38
Check if self-employed OMB No. 1545-0047 Department of the Treasury Internal Revenue Service Check if applicable: Address change Name change Initial return Termin- ated Amended return Gross receipts $ Applica- tion pending Are all subordinates included? 332001 10-29-13 | Do not enter Social Security numbers on this form as it may be made public. Beginning of Current Year Paid Preparer Use Only Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations) Open to Public Inspection | Information about Form 990 and its instructions is at A For the 2013 calendar year, or tax year beginning and ending B C D Employer identification number E G H(a) H(b) H(c) F Yes No Yes No I J K Website: | L M 1 2 3 4 5 6 7 3 4 5 6 7a 7b a b Activities & Governance Prior Year Current Year 8 9 10 11 12 13 14 15 16 17 18 19 Revenue a b Expenses End of Year 20 21 22 Sign Here Yes No For Paperwork Reduction Act Notice, see the separate instructions. (or P.O. box if mail is not delivered to street address) Room/suite ) 501(c)(3) 501(c) ( (insert no.) 4947(a)(1) or 527 | Corporation Trust Association Other Form of organization: Year of formation: State of legal domicile: | | Net Assets or Fund Balances Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge. Signature of officer Date Type or print name and title Date PTIN Print/Type preparer’s name Preparer’s signature Firm’s name Firm’s EIN Firm’s address Phone no. Form Name of organization Doing Business As Number and street Telephone number City or town, state or province, country, and ZIP or foreign postal code Is this a group return for subordinates? Name and address of principal officer: ~~ If "No," attach a list. (see instructions) Group exemption number | Tax-exempt status: Briefly describe the organization’s mission or most significant activities: Check this box if the organization discontinued its operations or disposed of more than 25% of its net assets. Number of voting members of the governing body (Part VI, line 1a) Number of independent voting members of the governing body (Part VI, line 1b) Total number of individuals employed in calendar year 2013 (Part V, line 2a) ~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~ Total number of volunteers (estimate if necessary) Total unrelated business revenue from Part VIII, column (C), line 12 Net unrelated business taxable income from Form 990-T, line 34 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~ Contributions and grants (Part VIII, line 1h) ~~~~~~~~~~~~~~~~~~~~~ Program service revenue (Part VIII, line 2g) ~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~ Investment income (Part VIII, column (A), lines 3, 4, and 7d) Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) ~~~~~~~~ Total revenue - add lines 8 through 11 (must equal Part VIII, column (A), line 12) Grants and similar amounts paid (Part IX, column (A), lines 1-3) Benefits paid to or for members (Part IX, column (A), line 4) Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10) ~~~~~~~~~~~ ~~~~~~~~~~~~~ ~~~ Professional fundraising fees (Part IX, column (A), line 11e) Total fundraising expenses (Part IX, column (D), line 25) ~~~~~~~~~~~~~~ Other expenses (Part IX, column (A), lines 11a-11d, 11f-24e) Total expenses. Add lines 13-17 (must equal Part IX, column (A), line 25) Revenue less expenses. Subtract line 18 from line 12 ~~~~~~~~~~~~~ ~~~~~~~ Total assets (Part X, line 16) Total liabilities (Part X, line 26) Net assets or fund balances. Subtract line 21 from line 20 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~ May the IRS discuss this return with the preparer shown above? (see instructions) LHA Form (2013) www.irs.gov/form990. Part I Summary Signature Block Part II 990 Return of Organization Exempt From Income Tax 990 2013 § = = 9 9 9 THE RICHARD NIXON FOUNDATION 52-1278303 18001 YORBA LINDA BLVD. 714-993-5075 16,581,001. YORBA LINDA, CA 92886-3949 WILLIAM H. BARIBAULT X SAME AS C ABOVE X WWW.NIXONFOUNDATION.ORG X 1983 CA SEE SCHEDULE O. 20 20 44 166 922. 0. 2,014,262. 5,908,797. 232,026. 197,337. 2,449,525. 1,229,538. 1,269,708. 1,444,972. 5,965,521. 8,780,644. 0. 0. 0. 0. 1,766,996. 1,854,455. 47,652. 0. 951,712. 4,430,625. 3,977,963. 6,245,273. 5,832,418. <279,752.> 2,948,226. 59,448,021. 67,303,346. 1,361,934. 880,288. 58,086,087. 66,423,058. WILLIAM H. BARIBAULT, PRESIDENT & CEO JANE M. WARREN P00420281 FRAZER, LLP 95-4108809 135 S STATE COLLEGE BLVD, STE 300 BREA, CA 92821 714-990-1040 X SEE SCHEDULE O FOR ORGANIZATION MISSION STATEMENT CONTINUATION

990 2013 - Richard Nixon Foundation

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Checkifself-employed

OMB No. 1545-0047

Department of the TreasuryInternal Revenue Service

Check ifapplicable:

AddresschangeNamechangeInitialreturn

Termin-atedAmendedreturn Gross receipts $

Applica-tionpending

Are all subordinates included?

332001 10-29-13

| Do not enter Social Security numbers on this form as it may be made public.

Beginning of Current Year

Paid

Preparer

Use Only

Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)

Open to Public Inspection| Information about Form 990 and its instructions is at

A For the 2013 calendar year, or tax year beginning and ending

B C D Employer identification number

E

G

H(a)

H(b)

H(c)

F Yes No

Yes No

I

J

K

Website: |

L M

1

2

3

4

5

6

7

3

4

5

6

7a

7b

a

b

Ac

tivi

tie

s &

Go

vern

an

ce

Prior Year Current Year

8

9

10

11

12

13

14

15

16

17

18

19

Re

ven

ue

a

b

Ex

pe

ns

es

End of Year

20

21

22

Sign

Here

Yes No

For Paperwork Reduction Act Notice, see the separate instructions.

(or P.O. box if mail is not delivered to street address) Room/suite

)501(c)(3) 501(c) ( (insert no.) 4947(a)(1) or 527

|Corporation Trust Association OtherForm of organization: Year of formation: State of legal domicile:

|

|

Net

Ass

ets

orFu

nd B

alan

ces

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is

true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.

Signature of officer Date

Type or print name and title

Date PTINPrint/Type preparer's name Preparer's signature

Firm's name Firm's EIN

Firm's address

Phone no.

Form

Name of organization

Doing Business As

Number and street Telephone number

City or town, state or province, country, and ZIP or foreign postal code

Is this a group return

for subordinates?Name and address of principal officer: ~~

If "No," attach a list. (see instructions)

Group exemption number |

Tax-exempt status:

Briefly describe the organization's mission or most significant activities:

Check this box if the organization discontinued its operations or disposed of more than 25% of its net assets.

Number of voting members of the governing body (Part VI, line 1a)

Number of independent voting members of the governing body (Part VI, line 1b)

Total number of individuals employed in calendar year 2013 (Part V, line 2a)

~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~

Total number of volunteers (estimate if necessary)

Total unrelated business revenue from Part VIII, column (C), line 12

Net unrelated business taxable income from Form 990-T, line 34

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~

����������������������

Contributions and grants (Part VIII, line 1h) ~~~~~~~~~~~~~~~~~~~~~

Program service revenue (Part VIII, line 2g) ~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~Investment income (Part VIII, column (A), lines 3, 4, and 7d)

Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) ~~~~~~~~

Total revenue - add lines 8 through 11 (must equal Part VIII, column (A), line 12) ���

Grants and similar amounts paid (Part IX, column (A), lines 1-3)

Benefits paid to or for members (Part IX, column (A), line 4)

Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10)

~~~~~~~~~~~

~~~~~~~~~~~~~

~~~

Professional fundraising fees (Part IX, column (A), line 11e)

Total fundraising expenses (Part IX, column (D), line 25)

~~~~~~~~~~~~~~

Other expenses (Part IX, column (A), lines 11a-11d, 11f-24e)

Total expenses. Add lines 13-17 (must equal Part IX, column (A), line 25)

Revenue less expenses. Subtract line 18 from line 12

~~~~~~~~~~~~~

~~~~~~~

����������������

Total assets (Part X, line 16)

Total liabilities (Part X, line 26)

Net assets or fund balances. Subtract line 21 from line 20

~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~

��������������

May the IRS discuss this return with the preparer shown above? (see instructions) ���������������������

LHA Form (2013)

www.irs.gov/form990.

Part I Summary

Signature BlockPart II

990

Return of Organization Exempt From Income Tax990 2013

      

      

    §    

       

 

 

   

==

999

THE RICHARD NIXON FOUNDATION52-1278303

18001 YORBA LINDA BLVD. 714-993-507516,581,001.

YORBA LINDA, CA 92886-3949WILLIAM H. BARIBAULT X

SAME AS C ABOVEX

WWW.NIXONFOUNDATION.ORGX 1983 CA

SEE SCHEDULE O.

202044166

922.0.

2,014,262. 5,908,797.232,026. 197,337.

2,449,525. 1,229,538.1,269,708. 1,444,972.5,965,521. 8,780,644.

0. 0.0. 0.

1,766,996. 1,854,455.47,652. 0.

951,712.4,430,625. 3,977,963.6,245,273. 5,832,418.<279,752.> 2,948,226.

59,448,021. 67,303,346.1,361,934. 880,288.58,086,087. 66,423,058.

WILLIAM H. BARIBAULT, PRESIDENT & CEO

JANE M. WARREN P00420281FRAZER, LLP 95-4108809135 S STATE COLLEGE BLVD, STE 300BREA, CA 92821 714-990-1040

X

SEE SCHEDULE O FOR ORGANIZATION MISSION STATEMENT CONTINUATION

Code: Expenses $ including grants of $ Revenue $

Code: Expenses $ including grants of $ Revenue $

Code: Expenses $ including grants of $ Revenue $

Expenses $ including grants of $ Revenue $

33200210-29-13

1

2

3

4

Yes No

Yes No

4a

4b

4c

4d

4e

Form 990 (2013) Page

Check if Schedule O contains a response or note to any line in this Part III ����������������������������

Briefly describe the organization's mission:

Did the organization undertake any significant program services during the year which were not listed on

the prior Form 990 or 990-EZ?

If "Yes," describe these new services on Schedule O.

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization cease conducting, or make significant changes in how it conducts, any program services?

If "Yes," describe these changes on Schedule O.

~~~~~~

Describe the organization's program service accomplishments for each of its three largest program services, as measured by expenses.

Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and

revenue, if any, for each program service reported.

( ) ( ) ( )

( ) ( ) ( )

( ) ( ) ( )

Other program services (Describe in Schedule O.)

( ) ( )

Total program service expenses |

Form (2013)

2Statement of Program Service AccomplishmentsPart III

990

 

   

   

THE RICHARD NIXON FOUNDATION 52-1278303

X

SEE SCHEDULE O, FORM 990 PART I LINE 1.

X

X

297,135. 232,607.BI-PARTISAN LECTURE SERIES AT THE LIBRARY IN YORBA LINDA, CA. AND ATRIP TO CHINA IN MAY 2013 TO RETRACE THE STEPS OF RICHARD NIXON'S 1972VISIT.

129,088. 0.FREE SUNDAY CONCERT SERIES ADMISSION, FREE MEET THE PRESIDENTSIMPERSONATOR SERIES ADMISSION, FREE NIXON LEGACY FORUM SERIESADMISSION, FREE VIETNAM PRISONERS OF WAR (POW) REUNION MAY 4, 2013ADMISSION, AND FREE HOMETOWN HERO AWARD FOR LOCAL FALLEN SOLDIERSADMISSION.

114,116. 0.FREE ADMISSION TO THE RICHARD NIXON LIBRARY AND MUSEUM IN YORBA LINDA,CA:JANUARY 9, 2013 FOR RICHARD NIXON'S BIRTHDAYFEBRUARY 18, 2013 FOR PRESIDENTS DAYMARCH 17, 2013 FOR PAT NIXON'S BIRTHDAY AND GIRL SCOUTS COMBINEDMAY 27, 2013 FOR MEMORIAL DAYNOVEMBER 11, 2013 FOR VETERAN'S DAY

4,041,863. 259,733.4,582,202.

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 2

33200310-29-13

Yes No

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

1

2

3

4

5

6

7

8

9

10

Section 501(c)(3) organizations.

a

b

c

d

e

f

a

b

11a

11b

11c

11d

11e

11f

12a

12b

13

14a

14b

15

16

17

18

19

20a

20b

a

b

a

b

If "Yes," complete Schedule ASchedule B, Schedule of Contributors

If "Yes," complete Schedule C, Part I

If "Yes," complete Schedule C, Part II

If "Yes," complete Schedule C, Part III

If "Yes," complete Schedule D, Part I

If "Yes," complete Schedule D, Part IIIf "Yes," complete

Schedule D, Part III

If "Yes," complete Schedule D, Part IV

If "Yes," complete Schedule D, Part V

If "Yes," complete Schedule D,Part VI

If "Yes," complete Schedule D, Part VII

If "Yes," complete Schedule D, Part VIII

If "Yes," complete Schedule D, Part IXIf "Yes," complete Schedule D, Part X

If "Yes," complete Schedule D, Part XIf "Yes," complete

Schedule D, Parts XI and XII

If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optionalIf "Yes," complete Schedule E

If "Yes," complete Schedule F, Parts I and IV

If "Yes," complete Schedule F, Parts II and IV

If "Yes," complete Schedule F, Parts III and IV

If "Yes," complete Schedule G, Part I

If "Yes," complete Schedule G, Part IIIf "Yes,"

complete Schedule G, Part IIIIf "Yes," complete Schedule H

Form 990 (2013) Page

Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Is the organization required to complete ?

Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for

public office?

~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization engage in lobbying activities, or have a section 501(h) election in effect

during the tax year?

Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or

similar amounts as defined in Revenue Procedure 98-19?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~

Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to

provide advice on the distribution or investment of amounts in such funds or accounts?

Did the organization receive or hold a conservation easement, including easements to preserve open space,

the environment, historic land areas, or historic structures?

Did the organization maintain collections of works of art, historical treasures, or other similar assets?

~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization report an amount in Part X, line 21, for escrow or custodial account liability; serve as a custodian for

amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services?

Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent

endowments, or quasi-endowments?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~

If the organization's answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X

as applicable.

Did the organization report an amount for land, buildings, and equipment in Part X, line 10?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization report an amount for investments - other securities in Part X, line 12 that is 5% or more of its total

assets reported in Part X, line 16?

Did the organization report an amount for investments - program related in Part X, line 13 that is 5% or more of its total

assets reported in Part X, line 16?

~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in

Part X, line 16?

Did the organization report an amount for other liabilities in Part X, line 25?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~

Did the organization's separate or consolidated financial statements for the tax year include a footnote that addresses

the organization's liability for uncertain tax positions under FIN 48 (ASC 740)?

Did the organization obtain separate, independent audited financial statements for the tax year?

~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Was the organization included in consolidated, independent audited financial statements for the tax year?

