, Communicative,
Creative, and Passionate) and their sub-dispositions. This was in conjunction with
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Freeman’s (2007b) syntax of dispositions that provided a framework for assessing
the degree to which the sub-dispositions of the DCM clusters were activated in the
teaching of each of the 12 case study teachers. In this way, the IAF provided a way
of exploring the nexus between each of the DCM clusters and their sub-dispositions.
This opens the way for future investigation into the dynamic relationship between
teacher dispositions and the effect this has on the quality of teaching and learning.
In summary, the results of the IAF analysis appeared to differentiate successfully
between the case study teachers on the basis of the interviews. An important
outcome of the interview analysis was that the IAF provided a way of scoring and
comparing the teachers on their performance in the five clusters of the DCM. It was
found, for example, that teachers B and C demonstrated the highest level of
consistent performance across all five DCM clusters, on the basis of the IAF
analysis. The development and deployment of the IAF is one of the major
contributions of this study to the field of effective teachers and effective teaching and
will be discussed further in Chapter 10.
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CHAPTER 9
DIFFERENTIATING BETWEEN TEACHERS: THE
EXTRA DIMENSION TO EXCEPTIONALITY
9.1 Introduction
This chapter draws together and reviews data from the different stages in the process
of differentiating between 12 case study teachers on the basis of “exceptionality”,
given that each teacher in the cohort was identified by his/her school principal as
being “exceptional”. The study comprised five stages. The first was to review
literature from five related fields, namely: effective teaching and effective teachers,
giftedness and talent, intelligence, creativity, and dispositions. Based on the findings
from this literature, the Dispositional Cluster Model (DCM) was designed as a
conceptual model for identifying and organising primary and secondary dispositions
(sub-dispositions) that were associated with “exceptional teachers”. This was done
in the second stage of the research.
The third stage involved a case study of 12 teachers who were identified by their
school principals as being exceptional teachers. This included the observation, video
recording and analysis of three lessons using the Quality Teaching Model (QTM)
and the Teacher Behaviors Checklist (TBC). Self-reports were elicited in the form of
the My Values Questionnaire (MVQ) and the Educational Beliefs Questionnaire
(EBQ). This provided a rich array of data for the purposes of differentiating between
the teachers. The data from this stage were discussed in Chapter 7.
An important aspect of the study was to “operationalise” the DCM. This was done
through the design and implementation of the Interview Analysis Framework (IAF).
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The dominant feature of the IAF was that it utilised the DCM in the context of
Freeman’s (2007b) syntax of dispositions. This was done for the purpose of
analysing the case study interviews. The design and implementation of the IAF
constituted the fourth stage of the study.
A new source of data originated with the IAF and this was explained and described
in Chapter 8. In addition to the implementation of the IAF, NVivo analysis was used
to extract relevant data from the case study interviews. This also was discussed in
Chapter 8. Of particular importance in the NVivo analysis was the identification of
“Free Nodes”. These comprised teacher input that was not associated directly with
the QTM, TBC, MVQ or EBQ. Rather, the Free Node data introduced aspects of
teaching and learning that originated with the teachers themselves. This aspect of the
NVivo analysis and its contribution to the understanding of what it might mean to be
an exceptional teacher is discussed in further detail in Section 10.7 of this chapter.
It is important to note that the sources outlined above provide both pedagogic and
dispositional data that are associated with the concept “exceptional teacher”.
Pedagogic data are provided by the QTM and the TBC. Dispositional data are
provided by the MVQ and the EBQ. In addition, the IAF and the NVivo analyses of
the case study interviews provide data that are pedagogically and dispositionally
oriented.
As a result of the deployment of all these instruments and the data that have been
yielded from them, two teachers were identified as having consistently high scores
across the four case study instruments (the QTM, TBC, MVQ and EBQ), the IAF,
the NVivo analysis. These were teacher B and teacher C.
In essence, this chapter examines the instrument data that differentiate between the
case study teachers with particular attention to teachers B and C. It draws
conclusions regarding the nature of these data in terms of pedagogic and
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dispositional considerations. The IAF was used to analyse the case study interviews
and the data yielded by the implementation of the IAF provided another source of
input in the differentiation process. Finally, interview data from the NVivo analysis
provided further input into the process of differentiating between the teachers.
A summary of the findings with reference to those data of a pedagogic kind and
those of a dispositional orientation will be presented and an interpretation of the
findings will follow. This will be discussed and explained in the context of the five
clusters of the DCM and in terms of the dynamic nature of the DCM. Chapter 9
concludes by summarising the findings of the case study with reference to pedagogic
and dispositional dimensions of exceptionality.
9.2 QTM data that differentiated between teachers
Table 9.1 contains all the QTM item scores for all teachers included in the case
study. The scores are sorted from highest to lowest. Table 9.1 also shows the
standard deviations for each set of item scores.
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Table 9.1
QTM Scores with Standard Deviations of Item Scores Sorted
It will be seen that all the teachers scored uniformly high on four QTM items
(standard deviations <1.0 and scores of 4 and 5). These items with their standard
deviations were: 11 Students’ self-regulation (0.51), 8 Engagement (0.39), 10 Social
support (0.39), and 16 Inclusivity (0.29). It is significant that the first three of these
items with high scores and low standard deviations constitute 50% of the set of
Quality learning environment elements in the QTM. The fourth item, Inclusivity, is
from the Significance domain of QTM items and has the lowest standard deviation
(0.29) or alternatively, the highest level of agreement, of all 18 items in the QTM.
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By way of contrast, three of the four QTM items with the highest standard deviations
are from the Intellectual quality dimension of the QTM. These are sorted in
descending order of their standard deviations. They are: 6 Substantive
communication (1.53), 3 Problematic knowledge (1.51), and 5 Metalanguage (1.51).
The QTM item with the highest standard deviation (1.85) was 18 Narrative, from the
Significance set of items in the QTM. The two items that differentiated most
strongly from the Significance dimension were: 18 Narrative (1.85), and 15
Knowledge integration (1.50). This analysis of QTM data is summarised in Table
9.2 according to the degree to which the QTM items differentiate between teachers in
terms of level of dispersion.
Table 9.2
Degree to which QTM Items Differentiate Between Teachers in Terms of Standard
Deviations
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When the scores of the three case study teachers who had the highest scores on the
QTM are examined, it will be seen that overall they were the teachers who manifest
most strongly the classroom behaviours represented by the items that differentiated
most highly between the teachers. If the scores of case teachers B, C and J for the
five QTM items that have the highest standard deviations are transposed into Table
9.3, it shows that teacher B has maximum scores of 5 for the three Intellectual
quality items (Substantive Communication, Problematic knowledge, and
Metalanguage) and 5 for Knowledge integration in the Significance dimension. B
scores a 3 for Narrative but this compares favourably with the cohort as a whole, in
which five teachers scored 1 and one teacher scored 2.
Teacher C presents a similar scenario of scores for the QTM items that have standard
deviations ≥1.5. Teacher C scores a maximum of 5 for item 6 Substantive
communication, item 5 Metalanguage and 4 for item 3 Problematic knowledge in the
Intellectual quality dimension. In the Significance dimension Teacher C’s scores are
5 for item 18 Narrative and 3 for item 15 Knowledge integration.
It seems reasonable to conclude from the above data that the items in the QTM
identified as being discriminators between teachers on the given criteria will be
manifest more strongly by exceptional teachers.
A core conclusion to be drawn from the QTM data is that theoretically, truly
exceptional teachers are expected to be highly effective practitioners with reference
to all items in the three dimensions of the model. The reality with reference to the 12
case study teachers in this study is that only two (teachers B and C) approached this
implied standard of pedagogic exceptionality, with a third (teacher J) being a teacher
of interest by virtue of having the third highest total score (75). The QTM items that
most noticeably differentiated between teachers B and C and the remainder of the
case teacher cohort were three items in the Intellectual quality dimension
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(Substantive communication, Problematic knowledge and Metalanguage) and two in
the Significance dimension (Narrative, and Knowledge integration).
A final observation to make with reference to the QTM data is that all 12 case study
teachers scored relatively high on items in the Quality learning dimension. With
reference to items 11 Student self-regulation, 8 Engagement, and 10 Social support,
the scores were all either 5 or 4 out of a maximum of 5. It appears that these aspects
of teaching may have been influential in the selection of “exceptional teachers” and
core criteria used by the school principals at the outset of the case study.
9.3 TBC data that differentiated between teachers
The sorted scores and standard deviations for all case study teachers from the TBC
are presented in Table 9.3.
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Table 9.3
TBC Scores with Standard Deviations for Each Item Sorted
In this Table the TBC item scores are given for each teacher, with a maximum item
score being 5 and a minimum score being 1. It also shows the standard deviations
for scores on each item and the total score for each case study teacher on all items in
the TBC. The method of rating the lessons using the TBC was described in Chapter
7.
The top-ranking teacher was case study teacher J with a total score on all items of
140. Teachers B, C, and K followed closely with a score of 139. Standard deviations
for the TBC items ranged from a high of 1.24 to a low of 0.00. All 12 teachers
achieved a maximum score of 5 for TBC item 24 Respectful.
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Standard deviations were sorted in descending order to indicate which items in the
TBC showed the highest spread and which the lowest and these also are shown in
Table 9.3.
Three sets of TBC scores were identified by means of the standard deviations of the
scores: those TBC instrument items with the standard deviations ≥ 1.0; those with
standard deviations < 0.5; and the remainder with standard deviations ≥ .05 < 1.0.
There were 8 items with a low level of score dispersion, having standard deviations
less than 0.5. At the highest level of score dispersion there were 5 items, each with a
standard deviation ≥ 1.0.
Those TBC items that showed the highest level of dispersion of scores across the 12
case study teachers were items 1, 20, 28, 26 and 27. The description of these 5 items
is included here because they can be extracted directly from the instrument itself. A
complete description of all the TBC items is to be found in Chapter 6.
1 Accessible (Gave the impression that the teacher could be contacted at times other
than in school hours e.g. gave out information about out-of-class availability & help;
offered to meet at time other than class time)
20 Provides Constructive Feedback (Wrote comments on returned work, answered
students’ questions; gave advice on test-taking)
28 Understanding (Accepted legitimate excuses for missing class of coursework; was
available before/after class to answer questions; did not lose temper at students;
took extra time to discuss difficult concepts; “Are you understanding? Did I make that
clear?”)
26 Strives to Be a Better Teacher (Requested feedback on his/her teaching ability from
students; continues learning [attends workshops, etc. on teaching]; used new
teaching methods)
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27 Technologically Competent (Knew how to use a computer, knew how to use e-mail
with students; knew how to use electronic and other equipment during class; had a
Web page for classes)
Those eight items with a low level of score dispersion, having standard deviations
less than 0.5, are listed below with their descriptions.
13 Humble (Admitted mistakes; didn’t brag when had opportunity to do so; gave credit
to others)
7 Encourages and Cares for Students (Provided praise for good student work; helped
students who needed it; offered bonus points and rewards; knew student names)
6 Effective Communicator (Spoke clearly/loudly; used precise English; gave clear,
compelling examples)
14 Knowledgeable About Subject Matter (Easily answered student’s questions; spoke
without having to read from a book or notes; used clear and understandable
examples)
9 Establishes Daily and Academic Term Goals (Had lesson aims and objectives; these
were shared with the students; the teachers teaching contributed to reaching the
subject syllabus aims and objectives and overall curriculum goals)
22 Rapport (Made class laugh through jokes and funny stories; initiated and maintained
class discussions; knew student names; interacted with students before, during and
after class)
23 Realistic Expectations of Students/Fair Testing and Grading (Covers material tested
during class, relevant test questions, students not overloaded with reading; teaching
was at an appropriate level for the majority of students; provision made for “slow”
learners)
24 Respectful (Did not humiliate or embarrass students in class; was polite to students
[said thank you and please, etc.]; did not interrupt students while they were talking;
did not talk down to students)
Whereas the QTM represents a strongly pedagogic approach to assessing classroom
teaching, the TBC can be described as a “softer” mixed pedagogic and dispositional
approach to assessing teacher behaviour. It is “softer” in the sense that some of its
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28 items are “dispositional” in character and there is a higher degree of subjectivity
in applying it to analyse lessons than is the case with the QTM. Particular interest at
this stage of the study is in the outcome of differentiating classroom teaching using
the TBC. We would like to know which key items are associated with the best
performing teachers amongst the case study teachers and whether the differentiating
variables are pedagogic or dispositional in character. It would be a mistake to ignore
the importance of those TBC items where the spread of scores is minimal, indicating
that all 12 teachers were given the same or similar scores. Table 9.4 has been
prepared to display concisely the data from the TBC analysis relevant to these issues.
Table 9.4
Analysis of Most and Least Discriminating TBC Items with Reference to High
Performing Teachers.
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There are several aspects of Table 9.4 that require explanation. Firstly, while
teachers B and C have been identified as the consistently best performing teachers
across all measures used in this study, teachers J and K had equally high scores on
the TBC (see Table 9.3). Therefore, their scores have been included in Table 9.4.
Secondly, the scores of 5 in all cells in Table 9.4, except three cells with scores of 4,
are largely the result of the protocol used to analyse the lessons (See Chapter 7) and
also the nature of the TBC itself (see Chapter 6). Thirdly, the classification of items
being pedagogic is based on a methodologically oriented interpretation of teaching.
Here, the descriptor “pedagogic” is not based on how it may be interpreted by some
with reference to its use in connection with the QTM. Pedagogy in the context of
classifying TBC items in Table 9.4 alludes to the teacher being a “practitioner” with
a repertoire of skills, strategies and methods at his/her disposal. The classification of
a TBC item as being “dispositional” views a teacher behaviour as emanating from
the teacher as a person rather than as a skilled practitioner who is “technically”
competent in the “science” of teaching.
From the data presented in Table 9.4 it is possible to identify which key items in the
TBC are associated with the best performing teachers amongst the case study
teachers and whether the differentiating variables are pedagogic or dispositional in
character. Where the spread of scores is minimal, indicating that all 12 teachers were
given the same or similar scores, it can be concluded that if all 12 teachers were
originally deemed by their school principals to be their best teachers, then the
behaviours represented by these TBC items are associated with high performing
teachers. However, they are not indicators of those teachers who in the context of
this study are described as “exceptional”.
9.4 MVQ data that differentiated between teachers
Each of the instruments (i.e. QTM, TBC, MVQ, and EBQ) was unique in its own
way and, where necessary, different criteria had to be devised to investigate how it
differentiated between the teachers and how best to interpret the outcome of the
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differentiation process for the purposes of this investigation. While the decisions
involved were based on empirical evidence using instrument scores, there was a
degree of subjectivity involved. With reference to the MVQ the criterion used to
differentiate between the case study teachers was to use two percentiles, the 80th and
90th, to identify items in the MVQ that were scored by the teachers as having greatest
importance to them personally.
By identifying MVQ items at the two percentile levels it was possible to identify
values from the MVQ at two levels of differentiation. At the 80th percentile it was
possible to identify those MVQ values held in common by the 12 case study teachers
who were deemed by their principals as being “exceptional”. These values appeared
to have a strong association with effective teaching. At the 90th percentile, on the
other hand, the scores did differentiate between teachers, thus enabling the
identification of the values associated with those teachers who emerged as being
“exceptional” amongst the 12 teachers in this study.
Table 9.5 shows the scores of all 12 case study teachers for all items in the MVQ,
with scores at the 90th percentile level colour coded (orange). These scores were an
expression of the importance the teachers attached to each value. The maximum
possible score for each value item was 100. A description of the values in the MVQ
is given in Chapter 6.
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Table 9.5
MVQ Scores at the 90th Percentile Level Highlighted
Seven teachers recorded scores at the 90th percentile level. The two values scored by
most teachers (3) at the 90th percentile were: Family (item 8) and Fun (item 10). All
other values in the MVQ were scored twice each at the 90th percentile level by 7
teachers. The remaining 5 teachers did not give a rating to any value at the 90th
percentile level.
