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Checkifself-employed
OMB No. 1545-0047
Department of the TreasuryInternal Revenue Service
Check ifapplicable:
AddresschangeNamechangeInitialreturn
Termin-atedAmendedreturn Gross receipts $
Applica-tionpending
Are all subordinates included?
332001 10-29-13
| Do not enter Social Security numbers on this form as it may be made public.
Beginning of Current Year
Paid
Preparer
Use Only
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
Open to Public Inspection| Information about Form 990 and its instructions is at
A For the 2013 calendar year, or tax year beginning and ending
B C D Employer identification number
E
G
H(a)
H(b)
H(c)
F Yes No
Yes No
I
J
K
Website: |
L M
1
2
3
4
5
6
7
3
4
5
6
7a
7b
a
b
Ac
tivi
tie
s &
Go
vern
an
ce
Prior Year Current Year
8
9
10
11
12
13
14
15
16
17
18
19
Re
ven
ue
a
b
Ex
pe
ns
es
End of Year
20
21
22
Sign
Here
Yes No
For Paperwork Reduction Act Notice, see the separate instructions.
(or P.O. box if mail is not delivered to street address) Room/suite
)501(c)(3) 501(c) ( (insert no.) 4947(a)(1) or 527
|Corporation Trust Association OtherForm of organization: Year of formation: State of legal domicile:
|
|
Net
Ass
ets
orFu
nd B
alan
ces
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is
true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Signature of officer Date
Type or print name and title
Date PTINPrint/Type preparer's name Preparer's signature
Firm's name Firm's EIN
Firm's address
Phone no.
Form
Name of organization
Doing Business As
Number and street Telephone number
City or town, state or province, country, and ZIP or foreign postal code
Is this a group return
for subordinates?Name and address of principal officer: ~~
If "No," attach a list. (see instructions)
Group exemption number |
Tax-exempt status:
Briefly describe the organization's mission or most significant activities:
Check this box if the organization discontinued its operations or disposed of more than 25% of its net assets.
Number of voting members of the governing body (Part VI, line 1a)
Number of independent voting members of the governing body (Part VI, line 1b)
Total number of individuals employed in calendar year 2013 (Part V, line 2a)
~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~
Total number of volunteers (estimate if necessary)
Total unrelated business revenue from Part VIII, column (C), line 12
Net unrelated business taxable income from Form 990-T, line 34
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~
����������������������
Contributions and grants (Part VIII, line 1h) ~~~~~~~~~~~~~~~~~~~~~
Program service revenue (Part VIII, line 2g) ~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~Investment income (Part VIII, column (A), lines 3, 4, and 7d)
Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) ~~~~~~~~
Total revenue - add lines 8 through 11 (must equal Part VIII, column (A), line 12) ���
Grants and similar amounts paid (Part IX, column (A), lines 1-3)
Benefits paid to or for members (Part IX, column (A), line 4)
Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10)
~~~~~~~~~~~
~~~~~~~~~~~~~
~~~
Professional fundraising fees (Part IX, column (A), line 11e)
Total fundraising expenses (Part IX, column (D), line 25)
~~~~~~~~~~~~~~
Other expenses (Part IX, column (A), lines 11a-11d, 11f-24e)
Total expenses. Add lines 13-17 (must equal Part IX, column (A), line 25)
Revenue less expenses. Subtract line 18 from line 12
~~~~~~~~~~~~~
~~~~~~~
����������������
Total assets (Part X, line 16)
Total liabilities (Part X, line 26)
Net assets or fund balances. Subtract line 21 from line 20
~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~
��������������
May the IRS discuss this return with the preparer shown above? (see instructions) ���������������������
LHA Form (2013)
www.irs.gov/form990.
Part I Summary
Signature BlockPart II
990
Return of Organization Exempt From Income Tax990 2013
§
==
999
THE RICHARD NIXON FOUNDATION52-1278303
18001 YORBA LINDA BLVD. 714-993-507516,581,001.
YORBA LINDA, CA 92886-3949WILLIAM H. BARIBAULT X
SAME AS C ABOVEX
WWW.NIXONFOUNDATION.ORGX 1983 CA
SEE SCHEDULE O.
202044166
922.0.
2,014,262. 5,908,797.232,026. 197,337.
2,449,525. 1,229,538.1,269,708. 1,444,972.5,965,521. 8,780,644.
0. 0.0. 0.
1,766,996. 1,854,455.47,652. 0.
951,712.4,430,625. 3,977,963.6,245,273. 5,832,418.<279,752.> 2,948,226.
59,448,021. 67,303,346.1,361,934. 880,288.58,086,087. 66,423,058.
WILLIAM H. BARIBAULT, PRESIDENT & CEO
JANE M. WARREN P00420281FRAZER, LLP 95-4108809135 S STATE COLLEGE BLVD, STE 300BREA, CA 92821 714-990-1040
X
SEE SCHEDULE O FOR ORGANIZATION MISSION STATEMENT CONTINUATION
Code: Expenses $ including grants of $ Revenue $
Code: Expenses $ including grants of $ Revenue $
Code: Expenses $ including grants of $ Revenue $
Expenses $ including grants of $ Revenue $
33200210-29-13
1
2
3
4
Yes No
Yes No
4a
4b
4c
4d
4e
Form 990 (2013) Page
Check if Schedule O contains a response or note to any line in this Part III ����������������������������
Briefly describe the organization's mission:
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ?
If "Yes," describe these new services on Schedule O.
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization cease conducting, or make significant changes in how it conducts, any program services?
If "Yes," describe these changes on Schedule O.
~~~~~~
Describe the organization's program service accomplishments for each of its three largest program services, as measured by expenses.
Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and
revenue, if any, for each program service reported.
( ) ( ) ( )
( ) ( ) ( )
( ) ( ) ( )
Other program services (Describe in Schedule O.)
( ) ( )
Total program service expenses |
Form (2013)
2Statement of Program Service AccomplishmentsPart III
990
THE RICHARD NIXON FOUNDATION 52-1278303
X
SEE SCHEDULE O, FORM 990 PART I LINE 1.
X
X
297,135. 232,607.BI-PARTISAN LECTURE SERIES AT THE LIBRARY IN YORBA LINDA, CA. AND ATRIP TO CHINA IN MAY 2013 TO RETRACE THE STEPS OF RICHARD NIXON'S 1972VISIT.
129,088. 0.FREE SUNDAY CONCERT SERIES ADMISSION, FREE MEET THE PRESIDENTSIMPERSONATOR SERIES ADMISSION, FREE NIXON LEGACY FORUM SERIESADMISSION, FREE VIETNAM PRISONERS OF WAR (POW) REUNION MAY 4, 2013ADMISSION, AND FREE HOMETOWN HERO AWARD FOR LOCAL FALLEN SOLDIERSADMISSION.
114,116. 0.FREE ADMISSION TO THE RICHARD NIXON LIBRARY AND MUSEUM IN YORBA LINDA,CA:JANUARY 9, 2013 FOR RICHARD NIXON'S BIRTHDAYFEBRUARY 18, 2013 FOR PRESIDENTS DAYMARCH 17, 2013 FOR PAT NIXON'S BIRTHDAY AND GIRL SCOUTS COMBINEDMAY 27, 2013 FOR MEMORIAL DAYNOVEMBER 11, 2013 FOR VETERAN'S DAY
4,041,863. 259,733.4,582,202.
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 2
33200310-29-13
Yes No
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
1
2
3
4
5
6
7
8
9
10
Section 501(c)(3) organizations.
a
b
c
d
e
f
a
b
11a
11b
11c
11d
11e
11f
12a
12b
13
14a
14b
15
16
17
18
19
20a
20b
a
b
a
b
If "Yes," complete Schedule ASchedule B, Schedule of Contributors
If "Yes," complete Schedule C, Part I
If "Yes," complete Schedule C, Part II
If "Yes," complete Schedule C, Part III
If "Yes," complete Schedule D, Part I
If "Yes," complete Schedule D, Part IIIf "Yes," complete
Schedule D, Part III
If "Yes," complete Schedule D, Part IV
If "Yes," complete Schedule D, Part V
If "Yes," complete Schedule D,Part VI
If "Yes," complete Schedule D, Part VII
If "Yes," complete Schedule D, Part VIII
If "Yes," complete Schedule D, Part IXIf "Yes," complete Schedule D, Part X
If "Yes," complete Schedule D, Part XIf "Yes," complete
Schedule D, Parts XI and XII
If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optionalIf "Yes," complete Schedule E
If "Yes," complete Schedule F, Parts I and IV
If "Yes," complete Schedule F, Parts II and IV
If "Yes," complete Schedule F, Parts III and IV
If "Yes," complete Schedule G, Part I
If "Yes," complete Schedule G, Part IIIf "Yes,"
complete Schedule G, Part IIIIf "Yes," complete Schedule H
Form 990 (2013) Page
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Is the organization required to complete ?
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for
public office?
~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization engage in lobbying activities, or have a section 501(h) election in effect
during the tax year?
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or
similar amounts as defined in Revenue Procedure 98-19?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to
provide advice on the distribution or investment of amounts in such funds or accounts?
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures?
Did the organization maintain collections of works of art, historical treasures, or other similar assets?
~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization report an amount in Part X, line 21, for escrow or custodial account liability; serve as a custodian for
amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services?
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent
endowments, or quasi-endowments?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~
If the organization's answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X
as applicable.
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization report an amount for investments - other securities in Part X, line 12 that is 5% or more of its total
assets reported in Part X, line 16?
Did the organization report an amount for investments - program related in Part X, line 13 that is 5% or more of its total
assets reported in Part X, line 16?
~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in
Part X, line 16?
Did the organization report an amount for other liabilities in Part X, line 25?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~
Did the organization's separate or consolidated financial statements for the tax year include a footnote that addresses
the organization's liability for uncertain tax positions under FIN 48 (ASC 740)?
Did the organization obtain separate, independent audited financial statements for the tax year?
~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Was the organization included in consolidated, independent audited financial statements for the tax year?
~~~~~
Is the organization a school described in section 170(b)(1)(A)(ii)?
Did the organization maintain an office, employees, or agents outside of the United States?
~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business,
investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000
or more? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any
foreign organization?
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to
or for foreign individuals?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX,
column (A), lines 6 and 11e? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines
1c and 8a? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a?
Did the organization operate one or more hospital facilities?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return? ����������
Form (2013)
3Part IV Checklist of Required Schedules
990
THE RICHARD NIXON FOUNDATION 52-1278303
XX
X
X
X
X
X
X
X
X
X
X
X
XX
X
X
XXX
X
X
X
X
X
XX
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 3
33200410-29-13
Yes No
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
21
22
23
24a
24b
24c
24d
25a
25b
26
27
28a
28b
28c
29
30
31
32
33
34
35a
35b
36
37
38
a
b
c
d
a
b
Section 501(c)(3) and 501(c)(4) organizations.
a
b
c
a
b
Section 501(c)(3) organizations.
Note.
(continued)
If "Yes," complete Schedule I, Parts I and II
If "Yes," complete Schedule I, Parts I and III
If "Yes," completeSchedule J
If "Yes," answer lines 24b through 24d and completeSchedule K. If "No", go to line 25a
If "Yes," complete Schedule L, Part I
If "Yes," completeSchedule L, Part I
If "Yes," complete Schedule L, Part III
If "Yes," complete Schedule L, Part IVIf "Yes," complete Schedule L, Part IV
If "Yes," complete Schedule L, Part IVIf "Yes," complete Schedule M
If "Yes," complete Schedule M
If "Yes," complete Schedule N, Part IIf "Yes," complete
Schedule N, Part II
If "Yes," complete Schedule R, Part IIf "Yes," complete Schedule R, Part II, III, or IV, and
Part V, line 1
If "Yes," complete Schedule R, Part V, line 2
If "Yes," complete Schedule R, Part V, line 2
If "Yes," complete Schedule R, Part VI
Form 990 (2013) Page
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or
government on Part IX, column (A), line 1? ~~~~~~~~~~~~~~~~~~
Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX,
column (A), line 2? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization's current
and former officers, directors, trustees, key employees, and highest compensated employees?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the
last day of the year, that was issued after December 31, 2002?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?
Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease
any tax-exempt bonds?
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?
~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~
Did the organization engage in an excess benefit transaction with a
disqualified person during the year?
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and
that the transaction has not been reported on any of the organization's prior Forms 990 or 990-EZ?
~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or
former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so,
complete Schedule L, Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial
contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member
of any of these persons? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV
instructions for applicable filing thresholds, conditions, and exceptions):
A current or former officer, director, trustee, or key employee? ~~~~~~~~~~~
A family member of a current or former officer, director, trustee, or key employee?
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer,
director, trustee, or direct or indirect owner?
~~
~~~~~~~~~~~~~~~~~~~~~
Did the organization receive more than $25,000 in non-cash contributions?
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation
contributions?
