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Assessment of short-term exposure to an ultrasonic rodent repellent device 3
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Astrid van Wieringen1 and Christ Glorieux2 5
KU Leuven – University of Leuven, 1Department of Neurosciences, Experimental ORL & 6
2Laboratory of Acoustics, Division of Soft Matter and Biophysics, Department of Physics and 7
Astronomy, KU Leuven, Celestijnenlaan 200D , B-3001 Heverlee, Belgium 8
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Conflict of interest: this study was carried out for the Belgian Federal Public Service, Health 12
Food chain safety and Environment (no DG5/PB_PP/IVC/13026) 13
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Keywords: ultrasound exposure; auditory sensitivity; spectral properties; adverse factors 16
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ABSTRACT 17
The objectives of the present study were to investigate the acoustical properties of the very 18
high frequencies and/or ultrasound signals produced by a repellent device and to investigate 19
potential adverse factors as a result of short-term exposure to these signals. Potential adverse 20
effects were evaluated perceptually with 25 young and 25 middle-aged persons, all with normal 21
hearing thresholds, in a quiet room using different outcome measures, including a 15-item 22
survey presented before and immediately after each condition. Spectral analyses showed that, 23
besides emitting frequency modulated sounds in the expected frequency ranges, a faint but 24
audible sound in the 4-5 kHz range was present. On average, relatively short exposure to the 25
sound produced by a repellent device did not lead to significant adverse effects. Yet, when the 26
signal was perceived, as it was frequently for the younger population at the two lower 27
frequencies settings (12-14 kHz, 25-25 kHz) and with 2 sources emitting, it was considered to 28
be disturbing by several participants. Given the increasing usage of ultrasonic devices as well 29
as the much longer exposure of high frequency and ultrasound in domestic usage, careful 30
consideration and better guidelines are required, especially for those who are most sensitive to 31
sound. 32
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36
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I. INTRODUCTION 37
Pest repellent devices are often purchased for deterring birds, rodents and insects by emitting 38
high-frequency sounds (Aflitto and DeGomez, 2014). Dependent on the setting of the device, 39
the frequency of the sound ranges from 8 kHz to 40 kHz, with the frequency range up to 17.8 40
kHz termed ‘very high frequency sound’ (VHFS) and above 17.8 kHz onwards termed 41
‘ultrasound sound’ (US) (Leighton, 2007, 2016, 2017). Exposure to VHFS/US emitted by 42
public address systems, repellent devices, automatic doors, etc., is common, but it has not been 43
accompanied by research on potential harm or disturbance for adults and children. Undesirable 44
effects are mainly reported for high exposure levels, i.e. higher than 100 dB SPL for industrial 45
ultrasonic sources (e.g. Acton and Carson, 1967; Ahmadi et al., 2012; Smagowska and 46
Pawlaczyk-Łuszczyńska, 2013). Ueda et al. (2014a, 2014b) have been among the few to 47
measure the ultrasonic field produced by a single rodent repellent device in a public space. The 48
sound pressure of the 19-20 kHz sound was around 130 dB re 20 µPa right under the sound 49
source and still 90 dB re 20 µPa or more at 14 m distance, thereby dissipating a high sound 50
pressure level over a wide area. In parallel with these measurements, a survey was filled out by 51
all participants. The survey showed that a 100% of respondents (aged 20-50 yrs) could hear the 52
sound and that 89% of those indicated they could hear it clearly. Several persons experienced 53
‘pain in the ear’, ‘restlesness’, and few experienced nausea and dizziness. 54
The human auditory system is very sensitive to sound: a healthy young person can hear 55
sound frequencies between approximately 20 Hz to 20 kHz (Durrant and Lovrinic, 1984). The 56
upper frequency limit of hearing decreases with age, but can still be relatively high, as was 57
recently reported by Jilek et al. (2014) and by Rodriguez et al. (2014). Young persons (19-58
29 yrs) can perceive a 20 kHz tone if it is presented at 100 dB SPL, while middle-aged persons 59
(50-60 yrs) would only be able to detect a 16 or 18 kHz tone at the same sound pressure level. 60
For more common sound pressure levels, i.e. between 60-70 dB SPL, healthy middle-aged 61
4
persons perceive up to about 14 kHz. It is well known that auditory sensitivity can vary 62
considerably in normal hearing persons and that some adults and children have significantly 63
better hearing thresholds than expected by their age range. However, very little is known about 64
exposure to ultrasound on hearing sensitivity. A recent study reported that exposure to 65
ultrasound (between 20-40 kHz) damages hearing in the frequency range between 9-18 kHz. 66
Damage may already appear after less than five years of exposure, and may be accompanied 67
by other problems such as tinnitus (Maccà et al., 2015). Several studies focus on exposure in 68
industrial settings (e.g. Grzesik and Pluta, 1986). It is not clear, however, whether public 69
address systems and/or repellent devices are less harmful, just because they emit sound within 70
permitted sound level ranges. Following several complaints by the public and an objective 71
evaluation (AIB-Vinçotte, 2011), the Federal Public service in Belgium for Health, Food chain 72
safety and Environment commissioned a two-part study in order to inform advice regarding 73
the potential nuisance caused by a repellent device. The main aims of the study were to 74
characterize the acoustical properties produced by a KEMO ultrasonic repellent device (type 75
M175-02-18) and to investigate possible undesirable effects caused by short-term exposure to 76
it. Analyses were carried out for levels of exposure lower than 100 dB SPL, following 77