Considering the attention being paid to teachers B and C, it may be worth noting that
teacher C attached a high level of importance to 16 of the 22 values, more than any
other teacher. These value items were: 1 Achievement, 2 Caring, 3 Community, 4
Connection, 7 Fairness, 8 Family, 10 Fun, 12 Influence, 14 Integrity, 15 Recognition,
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16 Security, 17 Self expression, 18 Service to society, 20 Spirituality, 21 Tradition,
and 22 Wellbeing
Although teacher L achieved the highest number of value scores in the 90th
percentile, this teacher’s performance on the combined QTM and the TBC was
relatively weak. This indicated a degree of inconsistency between what teacher L
reported in the questionnaires (i.e. MVQ and EBQ) and what teacher L did in terms
of observable classroom behaviour. If the results for teacher L are extracted because
of this inconsistency, then the next highest rating teacher was teacher B who had the
second highest number of value scores at the 90th percentile level, a total of 6. These
values are given here because teacher B has emerged in most instances in the study
as the consistently best performing teacher, along with teacher C whose performance
on all instruments has also been consistently high. Teacher B’s values at the 90th
percentile were: 4 Connection (defined in the MVQ documentation as “being close
and intimate with others in a meaningful way), 6 Exploration (perhaps associated
with the fact that he is a Geography teacher), 9 Freedom (noted for his interest in
field work and the outdoors), 10 Fun, 11 Independence, and 15 Recognition.
There were three values that teachers B and C both scored at the 90th percentile level.
These were: 4 Connection, 10 Fun, and 15 Recognition (Recognition being described
as “the feeling of being valued and acknowledged by others”). The only two values
at the 90th percentile scored by three teachers were: 8 Family (teachers A, C and L),
and 10 Fun (B, C and I). It seems possible that these four values (Connection, Fun,
Recognition, and Family) are core values held by the very best teachers. In view of
the importance attached to Family as a value, its meaning as used in the MVQ
documentation is given again here. It encompasses both family as a specific group,
as well as the sense of family as a feeling and it encompasses also “home, ancestry
and history”. It was relatively common for teachers in their interviews (Chapter 8) to
refer to both their home and school communities as “family”.
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Table 9.6 shows the scores of all 12 case study teachers for all items in the MVQ,
with scores at the 80th percentile level colour coded (yellow).
Table 9.6
MVQ Scores at the 80th Percentile level Highlighted
There are several observations to be made when comparing the values coded at both
80th and 90th percentile levels. One observation is that with reference to teachers B
and C the value Insight (item 13) is included as having a relatively high level of
importance. A second observation is that teacher C joins teacher B in attaching a
high level of importance to Exploration (item 6), which is associated with the
Creativity cluster in the DCM. The Community (item 3) value is another value
identified by teacher B as being important at the 80th percentile level, thereby joining
teacher C in acknowledging it as a value of relatively high importance. When MVQ
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scores are analysed at the 80th percentile level the importance to teacher C of
Independence (item 11) is recognised, as it was with teacher B, at the 90th percentile
level.
Apart from the additional information about the importance attached to particular
MVQ values by teachers B and C, there is the general observation that the number of
instances where the case study teachers as a whole recorded scores meeting the
selection criteria at the relevant percentile levels increased from 46 at the 90th
percentile level to 72 at the 80th percentile level. Despite the increase in values being
recorded as having importance there were two teachers (F and J) who did not rate
any value as being important at the 80th percentile level. There were another three
(E, H and K) who recorded only one of the 22 values in the MVQ as being important
at the 80th percentile level. It could be interpreted that these teachers were more
conservative in their scoring than their peers in the case study cohort and that they
were reluctant to spread their scores throughout the full range from 1 to 100, even
when asked to do so when the instrument was being applied.
9.5 EBQ data that differentiated between teachers
Scores for all case study teachers from the EBQ are shown in Table 9.7. The Table
presents the 20 item scores for each teacher, 6 being the maximum score for each
item. Table 9.7 shows also the standard deviations sorted for scores on each item. A
description of the items and the EBQ itself can be found in Chapter 6.
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Statistically, the one difference between the criteria being used for analysing EBQ
data and those used for analysing QTM and TBC data is the standard deviation
parameters. The chosen parameters were determined by the nature of the data. They
were standard deviations ≥1.5 and standard deviations <0.5.
It will be seen from Table 9.7 that it would serve little purpose to use a standard
deviation of 1.0 to differentiate between EBQ item scores as 12 of the 20 items
record standard deviations ≥ 1.0. Therefore, a standard deviation of ≥ 1.5 has been
subjectively but rationally set as the upper limit for item scores that differentiate
meaningfully between teachers in this case study. Similarly, a standard deviation of
≤ 0.5 has been set for the lower limit.
The two EBQ items that differentiated at the highest level (≥ 1. 5) between the case
study teachers were: 14 Personality of students is important in learning, and 16
Schools should preserve values. Teachers B and C, who were being closely
monitored through the differentiation processes, each scored these educational
beliefs as being very important by giving them the maximum score of 6.
The one EBQ item for which there was the highest level of agreement (SD ≤ 0.5) by
all the teachers was 13 Schools should be sources of new ideas. Teachers B and C
gave the maximum score of 6 to indicate how important they believed this aspect of
teaching to be. This is worth noting because it can be postulated that if all 12 case
study teachers had uniformly high scores on item 13 in the EBQ, then these teachers
who were deemed to be best performing by their school principals agreed it was
important that schools should be sources of new ideas. It is likely, therefore, that
most “good” teachers will hold this educational belief. The fact that teachers B and
C gave maximum ratings of 6 to this educational belief gives emphasis to the
proposition that exceptional teachers believe schools should be sources of new ideas.
One further observation to make with reference to Table 9.7 is that the third
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educational belief regarded by both teachers B and C to be very important
(maximum score of 6) was that Schools should promote self-awareness (EBQ item
9).
Table 9.8 shows the educational beliefs represented by items in the EBQ and how
they could be classified as being pedagogic or dispositional.
Table 9.8
EBQ Items Identified as Pedagogic or Dispositional/Personality
The two items that differentiated at the ≥ 1.5 level are: 14 Personality of students is
important in learning, and 16 Schools should preserve values. Both educational
beliefs were given the same high scores by case study teachers B and C. Both beliefs
were dispositional in character.
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The one item that all teachers agreed (SD ≤ 0.5) was very important (scores of 5 and
6) was 13 Schools should be sources of new ideas. It was the one item from the
EBQ that could reasonably be interpreted as both pedagogic and dispositional, but
with weight of argument probably towards it being more to do with pedagogy in the
context of the EBQ. On the other hand, it is unrealistic to assume that new ideas can
emerge as a continuing expectation from the teaching-learning process without the
teacher himself/ herself manifesting the disposition of being Creative as interpreted
within the framework of the DCM. For this reason, item 13 in Table 9.8 is shown as
able to be interpreted as both pedagogic and dispositional.
One further observation of interest to be made from this analysis of the outcomes of
differentiating between the case study teachers is that teachers B and C both gave the
maximum score of 6 to two other items in the EBQ. These were item 20 (SD 1.4)
and item 9 (SD 0.7). Item 20 was the belief that Schools should foster intellectual
learning, and item 9 was the belief that Schools should promote self-awareness. Item
20 is clearly pedagogic in nature while item 9 is clearly dispositional in nature. It is
a matter for reflection that these two teachers (B and C) who have been identified as
being exceptional in the context of this case study both hold these educational beliefs
to be of “maximum” importance. This seemingly minor observation from a large
and varied pool of data may have considerable significance. A possible explanation
is that it may well be indicative of the fact that exceptional teachers manifest a
balance of pedagogic and dispositional variables as they fulfil their role as teachers.
9.6 IAF data that differentiated between teachers
Scores for all case study teachers from the IAF are shown in Table 9.9. The IAF and
the nature of the data in the Table are dealt with in Chapter 9. It should be
remembered that the term “secondary disposition” is used as an organising
convention to refer to a disposition within one of the five clusters of dispositions in
the DCM. In addition to the scores for each case study teacher for every secondary
disposition (item) in all five dispositional clusters of the DCM, the standard
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deviations of the scores for each item are shown in the left column of Table 9.9.
These standard deviations range from a high of 2.15 to a low of 1.86.
Table 9.9
IAF Scores and Standard Deviations for All Teachers
To decode the data in the IAF for purposes relevant to this study the standard
deviations for the scores in each DCM cluster were first sorted from highest to
lowest. Similar criteria to those used for the EBQ were then applied to arrays of
scores in the IAF. These were: 1) Selecting a standard deviation as the threshold for
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differentiating at a high level of dispersion deemed reasonable in the context of all
the data from the IAF; 2) Selecting a standard deviation as the threshold for
differentiating at a low level of dispersion deemed to be reasonable in the context of
all the IAF data; and 3) Identifying teachers who most strongly evidenced these
secondary dispositions which, in their interviews, met the parameters of criterion 1.
The intention was that if there were tied scores then all teachers with that score
would be identified.
An assumption is being made here and it is this: if a case study teacher, who is
perceived to be an exceptional teacher, has the highest score on an IAF item (i.e. a
disposition) that distinguishes most clearly between that teacher and the cohort, then
that disposition probably contributed significantly to the exceptional teacher’s
classroom performance. Table 9.10 presents a summary of the findings resulting
from the procedure and criteria described above.
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Table 9.10
IAF Item Standard Deviation of Scores Sorted for All Teachers
For convenience and emphasis, IAF items meeting the criterion of having a standard
deviation ≥ 2.0 have been colour coded orange, along with the name of the
“secondary disposition” and the highest teacher scores complying with the relevant
criteria. The decision to identify the two highest scores, rather than just one in each
high standard deviation array of scores was made when it was discovered that in 8 of
the 9 instances teachers B and C both had the highest IAF scores (either 8 or 7), with
one exception. The one exception was with reference to “Risk Taking” where
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teacher J scored better than teacher C. It will be recalled that teacher J was identified
as “a teacher of interest” because of a high level of performance, along with teachers
B and C, when analysing the case teacher scores on the QTM. The fact that teacher J
received the maximum score of 8, along with teachers B and C, on the sub-
disposition “Motivated” justifies teacher J remaining a “teacher of interest”.
The two items (dispositions) colour coded yellow, according to the standard
deviations associated with them, were those where the dispersion of scores was
relatively low, indicating that the teachers were scored fairly uniformly. The mean
score for “Purposeful” was 5.4 and for “Knowledgeable” the mean was 5.8.
Teachers B and C each received a score of 7 for both “Purposeful” and
“Knowledgeable”, further consolidating their emerging status as being the
exceptional teachers in the case study. By way of comparison, teacher J scored 6 on
both “Purposeful” and “Knowledgeable”.
It would seem from the IAF analysis that, by virtue of their power to differentiate
between teachers and their association with teachers B and C, the following
dispositions from the DCM may be indicators of exceptionality: Reflective
(Authentic); Motivated (Committed); Risk Taking, Originality, Curious (Creative);
Listener, Engagement (Communicative); Excitability, Energetic (Passionate).
9.7 NVivo data that differentiated between teachers
NVivo analysis of the case study interviews differentiated between the teachers in
several ways. The first was with reference to the richness of the content of the
interview, in terms of the frequencies of instrument item concepts that were coded
using NVivo Tree Nodes. These were discussed in Chapter 8. Table 9.11 provides
the frequencies of references in the interviews for each teacher on each of the
instruments used for data gathering.
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Table 9.11
Frequencies of References Associated with QTM, TBC, MVQ and EBQ Items
Teachers B and C are distinguished for together accounting for 45 percent of the total
interview references associated with the QTM, TBC, MVQ and EBQ. Teacher B’s
interview was impregnated with 214 (23%) statements associated with items in these
instruments. Case teacher C’s tally was 202 (22%). It is of interest to note that
teacher J, identified as a teacher of interest because she performed highly on the
QTM, said things in the interview that accounted for only 6% of all total references
associated with instrument items.
An aspect of the interviews that is of particular relevance to this study is how the
teachers compared on content of a dispositional nature. It is postulated that values
are a core variable in dispositions. This was demonstrated by Freeman’s (2007b)
syntax of dispositions. All items in the MVQ are values, therefore frequency of
references in the interviews to MVQ items should provide an indication of the
comparative emphasis given by teachers to values when talking and thinking about
teachers and teaching. In this regard it can be observed that teachers B and C again
were distinguished by the frequency of their references, this time to items in the
MVQ. Their combined number (134) of MVQ references that were coded using
NVivo was 44 percent of the total MVQ references (303) made by all teachers.
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If the interview data are examined from another perspective it will be seen that 31
percent of all references (70 out of 214) in teacher B’s interview were associated
with the values in the MVQ. For teacher C the prominence of values in the interview
is indicated by the values content being a frequency of 64 out of a total of 202
references (32%).
When the pedagogic components of the interviews are examined and compared with
the disposition (values) components, it will be seen that much greater emphasis was
given to dispositions than to pedagogy, if frequency of reference is taken as the
measure of comparison. The total references for all teachers for the QTM was 83
(8.95%). For the MVQ the figures were 303 (34.09%). The reason for the decision
to restrict the comparison between values and pedagogy to the MVQ and QTM is
that data from these two instruments represent the “purest” distinction between
personal values and pedagogy, with reference to the four data gathering instruments.
The TBC contain items that are a mix of both dispositional and pedagogic variables.
The EBQ focuses on educational beliefs, as distinct form values.
When these comparisons are made from the case study interview data it could be
argued that the topics raised by the questions were slanted towards dispositions and
values. This may be true to some extent, but when the interviews themselves are
read and the extracts coded the way that has been described, it will be found that the
teachers had ample opportunity to talk about pedagogy rather than values and
dispositions. The fact that the teachers, who were deemed to be “exceptional” when
the case study was being set up, chose to talk more about the human dimensions of
teaching rather than pedagogy seemed to indicate where they felt the emphasis
should be placed when considering what was important about teachers and teaching.
The “non-instrument” content in the teacher interviews encompassing matters not
associated directly with the QTM, TBC, MVQ and EBQ has been discussed in
Chapter 8 and will not be discussed again here. Table 9.12, originally Table 8.18
from Chapter 8, shows a breakdown of an analysis of “non-instrument” items in
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terms of distinguishing between pedagogic and dispositional references. Again,
allowing for the structuring of the interviews being interpreted as possibly slanted
towards the human dimensions of teaching, there was considerable scope for
interviewees to raise matters to do with pedagogy, but these teachers
overwhelmingly chose to talk about teachers and teaching in terms of the
dispositions.
Table 9.12
Analysis of NVivo Free Node Categories
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Table 9.13 shows data that differentiation between the teachers in terms of the
interview references to DCM disposition clusters (Creative, Authentic,
Communicative, and Passionate).
Table 9.13
Interview NVivo Coding Scores for Items Aligned to DCM Clusters
9.8 The contribution of the DCM to differentiating between
teachers
A new dimension to differentiating between the case study teachers was introduced
in section 9.6 where data from the Interview Analysis Framework (IAF) was
reviewed. Up to that point in Chapter 10 data from the four instruments (QTM,
TBC, MVQ and EBQ) were reviewed. Interview data, with the IAF, provided a new
body of evidence supporting the propositions that dispositions were important in
teaching, that they were “measureable”, they could be modelled in terms of five
clusters of dispositions, and they were important variables differentiating between
teachers and indicators of teachers who were exceptional.
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The dominant feature of the comparison is the consistently high scores of teachers B
and C across all five DCM clusters of dispositions. The new insight from looking at
the data from the perspective of the DCM enables the teacher variables of the two
exceptional teachers to be described in terms of five clusters of dispositions
(Authentic, Committed, Communicative, Creative, and Passionate) rather than in
terms of just teacher behaviour in the classroom.
In this closing phase of the chapter, emphasis is given to the proposition that the
DCM is a dynamic model where the five clusters and their sub-dispositions are
interactive and inter-related. While teacher scores on the four case study
instruments (i.e. QTM, TBC, MVQ, and EBQ) were found to differentiate between
the case study teachers, it is postulated that it is the “dynamic” operating within the
DCM in terms of Freeman’s (2007b) syntax of dispositions that most convincingly
differentiates between the teachers in terms of identifying the dispositions that have
been activated by the teachers. This “dynamic” is best conceptualised in terms of the
nexus of beliefs, values and behaviours that interact within each of the clusters.
9.9 Concluding observations
This section deals with the concluding observations regarding attributes identified in
the case study as differentiating between teachers and as being associated with the
best performing or “exceptional teachers” in the case study. It is axiomatic that all
the teachers who obtained maximum scores on all of the items in the two instruments
designed to assess classroom performance, the QTM and TBC, would have
established themselves as being exceptional. In the real world of the classroom this
is not likely to happen. In the reality of teaching, however, we could expect that
teachers approaching the ideal of being exceptional would score highly on the QTM
and TBC - higher than their peers. This was true of case study teachers B and C,
with teacher J also being distinguished by receiving scores noticeably higher than her
peers.