~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization liquidate, terminate, or dissolve and cease operations?
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations
sections 301.7701-2 and 301.7701-3?
Was the organization related to any tax-exempt or taxable entity?
~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
If "Yes" to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity
within the meaning of section 512(b)(13)?
~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~
Did the organization make any transfers to an exempt non-charitable related organization?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization conduct more than 5% of its activities through an entity that is not a related organization
and that is treated as a partnership for federal income tax purposes? ~~~~~~~~
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19?
All Form 990 filers are required to complete Schedule O �������������������������������
Form (2013)
4Part IV Checklist of Required Schedules
990
THE RICHARD NIXON FOUNDATION 52-1278303
X
X
X
X
X
X
X
X
XX
XX
X
X
X
X
XX
X
X
X
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 4
33200510-29-13
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations.
Yes No
1
2
3
4
5
6
7
a
b
c
1a
1b
1c
a
b
2a
Note.
2b
3a
3b
4a
5a
5b
5c
6a
6b
7a
7b
7c
7e
7f
7g
7h
8
9a
9b
a
b
a
b
a
b
c
a
b
Organizations that may receive deductible contributions under section 170(c).
a
b
c
d
e
f
g
h
7d
8
9
10
11
12
13
14
Sponsoring organizations maintaining donor advised funds.
a
b
Section 501(c)(7) organizations.
a
b
10a
10b
Section 501(c)(12) organizations.
a
b
11a
11b
a
b
Section 4947(a)(1) non-exempt charitable trusts. 12a
12b
Section 501(c)(29) qualified nonprofit health insurance issuers.
Note.
a
b
c
a
b
13a
13b
13c
14a
14b
e-file
If "No," to line 3b, provide an explanation in Schedule O
If "No," provide an explanation in Schedule O
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?
Did the supporting
organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?
Form (2013)
Form 990 (2013) Page
Check if Schedule O contains a response or note to any line in this Part V ���������������������������
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ~~~~~~~~~~~
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable ~~~~~~~~~~
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming
(gambling) winnings to prize winners? �������������������������������������������
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements,
filed for the calendar year ending with or within the year covered by this return ~~~~~~~~~~
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
If the sum of lines 1a and 2a is greater than 250, you may be required to (see instructions)
~~~~~~~~~~
~~~~~~~~~~~
Did the organization have unrelated business gross income of $1,000 or more during the year?
If "Yes," has it filed a Form 990-T for this year?
~~~~~~~~~~~~~~
~~~~~~~~~~
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a
financial account in a foreign country (such as a bank account, securities account, or other financial account)?~~~~~~~
If "Yes," enter the name of the foreign country:
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
~~~~~~~~~~~~
~~~~~~~~~
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit
any contributions that were not tax deductible as charitable contributions?
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts
were not tax deductible?
~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
If "Yes," did the organization notify the donor of the value of the goods or services provided?
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required
to file Form 8282?
~~~~~~~~~~~~~~~
����������������������������������������������������
If "Yes," indicate the number of Forms 8282 filed during the year
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
~~~~~~~~~~~~~~~~
~~~~~~~
~~~~~~~~~Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?
~
Did the organization make any taxable distributions under section 4966?
Did the organization make a distribution to a donor, donor advisor, or related person?
~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~
Enter:
Initiation fees and capital contributions included on Part VIII, line 12
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
~~~~~~~~~~~~~~~
~~~~~~
Enter:
Gross income from members or shareholders
Gross income from other sources (Do not net amounts due or paid to other sources against
amounts due or received from them.)
~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Is the organization filing Form 990 in lieu of Form 1041?
If "Yes," enter the amount of tax-exempt interest received or accrued during the year ������
Is the organization licensed to issue qualified health plans in more than one state?
See the instructions for additional information the organization must report on Schedule O.
~~~~~~~~~~~~~~~~~~~~~
Enter the amount of reserves the organization is required to maintain by the states in which the
organization is licensed to issue qualified health plans
Enter the amount of reserves on hand
~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization receive any payments for indoor tanning services during the tax year?
If "Yes," has it filed a Form 720 to report these payments?
~~~~~~~~~~~~~~~~
����������
5Part V Statements Regarding Other IRS Filings and Tax Compliance
990
J
THE RICHARD NIXON FOUNDATION 52-1278303
310
X
44X
XX
XCAYMAN ISLANDS
XX
X
XX
X
XX
X
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 5
332006 10-29-13
Yes No
1a
1b
1
2
3
4
5
6
7
8
9
a
b
2
3
4
5
6
7a
7b
8a
8b
9
a
b
a
b
Yes No
10
11
a
b
10a
10b
11a
12a
12b
12c
13
14
15a
15b
16a
16b
a
b
12a
b
c
13
14
15
a
b
16a
b
17
18
19
20
For each "Yes" response to lines 2 through 7b below, and for a "No" responseto line 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
If "Yes," provide the names and addresses in Schedule O(This Section B requests information about policies not required by the Internal Revenue Code.)
If "No," go to line 13
If "Yes," describein Schedule O how this was done
(explain in Schedule O)
If there are material differences in voting rights among members of the governing body, or if the governing
body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts?
Form (2013)
Form 990 (2013) Page
Check if Schedule O contains a response or note to any line in this Part VI ���������������������������
Enter the number of voting members of the governing body at the end of the tax year
Enter the number of voting members included in line 1a, above, who are independent
~~~~~~
~~~~~~
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other
officer, director, trustee, or key employee? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization delegate control over management duties customarily performed by or under the direct supervision
of officers, directors, or trustees, or key employees to a management company or other person? ~~~~~~~~~~~~~~
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
Did the organization become aware during the year of a significant diversion of the organization's assets?
Did the organization have members or stockholders?
~~~~~
~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or
more members of the governing body?
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or
persons other than the governing body?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
The governing body?
Each committee with authority to act on behalf of the governing body?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the
organization's mailing address? �����������������
Did the organization have local chapters, branches, or affiliates?
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates,
and branches to ensure their operations are consistent with the organization's exempt purposes?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form?
Describe in Schedule O the process, if any, used by the organization to review this Form 990.
Did the organization have a written conflict of interest policy? ~~~~~~~~~~~~~~~~~~~~
~~~~~~
Did the organization regularly and consistently monitor and enforce compliance with the policy?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization have a written whistleblower policy?
Did the organization have a written document retention and destruction policy?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~
Did the process for determining compensation of the following persons include a review and approval by independent
persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
The organization's CEO, Executive Director, or top management official
Other officers or key employees of the organization
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a
taxable entity during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation
in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization's
exempt status with respect to such arrangements? ������������������������������������
List the states with which a copy of this Form 990 is required to be filed
Section 6104 requires an organization to make its Forms 1023 (or 1024 if applicable), 990, and 990-T (Section 501(c)(3)s only) available
for public inspection. Indicate how you made these available. Check all that apply.
Own website Another's website Upon request Other
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial
statements available to the public during the tax year.
State the name, physical address, and telephone number of the person who possesses the books and records of the organization: |
6Part VI Governance, Management, and Disclosure
Section A. Governing Body and Management
Section B. Policies
Section C. Disclosure
990
J
THE RICHARD NIXON FOUNDATION 52-1278303
X
20
20
X
XXX
X
X
X
XX
X
X
X
XX
XXX
XX
X
CA
X X
BOB BRIGHT - 714-364-116618001 YORBA LINDA BLVD, YORBA LINDA, CA 92886-3949
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 6
Indi
vidu
al tr
uste
e or
dire
ctor
Inst
itutio
nal t
rust
ee
Offi
cer
Key
empl
oyee
Hig
hest
com
pens
ated
empl
oyee
Form
er
(do not check more than onebox, unless person is both anofficer and a director/trustee)
332007 10-29-13
current
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a
current
current
former
former directors or trustees
(A) (B) (C) (D) (E) (F)
Form 990 (2013) Page
Check if Schedule O contains a response or note to any line in this Part VII ���������������������������
Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization's tax year.
¥ List all of the organization's officers, directors, trustees (whether individuals or organizations), regardless of amount of compensation.Enter -0- in columns (D), (E), and (F) if no compensation was paid.
¥ List all of the organization's key employees, if any. See instructions for definition of "key employee."¥ List the organization's five highest compensated employees (other than an officer, director, trustee, or key employee) who received report-
able compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the organization and any related organizations.
¥ List all of the organization's officers, key employees, and highest compensated employees who received more than $100,000 ofreportable compensation from the organization and any related organizations.
¥ List all of the organization's that received, in the capacity as a former director or trustee of the organization,more than $10,000 of reportable compensation from the organization and any related organizations.
List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
PositionName and Title Average hours per
week (list any
hours forrelated
organizationsbelowline)
Reportablecompensation
from the
organization(W-2/1099-MISC)
Reportablecompensationfrom related
organizations(W-2/1099-MISC)
Estimatedamount of
othercompensation
from theorganizationand related
organizations
Form (2013)
7Part VII Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated
Employees, and Independent Contractors
990
THE RICHARD NIXON FOUNDATION 52-1278303
(1) RONALD H. WALKER 4.00CHAIRMAN OF THE BOARD X 0. 0. 0.(2) JOHN H. BARR 5.00TREASURER X 0. 0. 0.(3) TRICIA NIXON COX 1.00BOARD MEMBER X 0. 0. 0.(4) JULIE NIXON EISENHOWER 1.00BOARD MEMBER X 0. 0. 0.(5) JAMES H. CAVANAUGH 1.00BOARD MEMBER X 0. 0. 0.(6) GAVIN S. HERBERT, SR 1.00BOARD MEMBER X 0. 0. 0.(7) JOHN W. HAMILTON 1.00BOARD MEMBER X 0. 0. 0.(8) LAWRENCE M. HIGBY 1.00BOARD MEMBER X 0. 0. 0.(9) EDWARD NIXON 1.00BOARD MEMBER X 0. 0. 0.(10) MAUREEN D. NUNN 1.00BOARD MEMBER X 0. 0. 0.(11) J. PETER SIMON 1.00BOARD MEMBER X 0. 0. 0.(12) PETE WILSON 1.00BOARD MEMBER X 0. 0. 0.(13) TOD R. HULLIN 1.00BOARD MEMBER X 0. 0. 0.(14) GEORGE L. ARGYROS 1.00BOARD MEMBER X 0. 0. 0.(15) EVERETT ALVAREZ, JR 1.00BOARD MEMBER X 0. 0. 0.(16) ROBERT J. BROWN 1.00BOARD MEMBER X 0. 0. 0.(17) KENNETH L. KHACHIGIAN 1.00BOARD MEMBER X 0. 0. 0.
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 7
Form
er
Indi
vidu
al tr
uste
e or
dire
ctor
Inst
itutio
nal t
rust
ee
Offi
cer
Hig
hest
com
pens
ated
empl
oyee
Key
empl
oyee
(do not check more than onebox, unless person is both anofficer and a director/trustee)
33200810-29-13
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
(B) (C)(A) (D) (E) (F)
1b
c
d
Sub-total
Total from continuation sheets to Part VII, Section A
Total (add lines 1b and 1c)
2
Yes No
3
4
5
former
3
4
5
Section B. Independent Contractors
1
(A) (B) (C)
2
(continued)
If "Yes," complete Schedule J for such individual
If "Yes," complete Schedule J for such individual
If "Yes," complete Schedule J for such person
Page Form 990 (2013)
PositionAverage hours per
week(list any
hours forrelated
organizationsbelowline)
Name and title Reportablecompensation
from the
organization(W-2/1099-MISC)
Reportablecompensationfrom related
organizations(W-2/1099-MISC)
Estimatedamount of
othercompensation
from theorganizationand related
organizations
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |
~~~~~~~~~~ |
������������������������ |
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable
compensation from the organization |
Did the organization list any officer, director, or trustee, key employee, or highest compensated employee on
line 1a? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization
and related organizations greater than $150,000? ~~~~~~~~~~~~~
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services
rendered to the organization? ������������������������
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from
the organization. Report compensation for the calendar year ending with or within the organization's tax year.
Name and business address Description of services Compensation
Total number of independent contractors (including but not limited to those listed above) who received more than
$100,000 of compensation from the organization |
Form (2013)
8Part VII
990
THE RICHARD NIXON FOUNDATION 52-1278303
(18) BARBARA HACKMAN FRANKLIN 1.00BOARD MEMBER X 0. 0. 0.(19) FREDERIC V. MALEK 1.00BOARD MEMBER X 0. 0. 0.(20) JOHN H. CARLEY 1.00BOARD MEMBER X 0. 0. 0.(21) LOIE G. GAUNT 1.00ASSISTANT TREASURER X 0. 0. 0.(22) ROBERT C. ODLE, JR 10.00COUNSEL X 0. 0. 0.(23) CHERYL SAREMI 40.00SECRETARY X 60,653. 0. 29,714.(24) BOB BRIGHT 40.00VICE PRESIDENT & CFO X X 112,547. 0. 38,983.(25) RICHARD M. QUINN 40.00PRESIDENT X X X 214,538. 0. 36,725.(26) ANTHONY CURTIS 40.00EXECUTIVE VP & COO X 125,958. 0. 33,186.