prescriptions of the specifications sheet. The device has 10 different settings with center 78
frequencies between 8 kHz and 43 kHz. According to the producer, the most effective 79
frequency range lies between 10-12 kHz for birds, between 20-30 kHz for rodents, and between 80
30-40 kHz for insects. Three of the frequency settings were evaluated, with nominal frequency 81
ranges 12-14 kHz, 25-28 kHz and 35-41 kHz, corresponding to settings 5, 8, 9 of the device, 82
respectively. The device came with two loudspeaker settings to boost the sound pressure level 83
over an extended area, 1) with an internal loudspeaker (source 1), and 2) with an external 84
loudspeaker (source 1+2). It was expected that potential undesirable effects would appear more 85
prominently for persons with normal hearing (as described in ISO-389-8 (2004) and ISO 389-86
5
5 (2006)) than for those with (high frequency) hearing impairment. Moreover, due to declining 87
hearing sensitivity with increasing age, potential adverse effects were expected to be more 88
pronounced for young than for middle-aged persons. Measurements were carried out in a very 89
quiet environment, which is expected to provoke more undesirable effects than a more 90
realistic/nosier outdoor scenario. A more realistic environment could potentially mask the 91
target signal. 92
First, the sound pressure levels of the Kemo-device, type M175-02-18, without and with the 93
external L020 loudspeaker, were determined for frequencies ranging between 20 Hz and 46 94
kHz (Experiment 1). Moreover, we investigated the influence of the positioning of the device 95
on sound propagation, its directivity, the shadowing effect of the human head, and the 96
contribution of reflections by concrete or soil covered by grass to the total sound pressure level. 97
Second, a perceptual evaluation of the different sound conditions was carried out in young and 98
middle-aged persons, all with normal hearing thresholds between 125 Hz and 8 kHz 99
(Experiment 2). The study was approved by the Medical Ethical Committee of the University 100
Hospital Leuven (B322201318943). 101
102
II. EXPERIMENT 1: Characterization of very high frequency sound (VHFS) and 103 ultrasound (US) 104
A. Settings 105
The frequency range of the Kemo device could be set by a dial connected to a potentiometer. 106
An indicator on the dial pointed to a scale from 0 to 10. A rough numerical indication of the 107
corresponding VHFS/US frequency range was provided by the specification sheet. Since the 108
rotation of the dial was continuous, its position is subject to frequency variations, typically in 109
the order of 1 kHz compared to the values listed in the specifications sheet. 110
6
In order to ensure reproducibility of the frequency range during all conditions, and to allow 111
switching the device settings by the operator inaudibly and invisibly for the test person, the 112
original potentiometer was replaced by a circuit containing 3 analogous potentiometers These 113
could be selected remotely by means of an electronically controlled switch with 3 positions. 114
The potentiometers were set to reproduce dial positions 5 (nominal frequency range 12–115
14 kHz), 8 (frequency range 25–28 kHz) and 9 (frequency range 35–41 kHz). The sound 116
pressure levels of the device were determined for these 3 positions, without and with activation 117
of the additional L020 loudspeaker, resulting in 6 scenarios. 118
119
B. Semi-anechoic rooms and equipment 120
The characterization of the sound produced by the Kemo device was performed in a semi-121
anechoic measurement room, mimicking free-field conditions. The background noise level in 122
this semi-anechoic room was less than 0 dB SPL. Exposure tests were performed in a larger 123
semi-anechoic room, which was better adapted to host people comfortably. In this room the 124
average background sound pressure level was 21.5 dBA. In both rooms the total sound pressure 125
level in the frequency range covering the VHFS/US emission band was dominated by the sound 126
field of the device, except when the device was switched off. 127
For the objective characterization of exposure conditions evaluated perceptually in Experiment 128
2, the Kemo-device and the L020 loudspeaker were placed at 6.5 m from the measurement-129
device and about 3.8 m apart from each other. 130
In order to determine absolute sound pressure levels and signal spectra (linear and in 1/3 131
octave-bands between 20 Hz and 46000 Hz), the following equipment was used: 132
7
A calibrated condenser 1/8” microphone B&K type 4138 (flatness of 1 dB between 20 Hz and 133
50000 Hz). It was factory calibrated by the supplier, Brüel and Kjaer, and the calibration was 134
taken from the B&K calibration chart. 135
A B&K measurement amplifier type 2606 (bandwidth 200 kHz) 136
A Roland Studio Capture audio interface (sampling frequency 96 kHz, 24 bits, -90 dBu noise 137
level) 138
B&K dual channel real-time frequency analyzer type 2144 for calibration and noise-level 139
performance of the measurement chain up to 20 kHz) 140
DANAK Calibrated B&K pistophone-calibrator as level-reference at 250 Hz. 141
B&K 4231 1 kHz, 94 dB SPL calibrator for reference calibration. 142
C. Spectral content of the very high frequencies and ultrasounds 143
In addition to the absolute sound pressure levels, we also investigated the spectral content of 144
the sound. Inspection of the spectra and spectrograms (Figure 1) revealed a strong tonal 145
character with peaks in the ranges 12-14 kHz (setting 5), 25-28 kHz (setting 8) and 35-41 kHz 146
(setting 9), and with smaller peaks around the harmonics (harmonic multiples of the 147
fundamental frequency). These ranges are somewhat different from the ones in the producer’s 148
specification sheet, which mentions ca. 26-30 kHz and ca. 38-43 kHz for settings 8 and 9, 149
respectively. For settings 5, 8, 9 the frequency of the main peak was modulated between 12-150
14 kHz, 25-28 kHz and 35-41 kHz, respectively, at a modulation rate of about 2 Hz. Given the 151
