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RESEARCH ARTICLE Carriage rates and antimicrobial sensitivity of pneumococci in the upper respiratory tract of children less than ten years old, in a north Indian rural community Sambuddha Kumar 1 , Debjani Ram Purakayastha ID 2 , Arti Kapil 1 , Siddhartha Saha 3 , Fatimah S. Dawood 3 , Bimal Kumar Das ID 1 *, Ritvik Amarchand 2 , Rakesh Kumar 2 , Kathryn E. Lafond ID 3 , Seema Jain 3 , Anand Krishnan 2 1 Department of Microbiology, All India Institute of Medical Sciences, New Delhi, India, 2 Center for Community Medicine, All India Institute of Medical Sciences, New Delhi, India, 3 Centers for Disease Control and Prevention, Atlanta, Georgia, United States of America * [email protected] Abstract Pneumococcal carriage studies are important for vaccine introduction and treatment strate- gies. Pneumococcal carriage rates estimated in this cohort study among children in a rural community of northern India. Between August 2012 and August 2014, trained nurses made weekly home visits to screen enrolled children aged <10 years for acute upper or lower respiratory infections (AURI/ALRI) in Ballabgarh, Haryana. Nasal swab from infants aged <1year and throat swab from children aged 1 year were collected. All specimens were cul- tured for pneumococci; isolates were serotyped and subjected to antimicrobial susceptibility testing. During the study period, 4348 nasal/throat swabs collected from children with clini- cal features of ARI (836 ALRI, 2492 AURI) and from 1020 asymptomatic children. Overall pneumococcal carriage was 5.1%, the highest carriage rate among children <1 year of age (22.6%). The detection rates were higher among children with ARI (5.6%; 95% CI: 4.8–6.4) than asymptomatic children (3.3%; 95% CI: 2.3–4.6). Among 220 pneumococcal isolates, 42 diverse serotypes were identified, with 6B/C (8.6%), 19A (7.2%), 19F (6.8%), 23F (6.4%), 35A/B/C (6.4%), 15B (5%), 14 (4.5%) and 11A/C/D (3.2%) accounting for 50%. Forty-five percent of the serotypes identified are included in the current formulation of 13- valent pneumococcal conjugate vaccine. Ninety-six percent of isolates were resistant to co- trimoxazole, 9% were resistant to erythromycin, and 10% had intermediate resistance to penicillin with minimum inhibitory concentration ranges (0.125 to 1.5 μg/ml). Pneumococcal detection was relatively low among children in our study community but demonstrated a diverse range of serotypes and half of these serotypes would be covered by the current for- mulation of 13-valent pneumococcal vaccine. PLOS ONE PLOS ONE | https://doi.org/10.1371/journal.pone.0246522 February 4, 2021 1 / 10 a1111111111 a1111111111 a1111111111 a1111111111 a1111111111 OPEN ACCESS Citation: Kumar S, Purakayastha DR, Kapil A, Saha S, Dawood FS, Das BK, et al. (2021) Carriage rates and antimicrobial sensitivity of pneumococci in the upper respiratory tract of children less than ten years old, in a north Indian rural community. PLoS ONE 16(2): e0246522. https://doi.org/10.1371/ journal.pone.0246522 Editor: Silvia Ricci, Meyer Children’s University Hospital - University of Florence, ITALY Received: August 15, 2020 Accepted: January 20, 2021 Published: February 4, 2021 Peer Review History: PLOS recognizes the benefits of transparency in the peer review process; therefore, we enable the publication of all of the content of peer review and author responses alongside final, published articles. The editorial history of this article is available here: https://doi.org/10.1371/journal.pone.0246522 Copyright: This is an open access article, free of all copyright, and may be freely reproduced, distributed, transmitted, modified, built upon, or otherwise used by anyone for any lawful purpose. The work is made available under the Creative Commons CC0 public domain dedication. Data Availability Statement: All relevant data are within the paper and its Supporting information files.