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The four pedagogic attributes that contributed most to considering B and C as being
better than their peers on the QTM included three components from the Intellectual
quality dimension, namely: 6 Substantive communication, 3 Problematic knowledge,
and 5 Metalanguage. To this list of differentiators can be added 18 Narrative from
the Significance dimension set of the QTM. While other teachers may have scored
highly with teachers B and C on most of the items in the QTM, it was the above
differentiators that marked teachers B and C as being superior.
Using the same reasoning for the TBC as for the QTM, the items in the TBC that
distinguished Teachers B and C as being better performing than their peers were: 1
Accessible, 20 Provides Constructive Feedback, 28 Understanding, 26 Strives to be a
Better Teacher, and 27 Technologically Competent. An important contribution of
the TBC to investigating what makes the difference between exceptional teachers
and their peers was that three of the five TBC differentiators were dispositional in
nature.
When values from the MVQ are considered as differentiators, it has to be
acknowledged that the values in the study were personal values based on research
associated with the My Values Questionnaire. Another set of values would probably
yield different findings. From the MVQ data it was deduced that the personal values
distinguishing teachers B and C from their peers were: 13 Insight, 6 Exploration, and
3 Community.
While the data in Chapter 10 are primarily from the QTM, TBC, MVQ and the EBQ,
it should be remembered that the IAF also yielded data that enabled the case study
teachers to be differentiated from an alternative but related perspective. This is
particularly so with reference to the “values to be realised” component of the IAF. In
Chapter 8 it was shown that in the case study interviews values could be identified
that were associated with the five clusters of the DCM. This was done by means of
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the IAF. Furthermore, the correlations between the QTM, TBC, MVQ and EBQ
NVivo “Tree Node” analysis and the IAF, shown in Table 8.16 of Chapter 8,
indicated that there was a relatively high level of agreement between these
instruments with reference to differentiating between the teachers. This was
particularly interesting when the teachers were differentiated on the basis of values.
The MVQ used personal values set by the instrument itself, but the IAF identified
values that were idiosyncratic and tended to be related to the context set up by the
case study. The IAF identified values associated with each of the sub-dispositions of
the five clusters of the DCM. There were, for example, values associated with risk
taking, originality, curious(ity), and problem-solving. Further research would be
needed to systematise these idiosyncratic values identified by the IAF, but examples
can be found in Chapter 8 (see 8.2.7).
Allowing that there are other educational beliefs held by exceptional teachers, there
were two items from the EBQ that served as indicators of exceptionality by their
being scored highest by teachers B and C. These were the two teachers who were
flagged as “exceptional” by virtue of scoring highest on the combined QTM and
TCM instruments. The EBQ items were the two for which there was the widest
dispersion of scores across the cohort of case study teachers, namely: 14 Personality
of students is important in learning, and 16 Schools should preserve values.
Interview data suggested that exceptional teachers can be differentiated from their
peers by the extent to which they are more professionally focused on pedagogic
aspects of teaching and learning, as represented in the QTM and TBC. But having
made this observation, it is more noticeable from the interview data that exceptional
teachers seemingly attach more importance to the human dimensions of teaching.
From the teacher interviews it was deduced that exceptional teachers: 1) demonstrate
a high level of self-reflection with respect to their teaching; 2) reflect more than their
peers on dispositional considerations; and, 3) are more passionate.
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Various indicators of teacher exceptionality have arisen form the process of
differentiating between teachers in this case study. The probable “glue” that binds
these indicators is that they are all manifest at a high level of consistency. This is
conceivably a core feature of the data from the case study. If the concept model of
the DCM as well as the IAF earn credibility for contributing to the differentiation
process, it can be concluded that teachers can be analysed and described in terms of
five clusters of dispositions: Authentic, Committed, Communicative, Creative and
Passionate. It is proposed that this study has demonstrated that such an analysis and
description is feasible.
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CHAPTER 10
Discussion and Implications of Findings
10.1 Introduction
The debate about what constitutes highly effective teaching and highly effective
teachers is ongoing. From literature in the field, pedagogic models such as the New
South Wales Quality Teaching Model (NSW, DET, 2003), Productive Pedagogy,
Authentic Pedagogy and Quality Pedagogy indicated the kinds of knowledge and
behaviours that teachers need to master to ensure that quality teaching and learning
occur. Although these pedagogic models inferred teacher dispositions, they gave
little or no overt indication of the kinds of dispositions that were needed in order to
manifest appropriate teaching behaviours and best practice. The aim of this chapter is
to discuss and draw to a conclusion the challenges and implications of the study of
the role of dispositions in the context of a case study of 12 teachers perceived by
their school principals to be exceptional teachers. This includes a discussion of the
process of differentiating between the teachers and the process of coming to an
understanding of the variables, particularly those of a dispositional nature, that are
associated with exceptional teachers.
10.2 The context and challenges of the study
This study was undertaken with the intention of contributing insight and
understanding to the debate on effective teachers and effective teaching by exploring
what it means to be an “exceptional teacher”. This was an ambitions aim,
particularly in view of the volume of research and literature that proliferates the field
and the complexity of a field of study that is constantly changing. Each year sees the
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growth of new research and information that add to the body of knowledge and
literature associated with effective teaching. In the diversity of all this information
and the associated theories, however, it is possible to lose sight of the human
dimension of the teacher and how the quality of teaching and learning is affected by
the dispositions that characterise the teacher as self.
One of the challenges that presented in this study was to identify and examine what it
means to be an exceptional teacher in the context of the diverse conceptions of
teacher effectiveness (Cruickshank, 1990). From the literature review it was evident
that different perspectives focus on different aspects of the teacher and teaching.
This was noticeable in the different descriptors applied to the concept such as
“gifted” (Towers & Porath, 2001), “wise” (Arlin, 1999), “highly effective”
(McEwan, 2002), “excellent” (Collinson, 1999), “master” (Buskist, 2004; Minor,
Onwuegbuzie &Witcher, 2000), “elite” (Simplicio, 2000), and “legend”
(Scheidecker & Freeman, 1999), to name a few. Each descriptor implied a different
set of criteria that distinguish what it means to be an “exceptional teacher”. In
addition, different pedagogic theories and models also come into play regarding the
issue and serve to indicate the complex and diverse notions of teaching and learning
that influence the way the concept “exceptional teacher” is perceived and interpreted.
Another area of challenge was the controversial and subjective nature of the field of
dispositions that included concepts such as beliefs, values and attitudes, and the
question of measuring these concepts. This, in turn, influenced the nature of the
methodology that was adopted. The research methodology for this thesis focused on
a case study approach, using “mixed methods” in the gathering and analysis of the
research data. In the early stages of the research, the principles of constructivist
inquiry theory were used in the design of a conceptual model, the Dispositional
Cluster Model (DCM).
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10.3 Findings from the literature review – Stage 1 of the study
One motivation underpinning the literature review was an attempt to explore the
nexus between pedagogic considerations, such as teacher skills, knowledge and
competencies, and the attributes that distinguish the teachers as “self”. To this end,
the literature review focused on five complementary fields of research and thinking,
namely: effective teachers and effective teaching, giftedness and talent, creativity.
intelligence, and dispositions. A conceptual model of the dispositions associated
with exceptional teachers was derived from the literature review using constructivist
inquiry theory and this was discussed in Chapter 4.
10.3.1 Findings from the field of effective teaching and
effective teachers
An examination of literature in the field of effective teachers and effective teaching
indicated three general areas for consideration in the study of exceptional teachers.
The first was the area of teacher skills and competencies, the second was the area of
teacher knowledge, and the third was the area of teacher dispositions and attributes.
Two broad categories associated with teacher effectiveness were identified as
Pedagogic and Dispositional. A critical aspect of the case study was to explore the
nexus between pedagogic and dispositional aspects of exceptional teachers.
The New South Wales Quality Teaching Model (2003) (QTM) was used as a
benchmark for teachers who demonstrated high quality performance in their
classroom teaching. It was accepted that “exceptional” teachers were those who
demonstrated consistently high levels of performance across all three domains of the
QTM and this model was discussed in some detail in Chapter 2.
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10.3.2 Findings from the field of giftedness and talent
Literature in the field of giftedness and talent provided different perspectives for
investigating what it means to be an exceptional teacher. Gagné’s (1995a, 1995b)
Differentiated Model of Giftedness and Talent, for example, provided insight into the
difference between giftedness as potential and talent as the fulfilment of potential.
Of particular interest were the catalysts that were at work in the developmental
process of the mastery of knowledge and skills that are necessary for talent to be
realised. In the context of the study of exceptional teachers, Gagné’s conception of
“personal catalysts” was of particular interest, as was Tannenbaum’s (1986)
inclusion of “non-intellective factors” in his conception of a psychosocial model of
talent.
The principle underpinning Gagné’s (1995a, 1995b) Differentiated Model of
Giftedness and Talent suggested that there are innate abilities and predispositions
that constitute giftedness. These innate abilities, however, do not necessarily
translate into adult talent if the developmental process, including the influence of
different groups of “catalysts”, does not function effectively. He indicated that some
catalysts might have a negative impact on that process, thus impeding the
development of giftedness into talent. There is a corollary with the development of
teacher dispositions and their association with “exceptional teachers”. One issue that
extends beyond the parameters of this study, but that merits future investigation, is
whether dispositions are “born” or “made”. An application of theory from the field
of giftedness and talent is that if teacher dispositions are innate, they do not
automatically translate into exceptional teaching. From this standpoint, it could be
argued that what is needed is an effective process of learning and skill mastery,
together with appropriate personal and environmental “catalysts” that facilitate the
development of exceptional teachers. This finding has ramifications in the context of
tertiary training and in the context of ongoing professional and personal development
in the schools.
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10.3.3 Findings from the field of creativity
Literature from the field of creativity provided another general perspective from
which to study the dispositions associated with exceptional teachers, with researchers
such as Simplicio (2000) arguing that creativity is a distinguishing feature of “elite”
teachers. He made direct associations between teacher creativity, dispositions and
specific kinds of behaviour. Sternberg (2000a), on the other hand, associated
creativity with the attitudes and beliefs that are held by the individual. He argued
that to be creative was a conscious decision rather than an innate ability. Piirto
(1999) provided yet another perspective on creativity when she argued, “Creativity is
in the personality” (p. 164). There continues to be considerable debate regarding the
definition and nature of creativity, including the argument by proponents such as
Sternberg, that creativity is teachable, rather than innate. The diverse interpretations
of the concept “creativity” presented an interesting challenge in the context of
studying the dispositions associated with exceptional teachers. The major finding
from the field of creativity was that creativity is likely to play an important part in
distinguishing exceptional teachers from other teachers and that creativity comprises
several defining “sub-dispositions” or secondary dispositions.
10.3.4 Findings from the field of intelligence
The field of intelligence provided yet another perspective from which to identify and
explore dispositions associated with the exceptional teacher. There were obvious
parallels, as well as tensions, between the different fields of literature, particularly
giftedness and talent, and creativity, and the relationship between dispositions in
these fields and in that of intelligence. This was enunciated clearly in the work of
Gardner (1983), Sternberg (2000a, 2000b), Goleman (1996), and Zohar and Marshall
(2000). Findings from literature in the field of intelligence indicated that there are
“multiple” intelligences operating in the lives of exceptional teachers, and that there
are different dispositions associated with the different intelligences. These findings
reinforced the notion of the complex and diverse nature of the field and the need to
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“unravel” and organise the plethora of dispositions that are associated with the
concept “intelligence” and how this pertains to our understanding of what it might
mean to be an exceptional teacher.
10.3.5 Findings from the field of dispositions
Literature in the field of dispositions also indicated that there are different schools of
thought about the nature of dispositions. If, as Wasicsko (2007) suggested,
dispositions are innate or “natural”, then it follows that they need to be developed
and nurtured through a process similar to that described by Gagné (1995a, 1995b) in
the development of giftedness into talent. In the context of teacher dispositions, one
line of argument is that exceptional teachers are those whose classroom behaviours
and practices clearly demonstrate that they have engaged successfully in the process
of the development and “activation” of those dispositions, together with mastery of
prerequisite knowledge and skills. This perspective was based on the premise that all
teachers have at least some innate dispositions that can be developed through a
process of training and practice.
The work of Larry Freeman (2007a, 2007b) was of particular note in literature in the
field of dispositions. His syntax of dispositions added clarity to the understanding of
the nature of dispositions and provided a theoretical framework for examining how
dispositions are “activated”, taking into account syntax components that include the
values to be realised, intention in action, selection of appropriate strategies, and
awareness of the constraints and possibilities of the given context. Freeman’s work
has made an important contribution to the development of the Interview Analysis
Framework (IAF) that will be discussed in Section 10.5 of this chapter.
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10.3.6 Summary
Evidence from the different fields of literature and research has pointed to the fact
that while there may be a multitude of different dispositions pertaining to teacher
effectiveness, there do appear to be clusters of dispositions that are manifest in the
teaching behaviours of teachers who could be considered exceptional. These
clusters, however, are not mutually exclusive. Rather, the literature has provided
evidence to support the notion that dispositions are strongly inter-related and inter-
dependent.
While the debate about the nature of dispositions is interesting, more important
questions in the context of this study have been: Who are our exceptional teachers?
What kinds of dispositions and associated behaviours do they manifest? What can
we learn from these teachers that can help enhance the quality of teaching for all
teachers? The literature review provided a rich array of information about
dispositions associated with exceptional teachers. This information formed the basis
of the design of a conceptual model, the Dispositional Cluster Model (DCM),
associated with exceptional teachers.
10.4 The DCM (a conceptual model) – Stage 2 of the study
The aim of Stage 1 of the study, then, was to identify a range of personal dispositions
that are associated with exceptional teachers based on informed judgements arising
from the literature review. This resulted in the development of the Dispositional
Cluster Model (DCM), a conceptual model that provided a graphic representation of
the five core clusters of dispositions that are associated, in theory, with exceptional
teachers.
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One of the most challenging aspects of the study was to find a way to identify the
dispositions of exceptional teachers, and to conceptualise and explain how the
dispositions are manifest in their teaching behaviour. The design of the conceptual
model that associated dispositions with exceptional teachers was informed by the
literature review and rested on the principles of constructivist inquiry theory. Stage 2
of the study included a response to the challenge of researching what it means to be
an exceptional teacher, with specific reference to the human dimension or the “self”
of the teacher. The rationale was that while there are well researched, convincing
models that account for pedagogic components of the “profile” of an exceptional
teacher, these models may not go far enough in accounting for the human dimension,
particularly the dispositions, necessary to be an effective teacher. Particular
dispositions were selected from the literature review because of their inextricable
link with observable teaching behaviour and because recent research points to
dispositions as a key consideration in explaining the nexus between pedagogic
models, the human dimension of effective teaching, and best practice in teaching.
In order to inform the approach to dispositions followed in this study, the researcher
adopted a particular definition, namely that Dispositions are inherent qualities that
incline a person to act in consistent ways that can only be observed through patterns
of behaviour in particular contexts. From the literature review five primary
dispositions were identified, each having four associated “sub-“ or “secondary”
dispositions. The final clusters of the primary and secondary dispositions were as
follow: Authentic - Caring, Empathic, Open(ness), and Reflective; Committed -
Purposeful, Organised, Motivated, and Resilient; Creative - Risk taking,
Original(ity), Curious, and Problem-solving; Communicative - Knowledgeable,
Listener, Engagement, and Humour; and Passionate - Enthusiastic, Excitable,
Positive, and Energetic.
The second phase in the development of the DCM involved its “operationalisation”
through the design and implementation of the Interview Analysis Framework (IAF),
as explained in Chapter 8. This aspect of the development of the DCM, together
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with the case study findings from the findings from the deployment of the DCM will
be discussed further in Sections 10.6 and 10.7.
10.5 Application of the case study instruments (QTM, TBC, MVQ,
EBQ) – Stage 3 of the study
The chief mode for gathering the research data was a case study of 12 teachers who
were identified by their school principals as being exceptional teachers. Four
principal instruments were selected for use in the initial stage of the case study,
namely: the instrument derived from the New South Wales Quality Teaching Model
(QTM), the Teacher Behaviors Checklist (TBC), the My Values Questionnaire
(MVQ), and the Educational Beliefs Questionnaire (EBQ). These instruments were
selected because of their capacity to measure pedagogic and dispositional
components of teacher behaviour, values and beliefs. In addition, these instruments
were selected in order to differentiate between the 12 case study teachers. Section
11.5 summarises and discusses results from the application of these four instruments.