slow modulation, the character of the sounds was tonal on a short time scale, with a well-152
defined spectral peak. The long-term averaged spectra contained bands within the ranges 153
mentioned before. 154
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155
Fig. 1. Fourier spectra (left) and spectrograms (right) of Kemo-generated 5.28 sec (ultra)sound, 156
in nominal settings 12-14 kHz, 25-28 kHz and 35-41 kHz, sampled at 96 kHz. The frequency 157
modulation period is 0.44 sec. The arrows in the spectrograms point to a faint peak in the 158
audible frequency range between 4.2 kHz and 5.8 kHz. In order to make the spectra levels 159
intuitive to interpret, the spectra were normalized so that the average peak levels corresponds 160
with the total sound pressure level of the energy in the emission band 161
162
These properties were audible when listening to recordings played at a lower sampling 163
frequency. Interestingly, in addition to the high frequency content, spectral analysis shows the 164
presence of a faint but distinct spectral content at frequencies well within the normal range of 165
human hearing i.e. between 4 kHz and 5 kHz, in the audible part of the spectrum. It was verified 166
9
by the experimenters that this 4-5 kHz sound component, whose existence is not mentioned in 167
the device specifications and is probably unintentionally produced by device, was always 168
present, albeit fluctuating in frequency and magnitude. 169
170
D. Sound pressure levels 171 172
For each scenario of interest, a recording was made and analysed spectrally. In order to scale 173
the amplitude of the signals and spectra, a reference wave file was recorded while placing the 174
microphone in a 1 kHz, 94 dB SPL calibrator, using the same settings for the hardware and the 175
data processing. For some of the measurements, the energy of the broadband electronic 176
background noise, cumulated over the whole frequency range, was not negligible compared to 177
the energy in the (ultra)sound emission band. Therefore, the level of the VHFS/US was 178
determined by only integrating the spectral energy within the frequency window at which the 179
device was emitting. In this way, possible contributions of the background noise to the 180
determined sound pressure level were discarded. Two approaches were taken to determine the 181
sound pressure level experienced by the test persons during exposure sessions. In the first 182
approach, the measurement microphone was positioned at 6.5 m from the loudspeaker(s), i.e. 183
at 0.5 m within the distance used during the perceptual tests. In the second approach, which 184
was done to verify the values of the first one, the sound pressure level was determined at 1 185
meter from the source to obtain a better signal to noise ratio (the noise being mainly of 186
electronic nature). Assuming far-field conditions in a point source approximation (which is 187
valid for distances much larger than the loudspeaker diameter D=6 cm and the wavelength 188
(between 1 cm and 3 cm), Kino, 2000, ch. 3, p 165), the sound pressure level at 6.5 m along 189
the axis perpendicular to the loudspeaker membrane was calculated from the one at 1 m by 190
applying a geometrical reduction factor 191
10
10
6.5R 20log 16.3 dB
1
, and a frequency dependent atmospheric absorption factor, 192
which was taken to be 193
2
fA 0.002 dB/m x 6.5 m-1 m
1000 Hz
, with f the frequency. 194
Since, in reality, ultrasound attenuation is strongly temperature and humidity dependent (ISO 195
9613-1, Harris, 1966) the latter equation only yields a rough approximation of the real value. 196
Table 1 lists the sound pressure values for the different conditions. Overall, the values of the 197
approaches were consistent within the experimental uncertainty, provided one takes into 198
account inaccuracies of the geometrical attenuation model (ideal point source), of the 199
atmospheric absorption model (simplified frequency dependence, and neglecting humidity and 200
temperature effects), and of spurious contributions of electronic noise. The difference between 201
the values obtained by the two approaches was highest for setting 5. This could be a 202
consequence of the contribution of reflections by the concrete floor of the laboratory, whose 203
impact of coherence is expected to be higher at lower frequencies. Such a situation with fairly 204
coherent sources, can lead to interference between the sound waves impinging on a person's 205
body and the respective reflected waves, with an increase of up to 6 dB, or a (partial) 206
cancellation. Therefore, we made sure that the subject’s head orientations were the same for 207
the different conditions during the perceptual experiment (Experiment 2). 208
209
Table 1. Average sound pressure levels and standard deviations (SPL x) of the Kemo-device 210
type M175-02-18 in different scenarios. The table lists the FM emission range, number of 211
sources (nr srces), the SPL at 1 meter, calibrated with a 1k Hz tone at 94 dB, the air attenuation 212
11
correction (AAC), the extrapolated values at 6.5 m, including the geometrical and attenuation 213
correction, and the values determined at 6.5 m from the source(s). 214
FM emission range
(device setting)
Nr
srces
dB SPL at
1 meter
AAC Extrapolated
values
6.5 m from
the srces
12-14 kHz (setting 5) 1 802 -1.7 62 3 67 2
1+2 802 -1.7 62 3 70 2
25 -28 kHz (setting 8) 1 762 -6.9 53 2 57 2
1+2 812 -6.9 58 2 62 2
35- 41 kHz (setting 9) 1 752 -13.5 46 2 45 1
1+2 782 -13.5 49 2 49 1
215
The sound pressure levels for 2 sources listed in Table 1 were, on average, 0 dB to 5 dB higher 216
than for 1 source. For non-coherent sounds, we expect, for 2 equal sources at the same distance 217
to the receiver, an increase of 3 dB. In the Kemo device, the sounds had a narrowband character 218
with a relatively slow frequency modulation cycle duration of 0.44 sec. This condition, with 219
fairly coherent sources, can lead to interference between the sound wave impinging on a 220
person's body and the respective reflected wave, with, as in the case of floor reflections, in an 221