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RESEARCH ARTICLE

Carriage rates and antimicrobial sensitivity of

pneumococci in the upper respiratory tract of

children less than ten years old, in a north

Indian rural community

Sambuddha Kumar1, Debjani Ram PurakayasthaID2, Arti Kapil1, Siddhartha Saha3,

Fatimah S. Dawood3, Bimal Kumar DasID1*, Ritvik Amarchand2, Rakesh Kumar2, Kathryn

E. LafondID3, Seema Jain3, Anand Krishnan2

1 Department of Microbiology, All India Institute of Medical Sciences, New Delhi, India, 2 Center for

Community Medicine, All India Institute of Medical Sciences, New Delhi, India, 3 Centers for Disease Control

and Prevention, Atlanta, Georgia, United States of America

* [email protected]

Abstract

Pneumococcal carriage studies are important for vaccine introduction and treatment strate-

gies. Pneumococcal carriage rates estimated in this cohort study among children in a rural

community of northern India. Between August 2012 and August 2014, trained nurses made

weekly home visits to screen enrolled children aged <10 years for acute upper or lower

respiratory infections (AURI/ALRI) in Ballabgarh, Haryana. Nasal swab from infants aged

<1year and throat swab from children aged�1 year were collected. All specimens were cul-

tured for pneumococci; isolates were serotyped and subjected to antimicrobial susceptibility

testing. During the study period, 4348 nasal/throat swabs collected from children with clini-

cal features of ARI (836 ALRI, 2492 AURI) and from 1020 asymptomatic children. Overall

pneumococcal carriage was 5.1%, the highest carriage rate among children <1 year of age

(22.6%). The detection rates were higher among children with ARI (5.6%; 95% CI: 4.8–6.4)

than asymptomatic children (3.3%; 95% CI: 2.3–4.6). Among 220 pneumococcal isolates,

42 diverse serotypes were identified, with 6B/C (8.6%), 19A (7.2%), 19F (6.8%), 23F

(6.4%), 35A/B/C (6.4%), 15B (5%), 14 (4.5%) and 11A/C/D (3.2%) accounting for 50%.

Forty-five percent of the serotypes identified are included in the current formulation of 13-

valent pneumococcal conjugate vaccine. Ninety-six percent of isolates were resistant to co-

trimoxazole, 9% were resistant to erythromycin, and 10% had intermediate resistance to

penicillin with minimum inhibitory concentration ranges (0.125 to 1.5 μg/ml). Pneumococcal

detection was relatively low among children in our study community but demonstrated a

diverse range of serotypes and half of these serotypes would be covered by the current for-

mulation of 13-valent pneumococcal vaccine.

PLOS ONE

PLOS ONE | https://doi.org/10.1371/journal.pone.0246522 February 4, 2021 1 / 10

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a1111111111

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OPEN ACCESS

Citation: Kumar S, Purakayastha DR, Kapil A, Saha

S, Dawood FS, Das BK, et al. (2021) Carriage rates

and antimicrobial sensitivity of pneumococci in the

upper respiratory tract of children less than ten

years old, in a north Indian rural community. PLoS

ONE 16(2): e0246522. https://doi.org/10.1371/

journal.pone.0246522

Editor: Silvia Ricci, Meyer Children’s University

Hospital - University of Florence, ITALY

Received: August 15, 2020

Accepted: January 20, 2021

Published: February 4, 2021

Peer Review History: PLOS recognizes the

benefits of transparency in the peer review

process; therefore, we enable the publication of

all of the content of peer review and author

responses alongside final, published articles. The

editorial history of this article is available here:

https://doi.org/10.1371/journal.pone.0246522

Copyright: This is an open access article, free of all

copyright, and may be freely reproduced,

distributed, transmitted, modified, built upon, or

otherwise used by anyone for any lawful purpose.

The work is made available under the Creative

Commons CC0 public domain dedication.

Data Availability Statement: All relevant data are

within the paper and its Supporting information

files.

Introduction

According to the World Health Organization (WHO) and Maternal and Child Epidemiology

Estimates Group (MCEE), in 2015, India had the highest number of under-five deaths due to

acute respiratory infection (ARI) in the world [1, 2]. Although pneumococcal disease is vaccine

preventable, Streptococcus pneumoniae remains a major cause of acute lower respiratory infec-

tion (ALRI) in children, causing an estimated 294,000 under-five deaths [3]. Pneumococcal

disease is a major public health problem in India. Almost a quarter of global pneumococcal

cases and deaths occur in India [3, 4].