~~~~~

Is the organization a school described in section 170(b)(1)(A)(ii)?

Did the organization maintain an office, employees, or agents outside of the United States?

~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~

Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business,

investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000

or more? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any

foreign organization?

Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to

or for foreign individuals?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX,

column (A), lines 6 and 11e? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines

1c and 8a? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a?

Did the organization operate one or more hospital facilities?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~

If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return? ����������

Form (2013)

3Part IV Checklist of Required Schedules

990

THE RICHARD NIXON FOUNDATION 52-1278303

XX

X

X

X

X

X

X

X

X

X

X

X

XX

X

X

XXX

X

X

X

X

X

XX

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 3

33200410-29-13

Yes No

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

38

21

22

23

24a

24b

24c

24d

25a

25b

26

27

28a

28b

28c

29

30

31

32

33

34

35a

35b

36

37

38

a

b

c

d

a

b

Section 501(c)(3) and 501(c)(4) organizations.

a

b

c

a

b

Section 501(c)(3) organizations.

Note.

(continued)

If "Yes," complete Schedule I, Parts I and II

If "Yes," complete Schedule I, Parts I and III

If "Yes," completeSchedule J

If "Yes," answer lines 24b through 24d and completeSchedule K. If "No", go to line 25a

If "Yes," complete Schedule L, Part I

If "Yes," completeSchedule L, Part I

If "Yes," complete Schedule L, Part III

If "Yes," complete Schedule L, Part IVIf "Yes," complete Schedule L, Part IV

If "Yes," complete Schedule L, Part IVIf "Yes," complete Schedule M

If "Yes," complete Schedule M

If "Yes," complete Schedule N, Part IIf "Yes," complete

Schedule N, Part II

If "Yes," complete Schedule R, Part IIf "Yes," complete Schedule R, Part II, III, or IV, and

Part V, line 1

If "Yes," complete Schedule R, Part V, line 2

If "Yes," complete Schedule R, Part V, line 2

If "Yes," complete Schedule R, Part VI

Form 990 (2013) Page

Did the organization report more than $5,000 of grants or other assistance to any domestic organization or

government on Part IX, column (A), line 1? ~~~~~~~~~~~~~~~~~~

Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX,

column (A), line 2? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization's current

and former officers, directors, trustees, key employees, and highest compensated employees?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the

last day of the year, that was issued after December 31, 2002?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?

Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease

any tax-exempt bonds?

Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?

~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~

Did the organization engage in an excess benefit transaction with a

disqualified person during the year?

Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and

that the transaction has not been reported on any of the organization's prior Forms 990 or 990-EZ?

~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or

former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so,

complete Schedule L, Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial

contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member

of any of these persons? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV

instructions for applicable filing thresholds, conditions, and exceptions):

A current or former officer, director, trustee, or key employee? ~~~~~~~~~~~

A family member of a current or former officer, director, trustee, or key employee?

An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer,

director, trustee, or direct or indirect owner?

~~

~~~~~~~~~~~~~~~~~~~~~

Did the organization receive more than $25,000 in non-cash contributions?

Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation

contributions?

~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization liquidate, terminate, or dissolve and cease operations?

Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization own 100% of an entity disregarded as separate from the organization under Regulations

sections 301.7701-2 and 301.7701-3?

Was the organization related to any tax-exempt or taxable entity?

~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization have a controlled entity within the meaning of section 512(b)(13)?

If "Yes" to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity

within the meaning of section 512(b)(13)?

~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~

Did the organization make any transfers to an exempt non-charitable related organization?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization conduct more than 5% of its activities through an entity that is not a related organization

and that is treated as a partnership for federal income tax purposes? ~~~~~~~~

Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19?

All Form 990 filers are required to complete Schedule O �������������������������������

Form (2013)

4Part IV Checklist of Required Schedules

990

THE RICHARD NIXON FOUNDATION 52-1278303

X

X

X

X

X

X

X

X

XX

XX

X

X

X

X

XX

X

X

X

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 4

33200510-29-13

Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations.

Yes No

1

2

3

4

5

6

7

a

b

c

1a

1b

1c

a

b

2a

Note.

2b

3a

3b

4a

5a

5b

5c

6a

6b

7a

7b

7c

7e

7f

7g

7h

8

9a

9b

a

b

a

b

a

b

c

a

b

Organizations that may receive deductible contributions under section 170(c).

a

b

c

d

e

f

g

h

7d

8

9

10

11

12

13

14

Sponsoring organizations maintaining donor advised funds.

a

b

Section 501(c)(7) organizations.

a

b

10a

10b

Section 501(c)(12) organizations.

a

b

11a

11b

a

b

Section 4947(a)(1) non-exempt charitable trusts. 12a

12b

Section 501(c)(29) qualified nonprofit health insurance issuers.

Note.

a

b

c

a

b

13a

13b

13c

14a

14b

e-file

If "No," to line 3b, provide an explanation in Schedule O

If "No," provide an explanation in Schedule O

Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?

Did the supporting

organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?

Form (2013)

Form 990 (2013) Page

Check if Schedule O contains a response or note to any line in this Part V ���������������������������

Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ~~~~~~~~~~~

Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable ~~~~~~~~~~

Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming

(gambling) winnings to prize winners? �������������������������������������������

Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements,

filed for the calendar year ending with or within the year covered by this return ~~~~~~~~~~

If at least one is reported on line 2a, did the organization file all required federal employment tax returns?

If the sum of lines 1a and 2a is greater than 250, you may be required to (see instructions)

~~~~~~~~~~

~~~~~~~~~~~

Did the organization have unrelated business gross income of $1,000 or more during the year?

If "Yes," has it filed a Form 990-T for this year?

~~~~~~~~~~~~~~

~~~~~~~~~~

At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a

financial account in a foreign country (such as a bank account, securities account, or other financial account)?~~~~~~~

If "Yes," enter the name of the foreign country:

See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.

Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?

Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?

~~~~~~~~~~~~

~~~~~~~~~

If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit

any contributions that were not tax deductible as charitable contributions?

If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts

were not tax deductible?

~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

If "Yes," did the organization notify the donor of the value of the goods or services provided?

Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required

to file Form 8282?

~~~~~~~~~~~~~~~

����������������������������������������������������

If "Yes," indicate the number of Forms 8282 filed during the year

Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?

~~~~~~~~~~~~~~~~

~~~~~~~

~~~~~~~~~Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?

If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?

If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?

~

Did the organization make any taxable distributions under section 4966?

Did the organization make a distribution to a donor, donor advisor, or related person?

~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~

Enter:

Initiation fees and capital contributions included on Part VIII, line 12

Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities

~~~~~~~~~~~~~~~

~~~~~~

Enter:

Gross income from members or shareholders

Gross income from other sources (Do not net amounts due or paid to other sources against

amounts due or received from them.)

~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Is the organization filing Form 990 in lieu of Form 1041?

If "Yes," enter the amount of tax-exempt interest received or accrued during the year ������

Is the organization licensed to issue qualified health plans in more than one state?

See the instructions for additional information the organization must report on Schedule O.

~~~~~~~~~~~~~~~~~~~~~

Enter the amount of reserves the organization is required to maintain by the states in which the

organization is licensed to issue qualified health plans

Enter the amount of reserves on hand

~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization receive any payments for indoor tanning services during the tax year?

If "Yes," has it filed a Form 720 to report these payments?

~~~~~~~~~~~~~~~~

����������

5Part V Statements Regarding Other IRS Filings and Tax Compliance

990

 

J

THE RICHARD NIXON FOUNDATION 52-1278303

310

X

44X

XX

XCAYMAN ISLANDS

XX

X

XX

X

XX

X

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 5

332006 10-29-13

Yes No

1a

1b

1

2

3

4

5

6

7

8

9

a

b

2

3

4

5

6

7a

7b

8a

8b

9

a

b

a

b

Yes No

10

11

a

b

10a

10b

11a

12a

12b

12c

13

14

15a

15b

16a

16b

a

b

12a

b

c

13

14

15

a

b

16a

b

17

18

19

20

For each "Yes" response to lines 2 through 7b below, and for a "No" responseto line 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.

If "Yes," provide the names and addresses in Schedule O(This Section B requests information about policies not required by the Internal Revenue Code.)

If "No," go to line 13

If "Yes," describein Schedule O how this was done

(explain in Schedule O)

If there are material differences in voting rights among members of the governing body, or if the governing

body delegated broad authority to an executive committee or similar committee, explain in Schedule O.

Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:

Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts?

Form (2013)

Form 990 (2013) Page

Check if Schedule O contains a response or note to any line in this Part VI ���������������������������

Enter the number of voting members of the governing body at the end of the tax year

Enter the number of voting members included in line 1a, above, who are independent

~~~~~~

~~~~~~

Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other

officer, director, trustee, or key employee? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization delegate control over management duties customarily performed by or under the direct supervision

of officers, directors, or trustees, or key employees to a management company or other person? ~~~~~~~~~~~~~~

Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?

Did the organization become aware during the year of a significant diversion of the organization's assets?

Did the organization have members or stockholders?

~~~~~

~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or

more members of the governing body?

Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or

persons other than the governing body?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

The governing body?

Each committee with authority to act on behalf of the governing body?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~

Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the

organization's mailing address? �����������������

Did the organization have local chapters, branches, or affiliates?

If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates,

and branches to ensure their operations are consistent with the organization's exempt purposes?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~

Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form?

Describe in Schedule O the process, if any, used by the organization to review this Form 990.

Did the organization have a written conflict of interest policy? ~~~~~~~~~~~~~~~~~~~~

~~~~~~

Did the organization regularly and consistently monitor and enforce compliance with the policy?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization have a written whistleblower policy?

Did the organization have a written document retention and destruction policy?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~

Did the process for determining compensation of the following persons include a review and approval by independent

persons, comparability data, and contemporaneous substantiation of the deliberation and decision?

The organization's CEO, Executive Director, or top management official

Other officers or key employees of the organization

If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).

~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a

taxable entity during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation

in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization's

exempt status with respect to such arrangements? ������������������������������������

List the states with which a copy of this Form 990 is required to be filed

Section 6104 requires an organization to make its Forms 1023 (or 1024 if applicable), 990, and 990-T (Section 501(c)(3)s only) available

for public inspection. Indicate how you made these available. Check all that apply.

Own website Another's website Upon request Other

Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial

statements available to the public during the tax year.

State the name, physical address, and telephone number of the person who possesses the books and records of the organization: |

6Part VI Governance, Management, and Disclosure

Section A. Governing Body and Management

Section B. Policies

Section C. Disclosure

990

 

J

       

THE RICHARD NIXON FOUNDATION 52-1278303

X

20

20

X

XXX

X

X

X

XX

X

X

X

XX

XXX

XX

X

CA

X X

BOB BRIGHT - 714-364-116618001 YORBA LINDA BLVD, YORBA LINDA, CA 92886-3949

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 6

Indi

vidu

al tr

uste

e or

dire

ctor

Inst

itutio

nal t

rust

ee

Offi

cer

Key

empl

oyee

Hig

hest

com

pens

ated

empl

oyee

Form

er

(do not check more than onebox, unless person is both anofficer and a director/trustee)

332007 10-29-13

current

Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees

1a

current

current

former

former directors or trustees

(A) (B) (C) (D) (E) (F)

Form 990 (2013) Page

Check if Schedule O contains a response or note to any line in this Part VII ���������������������������

Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization's tax year.

¥ List all of the organization's officers, directors, trustees (whether individuals or organizations), regardless of amount of compensation.Enter -0- in columns (D), (E), and (F) if no compensation was paid.

¥ List all of the organization's key employees, if any. See instructions for definition of "key employee."¥ List the organization's five highest compensated employees (other than an officer, director, trustee, or key employee) who received report-

able compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the organization and any related organizations.

¥ List all of the organization's officers, key employees, and highest compensated employees who received more than $100,000 ofreportable compensation from the organization and any related organizations.

¥ List all of the organization's that received, in the capacity as a former director or trustee of the organization,more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest compensated employees; and former such persons.

Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.

PositionName and Title Average hours per

week (list any

hours forrelated

organizationsbelowline)

Reportablecompensation

from the

organization(W-2/1099-MISC)

Reportablecompensationfrom related

organizations(W-2/1099-MISC)

Estimatedamount of

othercompensation

from theorganizationand related

organizations

Form (2013)

7Part VII Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated

Employees, and Independent Contractors

990

 

 

THE RICHARD NIXON FOUNDATION 52-1278303

(1) RONALD H. WALKER 4.00CHAIRMAN OF THE BOARD X 0. 0. 0.(2) JOHN H. BARR 5.00TREASURER X 0. 0. 0.(3) TRICIA NIXON COX 1.00BOARD MEMBER X 0. 0. 0.(4) JULIE NIXON EISENHOWER 1.00BOARD MEMBER X 0. 0. 0.(5) JAMES H. CAVANAUGH 1.00BOARD MEMBER X 0. 0. 0.(6) GAVIN S. HERBERT, SR 1.00BOARD MEMBER X 0. 0. 0.(7) JOHN W. HAMILTON 1.00BOARD MEMBER X 0. 0. 0.(8) LAWRENCE M. HIGBY 1.00BOARD MEMBER X 0. 0. 0.(9) EDWARD NIXON 1.00BOARD MEMBER X 0. 0. 0.(10) MAUREEN D. NUNN 1.00BOARD MEMBER X 0. 0. 0.(11) J. PETER SIMON 1.00BOARD MEMBER X 0. 0. 0.(12) PETE WILSON 1.00BOARD MEMBER X 0. 0. 0.(13) TOD R. HULLIN 1.00BOARD MEMBER X 0. 0. 0.(14) GEORGE L. ARGYROS 1.00BOARD MEMBER X 0. 0. 0.(15) EVERETT ALVAREZ, JR 1.00BOARD MEMBER X 0. 0. 0.(16) ROBERT J. BROWN 1.00BOARD MEMBER X 0. 0. 0.(17) KENNETH L. KHACHIGIAN 1.00BOARD MEMBER X 0. 0. 0.

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 7

Form

er

Indi

vidu

al tr

uste

e or

dire

ctor

Inst

itutio

nal t

rust

ee

Offi

cer

Hig

hest

com

pens

ated

empl

oyee

Key

empl

oyee

(do not check more than onebox, unless person is both anofficer and a director/trustee)

33200810-29-13

Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees

(B) (C)(A) (D) (E) (F)

1b

c

d

Sub-total

Total from continuation sheets to Part VII, Section A

Total (add lines 1b and 1c)

2

Yes No

3

4

5

former

3

4

5

Section B. Independent Contractors

1

(A) (B) (C)

2

(continued)

If "Yes," complete Schedule J for such individual

If "Yes," complete Schedule J for such individual

If "Yes," complete Schedule J for such person

Page Form 990 (2013)

PositionAverage hours per

week(list any

hours forrelated

organizationsbelowline)

Name and title Reportablecompensation

from the

organization(W-2/1099-MISC)

Reportablecompensationfrom related

organizations(W-2/1099-MISC)

Estimatedamount of

othercompensation

from theorganizationand related

organizations

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |

~~~~~~~~~~ |

������������������������ |

Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable

compensation from the organization |

Did the organization list any officer, director, or trustee, key employee, or highest compensated employee on

line 1a? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization

and related organizations greater than $150,000? ~~~~~~~~~~~~~

Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services

rendered to the organization? ������������������������

Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from

the organization. Report compensation for the calendar year ending with or within the organization's tax year.

Name and business address Description of services Compensation

Total number of independent contractors (including but not limited to those listed above) who received more than

$100,000 of compensation from the organization |

Form (2013)

8Part VII

990

THE RICHARD NIXON FOUNDATION 52-1278303

(18) BARBARA HACKMAN FRANKLIN 1.00BOARD MEMBER X 0. 0. 0.(19) FREDERIC V. MALEK 1.00BOARD MEMBER X 0. 0. 0.(20) JOHN H. CARLEY 1.00BOARD MEMBER X 0. 0. 0.(21) LOIE G. GAUNT 1.00ASSISTANT TREASURER X 0. 0. 0.(22) ROBERT C. ODLE, JR 10.00COUNSEL X 0. 0. 0.(23) CHERYL SAREMI 40.00SECRETARY X 60,653. 0. 29,714.(24) BOB BRIGHT 40.00VICE PRESIDENT & CFO X X 112,547. 0. 38,983.(25) RICHARD M. QUINN 40.00PRESIDENT X X X 214,538. 0. 36,725.(26) ANTHONY CURTIS 40.00EXECUTIVE VP & COO X 125,958. 0. 33,186.

513,696. 0. 138,608.0. 0. 0.

513,696. 0. 138,608.

3

X

X

X

DWIGHT CHAPINP.O. BOX 5032, EAST HAMPTON, NY 11937

MANAGEMENTCONSULTING SERVICE 109,000.

ROBERT BOSTOCK, 39 SPRINGWOOD DRIVE,LAWRENCE TOWNSHIP, NJ 08648

MANAGEMENTCONSULTING SERVICE 108,850.

2

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 8

Noncash contributions included in lines 1a-1f: $

33200910-29-13

Total revenue.

(A) (B) (C) (D)

1 a

b

c

d

e

f

g

h

1

1

1

1

1

1

a

b

c

d

e

f

Co

ntr

ibu

tio

ns

, G

ifts

, G

ran

tsa

nd

Oth

er

Sim

ila

r A

mo

un

ts

Total.

Business Code

a

b

c

d

e

f

g

2

Pro

gra

m S

erv

ice

Re

ven

ue

Total.

3

4

5

6 a

b

c

d

a

b

c

d

7

a

b

c

8

a

b

9 a

b

c

a

b

10 a

b

c

a

b

Business Code

11 a

b

c

d

e Total.

Oth

er

Re

ven

ue

12

Revenue excludedfrom tax under

sections512 - 514

All other contributions, gifts, grants, and

similar amounts not included above

See instructions.

Form (2013)

Page Form 990 (2013)

Check if Schedule O contains a response or note to any line in this Part VIII �������������������������

Total revenue Related orexempt function

revenue

Unrelatedbusinessrevenue

Federated campaigns

Membership dues

~~~~~~

~~~~~~~~

Fundraising events

Related organizations

~~~~~~~~

~~~~~~

Government grants (contributions)

~~

Add lines 1a-1f ����������������� |

All other program service revenue ~~~~~

Add lines 2a-2f ����������������� |

Investment income (including dividends, interest, and

other similar amounts)

Income from investment of tax-exempt bond proceeds

~~~~~~~~~~~~~~~~~ |

|

Royalties ����������������������� |

(i) Real (ii) Personal

Gross rents

Less: rental expenses

Rental income or (loss)

Net rental income or (loss)

~~~~~~~

~~~

~~

�������������� |

Gross amount from sales of

assets other than inventory

(i) Securities (ii) Other

Less: cost or other basis

and sales expenses

Gain or (loss)

~~~

~~~~~~~

Net gain or (loss) ������������������� |

Gross income from fundraising events (not

including $ of

contributions reported on line 1c). See

Part IV, line 18 ~~~~~~~~~~~~~

Less: direct expenses~~~~~~~~~~

Net income or (loss) from fundraising events ����� |

Gross income from gaming activities. See

Part IV, line 19 ~~~~~~~~~~~~~

Less: direct expenses

Net income or (loss) from gaming activities

~~~~~~~~~

������ |

Gross sales of inventory, less returns

and allowances ~~~~~~~~~~~~~

Less: cost of goods sold

Net income or (loss) from sales of inventory

~~~~~~~~

������ |

Miscellaneous Revenue

All other revenue ~~~~~~~~~~~~~

Add lines 11a-11d ~~~~~~~~~~~~~~~ |

|�������������

9Part VIII Statement of Revenue

990

 

THE RICHARD NIXON FOUNDATION 52-1278303

X

246,701.

5,662,096.

5,908,797.

ADMISSION REVENUE 713110 261,344. 261,344.OTHER INCOME 485000 521. 521.LECTURES-SCHEDULE 1 713990 <64,528.> <64,528.>

197,337.

724,830. 724,830.1,234. 1,234.

1,347,498.198,451.

1,149,047.1,149,047. 1,149,047.

7,759,213.

7,255,739.503,474.

503,474. 503,474.

642,092.346,167.

295,925. 295,003. 922.

8,780,644. 492,340. 922. 2,378,585.

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 9

Check here if following SOP 98-2 (ASC 958-720)

332010 10-29-13

Total functional expenses.

Joint costs.

(A) (B) (C) (D)

1

2

3

4

5

6

7

8

9

10

11

a

b

c

d

e

f

g

12

13

14

15

16

17

18

19

20

21

22

23

24

a

b

c

d

e

25

26

Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).

Grants and other assistance to governments and

organizations in the United States. See Part IV, line 21

Compensation not included above, to disqualified

persons (as defined under section 4958(f)(1)) and

persons described in section 4958(c)(3)(B)

Pension plan accruals and contributions (include

section 401(k) and 403(b) employer contributions)

Professional fundraising services. See Part IV, line 17

(If line 11g amount exceeds 10% of line 25,

column (A) amount, list line 11g expenses on Sch O.)

Other expenses. Itemize expenses not covered above. (List miscellaneous expenses in line 24e. If line24e amount exceeds 10% of line 25, column (A)amount, list line 24e expenses on Schedule O.)

Add lines 1 through 24e

Complete this line only if the organization

reported in column (B) joint costs from a combined

educational campaign and fundraising solicitation.

Form 990 (2013) Page

Check if Schedule O contains a response or note to any line in this Part IX ��������������������������

Total expenses Program serviceexpenses

Management andgeneral expenses

Fundraisingexpenses

Grants and other assistance to individuals in

the United States. See Part IV, line 22 ~~~

Grants and other assistance to governments,

organizations, and individuals outside the

United States. See Part IV, lines 15 and 16 ~

Benefits paid to or for members ~~~~~~~

Compensation of current officers, directors,

trustees, and key employees ~~~~~~~~

~~~

Other salaries and wages ~~~~~~~~~~

Other employee benefits ~~~~~~~~~~

Payroll taxes ~~~~~~~~~~~~~~~~

Fees for services (non-employees):

Management

Legal

Accounting

Lobbying

~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~

Investment management fees

Other.

~~~~~~~~

Advertising and promotion

Office expenses

Information technology

Royalties

~~~~~~~~~

~~~~~~~~~~~~~~~

~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~

Occupancy ~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~Travel

Payments of travel or entertainment expenses

for any federal, state, or local public officials

Conferences, conventions, and meetings ~~

Interest

Payments to affiliates

~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~

Depreciation, depletion, and amortization

Insurance

~~

~~~~~~~~~~~~~~~~~

~~

All other expenses

|

Form (2013)

Do not include amounts reported on lines 6b,7b, 8b, 9b, and 10b of Part VIII.

10Part IX Statement of Functional Expenses

990

 

 

THE RICHARD NIXON FOUNDATION 52-1278303

214,539. 53,635. 32,181. 128,723.

1,315,194. 1,025,126. 38,900. 251,168.

131,696. 59,263. 13,170. 59,263.193,026. 187,704. <8,992.> 14,314.

11,589. 11,589.62,024. 62,024.

81,756. 81,756.

66,195. 66,195.62,131. 61,913. 218.26,585. 21,762. 4,823.

2,990. 2,990.51,197. 42,813. 8,384.

1,251,618. 1,128,399. 61,080. 62,139.56,729. 56,729.

OTHER EXPENSES - SCH. 3 2,305,149. 1,875,673. 6,796. 422,680.

5,832,418. 4,582,202. 298,504. 951,712.

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 10

33201110-29-13

(A) (B)

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

1

2

3

4

5

6

7

8

9

10c

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

a

b

10a

10b

As

se

ts

Total assets.

Lia

bil

itie

s

Total liabilities.

Organizations that follow SFAS 117 (ASC 958), check here and

complete lines 27 through 29, and lines 33 and 34.

27

28

29

Organizations that do not follow SFAS 117 (ASC 958), check here

and complete lines 30 through 34.

30

31

32

33

34

Ne

t A

ss

ets

or

Fu

nd

Ba

lan

ce

s

Form 990 (2013) Page

Check if Schedule O contains a response or note to any line in this Part X �����������������������������

Beginning of year End of year

Cash - non-interest-bearing

Savings and temporary cash investments

Pledges and grants receivable, net

~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~

Accounts receivable, net ~~~~~~~~~~~~~~~~~~~~~~~~~~

Loans and other receivables from current and former officers, directors,

trustees, key employees, and highest compensated employees. Complete

Part II of Schedule L ~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Loans and other receivables from other disqualified persons (as defined under

section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing

employers and sponsoring organizations of section 501(c)(9) voluntary

employees' beneficiary organizations (see instr). Complete Part II of Sch L ~~

Notes and loans receivable, net

Inventories for sale or use

Prepaid expenses and deferred charges

~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~

Land, buildings, and equipment: cost or other

basis. Complete Part VI of Schedule D

Less: accumulated depreciation

~~~

~~~~~~

Investments - publicly traded securities

Investments - other securities. See Part IV, line 11

Investments - program-related. See Part IV, line 11

Intangible assets

~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~

~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Other assets. See Part IV, line 11 ~~~~~~~~~~~~~~~~~~~~~~

Add lines 1 through 15 (must equal line 34) ����������

Accounts payable and accrued expenses

Grants payable

Deferred revenue

~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Tax-exempt bond liabilities

Escrow or custodial account liability. Complete Part IV of Schedule D

~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~

Loans and other payables to current and former officers, directors, trustees,

key employees, highest compensated employees, and disqualified persons.

