1.pdf - Docket Alarm

THE UNITED STATES INTERNATIONAL TRADE COMMISSIONWashington, D.C.

Before The Honorable Carl C. CharneskiAdministrative Law Judge

In the Matter of

CERTAIN PERSONAL DATA ANDMOBILE COMMUNICATIONS DEVICESAND RELATED SOFTWARE

Investigation No. 337-TA-710

UNOPPOSED MOTION FOR LEAVE TO FILE NOKIA’S MOTION FOR LEAVE TOFILE AMENDED AND SUPPLEMENTAL NOTICE OF PRIOR ART OUT OF TIME

Pursuant to Commission Rule 210.15, Respondents Nokia Corporation and Nokia Inc.

respectfully move the Administrative Law Judge (“ALJ”) for leave to file one day out of time

Nokia’s Motion for Leave to File Amended and Supplemental Notice of Prior Art. Pursuant to

Order No. 58, Nokia’s motion for leave was due on December 6, 2010. Nokia initiated the

process for filing its Motion and some of the exhibits thereto (attached as Exh. 1) on EDIS before

the 5:15pm EST deadline. Due to technical difficulties associated with the creation of the final

PDF file and network connectivity issues, however, Nokia’s upload time extended beyond the

deadline and Nokia was unable to complete its filing (see Exh. 2, EDIS Filing Confirmation).

Nokia served Apple and the OUII Staff with its Motion and all exhibits in two service emails on

December 6 (see Exh. 3, 12/6/10 T. Brooks Emails). Nokia has adjusted its internal processes in

an attempt to address these technical and network difficulties in the future.

Counsel for Apple and the Staff indicated that they do not oppose this motion for leave.

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Given the importance of this filing and the lack of prejudice to the parties, Nokia

respectfully requests that the ALJ grant Nokia’s motion for leave to file its Motion for Leave to

File an Amended and Supplemental Notice of Prior Art one day out of time.

Dated: December 7, 2010Respectfully submitted,

Paul F. BrinkmanS. Alex LasherM. Scott StevensPatrick A. FitchALSTON & BIRD LLP950 F Street, N.W.Washington, DC 20004Tel. (202) 756-3300Fax (202) 756-3333E-mail: [email protected]

Patrick J. FlinnJohn D. HaynesKeith BroylesALSTON & BIRD LLP1201 West Peachtree StreetAtlanta, GA 30309-3424Tel. (404) 881-7000Fax (404) 881-7777

Counsel for RespondentsNokia Corporation and Nokia Inc.

EXHIBIT 1EXHIBIT 1



In the Matter of

CERTAIN PERSONAL DATA ANDMOBILE COMMUNICATIONSDEVICES AND RELATED SOFTWARE


NOKIA’S MOTION FOR LEAVE TO FILE AMENDED AND SUPPLEMENTALNOTICE OF PRIOR ART

Pursuant to Commission Rule 210.15 and Ground Rule 5, Respondents Nokia

Corporation and Nokia, Inc. (collectively, “Nokia”) respectfully move for leave to

supplement their Notice of Prior Art filed on September 24, 2010.

Since filing its September 24 Notice of Prior Art, Nokia has conducted substantial

additional discovery that has identified additional information relating to the prior art

Nokia identified in its notice. Nokia has also determined that it no longer intends to rely

on certain references identified in the notice, and Apple has terminated the Investigation

against Respondents with respect to four of the six patents asserted against Nokia.

Accordingly, Nokia requests leave to file the Amended and Supplemental Notice of Prior

Art (Ex. A) to specifically identify the additional information located in discovery after

September 24th, and remove from the Notice the art on which Nokia no longer relies.

Apple has refused to consent to Nokia’s Amended and Supplemental Notice

because in its view the Notice adds prior art not previously disclosed in the September 24

Notice. Nokia disagrees, and as explained below, has good cause to supplement the

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Notice to specifically identify additional evidence relating to the systems it identified

previously. The evidence to which Apple objects can be broken down into two

categories: (i) documents obtained from third-parties after the filing of the September 24

Notice of Prior Art, and (ii) prior art that was identified explicitly in the September 24

Notice, and (iii) prior art that was identified explicitly in the September 24 Notice as

application for all asserted patents.

With respect to the additional documents obtained from third parties,

Respondents’ September 24 Notice of Prior Art identified a number of third-party

systems that were prior art to various patents, along with a number of references relating

to each system that had been located by Respondents by September 24 as a result of

Respondents’ diligent discovery efforts prior to that date. After filing the September 24

Notice, and as envisioned by the Procedural Schedule, Respondents’ third-party

discovery efforts continued and Respondents sought additional discovery relating to the

identified prior art systems from numerous sources. Through this discovery,

Respondents have obtained additional evidence concerning a number of the third-party

systems – each of which was properly identified on September 24.

With respect to Apple’s second objection, it is Apple’s position that the

September 24 Notice required Respondents to specifically list each prior art reference

under a heading for each asserted patent, even if many of the references applied to more

than one of the asserted patents. Rather than repeating the full list of prior art for each

patent, Respondents identified the references specific to each patent, but specifically

incorporated the other references identified elsewhere in the Notice. Apple’s objection

on this point is therefore entirely semantic. It cannot dispute that Respondents identified

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the full range of references listed in the September Notice for each asserted patent, and

nothing more is required.

Because each of these references were disclosed in the September 24 Notice,

Apple’s objection to their inclusion in Nokia’s Amended and Supplemental Notice

should be rejected.

Apple indicated that it intends to oppose the Motion.

Dated: December 6, 2010 Respectfully submitted,

/s/ M. Scott Stevens_____________Paul F. BrinkmanS. Alex LasherM. Scott StevensPatrick FitchALSTON & BIRD LLP950 F Street, N.W.Washington, DC 20004Tel. (202) 756-3300Fax (202) 756-3333E-mail: [email protected]

Patrick J. FlinnJohn D. HaynesKeith BroylesALSTON & BIRD LLP1201 West Peachtree StreetAtlanta, GA 30309-3424Tel. (404) 881-7000Fax (404) 881-7777E-mail: [email protected]




In the Matter of



NOKIA’S MEMORANDUM IN SUPPORT OF ITS MOTION FOR LEAVE TOFILE AMENDED AND SUPPLEMENTAL NOTICE OF PRIOR ART

1

INTRODUCTION

Since filing its September 24, 2010 Notice of Prior Art, Nokia has conducted

substantial additional discovery that has identified additional information relating to the

prior art Nokia identified in its notice. Nokia has also determined that it no longer

intends to rely on certain references identified in the notice, and Apple has terminated the

Investigation against Respondents with respect to four of the six patents asserted against

Nokia. Accordingly, Nokia requests leave to file the Amended and Supplemental Notice

of Prior Art to specifically identify the additional information located in discovery after

September 24th, and remove from the Notice the art on which Nokia no longer relies (see

Ex. A; section relating to the 705 and 263 patents).

Apple has refused to consent to Nokia’s Amended and Supplemental Notice

because in its view the Notice adds prior art not previously disclosed in the September 24

Notice. Nokia disagrees, and as explained below, has good cause to supplement the

Notice to specifically identify additional evidence relating to the systems it identified

previously. The evidence to which Apple objects can be broken down into two

categories: (i) documents obtained from third-parties after the filing of the September 24

Notice of Prior Art, and (ii) prior art that was identified explicitly in the September 24

Notice, and (iii) prior art that was identified explicitly in the September 24 Notice as

application for all asserted patents.

With respect to the additional documents obtained from third parties,

Respondents’ September 24 Notice of Prior Art identified a number of third-party

systems that were prior art to various patents, along with a number of references relating

to each system that had been located by Respondents by September 24 as a result of

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Respondents’ diligent discovery efforts prior to that date. After filing the September 24

Notice, and as envisioned by the Procedural Schedule, Respondents’ third-party

discovery efforts continued and Respondents sought additional discovery relating to the

identified prior art systems from numerous sources. Through this discovery,

Respondents have obtained additional evidence concerning a number of the third-party

systems – each of which was properly identified on September 24. This new evidence

can be broken down as follows:

Additional evidence concerning VCOS produced by third-party JohnLynch and third-party LSI;

Additional evidence concerning MWave produced by third-party TexasInstruments and third-party IBM;

Additional evidence concerning PC Media produced by third-partyFreescale;

Additional evidence concerning Open Signal Processing Architecture(OSPA) produced by third-parties Intel, Robert Frankel, Microsoft, andTexas Instruments;

Additional evidence concerning Intel Proshare/Project Mikado producedby third-parties Intel, Robert Frankel, and Texas Instruments;

Additional evidence concerning Microsoft Resource Manager InterfaceSystem, produced by third-party Microsoft;

Additional evidence concerning X Windows, produced by third-partyMIT; and

Additional evidence concerning NeWS, produced by third-party SunMicrosystems.

Respondents now seek to supplement their notice of prior art with the additional

evidence about these systems that was received after September 24th. Respondents

address each of these categories of evidence in more detail below.

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With respect to Apple’s second objection, it is Apple’s position that the

September 24 Notice required Respondents to specifically list each prior art reference

under a heading for each asserted patent, even if many of the references applied to more

than one of the asserted patents. Rather than repeating the full list of prior art for each

patent, Respondents identified the references specific to each patent, but specifically

incorporated the other references identified elsewhere in the Notice. Apple’s objection

on this point is therefore entirely semantic. It cannot dispute that Respondents identified

the full range of references listed in the September Notice for each asserted patent, and

nothing more is required.

Because each of these references were disclosed in the September 24 Notice,

Apple’s objection to their inclusion in Nokia’s Amended and Supplemental Notice

should be rejected.

Accordingly, Nokia requests leave to file the attached Amended and

Supplemental Notice of Prior Art.

I. LEGAL STANDARD

Motions for leave to supplement a notice of prior art to account for third-party

production of materials subsequent to the initial date of prior art notices are routinely

granted. See, e.g., Certain Personal Data and Mobile Communications Devices and

Related Software, Inv. No. 337-TA-710, Order No. 40, 2010 WL 4790273 (Nov. 9, 2010)

(granting-in-part motion to supplement with respect to “Materials Received Pursuant to

Third Party Subpoenas” after the initial prior-art notice deadline); Certain Integrated

Circuits, Chip Sets, and Products Containing Same Including Televisions, Media Players,

and Cameras, Inv. No. 337-TA-709, Order No. 18, 2010 WL 4780167 (Sept. 15, 2010)

(granting motion to supplement with respect to prior art identified during a deposition);

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Certain Electronic Devices, Including Mobile Phones, Portable Music Players, and

Computers, Inv. No. 337-TA-701, Order No. 27, 2010 WL 4778774 (July 30, 2010)

(“Electronic Devices”) (granting-in-part Apple’s motion to supplement with respect to

third-party production noting that “Apple sought to provide a placeholder in its Notice to

apprise the parties of the anticipated discovery by nonparty Motorola…”); Certain

Semiconductor Devices, DMA Systems, and Products Containing Same, Inv. No. 337-

TA-607, Order No. 33, 2008 WL 618219 (Mar. 3, 2008) (granting motion to supplement

new prior art as a result of “third party production”); Certain Personal Computers, Server

Computers, and Components Thereof, Inv. No. 337-TA-509, Order No. 37, 2005 WL

568607 (Mar. 7, 2005) (granting motion as to art “obtained from third-party discovery

after the original notice of prior art”).

Importantly, Respondents provided notice for each of the prior-art systems at

issue here in their September 24, 2010 notices of prior art. The instant motion merely

seeks to specifically identify additional documentation relating to those systems that was

obtained after the September 24 notice from third-parties pursuant to Respondents’

diligent discovery efforts. In a similar situation, Apple indicated that a complainant is

adequately on notice of such systems when those systems are identified in the original

notice, despite the later receipt of additional information. Specifically, Apple stated that,

“Anticipating [third-party] Motorola's production of prior art relevant to the '091 patent,

Apple disclosed in its May 17 Notice of Prior Art that it intended to rely on 'VCO

modules that practice [certain Motorola patents] that were publicly described, publicly

sold, or offered for sale prior to December 19, 1999, including but not limited to devices,

and products comprising those modules'…” Ex. D at 2-3, 7. The ALJ agreed, holding

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that “With respect the Motorola References, the ALJ finds that Apple's motion with

respect to these references should be GRANTED. … Furthermore, Apple sought to

provide a placeholder in its Notice to apprise the parties of the anticipated discovery by

nonparty Motorola." Electronic Devices, Order No. 27, 2010 (emphasis added).

Similarly, just this past Friday, counsel for Apple acknowledged that art is not

“new” when it simply provides additional information concerning systems previously

identified (Transcript of Dec. 3, 2010 hearing at 24:14-17s (“… this isn't new prior art.

This is simply additional information about what they have been contending is prior art

since the very beginning of this investigation.”).1

II. 263 PATENT

A. Additional Evidence Concerning VCOS

Respondents original notice of prior art served on September 24 identified the

VCOS system as prior art to the 263 patent. In addition, the September 24 notice

identified approximately 20 prior art publications related VCOS (see Ex. B at 10, 14; Ex.

C. at 206, 211, 214, 218, and 220). The VCOS system was sold by AT&T in the early

1990’s.

Based on Respondents’ investigation of VCOS, Respondents determined that

third-party LSI acquired the VCOS technology. Respondents therefore served a

subpoena on LSI on September 16, 2010 requesting, among other things, documents

related to VCOS.

1 Notwithstanding this acknowledgement, Apple has objected to Respondents includingon their notice of prior art the additional information that Apple itself produced only afew days ago.

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After diligently searching for documents concerning this 20-year-old system, LSI

located and produced documents concerning VCOS responsive the subpoena on

November 2, 2010 (see Ex. E). These documents include the VCOS source and object

code. It also includes a number of software and hardware development kits. The source

code, object code, and development kits were unavailable to Respondents until they were

produced by LSI in November. Respondents therefore request leave to add the following

additional references concerning VCOS produced by LSI on November 2, 2010, to its

Notice of Prior Art:

VCOS DSP Module Dev. Kit version 1.1 (LSI0000001);

VCOS Hardware Dev. Kit version 1.1 (LSI00000119);

VCOS Software Dev. Kit version 1.1 (LSI00000181);

Cathedral DSP API manual, rev 1.7.02 (LSI00000409);

VCOS DSP Module Dev. Kit version 1.1 (LSI00000522);

VCOS Multimedia Dev. Kit Technical Reference, Beta Version 0.04a(LSI00000642);

VCOS Multimedia Dev. Kit Technical Reference, Version 1.0(LSI00000826);

VCOS Software Dev. Kit version 1.1 (LSI00001026); and

VCOS Source and Object Code

In addition, Respondents also sent a subpoena to John Lynch, one of the inventors

listed on the face of the 263 patent, on October 29, 2010. Based on documents produced

by Apple demonstrating that AT&T and Apple jointly worked on VCOS, Respondents

requested that Mr. Lynch search for and produce documents related to this System.