increase up to 6 dB, or a (partial) cancellation. 222
E. Parameters influencing the sound pressure levels at the listening position 223
In addition to the scenarios described above, we also determined sound levels emitted from the 224
repellent device for intermediate distances between source(s) and the measurement/listening-225
12
position. As mentioned above, due to the increasing geometrical expansion of the wave front 226
with increasing distance from the source, the sound pressure level decreased with increasing 227
distance. In the approximation of a point source, the wave fronts were spherical and the sound 228
pressure amplitude decreased inversely proportional with distance, resulting in a decrease of 229
6 dB per doubling of the distance or 20 dB per tenfold distance. The additional attenuation of 230
sound waves by air-dissipation resulted in an additional decline of 0.3 dB/m, 1.3 dB/m and 231
2.5 dB/m, respectively for 12-14 kHz, 25-28 kHz and 35-41 kHz, respectively. For a source-232
distance of 6.5 m, this amounted to 2.0 dB, 8.5 dB and 16.3 dB for the same frequencies, 233
respectively. The increasing attenuation with increasing frequency explains the sound level 234
values of Table 1 at 6.5 m distance for the higher frequencies. 235
236
Since the dimensions of the Kemo device were larger than the wavelengths of the 3 frequency 237
settings for the frequencies under test, their radiation pattern was not isotropic. The sound was 238
emitted most efficiently (up to 25 dB stronger) in the direction along the speaker membrane 239
axis. The directivity of the source for the setting 5, with emission in the 12-14 kHz range, is 240
shown in Figure 2. Most of the sound energy was radiated within a solid angle of 60°-80°. 241
During the exposure tests, the device membrane pointed towards the test person (00 in Figure 242
2). 243
244
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245
Fig. 2. Dependence of the relative sound pressure level in dB (measured at 5m from the Kemo 246
device), with respect to the level in the direction along the connecting line between the source 247
and the measurement location (00: front of the source pointed to the measurement location) for 248
setting 5: 12-14 kHz. 249
250
Sound pressure levels were also measured with a microphone of a Head Measurement System 251
(HMS, Head Acoustics) dummy head at about 1 cm of the opening of the ear canal, in order 252
to assess the acoustical head shadow effect. The (symmetrical) pinna and orientation of the 253
head with respect to the connecting line between the head and the source influence the 254
effective sound level. The artificial head was rotated in the horizontal equator plane of the 255
source. A distinct increase of the level was determined when the microphone at the ear canal 256
was positioned in the direction of the source, compared to the level for the diametrical position, 257
on the other side of the artificial head. As expected, diffraction around the head declined, i.e. 258
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acoustical shadowing increased, with increasing frequency: the front-back ratio was about 259
10 dB at setting 5 and 20 dB at setting 8. In experiment 2 the forehead of the test persons was 260
pointed towards the source, with the left- and right ear at 90° and 270°, respectively. 261
262
We also noticed that, with the microphone being positioned at 1-5 cm from the artificial head, 263
interference effects occurred due to the coherent, tonal character of the sound. Subtle details in 264
head orientation and distance between the microphone and the head determine whether the 265
combination of incoming waves and sound waves reflected off the head-surface, resulted in 266
full or partially destructive or constructive interference. Together with interference, due to 267
reflections from the floor and (in some cases) the presence of two sources, this induced 268
variations amounted up to 10 dB for positional changes of the order of magnitude of the 269
acoustic wavelength (±1 cm). 270
271
F. Reflections in real-life conditions 272
Besides reaching a person via the shortest possible route (direct sound wave component), the 273
sound of a source also reaches the person through reflections by objects in the surroundings. 274
In a reverberant space, this can lead to substantial enhancement of the sound pressure level(s). 275
If the Kemo device is placed outdoors, the reflection of the ground may might change the sound 276
pressure level. In case of a concrete floor, the reflection coefficient approaches 100%. In order 277
to assess the effect of reflections in a garden setting, we also determined the high frequency 278
sound reflection coefficient of a soil covered by grass. A setup was built in which broadband 279
sound (5-50 kHz) was generated by a homemade spark source, reaching the microphone 280
directly and via reflection off a slab of soil covered by grass. The spark source and microphone 281
were placed at about 13 cm above the soil covered by grass and about 30 cm from each other. 282
By analyzing the spectrum of the reflected and direct wave packet and by taking into account 283
15
the travelled distance, the reflection coefficient of the soil covered by grass was about 25% 284
across the whole frequency range of interest (12 kHz-41 kHz). The potential increase in sound 285
pressure level due to reflection off a grass surface was therefore limited to a maximum 286
amplification of 20log10(1+0.25) = 2 dB (potential increase in case of constructive 287
interference, and neglecting the path length difference between the direct wave and the 288
reflected wave). In the case of a hard concrete soil, the ultimate increase would be between 289
20log10 (1+1) = 6 dB (in the case of coherent sound), and 10log10 (1+1) = 3 dB (in the case of 290
incoherent sound). It is also possible that a (partial) cancellation occurs. 291
292
III. EXPERIMENT 2: Perception of VHFS/US 293
Potentially adverse factors due to short-term exposure to the VHFS/US produced by the 294