India introduced pneumococcal vaccine in selected high burden states in 2017 with plans to

roll out across the country to reduce the under-five mortality [5]. Pneumococcal carriage studies

are useful for monitoring circulating serotypes and the proportion that are covered by available

pneumococcal conjugate vaccines (PCV). Pre- and post-PCV introduction nasopharyngeal car-

riage prevalence and serotype distribution are also used as an indirect measure to assess vaccine

impact [6]. The introduction of pneumococcal vaccine is expected to reduce the incidence of

pneumococcal disease by reducing carriage rates of vaccine serotypes. However, in India, data

on pneumococcal carriage are sparse. Few multi-site hospital-based studies from India found

that serotypes 14, 1, 5, 19F and 6B were the most commonly identified serotypes in hospitalized

children aged<5 years with invasive pneumococcal disease and the current PCV13 vaccine may

provide serotype specific immunity against 74% of the serotypes causing invasive disease [7, 8].

Asian countries are unique with culture, society and somehow similar in lifestyle and over-

crowded population of these regions is probably the major reasons for pneumococcal trans-

mission. Pneumococcal distribution from Asian region countries, South Asian Pneumococcal

Alliance (SAPNA) and Asian Strategic Alliance for Pneumococcal Disease Prevention (ASAP)

reported circulating serotypes mostly involving in invasive pneumococcal disease [9]. Among

neighbouring countries Pakistan had started expanded programme of immunization for

PCV10 in 2012, with financial support of the Global Alliance for Vaccines and Immunisation

(GAVI) and after that conjugate vaccine PCV10 included in Bangladesh and PCV13 in Nepal

on 2015 [10].

As a part of the effort to reduce under-five deaths due to pneumonia, frontline health work-

ers in various low- and middle-income countries have been trained to treat pneumonia with

antimicrobials based on symptoms and signs using the Integrated Management of Childhood

Illnesses (IMCI) strategy [11]. However, emergence of antimicrobial resistance (AMR) to com-

monly used antibiotics like co-trimoxazole hampers effective prevention and treatment of

pneumonia [12, 13]. The data on AMR in India, especially for important pathogens such as S.

pneumoniae, are scanty. Data from different regions are needed to guide antibiotic treatment

strategies for children with pneumonia in India.

The present study was carried out to assess the carriage, serotypes and AMR of circulating

pneumococcal isolates among children aged<10 years living in rural northern India, prior to

pneumococcal vaccine introduction. As the concentration of pneumococcal carriage is known

to increase during acute upper respiratory infection (AURI), and acute lower respiratory infec-

tion (ALRI) [14, 15], and also compared carriage rates among children with clinical features

suggestive of AURI, ALRI and asymptomatic children.

Methods

Study population and specimen collection

From August 2012 to August 2014 children aged<10 years surveyed living in four villages of

Ballabgarh block in Faridabad district of the northern state of Haryana, India. This work was

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Funding: This study was funded under the

cooperative agreement between the All India

Institute of Medical Sciences, New Delhi, India and

Center for Disease Control and Prevention, Atlanta,

USA (U01-IP000492). Sambuddha Kumar, Debjani

Ram Purakayastha, Arti Kapil, Siddhartha Saha,

Fatimah S. Dawood, Bimal Kumar Das, Ritvik

Amarchand, Rakesh Kumar, Kathryn E. Lafond,

Anand Krishnan were all involved in the planning of

the study and development of the study protocols

and tools. Debjani Ram Purakayastha, Rakesh

Kumar, Ritvik Amarchand coordinated community-

based surveillance activities. Sambuddha Kumar,

Bimal Kumar Das and Arti Kapil performed the

bacteriological studies. Sambuddha Kumar,

Rakesh Kumar, Ritvik Amarchand and Siddhartha

Saha analyzed the data. Sambuddha Kumar, Arti

Kapil drafted the manuscript. Siddhartha Saha,

Seema Jain, Kathryn E. Lafond, Fatimah S.