513,696. 0. 138,608.0. 0. 0.
513,696. 0. 138,608.
3
X
X
X
DWIGHT CHAPINP.O. BOX 5032, EAST HAMPTON, NY 11937
MANAGEMENTCONSULTING SERVICE 109,000.
ROBERT BOSTOCK, 39 SPRINGWOOD DRIVE,LAWRENCE TOWNSHIP, NJ 08648
MANAGEMENTCONSULTING SERVICE 108,850.
2
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 8
Noncash contributions included in lines 1a-1f: $
33200910-29-13
Total revenue.
(A) (B) (C) (D)
1 a
b
c
d
e
f
g
h
1
1
1
1
1
1
a
b
c
d
e
f
Co
ntr
ibu
tio
ns
, G
ifts
, G
ran
tsa
nd
Oth
er
Sim
ila
r A
mo
un
ts
Total.
Business Code
a
b
c
d
e
f
g
2
Pro
gra
m S
erv
ice
Re
ven
ue
Total.
3
4
5
6 a
b
c
d
a
b
c
d
7
a
b
c
8
a
b
9 a
b
c
a
b
10 a
b
c
a
b
Business Code
11 a
b
c
d
e Total.
Oth
er
Re
ven
ue
12
Revenue excludedfrom tax under
sections512 - 514
All other contributions, gifts, grants, and
similar amounts not included above
See instructions.
Form (2013)
Page Form 990 (2013)
Check if Schedule O contains a response or note to any line in this Part VIII �������������������������
Total revenue Related orexempt function
revenue
Unrelatedbusinessrevenue
Federated campaigns
Membership dues
~~~~~~
~~~~~~~~
Fundraising events
Related organizations
~~~~~~~~
~~~~~~
Government grants (contributions)
~~
Add lines 1a-1f ����������������� |
All other program service revenue ~~~~~
Add lines 2a-2f ����������������� |
Investment income (including dividends, interest, and
other similar amounts)
Income from investment of tax-exempt bond proceeds
~~~~~~~~~~~~~~~~~ |
|
Royalties ����������������������� |
(i) Real (ii) Personal
Gross rents
Less: rental expenses
Rental income or (loss)
Net rental income or (loss)
~~~~~~~
~~~
~~
�������������� |
Gross amount from sales of
assets other than inventory
(i) Securities (ii) Other
Less: cost or other basis
and sales expenses
Gain or (loss)
~~~
~~~~~~~
Net gain or (loss) ������������������� |
Gross income from fundraising events (not
including $ of
contributions reported on line 1c). See
Part IV, line 18 ~~~~~~~~~~~~~
Less: direct expenses~~~~~~~~~~
Net income or (loss) from fundraising events ����� |
Gross income from gaming activities. See
Part IV, line 19 ~~~~~~~~~~~~~
Less: direct expenses
Net income or (loss) from gaming activities
~~~~~~~~~
������ |
Gross sales of inventory, less returns
and allowances ~~~~~~~~~~~~~
Less: cost of goods sold
Net income or (loss) from sales of inventory
~~~~~~~~
������ |
Miscellaneous Revenue
All other revenue ~~~~~~~~~~~~~
Add lines 11a-11d ~~~~~~~~~~~~~~~ |
|�������������
9Part VIII Statement of Revenue
990
THE RICHARD NIXON FOUNDATION 52-1278303
X
246,701.
5,662,096.
5,908,797.
ADMISSION REVENUE 713110 261,344. 261,344.OTHER INCOME 485000 521. 521.LECTURES-SCHEDULE 1 713990 <64,528.> <64,528.>
197,337.
724,830. 724,830.1,234. 1,234.
1,347,498.198,451.
1,149,047.1,149,047. 1,149,047.
7,759,213.
7,255,739.503,474.
503,474. 503,474.
642,092.346,167.
295,925. 295,003. 922.
8,780,644. 492,340. 922. 2,378,585.
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 9
Check here if following SOP 98-2 (ASC 958-720)
332010 10-29-13
Total functional expenses.
Joint costs.
(A) (B) (C) (D)
1
2
3
4
5
6
7
8
9
10
11
a
b
c
d
e
f
g
12
13
14
15
16
17
18
19
20
21
22
23
24
a
b
c
d
e
25
26
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).
Grants and other assistance to governments and
organizations in the United States. See Part IV, line 21
Compensation not included above, to disqualified
persons (as defined under section 4958(f)(1)) and
persons described in section 4958(c)(3)(B)
Pension plan accruals and contributions (include
section 401(k) and 403(b) employer contributions)
Professional fundraising services. See Part IV, line 17
(If line 11g amount exceeds 10% of line 25,
column (A) amount, list line 11g expenses on Sch O.)
Other expenses. Itemize expenses not covered above. (List miscellaneous expenses in line 24e. If line24e amount exceeds 10% of line 25, column (A)amount, list line 24e expenses on Schedule O.)
Add lines 1 through 24e
Complete this line only if the organization
reported in column (B) joint costs from a combined
educational campaign and fundraising solicitation.
Form 990 (2013) Page
Check if Schedule O contains a response or note to any line in this Part IX ��������������������������
Total expenses Program serviceexpenses
Management andgeneral expenses
Fundraisingexpenses
Grants and other assistance to individuals in
the United States. See Part IV, line 22 ~~~
Grants and other assistance to governments,
organizations, and individuals outside the
United States. See Part IV, lines 15 and 16 ~
Benefits paid to or for members ~~~~~~~
Compensation of current officers, directors,
trustees, and key employees ~~~~~~~~
~~~
Other salaries and wages ~~~~~~~~~~
Other employee benefits ~~~~~~~~~~
Payroll taxes ~~~~~~~~~~~~~~~~
Fees for services (non-employees):
Management
Legal
Accounting
Lobbying
~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~
Investment management fees
Other.
~~~~~~~~
Advertising and promotion
Office expenses
Information technology
Royalties
~~~~~~~~~
~~~~~~~~~~~~~~~
~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~
Occupancy ~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~Travel
Payments of travel or entertainment expenses
for any federal, state, or local public officials
Conferences, conventions, and meetings ~~
Interest
Payments to affiliates
~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~
Depreciation, depletion, and amortization
Insurance
~~
~~~~~~~~~~~~~~~~~
~~
All other expenses
|
Form (2013)
Do not include amounts reported on lines 6b,7b, 8b, 9b, and 10b of Part VIII.
10Part IX Statement of Functional Expenses
990
THE RICHARD NIXON FOUNDATION 52-1278303
214,539. 53,635. 32,181. 128,723.
1,315,194. 1,025,126. 38,900. 251,168.
131,696. 59,263. 13,170. 59,263.193,026. 187,704. <8,992.> 14,314.
11,589. 11,589.62,024. 62,024.
81,756. 81,756.
66,195. 66,195.62,131. 61,913. 218.26,585. 21,762. 4,823.
2,990. 2,990.51,197. 42,813. 8,384.
1,251,618. 1,128,399. 61,080. 62,139.56,729. 56,729.
OTHER EXPENSES - SCH. 3 2,305,149. 1,875,673. 6,796. 422,680.
5,832,418. 4,582,202. 298,504. 951,712.
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 10
33201110-29-13
(A) (B)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
1
2
3
4
5
6
7
8
9
10c
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
a
b
10a
10b
As
se
ts
Total assets.
Lia
bil
itie
s
Total liabilities.
Organizations that follow SFAS 117 (ASC 958), check here and
complete lines 27 through 29, and lines 33 and 34.
27
28
29
Organizations that do not follow SFAS 117 (ASC 958), check here
and complete lines 30 through 34.
30
31
32
33
34
Ne
t A
ss
ets
or
Fu
nd
Ba
lan
ce
s
Form 990 (2013) Page
Check if Schedule O contains a response or note to any line in this Part X �����������������������������
Beginning of year End of year
Cash - non-interest-bearing
Savings and temporary cash investments
Pledges and grants receivable, net
~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~
Accounts receivable, net ~~~~~~~~~~~~~~~~~~~~~~~~~~
Loans and other receivables from current and former officers, directors,
trustees, key employees, and highest compensated employees. Complete
Part II of Schedule L ~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Loans and other receivables from other disqualified persons (as defined under
section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing
employers and sponsoring organizations of section 501(c)(9) voluntary
employees' beneficiary organizations (see instr). Complete Part II of Sch L ~~
Notes and loans receivable, net
Inventories for sale or use
Prepaid expenses and deferred charges
~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~
Land, buildings, and equipment: cost or other
basis. Complete Part VI of Schedule D
Less: accumulated depreciation
~~~
~~~~~~
Investments - publicly traded securities
Investments - other securities. See Part IV, line 11
Investments - program-related. See Part IV, line 11
Intangible assets
~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~
~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Other assets. See Part IV, line 11 ~~~~~~~~~~~~~~~~~~~~~~
Add lines 1 through 15 (must equal line 34) ����������
Accounts payable and accrued expenses
Grants payable
Deferred revenue
~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Tax-exempt bond liabilities
Escrow or custodial account liability. Complete Part IV of Schedule D
~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~
Loans and other payables to current and former officers, directors, trustees,
key employees, highest compensated employees, and disqualified persons.
Complete Part II of Schedule L ~~~~~~~~~~~~~~~~~~~~~~~
Secured mortgages and notes payable to unrelated third parties ~~~~~~
Unsecured notes and loans payable to unrelated third parties ~~~~~~~~
Other liabilities (including federal income tax, payables to related third
parties, and other liabilities not included on lines 17-24). Complete Part X of
Schedule D ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Add lines 17 through 25 ������������������
|
Unrestricted net assets
Temporarily restricted net assets
Permanently restricted net assets
~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~
|
Capital stock or trust principal, or current funds
Paid-in or capital surplus, or land, building, or equipment fund
Retained earnings, endowment, accumulated income, or other funds
~~~~~~~~~~~~~~~
~~~~~~~~
~~~~
Total net assets or fund balances ~~~~~~~~~~~~~~~~~~~~~~
Total liabilities and net assets/fund balances ����������������
Form (2013)
11Balance SheetPart X
990
THE RICHARD NIXON FOUNDATION 52-1278303
216,104. 2,611,384.3,116,434. 4,015,067.
0. 2,776,311.
718,640. 705,611.70,156. 18,237.
36,693,359.20,129,949. 17,727,530. 16,563,410.
37,599,157. 40,613,326.
59,448,021. 67,303,346.1,361,934. 880,288.
1,361,934. 880,288.X
21,186,837. 21,567,980.23,398,170. 31,353,998.13,501,080. 13,501,080.
58,086,087. 66,423,058.59,448,021. 67,303,346.
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 11
33201210-29-13
1
2
3
4
5
6
7
8
9
10
1
2
3
4
5
6
7
8
9
10
Yes No
1
2
3
a
b
c
2a
2b
2c
a
b
3a
3b
Form 990 (2013) Page
Check if Schedule O contains a response or note to any line in this Part XI ���������������������������
Total revenue (must equal Part VIII, column (A), line 12)
Total expenses (must equal Part IX, column (A), line 25)
Revenue less expenses. Subtract line 2 from line 1
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A))
~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~
Net unrealized gains (losses) on investments
Donated services and use of facilities
Investment expenses
Prior period adjustments
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Other changes in net assets or fund balances (explain in Schedule O)
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33,
column (B))
~~~~~~~~~~~~~~~~~~~
�����������������������������������������������
Check if Schedule O contains a response or note to any line in this Part XII ���������������������������
Accounting method used to prepare the Form 990: Cash Accrual Other
If the organization changed its method of accounting from a prior year or checked "Other," explain in Schedule O.
Were the organization's financial statements compiled or reviewed by an independent accountant? ~~~~~~~~~~~~
If "Yes," check a box below to indicate whether the financial statements for the year were compiled or reviewed on a
separate basis, consolidated basis, or both:
Separate basis Consolidated basis Both consolidated and separate basis
Were the organization's financial statements audited by an independent accountant? ~~~~~~~~~~~~~~~~~~~
If "Yes," check a box below to indicate whether the financial statements for the year were audited on a separate basis,
consolidated basis, or both:
Separate basis Consolidated basis Both consolidated and separate basis
If "Yes" to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit,
review, or compilation of its financial statements and selection of an independent accountant?~~~~~~~~~~~~~~~
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit
Act and OMB Circular A-133? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit
or audits, explain why in Schedule O and describe any steps taken to undergo such audits ����������������
Form (2013)
12Part XI Reconciliation of Net Assets
Part XII Financial Statements and Reporting
990
THE RICHARD NIXON FOUNDATION 52-1278303
8,780,644.5,832,418.2,948,226.
58,086,087.5,388,745.