Mr. Lynch subsequently produced documents responsive to this subpoena on November

4, 2010 (see Ex. F). Mr. Lynch’s documents contained additional source code and object

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code for VCOS. Mr. Lynch also produced additional software development kits for

VCOS. Respondents therefore request permission to add the following additional

references concerning VCOS produced by Mr. Lynch on November 4, 2010, to their

notice of prior art:

VCOS Source and Object Code produced by John Lynch.

In sum, Respondents provided Apple with notice of the prior art VCOS system on

September 24th. Respondents also provided notice to Apple of almost twenty references

describing this system on that same day. However, despite Respondents’ diligent efforts

searching for prior art, Respondents obtained additional information concerning VCOS

from third-parties LSI on November 2, 2010 and John Lynch on November 4, 2010.

Respondents therefore respectfully request that the ALJ grant Respondents permission to

update their notice of prior art to add additional references concerning the previously

identified VCOS system.

B. Additional Evidence Concerning MWave

Respondents also identified MWave on their September 24th Notice of Prior Art

along with approximately 15 references describing the MWave system (see Ex. B. at 6-

11, 14; Ex. C. at 207-211, 215, 220). MWave was a system released by IBM and Texas

Instruments (“TI”) in the early 1990’s. Respondents therefore sent subpoenas to both

IBM and TI on October 5th and September 28th respectively.

TI responded to Respondents’ subpoena with additional information about

MWave on November 15, 2010 and November 18, 2010 (see Ex. G). Specifically, on

November 15th TI produced, among other things, source code for MWave and a two-

page technical brief concerning the system. Despite conducting a diligent search for

information about MWave prior to September 24th, Respondents were unable to obtain

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this information from any other source prior to its production by TI on November 15th.

Respondents therefore respectively request permission to add the following references to

their notice of prior art:

MWave Source Code (TI0001230-1240; 1248-1298; 1475-2198; 2215-2460; 2609-3028; 3084-3281; 3360-3473; 4079-4219; 4222-4232); and

Details on Signal Processing (TI00019-20).

Moreover, on November 18th, TI produced a copy of a technical brief concerning

MWave. Respondents had previously been aware of the technical brief, but had not been

able to obtain a copy. Respondents had therefore listed the technical brief by general

description on their September 24th Notice of Prior Art as the “Texas Instruments

Mwave Multimedia System Product Bulletin, 1992.” Respondents now seek to update

their notice of prior art to include a reference to the correct title of this technical brief:

“MWave Multimedia System Technical Brief” (TI00027-67).

Because Respondents obtained information about the MWave system after the

September 24 deadline from third parties and because Respondents were unable to obtain

this information prior to the September 24 deadline, Respondents respectfully request to

add these additional citations concerning MWave to their Notice of Prior Art.

C. Additional Evidence Concerning PC Media System

Respondents also identified on its September 24 Notice of Prior Art the PC Media

System from Motorola. As with the VCOS and MWave systems, Respondents

September 24 Notice included prior art references describing the PC Media System (see

Ex. B. at 15; Ex. C at 215, 221).

On August 5, 2010, Respondents therefore sent a subpoena to third-party

Freescale Semiconductors (“Freescale”) seeking information concerning the PC Media

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system. Despite its diligent search, Freescale was unable to produce information

concerning this 20-year-old system until October 26, 2010 (see Ex. H). Respondents

now seek to update their notice of prior art to add citations to the following references

concerning this system produced by Freescale:

Timer API, Motorola PC Media (FREE001886-1893)

BOS 3.0 Upgrade Guide (FREE002317-2318)

HIG SAMPLE IMPLEMENTATION - DSP API (FREE002467-2472)

DTMF Detection on the DSP56002 (FREE003167-3205)

Functional Specification, Motorola PC Media Deliverable to Peavey (FS-P01_modified.doc) (FREE002319-2349)

PC-Media Host Interface Debugger, Command Summary (FREE002457)

HIG Channel 1 – Task Manager Support, Version 1.1 (FREE002473-2479)

Motorola Codex, PC-Media Host Interface Gateway Specification,Revision 0.2 (FREE001034-1055)

HIGTSR Design Spec. (FREE002381-2396)

MBOS, API, Revision 0.3, PC Media (FREE001056-1078)

HIG / BOS comparison to MBOS (mbosdes1.doc) (FREE001283-85)

PCMedia, BOS 3.0 / MBOS Differences, Revision 0.1 (mbosdes3.doc)(FREE001292-1296)

PCMedia, BOS 3.0 / MBOS Differences, Revision 0.1 (mbosdesc.doc)(FREE001297-1302)

Preliminary Draft, PCMedia, MBOS Programming Guide, Version 1.0(mmbos1.doc) (FREE001423-1547)

Motorola PC Media, Patch MBOS Location (simboot.doc) (FREE001996)

Source code for PC Media (FREE002487-2503; FREE000652-0750;FREE000835-000938; FREE003351-3388; FREE3733-3758; FREE3802-3807).

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Because Respondents were unaware of this prior to the September 24th deadline

and were unable to obtain the information prior to its production by Freescale on October

26, 2010, Respondents now request permission to add this additional information

concerning the PC Media System to their Notice of Prior Art.

D. Additional Evidence Concerning OSPA

Similar to the above, Respondents identified the OSPA system on September 24th

(see Ex. B. at 13; Ex. C at 219). OSPA was developed by Spectron Microsystems in the

early 1990s. As with the PC Media system, before September 24th, Respondents had

been unable to obtain many publications describing the system. Nevertheless,

Respondents had listed the two technical publications describing the system of which

they were aware on their original Notice of Prior Art.

Respondents sent subpoenas to a number of third-parties with knowledge of

OSPA, including Intel (subpoena served September 9), Robert Frankel (served November

4), Microsoft (served September 22), and Texas Instruments (served September 28).

Each of these third parties produced documents after September 24, 2010: Intel on

November 27, 2010 (see Ex. I); Mr. Frankel on November 24, 2010 (see Ex. J);

Microsoft on November 4, 2010 (see Ex. K); and TI on November 30, 2010 (see Ex. G).

Respondents now seek to update their notice of prior art to add citations to the following

references concerning this system produced by these third-parties:

OSPA Drawings from Mark Grosen (Texas Instruments) deposition(exhibits 1, 4, and 5)

OSPA Demonstration System Picture (FRK000239- 1240)

Software Architecture for Intel's PC Multifunction I/O board(477DOC000008-00155)

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DSP Research Announces the Tiger 30 DSP Development Environment(FRK000116-120)

DSP Research Tiger 30 publication (FRK000122-128)

Tiger Telephone Interface (FRK-000121)

Overview of SPOX and Windows DSP Software Architecture Fact Sheet(MSFT710-0315-0318)

Operating System Boosts DSP Performance, High Performance Magazine(FRK000316-321)

Texas Instruments (Spectron Microsystems) OSPA and Mikado SourceCode (TI-009852)

SPOX, System Software Solutions for PC Signal Computing, AnalogDevices (FRK000284-288)

SPOX, System Software Solutions for PC Signal Computing, TexasInstruments (FRK000291-295)

Mikado Post Mortem (477DOC000001-477DOC000007)


and were unable to obtain the information prior to its production by Intel on November

27, 2010, Mr. Frankel on November 24, 2010, Microsoft on November 4, 2010, or TI on

November 30, 2010. Respondents now request permission to add this additional

information concerning this prior art system to their Notice of Prior Art.

E. Additional Evidence Concerning Microsoft’s ResourceManager Interface System

A similar story applies to Microsoft’s Resource Manager Interface System.

Respondents identified the system on their September 24 Notice of Prior Art (see Ex. B at

6, 8, 15; Ex. C at 209, 222). Respondents also identified the reference of which they

were aware concerning the system. On October 5, 2010, Respondents served Microsoft

with a subpoena seeking, among other things, information related to the Resource

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Manager Interface System. Microsoft diligently searched for and produced information

related to the Resource Manager Interface on November 14th (see Ex. K). Respondents

now seek to add the following information to their notice of prior art, which consists of

copies of presentations given concerning the system and internal descriptions of the

system:

Microsoft DSP Architecture: Audio Product Unit, WinHEC 1994(MSFT710-0433 − MSFT710-0446)

Audio of WinHEC 1994, including Microsoft DSP Architecture: AudioProduct Unit (MSFT710-0572)

Microsoft Delivers DSP Resource Manager Interface and Speech API(MSFT710-0289-0293)

Microsoft Corporation Joins with Spectron Microsystems to Deliver DSPSoftware Architecture (MSFT710-0307-0308)


and were unable to obtain the information prior to its production by Microsoft on

November 14, 2010. Respondents now request permission to add this additional

information concerning this prior art system to their Notice of Prior Art.

III. 705 PATENT

A. Additional Evidence Concerning NeWS

Network Extensible Window System (or NeWS) is a windowing system that was

developed by Sun Microsystems (now part of Oracle Corporation). Respondents

identified NeWS as prior art in their September 24, 2010 Notices of Prior Art (see Ex. B

at 59; Ex. C at 19). On August 20, 2010, Respondents served Sun/Oracle with a

subpoena seeking, among other things, additional information related to NeWS.

Sun/Oracle’s lack of timely compliance with the subpoena resulted in a motion filed with

the ALJ November 12. Ultimately, though, Sun/Oracle produced documents on

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December 1, 2010 (see Ex. L). Respondents now seek to add the following information

to their notice of prior art:

Sun/Oracle production materials relating to NeWS numberedORA0000676-9237.

Because these materials were not produced to Respondents until after the

September 24th deadline and were unable to obtain the information prior to its production

by Sun/Oracle on December 1, 2010. Respondents now request permission to add this

additional information concerning this prior art system to their Notice of Prior Art.

B. Additional Evidence Concerning X Windows

X Windows is a system that originated at the Massachusetts Institute of

Technology in the mid-1980’s. Respondents identified X Windows and several

references relating to X Windows as prior art in their September 24, 2010 Notices of

Prior Art (see Ex. B at 19, 23, 40-43; Ex. C at 23, 24, 30). On September 8, 2010,

Respondents served MIT with a subpoena seeking, among other things, additional

information related to X Windows. MIT lack of timely compliance with the subpoena

resulted in a motion filed with the ALJ (see Order No. 25). Ultimately, though, MIT

produced documents on October 19 and October 27, 2010 (see Ex. M). Respondents

now seek to add the following information to their notice of prior art:

MIT production materials relating to X Windows numbered MIT0000001-0000892.


and were unable to obtain the information prior to its production by MIT on October 19

& 27, 2010. Respondents now request permission to add this additional information

concerning this prior art system to their Notice of Prior Art.

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IV. ADDITIONAL PRIOR ART OBJECTED TO BY APPLE

Despite the fact that additional references were explicitly disclosed to Apple on

Respondents’ September 24, 2010 Notices of Prior Art, Apple maintains objections to

various additional prior-art references.

A. References Explicitly Disclosed for the 705 Patent

Apple objects to two references that were explicitly disclosed for the 705 Patent

in the September 24 Notices:

Prior Art to Which Apple Objects September 24, 2010 Notice of Prior ArtInside Macintosh, Vol VI Chapter 5 –Event Manager; Chaper 6 – AppleEvent Manager (APPHTC_00011956-12135)

Apple Computer, Inc., Inside Macintosh, vol. VITable of Contents, 5-1 through 6-117, 1991.[See Ex. B at 62.]

All documents that have been or willbe produced by Apple related toSystem 7, including without limitationAPPHTC-00012529-APPHTC-00013264; APPNOK1162947-APPNOK1163076;APPNOK1175370-APPNOK1175372;APPNOK1208785;APPNOK3527470-APPNOK3527477

All documents that have been or will beproduced by Apple related toSystem 7, including without limitationAPPHTC-00012529-APPHTC-00013264; APPNOK1162947-APPNOK1163076; APPNOK1175370-APPNOK1175372; APPN0K1208785;APPNOK3527470-APPNOK3527477. [See Ex. C at 27].

Documents produced by third partyTim Mann related to GNU Chess andxboard…

The GNU Chess Engine/Xboard GUI, asillustrated by, for examplehttp://www.timmann.org/history.html andhttp://home.hccnet.nl/h.g.muller/engineintf.html

Moreover, the first reference (Inside Macintosh) is art cited during the prosecution of the

705 Patent.

Because Respondents identified this art on their respective Notices of Prior Art on

September 24, 2010, it is properly included in Nokia’s Amended and Supplemental

Notice

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1. XBoard / GNU Chess

XBoard/GNU Chess is a chess gaming system that originated late-1980’s. The

Respondents explicitly identified XBoard/GNU Chess as prior art to the 705 Patent in

their September 24 Notices of Prior Art. Specifically, all of the following was included in

the Respondents’ Notices of Prior Art, as follows:

The GNU Chess Engine/Xboard GUI, as illustrated by, for examplehttp://www.timmann.org/history.html andhttp://home.hccnet.nl/h.g.muller/engineintf.html.

"Chess Engine Communication Protocol,"http://home.hccnet.nl/h.g.muller/engine-intf.html

1991 Tim Mann;H.G.Muller

All[pages]

The cited web cites included source code for these systems, as well as additionaldiscussions of the system, its evolution, and how it functioned. Thus, there can be nolegitimate dispute that the GNU Chess Engine/Xboard GUI was fully disclosed in theSeptember 24 Notice.

The GNU Chess Engine/Xboard GUI, as illustrated by, for examplehttp://www.timmann.org/history.html and http://home.hccnet.nl/h.g.muller/engine-intf.html

No, I had no idea that so many people were interested in writing chess programs.Originally, xboard and WinBoard were simply graphical user interfaces for GNUChess, then for GNU Chess and Internet chess servers. Because the GUI and thechess engine are separate programs, several people thought of the idea of connectingtheir own chess programs in place of GNU Chess, and they began to email me askinghow to do it. I think the first person to ask was Shay Bushinsky, in November 1994.Over the years I received so many requests for this information that I was more orless forced into documenting and extending the ad-hoc engine protocol to supportthem. The document that exists now (chessengines. html) evolved directly from theoriginal email reply I sent to Shay.…I've never had a plan. I got started working on xboard by chance: Some time in 1991,I wanted to play a game of chess, so I went looking on the Internet for free chesssoftware. I found GNU Chess 4.0, which was then under active development by ateam coordinated by Stuart Cracraft, and a graphical interface for it called xboard 1.2that had just been written by Chris and Dan Sears.

16

See http://www.tim-mann.org/history.html.