Complete Part II of Schedule L ~~~~~~~~~~~~~~~~~~~~~~~

Secured mortgages and notes payable to unrelated third parties ~~~~~~

Unsecured notes and loans payable to unrelated third parties ~~~~~~~~

Other liabilities (including federal income tax, payables to related third

parties, and other liabilities not included on lines 17-24). Complete Part X of

Schedule D ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Add lines 17 through 25 ������������������

|

Unrestricted net assets

Temporarily restricted net assets

Permanently restricted net assets

~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~

|

Capital stock or trust principal, or current funds

Paid-in or capital surplus, or land, building, or equipment fund

Retained earnings, endowment, accumulated income, or other funds

~~~~~~~~~~~~~~~

~~~~~~~~

~~~~

Total net assets or fund balances ~~~~~~~~~~~~~~~~~~~~~~

Total liabilities and net assets/fund balances ����������������

Form (2013)

11Balance SheetPart X

990

 

 

 

THE RICHARD NIXON FOUNDATION 52-1278303

216,104. 2,611,384.3,116,434. 4,015,067.

0. 2,776,311.

718,640. 705,611.70,156. 18,237.

36,693,359.20,129,949. 17,727,530. 16,563,410.

37,599,157. 40,613,326.

59,448,021. 67,303,346.1,361,934. 880,288.

1,361,934. 880,288.X

21,186,837. 21,567,980.23,398,170. 31,353,998.13,501,080. 13,501,080.

58,086,087. 66,423,058.59,448,021. 67,303,346.

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 11

33201210-29-13

1

2

3

4

5

6

7

8

9

10

1

2

3

4

5

6

7

8

9

10

Yes No

1

2

3

a

b

c

2a

2b

2c

a

b

3a

3b

Form 990 (2013) Page

Check if Schedule O contains a response or note to any line in this Part XI ���������������������������

Total revenue (must equal Part VIII, column (A), line 12)

Total expenses (must equal Part IX, column (A), line 25)

Revenue less expenses. Subtract line 2 from line 1

Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A))

~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~

Net unrealized gains (losses) on investments

Donated services and use of facilities

Investment expenses

Prior period adjustments

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Other changes in net assets or fund balances (explain in Schedule O)

Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33,

column (B))

~~~~~~~~~~~~~~~~~~~

�����������������������������������������������

Check if Schedule O contains a response or note to any line in this Part XII ���������������������������

Accounting method used to prepare the Form 990: Cash Accrual Other

If the organization changed its method of accounting from a prior year or checked "Other," explain in Schedule O.

Were the organization's financial statements compiled or reviewed by an independent accountant? ~~~~~~~~~~~~

If "Yes," check a box below to indicate whether the financial statements for the year were compiled or reviewed on a

separate basis, consolidated basis, or both:

Separate basis Consolidated basis Both consolidated and separate basis

Were the organization's financial statements audited by an independent accountant? ~~~~~~~~~~~~~~~~~~~

If "Yes," check a box below to indicate whether the financial statements for the year were audited on a separate basis,

consolidated basis, or both:

Separate basis Consolidated basis Both consolidated and separate basis

If "Yes" to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit,

review, or compilation of its financial statements and selection of an independent accountant?~~~~~~~~~~~~~~~

If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.

As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit

Act and OMB Circular A-133? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit

or audits, explain why in Schedule O and describe any steps taken to undergo such audits ����������������

Form (2013)

12Part XI Reconciliation of Net Assets

Part XII Financial Statements and Reporting

990

 

 

     

     

     

THE RICHARD NIXON FOUNDATION 52-1278303

8,780,644.5,832,418.2,948,226.

58,086,087.5,388,745.

0.

66,423,058.

X

X

X

X

X

X

X

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 12

OMB No. 1545-0047

Department of the TreasuryInternal Revenue Service

33202109-25-13

Information about Schedule A (Form 990 or 990-EZ) and its instructions is at

(iii)

(see instructions)

(iv)(i)

(v)

(i)

(vi)

(i)

(i) (ii) (vii)

(Form 990 or 990-EZ)Complete if the organization is a section 501(c)(3) organization or a section

4947(a)(1) nonexempt charitable trust.| Attach to Form 990 or Form 990-EZ.

|

Open to PublicInspection

Name of the organization Employer identification number

1

2

3

4

5

6

7

8

9

10

11

section 170(b)(1)(A)(i).

section 170(b)(1)(A)(ii).

section 170(b)(1)(A)(iii).

section 170(b)(1)(A)(iii).

section 170(b)(1)(A)(iv).

section 170(b)(1)(A)(v).

section 170(b)(1)(A)(vi).

section 170(b)(1)(A)(vi).

section 509(a)(2).

section 509(a)(4).

section 509(a)(3).

a b c d

e

f

g

h

(i)

(ii)

(iii)

Yes No

11g(i)

11g(ii)

11g(iii)

Yes No Yes No Yes No

Total

For Paperwork Reduction Act Notice, see the Instructions for

Form 990 or 990-EZ.

Schedule A (Form 990 or 990-EZ) 2013

Type of organization (described on lines 1-9 above or IRC section

)

Is the organizationin col. listed in yourgoverning document?

Did you notify theorganization in col.

of your support?

Is theorganization in col.

organized in theU.S.?

Name of supportedorganization

EIN Amount of monetarysupport

(All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)

A church, convention of churches, or association of churches described in

A school described in (Attach Schedule E.)

A hospital or a cooperative hospital service organization described in

A medical research organization operated in conjunction with a hospital described in Enter the hospital's name,

city, and state:

An organization operated for the benefit of a college or university owned or operated by a governmental unit described in

(Complete Part II.)

A federal, state, or local government or governmental unit described in

An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in

(Complete Part II.)

A community trust described in (Complete Part II.)

An organization that normally receives: (1) more than 33 1/3% of its support from contributions, membership fees, and gross receipts from

activities related to its exempt functions - subject to certain exceptions, and (2) no more than 33 1/3% of its support from gross investment

income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975.

See (Complete Part III.)

An organization organized and operated exclusively to test for public safety. See

An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or

more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See Check the box that

describes the type of supporting organization and complete lines 11e through 11h.

Type I Type II Type III - Functionally integrated Type III - Non-functionally integrated

By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than

foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).

If the organization received a written determination from the IRS that it is a Type I, Type II, or Type III

supporting organization, check this box

Since August 17, 2006, has the organization accepted any gift or contribution from any of the following persons?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

A person who directly or indirectly controls, either alone or together with persons described in (ii) and (iii) below,

the governing body of the supported organization?

A family member of a person described in (i) above?

A 35% controlled entity of a person described in (i) or (ii) above?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~

Provide the following information about the supported organization(s).

LHA

www.irs.gov/form990.

SCHEDULE A

Part I Reason for Public Charity Status

Public Charity Status and Public Support 2013

    

 

  

  

  

        

 

THE RICHARD NIXON FOUNDATION 52-1278303

X

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 13

Subtract line 5 from line 4.

33202209-25-13

Calendar year (or fiscal year beginning in)

Calendar year (or fiscal year beginning in) |

2

(a) (b) (c) (d) (e) (f)

1

2

3

4

5

Total.

6 Public support.

(a) (b) (c) (d) (e) (f)

7

8

9

10

11

12

13

Total support.

12

First five years.

stop here

14

15

14

15

16

17

18

a

b

a

b

33 1/3% support test - 2013.

stop here.

33 1/3% support test - 2012.

stop here.

10% -facts-and-circumstances test - 2013.

stop here.

10% -facts-and-circumstances test - 2012.

stop here.

Private foundation.

Schedule A (Form 990 or 990-EZ) 2013

|

Add lines 7 through 10

Schedule A (Form 990 or 990-EZ) 2013 Page

(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization

fails to qualify under the tests listed below, please complete Part III.)

2009 2010 2011 2012 2013 Total

Gifts, grants, contributions, and

membership fees received. (Do not

include any "unusual grants.") ~~

Tax revenues levied for the organ-

ization's benefit and either paid to

or expended on its behalf ~~~~

The value of services or facilities

furnished by a governmental unit to

the organization without charge ~

Add lines 1 through 3 ~~~

The portion of total contributions

by each person (other than a

governmental unit or publicly

supported organization) included

on line 1 that exceeds 2% of the

amount shown on line 11,

column (f) ~~~~~~~~~~~~

2009 2010 2011 2012 2013 Total

Amounts from line 4 ~~~~~~~

Gross income from interest,

dividends, payments received on

securities loans, rents, royalties

and income from similar sources ~

Net income from unrelated business

activities, whether or not the

business is regularly carried on ~

Other income. Do not include gain

or loss from the sale of capital

assets (Explain in Part IV.) ~~~~

Gross receipts from related activities, etc. (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~

If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3)

organization, check this box and ��������������������������������������������� |

~~~~~~~~~~~~Public support percentage for 2013 (line 6, column (f) divided by line 11, column (f))

Public support percentage from 2012 Schedule A, Part II, line 14

%

%~~~~~~~~~~~~~~~~~~~~~

If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box and

The organization qualifies as a publicly supported organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |

If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this box

and The organization qualifies as a publicly supported organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |

If the organization did not check a box on line 13, 16a, or 16b, and line 14 is 10% or more,

and if the organization meets the "facts-and-circumstances" test, check this box and Explain in Part IV how the organization

meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization ~~~~~~~~~~~~~~~ |

If the organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 is 10% or

more, and if the organization meets the "facts-and-circumstances" test, check this box and Explain in Part IV how the

organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization ~~~~~~~~ |

If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see instructions ��� |

Part II Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)

Section A. Public Support

Section B. Total Support

Section C. Computation of Public Support Percentage 

 

 

 

  

THE RICHARD NIXON FOUNDATION 52-1278303

859,355. 1,170,994. 688,586. 2,014,262. 5,908,797. 10,641,994.

859,355. 1,170,994. 688,586. 2,014,262. 5,908,797. 10,641,994.

10,641,994.

859,355. 1,170,994. 688,586. 2,014,262. 5,908,797. 10,641,994.

1,874,674. 1,876,579. 1,966,390. 2,033,683. 2,073,562. 9,824,888.

111,360. 78. 62. 922. 112,422.

38,752. 633. 850,374. 538. 521. 890,818.21,470,122.

4,655,601.

49.5746.46

X

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 14

(Subtract line 7c from line 6.)

Amounts included on lines 2 and 3 received

from other than disqualified persons that

exceed the greater of $5,000 or 1% of the

amount on line 13 for the year

(Add lines 9, 10c, 11, and 12.)

332023 09-25-13

Calendar year (or fiscal year beginning in) |

Calendar year (or fiscal year beginning in) |

Total support.

3

(a) (b) (c) (d) (e) (f)

1

2

3

4

5

6

7

Total.

a

b

c

8 Public support

(a) (b) (c) (d) (e) (f)

9

10a

b

c11

12

13

14 First five years.

stop here

15

16

15

16

17

18

19

20

2013

2012

17

18

a

b

33 1/3% support tests - 2013.

stop here.

33 1/3% support tests - 2012.

stop here.

Private foundation.

Schedule A (Form 990 or 990-EZ) 2013

Unrelated business taxable income

(less section 511 taxes) from businesses

acquired after June 30, 1975

Schedule A (Form 990 or 990-EZ) 2013 Page

(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to

qualify under the tests listed below, please complete Part II.)

2009 2010 2011 2012 2013 Total

Gifts, grants, contributions, and

membership fees received. (Do not

include any "unusual grants.") ~~

Gross receipts from admissions,merchandise sold or services per-formed, or facilities furnished inany activity that is related to theorganization's tax-exempt purpose

Gross receipts from activities that

are not an unrelated trade or bus-

iness under section 513 ~~~~~

Tax revenues levied for the organ-

ization's benefit and either paid to

or expended on its behalf ~~~~

The value of services or facilities

furnished by a governmental unit to

the organization without charge ~

~~~ Add lines 1 through 5

Amounts included on lines 1, 2, and

3 received from disqualified persons

~~~~~~

Add lines 7a and 7b ~~~~~~~

2009 2010 2011 2012 2013 Total

Amounts from line 6 ~~~~~~~Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources ~

~~~~

Add lines 10a and 10b ~~~~~~Net income from unrelated businessactivities not included in line 10b, whether or not the business is regularly carried on ~~~~~~~Other income. Do not include gainor loss from the sale of capitalassets (Explain in Part IV.) ~~~~

If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,

check this box and ���������������������������������������������������� |

Public support percentage for 2013 (line 8, column (f) divided by line 13, column (f))

Public support percentage from 2012 Schedule A, Part III, line 15

~~~~~~~~~~~~ %

%��������������������

Investment income percentage for (line 10c, column (f) divided by line 13, column (f))

Investment income percentage from Schedule A, Part III, line 17

~~~~~~~~ %

%~~~~~~~~~~~~~~~~~~

If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not

more than 33 1/3%, check this box and The organization qualifies as a publicly supported organization ~~~~~~~~~~ |

If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3%, and

line 18 is not more than 33 1/3%, check this box and The organization qualifies as a publicly supported organization~~~~ |

If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions �������� |

Part III Support Schedule for Organizations Described in Section 509(a)(2)

Section A. Public Support

Section B. Total Support

Section C. Computation of Public Support Percentage

Section D. Computation of Investment Income Percentage

 

 

  

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 15

332024 09-25-13

4

Schedule A (Form 990 or 990-EZ) 2013

Schedule A (Form 990 or 990-EZ) 2013 Page

Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12.

Also complete this part for any additional information. (See instructions).

Part IV Supplemental Information.

THE RICHARD NIXON FOUNDATION 52-1278303

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 16

OMB No. 1545-0047

Department of the TreasuryInternal Revenue Service

33205109-25-13

Held at the End of the Tax Year

(Form 990) | Complete if the organization answered "Yes," to Form 990,Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.

| Attach to Form 990.| Information about Schedule D (Form 990) and its instructions is at

Open to PublicInspection

Name of the organization Employer identification number

(a) (b)

1

2

3

4

5

6

Yes No

Yes No

1

2

3

4

5

6

7

8

9

a

b

c

d

2a

2b

2c

2d

Yes No

Yes No

1

2

a

b

(i)

(ii)

a

b

For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule D (Form 990) 2013

Complete if the

organization answered "Yes" to Form 990, Part IV, line 6.