Dawood, Anand Krishnan provided overall

supervision for the project activities. All the authors

have read and reviewed the manuscript.

Competing interests: No competing interest.

part of an ongoing cohort study on acute respiratory tract infections [16]. Briefly, trained

study staff visited all the enrolled children at their homes weekly for the detection of ARI case

defined as onset of at least one of the symptoms of cough, sore throat, rhinorrhea, shortness of

breath or earache/ear discharge in past 7 days. Children with any of these symptoms and signs

of tachypnea, stridor, chest in-drawing, lethargy, convulsions or unconsciousness were classi-

fied as acute lower respiratory infection (ALRI) using the age-appropriate Integrated Manage-

ment of Neonatal and Childhood Illness (IMNCI) [11] and Integrated Management of

Adolescent and Adult Illnesses (IMAI) guidelines [17]. Children with ARI without the signs

and symptoms of ALRI were classified as having acute upper respiratory infection (AURI).

Study nurses collected nasal swabs from infants aged<1year and throat swab from children

aged 1–10 years. Nurses also collected swabs from similar number (ALRI) of conveniently

selected asymptomatic children of similar age +/- 6 months from the same neighborhood with

no respiratory symptoms in past 2 weeks. In addition, also collected specimens from a sample

of AURI cases every day, as testing all samples was not possible because of limited resources.

By rotation, on each workday of the week, one of the project nurses collected specimens from

children with AURI detected in her designated surveillance area. As children were followed

weekly, it is possible that a child may be swabbed more than once during the same episode if it

lasts more than 7 days with worsening from AURI to ALRI. Swabs collected from children

were immediately put into 15 ml falcon tube containing STGG (skimmed milk, tryptone, glu-

cose, and glycerin) transport medium [18] and transported in an icebox per standard protocols

to the bacteriology laboratory [19], at the All India Institute of Medical Sciences (AIIMS), New

Delhi. In addition, separate nasal and throat swabs were also collected from each of these chil-

dren with AURI/ALRI and the asymptomatic children for testing viral pathogens. [16].

Laboratory methods

In the laboratory, specimens were vortexed to disperse organisms from the swab tip and cul-

tured on Columbia agar plate with 5% sheep blood (bioMerieux, ™ France), and incubated

overnight in a 5% CO2 incubator at 37˚C. Pneumococcal isolates based on morphological

structure of colony identified by α-hemolytic, microscopic observation, optochin susceptibility

and bile solubility as recommended by the World Health Organization Pneumococcal Car-

riage Working Group [19]. Performed Neufeld’s Quellung reaction for serotyping, using type-

specific omni sera, pool sera, group sera, type sera and factor sera of Statens Serum Institut

(SSI, Copenhagen, Denmark). Non-typeable isolates were further tested by PCR with fresh col-

onies of S. pneumoniae. DNA for PCR was extracted, using the QIAamp1DNA mini kit (Qia-

gen, Germany), according to the manufacturer’s instructions. Molecular confirmation for S.

pneumoniae isolates was performed using polymerase chain reaction (PCR) for the presence of

the conserved sequence for autolysin encoding gene lytA [20]. Oligonucleotide primers used

for 40 pneumococcal serotypes by conventional multiplex PCR method available on the CDC

website (https://www.cdc.gov/streplab/downloads/pcr-oligonucleotide-primers.pdf). The con-

dition for multiplex PCR was, 94˚C for 4 min, followed by 30 amplification cycles of 94˚C for

45 seconds, 54˚C for 45 seconds and 65˚C for 2 minutes and 30 seconds, while the annealing

temperature for individual PCR reaction was at 60˚C [20]. The PCR products were analyzed

by gel electrophoresis on 2% agarose gels.

Antimicrobial susceptibility testing conducted using antibiotic disc (Himedia Laboratories,

Mumbai ™, India), by Kirby-Bauer disc diffusion method, as per the Clinical and Laboratory

Standards Institute (CLSI) guidelines, for ceftriaxone, chloramphenicol, co-trimoxazole, eryth-

romycin, levofloxacin, oxacillin, penicillin, vancomycin [21]. American Type Cell Collection

(ATCC) 49619 of S. pneumoniae was used for a quality control test. Pneumococcal isolates that

PLOS ONE Pneumococcal serotype in rural Indian children

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were not susceptible to penicillin were further tested for minimum inhibitory concentration

(bioMerieux, ™ France) using ETEST1 strips [21].