Illegal move: MOVEIllegal move (REASON): MOVE

If your engine receives a MOVE command that is recognizably a move but is notlegal in the current position, your engine must print an error message in one of theabove formats so that xboard can pass the error on to the user and retract themove. The (REASON) is entirely optional. Examples:

Illegal move: e2e4Illegal move (in check): Nf3Illegal move (moving into check): e1g1

Generally, xboard will never send an ambiguous move, so it does not matter whetheryou respond to such a move with an Illegal move message or an Error message.

Error (ERRORTYPE): COMMANDIf your engine receives a command it does not understand or does not implement,it should print an error message in the above format so that xboard can parse it.Examples:

Error (ambiguous move): Nf3Error (unknown command): analyzeError (command not legal now): undoError (too many parameters): level 1 2 3 4 5 6 7

move MOVEYour engine is making the move MOVE. Do not echo moves from xboard withthis command; send only new moves made by the engine.

See http://home.hccnet.nl/h.g.muller/engine-intf.html.


An xboard chess engine runs as a separate process from xboard itself, connected toxboard through a pair of anonymous pipes. The engine does not have to do anythingspecial to set up these pipes. xboard sets up the pipes itself and starts the engine withone pipe as its standard input and the other as its standard output. Seehttp://home.hccnet.nl/h.g.muller/engine-intf.html.

17

At the beginning of each game, xboard sends an initialization string. Seehttp://home.hccnet.nl/h.g.muller/engine-intf.html.

See Ex. B at 64; Ex. C at 25, 607, 623, 629-630, 635-636, and 643-644 (bolded emphasis

added).

The references on which Respondents intend to rely are that which was disclosed

in the original Notices of prior art, as follows:

XBoard GUI (710NOKIA03716515-575; 710NOKIA03851601-666 (andits native version at HTC007743316)); and

The GNU Chess Engine (710NOKIA03850878-1575).

Because Respondents identified the GNU chess engine/Xboard GUI system on

their respective September 24 Notice, Apple has had full notice that Nokia intended to

rely on this system. The additional documentation located after the September 24 Notice

provides further information about that system, and Nokia should be allowed to

supplement its Notice to add those materials.

B. References Explicitly Disclosed as Prior Art for All Patents.

Apple also objects to numerous references that it concedes were explicitly

included within the Respondents’ September 26, 2010 Notices of Prior Art, but which

Apple objects as being disclosed as art for all patents-in-suit, as opposed to specifically

designated for the 705 Patent.

In Nokia’s September 24, 2010 Notice of Prior Art, for example, Nokia explicitly

notified Apple that, “For the purposes of convenience only, the references, prior art

systems, and persons with knowledge are categorized by patent. Each entry listed under

each asserted patent also serves as notice for all of the five asserted patents” (See Ex. B

at 2). Similarly, HTC’s September 24, 2010 Notice explicitly notified Apple that,

“Respondents may rely on the prior art references listed in this section as prior art for any

18

of the asserted patents” (see Ex. C at 1, 19, 31, 45, 64, 77, 152, 201, and 224). As a

result, Apple was explicitly on notice on September 24, 2010 that the art disclosed by

either Respondent was being disclosed with respect to each of the patents asserted against

the respective respondent.

The following chart demonstrates that each of the references to which Apple

objects was properly disclosed on September 24, 2010:

Prior Art to Which Apple Objects September 24, 2010 Notice of Prior ArtLetwin Gordon, Inside OS/2, 1988(710NOKIA01794761-5053)

Each entry listed under each asserted patentalso serves as notice for all of the fiveasserted patents…Gordon, Letwin, Inside OS/2, 1988 [seeEx. B at 2, 26.]

Respondents may rely on the prior artreferences listed in this section as prior artfor any of the asserted patents…Inside OS/2, 1988, Gordon Letwin [see Ex.C at 45/53 and 64/68.]

H.M. Deitel, Michael S. Kogan, TheDesign of OS/2, Addison-Wesley LongmanPublishing Co., Inc. 1992(710NOKIA01346190-6597)

Each entry listed under each asserted patentalso serves as notice for all of the fiveasserted patents…H.M. Deitel, Michael S. Kogan, TheDesign of OS/2, Addison-Wesley LongmanPublishing Co., Inc. 1992. [see Ex. B at 2,55.]

J. Conklin, OS/2 Notebook The Best of theIBM Personal Systems Developer

Each entry listed under each asserted patentalso serves as notice for all of the fiveasserted patents…Conklin, OS/2 Notebook The Best of theIBM Personal Systems Developer. [see Ex.B at 2, 50.]

James Gosling; David S.H. Rosenthal;Michelle Arden, The NeWS Book: AnIntroduction to the Networked ExtensibleWindow System, Springer-Verlag NewYork, Inc., ISBN 0-387-96915-2,Copyright 1989 (HTC007329333-HTC007329580)

Each entry listed under each asserted patentalso serves as notice for all of the fiveasserted patents…James Gosling, et al., The NeWS Book: AnIntroduction to the Network ExtensibleWindow System, 1989. [see Ex. B at 2, 56.]

Respondents may rely on the prior artreferences listed in this section as prior art

19

for any of the asserted patents…The News Book: An Introduction to theNetwork Extensible WindowSystem, 1989, James Gosling; David S.H.Rosenthal; Michelle Arden. [see Ex. C at1/7, 45/57, 64/70, and 152/162.]

NeXTSTEP User Interface Guidelines,NeXT Computer, Inc. (1992)

Each entry listed under each asserted patentalso serves as notice for all of the fiveasserted patents…NeXT Computer, User InterfaceGuidelines, 1993. [see Ex. B at 2, 67.]

Object-Oriented Programming and theObjective C Language, NeXT Computer,Inc. (1993

Each entry listed under each asserted patentalso serves as notice for all of the fiveasserted patents…NeXT Computer, User InterfaceGuidelines, 1993. [see Ex. B at 2, 67.]


/s/ M. Scott Stevens_____________Paul F. BrinkmanS. Alex LasherM. Scott StevensPatrick FitchALSTON & BIRD LLP950 F Street, N.W.Washington, DC 20004Tel. (202) 756-3300Fax (202) 756-3333E-mail: [email protected]

Patrick J. FlinnJohn D. HaynesKeith BroylesALSTON & BIRD LLP1201 West Peachtree StreetAtlanta, GA 30309-3424Tel. (404) 881-7000Fax (404) 881-7777E-mail: [email protected]


EXHIBIT AEXHIBIT A

01980.51728/3814368.1 1

UNITED STATES INTERNATIONAL TRADE COMMISSIONWASHINGTON, D.C.

BEFORE THE HONORABLE CARL C. CHARNESKIADMINISTRATIVE LAW JUDGE

In the Matter of:

CERTAIN PERSONAL DATA AND MOBILECOMMUNICATIONS DEVICES ANDRELATED SOFTWARE


RESPONDENTS’ REVISED NOTICE OF PRIOR ART

Respondents HTC Corp. (f/k/a High Tech Computer Corp.), HTC America, Inc., Exedea,

Inc., Nokia Corp. and Nokia Inc. (collectively, "Respondents") hereby respectfully submit this

Revised Notice of Prior Art. Respondents may rely on the prior art set forth in Exhibit 1 to

establish invalidity or unenforceability of the asserted claims of the patents-in-suit.

Discovery is ongoing in this Investigation, including discovery from third parties.

Accordingly, Respondents reserve the right to supplement and/or amend this Notice as additional

information or prior art is discovered. In particular, Respondents reserve the right to amend this

Notice as necessary based on further discovery and investigation, review of newly or yet-to-be

produced documents, the disclosures of witnesses not yet disclosed and to cite to witness

deposition testimony.

Respondents also reserve the right to rely on the documents identified below as

“Exemplary references on which Respondents will rely on establish functionality of the asserted

system” as printed publications that either anticipate or render obvious the asserted patents, or to

establish the functionality, public use, sale, offer for sale, or prior invention of the identified

system before the alleged invention of the relevant asserted patent.

01980.51728/3814368.1 2

Additionally, Exhibit 1 also does not include information, material, or documents that

will be used to establish the state of the art, motivation to combine, or public availability of the

systems and/or publications listed in this chart, and Respondents expressly reserve their rights to

use any documents, information, or testimony produced in this case for such purposes.

Finally, Respondents may rely upon prior art (1) identified or produced by Complainants

or Staff, (2) included on any party's hearing exhibit list, or (3) cited in any expert report served

during this Investigation, and expressly incorporates by reference all of this art herein.


/s/ James M. GlassCharles K. VerhoevenAmy H. CandidoSean PakQUINN EMANUEL URQUHART &

SULLIVAN, LLP50 California Street, 22nd FloorSan Francisco, California 94111(415) 875-6600(415) 875-6700 facsimile

James M. GlassQUINN EMANUEL URQUHART &

SULLIVAN, LLP51 Madison Avenue, 22nd FloorNew York, New York 10010(212) 849-7000(212) 849-7100 facsimile

James B. CoughlanPERKINS COIE LLP607 Fourteenth Street N.W.Washington, D.C. 20005-2003(202) 628-6600(202) 434-1690 facsimile

01980.51728/3814368.1 3

Jonathan M. JamesPERKINS COIE LLP2901 North Central Avenue, Suite 2000Phoenix, Arizona 85012-2700(602) 351-8000(602) 648-7000 facsimile

Ryan J. Mc BrayerPERKINS COIE LLP1201 Third Avenue, Suite 4800Seattle, Washington 98101-3099(206) 359-8000(206) 359-9000 facsimile

Robert A. Van NestAsim BhansaliSteven K. TaylorMatthias A. KamberKEKER & VAN NEST LLP710 Sansome StreetSan Francisco, California 94111(415) 391-5400(415) 397-7188 facsimile

Attorneys for Respondents HTC Corp., HTC America,Inc., and Exedea, Inc.

Paul F. BrinkmanS. Alex LasherM. Scott StevensPatrick A. FitchALSTON & BIRD LLP950 F Street, N.W.Washington, DC 20004(202) 239-3300(202) 239-3333 facsimile

Patrick J. FlinnKeith E. BroylesJohn D. HaynesALSTON & BIRD LLP1201 West Peachtree StreetAtlanta, Georgia 30309(404) 881-7000(404) 881-7777 facsimile

Attorneys for Respondents NokiaCorporation and Nokia Inc.

01980.51728/3814368.1

EXHIBIT 1

01980.51728/3814368.1 5

System/Patent/Publication Exemplary References On Which Respondents Will Rely To Establish Functionality OfThe Asserted System

‘647 Patent

5,247,437 (APPHTC_00006034-44) n/a

5,164,899 (APPHTC_00005445-687) n/a

5,574,843 (APPHTC_00010605-680) n/a

5,369,575 (APPHTC_00007290-97) n/a

EU458563A2 (HTC007290337-46) n/a

5,437,036 (HTC007279270-76) n/a

5,483,352 (HTC007290317-36) n/a

5,604,897 (HTC007290658-67) n/a

5,649,222 n/a

5,859,636 (HTC007290347-61) n/a

Automatic Text Processing: The Transformation, Analysis,and Retrieval of Information by Computer (HTC007278889-909)

n/a

Creating User Interfaces Using Programming by Example,Visual Programming, and Constraints (HTC007304426-60)

n/a

Eager Eager Demonstration Video (HTC007457407)

Eager: Programming Repetitive Tasks By Example (HTC007282624-31)

Watch what I do, programming by demonstration (HTC007299752-0446)

5,859,636 (HTC007290347-61)

Automatic Text Processing: The Transformation, Analysis, and Retrieval ofInformation by Computer (HTC007278889-909)

Embedded Menus: Selecting Items in Context, ACM Vol. 29 n/a

01980.51728/3814368.1 6


No. 4 (HTC007290668-674)

GNU Emacs: goto-addr.el extension (HTC007278385-389) n/a

NeXTSTEP NeXTSTEP General Reference - Release 3, Vol. 1 & 2 (HTC007279795-1024,HTC007281025-2380)

NeXTSTEP Operating System Software Release (HTC007256119-7474)

NeXTSTEP User’s Guide (APPNOK1219747-0150)

Steve Jobs's demonstration of NeXTSTEP Release 3 (copy available online athttp://www.youtube.com/watch?v=j02b8Fuz73A) (HTC007457407)

Embedded Menus: Selecting Items in Context, ACM Vol. 29 No. 4 (HTC007290668-674)

Documents cited for the other patents-at-issue for NeXTSTEP.

Pensoft Perspective commercial disks and correspondingpackage

“Pensoft Perspective Business Edition,” as it was on commercial sale in 1992,including all materials included therein

AT&T EO 440 and 880

Pensoft Perspective Handbook (First Edition) (HTC007286210-6498)

Pensoft Perspective source code (HTC007457407)

Pensoft Perspective Business Edition software (SCHAFFER0000001)

Documents produced by Computer History Museum pursuant to a third partysubpoena in this action. (HTC 7743318 – 7748966)

Documents produced by third party Diana Cohen regarding Pensoft and PenPoint.(COHEN00000001-2166)

Documents cited for other patents-at-issue for PenPoint

Apple Newton Newton Programmer’s Guide (HTC007283889-816)

CDs related to Newton (Apple_native005-012)

Newton Source Code produced by Apple on December 1, 2010

01980.51728/3814368.1 7


'721 Patent

Distributed C++: Design and Implementation by Mansey(HTC007322167-HTC007322268)

n/a

Object Oriented Programming: An Evolutionary Approachby Cox

n/a

The Annotated C++ Reference Manual by Stroustrup n/a

The C++ Programming Language, Addison-Wesley,Reading, Massachusetts by Stroustrup (_______)

n/a

ANSA The ANSA Reference Manual (HTC007357983-HTC007359150)

Amoeba Guido van Rossum, AIL – A Class-Oriented RPC Stub Generator For Amoeba, inEuropean Workshop, Berlin, FRG, April 18/19, 1989 Proceedings (HTC007321636-HTC007321644)

Guido van Rossum et al., Amoeba – A Distributed Operating System for the 1990s,IEEE Computer (May 1990 Special Issue)

Cedar OS from Xerox PARC Implementing Remote Procedure Calls, ACM Transaction on Computer Systems byBirrell et al. (HTC007322590-HTC007322610)

Remote Procedure Call, Carnegie Mellon University by Nelson (PARC0000103-PARC0000310)

The Structure of Cedar, Proceedings of the ACM SIGPLAN 85 Symposium onLanguage Issues in Programming Environments by Swinehart et al (HTC007323092-HTC007323106

A Structural View of the Cedar Programming Environment, ACM Transactions onProgramming Languages and Systems, Vol. 8, No. 4 by Swinehart et al

01980.51728/3814368.1 8


(HTC007310871-HTC007310942)

Eden The Architecture of the Eden System, SOSP '81 Proceedings of the eighth ACMsymposium on Operating systems principles, by Lazowska et al (HTC007342057-HTC007342068)

The Eden System: A Technical Review, IEEE Transactions on Software Engineeringby Almes (HTC007322356-HTC007322372)