0.
66,423,058.
X
X
X
X
X
X
X
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 12
OMB No. 1545-0047
Department of the TreasuryInternal Revenue Service
33202109-25-13
Information about Schedule A (Form 990 or 990-EZ) and its instructions is at
(iii)
(see instructions)
(iv)(i)
(v)
(i)
(vi)
(i)
(i) (ii) (vii)
(Form 990 or 990-EZ)Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.| Attach to Form 990 or Form 990-EZ.
|
Open to PublicInspection
Name of the organization Employer identification number
1
2
3
4
5
6
7
8
9
10
11
section 170(b)(1)(A)(i).
section 170(b)(1)(A)(ii).
section 170(b)(1)(A)(iii).
section 170(b)(1)(A)(iii).
section 170(b)(1)(A)(iv).
section 170(b)(1)(A)(v).
section 170(b)(1)(A)(vi).
section 170(b)(1)(A)(vi).
section 509(a)(2).
section 509(a)(4).
section 509(a)(3).
a b c d
e
f
g
h
(i)
(ii)
(iii)
Yes No
11g(i)
11g(ii)
11g(iii)
Yes No Yes No Yes No
Total
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Schedule A (Form 990 or 990-EZ) 2013
Type of organization (described on lines 1-9 above or IRC section
)
Is the organizationin col. listed in yourgoverning document?
Did you notify theorganization in col.
of your support?
Is theorganization in col.
organized in theU.S.?
Name of supportedorganization
EIN Amount of monetarysupport
(All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
A church, convention of churches, or association of churches described in
A school described in (Attach Schedule E.)
A hospital or a cooperative hospital service organization described in
A medical research organization operated in conjunction with a hospital described in Enter the hospital's name,
city, and state:
An organization operated for the benefit of a college or university owned or operated by a governmental unit described in
(Complete Part II.)
A federal, state, or local government or governmental unit described in
An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in
(Complete Part II.)
A community trust described in (Complete Part II.)
An organization that normally receives: (1) more than 33 1/3% of its support from contributions, membership fees, and gross receipts from
activities related to its exempt functions - subject to certain exceptions, and (2) no more than 33 1/3% of its support from gross investment
income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975.
See (Complete Part III.)
An organization organized and operated exclusively to test for public safety. See
An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or
more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See Check the box that
describes the type of supporting organization and complete lines 11e through 11h.
Type I Type II Type III - Functionally integrated Type III - Non-functionally integrated
By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than
foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).
If the organization received a written determination from the IRS that it is a Type I, Type II, or Type III
supporting organization, check this box
Since August 17, 2006, has the organization accepted any gift or contribution from any of the following persons?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
A person who directly or indirectly controls, either alone or together with persons described in (ii) and (iii) below,
the governing body of the supported organization?
A family member of a person described in (i) above?
A 35% controlled entity of a person described in (i) or (ii) above?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~
Provide the following information about the supported organization(s).
LHA
www.irs.gov/form990.
SCHEDULE A
Part I Reason for Public Charity Status
Public Charity Status and Public Support 2013
THE RICHARD NIXON FOUNDATION 52-1278303
X
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 13
Subtract line 5 from line 4.
33202209-25-13
Calendar year (or fiscal year beginning in)
Calendar year (or fiscal year beginning in) |
2
(a) (b) (c) (d) (e) (f)
1
2
3
4
5
Total.
6 Public support.
(a) (b) (c) (d) (e) (f)
7
8
9
10
11
12
13
Total support.
12
First five years.
stop here
14
15
14
15
16
17
18
a
b
a
b
33 1/3% support test - 2013.
stop here.
33 1/3% support test - 2012.
stop here.
10% -facts-and-circumstances test - 2013.
stop here.
10% -facts-and-circumstances test - 2012.
stop here.
Private foundation.
Schedule A (Form 990 or 990-EZ) 2013
|
Add lines 7 through 10
Schedule A (Form 990 or 990-EZ) 2013 Page
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization
fails to qualify under the tests listed below, please complete Part III.)
2009 2010 2011 2012 2013 Total
Gifts, grants, contributions, and
membership fees received. (Do not
include any "unusual grants.") ~~
Tax revenues levied for the organ-
ization's benefit and either paid to
or expended on its behalf ~~~~
The value of services or facilities
furnished by a governmental unit to
the organization without charge ~
Add lines 1 through 3 ~~~
The portion of total contributions
by each person (other than a
governmental unit or publicly
supported organization) included
on line 1 that exceeds 2% of the
amount shown on line 11,
column (f) ~~~~~~~~~~~~
2009 2010 2011 2012 2013 Total
Amounts from line 4 ~~~~~~~
Gross income from interest,
dividends, payments received on
securities loans, rents, royalties
and income from similar sources ~
Net income from unrelated business
activities, whether or not the
business is regularly carried on ~
Other income. Do not include gain
or loss from the sale of capital
assets (Explain in Part IV.) ~~~~
Gross receipts from related activities, etc. (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3)
organization, check this box and ��������������������������������������������� |
~~~~~~~~~~~~Public support percentage for 2013 (line 6, column (f) divided by line 11, column (f))
Public support percentage from 2012 Schedule A, Part II, line 14
%
%~~~~~~~~~~~~~~~~~~~~~
If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box and
The organization qualifies as a publicly supported organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |
If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this box
and The organization qualifies as a publicly supported organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |
If the organization did not check a box on line 13, 16a, or 16b, and line 14 is 10% or more,
and if the organization meets the "facts-and-circumstances" test, check this box and Explain in Part IV how the organization
meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization ~~~~~~~~~~~~~~~ |
If the organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 is 10% or
more, and if the organization meets the "facts-and-circumstances" test, check this box and Explain in Part IV how the
organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization ~~~~~~~~ |
If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see instructions ��� |
Part II Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
Section A. Public Support
Section B. Total Support
Section C. Computation of Public Support Percentage
THE RICHARD NIXON FOUNDATION 52-1278303
859,355. 1,170,994. 688,586. 2,014,262. 5,908,797. 10,641,994.
859,355. 1,170,994. 688,586. 2,014,262. 5,908,797. 10,641,994.
10,641,994.
859,355. 1,170,994. 688,586. 2,014,262. 5,908,797. 10,641,994.
1,874,674. 1,876,579. 1,966,390. 2,033,683. 2,073,562. 9,824,888.
111,360. 78. 62. 922. 112,422.
38,752. 633. 850,374. 538. 521. 890,818.21,470,122.
4,655,601.
49.5746.46
X
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 14
(Subtract line 7c from line 6.)
Amounts included on lines 2 and 3 received
from other than disqualified persons that
exceed the greater of $5,000 or 1% of the
amount on line 13 for the year
(Add lines 9, 10c, 11, and 12.)
332023 09-25-13
Calendar year (or fiscal year beginning in) |
Calendar year (or fiscal year beginning in) |
Total support.
3
(a) (b) (c) (d) (e) (f)
1
2
3
4
5
6
7
Total.
a
b
c
8 Public support
(a) (b) (c) (d) (e) (f)
9
10a
b
c11
12
13
14 First five years.
stop here
15
16
15
16
17
18
19
20
2013
2012
17
18
a
b
33 1/3% support tests - 2013.
stop here.
33 1/3% support tests - 2012.
stop here.
Private foundation.
Schedule A (Form 990 or 990-EZ) 2013
Unrelated business taxable income
(less section 511 taxes) from businesses
acquired after June 30, 1975
Schedule A (Form 990 or 990-EZ) 2013 Page
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to
qualify under the tests listed below, please complete Part II.)
2009 2010 2011 2012 2013 Total
Gifts, grants, contributions, and
membership fees received. (Do not
include any "unusual grants.") ~~
Gross receipts from admissions,merchandise sold or services per-formed, or facilities furnished inany activity that is related to theorganization's tax-exempt purpose
Gross receipts from activities that
are not an unrelated trade or bus-
iness under section 513 ~~~~~
Tax revenues levied for the organ-
ization's benefit and either paid to
or expended on its behalf ~~~~
The value of services or facilities
furnished by a governmental unit to
the organization without charge ~
~~~ Add lines 1 through 5
Amounts included on lines 1, 2, and
3 received from disqualified persons
~~~~~~
Add lines 7a and 7b ~~~~~~~
2009 2010 2011 2012 2013 Total
Amounts from line 6 ~~~~~~~Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources ~
~~~~
Add lines 10a and 10b ~~~~~~Net income from unrelated businessactivities not included in line 10b, whether or not the business is regularly carried on ~~~~~~~Other income. Do not include gainor loss from the sale of capitalassets (Explain in Part IV.) ~~~~
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,
check this box and ���������������������������������������������������� |
Public support percentage for 2013 (line 8, column (f) divided by line 13, column (f))
Public support percentage from 2012 Schedule A, Part III, line 15
~~~~~~~~~~~~ %
%��������������������
Investment income percentage for (line 10c, column (f) divided by line 13, column (f))
Investment income percentage from Schedule A, Part III, line 17
~~~~~~~~ %
%~~~~~~~~~~~~~~~~~~
If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not
more than 33 1/3%, check this box and The organization qualifies as a publicly supported organization ~~~~~~~~~~ |
If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3%, and
line 18 is not more than 33 1/3%, check this box and The organization qualifies as a publicly supported organization~~~~ |
If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions �������� |
Part III Support Schedule for Organizations Described in Section 509(a)(2)
Section A. Public Support
Section B. Total Support
Section C. Computation of Public Support Percentage
Section D. Computation of Investment Income Percentage
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 15
332024 09-25-13
4
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013 Page
Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12.
Also complete this part for any additional information. (See instructions).
Part IV Supplemental Information.
THE RICHARD NIXON FOUNDATION 52-1278303
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 16
OMB No. 1545-0047
Department of the TreasuryInternal Revenue Service
33205109-25-13
Held at the End of the Tax Year
(Form 990) | Complete if the organization answered "Yes," to Form 990,Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
| Attach to Form 990.| Information about Schedule D (Form 990) and its instructions is at
Open to PublicInspection
Name of the organization Employer identification number
(a) (b)
1
2
3
4
5
6
Yes No
Yes No
1
2
3
4
5
6
7
8
9
a
b
c
d
2a
2b
2c
2d
Yes No
Yes No
1
2
a
b
(i)
(ii)
a
b
For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule D (Form 990) 2013
Complete if the
organization answered "Yes" to Form 990, Part IV, line 6.
Donor advised funds Funds and other accounts
Total number at end of year
Aggregate contributions to (during year)
Aggregate grants from (during year)
Aggregate value at end of year
~~~~~~~~~~~~~~~
~~~~~~~~
~~~~~~~~~~
~~~~~~~~~~~~~
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds
are the organization's property, subject to the organization's exclusive legal control?~~~~~~~~~~~~~~~~~~
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only
for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring
impermissible private benefit? ��������������������������������������������
Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
Purpose(s) of conservation easements held by the organization (check all that apply).
Preservation of land for public use (e.g., recreation or education)
Protection of natural habitat
Preservation of open space
Preservation of an historically important land area
Preservation of a certified historic structure
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last
day of the tax year.
Total number of conservation easements
Total acreage restricted by conservation easements
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~
Number of conservation easements on a certified historic structure included in (a)
Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure
listed in the National Register
~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the tax
year |
Number of states where property subject to conservation easement is located |
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of
violations, and enforcement of the conservation easements it holds? ~~~~~~~~~~~~~~~~~~~~~~~~~
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year |
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year | $
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i)
and section 170(h)(4)(B)(ii)? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and balance sheet, and
include, if applicable, the text of the footnote to the organization's financial statements that describes the organization's accounting for
conservation easements.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII,
the text of the footnote to its financial statements that describes these items.
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical
treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts
relating to these items:
Revenues included in Form 990, Part VIII, line 1
Assets included in Form 990, Part X
~~~~~~~~~~~~~~~~~~~~~~~~~~~~ | $
$~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide
the following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
Revenues included in Form 990, Part VIII, line 1
Assets included in Form 990, Part X
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ | $
$~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |
LHA
www.irs.gov/form990.
Part I Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts.
Part II Conservation Easements.
Part III Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
SCHEDULE D Supplemental Financial Statements 2013
THE RICHARD NIXON FOUNDATION 52-1278303
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 21
33205209-25-13
3
4
5
a
b
c
d
e
Yes No
1
2
a
b
c
d
e
f
a
b
Yes No
1c
1d
1e
1f
Yes No
(a) (b) (c) (d) (e)
1
2
3
4
a
b
c
d
e
f
g
a
b
c
a
b
Yes No
(i)
(ii)
3a(i)
3a(ii)
3b
(a) (b) (c) (d)
1a
b
c
d
e
Total.
Schedule D (Form 990) 2013
(continued)
(Column (d) must equal Form 990, Part X, column (B), line 10(c).)