This process includes a summary of results from the two instruments used to rate the
teachers’ observable classroom behaviours (the QTM and the TBC), together with
data from the IAF.
10.5.1 Findings from the QTM
10.5.1.1 QTM items that most strongly differentiated between
teachers
The importance of the QTM as a benchmark in the case study has been discussed.
The literature review supported a core conclusion regarding the QTM, a pedagogic
model that is underpinned by a strong research foundation. The conclusion is that,
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theoretically, all three dimensions and their 18 elements define the high quality of
teaching that is manifest by exceptional teachers. One of the main purposes of the
case study, however, was to differentiate between the teachers. Regarding the 12
case study teachers, it was shown in Chapter 9 that only two of these teachers, B and
C, approached this implied standard of pedagogic exceptionality. Teacher J, who
achieved the third highest total score on the QTM was also of interest in terms of the
process of using the QTM scores to differentiate between the teachers.
Those QTM items that most noticeably differentiated between teachers B and C, and
the remaining cohort were: 6 Substantive communication, 3 Problematic knowledge,
and 5 Metalanguage (from the Intellectual quality domain); 18 Narrative, and 15
Knowledge integration (from the Significance domain).
In Chapter 9 it was observed that all 12 case study teachers were given relatively
high ratings on the items comprising the Quality learning environment dimension.
From this, it can be inferred that the elements comprising this dimension of the
QTM, particularly: 11 Student self-regulation, 8 Engagement, 10 Social Support, and
16 Inclusivity, may have been influential in the principals’ nominations of teachers
to participate in the case study.
10.5.1.2 Summary of the QTM
The process of rating the 12 case study teachers on the QTM was described in
Chapter 7. One of the limitations of this process was that the two university
educators rated only one out of the three lessons taught by each of the teachers. In
the case of the TBC, all three lessons were rated for each of the 12 teachers by two
independent educators, with a third monitoring the process. It is debatable, however,
whether or not there was a negative impact on the QTM ratings because of only one
lesson per teacher being rated. The pattern and consistency of performance for the
case study teachers across all instruments indicates that there probably would have
348
been a negligible difference had all three lessons been rated. This proposition is
supported by the similar correlations between the IAF and the QTM, on the one
hand, and between the IAF and the TBC, on the other (see Chapter 8). Nonetheless,
were the case study to be repeated, it would be preferable to rate the teachers on all
three of the lessons that were taught in order to check for anomalies that may occur.
10.5.2 Findings from the TBC
While the TBC focuses on observable behaviour, it includes both pedagogic and
dispositional variables and, therefore, “measures” different aspects of teacher
behaviour than does the QTM. This was evident in the relatively low correlation
(0.22) between teacher ratings on the two instruments. As with the QTM, the TBC
was successful in differentiating the two best performing case study teachers (B and
C) from the cohort, although with this instrument two other case study teachers, A
and K, performed as strong as teachers B and C, and teacher J performed marginally
stronger than teachers B, C, A and K. Teacher D had the weakest performance on
both the TBC and the QTM. A summary of the TBC ratings and scores was given in
Table 7.5 and Table 7.6 in Chapter 7. The standardised scores for the TBC were
given in Table 7.7.
As noted, the TBC differentiated on the basis of instrument items that could be
interpreted as being either pedagogic or dispositional, and this instrument was
described as a “softer” mixed pedagogic and dispositional approach to differentiating
between the teachers than was the QTM. It is also worth noting that while all 28
items of the TBC are indicators of effective teaching, some items differentiated more
strongly between the case study teachers. The TBC items that differentiated most
strongly between the 12 case study teachers were: 1 Accessible, 20 Provides
constructive feedback, 28 Understanding, 26 Strives to be a better teacher, and 27
Technologically competent. Those items from the TBC that differentiated least
between the teachers were: 13 Humble, 7 Encourages and cares for students, 6
Effective communicator, 14 Knowledgeable about subject matter, 9 Establishes daily
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and academic term goals, 22 Rapport, 23 Realistic expectations of students/Fair
testing and grading, and 24 Respectful.
The conclusion to be drawn is not that these latter TBC items are unimportant. On
the contrary, the fact that all 12 case study teachers performed relatively strongly on
these items indicates that they are probably central to effective teaching. Rather, the
TBC data indicate those items that most strongly differentiated between the teachers.
In other words, the strongest discriminators indicated those things that the best
teachers were doing most effectively and those things that some teachers were doing
strongly.
10.5.2.1 Summary of the TBC
The process of rating the TBC was effective for several reasons. The first was that
all three video recorded lessons of each of the 12 teachers were rated so that patterns
of teacher behaviour could be noted and tracked. The second reason why the TBC
rating process was effective is that two experienced educators were involved in
independently rating each teacher, with a third monitoring the rating process. This
provided a “check” on subjectivity.
The fact that, generally speaking, the case study teachers were given higher ratings
on the TBC than on the QTM is interesting. This may give further indication as to
why the school principals selected these particular teachers as representative of the
“exceptional teachers” from their schools. As noted, the TBC differentiated on the
basis of items that could be interpreted as being pedagogic or dispositional, whereas
the QTM differentiated on the basis of items that were dominantly pedagogic in
nature. This is an aspect of the study that may warrant further investigation in future
studies, particularly as it pertains to principals’ perceptions of what constitutes an
“exceptional teacher”.
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10.5.3 Findings from the MVQ
The MVQ was selected as one of the case study instruments because of its focus on
the personal values of the teachers. More data were gathered from administering the
MVQ than from the other main data gathering instruments. One reason was that the
MVQ is structured in two parts. Part 1 involved the reflection and self-report of each
case study teacher in response to personal values and Part 2 of the MVQ involved
reflection and self-report on the extent to which the teachers perceived that they were
actually living out their values at school.
Part 1 of the MVQ focused on teaching ratings of 22 items. From the data that were
gathered, it was possible to establish a clear ranking of the values in terms of the
individual teacher’s responses, as well as those of the cohort. The results of the
ranking process can be found in Tables 7.10 and 7.11 of Chapter 7. Ranking on the
basis of raw scores was considered first in the context of teachers B and C, and then
in the context of the remaining cohort of 10 teachers. Finally, these rankings of
QTM items were compared with the rankings given by the group, as a whole. The
top ranked MVQ items for all three sets of results were compared and then, on the
basis of theses rankings, items were selected as descriptors for differentiation
purposes. The values ranked as the top 10 by the group as a whole matched the
ranking of the two best performing teachers, B and C. These MVQ items were: 14
Integrity, and 8 Family.
The MVQ items were coded at both the 90th percentile level and the 80th percentile
level. This was done in order to differentiate between the teachers on the basis of the
strength of their personal values. It was found that, generally, teacher B and C (the
best performing teachers) gave higher numeric ratings to the MVQ value items than
did the remainder of the case study cohort. In Chapter 9, it was shown that it is
possible that four core values from the MVQ are common to the very best teachers.
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These are: 4 Connection, 10 Fun, 15 Recognition, and 8 Family. “Recognition” was
described as “the feeling of being valued and acknowledged by others” and “Family”
was described in terms of encompassing “both family as a specific group” and the
sense of family as a feeling that encompasses “home, ancestry and history”. This
sense of “family” was seen to extend to the teachers’ sense of school community.
When comparing the values coded at both the 80th and 90th percentile, it was found
that teachers B and C attached relatively high importance to the MVQ values: 13
Insight, 6 Exploration, 3 Community, and 11 Independence.
Part 2 of the MVQ did differentiate between the teachers, identifying three teachers,
B, C and F, as having the least variance of all 12 case study teachers in the context of
living out their values at school (refer to Table 7.16 in Chapter 7). While these
findings contributed to understanding the patterns of behaviour and dispositional
attributes of each of the 12 case study teachers, they did not contribute directly to
differentiating between the teachers for the purposes of this study. The results from
Part 1 of the MVQ, on the other hand, did fulfil that function.
10.5.3.1 Summary of the MVQ
In the context of the emerging pattern of performances of the 12 case study teachers
the MVQ data became more important in the process of differentiating between the
teachers. The emerging pattern of performances across all four instruments indicated
clear differentiation between the consistently best performing teachers, B and C, and
the weakest performing teachers, D and I. The consistency of performance across
the spectrum of instrument items of case teachers B and C, on the one hand, and
teacher D, in particular, on the other, became increasingly evident.
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10.5.4 Findings from the EBQ
While the MVQ examined teacher values, the 20 items of the EBQ focused on the
educational beliefs of the teachers. These were expressed in the context of three
philosophical orientations: Perennialism, Romanticism, and Progressivism. Analysis
of the data produced in response to the EBQ identified two items as differentiating
strongly between the teachers. These items were: 14 Personality of students is
important, and 16 Schools should preserve values. Both of these EBQ value items
have a dispositional focus.
The highest level of agreement amongst the case study cohort was on item 13
Schools should be sources of new ideas. This indicated that EBQ item 13 was a
focus value held by all 12 teachers. Teachers B and C each gave this value a
maximum rating of 6. Arguably, EBQ item 13 has both a pedagogic and a
dispositional orientation, and this was discussed in Chapter 9. There it was noted
that teachers B and C indicated a balance between pedagogic and dispositional
variables when it came to identifying their belief preferences from the EBQ items.
As was stated, this may well be indicative of the fact that exceptional teachers
manifest a balance of pedagogic and dispositional variables as they fulfil their role as
teachers.
10.5.4.1 Summary of the EBQ
The ranked Z-scores for the cohort of 12 case study teachers can be found in Table
7.19 of Chapter 7. While there was a degree of agreement amongst the teachers as to
how the three philosophical orientations (Perennialism, Romanticism, and
Progressivism) of the EBQ should be ranked, the division of the scores on each of
these three orientations did not provide meaningful data for differentiating amongst
the teachers. While the EBQ belief items were used to provide data for purposes of
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differentiation, the categorisation of the EBQ items into the three philosophical
orientations was not particularly useful in the context of the case study.
10.5.5 Summary of the QTM, TBC, MVQ and EBQ data
Data from the 88 items of the four instruments i.e. the QTM (classroom behaviour
videoed, observed and rated by the two university lecturers), the TBC (classroom
behaviour videoed, observed and rated by two senior educators and monitored by a
third experienced teacher), the MVQ (teacher reflection and self-report), and the
EBQ (teacher reflection and self-report) provide relatively strong weight of evidence
in support of working hypotheses (ii) and (iii) These hypotheses state that:
(ii) It is possible in the context of a case study to differentiate between teachers
considered to be exceptional using a series of instruments that explore their
classroom behaviour and their personal reflections.
(iii) Differentiation between exceptional teachers and other teachers can be achieved
through the modelling of personal dispositions
10.6 Findings from the case study interviews – Stage 4 of the study
10.6.1 Findings from the Interview Analysis Framework (IAF)
The Interview Analysis Framework (IAF), which is based on a combination of the
Dispositional Cluster Model (DCM) and Freeman’s (2007b) syntax of dispositions,
was found to be a very effective means of analysing and evaluating teacher responses
to the case study interview questions. The IAF analysis differentiated between the
teachers, particularly the best performing (B and C) and the weakest performing (D
and I). The IAF analysis also indicated the dispositions from the DCM that each
teacher had activated in their classroom teaching and those dispositions that had not
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been activated. This was a found to be a critical aspect of the IAF and in this
context, the IAF proved to be a useful diagnostic tool.
On the basis of the data gathered as a result of the case study, it was found that there
was a relatively high correlation between the IAF and the QTM results and between
the IAF and the TBC results (see Chapter 8). The correlations on the raw score data
were as follow:
QTM:IAF 0.77
TBC:IAF 0.69
The correlations on the rank order were:
QTM:IAF 0.76
TBC:IAF 0.92
If the standardised scores from the QTM and TBC are taken conjointly the
aggregated scores provided further evidence supporting the credibility of the IAF.
Two reasons for converting raw scores from the QTM and TBC to standardised
scores were for the purpose of comparison. The z-scores from the QTM and the
TBC, when taken together, provided an additional dimension to differentiating
between the teachers, compared with the scores from the two instruments taken
separately.
When the conjoint scores of the QTM and TBC were correlated with data from the
IAF as shown in Table 10.1, the result provided strong weight of evidence
substantiating the credibility of the IAF as an instrument for differentiating between
teachers. The correlation was 0.93.
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Table 10.1
Correlation Between Conjoint QTM and TBC Scores and IAF Scores
The findings suggest that the IAF is likely to have practical value in terms of
predicting which teachers are likely to be the best classroom practitioners. The
reliability and validity of the IAF, however, need to be tested further, preferably with
a larger sample of teachers, and this is an area of investigation worthy of future
study.
The raw scores and ranks of the 12 case study teachers from the IAF analysis can be
found in Table 8.2 in Chapter 8. These data provide indirect but strong weight of
evidence in support of the effectiveness of the DCM in differentiating between the
case study teachers. This includes evidence supporting B and C as being the two
best performing case study teachers. The use of the IAF to rate and analyse the case
study interviews also provides strong weight of evidence to support the proposition
that exceptional teachers are defined, to a considerable extent, in terms of their
ability to activate their intentions and values into behaviours that result in
consistently high quality teaching and learning.
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Similarly, the data gathered from the IAF provided strong weight of evidence
supporting D and I as being the two weakest performing case study teachers. The
relatively strong correlations between the total scores of the QTM and the IAF, and
between the TBC and the IAF (see Table 8.3 in Chapter 8) add further support to
these propositions.
As with the QTM, this thesis argues that all five clusters of the DCM come into play
when differentiating between teachers to investigate what it means to be an
exceptional teacher. From the case study data, however, the IAF analysis pointed to
the following dispositions as having particularly strong powers in differentiating
between the case study teachers: Reflective (from the Authentic cluster); Motivated
(from the Committed cluster); Risk taking, Original(ity), and Curious (from the
Creative cluster); Listener, and Engagement (from the Communicative cluster); and,
Excitability and Energetic (from the Passionate cluster).
While the issue of values is complex, the analysis of the case study interviews using
the IAF did provide relatively strong weight of evidence to support the proposition
that teacher values play a critical role in the behaviour and classroom practices of an
exceptional teacher. Further, the application of the principles of Freeman’s (2007b)
syntax of dispositions indicated clearly that the best teachers not only voiced their
values, but also found way to activate their values. This was manifest in reflective
teacher behaviour as well as overt classroom practices. One manifestation of value
in action, as described in some case study interviews, was that the best case study
teachers spent extra time with students to ensure that meaningful learning occurred.
10.6.1.1 Summary of findings from the IAF
In summary, the data from the IAF provided strong weight of evidence in support of
working hypotheses (ii) and (iii). They were that:
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(ii) It is possible in the context of a case study to differentiate between teachers
considered to be exceptional using a series of instruments that explore their
classroom behaviour and their personal reflections.
(iii) Differentiation between exceptional teachers and other teachers can be achieved
through the modelling of personal dispositions.
10.6.2 Findings from the NVivo analysis
The application of NVivo analysis to the case study interviews provided insight into
the dispositions of “exceptional teachers” and also contributed to an understanding of
the nexus between pedagogic and dispositional elements of the teacher. This was
discussed in Chapter 8. Of particular importance were the “Free Node” items and
teacher comments that were not related directly to the items from the case study
instruments (i.e. QTM, TBC, MVQ, and EBQ). The “Free Node” items or categories
were generated by the teachers’ reflections on their own experiences, beliefs and
values.
From the NVivo analysis, seven broad categories of Free Nodes were identified,
namely: Teaching_Learning, Teaching Values, Teacher and Teaching, Students,
Schools, Marks and Assessment, and Curriculum. An analysis of the teacher
comments indicated that approximately 79% were Personal_Experiential in nature
and approximately 21% were Pedagogic in nature. In other words, as a result of the
NVivo analysis of the case study interviews, it was found that teacher comments
were strongly “Dispositional” in nature, as discussed in Chapter 8.
The NVivo analysis provided evidence to support the importance of Passion in terms
of teacher association between teacher values and beliefs, and classroom behaviour.
In addition, teacher comments expressed in terms of “Free Nodes” indicated the
critical function of the teacher as a “Self-reflective” person, as distinct from the
more general disposition of being “Reflective”.