Donor advised funds Funds and other accounts

Total number at end of year

Aggregate contributions to (during year)

Aggregate grants from (during year)

Aggregate value at end of year

~~~~~~~~~~~~~~~

~~~~~~~~

~~~~~~~~~~

~~~~~~~~~~~~~

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds

are the organization's property, subject to the organization's exclusive legal control?~~~~~~~~~~~~~~~~~~

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only

for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring

impermissible private benefit? ��������������������������������������������

Complete if the organization answered "Yes" to Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education)

Protection of natural habitat

Preservation of open space

Preservation of an historically important land area

Preservation of a certified historic structure

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last

day of the tax year.

Total number of conservation easements

Total acreage restricted by conservation easements

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~

Number of conservation easements on a certified historic structure included in (a)

Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure

listed in the National Register

~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the tax

year |

Number of states where property subject to conservation easement is located |

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of

violations, and enforcement of the conservation easements it holds? ~~~~~~~~~~~~~~~~~~~~~~~~~

Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year |

Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year | $

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i)

and section 170(h)(4)(B)(ii)? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and balance sheet, and

include, if applicable, the text of the footnote to the organization's financial statements that describes the organization's accounting for

conservation easements.

Complete if the organization answered "Yes" to Form 990, Part IV, line 8.

If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art,

historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII,

the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical

treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts

relating to these items:

Revenues included in Form 990, Part VIII, line 1

Assets included in Form 990, Part X

~~~~~~~~~~~~~~~~~~~~~~~~~~~~ | $

$~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide

the following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:

Revenues included in Form 990, Part VIII, line 1

Assets included in Form 990, Part X

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ | $

$~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |

LHA

www.irs.gov/form990.

Part I Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts.

Part II Conservation Easements.

Part III Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.

SCHEDULE D Supplemental Financial Statements 2013

   

   

       

   

   

THE RICHARD NIXON FOUNDATION 52-1278303

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 21

33205209-25-13

3

4

5

a

b

c

d

e

Yes No

1

2

a

b

c

d

e

f

a

b

Yes No

1c

1d

1e

1f

Yes No

(a) (b) (c) (d) (e)

1

2

3

4

a

b

c

d

e

f

g

a

b

c

a

b

Yes No

(i)

(ii)

3a(i)

3a(ii)

3b

(a) (b) (c) (d)

1a

b

c

d

e

Total.

Schedule D (Form 990) 2013

(continued)

(Column (d) must equal Form 990, Part X, column (B), line 10(c).)

Two years back Three years back Four years back

Schedule D (Form 990) 2013 Page

Using the organization's acquisition, accession, and other records, check any of the following that are a significant use of its collection items

(check all that apply):

Public exhibition

Scholarly research

Preservation for future generations

Loan or exchange programs

Other

Provide a description of the organization's collections and explain how they further the organization's exempt purpose in Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures, or other similar assets

to be sold to raise funds rather than to be maintained as part of the organization's collection? ������������

Complete if the organization answered "Yes" to Form 990, Part IV, line 9, orreported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not included

on Form 990, Part X?

If "Yes," explain the arrangement in Part XIII and complete the following table:

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Amount

Beginning balance

Additions during the year

Distributions during the year

Ending balance

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the organization include an amount on Form 990, Part X, line 21?

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII

~~~~~~~~~~~~~~~~~~~~~~~~~

�������������

Complete if the organization answered "Yes" to Form 990, Part IV, line 10.

Current year Prior year

Beginning of year balance

Contributions

Net investment earnings, gains, and losses

Grants or scholarships

~~~~~~~

~~~~~~~~~~~~~~

~~~~~~~~~

Other expenditures for facilities

and programs

Administrative expenses

End of year balance

~~~~~~~~~~~~~

~~~~~~~~

~~~~~~~~~~

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment

Permanent endowment

Temporarily restricted endowment

The percentages in lines 2a, 2b, and 2c should equal 100%.

| %

| %

| %

Are there endowment funds not in the possession of the organization that are held and administered for the organization

by:

unrelated organizations

related organizations

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R?

Describe in Part XIII the intended uses of the organization's endowment funds.

~~~~~~~~~~~~~~~~~~~~~~

Complete if the organization answered "Yes" to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property Cost or otherbasis (investment)

Cost or otherbasis (other)

Accumulateddepreciation

Book value

Land

Buildings

Leasehold improvements

~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~

~~~~~~~~~~

Equipment

Other

~~~~~~~~~~~~~~~~~

��������������������

Add lines 1a through 1e. |������������

2Part III Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets

Part IV Escrow and Custodial Arrangements.

Part V Endowment Funds.

Part VI Land, Buildings, and Equipment.

       

   

   

    

THE RICHARD NIXON FOUNDATION 52-1278303

37,687,124. 34,884,711. 42,302,913. 38,979,111. 30,978,651.15,000.

6,602,043. 4,520,288. <487,189.> 5,214,780. 9,515,699.

1,723,645. 1,579,108. 6,778,729. 1,781,029. 1,421,904.80,454. 138,767. 152,284. 109,949. 108,335.

42,485,068. 37,687,124. 34,884,711. 42,302,913. 38,979,111.

6.0032.00

62.00

XX

1,993,000. 1,993,000.32,644,782. 20,129,949. 12,514,833.

129,382. 129,382.257,189. 257,189.

1,669,006. 1,669,006.16,563,410.

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 22

(including name of security)

33205309-25-13

Total.

Total.

(a) (b) (c)

(a) (b) (c)

(a) (b)

Total.

(a) (b) 1.

Total.

2.

Schedule D (Form 990) 2013

(Column (b) must equal Form 990, Part X, col. (B) line 15.)

(Column (b) must equal Form 990, Part X, col. (B) line 25.)

Description of security or category

(Col. (b) must equal Form 990, Part X, col. (B) line 12.) |

(Col. (b) must equal Form 990, Part X, col. (B) line 13.) |

Schedule D (Form 990) 2013 Page

Complete if the organization answered "Yes" to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

Book value Method of valuation: Cost or end-of-year market value

(1)

(2)

(3)

Financial derivatives

Closely-held equity interests

Other

~~~~~~~~~~~~~~~

~~~~~~~~~~~

(A)

(B)

(C)

(D)

(E)

(F)

(G)

(H)

Complete if the organization answered "Yes" to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.Description of investment Book value Method of valuation: Cost or end-of-year market value

(1)

(2)

(3)

(4)

(5)

(6)

(7)

(8)

(9)

Complete if the organization answered "Yes" to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

Description Book value

(1)

(2)

(3)

(4)

(5)

(6)

(7)

(8)

(9)

���������������������������� |

Complete if the organization answered "Yes" to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

Description of liability Book value

(1)

(2)

(3)

(4)

(5)

(6)

(7)

(8)

(9)

Federal income taxes

����� |

Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the

organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII

3Part VII Investments - Other Securities.

Part VIII Investments - Program Related.

Part IX Other Assets.

Part X Other Liabilities.

 

THE RICHARD NIXON FOUNDATION 52-1278303

MONEY FUND 35,541,993. END-OF-YEAR MARKET VALUEEQUITY SECURITIES 5,071,333. END-OF-YEAR MARKET VALUE

40,613,326.

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 23

33205409-25-13

1

2

3

4

5

1

a

b

c

d

e

2a

2b

2c

2d

2a 2d 2e

32e 1

a

b

c

4a

4b

4a 4b

3 4c.

4c

5

1

2

3

4

5

1

a

b

c

d

e

2a

2b

2c

2d

2a 2d

2e 1

2e

3

a

b

c

4a

4b

4a 4b

3 4c.

4c

5

Schedule D (Form 990) 2013

(This must equal Form 990, Part I, line 12.)

(This must equal Form 990, Part I, line 18.)

Schedule D (Form 990) 2013 Page

Complete if the organization answered "Yes" to Form 990, Part IV, line 12a.

Total revenue, gains, and other support per audited financial statements

Amounts included on line 1 but not on Form 990, Part VIII, line 12:

~~~~~~~~~~~~~~~~~~~

Net unrealized gains on investments

Donated services and use of facilities

Recoveries of prior year grants

Other (Describe in Part XIII.)

~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~

Add lines through ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Subtract line from line ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Amounts included on Form 990, Part VIII, line 12, but not on line 1:

Investment expenses not included on Form 990, Part VIII, line 7b

Other (Describe in Part XIII.)

~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~

Add lines and

Total revenue. Add lines and

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

�����������������

Complete if the organization answered "Yes" to Form 990, Part IV, line 12a.