Two years back Three years back Four years back
Schedule D (Form 990) 2013 Page
Using the organization's acquisition, accession, and other records, check any of the following that are a significant use of its collection items
(check all that apply):
Public exhibition
Scholarly research
Preservation for future generations
Loan or exchange programs
Other
Provide a description of the organization's collections and explain how they further the organization's exempt purpose in Part XIII.
During the year, did the organization solicit or receive donations of art, historical treasures, or other similar assets
to be sold to raise funds rather than to be maintained as part of the organization's collection? ������������
Complete if the organization answered "Yes" to Form 990, Part IV, line 9, orreported an amount on Form 990, Part X, line 21.
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not included
on Form 990, Part X?
If "Yes," explain the arrangement in Part XIII and complete the following table:
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Amount
Beginning balance
Additions during the year
Distributions during the year
Ending balance
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the organization include an amount on Form 990, Part X, line 21?
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII
~~~~~~~~~~~~~~~~~~~~~~~~~
�������������
Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
Current year Prior year
Beginning of year balance
Contributions
Net investment earnings, gains, and losses
Grants or scholarships
~~~~~~~
~~~~~~~~~~~~~~
~~~~~~~~~
Other expenditures for facilities
and programs
Administrative expenses
End of year balance
~~~~~~~~~~~~~
~~~~~~~~
~~~~~~~~~~
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
Board designated or quasi-endowment
Permanent endowment
Temporarily restricted endowment
The percentages in lines 2a, 2b, and 2c should equal 100%.
| %
| %
| %
Are there endowment funds not in the possession of the organization that are held and administered for the organization
by:
unrelated organizations
related organizations
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R?
Describe in Part XIII the intended uses of the organization's endowment funds.
~~~~~~~~~~~~~~~~~~~~~~
Complete if the organization answered "Yes" to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property Cost or otherbasis (investment)
Cost or otherbasis (other)
Accumulateddepreciation
Book value
Land
Buildings
Leasehold improvements
~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~
~~~~~~~~~~
Equipment
Other
~~~~~~~~~~~~~~~~~
��������������������
Add lines 1a through 1e. |������������
2Part III Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets
Part IV Escrow and Custodial Arrangements.
Part V Endowment Funds.
Part VI Land, Buildings, and Equipment.
THE RICHARD NIXON FOUNDATION 52-1278303
37,687,124. 34,884,711. 42,302,913. 38,979,111. 30,978,651.15,000.
6,602,043. 4,520,288. <487,189.> 5,214,780. 9,515,699.
1,723,645. 1,579,108. 6,778,729. 1,781,029. 1,421,904.80,454. 138,767. 152,284. 109,949. 108,335.
42,485,068. 37,687,124. 34,884,711. 42,302,913. 38,979,111.
6.0032.00
62.00
XX
1,993,000. 1,993,000.32,644,782. 20,129,949. 12,514,833.
129,382. 129,382.257,189. 257,189.
1,669,006. 1,669,006.16,563,410.
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 22
(including name of security)
33205309-25-13
Total.
Total.
(a) (b) (c)
(a) (b) (c)
(a) (b)
Total.
(a) (b) 1.
Total.
2.
Schedule D (Form 990) 2013
(Column (b) must equal Form 990, Part X, col. (B) line 15.)
(Column (b) must equal Form 990, Part X, col. (B) line 25.)
Description of security or category
(Col. (b) must equal Form 990, Part X, col. (B) line 12.) |
(Col. (b) must equal Form 990, Part X, col. (B) line 13.) |
Schedule D (Form 990) 2013 Page
Complete if the organization answered "Yes" to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
Book value Method of valuation: Cost or end-of-year market value
(1)
(2)
(3)
Financial derivatives
Closely-held equity interests
Other
~~~~~~~~~~~~~~~
~~~~~~~~~~~
(A)
(B)
(C)
(D)
(E)
(F)
(G)
(H)
Complete if the organization answered "Yes" to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.Description of investment Book value Method of valuation: Cost or end-of-year market value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Complete if the organization answered "Yes" to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
Description Book value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
���������������������������� |
Complete if the organization answered "Yes" to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
Description of liability Book value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Federal income taxes
����� |
Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the
organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
3Part VII Investments - Other Securities.
Part VIII Investments - Program Related.
Part IX Other Assets.
Part X Other Liabilities.
THE RICHARD NIXON FOUNDATION 52-1278303
MONEY FUND 35,541,993. END-OF-YEAR MARKET VALUEEQUITY SECURITIES 5,071,333. END-OF-YEAR MARKET VALUE
40,613,326.
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 23
33205409-25-13
1
2
3
4
5
1
a
b
c
d
e
2a
2b
2c
2d
2a 2d 2e
32e 1
a
b
c
4a
4b
4a 4b
3 4c.
4c
5
1
2
3
4
5
1
a
b
c
d
e
2a
2b
2c
2d
2a 2d
2e 1
2e
3
a
b
c
4a
4b
4a 4b
3 4c.
4c
5
Schedule D (Form 990) 2013
(This must equal Form 990, Part I, line 12.)
(This must equal Form 990, Part I, line 18.)
Schedule D (Form 990) 2013 Page
Complete if the organization answered "Yes" to Form 990, Part IV, line 12a.
Total revenue, gains, and other support per audited financial statements
Amounts included on line 1 but not on Form 990, Part VIII, line 12:
~~~~~~~~~~~~~~~~~~~
Net unrealized gains on investments
Donated services and use of facilities
Recoveries of prior year grants
Other (Describe in Part XIII.)
~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~
Add lines through ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Subtract line from line ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Amounts included on Form 990, Part VIII, line 12, but not on line 1:
Investment expenses not included on Form 990, Part VIII, line 7b
Other (Describe in Part XIII.)
~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~
Add lines and
Total revenue. Add lines and
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
�����������������
Complete if the organization answered "Yes" to Form 990, Part IV, line 12a.
Total expenses and losses per audited financial statements
Amounts included on line 1 but not on Form 990, Part IX, line 25:
~~~~~~~~~~~~~~~~~~~~~~~~~~
Donated services and use of facilities
Prior year adjustments
Other losses
Other (Describe in Part XIII.)
~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~
Add lines through
Subtract line from line
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Amounts included on Form 990, Part IX, line 25, but not on line 1:
Investment expenses not included on Form 990, Part VIII, line 7b
Other (Describe in Part XIII.)
~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~
Add lines and
Total expenses. Add lines and
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
����������������
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part IV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI,
lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
4Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return.
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return.
Part XIII Supplemental Information.
THE RICHARD NIXON FOUNDATION 52-1278303
14,087,633.
5,388,745.
5,388,745.8,698,888.
81,756.
81,756.8,780,644.
5,750,662.
0.5,750,662.
81,756.
81,756.5,832,418.
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 24
OMB No. 1545-0047
Department of the TreasuryInternal Revenue Service
33207110-03-13
| Complete if the organization answered "Yes" on Form 990, Part IV, line 14b, 15, or 16.
| Attach to Form 990. | See separate instructions.
| Information about Schedule F (Form 990) and its instructions is at Open to Public Inspection
Employer identification number
1
2
3
For grantmakers.
Yes No
For grantmakers.
(a) (b) (c) (d) (e) (f)
3 a
b
c Totals
For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule F (Form 990) 2013
Name of the organization
Complete if the organization answered "Yes" on
Form 990, Part IV, line 14b.
Does the organization maintain records to substantiate the amount of its grants and other assistance,
the grantees' eligibility for the grants or assistance, and the selection criteria used to award the grants or assistance? ~~
Describe in Part V the organization's procedures for monitoring the use of its grants and other assistance outside the
United States.
Activities per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
Region Number ofoffices
in the region
Number ofemployees,agents, andindependentcontractors
in region
Activities conducted in region(by type) (e.g., fundraising, program
services, investments, grants torecipients located in the region)
If activity listed in (d)is a program service,
describe specific typeof service(s) in region
Totalexpenditures
for andinvestments
in region
Sub-total ~~~~~~
Total from continuation
sheets to Part I ~~~
(add lines 3a
and 3b) ������
LHA
www.irs.gov/form990.
(Form 990)
Part I General Information on Activities Outside the United States.
SCHEDULE F Statement of Activities Outside the United States 2013
THE RICHARD NIXON FOUNDATION 52-1278303
CHINA 0 0 PROGRAM SERVICES SEE PART V 36,024.
0 0 36,024.
0 0 0.
0 0 36,024.
SEE PART V FOR COLUMN (E) DESCRIPTIONS
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 25
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Part II Grants and Other Assistance to Organizations or Entities Outside the United States.
(a) (b)
(c) (d) (e) (f) (g) (h) (i) 1
2
3
Schedule F (Form 990) 2013
IRS code section
and EIN (if applicable)
Schedule F (Form 990) 2013 Page
Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any
recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
Name of organization RegionPurpose of
grant
Amount
of cash grant
Manner of
cash disbursement
Amount ofnon-cash
assistance
Descriptionof non-cashassistance
Method ofvaluation (book, FMV,
appraisal, other)
Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by
the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ~~~~~~~~~~~~~~~~~~~~~~~ |
Enter total number of other organizations or entities ��������������������������������������������� |
THE RICHARD NIXON FOUNDATION 52-1278303
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1
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Part III Grants and Other Assistance to Individuals Outside the United States.
(c) (d) (e) (f) (g) (h) (a) (b)
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013 Page
Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
Number ofrecipients
Amount ofcash grant
Manner ofcash disbursement
Amount ofnon-cash
assistance
Description ofnon-cash assistance
Method ofvaluation
(book, FMV,appraisal, other)
Type of grant or assistance Region
THE RICHARD NIXON FOUNDATION 52-1278303
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1
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4
1
2
3
4
5
6
Schedule F (Form 990) 2013
If "Yes," theorganization may be required to file Form 926, Return by a U.S. Transferor of Property to a ForeignCorporation (see Instructions for Form 926)
If "Yes," the organizationmay be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts andReceipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust Witha U.S. Owner (see Instructions for Forms 3520 and 3520-A)
If "Yes,"the organization may be required to file Form 5471, Information Return of U.S. Persons With Respect ToCertain Foreign Corporations. (see Instructions for Form 5471)
If "Yes," the organization may be required to file Form 8621,Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund.(see Instructions for Form 8621)
If "Yes,"the organization may be required to file Form 8865, Return of U.S. Persons With Respect To CertainForeign Partnerships. (see Instructions for Form 8865)
If"Yes," the organization may be required to file Form 5713, International Boycott Report. (see Instructionsfor Form 5713)
Schedule F (Form 990) 2013 Page
Was the organization a U.S. transferor of property to a foreign corporation during the tax year?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No
Did the organization have an interest in a foreign trust during the tax year?
[[[[[[[[[[[[[[[[[[[[[[[[[[[[[[[[[[ Yes No
Did the organization have an ownership interest in a foreign corporation during the tax year?
~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No
Was the organization a direct or indirect shareholder of a passive foreign investment company or a
qualified electing fund during the tax year?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No
Did the organization have an ownership interest in a foreign partnership during the tax year?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No
Did the organization have any operations in or related to any boycotting countries during the tax year?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No
Part IV Foreign Forms
THE RICHARD NIXON FOUNDATION 52-1278303
X
X
X
X
X
X
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 28
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5
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013 Page
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of
investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c)
(estimated number of recipients), as applicable. Also complete this part to provide any additional information.
Part V Supplemental Information
THE RICHARD NIXON FOUNDATION 52-1278303
PART I, LINE 3, COLUMN (E):
REGION: CHINA
(E) SPECIFIC TYPES OF SERVICES IN REGION: SEE PART V
PRESIDENT NIXON'S GRANDSON, CHRISTOPHER NIXON COX, LED A GROUP OF FORMER
WHITE HOUSE OFFICIALS, FOUNDATION MEMBERS AND LIBRARY VOLUNTEERS TO CHINA
TO RETRACE THE STEPS OF THE PRESIDENT'S HISTORIC TRIP TO CHINA IN 1972.
THE PURPOSE OF THE TRIP WAS TO PROMOTE RICHARD NIXON'S LEGACY AND TO
COMMEMORATE THE CENTENNIAL OF HIS BIRTH. THE 10-DAY TRIP WAS SPONSORED BY
THE FOUNDATION WITH THE COOPERATION OF THE CHINESE PEOPLE'S ASSOCIATION
FOR FRIENDSHIP WITH FOREIGN COUNTRIES. THE TRIP INCLUDED STOPS IN
BEIJING, HANGZHOU, AND SHANGHAI, WHERE GUESTS WERE WELCOMED BY
DIGNITARIES AND POLITICAL FIGURES. ACTIVITIES INCLUDED STATE BANQUETS,
TOURS OF THE GREAT HALL OF THE PEOPLE, TIANANMEN SQUARE AND THE FORBIDDEN
CITY, AND THINKTANK/PANEL DISCUSSIONS FEATURING CURRENT CHINESE DIPLOMATS
AND OFFICIALS FROM THE 1972 TRIP. THE NET EXPENDITURE OF $36,024 INCLUDES
REIMBURSEMENT (REVENUE) FOR TRAVEL, ACCOMODATIONS, AND MEALS OF $183,565
FROM THE PARTICIPANTS, AND EXPENDITURES OF $219,589.