ultrasonic repellent from KEMO, type M175-02-18 were investigated perceptually for the two 295
different loudspeaker settings (source 1, and with the external loudspeaker, source 1+2). The 296
addition of the external loudspeaker resulted in an increase of 3 dB (Table 1). This corresponds 297
to the change of level when spatially averaging the acoustic energy over sites of constructive 298
(+6 dB) and destructive (cancellation) interference (separated ½ wavelength apart in the order 299
of a couple of mm). The two sources were mounted at a height of 2.40 m on two pillars in the 300
corners of a semi-anechoic room, with their front surface pointing towards the listener. The 301
distance between the two pillars was 4.6 m. Both sources were positioned at 6.5 m from the 302
subject, in accordance with the specification sheet. The sound pressure levels were measured 303
and cross-validated with the other measurements (Experiment 1) and found to be consistent 304
within ± 2 dB. The participants were seated behind a table, while the test leader controlled the 305
conditions outside of the room. Three frequencies * 2 sources + 2 dummy conditions were 306
presented in random order. 307
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308
A.High frequency audiometry 309
Hearing thresholds were determined separately of the left and right ear for frequencies between 310
1 kHz and 16 kHz to ensure normal hearing. This was done using a portable high frequency 311
audiometer (Orbiter 922 version 2, Madsen Electronics) and a Sennheiser HDA200 312
circumaural headphone. The equipment was calibrated according to the manufacturer’s 313
recommendations and ISO 389-5 (2006). 314
315
B. Custom-made Survey 316
A 15-item survey was designed on the basis of the most likely complaints reported by persons 317
and/or by the literature (Acton and Carson, 1967; Lawton, 2001; Maccà et al., 2014). 318
Participants responded to yes/no or open questions and they rated their level of agreement or 319
disagreement on a symmetric 5-point agree (=1) to disagree (=5) scale for a series of 320
statements. This Likert-type rating method is one of the most widely used approaches to scale 321
responses (Burn and Burns, 2008). Prior to testing the participants replied to a few general 322
questions concerning gender, date of birth, and medical history with regard to hearing and 323
vestibular function. Moreover, they had to indicate whether they had experience with ultrasonic 324
repellents (yes/no). Subsequently, they responded to items 1 and 2 of the survey concerning 325
sensitivity to loud and high sounds (see appendix). 326
After exposure to each of the 8 conditions, the participants were requested to respond to items 327
3-15 of the survey. These items referred to audibility of the exposure (yes/no), experience of 328
the sound (nice, neutral, unpleasant, very unpleasant), acclimatization to the sound? (yes - I 329
don’t know- no), and description of the sound. Subsequently, the subject responded to items 330
4-15 on a Likert scale. 331
17
332
C. Participants 333
Participants included young adults, between 18 and 25 yrs old (12 male, 13 female), and 334
middle-aged persons (between 46 and 58 yrs, 11 male, 14 female). They were recruited through 335
personal contacts, flyers, the Federal Public service Health intranet and Facebook page. In 336
order to qualify for participation their hearing thresholds had to be < 25 dB HL on octave 337
frequencies between 125 Hz and 8000 Hz. Approximately two-thirds of the initially screened 338
middle-aged persons did not qualify for further testing. We expected persons with excellent 339
hearing thresholds to be most sensitive to the VHF/US sound emitted by a repellent device. In 340
general, young persons have better hearing than older ones (ISO 7029, 2000). However, to 341
avoid hearing loss as a confounding factor, we intentionally recruited persons with good 342
hearing acuity in both age groups. 343
Participants signed an informed consent. They were paid 30€ for approximately 4 hours in 344
total. Data were analyzed anonymously. 345
346
D. Protocol 347
The protocol consisted of 3 parts: pre-exposure, exposure and post exposure. 348
Pre-exposure: Thresholds for high frequency sinusoids were obtained before commencing the 349
perceptual experiment, and participants responded to items 4-14 of the survey in order to have 350
a baseline. 351
Exposure: the subjects were exposed to 8 experimental conditions in random order: 3 352
frequencies x 2 loudspeaker settings + 2 dummy conditions (= no signal). Each condition lasted 353
20 minutes. During exposure the subject was allowed to read or use a tablet. 354
18
Post exposure: Immediately after each 20-minute exposure, each participant was required to 355
respond to items 3-15-of the survey. Pure tone thresholds were only determined before 356
exposure, mainly because the step size/error of the audiometer is in the order of 5 dB. 357
Moreover, a pilot test with 3 participants showed no significant pre-post difference in hearing 358
sensitivity. 359
360
E. Audibility of high frequency sounds 361
Figure 3a displays the average threshold values in the normal frequency range for young and 362
middle-aged participants, separately. Although the threshold values were significantly lower 363
for the middle-age participants than for the younger ones (t-test, p < 0.001), they were within 364
the ISO norm of normal hearing (between 0 and 20 dB HL). 365
366
Fig. 3. Left: Average hearing thresholds of the young and middle-age participants in the 367
normal/speech frequency range between 1 and 8 kHz. Right: Average hearing thresholds of the 368
younger and middle-aged participants for 10 kHz, 12.5 kHz, and 16 kHz. Data are given in 369
terms of dB SPL. 370
371
19
372
Average threshold values in the high frequency region (> 10 kHz) are plotted in Figure 3b in 373
terms of dB SPL (not dB HL) in order to compare with the sound pressure levels listed in Table 374
1 and with the literature. In accordance with data of Rodriguez et al. (2014) the younger 375