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10.7 The Dispositional Cluster Model (DCM) revisited
10.7.1 Input from the Interview Analysis Framework (IAF)
Initially, the DCM was designed as a conceptual model that was informed by the
literature review. The process of identifying the five dispositional clusters and
populating each cluster with sub-dispositions made use of the principles of
constructivist theory. The DCM was “operationalised” by means of the Interview
Analysis Framework (IAF). This instrument was designed for the purpose of
analysing the case study interviews. The design of the IAF included Freeman’s
(2007b) syntax of dispositions in order to make it possible to evaluate the degree to
which the five dispositional clusters of the DCM were activated by each of the 12
case study teachers. This was done with reference to the interviews by coding and
rating each of the four sub-dispositions for each of the five clusters. The findings of
the IAF analysis are discussed in Section 10.6 of this chapter.
The use of Freeman’s (2007b) syntax of dispositions gave a sense of “connectedness”
between the DCM and the case study teachers, as well as a context to the DCM in
terms of the four components: values to be realised, intention in action, selection of
strategies to be implemented, and awareness of the constraints and possibilities of the
context. This was a critical aspect of the change from the DCM as a conceptual
model to the DCM as an “operationalised” model. For this reason, when revisiting
the DCM, Freeman’s syntax is included as a contextual component of the model
because it has been shown to be a key variable in transforming the DCM into a
useful instrument by means of the IAF.
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10.7.2 The Interview Analysis Framework (IAF) - values
The IAF results pointed to a potentially fruitful field for future research in terms of
teacher values. While the MVQ focused on the teachers’ personal values, the IAF
focused on values associated directly with each of the five dispositional clusters of
the DCM. For example, in the Authentic cluster, the focus was on the underlying
values associated with the dispositions: caring, empathy, openness, and reflective.
While all four components of the Freeman’s (2007b) syntax of dispositions work
together in determining the degree to which a disposition has been activated, it is
worth considering the ratings given to each of the 12 teachers for the values to be
realised component of the IAF because this provides insight into the strength of those
values in the activation of each sub-disposition of the five dispositional clusters of
the DCM. The value scores for each of the five DCM clusters in the IAF are
presented in Table 10.2
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Table 10.2
Value Scores from Each of the Five DCM Clusters in the IAF
After examining the research findings from the IAF data, it was decided that the
basic structure of the DCM should remain in tact. There are aspects of the DCM,
however, that may be given more emphasis as a result of the findings from the
interview analysis.
10.7.3 Input from the NVivo analysis
Input from the NVivo analysis of the case study interviews confirmed the importance
of the dispositional cluster Passionate. It also confirmed the importance of the
disposition “Self-reflective”. While the sub-disposition “Reflective” is included as a
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one of the four sub-dispositions of the Authentic cluster, it was found that “Self-
reflective” was a more personal type of reflection where the teacher focused on
examining “self” and the role of “self” in teaching and learning. Because of the
strength and richness of the interview responses associated with the NVivo Free
Node “Self-reflective”, particularly on the basis of input from the stronger
performing teachers, it was found that the item “Self-reflective” requires particular
attention when considering the sub-disposition “Reflective”.
The findings from the NVivo Free Node analysis emphasise the importance of the
Passionate cluster of the DCM. This provided further weight of evidence in support
of this dispositional cluster. The richness of Free Node comments regarding
“passionate” made by teachers B and C was noteworthy.
The findings from the IAF and NVivo analysis of the interview comments have
provided a sense of “connectedness” between the DCM and the classroom, as well as
a clearer context for the “operationalised” DCM. Figure 10.1 shows a diagrammatic
representation of the DCM that includes this enriched contextual framework.
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Figure 10.1 The DCM revisited
10.8 Reflecting on the principal findings
Chapter 1 of this thesis enunciated three research questions that underpinned this
study. In order to consider the first question: What does it mean to be an exceptional
teacher? it was necessary to take into account aspects of teacher behaviour
(pedagogic and other) as well dispositional considerations in the development of a
conceptual model, the Dispositional Cluster Model (DCM). Five complementary
fields of literature informed the development of this model. In answering the second
question: What is the role of dispositions in defining an exceptional teacher? the
DCM was operationalised through the development of the Interview Analysis
Framework (IAF) that made use of the principles of Freeman’s (2007b) syntax of
dispositions. In response to the third question: How are the characteristics of an
exceptional teacher manifest in practice? a case study of 12 teachers was
undertaken. This included the video recording of three lessons taught by each of the
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12 participant teachers, self-reflections on personal values and educational beliefs in
the form of responses to two questionnaires, and a case study interview. The lessons
were rated and analysed using the QTM and the TBC. The MVQ and the EBQ were
used to elicit teacher values and beliefs, and the IAF was used to rate and analyse the
interview transcripts of each of the 12 teachers. NVivo analysis was also applied to
the interview transcripts. Using the data drawn from these instruments, it was
possible to differentiate between the 12 case study teachers on the basis of their
dispositions as well as their observable classroom behaviours.
10.8.1 Effectiveness of the differentiation process
A number of salient points can be made regarding the effectiveness of the
differentiation process, taking into account the variety of instruments that were used.
The most notable point is that the differentiation between the two best teachers, B
and C, and the case study cohort was clearly established. Teacher D and teacher I
emerged as the two weakest teachers, but the usefulness of the various instruments in
the differentiation process was less clear for the rest of the cohort of case study
teachers.
A second point was that not all the teachers performed very well in all of the
instruments. Some teachers performed poorly on some of the instruments. This may
reflet on the weaknesses of the opportunity sampling process, in that not all the case
study teachers, as nominated by school principals, actually were exceptional in the
context of the case study. This, in turn, brings into question the perceptions of the
school principals when it came to nominating teachers to be involved in the study.
The main criteria for nomination were on the basis of the domains and elements of
the QTM and, to a lesser extent, the DCM. Although the principals participated in an
introductory workshop on both instruments so that selection criteria could be
discussed, there was considerable divergence in the cohort of 12 teachers who were
nominated. This was demonstrated most noticeably by the fact that teacher C, one of
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the two strongest case study teachers, and teacher D, the weakest performing teacher,
were nominated from the same school by the same school principal.
This divergence was demonstrated also in the ratings that each of the 12 teachers
achieved on the case study instruments. Several reasons for this phenomenon have
been suggested. It is possible that some of the school principals, whether
consciously or not, focused more strongly on the domain Quality learning
environment than on the other two domains of the QTM when nominating teachers
for participation in the study. The relatively high scores that all 12 case study
teachers achieved for the QTM dimension Quality learning environment supported
this possibility.
A third point regarding the process of differentiating between the case study teachers
was that the benefits of triangulation were very evident, given that the differentiation
between the teachers was much clearer from the correlation of data across
instruments.
10.8.2 Deployment of the DCM – Stage 5 of the study
Subsequent to its development as a conceptual model in Stage 2 of the study, the
DCM was deployed using the IAF as an instrument in association with Freeman’s
(2007b) syntax of dispositions. An important point is that the initial DCM
conceptual model, as derived from the literature, was of only speculative value until
it was deployed as part of the IAF in Stage 4 of the study. Thus, the deployment of
the DCM with Freeman’s (2007b) syntax of dispositions to form the IAF assessment
tool proved to be a most interesting and important use of the DCM. Evidence in
support of this, together with the IAF, was provided indirectly by the strong
correlations between the IAF and the QTM, and between the IAF and the TBC.
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10.8.3 Relationship between dispositions, classroom behaviour and
educational beliefs
One of the key challenges impinging on all stages of this study has been the
identification of the relationship between dispositions, classroom behaviour and
educational beliefs. A number of pertinent observations can be made regarding the
implications of meeting this challenge. Although the deployment of the case study
instruments yielded useful data, it did not directly address the question of the
relationship between dispositions and observable behaviours. The use of Freeman’s
(2007b) syntax of dispositions, however, did provide an important framework for
understanding how the relationship between dispositions, classroom behaviour, and
educational beliefs and values are manifest in practice. When used in conjunction
with the DCM to create the IAF, Freeman’s syntax proved to be particularly useful.
A second observation is that important inferences can be drawn from the various
correlations that resulted from the application of the research instruments. These
inferences suggest the relatively strong relationship between the three categories,
namely: dispositions, classroom behaviour, and educational beliefs and values. It is
a recommendation of this study that these relationships or associations need to be
explored more fully in future studies. The data yielded in this study indicate that
understanding the nature of these relationships has the potential to be of critical
importance for enhancing the quality of teaching and learning in schools. The IAF
and the DCM, when deployed as an instrument, opened the way for exploring the
nexus between the pedagogic and dispositional variables of effective teachers, and
this has been an important outcome of the case study.
10.8.4 Effectiveness of the methodological framework
For the reasons already discussed, the complexity and scope of the study required a
multi-pronged methodological framework. This included both qualitative and
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quantitative elements, and it is worth making a number of observations as to its
effectiveness or otherwise.
The first observation is that a case study approach to the exploration of the research
questions and working hypotheses appears to have worked well, in that a vast array
of data was elicited from the participants. In general, the qualitative and quantitative
data gathered from each stage of the research appear to warrant the inferences drawn
in the results of the study. This was evident in Chapters 9, for example, where the
data and findings from the case study were drawn together for the purposes of
identifying those instrument items that most strongly differentiated between the case
study teachers.
The application of the various instruments (QTM, TBC, MVQ and EBQ) in the case
study had both its strengths and its weaknesses. The fact that the large number of
items (88) contained in the instruments provided a variety of perspectives on the
classroom behaviours, values and beliefs of the case study teachers proved to be a
strength. On the other hand, it was challenging to draw together the data from the
various instruments in a consistent way that clearly demonstrated the process of
differentiation between the case study teachers.
This brings us to the third observation, namely that the use of a mixed method
approach appears to have been reasonably successful for investigating the complex
and subjective nature of dispositions. The correlations arising from the descriptive
statistical exercises mostly confirmed the effectiveness of the complementary
methodology of making qualitative judgements based on the application of the
various instruments. In adopting the mixed method approach, there was an inherent
risk that subjectivity could be interpreted as a potential weakness in the design of the
study.
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A fourth observation regarding the effectiveness of the methodological framework is
that consistency in the weighing of evidence was achievable in most stages of the
investigation. This was particularly true with regard to the differentiation process
and the identification of the two best performing teachers, B and C, and the two
weakest performing teachers, D and I. It was less effective, however, in terms of
weighing evidence with regard to the middle ranking teachers. There are several
possible reasons for this. It may be that, in future research, the inclusion of a larger
number of case study participants would be more successful. Another possibility is
that different instruments need to be included in the study.
A further important observation is that the high number of significant correlations
derived during this study appears to confirm that there was a reasonable level of
consistency in weighing the evidence. The emerging patterns of behaviour, both
pedagogic and other, and the dispositions that were identified attested to this.
Finally, it was observed that the various stages of the methodology facilitated a
reasonably coherent path for examining the four working hypotheses and for
establishing the implications of these hypotheses. An important aspect of this
methodology was the use of triangulation as a “check” on the data input and results
of the process of differentiating between the case study teachers. This proved to be a
relative strength of the study.
10.9 The working hypotheses and the research questions
The thesis explored four working hypotheses that focused on the concept
“exceptional teacher” and the associated dispositions. Working hypothesis (i) stated:
A range of personal dispositions associated with exceptional teachers can be
identified and organised in a conceptual model. The evidence and analysis
associated with the conceptual model of dispositions (DCM), as part of the IAF,
suggests that the intention of working hypothesis (i) has been fulfilled and that the
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resulting model played an important part in the investigation of the role of
dispositions in effective teaching. In making this assertion, it is not claimed that the
dispositions contained in either the original or the revisited DCM are definitive. As
has been noted and discussed in various parts of the study, practitioners and
researchers define and arrange dispositions in a variety of ways. It should be
possible to make use of such a conceptual model using a different set of sub-
dispositions for each of the five clusters, albeit that this is an untested proposition
that is subject to further research. When deployed in this study, the DCM was found
to be dynamic and flexible in nature. While the five dispositional clusters remain, it
is possible that the sub- or secondary dispositions comprising each cluster are
flexible and this is a proposition that merits future study.
Working hypothesis (ii) stated: It is possible in the context of a case study to
differentiate between teachers considered to be exceptional using a series of
instruments that explore their classroom behaviour and their personal dispositions.
One of the strengths claimed as a result of this study is that the use of a number of
instruments to triangulate the results of observed classroom behaviour and of the
self-reflections of the case study teachers fulfilled an important purpose in providing
a body of evidence that supported the clear differentiation of case study teachers B
and C as being the best performing teachers and, therefore, possibly the “exceptional
teachers” from the case study cohort. In addition, the methodology provided
evidence that supported the clear differentiation of case study teachers D and I as
being the weakest performing teachers. The main qualification to the claim that the
differentiation process was relatively successful in differentiating between the
strongest and weakest performing teachers is that the sample was small and it would
be of interest to test the approach against a larger sample in future research.
The third working hypothesis was that: Differentiation between exceptional teachers
and other teachers can be achieved through the modelling of personal dispositions.
The use of the DCM as an additional means of differentiating between the case study
teachers provided weight of evidence to support this hypothesis. The dispositions
contained in the DCM were used in association with Freeman’s (2007b) syntax of
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dispositions (values to be realised + intention in action + pursuit of selected
strategies + constraints and possibilities of context) to develop and test an instrument
designated as the Interview Analysis Framework (IAF). The correlation results from
the application of this instrument were very high in terms of differentiation when
compared to the other instruments, particularly the TBC and the QTM, and this is
one of the most important contributions of this study, in that the IAF was a relatively
easy instrument to apply in practice.
The case study yielded rich sources of data through the application of a number of
instruments that took into account both classroom behaviour (QTM, TBC) and
teacher self-reflections (MVQ, EBQ). This allowed the extrapolation of relevant
data that moved towards a clearer understanding of what it means to be an
exceptional teacher. The instruments yielded different forms of data of relevance to
the three key component types underpinning the concept “exceptional teacher”.
These were pedagogic practices, educational beliefs and values, and personal
dispositions. The use of scores from the two best performing teachers provided a
starting point for the development of a more holistic interpretation of what it might
mean to be an exceptional teacher through the process of differentiation explored in
this study. This was supplemented by elements from the instruments that were
discussed in Chapter 9. The components for differentiating between the teachers that
resulted from this process may or may not be typical of all exceptional teachers. It is
important to stress that these are the components that emerged from this particular
case study of 12 teachers who were identified by the school principals as being
“exceptional teachers”. Further research using a larger number of case study
participants would be needed to confirm these results.
The fourth and last working hypotheses stated that: The study of the role of
dispositions in differentiating between teachers may prove useful for enhancing
quality teaching and the implementation of pedagogic models such as the New South
Wales Quality Teaching Model. The outcomes of this study appear to have several
important implications for enhancing the implementation of pedagogic models, such
as the New South Wales Quality Teaching Model (QTM), through incorporation in
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professional development programs and in the assessment of teacher performance,
particularly in the area of teacher self-assessment and self-reflection.
The most important outcome is the evidence supporting the need for attention to be
devoted to the role of dispositions in developing effective teachers. The outcomes of
this study could help redress what currently appears to be an imbalance, particularly
in the Australian context. The need for balance was demonstrated in the mix of
pedagogic and dispositional beliefs held by teachers B and C regarding the analysis
of the results on the TBC, as discussed in Chapter 9. In particular, the use of the
DCM and the IAF to assist with professional development and teacher assessment
would appear to have considerable potential, irrespective of the type of pedagogic
model adopted.
The use of the IAF as an assessment tool appears, from the study, to be of
considerable relevance for use in schools by principals who are looking for an
effective means of assessing teachers on the basis of interviews. In addition, the IAF
has the potential to be a useful tool for teacher reflection and self-evaluation. These
aspects of the study suggest a fruitful line of enquiry for further investigation and
development.
The findings of this study point to the need for addressing the apparent imbalance
between pedagogic components and dispositional components when modelling
effective teaching. The development of the Dispositional Cluster Model (DCM) and
the Interview Analysis Framework (IAF), in particular, appear to provide
possibilities for future research in the important investigation of what it means to be
an “exceptional teacher”.
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10.10 Limitations of the study
A study of exceptional teachers that focuses on dispositions when differentiating
between teachers has inherent limitations, the first of which is its vulnerability to
subjectivity. While every effort has been made to ensure objectivity, by its very
nature, a study of dispositions invites subjectivity because it is dealing with aspects
of the teacher as self. In order to provide balance and objectivity, four research
instruments were selected for the case study. Two focused on teachers’ classroom
behaviours and two focused on teachers’ beliefs and values. In addition, five
evaluators were used in the process of rating the 12 case study teachers’ classroom
teaching. The use of Freeman’s (2007a) syntax of dispositions was also aimed at
strengthening the objectivity of the IAF as a research tool. Having said this, it is
acknowledged that a degree of subjectivity is present in the study and the research
design addressed this issue.