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 29
OMB No. 1545-0047
Department of the TreasuryInternal Revenue Service
33211109-13-13
For certain Officers, Directors, Trustees, Key Employees, and HighestCompensated Employees
Complete if the organization answered "Yes" on Form 990, Part IV, line 23.Open to Public
InspectionAttach to Form 990. See separate instructions.
| Information about Schedule J (Form 990) and its instructions is at Employer identification number
Yes No
1a
b
1b
2
2
3
4
a
b
c
4a
4b
4c
Only section 501(c)(3) and 501(c)(4) organizations must complete lines 5-9.
5
5a
5b
6a
6b
7
8
9
a
b
6
a
b
7
8
9
For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule J (Form 990) 2013
|| |
Name of the organization
Check the appropriate box(es) if the organization provided any of the following to or for a person listed in Form 990,
Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
First-class or charter travel
Travel for companions
Housing allowance or residence for personal use
Payments for business use of personal residence
Tax indemnification and gross-up payments
Discretionary spending account
Health or social club dues or initiation fees
Personal services (e.g., maid, chauffeur, chef)
If any of the boxes on line 1a are checked, did the organization follow a written policy regarding payment or
reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain~~~~~~~~~~~
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all directors,
trustees, and officers, including the CEO/Executive Director, regarding the items checked in line 1a? ~~~~~~~~~~~~
Indicate which, if any, of the following the filing organization used to establish the compensation of the organization's
CEO/Executive Director. Check all that apply. Do not check any boxes for methods used by a related organization to
establish compensation of the CEO/Executive Director, but explain in Part III.
Compensation committee
Independent compensation consultant
Form 990 of other organizations
Written employment contract
Compensation survey or study
Approval by the board or compensation committee
During the year, did any person listed in Form 990, Part VII, Section A, line 1a, with respect to the filing
organization or a related organization:
Receive a severance payment or change-of-control payment?
Participate in, or receive payment from, a supplemental nonqualified retirement plan?
Participate in, or receive payment from, an equity-based compensation arrangement?
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation
contingent on the revenues of:
The organization?
Any related organization?
If "Yes" to line 5a or 5b, describe in Part III.
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation
contingent on the net earnings of:
The organization?
Any related organization?
If "Yes" to line 6a or 6b, describe in Part III.
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed payments
not described in lines 5 and 6? If "Yes," describe in Part III
Were any amounts reported in Form 990, Part VII, paid or accrued pursuant to a contract that was subject to the
initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe in Part III
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in
Regulations section 53.4958-6(c)? ���������������������������������������������
LHA
www.irs.gov/form990.
SCHEDULE J(Form 990)
Part I Questions Regarding Compensation
Compensation Information
2013
THE RICHARD NIXON FOUNDATION 52-1278303
X
X
X X
XXX
XX
XX
X
X
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Part II Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees.
Note.
(B) (C) (D) (E) (F)
(i) (ii) (iii) (A)
(i)
(ii)
(i)
(ii)
(i)
(ii)
(i)
(ii)
(i)
(ii)
(i)
(ii)
(i)
(ii)
(i)
(ii)
(i)
(ii)
(i)
(ii)
(i)
(ii)
(i)
(ii)
(i)
(ii)
(i)
(ii)
(i)
(ii)
(i)
(ii)
Schedule J (Form 990) 2013
Schedule J (Form 990) 2013 Page
Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the instructions, on row (ii).Do not list any individuals that are not listed on Form 990, Part VII.
The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
Breakdown of W-2 and/or 1099-MISC compensation Retirement andother deferredcompensation
Nontaxablebenefits
Total of columns(B)(i)-(D)
Compensationreported as deferred
in prior Form 990Basecompensation
Bonus &incentive
compensation
Otherreportable
compensation
Name and Title
THE RICHARD NIXON FOUNDATION 52-1278303
(1) BOB BRIGHT 112,047. 500. 0. 0. 38,983. 151,530. 0.VICE PRESIDENT & CFO 0. 0. 0. 0. 0. 0. 0.(2) RICHARD M. QUINN 214,038. 500. 0. 0. 36,725. 251,263. 0.PRESIDENT 0. 0. 0. 0. 0. 0. 0.(3) ANTHONY CURTIS 125,458. 500. 0. 0. 33,186. 159,144. 0.EXECUTIVE VP & COO 0. 0. 0. 0. 0. 0. 0.
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1
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Part III Supplemental Information
Schedule J (Form 990) 2013
Schedule J (Form 990) 2013 Page
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
THE RICHARD NIXON FOUNDATION 52-1278303
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OMB No. 1545-0047
Department of the TreasuryInternal Revenue Service
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Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
Complete to provide information for responses to specific questions onForm 990 or 990-EZ or to provide any additional information.
| Attach to Form 990 or 990-EZ.|
(Form 990 or 990-EZ)
Open to PublicInspection
Employer identification number
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. Schedule O (Form 990 or 990-EZ) (2013)
Name of the organization
LHA
www.irs.gov/form990.
SCHEDULE O Supplemental Information to Form 990 or 990-EZ 2013
THE RICHARD NIXON FOUNDATION 52-1278303
FORM 990, PART I, LINE 1, DESCRIPTION OF ORGANIZATION MISSION:
THE RICHARD NIXON FOUNDATION IS AN EDUCATIONAL INSTITUTION, A 501 (C)
(3) NOT-FOR-PROFIT CORPORATION, DELAWARE, 1983. ITS MISSION IS TO
ILLUMINATE AND PROTECT THE LEGACY OF THE 37TH PRESIDENT THROUGH ITS OWN
PROGRAMS AND EXHIBITS AT THE RICHARD NIXON PRESIDENTIAL LIBRARY AND
MUSEUM IN YORBA LINDA, CALIFORNIA. AT THE PRESIDENTIAL LIBRARY AND
MUSEUM IN YORBA LINDA, SPECIAL FREE ADMISSION DAYS THROUGHOUT THE YEAR
ENCOURAGE COMMUNITY INVOLVEMENT. ALSO, ON SUNDAY AFTERNOONS, A FAMILY
CONCERT SERIES IS OFFERED WITHOUT CHARGE FEATURING MUSICIANS FROM THE
SOUTHERN CALIFORNIA AREA.
FORM 990, PART III, LINE 4D, OTHER PROGRAM SERVICES:
EVENTS TO EDUCATE AND INFORM ABOUT THE LIFE AND TIMES OF RICHARD NIXON
ON SELECT DAYS AND HOLIDAYS SUCH AS 9/11 MEMORIAL EVENT, MEET THE
PRESIDENTS SERIES, PAT NIXON'S BIRTHDAY CELEBRATION, HOLIDAY RECEPTION,
PRESIDENT NIXON'S BIRTHDAY CELEBRATION, MEMORIAL DAY, PRESIDENT'S DAY,
INDEPENDENCE DAY, AND LEGACY FORUM.
EXPENSES $ 4,041,863. INCLUDING GRANTS OF $ 0. REVENUE $ 259,733.
FORM 990, PART VI, SECTION A, LINE 2:
EXPLANATION: BOARD MEMBERS TRICIA NIXON COX AND JULIE NIXON EISENHOWER ARE
SISTERS AND DAUGHTERS OF THE FORMER UNITED STATES PRESIDENT RICHARD NIXON.
BOARD MEMBER EDWARD NIXON IS THE YOUNGEST BROTHER OF THE FORMER UNITED
STATES PRESIDENT RICHARD NIXON; THEREFORE, HE IS THE UNCLE OF TRICIA NIXON
COX AND JULIE NIXON EISENHOWER.
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 33
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Employer identification number
Schedule O (Form 990 or 990-EZ) (2013)
Schedule O (Form 990 or 990-EZ) (2013) Page
Name of the organizationTHE RICHARD NIXON FOUNDATION 52-1278303
FORM 990, PART VI, SECTION A, LINE 6:
EXPLANATION: THE MEMBERS OF THE FOUNDATION ARE THE DAUGHTERS OF FORMER
PRESIDENT NIXON: TRICIA NIXON COX AND JULIE NIXON EISENHOWER.
THE OTHER FIVE MEMBERS ARE:
RONALD H. WALKER-CHAIRMAN OF THE BOARD AND CHAIRMAN OF EXECUTIVE COMMITTEE
JOHN H. BARR-CHAIRMAN OF THE BUDGET AND FINANCE COMMITTEE, AND TREASURER OF
THE BOARD
KENNETH L. KHACHIGIAN-CHAIRMAN OF THE AUDIT COMMITTEE
LAWRENCE M. HIGBY-CHAIRMAN OF THE COMPENSATION COMMITTEE
J. PETER SIMON-CHAIRMAN OF THE INVESTMENT COMMITTEE
FORM 990, PART VI, SECTION A, LINE 7A:
EXPLANATION: THE RESPONSIBILITY OF THE MEMBERS AT THE ANNUAL MEMBERS
MEETING IS TO ELECT THE DIRECTORS FOR A ONE YEAR TERM. THERE WERE A TOTAL
OF 20 DIRECTORS ELECTED AT THE 2013 ANNUAL MEETING.
FORM 990, PART VI, SECTION B, LINE 11:
EXPLANATION: THE AUDIT COMMITTEE SHALL HAVE THE RESPONSIBILITY FOR
REVIEWING THE FORM 990 (INCLUDING ALL PERTINENT SCHEDULES) BEFORE IT IS
FILED WITH THE INTERNAL REVENUE SERVICE.
A DRAFT OF THE FORM 990 SHOULD BE READY FOR REVIEW BY THE AUDIT COMMITTEE
NO LATER THAN ONE MONTH PRIOR TO THE FILING DEADLINE.
AFTER THE DRAFT OF THE FORM 990 HAS BEEN PROVIDED TO THE AUDIT COMMITTEE,
IT WILL HAVE NO MORE THAN TWO WEEKS TO COMPLETE ITS REVIEW.
IN CONDUCTING ITS REVIEW OF THE DRAFT OF THE FORM 990, IT IS PREFERRED THAT
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 34
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Employer identification number
Schedule O (Form 990 or 990-EZ) (2013)
Schedule O (Form 990 or 990-EZ) (2013) Page
Name of the organizationTHE RICHARD NIXON FOUNDATION 52-1278303
THE AUDIT COMMITTEE SHALL CONDUCT A TOP-LEVEL OR BIG-PICTURE TYPE OF
REVIEW. HOWEVER, IF THE AUDIT COMMITTEE DESIRES OR DEEMS IT NECESSARY TO
CONDUCT A MORE DETAILED REVIEW OF THE FORM 990, THEN IT SHOULD CONTACT THE
PREPARER OF THE FORM 990 TO REQUEST COPIES OF THE RELEVANT DETAILED TAX
RETURN WORKPAPERS WHICH IT WOULD LIKE TO SEE.
ONCE THE AUDIT COMMITTEE HAS COMPLETED ITS INITIAL REVIEW OF THE FORM 990,
A MEETING OR CONFERENCE CALL WILL BE SCHEDULED WITH THE PREPARER OF THE
FORM 990 (REGARDLESS OF WHETHER THE FORM 990 IS EXTERNALLY OR INTERNALLY
PREPARED) TO DISCUSS ANY QUESTIONS, COMMENTS, AND SUGGESTED REVISIONS
IDENTIFIED BY THE AUDIT COMMITTEE.
THE PREPARER OF THE FORM 990 SHOULD MAKE ANY REVISIONS TO THE FORM 990 AS
SOON AS FEASIBLY POSSIBLE TO ENSURE THAT THE FORM 990 IS FILED WITH THE
INTERNAL REVENUE SERVICE ON A TIMELY BASIS.
ALL OF THE QUESTIONS, COMMENTS, AND SUGGESTED REVISIONS SET FORTH BY THE
AUDIT COMMITTEE SHOULD BE DOCUMENTED, ALONG WITH ANY RESPONSES FROM THE
PREPARER OF THE FORM 990, IF APPLICABLE.
AFTER THE FORM 990 HAS BEEN REVIEWED AND APPROVED BY THE AUDIT COMMITTEE, A
COPY IS DISSEMINATED TO THE FULL BOARD PRIOR TO FILING WITH THE INTERNAL
REVENUE SERVICE.
FORM 990, PART VI, SECTION B, LINE 12C:
EXPLANATION: MANAGEMENT REGULARLY MONITORS TRANSACTIONS FOR CONFLICT OF
INTEREST. THREE BIDS ARE REQUIRED ON SIGNIFICANT CONTRACTS AND MANGAGEMENT
APPROVAL IS REQUIRED FOR ALL OTHER TRANSACTIONS.