Data management and analysis

Considered specimens as unit of analysis, collected specimens from a child if s/he had a new

case of ARI or had worsened from AURI to ALRI during the last seven days to detect new

infections. Therefore, the nurses could have collected specimens from same child more than

once; so analyzed the proportion of specimens positive for S. pneumoniae, counting multiple

specimens from the same child as discrete observations. (There was no child whose consecu-

tive weekly specimen tested positive for S. pneumoniae). Used MS Excel™ (Microsoft Office

2010) and Epi Info v3.5 (CDC, Atlanta, GA, USA) for data entry. Laboratory and clinical data-

sets were merged and analyzed using Stata 12SE (Stata Corp, College station, Texas, USA). To

calculate adjusted odds ratios, combined AURI and ALRI cases and used logistic regression to

compare pneumococcal detection in specimens collected from symptomatic (AURI/ALRI)

children compared to asymptomatic children, adjusting for age group, sex, month of detection

and co-detection of any other bacterial and viral pathogens.

Ethical clearance

The study was approved by the Institutional Ethics Committee (IEC) of AIIMS, New Delhi,

India. The institutional review board of the US Centers for Disease Control and Prevention

relied on the review of the IEC of AIIMS. Written informed consent was obtained from all

parents or guardians of enrolled children and assent was obtained from children aged�7

years.

Results

Study followed 3765 children weekly for two years and collected a total of 4348 upper respira-

tory specimens. During the two years, 3328 specimens collected from children with ARI

(including 836 ALRI and 2492 AURI) and 1020 specimen from asymptomatic children (Fig 1).

There were 162 specimens from 131 children which were collected within 14 days of last sam-

ple collection. Overall, of the 4348 specimens tested, and detected S. pneumoniae in 220 (5.1%,

95% CI: 4.4–5.8) specimens, including 186 (5.6%, 95% CI: 4.8–6.4) of 3328 specimens from

ARI cases (n = 3328) as shown in Table 1. Of these detections among ARI specimens, 118

(63.4%) were from AURI and 68 (36.6%) from ALRI. S. pneumoniae was detected more fre-

quently among children <1 year of age compared to older children, both among symptomatic

children (25.0%; 95% CI: 21.4–28.9�1 year, versus 1.9%; 95% CI 1.4–2.4 >1 year) and asymp-

tomatic children (15.2%; 95% CI: 10.2–21.5�1 year, versus 0.9%, 95% CI 0.4–1.8 >1 year).

Further, of 160 detections among infants aged<1 year, 51 (41 with ARI and 10 asymptomatic)

were among infants aged <6 months; the youngest age of carriage was 36 days which was in

an asymptomatic infant. There was no significant difference in S. pneumoniae detection

between boys and girls (S2 Table).

Among the children with S. pneumoniae detections, also detected Haemophilus influenzaetype b (17, 7.7%), and respiratory viruses including rhinovirus (30, 13.6%), RSV (10, 4.5%),

influenza (5, 2.3%), parainfluenza viruses (3, 1.4%), and metapneumovirus (1, 0.5%).

Using asymptomatic children as the reference group, found statistically significant associa-

tion between S. pneumoniae detection among children with AURI (adjusted OR: 2.6; 95%CI:

1.5–4.4; p = 0.000), and ALRI (adjusted OR: 2.0; 95% CI: 1.1–3.5; p = 0.116), when adjusted for

age groups, sex, co-detection of other bacterial or respiratory viral pathogen and month of

detection (S2 Table).