A second limitation is the size of the case study. While the 12 participant teachers
represented a relatively diverse cross-section of experience, interests and
background, they were all working in independent school systems in New South
Wales and were selected on the basis of opportunity sampling. Future study in the
area of teacher dispositions calls for a larger sample size that represents a broader
range of educational settings.
Related to the size of the case study was the manner in which the 12 participant
teachers were selected and this may be interpreted as a third limitation of the study.
In spite of being workshopped on the QTM, school principals appeared to have
different interpretations of the criteria for nominating ‘exceptional’ teachers from
their schools. As a result, it became apparent that while all the nominated teachers
were competent practitioners, they were not necessarily all ‘exceptional’ teachers.
This placed a limit on the extent to which the research could distinguish between
teachers who were truly exceptional.
372
A fourth limitation of the study was that only one of the three lessons taught by each
of the 12 case study teachers was rated using the QTM instrument. Ideally, all three
lessons should have been rated.
10.11 Implications of the Study
A central argument of this thesis is that when considering what it means to be an
effective teacher or, indeed, an exceptional teacher, it is of critical importance to
obtain a holistic picture. While pedagogic models such as the New South Wales
Quality Teaching Model (QTM) provide a strong framework with which to examine
teacher behaviours and teacher knowledge, it is the contention of this thesis that
attention must also be given to an examination of teacher dispositions, values and
beliefs so that we can gain a broader, more holistic understanding of what it means to
be an ‘exceptional’ teacher. The underlying premise is that such understanding can
be used to enhance the quality of teaching for most teachers. The findings of the
study have important implications for the areas of educational policy, practice and
theory in New South Wales and in Australia. These implications may have far-
reaching effects that extend beyond Australian education.
10.11.1 Implications for educational policy
This study of exceptional teachers has potential ramifications for educational policy
at both the state and national levels in Australia, as well as at the school level,
particularly regarding the increasingly important areas of teacher quality and teacher
professionalism. Currently, in Australia there is a strong move towards a National
Curriculum and towards National Professional Teaching Standards (PTSs). This
provides a timely opportunity to include teacher dispositions when establishing
criteria and descriptors for PTSs. Evidence from both the literature review and the
case study strongly support the principle of including teacher dispositions when
designing policy associated with the quality of teaching and learning in Australian
schools.
373
The New South Wales (NSW) Institute of Teachers has implemented its Professional
Teaching Standards (PTSs), particularly regarding Graduate and New Scheme
Teachers. As noted in Chapter 1, however, these standards make very little direct
reference to teacher dispositions. In view of the move towards a National Curriculum
and National Teaching Standards, it would be timely for policy makers at both the
state and national levels to consider the inclusion of teacher dispositions when
establishing descriptors for PTSs. This study provides strong support for a serious
examination of the role of teacher dispositions when designing policy for the
implementation of PTSs for the purposes of teacher evaluation and professional
development.
At the school level, there is much to be gained from taking into account teacher
dispositions when designing school policy directly related to teaching and learning.
There is a strong focus on teacher and school accountability, professional
development and evaluation. The findings from the case study of 12 ‘exceptional’
teachers provides convincing evidence in support of the thesis that by focusing on
teacher dispositions, it is possible to differentiate between teachers, even those
identified as being exceptional practitioners. This suggests strong grounds for taking
into account teacher dispositions when designing school policy that is the basis for
processes such as the hiring of teachers and professional development.
10.11.2 Implications for educational practice
The findings of this study regarding educational practice have potential impact in
several broad areas. The first is in the area of teacher employment. The Interview
Analysis Framework (IAF) has specific implications for employment profiling of
prospective classroom practitioners. School principals, for example, can use the IAF
to profile prospective employees through the analysis of their interviews. The
development of the IAF as part of the study has particularly interesting potential as a
practical tool for use by principals when interviewing prospective employees. In the
study, the IAF proved to be a relatively easy tool to use and the results from its
374
application were highly consistent with results produced from the other case study
instruments.
The second area of potential impact is that of teacher appraisal. The IAF and the
Dispositional Cluster Model (DCM) provide a theoretical framework for teacher self-
reflection and self-appraisal. When used in conjunction with pedagogic models such
as the Quality Teaching Model (QTM), this study indicates that the IAF and DCM
provide the added dimension of teacher dispositions. This necessitates a more global
view of what it means to be a quality teacher so that teacher behaviours and
knowledge are linked directly to teacher beliefs, values and dispositions.
The IAF has been trialled in employment interviews and teacher appraisal situations
in a representative sample of Hunter Region Independent Schools and initial
indicators are that it has a very useful contribution to make in these areas. At a more
general level, this study offers insights into the complexity of associating
dispositions with effective classroom behaviour. The implication is that such
insights could serve as a catalyst for further debate on how best to improve the
quality of teachers at all levels in schools and, possibly tertiary institutions, in
Australia.
Finally, this study appears to have significant implications in the areas of teacher
professional development and teacher training. Perhaps the most important of these
implications is the use of the findings as a focal point for re-evaluating the content of
professional development programs. Currently, emphasis is placed on updating
subject content knowledge, including knowledge of educational theory, and the
mastery of new teaching and learning strategies. The findings of this study indicate
that appropriate emphasis needs to be placed on teacher dispositions, values and
beliefs when facilitating the professional and personal development of teachers.
375
In the context of teachers’ professional development, the IAF and the DCM provide
a framework for discussion of and reflection on what it might mean to be a high
quality or exceptional teacher. This framework broadens the traditional focus on
what the highly effective teacher does and what the teacher knows by including the
important dimensions of what the teacher is as an individual. One implication of
using the IAF as a profiling instrument, in conjunction with the QTM is that the
emerging profile of an ‘exceptional’ teacher could be used as an exemplar for
assisting teachers to take a holistic approach to their own professional development.
Literature in the field of effective teaching and effective teachers indicates that while
it is imperative that teachers undergo rigorous training and professional
development, there remain differences in the quality of teaching and learning
emanating from those teachers. By focusing more on teacher dispositions, using
tools such as the IAF and the DCM, we may come closer to understanding the
complex dynamic of action, knowledge and dispositions that make the ‘exceptional’
teacher. With this broadened understanding, we can enhance and strengthen teacher
training and professional development. This, in turn, is likely to have positive
repercussions regarding the quality of teaching and learning that is delivered in our
schools.
10.11.3 Implications for educational theory
It has been noted that increasing demands and pressures are being placed on teachers
and teaching. The very nature of teaching has changed considerably over the past
decades and it continues to undergo rapid change as teachers prepare students for an
ever-changing world. Educational theory, too, is undergoing change. Effective
educational theory not only reflects but also accommodates this change.
Considerable attention has been given to the New South Wales Quality Teaching
Model (QTM) as being of fundamental importance in this study of exceptional
teachers. Not only is this a well-researched pedagogic model, there also is strong
evidence to support the effectiveness of its practical application to classroom
teaching. In spite of these qualities, however, it can be argued that there are some
376
aspects of high quality teaching that cannot be explained by pedagogic theory alone.
Why is it, for example, that a group of teachers having the same quality of teacher
training, the same level of skill acquisition and the same level of teaching experience
may not demonstrate the same high quality of teaching? One explanation supported
by this study is that there is a need to take into account the concept of teacher as
‘self’, including teacher dispositions.
It has been shown, however, that the identification of those teacher dispositions that
make a difference to the quality of teaching and learning is not an easy task. Also, it
is difficult to quantify or measure dispositions. This, in turn, may make some
educational theorists uneasy. This study, however, proposes the IAF as a possible
mediating instrument for facilitating the inclusion of dispositions in the development
of educational theory that explores a broadening view of what it means to be a high
quality teacher.
10.12 Closing reflection
This study has touched on many areas of knowledge and research that are
controversial and it has attempted to meet the challenge of investigating one of the
most complex areas, that of the human dimension of teaching. It has done so
because of a firm conviction that this is an area of knowledge that has been theoretic
and esoteric for far too long. The times in which we live are such that the pressures
and demands being placed on education require that we have the very best teachers it
is possible to have to teach our children. It is envisaged that all of our teachers
should be prepared during the course of their professional “training” to be the best
teachers it is possible for them to be, both in terms of pedagogy and in terms of their
human potential. It is envisaged also that some teachers are going to be
“exceptional” by virtue of the way they teach and “who they are”. It is contended
that these teachers should be identified and resourced by governing school bodies
and by Government authorities such as the New South Wales Institute of Teachers,
378
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Appendix A
Compliance With Ethics Committee, University of Newcastle
1 Processing by the Ethics Committee of the University of Newcastle
The Ethics Committee of the University of Newcastle presented a rigorous
process for gaining permission to conduct the research for data collection. The main
reason was that the research required school and student access. The most obvious
ethical considerations that arose as a result of the nature of the data collection
focused on three main areas:
1. The video recording of lessons for the case study
2. The confidentiality of teacher responses to questions in the
interviews
3. The protection of student identities in the recording of lessons and
in the response to questionnaires.
2 Video recording of lessons for the case study
The video recording of three lessons taught by each of the case study teachers
necessitated the protection of the identity of the participant school, of the teacher and
of the students involved in the classes. For this reason, information letters, including
parental/carer permission slips, were sent to schools involved in the case studies.
The schools were identified by code, rather than by name. Teachers were given the
opportunity to view the video recordings and vet anything about which they felt
uncomfortable.
3. Interview and teacher confidentiality
The interviews were sound recorded on cassette and with the permission of
the participant case study teachers. Each teacher’s interview was coded with the
teacher not identified by name. Before the interview was recorded, the teacher was
shown the questions. It was indicated clearly to the teachers that if they felt
uncomfortable with a question or if, after responding to a question, they felt
uncomfortable with their response, then that would be erased from the cassette
recording. Participant teachers were given the opportunity to listen to the recording
of the interview before it was transcribed.
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4 Protection of student identities
A video recording was made of three lessons taught by each participant
teacher. The camera was situated at the back of the classroom and every effort was
made to protect the identity of students. The respondents to student questionnaires
were given codes. They were instructed not to identify themselves by name or by
school.
5 General issue of confidentiality
A more subtle ethical issue was associated with the actual study topic and the
conduct of the research. By signalling out exceptional teachers as case study
participants, school principals ran the risk of being perceived as biased in their
perceptions of some teachers. Further, the researcher ran the risk of being labelled as
elitist because of the research focus. For these reasons communication with school
principals and nominated case study teachers was kept private and confidential.
432
Caring Assimilate emotion related feelings Compassion Concern for others Empathic Helpfulness Kindness Positive support Sensitive to student needs Closeness in human relations Connectedness Deep sense of humanity Establish relationships Inclusive Interpersonal intelligence Perceive emotions Relates easily to people Respect Responsiveness Social interaction Willingness to engage Confident Perception of self Positive view of self Self confidence Self prizing Assertiveness Curious Effective sharing Attentiveness Communicate attitudes Communicate ideas about self Good listener Persuasion Precise Relaxed Well spoken Willing to share Enjoy life Emotionally intelligent Beliefs and intentions interplay Congruence Genuine Humility Open
Receptive Self acceptance Self efficacy Sense of fulfilment Shared beliefs Character (soul of intelligence) Wisdom Entelechy Energetic Enthusiastic Excitability Intensity Ethical Dedication Honest Principled Responsible Flexible Independence Resilient Resourceful Tolerance Tolerance for ambiguity Humour Imaginative Idea generating Inventive Originality Insightful Intuition Perceptiveness Integrity Fairness Self discipline Trustworthy Values-led Will (volition/exercise of choice) Knowledgeable Bright Synthesis (of knowledge) Love of what they do Love of learning Love of teaching Motivated Inspiration Motivational Optimistic Positive view of others
Perception of others as able Sets high standards Perception of purpose Persistent Patient Perseverance Positive reinforcement Problem solving Professionalism Image Impression leaving Pupil centred Interested Reflective (see interviews) Self awareness Self confrontation Self knowledge Intrapersonal knowledge Self monitoring Risk taking Courage
Appendix B
Catalogue of Dispositions
From the Literature Review
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attribute passionate communicative creative committed authentic page reference Caring TBC7, 24 Assimilate emotion related feelings Compassion Concern for others Empathic Helpfulness Kindness Positive support QTM10 Sensitive to student needs TBC25
x 9, 28, 45c, 46c, 60g, 80d, 84d, 89d 29 35w, 47c, 89d 8 5, 32, 33a, 35w, 45c, 89d 47c 47c 8 5, 8, 58gp, 89d
Closeness in human relations TBC22 Connectedness Deep sense of humanity Establish relationships Inclusive Interpersonal intelligence Perceive emotions Relates easily to people Respect Responsiveness Social interaction Willingness to engage
x 31. 59gp 30, 39g, 40g 9 35w nil 40g 29 nil 45c 33a, 45c 43c 33a
Confident TBC4 Perception of self Positive view of self Self confidence Self prizing Assertiveness
x Nil 87d 89d 73c 32a 45c
Appendix C
Grid Showing Dispositions and Their References in the Literature Review
(Note: Page references refer to the draft of the Literature Review (Chapter 2) on which the DCM concept model is based.
Chapter 2 has undergone numerous revisions during the writing of the thesis, but the page references have been retained to
illustrate the process described in Chapter 5)
434
Effective sharing TBC6 Attentiveness Communicate attitudes Communicate ideas about self Good listener TBC11 Persuasion Precise Relaxed Well spoken Willing to share
x
32a 46c 41g 43c 44c, 46c, 76d 70c 46c 46c 7 42c
Emotionally intelligent Beliefs and intentions interplay Congruence Genuine Humility TBC13 Open Receptive Self acceptance Self efficacy Sense of fulfilment Shared beliefs Character (soul of intelligence) Wisdom
42c 32a 5, 38 39w, 89d 5, 32, 32, 45c, 53g, 59gp 32A 32a 53g 34a 42c 49te 38
Entelechy TBC8 Energetic Enthusiastic Excitability Intensity
x 59gp 55gp, 57gp, 57gp, 60gp, 60gp 8, 55gp, 58gp, 62gp, 84d, 84d 59gp 57gp, 60gp
435
Ethical MVQ14 Dedication Honest Principled Responsible
x x 5a, 8, 89d 83d 5, 32, 32, 45c, 80d 57gp 80d
Flexible TBC10 Independence Resilient Resourceful Tolerance Tolerance for ambiguity
x 73c, 75c 63c, 69c, 73c 53g nil 89d 63c, 68c, 70c
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For access to this documentation,
contact Tim Cotter at:
or
http://www.linkedin.com/in/timcotterawake
or
http://www.valuestest.com/author.html
453
Appendix E
Teacher Responses to Knowledge of QTM Questionnaire
STAFF DATA KNOWLEDGE/UNDERSTANDING SCHOOL M F YEARS P S 1 2 3 4 5 6 7 8 9 10 QTM A 16 31 706 20 27 11 7 11 2 4 2 6 - 2 2 ANON 1 6 7 143 7 6 2 4 2 2 1 1 - - - 1 ANON 2 2 8 169 7 3 1 1 1 - 3 2 - 1 1 - ANON 3 5 5 166 5 5 6 1 - - - 1 2 - - - ANON 4 11 9 228 1 19 7 4 3 1 - 1 3 - 1 - BTA 7 4 127 3 8 - 1 1 1 4 1 2 - - 1 QTM D 16 24 489 16 24 23 6 2 4 2 - 2 1 - - LG 4 5 149 2 7 - - 2 - 1 2 2 2 - - MC 4 18 324 10 12 6 2 5 1 1 1 3 1 - 2 MV 5 15 132 6 14 14 2 1 2 - 1 - - - - StP 10 12 267 4 18 1 1 2 4 1 1 6 5 1 - StPCC 5 18 299 13 10 - 1 - 2 4 4 6 4 1 1 TOTALS 91 156 3199 94 153 71 30 30 19 21 17 32 14 6 7 247 Mean
13
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Male = 91 Female = 156 Primary = 94 Secondary = 153 Average years teaching experience = 13
• 131 teachers rated knowledge/understanding of the model 3 or below 53% o 55 of the 131 were primary school teachers 42% o 76 of the 131 were secondary school teachers 58%
• 59 teachers rated knowledge/understanding of model 7 or higher 23.9% Of these:
o 16 were primary school teachers 17% (of all primary school teachers)
o 43 were secondary school teachers 28.1% (of all secondary school teachers)
o 21 had 4 years or less teaching experience 35.6%
o 30 had 10 or more years teaching experience 50.9%
o 2 teachers each had 40 years teaching experience and had ratings of 7 and 8 respectively
o 1 was a primary school teacher o 1 was a secondary school teacher
o 2 teachers had 30 and 33 years teaching experience and had ratings of 10 and 8 respectively.