Total expenses and losses per audited financial statements

Amounts included on line 1 but not on Form 990, Part IX, line 25:

~~~~~~~~~~~~~~~~~~~~~~~~~~

Donated services and use of facilities

Prior year adjustments

Other losses

Other (Describe in Part XIII.)

~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~

Add lines through

Subtract line from line

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Amounts included on Form 990, Part IX, line 25, but not on line 1:

Investment expenses not included on Form 990, Part VIII, line 7b

Other (Describe in Part XIII.)

~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~

Add lines and

Total expenses. Add lines and

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

����������������

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part IV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI,

lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

4Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return.

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return.

Part XIII Supplemental Information.

THE RICHARD NIXON FOUNDATION 52-1278303

14,087,633.

5,388,745.

5,388,745.8,698,888.

81,756.

81,756.8,780,644.

5,750,662.

0.5,750,662.

81,756.

81,756.5,832,418.

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 24

OMB No. 1545-0047

Department of the TreasuryInternal Revenue Service

33207110-03-13

| Complete if the organization answered "Yes" on Form 990, Part IV, line 14b, 15, or 16.

| Attach to Form 990. | See separate instructions.

| Information about Schedule F (Form 990) and its instructions is at Open to Public Inspection

Employer identification number

1

2

3

For grantmakers.

Yes No

For grantmakers.

(a) (b) (c) (d) (e) (f)

3 a

b

c Totals

For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule F (Form 990) 2013

Name of the organization

Complete if the organization answered "Yes" on

Form 990, Part IV, line 14b.

Does the organization maintain records to substantiate the amount of its grants and other assistance,

the grantees' eligibility for the grants or assistance, and the selection criteria used to award the grants or assistance? ~~

Describe in Part V the organization's procedures for monitoring the use of its grants and other assistance outside the

United States.

Activities per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)

Region Number ofoffices

in the region

Number ofemployees,agents, andindependentcontractors

in region

Activities conducted in region(by type) (e.g., fundraising, program

services, investments, grants torecipients located in the region)

If activity listed in (d)is a program service,

describe specific typeof service(s) in region

Totalexpenditures

for andinvestments

in region

Sub-total ~~~~~~

Total from continuation

sheets to Part I ~~~

(add lines 3a

and 3b) ������

LHA

www.irs.gov/form990.

(Form 990)

Part I General Information on Activities Outside the United States.

SCHEDULE F Statement of Activities Outside the United States 2013

   

THE RICHARD NIXON FOUNDATION 52-1278303

CHINA 0 0 PROGRAM SERVICES SEE PART V 36,024.

0 0 36,024.

0 0 0.

0 0 36,024.

SEE PART V FOR COLUMN (E) DESCRIPTIONS

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 25

33207210-03-13

2

Part II Grants and Other Assistance to Organizations or Entities Outside the United States.

(a) (b)

(c) (d) (e) (f) (g) (h) (i) 1

2

3

Schedule F (Form 990) 2013

IRS code section

and EIN (if applicable)

Schedule F (Form 990) 2013 Page

Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any

recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

Name of organization RegionPurpose of

grant

Amount

of cash grant

Manner of

cash disbursement

Amount ofnon-cash

assistance

Descriptionof non-cashassistance

Method ofvaluation (book, FMV,

appraisal, other)

Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by

the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ~~~~~~~~~~~~~~~~~~~~~~~ |

Enter total number of other organizations or entities ��������������������������������������������� |

THE RICHARD NIXON FOUNDATION 52-1278303

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1

26

33207310-03-13

3

Part III Grants and Other Assistance to Individuals Outside the United States.

(c) (d) (e) (f) (g) (h) (a) (b)

Schedule F (Form 990) 2013

Schedule F (Form 990) 2013 Page

Complete if the organization answered "Yes" on Form 990, Part IV, line 16.

Part III can be duplicated if additional space is needed.

Number ofrecipients

Amount ofcash grant

Manner ofcash disbursement

Amount ofnon-cash

assistance

Description ofnon-cash assistance

Method ofvaluation

(book, FMV,appraisal, other)

Type of grant or assistance Region

THE RICHARD NIXON FOUNDATION 52-1278303

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1

27

33207410-03-13

4

1

2

3

4

5

6

Schedule F (Form 990) 2013

If "Yes," theorganization may be required to file Form 926, Return by a U.S. Transferor of Property to a ForeignCorporation (see Instructions for Form 926)

If "Yes," the organizationmay be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts andReceipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust Witha U.S. Owner (see Instructions for Forms 3520 and 3520-A)

If "Yes,"the organization may be required to file Form 5471, Information Return of U.S. Persons With Respect ToCertain Foreign Corporations. (see Instructions for Form 5471)

If "Yes," the organization may be required to file Form 8621,Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund.(see Instructions for Form 8621)

If "Yes,"the organization may be required to file Form 8865, Return of U.S. Persons With Respect To CertainForeign Partnerships. (see Instructions for Form 8865)

If"Yes," the organization may be required to file Form 5713, International Boycott Report. (see Instructionsfor Form 5713)

Schedule F (Form 990) 2013 Page

Was the organization a U.S. transferor of property to a foreign corporation during the tax year?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No

Did the organization have an interest in a foreign trust during the tax year?

[[[[[[[[[[[[[[[[[[[[[[[[[[[[[[[[[[ Yes No

Did the organization have an ownership interest in a foreign corporation during the tax year?

~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No

Was the organization a direct or indirect shareholder of a passive foreign investment company or a

qualified electing fund during the tax year?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No

Did the organization have an ownership interest in a foreign partnership during the tax year?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No

Did the organization have any operations in or related to any boycotting countries during the tax year?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No

Part IV Foreign Forms

   

   

   

   

   

   

THE RICHARD NIXON FOUNDATION 52-1278303

X

X

X

X

X

X

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 28

332075 10-03-13

5

Schedule F (Form 990) 2013

Schedule F (Form 990) 2013 Page

Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of

investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c)

(estimated number of recipients), as applicable. Also complete this part to provide any additional information.

Part V Supplemental Information

THE RICHARD NIXON FOUNDATION 52-1278303

PART I, LINE 3, COLUMN (E):

REGION: CHINA

(E) SPECIFIC TYPES OF SERVICES IN REGION: SEE PART V

PRESIDENT NIXON'S GRANDSON, CHRISTOPHER NIXON COX, LED A GROUP OF FORMER

WHITE HOUSE OFFICIALS, FOUNDATION MEMBERS AND LIBRARY VOLUNTEERS TO CHINA

TO RETRACE THE STEPS OF THE PRESIDENT'S HISTORIC TRIP TO CHINA IN 1972.

THE PURPOSE OF THE TRIP WAS TO PROMOTE RICHARD NIXON'S LEGACY AND TO

COMMEMORATE THE CENTENNIAL OF HIS BIRTH. THE 10-DAY TRIP WAS SPONSORED BY

THE FOUNDATION WITH THE COOPERATION OF THE CHINESE PEOPLE'S ASSOCIATION

FOR FRIENDSHIP WITH FOREIGN COUNTRIES. THE TRIP INCLUDED STOPS IN

BEIJING, HANGZHOU, AND SHANGHAI, WHERE GUESTS WERE WELCOMED BY

DIGNITARIES AND POLITICAL FIGURES. ACTIVITIES INCLUDED STATE BANQUETS,

TOURS OF THE GREAT HALL OF THE PEOPLE, TIANANMEN SQUARE AND THE FORBIDDEN

CITY, AND THINKTANK/PANEL DISCUSSIONS FEATURING CURRENT CHINESE DIPLOMATS

AND OFFICIALS FROM THE 1972 TRIP. THE NET EXPENDITURE OF $36,024 INCLUDES

REIMBURSEMENT (REVENUE) FOR TRAVEL, ACCOMODATIONS, AND MEALS OF $183,565

FROM THE PARTICIPANTS, AND EXPENDITURES OF $219,589.

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 29

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Department of the TreasuryInternal Revenue Service

33211109-13-13

For certain Officers, Directors, Trustees, Key Employees, and HighestCompensated Employees

Complete if the organization answered "Yes" on Form 990, Part IV, line 23.Open to Public

InspectionAttach to Form 990. See separate instructions.

| Information about Schedule J (Form 990) and its instructions is at Employer identification number

Yes No

1a

b

1b

2

2

3

4

a

b

c

4a

4b

4c

Only section 501(c)(3) and 501(c)(4) organizations must complete lines 5-9.

5

5a

5b

6a

6b

7

8

9

a

b

6

a

b

7

8

9

For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule J (Form 990) 2013

|| |

Name of the organization

Check the appropriate box(es) if the organization provided any of the following to or for a person listed in Form 990,

Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.

First-class or charter travel

Travel for companions

Housing allowance or residence for personal use

Payments for business use of personal residence

Tax indemnification and gross-up payments

Discretionary spending account

Health or social club dues or initiation fees

Personal services (e.g., maid, chauffeur, chef)

If any of the boxes on line 1a are checked, did the organization follow a written policy regarding payment or

reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain~~~~~~~~~~~

Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all directors,

trustees, and officers, including the CEO/Executive Director, regarding the items checked in line 1a? ~~~~~~~~~~~~

Indicate which, if any, of the following the filing organization used to establish the compensation of the organization's

CEO/Executive Director. Check all that apply. Do not check any boxes for methods used by a related organization to

establish compensation of the CEO/Executive Director, but explain in Part III.

Compensation committee

Independent compensation consultant

Form 990 of other organizations

Written employment contract

Compensation survey or study

Approval by the board or compensation committee

During the year, did any person listed in Form 990, Part VII, Section A, line 1a, with respect to the filing

organization or a related organization:

Receive a severance payment or change-of-control payment?

Participate in, or receive payment from, a supplemental nonqualified retirement plan?

Participate in, or receive payment from, an equity-based compensation arrangement?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation

contingent on the revenues of:

The organization?

Any related organization?

If "Yes" to line 5a or 5b, describe in Part III.

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation

contingent on the net earnings of:

The organization?

Any related organization?

If "Yes" to line 6a or 6b, describe in Part III.

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed payments

not described in lines 5 and 6? If "Yes," describe in Part III

Were any amounts reported in Form 990, Part VII, paid or accrued pursuant to a contract that was subject to the

initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe in Part III

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~

If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in

Regulations section 53.4958-6(c)? ���������������������������������������������

LHA

www.irs.gov/form990.

SCHEDULE J(Form 990)

Part I Questions Regarding Compensation

Compensation Information

2013

    

    

   

   