PLOS ONE Pneumococcal serotype in rural Indian children

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Identified 42 diverse pneumococcal serotypes among this rural cohort of children aged less

than 10 years. The ten most frequent serotypes were 6B/C, 19A, 19F, 23F, 35A/B/C, 15B, 14,

9V, 11A/C/D & 34/47; Combined, these accounted for 55% of the isolates (S1 Table). Ten iso-

lates (4.5%) were non-typeable. Serotypes included in the currently used pneumococcal vac-

cines (PCV-10, PCV-13 and Pneumococcal polysaccharide vaccine (PPV)-23) are shown in

Fig 2. We found that 45% of isolates had serotypes included in PCV-13, commonly used vac-

cine in India. The serotypes 35A/B/C, 15B, and 34/47, not included in PCV-13, were fre-

quently detected among children with AURI and ALRI but not among asymptomatic children

in this community.

Among 220 pneumococcal isolates, susceptibility was high to penicillin (90%; 95% CI:

85.0–94.0%), ceftriaxone (100%; 95% CI: 98.3–100%), vancomycin (99.5%; 95% CI:97.5–99.9),

Fig 1. Flow-chart of specimens (nasal/throat swab) collection in children less than ten years from a rural

community of north India.

https://doi.org/10.1371/journal.pone.0246522.g001

Table 1. Isolation of S. pneumoniae from nasal/throat swabs in children aged less than 10 years by age and symptom status in a rural community of north India

from 2012–14 (N = 4348 specimens).

Asymptomatic children Acute Respiratory Infection

No. of specimens tested S. pneumoniae No. of specimens tested S. pneumoniaeN % (95% CI) N % (95% CI)

0 to <1 year 171 26 15.2 (10.2–21.5) 536 134 25 (21.4–28.9)

1 to <2 years 320 6 1.9 (0.7–4.0) 602 16 2.7 (1.5–4.3)

2 to <5 years 488 2 0.4 (0–1.5) 1155 17 1.5 (0.9–2.3)

5 to <10 years 41 0 0.0 (0–8.6)� 1035 19 1.8 (1.1–2.9)

Total 1020 34 3.3 (2.3–4.6) 3328 186 5.6 (4.8–6.4)

� One sided 97.5% Confidence Interval (CI)

https://doi.org/10.1371/journal.pone.0246522.t001

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levofloxacin (97.7%; 95% CI 94.7–99.2%), chloramphenicol (97.3%; 95% CI 94.2–99.0), and

erythromycin(90.9%; 95% CI 86.3–94.3%), but low to co-trimoxazole (6.4%; 95% CI 3.5–

10.4%). There were nine (4%; 95% CI 1.9–7.6%) pneumococcal isolates that were multidrug-

resistant to three antibiotics, all of which were resistant to co-trimoxazole. The multi-drug

resistant serotypes were 7 F/A/B (n = 2), NT (n = 2), 11A/C/D, 19F, 33B/C/D, 9A/L, 9N. The

most common penicillin resistant serotypes were 14 (n = 4), NT (n = 4), followed by 15B, 19F,

23A and 11A/C/D each with two isolates and single isolate with serotype 6B/C, 9N, 10A/B,

11B/F, 13/28, 23A and 33B/C/D. Minimum inhibitory concentration ranges (0.125 to 1.5 μg/

ml) for penicillin non-susceptible isolates. Twenty out of 220 pneumococcal isolates were

erythromycin resistant, and most common serotypes were 7F/A/B (n = 6), 23F (n = 4) and 19F

(n = 2).

Discussion

The present study was carried out in a north Indian rural community, to determine the car-

riage and serotypes of S. pneumoniae isolated from the upper respiratory tracts of children

with ARI and asymptomatic children. Colonization with S. pneumoniae is considered a first

step to pneumococcal disease and nasopharyngeal carriage has been used as a surrogate for cir-

culating invasive strains in communities [22]. Similar to other studies, we found high pneumo-

coccal carriage among infants (<1 yr) [23–25], with the earliest detection in a 36-days old

infant. We found low overall carriage rates among children aged�1year in this community.

These finding might be explained by the high prevalence of antibiotic use, as seen in some

studies in rural northern India [26], or acquisition of cumulative immunity from multiple

exposures to various serotypes [27].

Prevalent serotypes in our study are different from those identified previously in this region

or in other parts of India. Five most frequent serotypes in current study were 6B/C, 19A, 19F,

23F and 35A/B/C representing >35% of serotypes found in this area during the study period.