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 35
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Employer identification number
Schedule O (Form 990 or 990-EZ) (2013)
Schedule O (Form 990 or 990-EZ) (2013) Page
Name of the organizationTHE RICHARD NIXON FOUNDATION 52-1278303
FORM 990, PART VI, SECTION B, LINE 15:
EXPLANATION: THE ORGANIZATION HAS A WRITTEN POLICY IN PLACE OUTLINING
PROCEDURES FOR EXECUTIVE COMPENSATION REVIEW. THE EXECUTIVE COMMITTEE OF
THE BOARD ANNUALLY REVIEWS THE EXECUTIVE COMPENSATION.
FORM 990, PART VI, SECTION C, LINE 18:
EXPLANATION: THE PUBLIC INSPECTION COPY OF THE FORM 990 AND FORM 990-T,
FROM THE PREVIOUS THREE YEARS (AT MINIMUM), WILL BE AVAILABLE (FOR
INSPECTION OR COPYING) AT THE MAIN OFFICE DURING NORMAL BUSINESS HOURS AT
NO CHARGE; ADDITIONALLY, THESE SAME FORMS 990 AND 990-T WILL ALSO BE POSTED
ON THE WEB SITE AT WWW.NIXONFOUNDATION.ORG AND WWW.GUIDESTAR.ORG.
FORM 990, PART VI, SECTION C, LINE 19:
EXPLANATION: THE FOLLOWING ORGANIZATIONAL DOCUMENTS OF THE ORGANIZATION
WILL BE AVAILABLE FOR PUBLIC INSPECTION: PREVIOUS THREE YEAR TAX RETURNS
(FORM 990 AND FORM 990-T) AND IRS CONFIRMATION OF EXEMPT STATUS.
ALL OF THE AFOREMENTIONED ORGANIZATIONAL DOCUMENTS WILL ALSO BE POSTED ON
THE WEB SITE. THE ORGANIZATION WILL USE ITS BEST EFFORTS TO ENSURE THAT THE
DOCUMENTS POSTED ON THE WEBSITE ARE THE MOST UPDATED VERSIONS OF SUCH.
THE PUBLIC INSPECTION COPY OF THE FORM 990 WILL NOT INCLUDE THE SCHEDULE OF
SCHEDULE A EXCESS CONTRIBUTORS OR THE SCHEDULE B NAMES AND ADDRESSES OF
CONTRIBUTORS.
THE ORGANIZATION WILL USE ITS BEST EFFORTS TO ENSURE THAT THE FORMS 990 AND
990-T HELD AT THE MAIN OFFICE AND POSTED ON THE WEBSITE ARE THE MOST
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 36
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Employer identification number
Schedule O (Form 990 or 990-EZ) (2013)
Schedule O (Form 990 or 990-EZ) (2013) Page
Name of the organizationTHE RICHARD NIXON FOUNDATION 52-1278303
UPDATED VERSIONS OF SUCH. FOR EXAMPLE, IN THE INSTANCE WHERE A FORM 990 HAS
BEEN AMENDED, THE AMENDED VERSION OF THE FORM 990 OR FORM 990-T SHOULD BE
THE ONE AVAILABLE FOR PUBLIC INSPECTION.
WHEN RESPONDING TO A PUBLIC INSPECTION REQUEST FOR ANY ORGANIZATIONAL
DOCUMENT OR FORM 990 (INCLUDING FORM 990-T) BY ANYONE, THE ORGANIZATION
SHALL FULFILL SUCH REQUEST IN A TIMELY FASHION WITHOUT INQUIRING AS TO THE
REASON FOR THE PUBLIC INSPECTION REQUEST.
THE ORGANIZATION WAS GRANTED EXEMPT STATUS BY THE INTERNAL REVENUE SERVICE
IN AUGUST 1983. THE FOUNDATION POSTS, ON ITS WEBSITE, A LETTER FROM THE IRS
DATED JUNE 22, 1998 CONFIRMING ITS EXEMPT STATUS EFFECTIVE AUGUST 1983.
FORM 990, PART VIII, LINE 1F:
EXPLANATION: THIS AMOUNT INCLUDES $5,156,530 OF CONTRIBUTIONS GENERATED
FROM THE RICHARD NIXON CENTENNIAL CAMPAIGN IN 2013.
FORM 990, PART XII, LINE 2C:
EXPLANATION: THE RICHARD NIXON FOUNDATION'S AUDIT COMMITTEE MEMBERS
REVIEW THE AUDITED FINANCIAL STATEMENTS AND SELECT INDEPENDENT
ACCOUNTANTS.
09300805 796829 17689 2013.04010 THE RICHARD NIXON FOUNDATIO 17689__1 37
Summary Income Expenses Net IncomeLectures $225,993.23 $285,211.37 -$59,218.14Luncheon $6,614.16 $11,923.56 -$5,309.40Total $232,607.39 $297,134.93 -$64,527.54
Code Event Event Date Income Expense Net IncomeUJ Trip-Retrace Nixon Steps 05/01/2013 $183,565.00 $219,588.83 -$36,023.83UR Lecture-Oliver North 02/12/2013 $5,925.12 $8,530.47 -$2,605.35US Lecture-Lanny Davis 04/17/2013 $220.59 $2,949.54 -$2,728.95UT Lecture-Rich Lowry 06/18/2013 $542.35 $3,223.48 -$2,681.13UU Lecture-Don Rumsfeld 05/20/2013 $5,675.20 $12,698.72 -$7,023.52UV Lecture-Buzz Aldrin 06/11/2013 $7,485.78 $8,634.59 -$1,148.81UW Lecture-Jake Tapper 11/11/2013 $996.00 $2,523.27 -$1,527.27UX Lecture-Newt Gingrich 11/18/2013 $8,578.23 $7,544.51 $1,033.72UY Lecture-Ann Coulter 11/04/2013 $6,030.51 $10,721.65 -$4,691.14UZ Lecture-Dick Cheney 12/17/2013 $6,974.45 $8,796.31 -$1,821.86EQ Luncheon-RN Centennial 02/15/2013 $6,614.16 $11,923.56 -$5,309.40TOTAL $232,607.39 $297,134.93 -$64,527.54
The Richard Nixon FoundationFEIN: 52-1278303
Schedule 1Attachment to Form 990, Part VIII, Line 2c
January 1, 2013 to December 31, 2013
Attachment to Form 990, Part VIII, Line 2c 1 of 1
DescriptionPurchase
DateNumber of
SharesPurchase Price
(Line 8b) Sale DateNumber of
SharesSale Price (Line
7a)Gain/(Loss)
(Line 7c)
Accenture Ltd Bermuda 08/26/2009 133 8,844.50$ 08/29/2013 133 9,805.92$ 961.42$
Accenture PLC Ireland 08/26/2009 58 3,857.00$ 12/06/2013 58 4,454.32$ 597.32$
Affiliated Managers Group Inc 02/15/2008 154 20,043.10$ 06/26/2013 154 24,170.96$ 4,127.86$
Affiliated Managers Group Inc 02/15/2008 61 7,939.15$ 08/29/2013 61 10,826.70$ 2,887.55$
Affiliated Managers Group Inc 02/15/2008 28 3,644.20$ 12/06/2013 28 5,596.26$ 1,952.06$
Affiliated Managers Group Inc 01/26/2010 212 27,591.80$ 06/26/2013 212 33,272.60$ 5,680.80$
American Fund Europacifice 01/01/2010 1873 77,205.06$ 01/28/2013 1873 80,000.00$ 2,794.94$
Amern Fds Europacific Gwth 12/01/2005 4158 171,392.76$ 12/04/2013 4158 200,000.00$ 28,607.24$
Ametek Inc New 06/27/2013 152 6,298.88$ 12/06/2013 152 7,379.47$ 1,080.59$
Ansys Inc 08/18/2011 138 9,292.92$ 08/29/2013 138 11,889.87$ 2,596.95$
Ansys Inc 07/22/2011 62 4,175.08$ 12/06/2013 62 5,289.75$ 1,114.67$
AON PLC Shares CL A 11/13/2013 61 4,828.15$ 12/06/2013 61 4,987.88$ 159.73$
Delaware US Growth 02/06/2008 2066 36,299.62$ 12/04/2013 2066 50,000.00$ 13,700.38$
Delaware US Growth Fd 02/06/2008 3669 64,464.33$ 03/27/2013 3669 75,000.00$ 10,535.67$
Delaware US Growth Fund CL 01/01/2010 11105 195,114.85$ 08/27/2013 11105 240,000.00$ 44,885.15$
Diamond Hill Large Cap 06/04/2012 24203 400,317.62$ 06/12/2013 24203 480,200.00$ 79,882.38$
Diamond Hill Large Cap Fd 06/04/2012 6781 112,632.41$ 12/04/2013 6781 150,000.00$ 37,367.59$
Diamond Hill Large Cap FD 06/04/2012 9469 156,617.26$ 03/27/2013 9469 175,000.00$ 18,382.74$
Diamond Hill Large Cap Fund 06/04/2012 11302 187,726.22$ 12/04/2013 11302 250,000.00$ 62,273.78$
Dodge & Cox Intl Stock 12/01/2005 4729 163,812.56$ 12/04/2013 4729 200,000.00$ 36,187.44$
Dodge & Cox Intl Stock 01/01/2010 2199 76,173.36$ 01/28/2013 2199 80,000.00$ 3,826.64$
EMC Corp Mass 08/22/2008 526 13,307.80$ 08/29/2013 526 13,778.22$ 470.42$
EMC Corp Mass 08/22/2008 244 6,173.20$ 12/06/2013 244 5,726.58$ (446.62)$
Expeditors Intl Wash Inc 01/26/2010 1426 56,398.30$ 04/11/2013 1426 51,189.54$ (5,208.76)$
Expeditors Intl Wash Inc 06/23/2008 378 14,949.90$ 04/01/2013 378 13,458.54$ (1,491.36)$
Expeditors Intl Wash Inc 01/26/2010 266 10,520.30$ 03/27/2013 266 9,712.42$ (807.88)$
Expeditors Intl Wash Inc 01/26/2010 160 6,328.00$ 03/28/2013 160 5,728.96$ (599.04)$
Express Scripts Hldg Co Com 12/07/2010 169 9,126.00$ 08/29/2013 169 10,935.80$ 1,809.80$
Express Scripts Hldg Co Com 12/07/2010 1240 66,960.00$ 09/25/2013 1240 76,882.74$ 9,922.74$
Express Scripts Hldg Co Com 12/07/2010 875 47,250.00$ 09/25/2013 875 54,251.78$ 7,001.78$
Frontier Mid Cap Growth 01/01/2010 150000 145,500.00$ 02/11/2013 150000 150,000.00$ 4,500.00$
Frontier Mid Cap Growth Fund 01/01/2010 200000 194,000.00$ 02/11/2013 200000 200,000.00$ 6,000.00$
Golden Tree 1-1 01/01/2010 2 2,205.88$ 03/26/2013 2 1,824.17$ (381.71)$
Golden Tree 1-3 01/01/2010 1 1,834.08$ 03/26/2013 1 2,399.59$ 565.51$
Golden Tree 1-4 01/01/2010 1 1,611.01$ 03/26/2013 1 3,109.76$ 1,498.75$
Golden Tree CL SP 1-4 01/01/2010 1 108.07$ 10/31/2013 1 108.55$ 0.48$
Golden Tree CL SP1-1 02/03/2003 2 3,206.26$ 03/26/2013 2 2,710.36$ (495.90)$
Golden Tree CL SP1-1 02/03/2003 4 6,212.57$ 12/31/2013 4 5,295.77$ (916.80)$
Golden Tree CL SP1-3 02/03/2003 2 2,619.89$ 03/26/2013 2 3,565.56$ 945.67$
Golden Tree CL SP1-4 02/03/2003 1 2,004.89$ 03/26/2013 1 4,620.50$ 2,615.61$
Golden Tree CL SP2-1 02/03/2003 2 7,683.96$ 12/31/2013 2 5,103.63$ (2,580.33)$
Golden Tree CL SP2-1 02/03/2003 1 363.03$ 12/31/2013 1 0.01$ (363.02)$
Golden Tree Offshore SP 1-4 11/01/2007 0.13 72.95$ 10/31/2013 0.13 73.04$ 0.09$
Golden Tree Offshore SP-1 01/01/2010 2 3,233.26$ 07/31/2013 2 2,658.28$ (574.98)$
Golden Tree Offshore SP1-1 06/01/2009 3 4,302.83$ 12/31/2013 3 3,564.24$ (738.59)$
Golden Tree Offshore SP2-1 06/01/2009 1 2,278.55$ 12/31/2013 1 3,434.90$ 1,156.35$
Golden Tree Offshore SP2-1 06/01/2009 1 107.62$ 12/31/2013 1 0.01$ (107.61)$
Golden Tree Offshore SP-C 01/01/2013 78 11,169.52$ 07/31/2013 78 10,978.29$ (191.23)$
Golden Tree SP1-1 01/01/2010 3 4,699.66$ 07/31/2013 3 3,949.69$ (749.97)$
Golden Tree SP-C 01/01/2010 117 14,958.10$ 07/31/2013 117 16,311.87$ 1,353.77$
Hartford Glbl Real Asset 05/27/2011 106521 1,140,839.91$ 12/04/2013 106521 1,081,192.17$ (59,647.74)$