o Both were secondary school teachers o 19 were males. This is 20.9% of total male teachers in sample (91) o 40 were females. This is 25.6% of total female teachers in sample (156)
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TRANSCRIPT CASE STUDY I:
21st to 23rd November 2006
Di, I want to thank you, first of all, for participating in this case study and, secondly, for the delight of being in your classroom. I thoroughly enjoyed yesterday’s lesson observation and I’m looking forward to tomorrow. Now, a couple of questions that I want to ask you and the first is this: can you tell me your philosophy? And it can be your philosophy of teaching or your philosophy of life in general. Mmmm. My philosophy of teaching and philosophy of life, um, from where I come from are probably linked - intrinsically linked. Um, because life is a journey. It’s an educational journey and you don’t get anywhere without being on that journey, and education is part of that journey. So, I guess that my philosophy comes from the fact that, ever since I was three, I can remember, I wanted to be a teacher. Now, at that stage, I can’t explain, obviously, why I wanted to be a teacher. When I started to be a teacher, I knew that this is where I wanted to be to, ah, be part of children’s journey of life. And I guess that’s the philosophy – to share with them what I can; to get them to see what they can be; get the best out of them; and, hopefully, when I leave my classroom, there’s something positive they’ll remember and something that they can, they can build on as they grow up. Committed (Purposeful) (VI) So, I guess that philosophy, it’s, it’s linked. You can’t differentiate between life and education because life’s one long learning curve. That’s an excellent response. Thank you. Now, the next question has to do with your beliefs and your values. Can you tell me – just describe to me – your dominant beliefs and values. Any dominant beliefs? It can be about teaching and education, or about life in general. I believe in the intrinsic beauty and value of children. I don’t believe they’ve changed over the years. A lot of people have said that have. I believe in trying to find the best in a person Authentic (Caring) (VO) but, unfortunately, at times, I….. I tend to err the other way and maybe I should be a little more, sort of, giving and - my perspective is probably too old to do that now (laughs). Communicative (Humour) (VI) But, I think the belief in the, in the worth of a person, on the importance of them, on the values that they….. the values they take on board, whether they take them on through learning them themselves, or whether they’re helped…… Um, that is to see themselves as, you know….. I think that the importance they see in themselves comes back to that old statement, “God don’t make no rubbish”. And I think, you know, I’ve sort of used that
Colour code: Blue = Authentic Grey = Committed Green = Communicative Yellow = Creative Pink = Passionate
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on lots of occasions and, and, you know, I’ve got children to see that whatever you do, there’s something great about you. Authentic (Caring) (VI) Although, sometimes when you look at children, honestly, you do find something very hard to like, but there haven’t been many children like that. But there are some and, I mean, we don’t live in a perfect world, so not every child is perfect. And there are some children who I’ve still yet to find something lovely in them (laughs). Authentic (Caring) (CPO) But, but the philosophy is that everybody, you know….. has a purpose. We’re all here for a purpose, um…. some of us, you know, have to get very old before we realise what that purpose is (laughs)….. and, even then, we’re not too sure. And, um, you know, it’s, it’s of course very hard to get that philosophy across to children – that they’re here for a purpose. So to get them to, uh, to see what they’re good at and enjoy doing it, interact with other people. Philosophy is, if I treat somebody nicely, hopefully they’ll treat me that way or treat other people - you know what the old adage is - as I want to be treated. Authentic (Caring)(IO) That’s the, that’s the whole philosophy and the belief thing that I want to get over to the children. And be the best they can at what they can, and not to compare themselves with other people. Authentic (Caring) (VI) I could see your philosophy in practice in the classes, yesterday, which was delightful. The respect that you have for the children, that they have for each other, that you’ve inculcated, is just lovely. Di, can you tell me – and you have alluded to this, but I’ll ask you specifically – how do you feel about students and children? What are your feelings about children? I love them Passionate (Positive) (VO)– except in school holidays (laughs). You have to line up behind them at movie theatres and I think, “Why are all these kids here!” Communicative (Humour) (VI). Um, I love their openness and their honesty Authentic (Caring) (VO). And, and sometimes people say, “Oh you’re a school teacher because you’re escaping the real world.” And I’m thinking, “Well, I think we’re shaping the world.” We’re shaping the world to come and it’s, it’s the values, the beliefs, the learning styles – Authentic (Reflective) (VI) everything that we do with the children here – that’s the world of tomorrow and that’s what I keep saying to these…… Committed (Purposeful) (II) Because, you know, we’re talking about global warming and I say, “This is your problem, you know, how you’re going to deal with it.” Communicative (Knowledgeable) (II) So, so that’s, that’s what it’s, what it’s all about. That, you know, kids are honest and, and they’ve got a sensitive heart. Committed (Purposeful) (VI) Um, they’ve got all the, all the senses, you know, and you see the negatives and… and sometimes your reactions are not always right. You know, none of us gets it right all the time. But you see… you think, well, you hope you’re sort of showing them a…an alternative, maybe. That there’s a way they can do it, a better way than another way Authentic (Caring) (VI + CPI). But just, you know, the joy of kids and fun and spontaneity in them, I just love. Passionate (Enthusiastic) (VO) + Passionate (Excitable) (VI) Excellent. I can identify very strongly with your response. Can you tell me, just in a nutshell, what you gain personally from teaching? Oh, a sense of satisfaction. Of growth. Um, the feeling that, that when somebody’s having a problem and, all of a sudden, they look at you and they say, “I’ve got it!” You get goose pimples. The, the way that they react with you and towards you is a, a great feeling. And the ones that, that you know that you don’t get on with and you think, well, you know, I don’t get on with that person as well. Passionate (Positive) (VI) +
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Passionate (Energetic) (VI; CPO) And I know why. Probably they’re too much like me. Authentic (Openness) (CPI) Or, you know, there’s something about them that I can’t warm to. But there’s just a feeling of… that, um….. yeah, satisfaction with sort of doing the job. And I think I’m… I’m pushing the kids. I don’t ….. my standards are very, very high. I’ve been criticised a lot for that – not, not by educational people, but at the home level. Um, my standards are high and I think that’s why I get good responses from the children. If you expect that level (points up high), you’ll get that level. If you expect that level (points down low), you’re gonna get that level. Committed (Purposeful) (VI; CPI; II) And I, I don’t know whether this comes in with this sort of question, but a really important idea is, um……. I’ve said to a lot students that I’ve had, like student teachers – what you need is respect. If you get respect, then they’ll like you. If they like you, it doesn’t necessarily mean they’ll respect you. And I think if you give yourself the chance to show the children that you have something they can respect, and you respect them, you get a much better reaction from them than, “Oh, let’s go and let’s all be jolly, jolly ‘cause we have heaps of fun in here”, but there’s….. you know, they know… they know the boundary and I think that’s important. From respect comes liking, but not necessarily from liking becomes respect. Authentic (Caring) (VI; II) Very wise. If you were to give a beginner teacher – and it’s almost as if you’re reading my mind, here – not a student teacher, but a first year teacher out, some words of wisdom and advice, what would you tell them? Probably what I’ve just said in the last…. Um, get to know, get to know your students. Get them to respect you. Respect them because they’re people. Communicative (Knowledgeable) (VI) + Committed (Purposeful) (IO) Just because you’re the teacher……you are, you are a facilitator; you’re not, you know, not the old type of teacher. Never ever believe that you can get through everything you want to do in any lesson. It doesn’t work that way. Committed (Purposeful) (CPI) There will never be anything that you could call (laughs) a “normal” week, because it doesn’t happen. Communicative (Humour) (VI) But, as a beginning teacher, they all come out bright eyed and bushy tailed, and they’ve got these beautiful programs and “I’m going to do this and this….” If they realize, in the first week, that it doesn’t happen. They’ve got to go by the seat of their pants, but still sit at the end of the day and think, “Well, I’ve done something- I mightn’t have done a lot. Um, the kids have responded and I am gaining their respect.” Authentic (Reflective) (IO; VI) Well, that is the philosophy that I’ve given to all of the, all of the, the student teachers or the beginning teachers that I’ve had. That is excellent advice. Excellent advice, grounded in deep-rooted experience (laughs). Tell me, how do students in your class develop positive values and positive beliefs? From…. hopefully, from my example. From the tone of the school. Um, sometimes, not always from home, which is, which is extremely sad. Committed (Purposeful) (II) And I’ve noticed that more as the years have gone on. But, we try to do what we can here, with being positive. Get the children to see the purpose in life. Um, get them to value themselves and value each other. Value what they do. Um, get them to see what they’re doing is worthwhile, so long as it’s their best. Again, treating others as they would be treated. I think that’s, that’s important. And also, the way we treat them – again, as I’ve said, you know, you can’t sort of demand respect if you’re not respecting the children. And it’s also how the staff interact, as well. If the staff are getting along, getting along fine, the children are great at sensing that. Authentic (Caring) (VO; II;
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CPI; SI) So, if you’ve got an, an harmonious staff, as we have here, um…. you know, we’ve got our glitches, Committed (Motivated) (CPI) as any, any group of adults would have….. but the children see me laughing with Mrs Sheeman and giving another teacher a bit of a nudge, the children realize that “Oo, it’s OK to do that. We’ve got a happy staff.” And that sort of flows on to the children. Committed (Motivated) (VI; IO) That’s so true. Now, this next question I think is quite an interesting one. What do you think is more important: marks for the content – getting the high marks; or student motivation; or enjoyment; or something else? What do you think is the most important? Like when you’re doing a project? Ah, yes. Any sort of work – yes. The most important thing is the, the application. The student gets into the work. And when they look at the work, they say to themselves, “This is the best that I’ve done.” That’s far more important than an actual, an actual mark. Um, unfortunately, because we live in such a competitive society, a child will look and say, “Well I’ve got a C and so-and-so has got a B, therefore my work is not as good.” Committed (Motivated) (VO; CPO) And that’s something I’ve really – all the years I’ve been teaching, I’ve said, “If C is your best, and B is your best, that’s good enough for me. So, therefore, it’s, it’s good enough for you.” Authentic (Caring + Empathic) (VI; II) So, the actual mark, in itself, is not the important…. It, it is important in the context, but the attitude and the, the willingness to complete the task the best, the best way they possibly can - that’s more important. The mark is, is like the end result. Committed (Purposeful) (VI) And that annoys me because the philosophy of the primary school is you’re teaching the children to be independent learners, and you’re teaching them that, you know, go and research here and do this, and well done. And all of a sudden they get to high school and there’s the textbook and they’re given all those exams and at the end of their high school days, they’re graded on, on marks. Passionate (Energetic) (VI; II) You know, that’s been a soapbox thing of mine for years and have… something that will have to be addressed, um, and that’s where the marks are important. So we’re giving the children two different messages: leave primary school; I can do this. Then, all of a sudden, they get that textbook, they have to work out of that textbook, um… you know, this is obviously, maybe, where middle school is going to come in and, and I may be out of my league with some of those problems. Passionate (Enthusiastic) (CPO) I haven’t done much research, but the mark is, is important in it’s way and relative, but it’s the way the child attacks the task and the way they feel about it when they’ve finished and my response, and the rest of the class’s response that’s important. Passionate (Energetic + Enthusiastic) (VO) Very wise answer. Thank you for that. What are your views about strategies for managing student diversity? And we’re talking not just about academic ability, but different personalities, learning styles, home backgrounds and so on. Right. Strategy, first of all, is to learn as much as you can about the student before you, you have them. Strategy is also ask the parents to communicate, Communicative (Knowledgeable) (VI; II; SO) + Committed (Purposeful) (VI; II; SO) as much as they can, ah, because things that go on at home – without us wanting to be sticky beaks – if we know there is something at home, then we can act accordingly. Strategies, ah, to create the atmosphere where the children want to learn, where the children feel
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comfortable, where they feel happy to express themselves. Authentic (Caring) (II) And the most important strategy to have in a classroom, I believe, is humour. Um, if ....you know, there’s not enough laughter in the world and I think if we put a, a lot of humour into situations when it’s relevant and applicable, um, a child who is laughing has a much better response, takes in more information, um, and I just, I just think humour is an integral part – it’s an integral part of life. Communicative (Humour) (VO; IO) But then, of course, the thing is to know the balance when things stop becoming funny and go to the ridiculous. Communicative (Humour) (CPO) And that I guess that is just a strategy learnt by teachers how to control that. Different children react in different ways. But learn what you can about the children before you have them. And then, I guess it’s a little bit intuitive, too because children develop in different ways. But if you know about them, they know about you, they know that you’ve got a sense of humour, they know what you…… show them the boundaries. You know how far you can go. Communicative (Knowledge) (II) Yes, we can go there. Wow, we have lots of fun. Passionate (Enthusiastic) (VI) As soon as you step over the boundaries, there’s the consequence. Technically, you shouldn’t have too many problems (laughs). Very good response. Thank you. What are the things that you would like to be remembered for as a teacher? That I got the best I could out of the children. Um, that they enjoyed being in my class. Passion (Enthusiastic) (VO) Um, respect. Authentic (Caring) (VO) Sense of humour Communicative (Humour)(VO). The fact that they know things about me not totally related to, to teaching. Like the coffee, the golf and the gin and the dog. And the fact that, whenever I saw them in out of the school situation, they would acknowledge – say “Hello”, “Do you remember me?” Want to tell me about the things they’ve been doing since they’ve been in my class. That’s, that’s very special. Authentic (Openness) (VI) But I think a sense of humour and, and that Communicative (Humour) (VO)…..perhaps that I helped them somewhere. Authentic (Caring) (VO) And they did learn a lot of things. Learnt to do things. Um, and know they could always come up to Mrs G and. and have a chat at any time. You use humour beautifully. What are some of your hobbies and some of the things that you like doing outside of school, if you have time? Right, well, of course, I love golf. That’s a passion of mine. Um, I like reading. Love reading but don’t have time because of all the work. I have my family: two sons, granddaughter, husband – not necessarily in that, that order of importance. dog. Um, walking. Not into the gardening. Would play the piano if I had more time. Will do that when I get to be older and leave this job. But, mainly, I love, love sport Passionate (Enthusiastic) (VO). I played a lot of sport, but now I’ve only got time for the golf. So it would probably be golf and reading and going to movies and relaxing. That’s about it. But golf. It’s wonderful. You and Deanna need to get together. We do, believe me. Form a team. That’s wonderful. Can you comment on how events and circumstances within the community and even beyond – within the world – affect your teaching?