A study from the region of northern India in 2007, children aged<3 years a pediatrics outpa-

tient clinic showed the pneumococcal carriage rate was 6.5% and frequent serogroups/types

were 1, 6, 14, and 19 [28]. While studies from southern India showed the most frequent ser-

ogroups/types among children were 19, 6, 15, 23, 9, 35 and 10 [23, 24], and children from the

eastern part of India showed different serogroups/types, 33, 8, 1, 19, 6 and 23 [25]. Neighbour-

ing countries like Bangladesh, Pakistan, Sri Lanka and Nepal had some common circulating

serotypes: 1, 5, 14, 19F, 19A, 23F and 6B [9]. The frequently observed serotypes, such as 14, 1,

Fig 2. Detection of serotypes of Streptococcus pneumoniae from upper respiratory tract of children aged<10

years in a rural community of northern India from 2012–14 (n = 220). ALRI: Acute Lower Respiratory Tract

Infection, AURI: Acute Upper Respiratory Tract Infection, PPV: Pneumococcal polysaccharide vaccine, PCV:

Pneumococcal conjugate vaccine.

https://doi.org/10.1371/journal.pone.0246522.g002

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5, 19F and 6B in some of the recent studies from India on invasive pneumococcal disease

among children <5 years old, were also detected in our study [7–9].

The antimicrobial susceptibility pattern of S. pneumoniae isolated in this cohort is similar

to that found in previous studies from India and elsewhere [29]. Antimicrobial resistance was

most common against co-trimoxazole, similar to the findings in previous studies from India

[13, 24, 25]. Asian Network for Surveillance of Resistant Pathogens (ANSORP) multi-coun-

tries collaborative work reported that pneumococcal isolation from India had the lowest resis-

tant to penicillin. A recent study [7] showed slightly increase in the number of penicillin non-

susceptible S. pneumoniae with 8% (n = 29). Our study showed high susceptibility to penicillin,

as found elsewhere in India [25], and unlike the high penicillin resistance observed in other

Asian countries like Thailand, Singapore, Hong-Kong had high resistance to penicillin 68%,

44% and 49%, respectively [9, 30]. In a global review, high rates of resistance against both peni-

cillin and erythromycin were reported in 6B, 6A, 9V, 14, 15A, 19F, 19A, and 23F [31]; how-

ever, in current study serotype 19F showed resistance against both the antibiotics. Two non-

vaccine serotypes 35A/B/C and 11A/C/D, found in this rural community and previously have

been shown to be associated with biofilm formation [32], which may be responsible for the

development of antibiotic resistance.

In this study, 45% of isolates were vaccine serotypes, while the remaining isolates were

either non-typable (10%) or non-vaccine type. The Government of India approved the intro-

duction of pneumococcal vaccine into the universal immunization programme (UIP) in 2017,

starting with high-burden states [5]. Our study area is not considered a high-burden area and

pneumococcal vaccine was not available in the area during this study. Therefore, our study

documents baseline rates of pneumococcal detection and circulating serotypes that can be

used to monitor the impact of pneumococcal vaccine introduction in the future. In other set-

tings, the introduction of mass immunizations has resulted in replacement of non-vaccine

serotypes in the community and reduction in the prevalence of drug resistant serotypes [31].

However, it is still unclear whether the replacement of serotypes is associated with invasive

pneumococcal disease.

One of the limitations of this study was collection of only upper respiratory tract specimens

for detection of S. pneumoniae, which makes it difficult to attribute any etiological role in

ARIs. This study was not originally designed to assess pneumococcal carriage. It leveraged a

community-based surveillance platform for viral pathogens among children [16]. Despite

these limitations, this study is one of few community-based pneumococcal carriage studies

among children in India and provides insights into the dynamics of circulating pneumococcal

serotypes in children 10 years of age and younger in rural India prior to the introduction of

pneumococcal vaccine.