Emerald Distribution and Abstract Types in Emerald, T-SE/13/1/11363, IEEE Transactions onSoftware Engineering by Black et al; (HTC007338919-HTC007338931)

Emerald: A General-Purpose Programming Language, Software – Practice andExperience Vol. 21(1), 91-118 by Raj et al;

Fine-Grained Mobility in the Emerald System, ACM Transaction on ComputerSystems by Jul et al; (HTC007546076-HTC007546100)

Object Structure in the Emerald System, ACM OOPSLA '86 Proceedings by Black etal; (HTC007546065-HTC007546073)

The Emerald Programming Language: Report, Technical Report 87-10-07; DIKUReport No. 87/22, Dept. of Computer Science, University of Copenhagen; T.R. 87/29,Dept. of Computer Science, Univ. of Arizona, Tucson

Flamingo Experience with Flamingo: A Distributed, Object-Oriented User Interface System,OOPSLA ’86 Proceedings 177-185 (Sept. 1986) by David B. Anderson(HTC007326241-HTC007326249)

Mach and Matchmaker: Kernel and Language Support for Object-OrientedDistributed Systems by Jones et al, OOPSLA ’86 Proceedings; (HTC007344579-HTC007344589)

Mach: A New Kernel Foundation for UNIX Development by Accetta et al, InProceedings of Summer 1986 USENIX Conference, pages 93-113, July 1986;

01980.51728/3814368.1 9


(HTC007329277-HTC007329292)

Mach: A Foundation for Open Systems, Proceedings of the 2nd Workshop onWorkstation Operating Systems, IEEE by Rashid et al

NeXTstep Ozer Dep. Exhibit 12, Stanford University Class Handout (“Ozer Dep. Ex. 12”)

Ozer Dep. Exhibit 13, NeXTstep Reference Volume 2 (“Ozer Dep. Ex. 13”)

Ozer Dep. Exhibit 14, NeXTstep Reference Volume 1 (“Ozer Dep. Ex. 14”)


Smalltalk Distributed Smalltalk: Inheritance and Reactiveness in Distributed Systems,University of Washington by Bennett; (HTC007322624-HTC007322783)

The Design and Implementation of Distributed Smalltalk, OOPSLA '87 Proceedingsby Bennett; (HTC007322135-HTC007322147)

Producer: A Tool for Translating Smalltalk-80 to Objective-C, OOPSLA ’87Proceedings by Cox; (HTC007323121-HTC007323127)

Smalltalk-80: The Language and its Implementation, Addison-Wesley by Goldberg etal; (HTC007414115-HTC007414840)

Transparent Forwarding: First Steps, SIGPLAN Notices, OOPSLA 1987 Proceedingsby McCullough (HTC007344792-HTC007344802)

Object Oriented Programming: An Evolutionary Approach by Cox

Design of a Distributed Object Manager for the Smalltalk-80 System, by DominiqueDecouchant, OOPSLA ’86 Proceedings, 444-452 (included in HTC007331400-HTC007331924)

SOS SOS: An Object-Oriented Operating System – Assessment and Perspective, INRIA,Computing Systems by Shapiro et al, Computing Systems Vol. 2, No. 4, Fall 1989;

Persistence and Migration for C++ Objects, Proceedings of the European Conferenceon Object-Oriented Programming (ECOOP '89);

Structure and Encapsulation in Distributed Systems: the Proxy Principle, Proceedings

01980.51728/3814368.1 10


of the 6th International Conference on Distributed Computing Systems

FOG/C++: A Fragmented Object Generator by Gourhant et al, 1990 USENIX C++Conference

‘983 Patent

“System Programming with C++ Wrappers,” by D. Schmidt,C++ Report, Sept./Oct. 1992, 1-7 (cited during prosecution)

n/a

U.S. Patent No. 5,247,681 to Janis et al. (cited duringprosecution)

n/a

Actor User's Manual, Vol. 1 and 2 (HTC007337610-HTC007338235) & (HTC007338236-HTC007338905)

n/a

Digitalk Smalltalk/V for Windows, Tutorial andProgramming Handbook, 2nd Edition (HTC007334376-HTC007334752)

n/a

LOOM: large object-oriented memory for Smalltalk-80systems (inadvertently produced as COHEN00002123-COHEN00002134. Bates range corrected asHTC007754573 – HTC007754584)

n/a

Virtual Memory for an Object-Oriented Language(inadvertently produced as COHEN00002135-COHEN00002146. Bates range corrected asHTC007754585 – HTC007754596)

n/a

Two Extensions to C++: A dynamic link editor and innerdata (HTC007342146-HTC007342156)

n/a

OS/2 Multitasking with Class (HTC007333346-HTC007333353)

n/a

01980.51728/3814368.1 11


NeXTSTEP NeXTSTEP General Reference - Release 3, Vol. 1 & 2 (HTC007229715-HTC007230944) & (HTC007231427-HTC007232782)

NeXTSTEP Operating System Software Release 3 (HTC007257475 -HTC007257925)


‘705 Patent

System 7 Inside Macintosh, Vol VI Chapter 5 – Event Manager; Chapter 6 – Apple EventManager (APPHTC_00011956-12135)

Apple Computer Inc., Inside Macintosh Vol. VI, Addison-Wesley PublishingCompany, Inc., Reading Massachusetts, ISBN 0-201-57755-0, Copyright 1991(APPNOK3535701-7473)

All documents that have been or will be produced by Apple related to System 7,

including without limitation APPHTC-00012529-APPHTC-00013264;

APPNOK1162947-APPNOK1163076; APPNOK1175370-APPNOK1175372;

APPN0K1208785; APPNOK3527470-APPNOK3527477

OS/2 DDE OS/2 2.0 Application Design Guide: The Official Guide. IBM OS/2 Technical Library.Que. First Edition (March 1992) (HTC007305796-HTC007306191)

OS/2 2.0 Presentation Manager Programming Guide: The Official Guide. IBM OS/2

Technical Library. Que. First Edition (March 1992) (HTC007305193-

HTC007305795)

Letwin Gordon, Inside OS/2, 1988 (710NOKIA01794761 – 5053).

H.M. Deitel, Michael S. Kogan, The Design of OS/2, Addison-Wesley Longman

Publishing Co., Inc. 1992 (710NOKIA01346190 – 6597).

J. Conklin, OS/2 Notebook The Best of the IBM Personal Systems Developer

(710NOKIA01867033 – 7040).

01980.51728/3814368.1 12


NeWS James Gosling; David S. H. Rosenthal; Michelle Arden, The NeWS Book: An

Introduction to the Networked Extensible Window System, Springer-Verlag New

York, Inc., ISBN 0-387-96915-2, Copyright 1989 (HTC007329333-HTC007329580)

All documents that have been or will be produced by SUN/Oracle pursuant to

subpoena in this action concerning NeWS, including but not limited to ORA

0000676-9237.

PenPoint PenPoint API Reference Vols 1 & 2 (HTC007394353- HTC007395010;HTC00739511- HTC007395615)

PenPoint Architectural Reference Vols 1 & 2 (HTC007408186- HTC007408840;HTC007408841- HTC007409361)

Go Corporation, PenPoint User Interface Reference, Copyright 1992(HTC007402266-HTC007402580)

Robert Carr and Dan Schafer, The Power of PenPoint, Copyright 1991(HTC007402581-HTC007402937)

PenPoint Source Code (HTC007457407)

Documents produced by Computer History Museum pursuant to a third partysubpoena in this action. (HTC 7743318 – 7748966)

Documents produced by third party Joe Vierra regarding PenPoint (HTC007652578 -HTC007655771)

Documents produced by third party Robert Carr regarding PenPoint (HTC007397863– HTC007402937)

Documents cited for other patents-at-issue for PenPoint and Pensoft Perspective

GNU Chess Chess Engine Communication Protocol, http://home.hccnet.nl/h.g.muller/engine-intf.html (HTC007311989-023)

Documents produced by third party Tim Mann related to GNU Chess and xboard,

01980.51728/3814368.1 13


including without limitation HTC007743316; HTC007753582 - HTC007754571;

710NOKIA03716515-75; 710NOKIA03851601-66; 710NOKIA03850878-1575 and

710NOKIA04283831.

X Windows X11 R4 source-code distribution, ftp://ftp.x.org/pub/X11R4 (HTC007558906) Adrian Nye, The X Window System: Volume One: Xlib Programming Manual for

Version 11 of the X Window System, O'Reilly and Associates, Inc., Sebastopol, CA(1992) (HTC007308228-HTC007309028)

Adrian Nye, The X Window System: Volume Zero: X Protocol Reference Manual for XVersion 11 of the X Window System, O'Reilly and Associates, Inc., Sebastopol, CA(1990) (HTC007309029-HTC007309520)

Joel McCormack and Paul Asente, “An Overview of the X Toolkit,” ACM 1988ISBN: 0-89791-283-7 (710NOKIA01822340 – 2349).

Robert W. Scheifler and James Gettys, The X Window System, ACM Transactions onGraphics, Vol. 5, No. 2, pp. 79-109, 1986.

Robert W. Scheifler and James Gettys, X Window System: The Complete Reference toXlib, Xprotocol, ICCCM, XLFD. Digital Press, 1990 (710NOKIA01370295 – 1005).

Loffredo, David, “An X11 Graphics Extension for the ROSE Database System”,1989.

X Toolkit Intrinsics-C Language Interface X Version 11, Release 6.7.

All documents that have been or will be produced by third party MIT pursuant tosubpoena in this action concerning the X Windows system, the Zephyr notificationsystem, Project Athena, and any other event management systems under developmentor the subject of coursework and/or faculty research, including but not limited to thosedocuments produced with Bates numbers MIT0000001-MIT0000882 andMIT0000883 -MIT0000892

NeXTSTEP Simon L. Garfinkel & Michael K. Mahoney, NeXTSTEP Programming Step One:Object-Oriented Applications (1993) (HTC007272947-HTC007273609)

Michael B. Shebanek, The Complete Guide to the Nextstep User Environment, (1993)

01980.51728/3814368.1 14


(710NOKIA01796702 – 7169)

NeXTSTEP Operating System Software, NeXT Computer, Inc. (1992)(710NOKIA01797879 – 8326)

NeXTSTEP User Interface Guidelines, NeXT Computer, Inc. (1992)(710NOKIA01800095 – 292)

Alex Duong Nghiem, NeXTSTEP Programming Concepts and Applications (1993)(710NOKIA01798327 – 8965)

Object-Oriented Programming and the Objective C Language, NeXT Computer, Inc.(1993) (710NOKIA01797622 – 7878)

NeXTSTEP General Reference Volumes 1 and 2, NeXT Computer, Inc. (1992)(710NOKIA01818195 – 710NOKIA01820802)

"[S]ource code that appears to have been written at Next Computer" made availableby Apple pursuant to Ahmed Mousa's Nov. 30, 2010 letter to Amy Candido and ScottStevens.


Birrell, A.D. and Nelson, B. “Implementing RemoteProcedure Calls,” ACM Transactions on Computer Systems,Vol. 2 No 1, p. 39-59, February 1984 (HTC007322590-HTC007322610)

n/a

Myers, Brad A., “The Importance of Percent-Done ProgressIndicators for Computer-Human Interfaces,” CHI ’85Proceedings, pp. 11-17, April 1985 (710NOKIA01822970 –2976).

n/a

International Publication No. WO 91/02306 to IBM Corp.(published February 21, 1991) (710NOKIA01782975 –2988).

n/a

USP 4,868,765 to Diefendorff issued on Sep. 19, 1989(710NOKIA01778024-35).

n/a

01980.51728/3814368.1 15


'337 Patent

U.S. Pat. No. 5,155,842 n/a

U.S. Pat. No. 5,291,608 n/a

U.S. Pat. No. 5,321,837 n/a

U.S. Pat. No. 5,430,875 n/a

EPO 0528222 2 2/1993 n/a

WIPO WO91/03017 n/a

NeWS James Gosling; David S. H. Rosenthal; Michelle Arden, The NeWS Book: An

Introduction to the Networked Extensible Window System, Springer-Verlag New

York, Inc., ISBN 0-387-96915-2, Copyright 1989 (HTC007329333-HTC007329580)

All documents that have been or will be produced by SUN/Oracle pursuant to

subpoena in this action concerning NeWS, including but not limited to ORA

0000676-9237.

ToolTalk The ToolTalk Service: An Inter-Operability Solution, ISBN 0-13-088717-X(HTC007451336 - HTC007451707)

All documents that have been or will be produced by SUN/Oracle pursuant tosubpoena in this action concerning ToolTalk, including but not limited to ORA0000676-9237.

01980.51728/3814368.1 16


CMS System Server Tasking Environment/VM Programming RPQ P81089, Programmer's Guideand Reference, Release 1, (IBM 977881000002 – 977881000341)

U.S. Pat. No. 5,237,684 (APPHTC_00005990 - APPHTC_00006033)

U.S. Pat. No. 5,305,454

U.S. Pat. No. 5,355,484

NeXTSTEP Simson Garfinkel and Michael Mahoney, NeXTSTEP Programming - Step One:Object-Oriented Applications (HTC007272947-HTC007273609)

NeXTStep Reference Guide (ISBN 0-201-58136-1) (HTC007265556 -HTC007266549)

NeXTSTEP General Reference, Vol. 1 & 2 (HTC007687083 - HTC007687630 and

HTC007703696 - HTC007704171)


PenPoint PenPoint API Reference Vols 1 & 2 (HTC007394353- HTC007395010;HTC00739511- HTC007395615)

PenPoint Architectural Reference Vols 1 & 2 (HTC007408186- HTC007408840;HTC007408841- HTC007409361)

Dan Schafer and Robert Carr, The Power of Penpoint, Addison-Wesley PublishingCo., Reading, MA, ISBN 0-201-57763-1 (1991) (HTC007402581-HTC007402937)

PenPoint Source Code (HTC007457407)

Documents produced by third party Joe Vierra regarding PenPoint (HTC007652578 -HTC007655771)

Documents produced by third party Robert Carr regarding PenPoint (HTC007397863– HTC007402937)

Documents cited for other patents-at-issue for PenPoint and Pensoft Perspective

01980.51728/3814368.1 17


'263 Patent

VCOS Demonstration Systems See Exhibit A

MWave Systems

MWave SDK 0.5

MWave Windsurfer Card

MWave Demonstration Systems

See Exhibit B

PC Media System See Exhibit C

Open Signal Processing Architecture (OSPA) Systems

SPOX Operating System

OSPA / SPOX Server Multimedia Demonstration System

Multimedia DSP presentations at ICASSP, DSP EXPO/ICSPAT, and DSPX tradeshows

See Exhibit D

Intel Proshare / Project Mikado See Exhibit E

Microsoft Resource Manager Interface System See Exhibit F

Apple Quadra 840AV/Centris 660AV / Geoport / ARTA See Exhibit G

NeXT Workstations and Computers with NeXT DSP (incl.with Hayes ISDN Connector)

See Exhibit H and documents cited for the other patents-at-issue for NeXTSTEP.