Hartford Glbl Real Asset CL 05/27/2011 63912 684,497.52$ 12/04/2013 63912 648,715.29$ (35,782.23)$
January 1, 2013 to December 31, 2013
The Richard Nixon FoundationFEIN: 52-1278303
Attachment to Form 990, Part VIII, Line 7a, 7b, 7c (Sales of Assets other than Inventory) Schedule 2
Attachment to Form 990, Part VIII, Line 7a, 7b, 7c 1 of 2
DescriptionPurchase
DateNumber of
SharesPurchase Price
(Line 8b) Sale DateNumber of
SharesSale Price (Line
7a)Gain/(Loss)
(Line 7c)
January 1, 2013 to December 31, 2013
The Richard Nixon FoundationFEIN: 52-1278303
Attachment to Form 990, Part VIII, Line 7a, 7b, 7c (Sales of Assets other than Inventory) Schedule 2
Hospira Inc Com 06/12/2012 264 8,083.68$ 08/29/2013 264 10,636.37$ 2,552.69$
Hospira Inc Com 06/12/2012 145 4,439.90$ 12/06/2013 145 5,752.05$ 1,312.15$
JP Morgan US Real Estate 01/01/2010 76482 1,181,646.90$ 12/26/2013 76482 1,186,468.80$ 4,821.90$
JP Morgan US Real Estate 02/04/2003 43869 677,776.05$ 12/26/2013 43869 680,547.98$ 2,771.93$
Legg Mason BW 01/01/2010 4251 85,827.69$ 01/28/2013 4251 50,000.00$ (35,827.69)$
Loomis Sayles Inv Gr Bd 01/01/2010 7880 99,445.60$ 01/28/2013 7880 100,000.00$ 554.40$
Mastercard Inc 04/13/2009 22 1,080.86$ 08/29/2013 22 13,544.50$ 12,463.64$
Mastercard Inc 06/03/2011 56 2,751.28$ 11/13/2013 56 40,350.98$ 37,599.70$
Mastercard Inc 06/03/2011 34 1,670.42$ 11/13/2013 34 24,498.81$ 22,828.39$
Mastercard Inc A 04/23/2009 12 459.48$ 12/02/2013 12 9,104.74$ 8,645.26$
Mastercard Inc A 06/03/2011 27 1,033.83$ 12/03/2013 27 20,472.48$ 19,438.65$
Mastercard Inc-A 06/03/2011 56 2,144.24$ 12/02/2013 56 42,499.70$ 40,355.46$
Pimco Commodity ST Gain 12/05/2013 0 10,509.65$ 12/12/2013 0 -$ (10,509.65)$
Pimco Total Return Fund 01/01/2010 7136 80,208.64$ 01/28/2013 7136 80,000.00$ (208.64)$
Qualcomm Inc 02/05/2009 2322 143,638.92$ 07/12/2013 2322 138,045.37$ (5,593.55)$
Qualcomm Inc 02/05/2009 1219 75,407.34$ 07/12/2013 1219 72,470.84$ (2,936.50)$
Robert Half Intl Inc 06/30/2010 1081 34,397.42$ 08/29/2013 1081 40,188.18$ 5,790.76$
Robert Half Intl Inc 06/29/2010 100 3,182.00$ 09/06/2013 100 3,565.60$ 383.60$
Robert Half Intl Inc 06/29/2010 332 10,564.24$ 09/09/2013 332 11,928.05$ 1,363.81$
Robert Half Intl Inc 06/29/2010 152 4,836.64$ 12/06/2013 152 5,830.62$ 993.98$
Scripps Network Interactive 09/30/2008 64 3,706.88$ 12/06/2013 64 4,668.08$ 961.20$
Scripps Networks Interactive 12/11/2008 185 10,715.20$ 08/29/2013 185 13,800.76$ 3,085.56$
Scripps Networks Interactive 12/11/2008 323 18,708.16$ 10/22/2013 323 25,491.83$ 6,783.67$
Scripps Networks Interactive 09/30/2008 294 17,028.48$ 10/22/2013 294 23,203.33$ 6,174.85$
Stanley Black & Decker Inc 10/01/2012 188 13,906.36$ 08/29/2013 188 16,323.76$ 2,417.40$
Stanley Black & Decker Inc 10/01/2012 105 7,766.85$ 12/06/2013 105 8,331.55$ 564.70$
Starwood Hotels & Resort 06/10/2011 230 13,192.80$ 06/26/2013 230 14,191.43$ 998.63$
Starwood Hotels & Resorts 06/10/2011 183 10,496.88$ 08/29/2013 183 11,988.12$ 1,491.24$
Starwood Hotels & Resorts 07/20/2011 395 22,657.20$ 06/26/2013 395 24,372.06$ 1,714.86$
Starwood Hotels & Resorts 06/10/2011 82 4,703.52$ 12/06/2013 82 6,054.77$ 1,351.25$
Suncor Energy Inc 09/30/2011 3332 109,889.36$ 06/24/2013 3332 97,735.10$ (12,154.26)$
Suncor Energy Inc 03/31/2009 1823 60,122.54$ 06/24/2013 1823 53,472.93$ (6,649.61)$
T Rowe Price Group 10/16/2013 41 3,070.08$ 12/06/2013 41 3,260.26$ 190.18$
Touchstone Small Cap Core 03/27/2012 7045 115,044.85$ 12/04/2013 7045 150,000.00$ 34,955.15$
Touchstone Small Cap Core 03/27/2012 6666 108,855.78$ 03/27/2013 6666 125,000.00$ 16,144.22$
Towers Watson & Co CL A 10/23/2013 27 3,127.68$ 12/06/2013 27 3,089.89$ (37.79)$
Trimble Nav Ltd 09/23/2013 152 4,435.36$ 12/06/2013 152 4,800.08$ 364.72$
Twenty First Century Fox 08/22/2013 150 4,747.50$ 12/06/2013 150 4,960.41$ 212.91$
Twenty First Century Fox Inc 08/23/2013 333 -$ 08/29/2013 333 10,689.11$ 10,689.11$
Wabtec Corp 04/23/2013 184 7,001.20$ 08/29/2013 184 10,903.65$ 3,902.45$
Wabtec Corp 04/09/2013 83 3,158.15$ 12/06/2013 83 5,511.93$ 2,353.78$
Waters Corp 09/26/2012 113 9,844.56$ 08/29/2013 113 11,233.13$ 1,388.57$
Waters Corp 09/26/2012 49 4,268.88$ 12/06/2013 49 4,859.74$ 590.86$
Wynn Resorts Ltd 07/13/2012 119 13,040.02$ 08/29/2013 119 17,003.61$ 3,963.59$
Wynn Resorts Ltd 07/13/2012 294 32,216.52$ 10/17/2013 294 49,448.26$ 17,231.74$
Wynn Resorts Ltd 07/13/2012 166 18,190.28$ 10/17/2013 166 27,920.09$ 9,729.81$
Wynn Resorts Ltd 07/13/2012 36 3,944.88$ 12/06/2013 36 5,839.82$ 1,894.94$
7,255,738.64$ 7,759,212.76$ 503,474.12$
Attachment to Form 990, Part VIII, Line 7a, 7b, 7c 2 of 2
The Richard Nixon FoundationFEIN: 52-1278303
Schedule 3Attachment to Form 990, Part IX Line 24a, Other Expenses (Statement of Functional Expenses)
January 1, 2013 to December 31, 2013
Line (B) Program (C) ManagementNumber Account Description (A) Total Services & General (D) Fundraising
511-01 Docent Activities-Administrati $4,337.07 4337.07536-01 Postage & Freight - Administra $11,719.18 $11,719.18536-02 Postage & Freight - Pro & Mkt $330.24 $330.24536-03 Postage & Freight - Advancmnt $93.48 $93.48536-04 Postage & Freight - Sales & Ev $1,386.72 $1,386.72536-09 Postage & Freight - Catalog $11,732.54 $11,732.54543-01 Equipment Rent-Admin General U $2,890.06 $2,890.06545-04 Repairs & Maint-Sales/Event $2,322.75 $2,322.75545-08 Repairs & Maint-Facilt Maint $24,772.52 $24,772.52551-01 Printing/Copies-Administration $1,125.17 $1,125.17570-03 Pres Council Exp - Adv & Admin $8,150.38 $8,150.38571-03 Associate Club Exp - Adv & Adm $7,320.68 $7,320.68572-19 Event-Hometown Heros $2,078.49 $2,078.49572-20 Event-Vienam POW Event 05/24/13 $103,184.25 $103,184.25572-22 Event-RN & PN Centennial $34,539.83 $34,539.83572-23 Event-9/11 Memorial $5,695.80 $5,695.80572-25 Event-Meet Presidents $9,114.17 $9,114.17572-28 Event-Taos Pow ow w/Ed 07/12/13 $5,037.80 $5,037.80572-30 Event-Concert Series $7,928.26 $7,928.26572-31 Event-WH Staff Reunion $22,939.22 $22,939.22572-33 Event-Pat Nixon Birthday 03/16 $1,995.40 $1,995.40572-38 Event-Bring Kids to Work Day 07/17/13 $1,430.23 $1,430.23572-46 Event-RN Birthday 01/09 $377.53 $377.53572-53 Event-Memorial Day $57.96 $57.96572-54 Event-Presidents Day $8,303.46 $8,303.46572-58 Event-John Mitchell DC 9/5/13 $6,102.87 $6,102.87572-60 Event-4th of July (Every Year) $9,275.12 $9,275.12572-61 Event-Labor Day September $1,607.07 $1,607.07572-63 Event-CIA Conference 01/29/13 $6,782.78 $6,782.78572-64 Event-Veterans Day 11/11 $3,043.99 $3,043.99572-65 Event-Christmas Every Year $12,544.37 $12,544.37572-76 Event-Troop a thon $1,215.71 $1,215.71574-03 Legacy Fundraising $189,607.72 $189,607.72583-08 Grounds Maint - Facil Manageme $409,433.92 $409,433.92584-01 Outside Services - Administrat $320,994.15 320994.15584-02 Outside Services - Promot/Mkt $62,640.43 $62,640.43584-03 Outside Services - Adv & Admin $31,760.90 $31,760.90584-04 Outside Services - Sales & Eve $60,053.14 $60,053.14584-08 Outside Services - Facilty Mgm $21,035.34 $21,035.34584-09 Outside Services - Museum Store $40,924.22 $40,924.22591-00 Property Taxes $62,244.04 $62,244.04592-00 Taxes - Other $843.99 $843.99593-01 Licenses & Fees-Administration $185.00 $185.00593-09 Licenses & Fees-Museum Store $758.00 $758.00595-08 Utilities - Facilities $224,149.44 $224,149.44596-01 Professional Mem-Administratio $315.00 $315.00596-03 Professional Mem-Adv & Admin $90.00 $90.00596-09 Professional Mem-Museum Store $103.50 $103.50
Attachment to Form 990, Part IX, Line 24a1 of 2
The Richard Nixon FoundationFEIN: 52-1278303
Schedule 3Attachment to Form 990, Part IX Line 24a, Other Expenses (Statement of Functional Expenses)
January 1, 2013 to December 31, 2013
Line (B) Program (C) ManagementNumber Account Description (A) Total Services & General (D) Fundraising
597-01 Subscriptions-Admin General Us $2,280.71 $2,280.71597-02 Subscriptions-Marketing $2,854.95 $2,854.95597-03 Subscriptions-Development $1,740.69 $1,740.69605-30 Exhibits-Trains $28,138.79 $28,138.79605-36 Exhibit-Helicopter $5,105.13 $5,105.13605-37 Exhibit-Christmas Every Year $642.60 $642.60605-41 Exhibits-Holiday Tree $5,934.74 $5,934.74605-84 Exhibits-G Washington 3/22/13 $3,388.66 $3,388.66605-89 Exhibits-RN Exhibit $216,553.38 $216,553.38605-90 Exhibits-Pat Nixon $1,904.92 $1,904.92605-98 Exhibits-AF1 in Lobby $21,842.80 $21,842.80612-01 Newsletter-Admin $23,961.05 $23,961.05651-00 DC Centennial Dinner 01/09/13 $183,916.15 $183,916.15697-09 Bank Charges-Museum Store $58,456.64 $58,456.64698-09 Cash - Over/Short $3,854.13 $3,854.1324a Total other expenses $2,305,149.23 $1,875,673.29 $6,795.94 $422,680.00
Attachment to Form 990, Part IX, Line 24a2 of 2