participants could perceive the pure tone clearly at 16 kHz (60 dB SPL). However, the middle-376
aged participants required, on average, at least 100 dB SPL to ‘just’ perceive this frequency. 377
Moreover, ten participants could not perceive this frequency at all. 378
379
380
F. Discrepancy between threshold values and self-report from the survey 381 382
Unexpectedly, an audible sound component was perceived by all the young persons and by 383
63% of the middle-aged participants (item 3 of survey, reported in Table 2). This was the case 384
even when the (in principle) inaudible ultrasound in setting 8 (25-28 kHz frequency range) was 385
emitted through two sources (approximately 65 dB SPL, Table 1). With only 1 source active, 386
approximately 30% of the young and middle-aged participants reported that they heard a signal. 387
At the highest frequency, nearly 50% of both age groups reported that they perceived a signal 388
when two sound sources were on. Most persons, including those experimenters who perceived 389
it, described this signal as a high frequency varying chirp (‘cricket’), more faint with 1 source 390
than with 2 sources, but still ‘distressing’ or ‘very distressing’. In the middle-frequency range 391
the sound was described as a faint intermittent chirp sound, more neutral and only disturbing 392
for four young participants and five middle-aged participants with two sources. With 1 source 393
on, the sound was described as neutral. In the high frequency region those who reported hearing 394
the signal (= mostly with 2 sources) described the sound as a neutral soft buzzing sound, only 395
20
disturbing to 1 person in the middle-aged group. Given that 65 dB SPL at about 25-28 kHz is 396
below hearing threshold, we suspect that the test persons did not hear the 25-28 kHz sound 397
component, but the faint signal component in the 4 kHz-5 kHz range that was discussed before. 398
The level of this faint sound is within the audible range of hearing for most young and several 399
middle-aged persons. 400
401
Table 2. Percentage of participants who reported that they had heard a signal (item 3 of survey). 402
Nominal frequency range
/setting
18-25 yrs
Source 1
18-25 yrs
Source 1 + 2
46-58 yrs
Source 1
46-58 yrs
Source 1 + 2
12-14 kHz /setting 5 100 100 100 92
25 -28 kHz /setting 8 24 100 36 63
35- 41 kHz /setting 9 8 48 12 48
No signal/dummy 4 4 0 20
403
G. Potentially undesirable effects 404
The main aim of this study was to determine possible undesirable effects after exposure to high 405
frequency (ultra) sound produced by the product under investigation. Tables 3 and 4 present 406
the average Likert scores (and standard deviations) for the 12 items (4-15) for 25 young and 407
middle-aged participants, respectively. Values are listed separately for the pre-exposure 408
condition, the 3 frequencies x 1 or 2 sources and 2 dummy conditions. Since most values were 409
below 2, it was concluded that, on average, very little to no undesirable effects were 410
experienced in the different conditions. Paired t-tests were performed between the pre- and post 411
scores for items 4-15, for each of the 8 testing conditions separately, and for the young and 412
middle-aged persons separately. After correcting for multiple comparisons (using the false 413
21
discovery rate correction) only 2 items appeared significant (p<0.01) at the lowest frequency 414
setting (12-14 kHz) with 2 sources, and only with the young adult participants. These two are 415
marked by an asterisk in Table 3 and refer to item 5 (‘I have a headache’), and item 7 (‘I have 416
pain in my ears’). The younger, not the older, participants also reported that they felt that they 417
could not concentrate well during exposure of the lowest frequency, with 1 and 2 sources (item 418
15 of survey). 419
Three middle-aged participants specifically volunteered to participate because of undesirable 420
effects during exposure of an ultrasonic repellent in their home environment (neighboring 421
property). Their responses did not differ from the average data. 422
423
Table 3. Average Likert score of 25 young participants, per item, with standard deviation 424
between brackets. This is for the pre exposure condition (PRE), 3 exposure frequencies, with 425
either 1 or 2 sources (src(s)), and the two dummy (DUM) conditions. The Likert score varies 426
between 1 (= absolutely not) and 5 (very severe). Items significant from pre-exposure condition 427
are marked in bold. 428
PRE 12-14
kHz
1 src
25-28
kHz
1 src
35-41
kHz
1 src
12-14
kHz
2 srcs
25-28
kHz
2 srcs
35-41
kHz
2 srcs
DUM DUM
I feel nauseous 1.0(0.2) 1.2(0.5) 1.1(0.3) 1.0(0) 1.1(0.3) 1.0(0.2) 1.0(0.2) 1.1(0.3) 1.1(0.3)
I have a headache 1.2(0.5) 1.7 (1.0) 1.3(0.7) 1.3(0.7) 1.5(0.8) 1.3(0.7) 1.2(0.5) 1.3(0.7) 1.4(0.8)
I am dizzy 1.0(0) 1.1 (0.3) 1.0(0.2) 1.0(0.2) 1.0(0) 1.0 (0) 1.0 (0) 1.0 (0) 1.0 (0)
Pressing feeling ears 1.2(0.4) 1.4(0.6) 1.2(0.4) 1.1(0.3) 1.4(0.8 1.2(0.4) 1.2(0.5) 1.1(0.3) 1.2(0.6)
Pain in my ears 1.0(0.2) 1.4 (1.0) 1.2(0.5) 1.1(0.4) 1.5(0.8) 1.1(0.6) 1.1(0.4) 1.2(0.5) 1.2(0.6)
I have tinnitus 1.0(0) 1.5 (0.8) 1.0(0.2) 1.1(0.3) 1.4(0.8) 1.0(0.2) 1.0(0.2) 1.0(0.2) 1.1(0.3)
22
I feel tense 1.4(0.6) 1.1(0.3) 1.0(0) 1.0(0) 1.3(0.7) 1.0(0.2) 1.0(0) 1.0(0) 1.1(0.3)
I feel tired 1.8(0.8) 1.8 (0.7) 1.8(0.8) 1.7(0.7) 1.7(0.8) 1.7(0.7) 1.9(0.7) 1.8(0.6) 1.9(0.7)
I feel warm. 1.6(0.8) 1.4(0.8) 1.4(0.6) 1.3(0.6) 1.4(0.8) 1.4(0.7) 1.5(0.8) 1.4(0.7) 1.4(0.7)
I feel uneasy 1.1(0.2) 1.3 (0.8) 1.0 (0) 1.0(0) 1.0(0.2) 1.0(0) 1.0(0) 1.0(0) 1.0(0.2)
I feel frightened 1.0(0.2) 1.0(0) 1.0(0.0) 1.0(0) 1.0(0.2) 1.0(0) 1.0(0) 1.0(0) 1.0 (0)
Could not concentrate 2.3(1.1 1.2(0.4) 1.1(0.3 2.5(1.3) 1.4(0.8 1.4(0.7) 1.250.5) 1.4 (0.8)
429
430
Table 4. Average Likert score of 25 middle-age participants, per item, with standard deviation 431
between brackets. This is for the pre exposure condition (PRE), 3 exposure frequencies, with 432
either 1 or 2 sources (src(s)), and the two dummy (DUM) conditions. The Likert score varies 433
between 1 (= absolutely not) and 5 (very severe). 434
PRE 12-14
kHz
1 src
25-28
kHz
1 src
35-41
kHz
1 src