Chen Patent (No. 5,440,740) HTC007248593-8642)

01980.51728/3814368.1 18


Cox Patents (Nos. 5,790,781, 5,664,095) HTC007249016-9031

HTC007249087-9107

Intel Patents(Nos. 5,434,913; 5,506,954; 5,490,247;5,508,942; 5,511,003)

Anderson Patents (Nos. 5,448,735, 5,577,250, 5,384,890,WO 93/16437)

HTC007249928-5007)

HTC007248981-8994

Allran Patent (No. 5,630,132) HTC007250068-0112

IBM 977983000001-002813

Koval Patent (No. 5,339,413) HTC007250566-0592

IBM 977983000001-002813

References for use in obviousness combinations in addition to the above include: 1992 & 1993 Microprocessor Forum presentations and transceedings,MSFT_710 289-573, and U.S. Patent Nos. 5,487,167, 5,283,900, 5,630,061, 5,483,530, 4,991,169, and 5,392,448.

01980.51728/3814368.1 19

Exhibit A: Evidence Supporting VCOS System

Title Date Author(s) Page1 Production Bates RangeAT&T VCOS Operating System: TheMultimedia Solution, Product Note

All versions includingwithout limitation March1992 and June 1993

AT&T Microelectronics All HTC0072251136-1141

The VCOS Multimedia Enviroment, IEEEElectro/94 Conference Proceedings

May 1994 Narcisco Mera 304-309 HTC007251142-1147

Signal Processing for Multimedia, BYTE,Version 17n2

February 17, 1992 John F. Lynch and NarcisoMera

105-108 HTC007251148-1151[HTC007258005-8008]

Support for multiple DSP functions a must,Electronic Engineering Times, Issue 629

February 18, 1991 Kreg Ulery 43 HTC007251152-1153

Panel: DSPs in General-PurposeComputers, AT&T Digital SignalProcessing, 1992 Microprocessor ForumConference Materials, Attendee Notebook

October 14-15, 1992 Craig Garen (AT&T) 13-1 - 13-8 HTC007251187-1194

VCOS DSP Software Developer's Kit,Version 1.1

All versions includingwithout limitation July 1993

AT&T All HTC007697617-7857

VCOS DSP Hardware Developer's Kit,Version 1.1

All versions includingwithout limitation October1993

AT&T All HTC007697555-7616

Support for Multiple DSP Functions aMust

1991 Electronic EngineeringTimes

All HTC007258003-8004

Signal Processing for Multimedia, DSPApplications, DSP Applications

April 1993 George Warner 54-60 HTC007697403-7409

AT&T VCOS Operating System: TheMultimedia Solution

June 1993 AT&T All HTC007258031-8036

Learn to Use DSP Chips with a Minimumof Pain: DSP Evaluation

June 4, 1992 EDN 45-52 HTC007258154-8162

DSP Board Runs Multimedia Software onTwo Processors: First Appearance on theMac of AT&T's DSP3210 chip

January 23, 1992 EDN 25 HTC007258163-64

1 Resondents reserve the right for this reference and for all below to rely on any and all pages of any disclosed publication. Representativepage numbers are identified for convenience only.

01980.51728/3814368.1 20

Title Date Author(s) Page1 Production Bates RangeAT&T Readies Multimedia WindowsTools

February 24, 1992 PC Week 5 HTC007258226

AT&T's hardware-independent multimediaDSP toolkit moves to Mac

January 1992 Personal Engineering &Instrumentation News

24 HTC007693104

Comdex – The Architects of Multimedia April 6-9, 1992 AT&T Microelectronics All HTC007248298-8301Multimedia Chip Set Handles any Protocol April 2, 1992 Electronic Design All HTC007248302-8308White Paper: En Route to CollaborativeComputing - Telecom Technology isPivotal to the Full Flowering ofMultimedia, Dataquest, Inc. & Electronics

April 1992 Samuel Weber All HTC007248309-8324

AT&T DSP/VCOS Multimedia forEnhanced Business Communications

October 1993 AT&T Microelectronics All HTC007248325-8330HTC007695025-5030

AT&T DSP3210 Digital Signal Processor– The Multimedia Solution – Product Note

March 1992 AT&T Microelectronics All HTC007248331-8336HTC007695031-5036

AT&T DSP3210 Software Tools – ProductNote

April 1992 AT&T Microelectronics All HTC007248337-8342HTC007695037-5042

VCOS DSP Module Developer's Kit,Version 1.1

All versions includingwithout limitation October1993 and April 1994

AT&T All HTC007251013-1135HTC007695043-5162

Documents including VCOS source codeand object code produced by John Lynch

Various AT&T All JLYNCH0000001-145721

Documents including VCOS source codeand object code produced by LSI

Various AT&T All LSI0000001-63253

01980.51728/3814368.1 21

Exhibit B: Evidence Supporting MWave System

Title Date Author(s) Page Production Bates RangeMwave Office Pro, Installation and User'sGuide

1993 Texas Instruments All HTC007252011

The Mwave DSP for Multimedia, 1992Microprocessor Forum ConferenceMaterials, Attendee Notebook

October 14-15, 1992 Jay Reimer (TexasInstruments)

12-1 - 12-18 HTC007251169-1186

1992 Microprocessor Forum Transceedings,DSPs in Computing, The Mwave DSP forMultimedia, Texas Instruments

1992 Jay Reimer (TexasInstruments)

79-86 HTC007251214-1221

Mwave Developers Toolkit AssemblyLanguage Reference Manual

December 1993 IBM All HTC007251242-1618HTC007245448-0824

Mwave Developers Toolkit Debugger User'sGuide


Mwave Developers toolkit ApplicationDeveloper's Guide


Mwave Developers toolkit DSPProgrammer's Guide


Mwave Developers toolkit DSP Toolkit UserGuide


Mwave Developers Toolkit Getting Started December 1993 IBM All HTC007253106-3140HTC007246823-6855

Mwave/OS: A Predictable Real-time DSPOperating System

March 1994 Jay K. Strosnider andDaniel I. Katcher

1-10 HTC007253219-3228

The Mwave : Virtual Signal Processing,Electro /94 International ConferenceProceedings

May 10-12, 1994 Michael T. Vanover 310-321 HTC007253229-3240

Card is all-in-one messenger; UseWindSurfer as fax/modem, answeringmachine

June 7, 1993 InfoWorld, Jayne Wilson 43 HTC007697445

Multimedia Moves to the Motherboard:Datamation

Oct. 1, 1992 Rick Cook 57-60 HTC007258000-8002

Multimedia Moves from the Drawing Boardto Tangible Products, Electronic Design

May 14, 1992 Richard Nass 56-72 HTC007693130-3138

Card is all-in-one messenger; Use June 7, 1993 InfoWorld, Jayne Wilson 43 HTC007697445

01980.51728/3814368.1 22

Title Date Author(s) Page Production Bates RangeWindSurfer as fax/modem, answeringmachineMWave Multimedia System Technical Brief September 1992 Texas Instruments All TI21-67 remainder of book

produced 11/18Details on Signal Processing Spring/Summer 1992 Texas Instruments All TI00019-20MWave Source Code Various 1992-1993 Texas Instruments All TI0001230-1240; 1248-1298;

1475-2198; 2215-2460; 2609-3028; 3084-3281; 3360-3473;4079-4219; 4222-4232

MWave Education Introduction andOverview

May 5-6, 1992 IBM All IBM 97780300622-837

IBM MWave Chronicle November 1, 1993 IBM All IBM 003112-3119IBM MWave Chronicle October 15, 1993 IBM All IBM 003120-3128.IBM MWave Chronicle April 1, 1993 IBM All IBM 003146-3149.IBM MWave Chronicle March 1, 1993 IBM All IBM 003150-3152.IBM MWave Chronicle January 15, 1993 IBM All IBM 003157-3162.IBM MWave Chronicle December 15, 1992 IBM All IBM 003163–3165.IBM MWave Chronicle November 30, 1992 IBM All IBM 003166-3171.IBM MWave Chronicle November 15, 1992 IBM All IBM 003172-3176.MWave Multimedia System Product Bulletin 1992 IBM All IBM 003197-3208.IBM Windsurfer Communications AdapterAnnouncement Letter

May 25, 1993 IBM All IBM DSN 001383-1389;IBM000143-51

MWave Windsurfer CommunicationsAdapter, Technical Reference Manual

May 1993 IBM All IBM 003407-3530.

IBM Waverunner Digital Modem ProductAnnouncement

October 5, 1993 IBM All IBM000134

01980.51728/3814368.1 23

Exhibit C: Evidence Supporting PC Media System

Title Date Author(s) Page Production Bates RangePanel: DSPs in General-Purpose Computers,DSPs in Computers, 1992 MicroprocessorForum Conference Materials, AttendeeNotebook

October 14-15, 1992 Garth Hillman (Motorola) 16-1 - 16-9 HTC007251205-1213

1992 Microprocessor Forum Transceedings,DSPs in Computing, Panel: DSPs in General-Purpose Computers

1993 Microprocessor Forum 87-106 HTC007251222-1241

Telephony and the Windows Based PC, 1993WinHEC

1993 Garth Hillman (Motorola) All HTC007698074-8077

PC-Media, 1993 WinHEC 1993 Garth Hillman (Motorola) All HTC007702257-2286Timer API, Motorola PC Media 1992 Motorola, Inc. All pages FREE001886-1893Appendix B, DSP Driver Design, Motorola PCMedia

1992 Motorola, Inc. All pages FREE003759-3763

BOS 3.0 Upgrade Guide 1992 Motorola, Inc. All pages FREE002317-2318The BOS Kernel Bible 1992 Motorola, Inc. All pages FREE003598-3605HIG SAMPLE IMPLEMENTATION - DOSAPI, Motorola PC Media


PCMedia DSP BOS/HIG API, ReferenceManual


HIG SAMPLE IMPLEMENTATION - DSPAPI, Motorola PC Media


DTMF Detection on the DSP56002 1992 Motorola, Inc. All pages FREE003167-3205Functional Specification, Motorola PC MediaDeliverable to Peavey (FS-P01_modified.doc)

1992 Motorola, Inc. All pages FREE002319-2349FREE002350-2380

PC-Media Host Interface Debugger, CommandSummary

1992 Motorola, Inc. All pages FREE002457

Motorola, Host Interface Gateway Specification,Revision 0.2


HIG Channel 1 – Task Manager Support,Version 2.1, Motorola PC Media

Jan. 24, 1994, and,revised, Feb. 4, 1994

Motorola, Inc. All pages FREE003622-3638

HIG Channel 1 – Task Manager Support,Version 1.1, Motorola PC Media

Mar. 26, 1993 Motorola, Inc. All pages FREE002473-2479

01980.51728/3814368.1 24

Motorola Codex, PC-Media Host InterfaceGateway Specification, Revision 0.2

Apr. 22, 1993 Motorola, Inc. All pages FREE001034-1055

HIGTSR Design Spec. 1992 Motorola, Inc. All pages FREE002381-2396MBOS, API, Revision 0.3, PC Media 1992 Motorola, Inc. All pages FREE001056-1078HIG / BOS comparison to MBOS(mbosdes0.doc)


HIG / BOS comparision to MBOS(mbosdes1.doc)


PCMedia, BOS/MBOS Differences, Revision0.1 (mbosdes2.doc)


PCMedia, BOS 3.0 / MBOS Differences,Revision 0.1 (mbosdes3.doc)

Aug. 1, 1995 Motorola, Inc. All pages FREE001292-1296

PCMedia, BOS 3.0 / MBOS Differences,Revision 0.1 (mbosdesc.doc)


Preliminary Draft, PCMedia, MBOSProgramming Guide, Version 1.0 (mmbos1.doc)


README.txt (2 KB) June 23, 1993 Motorola, Inc. All pages FREE002485Peavey, Media Morph ASIC Programming,Version 1.0 6/14/94 (REV3.doc)

Jun. 14, 1994 Motorola, Inc. All pages FREE002398-2455

Motorola PC Media, Patch MBOS Location(simboot.doc)

1992 Motorola, Inc. All pages FREE001996

Source code for PC Media FREE002487-2503FREE000652-0750FREE000835-000938FREE003351-3388FREE3733-3758FREE3802-3807

01980.51728/3814368.1 25

Exhibit D: Evidence Supporting Open Signal Processing Architecture (OSPA) Systems

Title Date Author(s) Page Production Bates RangeDesigners Eye DSP Operating System,ELECTRONIC ENGINEERING TIMES

Feb. 18, 1991 Ashok Bindra 41, 43, 44 HTC007551016-1018,HTC007551949-1951,Grosen Dep. Exhs. 2-3

Digital Signal Processing Requires OSSupport, ELECTRONIC ENGINEERING TIMES

Feb. 18, 1991 Robert Frankel 41 HTC007551949-1951,Grosen Dep. Exhs. 2-3

OSPA Drawings from Mark Grosen(Texas Instruments) deposition (exhibits 1,4, and 5)

Mark Grosen (TexasInstruments)

All Grosen Dep. Exhs. 1, 4, 5

OSPA Demonstration System Picture Texas Instruments(Spectron Microsystems)

All FRK000239- 1240,Grosen Dep Exh. 6

Software Architecture for Intel's PCMultifunction I/O board

May 21, 1993 Dan Cox, HermanD'Hooge, Dave Doerner,Mark Grosen, M. Panditji

6-147 477DOC000008-00155,Grosen Dep. Exh. 7

DSP Research Announces the Tiger 30DSP Development Environment

April 2, 1990 DSP Research 1-5 FRK000116-120,Grosen Dep. Exh. 8

DSP Research Tiger 30 publication March 6, 1992 DSP Research 1-7 FRK000122-128,Grosen Dep. Exh. 9

Tiger Telephone Interface April 19, 1991 DSP Research 1 FRK-000121TMS320C31 Embedded Control TechnicalBrief, Literature No. SPRU083

August 1992 Texas Instruments All HTC007253263-3437,Grosen Dep. Exh. 10

Microsoft Corporation Joins with SpectronMicrosystems to Deliver DSP SoftwareArchitecture, and Overview of SPOX andWindows DSP Software Architecture FactSheet

November 1, 1993 Microsoft All MSFT710-0307-0318

Operating System Boosts DSPPerformance, High Performance Magazine

February 1990 Robert Frankel (SpectronMicrosystems)

All FRK000316-321

Learn to Use DSP Chips with a Minimumof Pain: DSP Evaluation

June 4, 1992 EDN 45-52 HTC007258154-8162

Texas Instruments (SpectronMicrosystems) OSPA and Mikado SourceCode

1992 Texas Instruments(Spectron Microsystems)

All TI-009852

SPOX, System Software Solutions for PC Spectron Microsystems All FRK000284-288

01980.51728/3814368.1 26

Title Date Author(s) Page Production Bates RangeSignal Computing, Analog DevicesSPOX, System Software Solutions for PCSignal Computing, Texas Instruments