Findings of current study can inform the national guidelines on antimicrobial use for pneu-

mococcal disease and provide critical information about baseline rates of S. pneumoniae car-

riage and circulating serotypes that can be used to measure the impact of vaccine introduction

if the national vaccination program is expanded. The difference in circulating serotypes seen

between our study and previous carriage studies suggests that such community-based carriage

studies can be used to better understand the prevalence of different pneumococcal serotypes in

India and the impact of vaccination.

Supporting information

S1 Data.

(XLSX)

PLOS ONE Pneumococcal serotype in rural Indian children

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S1 Table. Pneumococcal serotypes distribution among 220 isolates from children in rural

northern India, 2012–2014.

(PDF)

S2 Table. Multi-variate analysis of factors associated with detection of pneumococcus in

the upper respiratory specimens collected from children aged<10 years in rural north

India. AURI: Acute upper respiratory infection, ALRI: Acute lower respiratory infection, RSV:

Respiratory syncytial virus, HRV: Human rhinovirus, HMPV: Human metapneumovirus, PIV:

Parainfluenza virus, Hib: Haemophilus influenzae type b.

(PDF)

Acknowledgments

We are indebted to the villagers of the study area for their support and patience despite

repeated visits during the study. We are thankful to the study participants and the project staff

for their cooperation and support for this study. We express our profound gratitude to Dr

Renu Lal and Marc-Alain Widdowson from CDC, and Prof Shobha Broor from AIIMS, who

conceptualized this surveillance platform used for this study. We would like to express our spe-

cial thanks to Dr Srinivas Acharya Nanduri from Division of Bacterial Diseases, CDC for his

comments and suggestions for the manuscript.

Disclaimer: The findings and conclusions in this report are those of the authors and do not

necessarily represent the official position of CDC.

Conferences, where this study has been presented:

1stIMRP (International meeting on respiratory pathogens), 2–4 September 2015, Singapore

(Abstract no.-ASN0-211)

9th International symposium on pneumococci and pneumococcal diseases (ISPPD), 9–13

March 2014, Hyderabad, India (Abstract no. -ISPPD-0268)

Author Contributions

Conceptualization: Sambuddha Kumar, Arti Kapil, Siddhartha Saha, Bimal Kumar Das,

Seema Jain, Anand Krishnan.

Data curation: Sambuddha Kumar, Debjani Ram Purakayastha, Arti Kapil, Siddhartha Saha,

Ritvik Amarchand, Rakesh Kumar.

Formal analysis: Sambuddha Kumar, Siddhartha Saha, Ritvik Amarchand, Rakesh Kumar.

Funding acquisition: Siddhartha Saha, Kathryn E. Lafond, Seema Jain, Anand Krishnan.

Investigation: Sambuddha Kumar, Debjani Ram Purakayastha, Arti Kapil, Bimal Kumar Das,

Ritvik Amarchand, Rakesh Kumar, Anand Krishnan.

Methodology: Sambuddha Kumar, Debjani Ram Purakayastha, Arti Kapil.

Project administration: Debjani Ram Purakayastha, Arti Kapil, Siddhartha Saha, Fatimah S.

Dawood, Bimal Kumar Das, Ritvik Amarchand, Kathryn E. Lafond, Seema Jain, Anand

Krishnan.

Resources: Debjani Ram Purakayastha, Arti Kapil, Bimal Kumar Das, Ritvik Amarchand,

Rakesh Kumar, Anand Krishnan.

Software: Rakesh Kumar.

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Supervision: Arti Kapil, Siddhartha Saha, Fatimah S. Dawood, Bimal Kumar Das, Kathryn E.

Lafond, Seema Jain, Anand Krishnan.

Validation: Ritvik Amarchand, Anand Krishnan.

Visualization: Arti Kapil, Bimal Kumar Das, Kathryn E. Lafond, Seema Jain, Anand

Krishnan.

Writing – original draft: Sambuddha Kumar, Arti Kapil, Bimal Kumar Das.

Writing – review & editing: Sambuddha Kumar, Debjani Ram Purakayastha, Arti Kapil, Sid-

dhartha Saha, Fatimah S. Dawood, Bimal Kumar Das, Ritvik Amarchand, Rakesh Kumar,

Kathryn E. Lafond, Seema Jain, Anand Krishnan.

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