12-14
kHz
2 srcs
25-28
kHz
2 srcs
35-41
kHz
2 srcs
DUM DUM
I feel nauseous 1.0(0.2) 1.2(0.4) 1.0(0.2) 1.1(0.4) 1.1(0.4) 1.0(0) 1.0(0) 1.0(0) 1.0(0.2)
I have a headache 1.2(0.5) 1.3(0.6) 1.1(0.5) 1.1(0.4) 1.3(0.7) 1.1(0.3) 1.1(0.3) 1.2(0.5) 1.0(0.2)
I am dizzy 1.0(0.2) 1.0(0) 1.0(0.2) 1.0(0) 1.1(0.3) 1.0(0) 1.0(0) 1.0(0) 1.0(0)
Pressing feeling ears 1.2(0.5) 1.3(0.6) 1.1(0.3) 1.2(0.6) 1.4(0.6) 1.3(0.6 1.2(0.5) 1.2(0.4) 1.0(0)
Pain in my ears 1.0(0.2) 1.2(0.5) 1.0(0.2) 1.0(0.2) 1.0(0) 1.0(0.2) 1.0(0.2) 1.0(0.2) 1.0(0)
I have tinnitus 1.2(0.4) 1.5(0.8) 1.2(0.4) 1.2(0.5) 1.4(0.6) 1.2(0.5) 1.2(0.4) 1.1(0.3) 1.1(0.3)
I feel tense 1.2(0.5) 1.2(0.5) 1.0(0.2) 1.1(0.4) 1.2(0.4) 1.1(0.4) 1.1(0.3) 1.0(0.2) 1.0(0)
I feel tired 1.3(0.7)
1.2(0.5) 1.2(0.4) 1.3(0.5) 1.4(0.6) 1.4(0.7) 1.2(0.4) 1.3(0.4) 1.3(0.5)
23
I feel warm. 1.1(0.3) 1.0(0) 1.0(0) 1.1(0.3) 1.0(0) 1.0(0.2) 1.0(0) 1.0(0) 1.1(0.3)
I feel uneasy 1.1(0.4) 1.4(0.6) 1.0(0) 1.2(0.6) 1.4(0.6) 1.1(0.4) 1.0(0) 1.0(0) 1.0(0)
I feel frightened 1.0(0.2) 1.0(0.2) 1.0(0) 1.0(0) 1.0(0.2) 1.0(0) 1.0(0) 1.0(0) 1.0(0)
Could not concentrate 1.5(0.9) 1.1(0.3) 1.2(0.5) 1.6(1.0) 1.2(0.5) 1.2(0.6) 1.0(0.2) 1.1(0.4)
435
436
IV. DISCUSSION 437
The main component of the sound emitted by the Kemo rodent repellent device is a frequency 438
modulated VHFS/US. However, different from our initial expectations, spectral analyses 439
revealed a faint spectral content at frequencies around 4-5 kHz, in the audible part of the 440
spectrum. This sound was audible to several listeners, especially the younger ones. The sound 441
levels at 6.5 meters from the device ranged from 45 to 67 dB SPL for the 3 investigated device 442
settings (5, 8, 9). Depending on the spatial geometry, the frequency settings, and effects of 443
reflections by the head, the addition of a second loudspeaker led to an increase that ranged 444
between 0 dB and 5 dB. Level differences between different device settings were due to the 445
increasing attenuation at higher frequencies, which is substantial at 6.5 meters. In addition to 446
the distance between the source and the person, sound levels depend on the orientation of the 447
device and of the test person’s head, and on the contribution of the reflection by concrete 448
surface or soil covered by grass to the total sound pressure level. 449
Perceptual evaluation (Experiment 2) showed that 20-minute exposure to the investigated 450
device settings did not lead to hearing damage nor to significant undesirable effects such as 451
headache, tinnitus, nausea in the two different age groups. With settings 8 and 9, however, the 452
presence of the 4-5 kHz signal component that accompanied the ultrasonic 25-28 kHz signal, 453
24
was found disturbing by several persons. These findings suggest that persons should be advised 454
about exposure and that use of these devices must be considered carefully. 455
A. Mounting and sound levels 456
In the current study only three settings of the specific ultrasonic repellent were evaluated, 457
namely setting 5 (12-14 kHz), setting 8 (25-28 kHz) and setting 9 (35-41 kHz). Exposure levels 458
were relatively low, i.e. between 45 and 70 dB SPL. Settings lower than ‘5’ were not included, 459
as their respective frequencies were clearly in the audible range, and expected to be perceived 460
as even more disturbing than the tested ones, especially with two sources on (or with one source 461
at a shorter distance from the subject). While we evaluated short-term exposure and sound 462
levels according to the specification sheet, it is very likely that the lower frequencies and/or 463
higher sound pressure levels are used in domestic devices to repel animals. Some participants 464
claimed that the sound they perceived at the neighbor’s home was much clearer and louder than 465
the sound they perceived during the laboratory tests. Differences between devices and 466
differences in mounting may account for undesirable effects, as was shown in the studies by 467
Ueda and colleagues (2014a, 2014b). Continuous exposure to the ultrasonic sound may affect 468
health on the long-term (Andringa and Lanser, 2013), as hearing is not only damaged by the 469
level, but also by the duration of exposure. Recently, Chopra et al. (2016) reported significant 470
reductions in overall hearing sensitivity in dentists who were exposed to ultrasonic scalers. 471
Exposure levels of the 25-28 kHz sound produced by the scalers ranged between 84 dB and 91 472
dB for a single device and exceeded 130 dB SPL for multiple devices. In addition to an 473
immediate temporary shift in hearing thresholds, some dentists reported mild ear pain or 474
tinnitus. It is possible that rodent repellent devices also pose a potential hazard to the hearing 475
of citizens if they continuously emit sound exceeding 80 dB SPL and/or if more than one is 476
used simultaneously. Moreover, they may present a hazard for children who's parents are 477
25
unaware of the exposure, as is also pointed out in Leighton (2016) and discussed in more detail 478
in the following section. 479
B. Sensitivity to sound: specific demographics within the population 480
In the current study potential adverse effects were investigated for normal hearing young and 481
middle-age adults. One should be cautious with generalizing the above reported findings 482
concerning absence of undesirable effects, as those persons who dislike high-pitched sounds 483
may not have volunteered to participate in Experiment 2 (with the exception of the 3 persons 484
mentioned before). Hearing sensitivity varies from person to person and undesirable effects are 485
not predictable by hearing thresholds alone. For instance, we are aware of clinical significant 486
hyperacusis occurring in approximately 1.75% of the general population (Jastreboff and 487
Jastreboff, 2015). Hyperacusis, an increased sensitivity to (environmental) sound that would 488
not trouble a normal individual, can be devastating for a person (Katzenell & Segal, 2001; 489
Baguley, 2003; Khalfa et al., 2004; Tyler et al., 2014; Paulin et al., 2016). Persons with 490