Spectron Microsystems All FRK000291-295

Multimedia DSP presentations at ICASSP,DSP EXPO /ICSPAT, and DSPXtradeshows

01980.51728/3814368.1 27

Exhibit E: Evidence Supporting Intel Proshare / Project Mikado

Title Date Author(s) Page Production Bates RangeSoftware Architecture for Intel's PCMultifunction I/O board

May 21, 1993 Dan Cox, Herman D'Hooge, DaveDoerner, Mark Grosen, MarjoriePanditji

All 477DOC000008-477DOC000155,Grosen Dep. Exh. 7

Mikado Post Mortem January 13, 1994 Intel All 477DOC000001-477DOC000007

OSPA Drawings from Mark Grosen (TexasInstruments) deposition (exhibits 1, 4, and 5)

Mark Grosen (Texas Instruments) All Grosen Dep. Exhs. 1, 4, and 5

OSPA Demonstration System Picture Texas Instruments (SpectronMicrosystems)

All FRK000239,FRK001240,Grosen Dep Exh. 6

Texas Instruments (Spectron Microsystems)OSPA and Mikado Source Code

1992 Texas Instruments (SpectronMicrosystems)

All TI-009852

01980.51728/3814368.1 28

Exhibit F: Evidence Supporting Microsoft Resource Manager Interface System

Title Date Author(s) Page Production Bates RangeMicrosoft DSP Architecture: AudioProduct Unit, WinHEC 1994

February 1994 John Lefor (Microsoft) All MSFT710-0433 − MSFT710-0446

Audio of WinHEC 1994, includingMicrosoft DSP Architecture: AudioProduct Unit

February 1994 John Lefor (Microsoft) All MSFT710-0572

DSP resource manager interface andits role in DSP multimedia, IEEEElectro/94 Conference Proceedings

May 1994 Bruce Thompson et al. All HTC007253165-3172

Microsoft Delivers DSP ResourceManager Interface and Speech API

June 27, 1994 Microsoft All MSFT710-0289-0293

Microsoft Corporation Joins withSpectron Microsystems to DeliverDSP Software Architecture, andOverview of SPOX and WindowsDSP Software Architecture Fact Sheet

November 1, 1993 Microsoft All MSFT710-0307-0318

01980.51728/3814368.1 29

Exhibit G: Evidence Supporting Apple Quadra 840AV/Centris 660AV / Geoport / ARTA

Title Date Author(s) Page Production Bates Range

Apple Champions Multimedia(Apple Computer Inc. introducesCentris 660AV and Quadra 840AVMultimedia-Ready Microcomputers)

August 2,1993

InfoWorld 8 HTC07698078

Apple Pushes the Boundaries ofPersonal Computing with AVTechnologies, Press Release

July 29,1993

Apple Computer, Inc. All HTC007253940-3943

Developer Note: Macintosh Quadra840 AV and Macintosh Centris660AV Computers

1993 George Towner and Apple Computer,Inc.

All HTC007253442-3939

Apple's multimedia line gets third-party support, InfoWorld 15.n32

August 9,1993

Tom Quinlan 27 HTC007251158

Getting Started with YourMacintosh Quadra 840AV

1993 Apple Computer, Inc. All HTC007253946-4047

1992 Microprocessor ForumTransceedings, DSPs in Computing,Panel: DSPs in General-PurposeComputers

1992 Microprocessor Forum 87-106 HTC007251222-1241

US Pat. No. 5,384,890 / WO93/16437

January24, 1995

Eric C. Anderson, Hugh B. Svendsen All HTC007248763-8792

Apple Documents APPHTC_00383580; APPPNOK1168163; APPNOK1168185; APPHTC_00383585; APPNOK1168181;APPHTC-S_00000444; APPNOK1168160; APPNOK1168157; APPNOK1168159; APPNOK1168164;APPHTC-S_00000370–389; APPNOK1168166; APPNOK1168168; APPNOK1168463; APPNOK1168467;APPNOK1168176; APPNOK116847; APPNOK1168473; PNOK1168184; APPNOK1168185; APPHTC-S_00000431–457; APPHTC-S_00000390–430; APPNOK1168175; APPNOK1168187; APPNOK1168171;APPNOK1168162

01980.51728/3814368.1 30

Exhibit H: Evidence Supporting NeXT Computers with NeXT DSP (incl. with Hayes ISDN Connector)

Title Date Author(s) Page Production Bates RangeNeXTstep Connectivity Jan. 1992 NeXT Computer, Inc. All NDEF-00573884 - 573907

Nextstep General Reference, Vol. 2 1992 NeXT Computer, Inc. All APPHTC_00417984-419345NextStep Concepts Manual: NextDeveloper’s Library (Release 1.0)

NeXT Computer, Inc. All APPHTC_00416126-416754

Sound, Music and Signal ProcessingReference

1990 NeXT Computer, Inc. All HTC007688494-8993

The NeXT Bible 1990 Doug Clapp All HTC007689989-7690678ISDN comes of age: if you thought thatmodem on your desk was fast, hold on toyour hats, NeXTWORLD (1992).

Simson L. Garfinkel All HTC007254220-25

What's Next, MacWorld Magazine,January 1990, at 108-17

January 1990 Bruce F. Webster All pages HTC007551809-1821

The NeXT Book 1989 Bruce F. Webster All HTC007689580-9988Motorola Digital Signal Processors,DSP56001 Interface Techniques andExamples

1992 Roman Robles, Motorola, Inc. All HTC007553897-3953

Motorola Digital Signal Processors,Convolutional Encoding and ViterbiDecoding Using the DSP56001 with aV.32 Modem Trellis Example

1993 Dion Messer Funderburk,Digital Signal ProcessorOperation, Motorola, Inc.

All pages HTC007550791-0843

EXHIBIT BEXHIBIT B

UNITED STATES INTERNATIONAL TRADE COMMISSIONWashington, D.C.


In the Matter of



NOTICE OF PRIOR ART BYRESPONDENTS NOKIA CORPORATION AND NOKIA INC.

Pursuant to Order No. 7, Respondents Nokia Corporation and Nokia Inc. (collectively,

“Nokia”) hereby submit this Notice of Prior Art. Nokia expressly reserves the right to rely on

these references and systems, either singly or in any combination, to establish the invalidity

and/or unenforceability of each patent asserted against Nokia in this Investigation or to

demonstrate the relevant state of the art and/or level of skill in the art.

Nokia notes that discovery in this matter is ongoing, including depositions of various

witnesses, including third-party witnesses. Accordingly, Nokia reserves the right to amend and

supplement this Notice, as necessary, based on information disclosed through further discovery

and investigation. Nokia further reserves the right to rely on additional prior art identified or

produced by the Commission Investigative Staff or the Complainant Apple. In particular, Nokia

has outstanding discovery requests to Apple regarding many prior art references and systems. To

the extent that documents and materials responsive to these outstanding requests have not been

produced, or has been produced but not yet processed or reviewed by Nokia due to the recent

nature of the production, Nokia reserves the right to amend and supplement this Notice. Nokia

also reserves the right to amend this Notice should it be discovered that a reference cited during

- 2 -

prosecution of an asserted patent (or a foreign counterpart) was omitted from the following list

through inadvertence.

Additionally, Nokia reserves the right to rely upon prior art referenced (a) in the patents

asserted against Nokia in this Investigation, their prosecution histories, or the patents cited in this

Notice, (b) included on any party's hearing exhibit list, (c) contained within any patent

prosecution history that relates to asserted patents, including parent applications, child

applications and foreign counterparts to the asserted patents, or (d) cited in any expert report

served during this Investigation.

For the purposes of convenience only, the references, prior art systems, and persons with

knowledge are categorized by patent. Each entry listed under each asserted patent also serves as

notice for all of the five asserted patents. In addition, Nokia incorporates by reference all the

prior art references identified in Nokia’s Notice of Prior Art filed in the 337-TA-704

Investigation, attached hereto as Exhibit A, and HTC Corp., HTC America, Inc., and Exedea,

Inc.’s Notice of Prior Art to be filed in the 337-TA-710 Investigation, attached hereto as Exhibit

B. In addition, Nokia reserves the right to rely on any prior art relied upon by HTC Corp., HTC

America, Inc., and Exedea, Inc. Nokia also incorporates by reference Respondents Nokia

Corporation and Nokia, Inc’s Third Supplemental Responses and Objections to Complainant

Apple Inc’s First Set of Interrogatories (Nos. 1-28) filed in the 337-TA-704 Investigation .

The references of which Nokia is currently aware include the following:

I. U.S. Patent No. 6,343,263

Prior Art Patents:

U.S. Patent No. 4,156,796, O’Neal, et al., issued on May 29, 1979.

U.S. Patent No. 4,620,294, Leung, et al., issued on October 28, 1986.

U.S. Patent No. 4,794,517, Jones, et al., issued on December 27, 1988.

- 3 -

U.S. Patent No. 4,768,150, Chang, et al., issued on August 30, 1988.

U.S. Patent No. 4,970,721, Aczel, et al., issued on November 13, 1990.

U.S. Patent No. 4,991,169, Davis, et al., issued on February 5, 1991.

U.S. Patent No. 4,991,197, Morris, issued on February 5, 1991.

U.S. Patent No. 5,060,140, Brown, et al., issued on October 22, 1991.

U.S. Patent No. 5,142,622, Owens, et al., issued on August 25, 1992.

U.S. Patent No. 5,165,022, Erhard, et al., issued on November 17, 1992.

U.S. Patent No. 5,187,787, Skeen et al., issued on February 16, 1993.

U.S. Patent No. 5,235,639, Chevalier, et al., issued on August 10, 1993.

U.S. Patent No. 5,247,520, Geise, et al., issued on September 21, 1993.

U.S. Patent No. 5,249,218, Sainton, et al., issued on September 28, 1993.

U.S. Patent No. 5,283,638, Engberg, et al., issued on February 1, 1994.

U.S. Patent No. 5,283,900, Frankel, et al., issued on February 1, 1994.

U.S. Patent No. 5,291,479, Vaziri, et al., issued on March 1, 1994.

U.S. Patent No. 5,291,614, Baker, et al., issued on March 1, 1994.

U.S. Patent No. 5,299,193, Szczepanek, issued on March 29, 1994.

U.S. Patent No. 5,321,744, Madonna, et al., issued on June 14, 1994.

U.S. Patent No. 5,327,558, Burke, et al., issued on July 5, 1994.

U.S. Patent No. 5,329,619, Page, et al., issued on July 12, 1994.

U.S. Patent No. 5,339,413, Koval, et al., issued on August 16, 1994.

U.S. Patent No. 5,363,315, Weiss, et al., issued on November 8, 1994.

U.S. Patent No. 5,381,346, Monahan-Mitchell, et al., issued on January 10, 1995.

U.S. Patent No. 5,384,890, Anderson et al., issued on January 24, 1995.

U.S. Patent No. 5,388,261, Anderson, et al., issued on February 7, 1995.

U.S. Patent No. 5,404,488, Kerrigan, et al., issued on April 4, 1995.

U.S. Patent No. 5,406,643, Burke, et al., issued on April 11, 1995.

U.S. Patent No. 5,434,913, Tung, et al., issued on July 18, 1995.

U.S. Patent No. 5,438,614, Rozman et al., issued on August 1, 1995.

U.S. Patent No. 5,440,619, Cann, issued on August 8, 1995.

U.S. Patent No. 5,440,740, Chen, et al., issued on August 8, 1995.

U.S. Patent No. 5,442,764, Einhorn, et al., issued on August 15, 1995.

- 4 -

U.S. Patent No. 5,442,789, Baker, et al., issued on August 15, 1995.

U.S. Patent No. 5,448,735, Anderson, et al., issued on September 5, 1995.

U.S. Patent No. 5,483,530, Davis, et al., issued on January 9, 1996.

U.S. Patent No. 5,487,167, Dinallo, et al., issued on January 23, 1996.

U.S. Patent No. 5,490,247, Tung, et al., issued on February 6, 1996.

U.S. Patent No. 5,491,726, Cheng, et al., issued on February 13, 1996.

U.S. Patent No. 5,495,246, Nichols et al., issued on February 27, 1996.

U.S. Patent No. 5,497,373, Hulen, et al., issued on March 5, 1996.

U.S. Patent No. 5,499,343, Pettus, issued on March 12, 1996.

U.S. Patent No. 5,506,954, Arshi et al., issued on Arpil 9, 1996

U.S. Patent No. 5,508,942, Agarwal, isued on Arpil 16, 1996

U.S. Patent No. 5,511,003, Agarwal, issued on April 23, 1996

U.S. Patent No. 5,515,373, Lynch et al., issued on May 7, 1996

U.S. Patent No. 5,519,641, Beers et al., issued on May 21, 1996

U.S. Patent No. 5,521,323, Paulson et al., issued on May 28, 1996

U.S. Patent No. 5,530,894, Farrell et al., issued on June 25, 1996

U.S. Patent No. 5,546,547, Bowes et al., issued on August 13, 1996

U.S. Patent No. 5,566,301, Koz et al., issued on October 15, 1996

U.S. Patent No. 5,574,888, Panditji et al., issued on November 12, 1996

U.S. Patent No. 5,577,250, Anderson et al., issued on November 19, 1996

U.S. Patent No. 5,581,480, Olson et al., issued on December 3, 1996

U.S. Patent No. 5,625,845, Allran, et al., issued on April 29, 1997.

U.S. Patent No. 5,628,013, Anderson et al., issued on May 6, 1997.

U.S. Patent No. 5,630,061, Richter et al., issued on May 13, 1997.

U.S. Patent No. 5,630,132, Allran et al., issued on May 13, 1997.

U.S. Patent No. 5,652,866, Aldred, et al., issued on July 29, 1997.

U.S. Patent No. 5,655,151, Bowes et al., issued on August 5, 1997.

U.S. Patent No. 5,664,095, Cox et al., issued on September 2, 1997.

U.S. Patent No. 5,689,534, Eric C. Anderson, et al., issued November 18, 1997.

U.S. Patent No. 5,715,474, Christopher John Burke, issued February 3, 1998.

U.S. Patent No. 5,724,406, Bernard G. Juster, issued March 3, 1998.

- 5 -

U.S. Patent No. 5,790,781, Daniel R. Cox, et al., issued August 4, 1998.

U.S. Patent No. 5,805,927, Michhael J. Bowers, et al., issued September 8, 1998.

U.S. Patent No. 5,832,240, Allen J. Larson, et al., issued November 3, 1998.

U.S. Patent No. 5,848,295, Eric C. Anderson, et al., issued December 8, 1998.