THE RICHARD NIXON FOUNDATION 52-1278303

X

X

X X

XXX

XX

XX

X

X

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 30

33211209-13-13

2

Part II Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees.

Note.

(B) (C) (D) (E) (F)

(i) (ii) (iii) (A)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

Schedule J (Form 990) 2013

Schedule J (Form 990) 2013 Page

Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the instructions, on row (ii).Do not list any individuals that are not listed on Form 990, Part VII.

The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.

Breakdown of W-2 and/or 1099-MISC compensation Retirement andother deferredcompensation

Nontaxablebenefits

Total of columns(B)(i)-(D)

Compensationreported as deferred

in prior Form 990Basecompensation

Bonus &incentive

compensation

Otherreportable

compensation

Name and Title

THE RICHARD NIXON FOUNDATION 52-1278303

(1) BOB BRIGHT 112,047. 500. 0. 0. 38,983. 151,530. 0.VICE PRESIDENT & CFO 0. 0. 0. 0. 0. 0. 0.(2) RICHARD M. QUINN 214,038. 500. 0. 0. 36,725. 251,263. 0.PRESIDENT 0. 0. 0. 0. 0. 0. 0.(3) ANTHONY CURTIS 125,458. 500. 0. 0. 33,186. 159,144. 0.EXECUTIVE VP & COO 0. 0. 0. 0. 0. 0. 0.

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1

31

33211309-13-13

3

Part III Supplemental Information

Schedule J (Form 990) 2013

Schedule J (Form 990) 2013 Page

Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.

THE RICHARD NIXON FOUNDATION 52-1278303

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1

32

OMB No. 1545-0047

Department of the TreasuryInternal Revenue Service

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Information about Schedule O (Form 990 or 990-EZ) and its instructions is at

Complete to provide information for responses to specific questions onForm 990 or 990-EZ or to provide any additional information.

| Attach to Form 990 or 990-EZ.|

(Form 990 or 990-EZ)

Open to PublicInspection

Employer identification number

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. Schedule O (Form 990 or 990-EZ) (2013)

Name of the organization

LHA

www.irs.gov/form990.

SCHEDULE O Supplemental Information to Form 990 or 990-EZ 2013

THE RICHARD NIXON FOUNDATION 52-1278303

FORM 990, PART I, LINE 1, DESCRIPTION OF ORGANIZATION MISSION:

THE RICHARD NIXON FOUNDATION IS AN EDUCATIONAL INSTITUTION, A 501 (C)

(3) NOT-FOR-PROFIT CORPORATION, DELAWARE, 1983. ITS MISSION IS TO

ILLUMINATE AND PROTECT THE LEGACY OF THE 37TH PRESIDENT THROUGH ITS OWN

PROGRAMS AND EXHIBITS AT THE RICHARD NIXON PRESIDENTIAL LIBRARY AND

MUSEUM IN YORBA LINDA, CALIFORNIA. AT THE PRESIDENTIAL LIBRARY AND

MUSEUM IN YORBA LINDA, SPECIAL FREE ADMISSION DAYS THROUGHOUT THE YEAR

ENCOURAGE COMMUNITY INVOLVEMENT. ALSO, ON SUNDAY AFTERNOONS, A FAMILY

CONCERT SERIES IS OFFERED WITHOUT CHARGE FEATURING MUSICIANS FROM THE

SOUTHERN CALIFORNIA AREA.

FORM 990, PART III, LINE 4D, OTHER PROGRAM SERVICES:

EVENTS TO EDUCATE AND INFORM ABOUT THE LIFE AND TIMES OF RICHARD NIXON

ON SELECT DAYS AND HOLIDAYS SUCH AS 9/11 MEMORIAL EVENT, MEET THE

PRESIDENTS SERIES, PAT NIXON'S BIRTHDAY CELEBRATION, HOLIDAY RECEPTION,

PRESIDENT NIXON'S BIRTHDAY CELEBRATION, MEMORIAL DAY, PRESIDENT'S DAY,

INDEPENDENCE DAY, AND LEGACY FORUM.

EXPENSES $ 4,041,863. INCLUDING GRANTS OF $ 0. REVENUE $ 259,733.

FORM 990, PART VI, SECTION A, LINE 2:

EXPLANATION: BOARD MEMBERS TRICIA NIXON COX AND JULIE NIXON EISENHOWER ARE

SISTERS AND DAUGHTERS OF THE FORMER UNITED STATES PRESIDENT RICHARD NIXON.

BOARD MEMBER EDWARD NIXON IS THE YOUNGEST BROTHER OF THE FORMER UNITED

STATES PRESIDENT RICHARD NIXON; THEREFORE, HE IS THE UNCLE OF TRICIA NIXON

COX AND JULIE NIXON EISENHOWER.

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 33

33221209-04-13

2

Employer identification number

Schedule O (Form 990 or 990-EZ) (2013)

Schedule O (Form 990 or 990-EZ) (2013) Page

Name of the organizationTHE RICHARD NIXON FOUNDATION 52-1278303

FORM 990, PART VI, SECTION A, LINE 6:

EXPLANATION: THE MEMBERS OF THE FOUNDATION ARE THE DAUGHTERS OF FORMER

PRESIDENT NIXON: TRICIA NIXON COX AND JULIE NIXON EISENHOWER.

THE OTHER FIVE MEMBERS ARE:

RONALD H. WALKER-CHAIRMAN OF THE BOARD AND CHAIRMAN OF EXECUTIVE COMMITTEE

JOHN H. BARR-CHAIRMAN OF THE BUDGET AND FINANCE COMMITTEE, AND TREASURER OF

THE BOARD

KENNETH L. KHACHIGIAN-CHAIRMAN OF THE AUDIT COMMITTEE

LAWRENCE M. HIGBY-CHAIRMAN OF THE COMPENSATION COMMITTEE

J. PETER SIMON-CHAIRMAN OF THE INVESTMENT COMMITTEE

FORM 990, PART VI, SECTION A, LINE 7A:

EXPLANATION: THE RESPONSIBILITY OF THE MEMBERS AT THE ANNUAL MEMBERS

MEETING IS TO ELECT THE DIRECTORS FOR A ONE YEAR TERM. THERE WERE A TOTAL

OF 20 DIRECTORS ELECTED AT THE 2013 ANNUAL MEETING.

FORM 990, PART VI, SECTION B, LINE 11:

EXPLANATION: THE AUDIT COMMITTEE SHALL HAVE THE RESPONSIBILITY FOR

REVIEWING THE FORM 990 (INCLUDING ALL PERTINENT SCHEDULES) BEFORE IT IS

FILED WITH THE INTERNAL REVENUE SERVICE.

A DRAFT OF THE FORM 990 SHOULD BE READY FOR REVIEW BY THE AUDIT COMMITTEE

NO LATER THAN ONE MONTH PRIOR TO THE FILING DEADLINE.

AFTER THE DRAFT OF THE FORM 990 HAS BEEN PROVIDED TO THE AUDIT COMMITTEE,

IT WILL HAVE NO MORE THAN TWO WEEKS TO COMPLETE ITS REVIEW.

IN CONDUCTING ITS REVIEW OF THE DRAFT OF THE FORM 990, IT IS PREFERRED THAT

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 34

33221209-04-13

2

Employer identification number

Schedule O (Form 990 or 990-EZ) (2013)

Schedule O (Form 990 or 990-EZ) (2013) Page

Name of the organizationTHE RICHARD NIXON FOUNDATION 52-1278303

THE AUDIT COMMITTEE SHALL CONDUCT A TOP-LEVEL OR BIG-PICTURE TYPE OF

REVIEW. HOWEVER, IF THE AUDIT COMMITTEE DESIRES OR DEEMS IT NECESSARY TO

CONDUCT A MORE DETAILED REVIEW OF THE FORM 990, THEN IT SHOULD CONTACT THE

PREPARER OF THE FORM 990 TO REQUEST COPIES OF THE RELEVANT DETAILED TAX

RETURN WORKPAPERS WHICH IT WOULD LIKE TO SEE.

ONCE THE AUDIT COMMITTEE HAS COMPLETED ITS INITIAL REVIEW OF THE FORM 990,

A MEETING OR CONFERENCE CALL WILL BE SCHEDULED WITH THE PREPARER OF THE

FORM 990 (REGARDLESS OF WHETHER THE FORM 990 IS EXTERNALLY OR INTERNALLY

PREPARED) TO DISCUSS ANY QUESTIONS, COMMENTS, AND SUGGESTED REVISIONS

IDENTIFIED BY THE AUDIT COMMITTEE.

THE PREPARER OF THE FORM 990 SHOULD MAKE ANY REVISIONS TO THE FORM 990 AS

SOON AS FEASIBLY POSSIBLE TO ENSURE THAT THE FORM 990 IS FILED WITH THE

INTERNAL REVENUE SERVICE ON A TIMELY BASIS.

ALL OF THE QUESTIONS, COMMENTS, AND SUGGESTED REVISIONS SET FORTH BY THE

AUDIT COMMITTEE SHOULD BE DOCUMENTED, ALONG WITH ANY RESPONSES FROM THE

PREPARER OF THE FORM 990, IF APPLICABLE.

AFTER THE FORM 990 HAS BEEN REVIEWED AND APPROVED BY THE AUDIT COMMITTEE, A

COPY IS DISSEMINATED TO THE FULL BOARD PRIOR TO FILING WITH THE INTERNAL

REVENUE SERVICE.

FORM 990, PART VI, SECTION B, LINE 12C:

EXPLANATION: MANAGEMENT REGULARLY MONITORS TRANSACTIONS FOR CONFLICT OF

INTEREST. THREE BIDS ARE REQUIRED ON SIGNIFICANT CONTRACTS AND MANGAGEMENT

APPROVAL IS REQUIRED FOR ALL OTHER TRANSACTIONS.

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 35

33221209-04-13

2

Employer identification number

Schedule O (Form 990 or 990-EZ) (2013)

Schedule O (Form 990 or 990-EZ) (2013) Page

Name of the organizationTHE RICHARD NIXON FOUNDATION 52-1278303

FORM 990, PART VI, SECTION B, LINE 15:

EXPLANATION: THE ORGANIZATION HAS A WRITTEN POLICY IN PLACE OUTLINING

PROCEDURES FOR EXECUTIVE COMPENSATION REVIEW. THE EXECUTIVE COMMITTEE OF

THE BOARD ANNUALLY REVIEWS THE EXECUTIVE COMPENSATION.

FORM 990, PART VI, SECTION C, LINE 18:

EXPLANATION: THE PUBLIC INSPECTION COPY OF THE FORM 990 AND FORM 990-T,

FROM THE PREVIOUS THREE YEARS (AT MINIMUM), WILL BE AVAILABLE (FOR

INSPECTION OR COPYING) AT THE MAIN OFFICE DURING NORMAL BUSINESS HOURS AT

NO CHARGE; ADDITIONALLY, THESE SAME FORMS 990 AND 990-T WILL ALSO BE POSTED

ON THE WEB SITE AT WWW.NIXONFOUNDATION.ORG AND WWW.GUIDESTAR.ORG.

FORM 990, PART VI, SECTION C, LINE 19:

EXPLANATION: THE FOLLOWING ORGANIZATIONAL DOCUMENTS OF THE ORGANIZATION

WILL BE AVAILABLE FOR PUBLIC INSPECTION: PREVIOUS THREE YEAR TAX RETURNS

(FORM 990 AND FORM 990-T) AND IRS CONFIRMATION OF EXEMPT STATUS.

ALL OF THE AFOREMENTIONED ORGANIZATIONAL DOCUMENTS WILL ALSO BE POSTED ON

THE WEB SITE. THE ORGANIZATION WILL USE ITS BEST EFFORTS TO ENSURE THAT THE

DOCUMENTS POSTED ON THE WEBSITE ARE THE MOST UPDATED VERSIONS OF SUCH.

THE PUBLIC INSPECTION COPY OF THE FORM 990 WILL NOT INCLUDE THE SCHEDULE OF

SCHEDULE A EXCESS CONTRIBUTORS OR THE SCHEDULE B NAMES AND ADDRESSES OF

CONTRIBUTORS.

THE ORGANIZATION WILL USE ITS BEST EFFORTS TO ENSURE THAT THE FORMS 990 AND

990-T HELD AT THE MAIN OFFICE AND POSTED ON THE WEBSITE ARE THE MOST

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 36

33221209-04-13

2

Employer identification number

Schedule O (Form 990 or 990-EZ) (2013)

Schedule O (Form 990 or 990-EZ) (2013) Page

Name of the organizationTHE RICHARD NIXON FOUNDATION 52-1278303

UPDATED VERSIONS OF SUCH. FOR EXAMPLE, IN THE INSTANCE WHERE A FORM 990 HAS

BEEN AMENDED, THE AMENDED VERSION OF THE FORM 990 OR FORM 990-T SHOULD BE

THE ONE AVAILABLE FOR PUBLIC INSPECTION.

WHEN RESPONDING TO A PUBLIC INSPECTION REQUEST FOR ANY ORGANIZATIONAL

DOCUMENT OR FORM 990 (INCLUDING FORM 990-T) BY ANYONE, THE ORGANIZATION

SHALL FULFILL SUCH REQUEST IN A TIMELY FASHION WITHOUT INQUIRING AS TO THE

REASON FOR THE PUBLIC INSPECTION REQUEST.

THE ORGANIZATION WAS GRANTED EXEMPT STATUS BY THE INTERNAL REVENUE SERVICE

IN AUGUST 1983. THE FOUNDATION POSTS, ON ITS WEBSITE, A LETTER FROM THE IRS

DATED JUNE 22, 1998 CONFIRMING ITS EXEMPT STATUS EFFECTIVE AUGUST 1983.

FORM 990, PART VIII, LINE 1F:

EXPLANATION: THIS AMOUNT INCLUDES $5,156,530 OF CONTRIBUTIONS GENERATED

FROM THE RICHARD NIXON CENTENNIAL CAMPAIGN IN 2013.

FORM 990, PART XII, LINE 2C:

EXPLANATION: THE RICHARD NIXON FOUNDATION'S AUDIT COMMITTEE MEMBERS

REVIEW THE AUDITED FINANCIAL STATEMENTS AND SELECT INDEPENDENT

ACCOUNTANTS.

09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 37

Summary Income Expenses Net IncomeLectures $225,993.23 $285,211.37 -$59,218.14Luncheon $6,614.16 $11,923.56 -$5,309.40Total $232,607.39 $297,134.93 -$64,527.54

Code Event Event Date Income Expense Net IncomeUJ Trip-Retrace Nixon Steps 05/01/2013 $183,565.00 $219,588.83 -$36,023.83UR Lecture-Oliver North 02/12/2013 $5,925.12 $8,530.47 -$2,605.35US Lecture-Lanny Davis 04/17/2013 $220.59 $2,949.54 -$2,728.95UT Lecture-Rich Lowry 06/18/2013 $542.35 $3,223.48 -$2,681.13UU Lecture-Don Rumsfeld 05/20/2013 $5,675.20 $12,698.72 -$7,023.52UV Lecture-Buzz Aldrin 06/11/2013 $7,485.78 $8,634.59 -$1,148.81UW Lecture-Jake Tapper 11/11/2013 $996.00 $2,523.27 -$1,527.27UX Lecture-Newt Gingrich 11/18/2013 $8,578.23 $7,544.51 $1,033.72UY Lecture-Ann Coulter 11/04/2013 $6,030.51 $10,721.65 -$4,691.14UZ Lecture-Dick Cheney 12/17/2013 $6,974.45 $8,796.31 -$1,821.86EQ Luncheon-RN Centennial 02/15/2013 $6,614.16 $11,923.56 -$5,309.40TOTAL $232,607.39 $297,134.93 -$64,527.54

The Richard Nixon FoundationFEIN: 52-1278303

Schedule 1Attachment to Form 990, Part VIII, Line 2c

January 1, 2013 to December 31, 2013

Attachment to Form 990, Part VIII, Line 2c 1 of 1

DescriptionPurchase

DateNumber of

SharesPurchase Price

(Line 8b) Sale DateNumber of

SharesSale Price (Line

7a)Gain/(Loss)

(Line 7c)

Accenture Ltd Bermuda 08/26/2009 133 8,844.50$ 08/29/2013 133 9,805.92$ 961.42$

Accenture PLC Ireland 08/26/2009 58 3,857.00$ 12/06/2013 58 4,454.32$ 597.32$

Affiliated Managers Group Inc 02/15/2008 154 20,043.10$ 06/26/2013 154 24,170.96$ 4,127.86$

Affiliated Managers Group Inc 02/15/2008 61 7,939.15$ 08/29/2013 61 10,826.70$ 2,887.55$

Affiliated Managers Group Inc 02/15/2008 28 3,644.20$ 12/06/2013 28 5,596.26$ 1,952.06$

Affiliated Managers Group Inc 01/26/2010 212 27,591.80$ 06/26/2013 212 33,272.60$ 5,680.80$

American Fund Europacifice 01/01/2010 1873 77,205.06$ 01/28/2013 1873 80,000.00$ 2,794.94$

Amern Fds Europacific Gwth 12/01/2005 4158 171,392.76$ 12/04/2013 4158 200,000.00$ 28,607.24$

Ametek Inc New 06/27/2013 152 6,298.88$ 12/06/2013 152 7,379.47$ 1,080.59$

Ansys Inc 08/18/2011 138 9,292.92$ 08/29/2013 138 11,889.87$ 2,596.95$