hyperacusis experience an enhanced awareness and discomfort to sound with strong emotional 491
responses such as fear and pain. Basner et al. (2014) presented a review of observational and 492
experimental studies showing that noise exposure leads to annoyance. Increased environmental 493
noises, including those produced by repellent devices, can severely affect the health (e.g. sleep, 494
concentration, emotion) of many persons in daily life (Stansfeld and Matheson, 2003; Baliatsas 495
et al., 2016). Individuals with high noise sensitivity are more likely to experience physical 496
and/or mental diseases. As these issues are not negligible, it is important to gain an in-depth 497
understanding of how noise, including VHFs and US, affects public health (Park et al., 2017). 498
Children form another important demographic subset within the population. Young children 499
are very sensitive to very high frequency sounds (Lee et al., 2012; Beahan et al., 2012), and are 500
expected to experience unpleasant effects at relatively modest sensation levels (Lawton, 2013). 501
26
Hearing sensitivity declines after the age of 20 (Groh et al., 2006), which is the youngest age 502
included in the current study. With increasing air-borne ultrasound devices in public space 503
(Leighton, 2016), including rodent repelling devices, we need to be aware that children can 504
hear more sources than adults. 505
C. Future directions 506
The current study does not allow solid conclusions to be drawn regarding the safety of exposure 507
of very high frequencies and ultrasound produced by repellent devices. However, for the 508
investigated device, it did show that the emitted signal contains certain components that are 509
audible to young adults and middle-aged persons, and suggests that audible emissions are too 510
loud and annoying for prolonged continuous exposure in children and/or persons who are 511
susceptible to noise. The review by Leighton (2016) argues that the current state of knowledge 512
is inadequate to make assessments concerning the safety of such exposures, and/or with regard 513
to the source of the complaints put forward by citizens. Research should carefully consider the 514
acoustical characteristics of the different devices producing very high frequencies and 515
ultrasound, the exposure levels and duration of exposure in daily life. Evidence of non-auditory 516
effects on environmental noise exposure on public health is growing, but the current 517
understanding is not substantial enough to draw conclusions regarding the psychological and 518
physiological influences of the VHFS/US across the life span. As Leighton (2016, 2017) 519
indicates, this research is needed to update and support existing guidelines (see also Howard et 520
al. (2005) and Leighton et al. (2007). Current guidelines, often based on older studies, are not 521
sufficient to cope with the current mass exposure. Moreover, Leighton (2016) pointed out that 522
existing guidelines are based on one-third octave frequency bands, and commented that this 523
approach may not be adequate for the narrow band sounds produced by many of the ultrasound 524
devices. Leighton (2016) listed 14 requirements that need to be addressed in order to be able 525
to formulate safety guidelines, not only of rodent repellent devices, but also for the increasing 526
27
number of application using airborne ultrasound (Dahl et al., 2014). These include appropriate 527
guidelines for both public and occupational exposure, surveys of the occurrence and properties 528
of devices that expose the public and workers, standardization of procedures for reporting 529
levels very specifically, and measurements following international protocols that take account 530
of the particular features of using ultrasonic equipment (directionality, scattering etc). 531
532
V. CONCLUSIONS 533
This study showed that, unlike the manufacturer’s device specifications, the device generates 534
sound components during some settings that are audible to some people. When the signal was 535
perceived – and this occurred more frequently with the two lower frequency settings and with 536
2 sources – it was considered to be disturbing by several participants. Acoustical measurements 537
suggest that for high frequency settings of the investigated design, sound was audible due to 538
the presence of a faint but audible 4-5 kHz component in addition to the high frequency 539
components. Given the wide usage of rodent repellents, positioned in (domestic) gardens 540
frequented by children and pets, we cannot conclude that exposure to ultrasound is less 541
hazardous than audible sound until more research has been done. 542
543
ACKNOWLEDGEMENTS 544
We thank Marina Lukovnikova and Isabel Van Coppenolle of the FOD (Belgium) for their 545
comments and suggestions throughout the research. The authors are also grateful to Geert 546
Dierckx, for carrying out the microphone measurements, and to Sandra Delbeek, Rosanne De 547
Jongh, Christopher Häggblom, and Anne-Sophie Ooghe en for carrying out the listening tests. 548
549
28
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645
Appendix 646
15 items of the survey (Experiment 2). Items 1 and 2 were scored as ‘yes/no’ and only 647
administered once, prior to commencing exposure. Items 4-14 were presented prior to testing 648
to have a baseline scores. Items 3-15 were administered after each condition. They were scored 649
on a Likert scale between 1 (absolutely not) to 5 (very severe). 650
Yes No
1 I am sensitive to loud sounds
2a I am sensitive to high sounds
2b I am sensitive to low sounds
3a I could hear a sound
3b If yes, did it sound nice, neutral, unpleasant, very unpleasant?
3c If yes, please describe
3d If yes, did you get used to it?
1 2 3 4 5
4 I feel nauseous
5 I have a headache
6 I am dizzy
7 I have a pressing feeling in my ears
8 I have pain in my ears
9 I have tinnitus
34
10 I feel tense
11 I feel tired
12 I feel warm
13 I feel uneasy
14 I feel frightened
15 During the test I could not concentrate on what I was doing
651
652