U.S. Patent No. 5,933,632, Bengamin M. Chaill, III, issued August 3, 1999.

U.S. Patent No. 6,304,891, Eric C. Anderson, et al., issued October 16, 2001.

U.S. Patent No. 6,854,116, Eric C. Anderson, et al., issued February 8, 2005.

EP 218859, Einkauf et al., published on April 22, 1987

EP 509644, Desai et al., published on October 21, 1992

EP 527590 A2, Stefansky et al., published on March 10, 1993

EP 0774192, Nichols et al., published on May 21, 1997

EP 0259659 A2, Meckstroth et al., published on March 16, 1988

EP 0527590 A2, Fin et al., published on February 17, 1993

WO 1993023809 A1, Larsen et al., published on November 25, 1993

WO 1993006553, Carmon et al., published on April 1, 1993

WO 1993016430, Koz et al., published on August 18, 1993

WO 1993016437 A1, Anderson et al., published on August 19, 1993

WO 1993019423 A1, Roque et al., published on September 30, 1993

WO 1994011813A1, Aldred et al., published on May 26, 1994

WO 1994018814 A1, Field, published on August 18, 1994

WO 1994011814 A1, Keith et al., published on May 26, 1994

WO 1994000815 A1, Sandvos et al., published on January 6, 1994

Prior Art Publications:

Aldred, B.K. Bonsall, G.W. Lambert, H.S. Mitchell, H.D., “An ApplicationProgramming Interface For Collaborative Working,” Telecommunications, 1993. FourthIEE Conference on, Publication Date: 18-21 Apr 1993, On page(s): 146-151; MeetingDate: 04/18/1993 - 04/21/1993; Location: Manchester, UK; ISBN: 0-85296-568-0;References Cited: 7; INSPEC Accession Number: 4433028; Current Version Published:2002-08-06.

“Apple Phone (Apple’s AV-series Macintosh microcomputers use the GeoPort to connectto the telephone system),” Russell Ito, 1 October 1993, MacUser, MACU, 87 Vol. 9, No.10, Ziff-Davis Publishing Company.

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Arikawa, T.E.1; Tanigawa, H.1; Hayashi, Y.1, “Multimedia Teleconferencing ServicesUsing Personal Computers,” NTT R & D, 1990, v39, n9, 1265-1274, 1990, NTT HumanInterface Labs.

Corcoran, Cate, “Chicago will Deliver Broad Support of Digital Signal Processors,”InfoWorld, p. 35, vol. 16, issue 23, June 6, 1994.

Corcoran, Cate, Group Plans DSP Standard: Aims For Wide Usage of Digital SignalSoftware, InfoWorld, Vol. 15, No. 46, p. 35, Nov. 15, 1993.

Corcoran, Cate, TI Sound Boards Combine Features, InfoWorld, News/Hardware, pg.40,April 19, 1993.

Cook, Rick, “Multimedia Moves to the Motherboard: Digital Signal Processors AreAbout to Take on Communications, Multimedia, and More. Should Your PC AlreadyHave One on Board?,” Datamation, pp. 57-60, Oct. 1, 1992.

Perez, E., “DeskMax: Desktop: Desktop multimedia conferencing, Proceedings of theFourth International Conference on Signal Processing Applications and Technology,”1043-8, vol. 2, 1993.

Frankel, “DSP Resource Manager Interface & Its Role in DSP Multimedia,” May 1994.

Gottesman, Oded, Shoham, Yair, “Real-time Implementation of High-Quality 32 KBPSWideband LD-CELP Coder,” Speech Coding Research Development, AT&T BellLaboratories, The European Conference on Speech Communication and Technology,EUROSPEECH, 1993.

Gottesman, Oded, “Algorithm Development and Real-Time Implementation of High-Quality 32kbps Wideband Speech LD-CELP Coder,” MS Thesis, ECE Dept. DrexelUniversity, Jan. 1993.

Grigonis, Richard, Computer Telephony Encyclopedia, CMP Books, 2000.

Houts, Ean, “Mac AVs are diamonds in the rough: Systems need more applications toshow what they can do,” InfoWorld, vol. 15, issue 49, p. 96, Dec. 6, 1993.

Hudnall, Mike, “IBM Mwave WindSurfer (multifunction multimedia modem) (hardwarereview) (evaluation),” Compute! Issue 163, April 1994, p. 106.

Jon Udell, Computer Telephony, Byte, vol. 19, No. 7, Jul. 1994, pp. 80-96.

Jayant, N.S., “Signal Compression: Technology Targets and Research Directions,” IEEESAC, vol. 10 no. 5, June 1992, pp. 796-818.

Kline, Douglas A., Rausch, Nancy A., Davis, Henry, “DSP Support for Office IntegrationUsing Mwave Multimedia,” DSP Applications (pp. 13-20) April 1993.

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Kogiku, I.; Ohrui, T.; Ohkubo, T., Basic Operating System Implementation ForTelecommunication Applications, NTT Review, v 4, n 2, 69-75, March 1992.

Kogiku, I.1; Ohrui, T.1; Ohkubo, T.1; Ohmachi, Y.1, Application Program InterfaceAchieving Both Realtime Response And Portability, International Switching Symposium1992. `Diversification and Integration of Networks and Switching Technologies Towardsthe 21st Century' Proceedings, vol.1, 1992.

Krause, Reinhardt, “TI pursues Mwave-independent Multimedia DSP effort,” ElectronicNews, Reed Business Info., Inc., Sept. 6, 1993.

Krause, Reinhardt, “Motorola readies DSP design Kit,” Electronic News, Reed BusinessInfo., Inc. Feb. 21, 1994.

Lacas, Mark; Warman, David; Moses, Bob, The MediaLink Real-Time MultimediaNetwork, Lone Wolf, Inc., Redondo Beach, CA ; Rane Corporation, Mukilteo, WA,AES Convention:95 (October 1993) Paper Number:3736.

Lamont, L.; Henderson, G., Georganas, N.D., A multimedia real-time conferencingsystem: architecture and implementation, Proceedings CASCON '93, 64-72, vol. 2, 1993.

Leung, W.-H.F. Baumgartner, T.J. Hwang, Y.H. Morgan, M.J. Tu, S.-C. , ASoftware Architecture For Workstations Supporting Multimedia Conferencing In PacketSwitching Networks, AT&T Bell Lab., Naperville, IL, USA, Selected Areas inCommunications, IEEE Journal on April 1990, Volume: 8, Issue: 3, pp. 380-390.

Quinlan, Tom, “Apple to Take the Wraps Off Multimedia Line, PDA: AV Macs get mostpower yet; Newton gets new name,” InfoWorld, vol. 15, issue 29, July 19, 1993.

Quinlan, Tom, “Apple’s multimedia line gets third-party support,” InfoWorld, vol. 15,issue 32, Aug. 9, 1993, p. 27.

Quinlan, Tom, “Apple champions multimedia,” InfoWorld, vol. 15, issue 31, Aug. 2,1993.

Quinlan, Tom, “Windows app to take full advantage of DSPs,” InfoWorld, p. 40, Nov. 8,1993.

Ryba, Susan Conroy, How Users Can Harness the Power of the Multimedia Desktop, 1February 1993, Telecommunications, TCOM 42, Vol. 27, No. 2, Horizon HousePublications Inc.

Silberschatz et al., Operating System Concepts, 1994.

Strattner, Anthony, “Mwave ready to break on multimedia market; Texas InstrumentsInc.’s Personal Audio and Office Pro digital signal processing-based multimedia cards:

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TI’s New DSP-based Multimedia Solution Coming to IBM Platforms,” ComputerShopper, Vol. 13, No. 3, page 90, March 1, 1993.

Strattner, Anthony, “Mwave ready to break on multimedia market; Texas InstrumentsInc.’s Personal Audio and Office Pro digital signal processing-based multimedia cards

Strauss, Will, “DSP Strategies for the ‘90s – The Compression Imperative.” ForwardConcepts Co., 1993.

Strosnider, Jay K. and Daniel I. Katcher, Mwave/OS: A Predictable Real-time DSPOperating System, Carnegie Mellon University, March 1994.

Tanenbaum, Structured Computer Organization, 1984, pp. 10-12.

Thompson, Bruce et al., “DSP Resource Manager Interface and Its Role in DSPMultimedia,” IEEE Electro/94 International Conference Proceedings, pp. 291-298, May10-12, 1994.

Ulery, Kreg, Support for Multiple DSP Functions a Must, Electronic Engineering Times,issue 629, p. 43, Feb. 18, 1991.

Vanover, Michael T., IBM, The Mwave Technology Platform: Virtual Signal Processing,May 10-12, 1994.

Vina, A.1; Lopez Lerida, J.1; Molano, A.1; del Val, D.1, Real-time Multimedia Systems,Digest of Papers, IEEE Symposium on Mass Storage Systems, p 77-83, 1994.

Wilson, Jayne, “Card is all-in-one messenger; Use WindSurfer as fax/modem, answeringmachine,” InfoWorld, June 7, 1993, p. 43.

Apple Pushes The Boundaries of Personal Computing with AV Technologies, 29-Jul-93.

Cassell, Jonathan, “Apple backs AT&T multimedia scheme,” Electronic News, ReedBusiness Info., Inc., April 13, 1992.

Lewis, Peter H., The Executive Computer; With New Machines, Apple Keeps Its Edge inMultimedia, The New York Times, Aug. 8, 1993.

Long, Ben, Apple's Quadra 840AV can talk a good game, Sep. 20, 1993.

Hess, Robert, “Speedy New Macs Blowing into Town; Quadra, Centris Go ‘AV’ WithNew Models. Apple’s Macintosh Quadra 840av and Macintosh Centris 660AVMicrocomputers,” MacWEEK, Mac Publishing, June 14, 1993, Pg. p1(2) Vol. V7 No.N24.

MacWEEK Selects Out-Of-This-World Expo Ware: 1993 Macworld Expo Trade Show;Show Picks; Product Announcement, MacWEEK, Mac Publishing, Aug. 2, 1993, Pg.p10(4) Vol. V7 No. N31.

IBM, Fixed-Point DSP Processors, IBM

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Apple, Macintosh Quadra 840AV: Technical Specifications, July 1993

Apple, Macintosh Centris 660AV: Technical Specifications, July 1993

Macintosh AV General FAQ, 1993-1994

IBM, "Talk to your Computer"

Texas Instruments Mwave Multimedia System Product Bulletin, 1992.

Mwave Manual, 1992.

“Spectrum Teams with Texas Instruments and IBM on PC-Based Mwave MultimediaProducts,” PR Newswire Association, Inc., March 30, 1993.

DSP Chips Enable PC Multimedia: New Capabilities Nearing for PCs and Workstations,Microprocessor Report, MicroDesign Resources, Aug. 22, 1994.

Geoport Telecom Adapter Technical Specifications

Zipper, Stuart, “TI, in turnabout, offers Mwave boards and API,” Electronic News, ReedBusiness Info, Inc., Nov. 1992

Macintosh Quadra 840AV: Product Description (July 1993)

Macintosh Centris 660AV: Product Description (July 1993)

Macintosh AV Frequently Asked Questions

We Love Macs, Going Green

Spectrum Teams with Texas and IBM on PC-Based Mwave Multimedia Products, March30, 1993

Service Source - Macintosh Quadra840AV

Apple-History.com Macintosh Quadra 840av.htm

O’Grady, Corporations that Change the World, Apple Inc., Greenwood Publishing Group(2009).

“Multimedia on a chip debuts,” Infoworld, November 2, 1992

Mwave Developers Toolkit, Application Developer's Guide, 1992

Mwave Developers Toolkit, Assembly Language Reference Manuel, 1992

Mwave Developers Toolkit, Debugger User's Guide, 1992

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Mwave Developers Toolkit, DSP Toolkit User's Guide, 1992

Mwave Developers Toolkit, Getting Started, 1992

Mwave Developers Toolkit, DSP Task Programmer's Guide, 1992

AT&T Microelectronics, Jan. 7, 1991, pp. 1-2.

Microprocessor Report, Floating-Point DSPs Follow Divergent Paths, Nov. 7, 1990,Copyright 1990 MicroDesign Resources Inc. reprinted with permission, pp. 8-10.

AT&T Microelectronics, WE.RTM. DSP3210 Digital Signal Processor: The MultimediaSolution, Nov., 1990.

IBM Technical Disclosure Bulletin, vol. 34, No. 7B, Dec., 1991, J. Cresp et al., TaskManagement of Multiple Digital Signal Processors, pp. 237-239.

NeXTstep Connectivity (Bulletin), Jan. 1992.

MPEG-1 Standard Specification (1993).

Defatta, D. J., Lucas, J. G. and Hodgkiss, W. S., (1988), Digital Signal Processing - ASystem Design Approach, John Wiley & Sons Inc., USA.

VCOS DSP Module Developer's Kit, Version 1.1, April 1994.

AT&T VCOS Operating System: The Multimedia Solution, Product Note, June 1993.

Merea, Narcisco, “The VCOS Multimedia Environment,” IEEE Electro/94 ConferenceProceedings, pp. 304-309, May 1994.

Lynch, John F., Mera Narciso, “Signal Processing for Multimedia,” BYTE v17 n2, pp.105-108, Feb. 17, 1992.

Edgar, Bob, PC-Based Voice Processing: How to Design Build and ProgramApplications (1992).

Leibson, Steven H., “Learn to Use DSP Chips with a Minimum of Pain: DSP EvaluationKits,” EDN, PP. 45-52, June 4, 1992.

Napier, John C., “Hardware/software Combo brings low cost, Advanced Multimedia toPCs,” EDN p. 78, Nov. 12, 1992.

Maurer, Joseph, “Inside The Macintosh Coprocessor Platform And A/ROSE,”MACTECH, Oct. 1992.

Shear, David, “EDN’s DSP-Chip Directory,” EDN, pp. 104-107, Oct. 1, 1991.

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Reimer, Jay, “The Mwave DSP for Multimedia,” 1992 Microprocessor ForumConference Materials, Attendee Notebook, pp. 12-1 to 12-18, Oct. 14-15, 1992.

Garen, Craig, “Panel: DSPs in General-Purpose Computers, AT&T Digital SignalProcessing,” 1992 Microprocessor Forum Conference Materials, Attendee Notebook, pp.12-1 to 12-18, Oct. 14-15, 1992.

Anderson, Eric C., “Panel: DSPs in General-Purpose Computers, Apple RealTimeArchitecture,” 1992 Microprocessor Forum Conference Materials, Attendee Notebook,pp. 12-1 to 12-18, Oct. 14-15, 1992.

Hillman, “Panel: DSPs in General-Purpose Computers, DSPs in Computers,” 1992Microprocessor Forum Conference Materials, Attendee Notebook, pp. 12-1 to 12-18,Oct. 14-15, 1992.