Ansys Inc 07/22/2011 62 4,175.08$ 12/06/2013 62 5,289.75$ 1,114.67$

AON PLC Shares CL A 11/13/2013 61 4,828.15$ 12/06/2013 61 4,987.88$ 159.73$

Delaware US Growth 02/06/2008 2066 36,299.62$ 12/04/2013 2066 50,000.00$ 13,700.38$

Delaware US Growth Fd 02/06/2008 3669 64,464.33$ 03/27/2013 3669 75,000.00$ 10,535.67$

Delaware US Growth Fund CL 01/01/2010 11105 195,114.85$ 08/27/2013 11105 240,000.00$ 44,885.15$

Diamond Hill Large Cap 06/04/2012 24203 400,317.62$ 06/12/2013 24203 480,200.00$ 79,882.38$

Diamond Hill Large Cap Fd 06/04/2012 6781 112,632.41$ 12/04/2013 6781 150,000.00$ 37,367.59$

Diamond Hill Large Cap FD 06/04/2012 9469 156,617.26$ 03/27/2013 9469 175,000.00$ 18,382.74$

Diamond Hill Large Cap Fund 06/04/2012 11302 187,726.22$ 12/04/2013 11302 250,000.00$ 62,273.78$

Dodge & Cox Intl Stock 12/01/2005 4729 163,812.56$ 12/04/2013 4729 200,000.00$ 36,187.44$

Dodge & Cox Intl Stock 01/01/2010 2199 76,173.36$ 01/28/2013 2199 80,000.00$ 3,826.64$

EMC Corp Mass 08/22/2008 526 13,307.80$ 08/29/2013 526 13,778.22$ 470.42$

EMC Corp Mass 08/22/2008 244 6,173.20$ 12/06/2013 244 5,726.58$ (446.62)$

Expeditors Intl Wash Inc 01/26/2010 1426 56,398.30$ 04/11/2013 1426 51,189.54$ (5,208.76)$

Expeditors Intl Wash Inc 06/23/2008 378 14,949.90$ 04/01/2013 378 13,458.54$ (1,491.36)$

Expeditors Intl Wash Inc 01/26/2010 266 10,520.30$ 03/27/2013 266 9,712.42$ (807.88)$

Expeditors Intl Wash Inc 01/26/2010 160 6,328.00$ 03/28/2013 160 5,728.96$ (599.04)$

Express Scripts Hldg Co Com 12/07/2010 169 9,126.00$ 08/29/2013 169 10,935.80$ 1,809.80$

Express Scripts Hldg Co Com 12/07/2010 1240 66,960.00$ 09/25/2013 1240 76,882.74$ 9,922.74$

Express Scripts Hldg Co Com 12/07/2010 875 47,250.00$ 09/25/2013 875 54,251.78$ 7,001.78$

Frontier Mid Cap Growth 01/01/2010 150000 145,500.00$ 02/11/2013 150000 150,000.00$ 4,500.00$

Frontier Mid Cap Growth Fund 01/01/2010 200000 194,000.00$ 02/11/2013 200000 200,000.00$ 6,000.00$

Golden Tree 1-1 01/01/2010 2 2,205.88$ 03/26/2013 2 1,824.17$ (381.71)$

Golden Tree 1-3 01/01/2010 1 1,834.08$ 03/26/2013 1 2,399.59$ 565.51$

Golden Tree 1-4 01/01/2010 1 1,611.01$ 03/26/2013 1 3,109.76$ 1,498.75$

Golden Tree CL SP 1-4 01/01/2010 1 108.07$ 10/31/2013 1 108.55$ 0.48$

Golden Tree CL SP1-1 02/03/2003 2 3,206.26$ 03/26/2013 2 2,710.36$ (495.90)$

Golden Tree CL SP1-1 02/03/2003 4 6,212.57$ 12/31/2013 4 5,295.77$ (916.80)$

Golden Tree CL SP1-3 02/03/2003 2 2,619.89$ 03/26/2013 2 3,565.56$ 945.67$

Golden Tree CL SP1-4 02/03/2003 1 2,004.89$ 03/26/2013 1 4,620.50$ 2,615.61$

Golden Tree CL SP2-1 02/03/2003 2 7,683.96$ 12/31/2013 2 5,103.63$ (2,580.33)$

Golden Tree CL SP2-1 02/03/2003 1 363.03$ 12/31/2013 1 0.01$ (363.02)$

Golden Tree Offshore SP 1-4 11/01/2007 0.13 72.95$ 10/31/2013 0.13 73.04$ 0.09$

Golden Tree Offshore SP-1 01/01/2010 2 3,233.26$ 07/31/2013 2 2,658.28$ (574.98)$

Golden Tree Offshore SP1-1 06/01/2009 3 4,302.83$ 12/31/2013 3 3,564.24$ (738.59)$

Golden Tree Offshore SP2-1 06/01/2009 1 2,278.55$ 12/31/2013 1 3,434.90$ 1,156.35$

Golden Tree Offshore SP2-1 06/01/2009 1 107.62$ 12/31/2013 1 0.01$ (107.61)$

Golden Tree Offshore SP-C 01/01/2013 78 11,169.52$ 07/31/2013 78 10,978.29$ (191.23)$

Golden Tree SP1-1 01/01/2010 3 4,699.66$ 07/31/2013 3 3,949.69$ (749.97)$

Golden Tree SP-C 01/01/2010 117 14,958.10$ 07/31/2013 117 16,311.87$ 1,353.77$

Hartford Glbl Real Asset 05/27/2011 106521 1,140,839.91$ 12/04/2013 106521 1,081,192.17$ (59,647.74)$

Hartford Glbl Real Asset CL 05/27/2011 63912 684,497.52$ 12/04/2013 63912 648,715.29$ (35,782.23)$

January 1, 2013 to December 31, 2013

The Richard Nixon FoundationFEIN: 52-1278303

Attachment to Form 990, Part VIII, Line 7a, 7b, 7c (Sales of Assets other than Inventory) Schedule 2

Attachment to Form 990, Part VIII, Line 7a, 7b, 7c 1 of 2

DescriptionPurchase

DateNumber of

SharesPurchase Price

(Line 8b) Sale DateNumber of

SharesSale Price (Line

7a)Gain/(Loss)

(Line 7c)

January 1, 2013 to December 31, 2013

The Richard Nixon FoundationFEIN: 52-1278303

Attachment to Form 990, Part VIII, Line 7a, 7b, 7c (Sales of Assets other than Inventory) Schedule 2

Hospira Inc Com 06/12/2012 264 8,083.68$ 08/29/2013 264 10,636.37$ 2,552.69$

Hospira Inc Com 06/12/2012 145 4,439.90$ 12/06/2013 145 5,752.05$ 1,312.15$

JP Morgan US Real Estate 01/01/2010 76482 1,181,646.90$ 12/26/2013 76482 1,186,468.80$ 4,821.90$

JP Morgan US Real Estate 02/04/2003 43869 677,776.05$ 12/26/2013 43869 680,547.98$ 2,771.93$

Legg Mason BW 01/01/2010 4251 85,827.69$ 01/28/2013 4251 50,000.00$ (35,827.69)$

Loomis Sayles Inv Gr Bd 01/01/2010 7880 99,445.60$ 01/28/2013 7880 100,000.00$ 554.40$

Mastercard Inc 04/13/2009 22 1,080.86$ 08/29/2013 22 13,544.50$ 12,463.64$

Mastercard Inc 06/03/2011 56 2,751.28$ 11/13/2013 56 40,350.98$ 37,599.70$

Mastercard Inc 06/03/2011 34 1,670.42$ 11/13/2013 34 24,498.81$ 22,828.39$

Mastercard Inc A 04/23/2009 12 459.48$ 12/02/2013 12 9,104.74$ 8,645.26$

Mastercard Inc A 06/03/2011 27 1,033.83$ 12/03/2013 27 20,472.48$ 19,438.65$

Mastercard Inc-A 06/03/2011 56 2,144.24$ 12/02/2013 56 42,499.70$ 40,355.46$

Pimco Commodity ST Gain 12/05/2013 0 10,509.65$ 12/12/2013 0 -$ (10,509.65)$

Pimco Total Return Fund 01/01/2010 7136 80,208.64$ 01/28/2013 7136 80,000.00$ (208.64)$

Qualcomm Inc 02/05/2009 2322 143,638.92$ 07/12/2013 2322 138,045.37$ (5,593.55)$

Qualcomm Inc 02/05/2009 1219 75,407.34$ 07/12/2013 1219 72,470.84$ (2,936.50)$

Robert Half Intl Inc 06/30/2010 1081 34,397.42$ 08/29/2013 1081 40,188.18$ 5,790.76$

Robert Half Intl Inc 06/29/2010 100 3,182.00$ 09/06/2013 100 3,565.60$ 383.60$

Robert Half Intl Inc 06/29/2010 332 10,564.24$ 09/09/2013 332 11,928.05$ 1,363.81$

Robert Half Intl Inc 06/29/2010 152 4,836.64$ 12/06/2013 152 5,830.62$ 993.98$

Scripps Network Interactive 09/30/2008 64 3,706.88$ 12/06/2013 64 4,668.08$ 961.20$

Scripps Networks Interactive 12/11/2008 185 10,715.20$ 08/29/2013 185 13,800.76$ 3,085.56$

Scripps Networks Interactive 12/11/2008 323 18,708.16$ 10/22/2013 323 25,491.83$ 6,783.67$

Scripps Networks Interactive 09/30/2008 294 17,028.48$ 10/22/2013 294 23,203.33$ 6,174.85$

Stanley Black & Decker Inc 10/01/2012 188 13,906.36$ 08/29/2013 188 16,323.76$ 2,417.40$

Stanley Black & Decker Inc 10/01/2012 105 7,766.85$ 12/06/2013 105 8,331.55$ 564.70$

Starwood Hotels & Resort 06/10/2011 230 13,192.80$ 06/26/2013 230 14,191.43$ 998.63$

Starwood Hotels & Resorts 06/10/2011 183 10,496.88$ 08/29/2013 183 11,988.12$ 1,491.24$

Starwood Hotels & Resorts 07/20/2011 395 22,657.20$ 06/26/2013 395 24,372.06$ 1,714.86$

Starwood Hotels & Resorts 06/10/2011 82 4,703.52$ 12/06/2013 82 6,054.77$ 1,351.25$

Suncor Energy Inc 09/30/2011 3332 109,889.36$ 06/24/2013 3332 97,735.10$ (12,154.26)$

Suncor Energy Inc 03/31/2009 1823 60,122.54$ 06/24/2013 1823 53,472.93$ (6,649.61)$

T Rowe Price Group 10/16/2013 41 3,070.08$ 12/06/2013 41 3,260.26$ 190.18$

Touchstone Small Cap Core 03/27/2012 7045 115,044.85$ 12/04/2013 7045 150,000.00$ 34,955.15$

Touchstone Small Cap Core 03/27/2012 6666 108,855.78$ 03/27/2013 6666 125,000.00$ 16,144.22$

Towers Watson & Co CL A 10/23/2013 27 3,127.68$ 12/06/2013 27 3,089.89$ (37.79)$

Trimble Nav Ltd 09/23/2013 152 4,435.36$ 12/06/2013 152 4,800.08$ 364.72$

Twenty First Century Fox 08/22/2013 150 4,747.50$ 12/06/2013 150 4,960.41$ 212.91$

Twenty First Century Fox Inc 08/23/2013 333 -$ 08/29/2013 333 10,689.11$ 10,689.11$

Wabtec Corp 04/23/2013 184 7,001.20$ 08/29/2013 184 10,903.65$ 3,902.45$

Wabtec Corp 04/09/2013 83 3,158.15$ 12/06/2013 83 5,511.93$ 2,353.78$

Waters Corp 09/26/2012 113 9,844.56$ 08/29/2013 113 11,233.13$ 1,388.57$

Waters Corp 09/26/2012 49 4,268.88$ 12/06/2013 49 4,859.74$ 590.86$

Wynn Resorts Ltd 07/13/2012 119 13,040.02$ 08/29/2013 119 17,003.61$ 3,963.59$

Wynn Resorts Ltd 07/13/2012 294 32,216.52$ 10/17/2013 294 49,448.26$ 17,231.74$

Wynn Resorts Ltd 07/13/2012 166 18,190.28$ 10/17/2013 166 27,920.09$ 9,729.81$

Wynn Resorts Ltd 07/13/2012 36 3,944.88$ 12/06/2013 36 5,839.82$ 1,894.94$

7,255,738.64$ 7,759,212.76$ 503,474.12$

Attachment to Form 990, Part VIII, Line 7a, 7b, 7c 2 of 2

The Richard Nixon FoundationFEIN: 52-1278303

Schedule 3Attachment to Form 990, Part IX Line 24a, Other Expenses (Statement of Functional Expenses)

January 1, 2013 to December 31, 2013

Line (B) Program (C) ManagementNumber Account Description (A) Total Services & General (D) Fundraising

511-01 Docent Activities-Administrati $4,337.07 4337.07536-01 Postage & Freight - Administra $11,719.18 $11,719.18536-02 Postage & Freight - Pro & Mkt $330.24 $330.24536-03 Postage & Freight - Advancmnt $93.48 $93.48536-04 Postage & Freight - Sales & Ev $1,386.72 $1,386.72536-09 Postage & Freight - Catalog $11,732.54 $11,732.54543-01 Equipment Rent-Admin General U $2,890.06 $2,890.06545-04 Repairs & Maint-Sales/Event $2,322.75 $2,322.75545-08 Repairs & Maint-Facilt Maint $24,772.52 $24,772.52551-01 Printing/Copies-Administration $1,125.17 $1,125.17570-03 Pres Council Exp - Adv & Admin $8,150.38 $8,150.38571-03 Associate Club Exp - Adv & Adm $7,320.68 $7,320.68572-19 Event-Hometown Heros $2,078.49 $2,078.49572-20 Event-Vienam POW Event 05/24/13 $103,184.25 $103,184.25572-22 Event-RN & PN Centennial $34,539.83 $34,539.83572-23 Event-9/11 Memorial $5,695.80 $5,695.80572-25 Event-Meet Presidents $9,114.17 $9,114.17572-28 Event-Taos Pow ow w/Ed 07/12/13 $5,037.80 $5,037.80572-30 Event-Concert Series $7,928.26 $7,928.26572-31 Event-WH Staff Reunion $22,939.22 $22,939.22572-33 Event-Pat Nixon Birthday 03/16 $1,995.40 $1,995.40572-38 Event-Bring Kids to Work Day 07/17/13 $1,430.23 $1,430.23572-46 Event-RN Birthday 01/09 $377.53 $377.53572-53 Event-Memorial Day $57.96 $57.96572-54 Event-Presidents Day $8,303.46 $8,303.46572-58 Event-John Mitchell DC 9/5/13 $6,102.87 $6,102.87572-60 Event-4th of July (Every Year) $9,275.12 $9,275.12572-61 Event-Labor Day September $1,607.07 $1,607.07572-63 Event-CIA Conference 01/29/13 $6,782.78 $6,782.78572-64 Event-Veterans Day 11/11 $3,043.99 $3,043.99572-65 Event-Christmas Every Year $12,544.37 $12,544.37572-76 Event-Troop a thon $1,215.71 $1,215.71574-03 Legacy Fundraising $189,607.72 $189,607.72583-08 Grounds Maint - Facil Manageme $409,433.92 $409,433.92584-01 Outside Services - Administrat $320,994.15 320994.15584-02 Outside Services - Promot/Mkt $62,640.43 $62,640.43584-03 Outside Services - Adv & Admin $31,760.90 $31,760.90584-04 Outside Services - Sales & Eve $60,053.14 $60,053.14584-08 Outside Services - Facilty Mgm $21,035.34 $21,035.34584-09 Outside Services - Museum Store $40,924.22 $40,924.22591-00 Property Taxes $62,244.04 $62,244.04592-00 Taxes - Other $843.99 $843.99593-01 Licenses & Fees-Administration $185.00 $185.00593-09 Licenses & Fees-Museum Store $758.00 $758.00595-08 Utilities - Facilities $224,149.44 $224,149.44596-01 Professional Mem-Administratio $315.00 $315.00596-03 Professional Mem-Adv & Admin $90.00 $90.00596-09 Professional Mem-Museum Store $103.50 $103.50

Attachment to Form 990, Part IX, Line 24a1 of 2

The Richard Nixon FoundationFEIN: 52-1278303

Schedule 3Attachment to Form 990, Part IX Line 24a, Other Expenses (Statement of Functional Expenses)

January 1, 2013 to December 31, 2013

Line (B) Program (C) ManagementNumber Account Description (A) Total Services & General (D) Fundraising

597-01 Subscriptions-Admin General Us $2,280.71 $2,280.71597-02 Subscriptions-Marketing $2,854.95 $2,854.95597-03 Subscriptions-Development $1,740.69 $1,740.69605-30 Exhibits-Trains $28,138.79 $28,138.79605-36 Exhibit-Helicopter $5,105.13 $5,105.13605-37 Exhibit-Christmas Every Year $642.60 $642.60605-41 Exhibits-Holiday Tree $5,934.74 $5,934.74605-84 Exhibits-G Washington 3/22/13 $3,388.66 $3,388.66605-89 Exhibits-RN Exhibit $216,553.38 $216,553.38605-90 Exhibits-Pat Nixon $1,904.92 $1,904.92605-98 Exhibits-AF1 in Lobby $21,842.80 $21,842.80612-01 Newsletter-Admin $23,961.05 $23,961.05651-00 DC Centennial Dinner 01/09/13 $183,916.15 $183,916.15697-09 Bank Charges-Museum Store $58,456.64 $58,456.64698-09 Cash - Over/Short $3,854.13 $3,854.1324a Total other expenses $2,305,149.23 $1,875,673.29 $6,795.94 $422,680.00

Attachment to Form 990, Part IX, Line 24a2 of 2