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Well, I guess because I’ve got a senior primary class and I’m encouraging them to think beyond their house and their town, Creative (Original) (VI; IO) um, the effects….. the things that are happening in the world are, are very important to them because they need to know what’s happening, warts and all. Um, they… because, you know, very, very quickly this is going to be the world in which they live. So, there needs to be some sort of a preparation for that. Committed (Purposeful) (VI) So, you know, they, they can’t see themselves as, as just being insular. This is why we have “News”. You know, we have personal news and then we have world news to get them to see that there is a big world out there, um, and they are part of a community, a part of a small community. Communicative (Knowledgeable) (SO) + Communicative (Listener)(VI) Increasingly, they are going to be part of a global community. So, the insular person who really doesn’t want to get involved is, is probably going to have a, a pretty miserable sort of a life. Now, when you’ve got some students who are …. you’d call them perhaps the, the gifted and talented ones who tend to go off by themselves and do their own thing – there’s always going to be people like that. But what we have to do here, and this is something that I’m trying to work on at - well next year, I hope, with the new principal - is to get to see them… see how they can fit into society. Not necessarily “fit”, but make society a more pleasant place for them to be and accepted because they are different. Because they have these skills. Communicative (Engagement) (VI; II; SI) And I think we do that very well here. We’ve got, like we’ve got – I’m waffling along – we’ve got a boy in the class who’s absolutely incredible. He can tell you anything about the history of the kings and queens and Queen Elizabeth the 1st….. oh, he’s – it’s just a pity he’s not here this week. Absolutely amazing! Passionate (Enthusiastic) (VI) And he chats and we talk about North Korea. And he’s brought the other children on board and I realized, you know, the problem with North Korea and the refugee problem. So, I think that’s part of my job – to get these children to see that they are part of a big world, um, and it will impact on them and it’s not always going to be pleasant. Committed (Purposeful + Motivated) (VO; IO) We’ve done a study of water. They’ve realized the droughts and things and how important that is. We’ve done the Antarctic and they realize, you know, the effect of global warming and all that sort of stuff. Ah, we’ve done the cane toad. Committed (Purposeful) (IO) So, we’ve done a lot of things that have incorporated the world, um, and I think we really need to start doing in Years 5 and 6 ‘cause they’re ready for it and they need to be exposed. So, yes, that’s what we’ve done. Wonderful. So you’re relating what you’re teaching to the real world. It’s not just a bunch of theory and useless information. I’m not too fussed on a lot of theory, I’m afraid, over, you know, all these years…..I’ve sort of…… I believe that….. when I started teaching, there were things I did and philosophies I that I had that I still do and I….. philosophies I still keep. You know, the…… good old things like, uh, some rote learning. You know, the theorists will now say, “Oh, my goodness gracious me.” If you make that fun, like we do, Creative (Problem-solving) (VI; II) it has it’s place. You know, Bloom and Gardner and all those people – yes, I work well with those. They’ve also got things, but we still have to have a balance. And I think the, the important thing is to, is to take what works. If it ain’t broke, don’t fix it. But that doesn’t mean you shouldn’t be able to, to look into new ways and new means for doing things. You know, you’re always doing that. Committed (Motivated) (VI) If you’ve got something that works and you know it works, there’s no reason why you can’t incorporate that in some way without feeling that you’re still teaching in the, you know, in the 50s or the 60s. And I think that’s been
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my, that’s been my philosophy. But, always look for a new or a, you know, an interesting way to do it. And even if you’ve got, like, the same class – like I had Year 6 at St James – for 18 years and I never, ever felt that we got stale because you had a different group of children every year. The only, the only thing the same was the same old face at the front. But, you have the same subjects, the same things. But you’re always looking – let’s just do this a little bit differently. Creative (Originality) (VI; II) Let’s do this just a different way to, to work with the group of kids that you have. So, it’s up to us as teachers to just keep that, that one step ahead, but realize that what was good – don’t throw the baby out with the bath water. You know, Di, the fact that you’ve been teaching for 40 years and you’re still so open to learning, to change, to doing what is needed for the sake of the children – it’s just inspirational. It is wonderful. Um, what are some of your goals for the future? And this can relate to teaching or to life, in general. I’d like to keep teaching here, till the end of my career. I’m not sure when that is. But my goal will be to finish teaching, not when I feel I’ve had enough but when I feel I can do more. Because that wouldn’t be fair to the students that I was teaching if I thought, “Gosh, I’ve only got six more months to, to wait.” Authentic (Caring) (VI) So I want to, to go out feeling that, that I can still do more. Um, I want to travel. I want to go to all the golf courses in the world. I want to watch my granddaughter grow up. I want to see my sons, you know, live a long and happy life. But, look back – I want to keep abreast of what’s happening in the educational field and go “Tut, tut, tut – we didn’t do that in my day” (laughs) Passionate (Enthusiastic) (VI) or “Oh, my goodness gracious me” which I do now, as well. Uh, I think the most important thing is I want to leave, you know, I want to leave here on top. When I do leave, I’m going to leave. I’m not going to do casual or anything like that. I’ll leave with, with absolutely no regrets. Um, I’ve been a class teacher. I’ve been Executive. I’ve been there and done that. Wasn’t my…. you know, I did it, I was happy to do it, uh, but….. when the, you know, position of principal came up my husband wanted me to do that. I said, “No thank you. I love to be with the kids.” Passionate (Enthusiastic + Positive) (VO) So I’m not going to leave with any regrets that I didn’t, sort of, climb the Executive tree. I, I got up where I wanted to be and I decided that the classroom was where…..was that I’m just going to look back and think, well, you know, if I could write a book, I could blackmail lots of parents! But I don’t think I’ll do that. Um, I wish I’d have kept a book over 40 years of the things the children said, because they wouldn’t believe it. I just feel that, um, as far as being a professional, um, and an educator. I hope I, I’ve touched lives and, you know, as I drive down the 18th fairway thinking, “Well, this is now where I want to be” and I’m really happy if the kids that I’ve taught will still say, “Oh, I know that little old, white haired, old lady (laughs) who, you know, taught us in Year 5 or Year 6” will still recognize me and just be happy to say hello. And I’ll die happy. Authentic (Reflective + Openness) (VI) You have referred to the fact that you knew from the age of 3, from when you were just a little girl that you were going to become a teacher. Can you tell me a little bit more about the formal decision to become a teacher and the influences that there may have been acting on that decision? Um, that’s interesting. I don’t know if there were any, any formal decisions. When I look back on my own schooling, um, I wouldn’t say there were any teachers that, that stood out, um, for me to say, “Wow, when I get to be a teacher, I want to be like that!”
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Perhaps I had, um, my, um, English teacher in senior high school was a Mr Hawk. Gorgeous man and he instilled even more of a love of literature into my life, which I think it’s been the underpinning of my teaching Passionate (Enthusiastic + Excitability) (VO) – more literature, you know, rather than, say, Maths or the, or the other subjects. But I mean, if you’re not literate you’re not anything, anyway. Um, and I, I…. I would just…. just sort of went to school. Did the best I could. I was always sort of fairly able, thank goodness, so I never struggled. So I guess I was lucky there. And the, the fact that, um, in my family situation I had to – my mother died when I was young – and, um, didn’t have the most pleasant of childhoods, Authentic (Openness) (VI) I suppose, and I, I just sort of became fairly self reliant, resilient. Committed (Resilient) (VI) And thought, “Well, this is what I’m going to do. I’m not, you know……my aim is to get the Leaving Certificate; is to get the scholarship into Teacher’s College. Pack myself off there. So, I guess it was just…. it’s hard to define because it’s just what I always wanted to do. There was no other thought of doing anything else and, and I just sort of….. I just went ahead and, and did it. It…. I’ve sort of probably never been asked that question before, but it…. I just couldn’t see myself, you know, doing any….. doing anything else. That’s just where I….. where I wanted to be and, and I suppose I was lucky that, you know, in the situation that, um, you know, I was able follow the goals, as I say, to go to high school. Committed (Purposeful) (VI; IO) At least have a…. not a stable home, but, you know, where I was…. I was able to study. I didn’t have any other, um, distractions. Um, was able to go and play all my sports. So I was balanced there. Had a great time at Teacher’s College and, um…. but it just…. I suppose it just happened. Silly statement isn’t it, but I just….. You know, Di, we’ve almost come to the end of, um, our interview and it has been delightful. Is there anything about teaching, in particular – teaching and learning – that we haven’t really looked at, that you think is important and you’d like to include as a comment in this interview? Um, okay, probably……well… putting my, my professional hat on, because I get very, um….. I get very possessive about, about the profession and I’m thinking, I’m sad in a way that I think our reputation has been diminished over the years, by groups of people perhaps not doing the right thing for the right reason. Passionate (Enthusiastic) (VI) But, I think we, we as a profession have to be honest to ourselves. And we’re always talking about this quality teaching and quality learning. To have quality teaching, you must have the quality teachers. And I think – no, I don’t think, I believe that we’re not being terribly honest in ourselves – and I’ve seen this over the forty years – where I’ve come across teachers who I felt, um, haven’t really come to the mark. Authentic (Openness) (VO) Um, and I think we really need to look – and this is obviously what, what you’re doing – we need to look how we deal with these teachers. Authentic (Reflective) (VI; II) We’ve got young teachers coming out now, they’re coming out of university, ah, they’ve got all the theory. I don’t believe they have enough, enough practicums. I don’t believe that the teachers who look after them, in some cases, are honest enough to say to them, “Hey, you really need to be a Woollies checkout chic rather than a teacher.” There are people who are in the job for the holidays, not necessarily for the pay (laughs) and the hours. But it does concern me that, that if we’re talking about quality teaching, we have to have things in place and we have to have guts enough to stand up and say to somebody, “You’ve got a problem here. We need to fix it, um, or perhaps you need to be thinking of another job.” Authentic (Openness) (VI; II) Now that still sounds all very grandiose for me, but I do see that, I do see that as a major problem. You have to be able to tell a person…. because, if you’re out – as my
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husband calls it – the “real” world and somebody’s not doing their job properly, they’re told. They go. They get the flick. But in the education system, we tend to tolerate mediocrity and it’s at the expense of the children. It’s at the expense of the school. And, unfortunately, at times it’s at the expense of that person. Authentic (Caring) (VI) And I think, therefore, we need really, really good mentors. And even somebody who….. who’s a professional mentor. Who could go around schools and look at these teachers who are having some trouble, ah, or not just quite gelling with the children. I think that’d be a wonderful idea, actually, because it’s very hard to get a, a teacher to be a mentor as well as teaching. Committed (Motivated) (VI; II; SI) You can have him come and look at you and say, “Well, this is what I do. It mightn’t necessarily.” We really need to be on that, on that bandwagon of, of working out how we deal with teachers who are not up to the mark and, and do things accordingly because, as I say, they wouldn’t be allowed in normal business. They shouldn’t be allowed. And if they’re not professional enough to be sort of exposed to, “Well look, you know….. maybe you need to work on this. You need this.” Well, I don’t think they’re professional enough to be teachers because this is my life and it’s got to be the best. Passionate (Enthusiastic) (VI; CPI) Di, I just want to thank you for sharing your breadth of experience and wonderful wisdom. It is a privilege to include you in the case study of exceptional teachers interacting with students.
470 Name Sources References Academic goals achieved creatively 2 2
Achievement without rapport 1 1
Administration needs to be supportive of staff 1 1
Administration seen as conflict solving 1 1
Advice to new teachers 6 7
Ask for help 1 1
Assessments flexible 1 1
Authentic 2 2
Bad teachers 3 4
Balance needed 1 1
Becoming a teacher 6 9
Becoming a teacher a bad experience 4 6
Becoming a teacher an epiphany in 3rd world country 1 1
Beliefs and values should permeate curriculum 1 1
Beliefs are important 2 2
Beliefs of teacher 1 1
Benefitted from year off after school 1 1
Bright students work with themselves 1 1
Broad Educational Goals 2 8
Bullying 1 1
Christian values 3 4
Class management a problem 1 1
Class management issues 1 1
Clear decision to be a teacher 1 1
Closing comments 3 3
Combine methods 2 4
Committed 3 3
Competition can be harmful 1 1
Confidence needed for students to succeed 1 2
Conflict family and work 2 3
Content capable takes 5-7 years 1 1
Content takes precedence over culture 2 2
Critical of curriculum 1 1
Critical of existing values education 1 1
Critical of Teacher Education at Uni 1 1
Cultural needs too difficult for classroom teachers 1 1
Current events outside school 3 3
Curriculum stretched _takes opportunity to learn 1 2
Curriculum to be seen and experienced as an integrated whole 1 1
Decision to be a teacher influenced by 2 2
Depression 1 1
Differences in what students learn 1 1
471 Differentiated learning practised 4 13
Differentiation a myth 1 2
Difficult students a reality 2 2
Diversity in the classroom 6 6
Don't hold grudges 2 2
Enjoying learning 4 6
Enjoying teaching important 2 4
Enjoyment must be purposeful 3 3
Enjoys teaching 2 2
Entered teaching with a purpose to make a difference 1 1
Every child can learn 2 2
Every child special 2 2
Exceptional teachers 1 1
Excursions important 1 1
Experience important 2 3
Experienced good and bad teachers 2 2
External influences on teaching 3 3
Family affects teaching negatively 3 5
Family influences 1 1
Feelings 2 3
Feelings about children 1 2
Feels valued 1 1
Fierce focus on becoming a teacher 2 2
Finds teaching challenging 1 1
First time asked about values 1 1
Flexibility not necessarily diminished with age 1 1
Formula for success as a teacher 1 1
Frustration 3 3
Fun 3 5
Future as teacher 1 1
Future Goals 7 7
Good and bad teachers should be identified 2 2
Good with gifted children 1 1
Group work 2 4
Health and wellbeing 1 1
Hidden curriculum important when judging a school 1 1
High marks but not enjoying school 1 1
High marks but not enjoying school 1 1
Highly intelligent 1 1
Highs and lows in teaching 2 2
Home room important 1 1
How to know students 1 1
Human Rights 1 1
472 Human side of teaching important 3 4
Ideas not all original, come from many sources 1 1
Incongruity between primary and high schools 1 1
Individual needs met intuitively not planned 2 2
Intelligence needed by teacher 1 1
Involved in school life 1 3
Knowledge of students important 1 1
Knows students 2 2
Learn from daily experiences 1 1
Learning styles 2 4
Learnt from inspired peers 2 3
Lifelong learning 5 6
Liking a subject is important 1 1
Love of subject 2 2
Loves being with children NOT loves children 1 2
Loves children 1 1
Loves teaching 3 4
Lower ability students need help 1 1
Magical_Memorable moments 1 1
Marks irrelevant 1 1
Management style 1 1
Marks and assessment tasks 2 2
Marks and Enjoyment 4 4
Marks debilitating in Middle School 1 1
Marks important 4 7
Marks not most important 7 8
Marks to be kept in perspective 6 9
Mastery important 1 1
Mentors valued 3 6
Motivation important 2 3
Need to be challenged 1 2
Need to be engaged 1 1
Negative about future prospects as teacher 1 1
Network of friends 1 1
New experience every day 1 1
No patience with weak students 1 2
Non discrimination 1 1
Nurturing new teachers is important 1 1
Observe_Listen to other teachers 1 1
Openness 3 3
Out of school interests - values 10 11
Parental understanding important 1 1
Parents involved 2 3
473 Passion 2 8
Passion and Fun 1 1
Peer relationships 2 4
Personal Experience 2 6
Personal goals 1 1
Perspective important for coping 1 1
Positive thinking important in Students 1 2
Practice important 1 1
Presents own values 1 1
Primary school teachers important 2 2
PRIORITY VALUES 0 0
Proactive in creating teaching environment 1 1
Quality Teaching 1 1
Range of teachers as models 1 1
Rapport must be worked on 2 2
Realistic but optimistic view of students 2 4
Reasons for being a teacher 2 2
Relationships important 2 2
Resilience needed 2 3
Respect is earned 2 2
Responsibilities outside syllabus 1 1
Retired teachers a valuable resource 1 1
Rewards of teaching 6 9
Risk taking in teaching 1 2
Safe room 1 1
School affects family 1 1
School as community 1 2
School as family 2 2
Schools should not be judged on academic results alone 1 1
Secondary Teaching preference 1 1
Self concepts of students important 5 8
Self motivation 1 2
Self Reflection 7 13
Self-fulfilling prophecy 1 1
Sets Standards 1 1
Settling period into teaching 1 1
Skills important 1 1
Skills more important than syllabuses 1 1
Social network 1 1
Some students get low marks but love school 1 1
Special moments in a lesson 1 2
Stress 3 3
Student self direction 1 3
474 Students evaluate teachers 1 1
Students treated as individuals 5 12
Students valued 2 3
Success needs to be experienced 2 3
Support left to support teachers 1 1
Teacher burnout 1 1
Teacher evaluation unsatisfactory 1 1
Teacher influence 1 1
Teacher stay motivated 1 1
Teachers need to stay challenged 1 1
Teachers not an influence to become a teacher 1 1
Teachers resistant to change 1 1
Teaching as a means of income 2 2
Teaching is a complex act 2 2
Teaching is a learning experience for teacher 1 1
Teaching is a lifestyle 1 2
Teaching is about empowering students 2 2
Teaching is about inspiring learners 1 1
Teaching is caring and sharing 2 2
Teaching not first choice 2 2
Teaching seen as ministry 2 3
Teaching style not suited to weak students 1 1
Teaching values 6 8
Technological competence_content mastery essential 2 2
Think like students 1 2
Travel overseas 2 2
Understands students 2 7
Values taught by Being 4 6
Values teaching done intuitively_no planning 1 1
Values to be stabilised at school 1 1
Wants to be remembered for 3 3
Wants to be remembered for_2 4 4
Willing to learn 1 2
Work quality needs quality relationship 1 1
Young teacher burnout 1 1