Leary, Kevin, “Panel: DSPs in General-Purpose Computers, Analog Devices PresentsSignal Computing,” 1992 Microprocessor Forum Conference Materials, AttendeeNotebook, pp. 12-1 to 12-18, Oct. 14-15, 1992.

Reimer, Jay, “1992 Microprocessor Forum Transceedings, DSPs in Computing, TheMwave DSP for Multimedia,” Microprocessor Forum, Transceedings of the Fifth AnnualTechnical Conference on New Microprocessors, Microprocessor Report, pp. 79-86,(1993).

“1992 Microprocessor Forum Transceedings, DSPs in Computing, Panel: DSPs inGeneral-Purpose Computers,” Microprocessor Forum, Transceedings of the Fifth AnnualTechnical Conference on New Microprocessors, Microprocessor Report, pp. 87-106,(1993).

Rubin, Harvey et al., “A Distributed Software Architecture for TelecommunicationNetworks,” IEEE Network v8 n1, pp. 8-17, 1994.

Cvijan, Zarko et al., “ISDN Computer-Aided Telephony, IEEE Network v5 n1, pp. 46-53, Jan. 1991.

Paglialunga, Alberto et al., Signaling Protocol Evolution: From Narrowband ISDN toTarget Broadband ISDN (1992).

Ish-Shalom, Jehuda, Kazanzides, Peter, “Signal Processor Architecture for High-Performance Real-Time Applications,” Real Time Systems Symposium, 1989,Proceedings, ISBN: 0-8186-2004-8, pp. 184 – 193, Dec. 5-7, 1989.

Kim, D. et al., “A Real-Time MPEG Encoder Using A Programmable Processor,” IEEETransactions on Consumer Electronics v40 n2, pp. 161-170, May 1994.

- 12 -

Hoffert, Eric et al., “QuickTime TM: An Extensible Standard for Digital Multimedia,”Compcon Spring '92, 37th Annual IEEE Computer Society International Conference,Digest of Papers, pp. 15-20, Feb. 1992.

Forin, Alessandro, “An I/O System for Mach 3.0,” USENIX Mach Symposium 1991,Nov. 1991.

Jones, N.B. et al., Digital Signal Processing; principles, devices and applications (1990).

Chassaing, Rulph et al., Digital Signal Processing with the TMS320C25 (1990).

“Bellsouth, IBM Unveil Personal Communicator Phone,” Mobile Phone News, Nov. 8,1993.

Oganick, Elliott I., A Programmer’s View of the Intel 432 System, Intel Corp. (1983).

TMS320C31 Embedded Control Technical Brief, Literature No. SPRU083, TexasInstruments, Aug. 1992.

68040 Microprocessor Product Specifications, Motorola, Dec. 1992.

Centris 660AV - Quadra 840av Developer Note Manual (1993)

Getting Started with Your Macintosh Quadra 840AV (1993)

Express Fax/Modem User's Guide for use with the GeoPort Telecom Adapter (1993)

Getting Started with Your GeoPort Telecom Adapters (1993)

Dencla, Benjamin, AV DSP Mini-FAQ v.1.01, Dec. 7, 1993.

Nextstep general reference vol. 1-3 (1992).

Nextstep operating system software (1992).

Davenport, Bert, “A Dynamically Configured V.32bis Automode Modem on the MwaveSystem,” Sept. 28- Oct. 1, 1993.

Dialogic Announces Signal Computing Architecture, PR Newswire (March 2, 1993).

“Apple, Aox, Analog Devices Announce Plans To Deploy Geoport Across PcArchitectures,” PR Newswire, March 2, 1994.

Garfinkel, Simson L., “ISDN comes of age: if you thought that modem on your desk wasfast, hold on to your hats,” NEXTWORLD.

Garfinkel, Simson L. et al., NeXT Step Programming; Step One Object OrientedApplications (1993).

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NeXTstep General Reference: Release 3, vol. 1-2 (1992).

NeXT Step Operating System Software Release 3 (1992).

Shandle, Jack, “The Signs are Right for DSPs and PCs,” Electronic Desgin, Dec. 16,1993.

Lewart, Cass, Modem Handbook for the Communications Professional (1987).

Rangan, P. Venkat, Network and Operating System Support for Digital Audio and Video(1993).

Herrtwich, R.G., Network and Operating System Support for Digital Audio and Video(1992).

Shepherd, D. et al., Network and Operating System Support for Digital Audio and Video(1993).

ANSI/IEEE 1003.1b-1993 IEEE Standard for Information Technology - PortableOperating System Interfaces (POSIX) - Part 1: System Application Program Interface(API) - Amendment 1: Realtime Extension [C language], IEEE (1993).

“AT&T Offers Wireless Digital Cellular, Personal Communications,” March 3, 1993.

Tyre, Terian, “EduQuest Models Thirty, Forty and Fifty: Custom Computers for K-12,Tech. Horizons in Education Journal, vol. 20, issue n11, p. 10 (June 1, 1993).

Katcher, D.I., Strosnider, Jay K., “Dynamic versus Fixed Priority Scheduling: A CaseStudy,” Aug. 1993.

Prior Art Systems, including documents describing the same:

Hayes DSP-Basic Rate ISDN Interface for NeXT (Hayes Microcomputer Products, Inc.1992)

SPOX Operating System (Spectron Microsystems, 1991-1993)

Open Signal Processing Architecture (OSPA) (Spectron Microsystems, 1991-1992)

OSPA / SPOX Server Multimedia Demonstration System (Texas Instruments/ SpectronMicrosystems, 1991-1992)

WinSPOX (Spectron Microsystems)

TI Multimedia Developer Kit (Texas Instruments, 1992)

DSP Resources Demonstration System (including DSP Board, Tiger 30, Tiger 40) (DSPResources, 1991-1994)

- 14 -

Atlanta Signal Processing Inc. Demonstration System (including DSP Board) (AtlantaSignal Processors, Inc. 1991-1994)

Loughborough Sound, Inc. Demonstration System (including DSP Board)(Loughborough Sound, Inc., 1991-1994)

Turtle Beach 56k and Multisound cards (Turtle Beach, 1992-1994)

Demos, including at Multimedia PC Launch, Museum of Natural History, Oct 8, 1991

MWAVE (IBM, Texas Instruments, Intermetrics, 1992-1993).

Mwave WindSurfer card and encompassing products (IBM)

MWAVE SDK 0.5 (IBM, Texas Instruments, April 1993).

VCOS and ISPOS (AT&T, 1991-1993)

AT&T DSP3210 Board (AT&T, 1992)

Ariel DSP3210 Board (Ariel Corp. 1992)

IBM DSP Manager and MultiDSP resource manager (IBM, 1992)

Communication Automation Corporation (CAC) DSP3210 Board (1992)

Single Computing System Architecture (SCSA) (Dialogic, 1993)

Dialogic Telephony Boards (including D/40D, D/41D, and SpringBoard architecture)(1992-1994)

Dialogic Telephony Software (including SpringWare, firmware v61) (1992-1994)

Quadra 840AV computer (Apple, July 1993)

Centris 660AV computer (Apple, July 1993)

GeoPort Architecture and Software (Apple, July 1993)

GeoPort Telecom Adapter (Apple, July 1993)

Apple Realtime Operating System Environment (A/ROSE) (Apple, 1990)

Apple Realtime Architecture (Apple, 1990-1993)

Telephone Manager (Apple, 1992-1994)

Telephone Application Programming Interface (TAPI) (Microsoft, 1990-1994)

- 15 -

PC Media System (Motorola, 1991-1992)

NeXTSTEP (Next, 1991-1992)

ProShare (aka "Mikado") (Intel, 1993)

Sportster Modem (U.S. Robotics, 1992-1993)

Analog Devices DSP Audio Architecture/ System (Analog Devices, March 1993)

SoundBlaster 16, including SoundBlaster VIBRA 16 (Creative Technology, 1992)

VPRO4 Board (Voice Processing Corp.)

VBX Framework software and VBX hardware (including VBX 100, VBX 400, VBX1200)

Resource Manager Interface (RMI) (Microsoft, 1993).

Apple QuickTake 100 Camera Product (Apple)

Nokia 1011 Cellular Phone (Nokia, 1992)

Nokia DCT-1 and DCT-2

Bell Labs/ AT&T DSP1616 and encompassing products (1993)

EduQuest/IBM Thirty, Thirty-Five, Forty, Fifty, and Fifty-Five Model Computers (Jan.1992-1994).

Snyder, J. H., et al., “Tools for real-time signal-processing research: new tools thatfacilitate the transfer of speech-processing algorithms from mainframes or workstationsto DSP hardware,” IEEE communications magazine, v. 31, Nov. 1993: 64-74.

Individuals with knowledge:

James B. Nichols

John Lynch

Eric C. Anderson

Michael Vanover

Jay Reimer

Mark Grosen, PhD.

- 16 -

Eric Brookman

Nancy Rausch

Malcolm Ware

Doug Kline

Henry Muyshondt

Kreg Ulery

II. U.S. Patent No. 5,915,131

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U.S. Patent No. 3,828,325, Stafford, et al., August 1974.

U.S. Patent No. 4,189,769, Cook, et al., Feb 19, 1980.

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U.S. Patent No. 4,908,859, Bennett, et al., March 13, 1990.

U.S. Patent No. 4,982,325, Tignor , et al., January 1, 1991.

U.S. Patent No. 5,097,533, Burger, et al., March 17, 1992.

U.S. Patent No. 5,129,086, Coyle, Jr., et al., July 7, 1992.

U.S. Patent No. 5,148,527, Basso, et al., September 15, 1992.

U.S. Patent No. 5,197,143, Lary, et al., March 23, 1993.

U.S. Patent No. 5,208,914, Wilson, et al., May 4, 1993.

U.S. Patent No. 5,214,761, Barrett, et al., May 25, 1993.

- 17 -

U.S. Patent No. 5,220,653, Miro, June 15, 1993.

U.S. Patent No. 5,237,662, Green, et al., August 17, 1993.

U.S. Patent No. 5,252,951, Tennenbaum, et al., October 12, 1993.

U.S. Patent No. 5,265,252, Rawson, III, et al., November 23, 1993.

U.S. Patent No. 5,291,585, Sato, et al., March 1, 1994.

U.S. Patent No. 5,297,262, Cox, et al., March 22, 1994.

U.S. Patent No. 5,307,491, Feriozi, et al., April 26, 1994.

U.S. Patent No. 5,341,478, Travis, Jr., et al., August 23, 1994.

U.S. Patent No. 5,353,411, Nakaosa, et al., October 4, 1994.

U.S. Patent No. 5,371,687, Holmes, II, et al., December 6, 1994.

U.S. Patent No. 5,379,432, Orton, et al., January 3, 1995.

U.S. Patent No. 5,404,523, DellaFera, et al., April 4, 1995.

U.S. Patent No. 5,404,529, Chernikoff, et al., April 4, 1995.

U.S. Patent No. 5,430,845, Rimmer, et al., July 4, 1995.

U.S. Patent No. 5,432,900, Rhodes, et al., July 11, 1995.

U.S. Patent No. 5,440,687, Coleman, et al., August 8, 1995.

U.S. Patent No. 5,452,447, Nelson et al., September 19, 1995.

U.S. Patent No. 5,455,951, Bolton, et al., October 3, 1995.

U.S. Patent No. 5,459,867, Adams, et al., October 17, 1995.

U.S. Patent No. 5,473,777, Moeller, et al., December 5, 1995.

U.S. Patent No. 5,475,819, Miller, et al., December 12, 1995.

U.S. Patent No. 5,481,721, Serlet, et. al., January 2, 1996.

U.S. Patent No. 5,490,247, Tung, et al., February 6, 1996.

U.S. Patent No. 5,491,813, Bondy, et al., February 13, 1996.

U.S. Patent No. 5,506,954, Arshi, et al., April 9, 1996.

U.S. Patent No. 5,513,328, Christofferson, April 30, 1996.

U.S. Patent No. 5,513,365, Cook, et al., April 30, 1996.

U.S. Patent No. 5,519,831, Holzhammer, May 21, 1996.

U.S. Patent No. 5,519,867, Moller, et al., May 21, 1996.

U.S. Patent No. 5,535,416, Feeney, et al., July 9, 1996.

U.S. Patent No. 5,537,466, Taylore, et al., July 16, 1996.

- 18 -

U.S. Patent No. 5,513,365, Cook, et al., April 30, 1996.

U.S. Patent No. 5,546,595, Norman, et al., August 13, 1996.

U.S. Patent No. 5,553,245, Su, et al., September 3, 1996.

U.S. Patent No. 5,561,799, Khalidi, et al., October 1, 1996.

U.S. Patent No. 5,581,480, Olson, et al., December 3, 1996.

U.S. Patent No. 5,590,334, Saulpaugh, et al., December 31 1996.

U.S. Patent No. 5,592,588, Reekes, et al., January 7, 1997.

U.S. Patent No. 5,664,095, Cox, et al., September 2, 1997.

U.S. Patent No. 5,566,346, Andert, et al., October 15, 1996.

U.S. Patent No. 5,572,675, Bergler, November 5, 1996.

U.S. Patent No. 5,574,903, Szymanski, et al., November 12, 1996.

U.S. Patent No. 5,604,843, Shaw, et al., February 18, 1997.

U.S. Patent No. 5,655,148, Richman, et al., August 5, 1997.

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U.S. Patent No. 5,727,212, Dinalo, March 10, 1998.

U.S. Patent No. 5,742,825, Mathur, et al., April 21, 1998.

U.S. Patent No. 5,768,598, Marisetty, et al., June 16, 1998.

U.S. Patent No. 5,774,640, Kurio, June 30, 1998.

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U.S. Patent No. 5,802,590, Draves, September 1, 1998.

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EP 0569902 A2, Agnorrson, May 11, 1992.

EP 0442676 A2, Bondy, et al., February 12, 1992.

EP 0573711 A1, Lozinski, et al., June 12, 1992.

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EP 0647891 A2, Barthel, et al., October 11, 1993.

EP 613086 A2, Mahe, December 12, 2006.

- 19 -

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Chorus Operating System

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Sabine Habert, Laurence Mosseri, Vadim Abrossimov, COOL: Kernel Support forObject-Oriented Environments, ECOOP/OOPSLA '90 Proceedings, pp. 269-277, October21-25, 1990, including references cited therein.

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Adobe Systems Inc., Programming the Display PostScript System with NeXTstep, 1992

D. C. Schmidt, “The Object-Oriented Design and Implementation of the Reactor: A C++Wrapper for UNIX I/O Multiplexing (Part 2 of 2),” C++ Report, Vol. 5, Sept. 1993,including references cited therein.

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D. E. Comer and D.L. Stevens, Internetworking with TCP/IP Vol III: Client – ServerProgramming and Applications, Englewood Cliffs, NJ: Prentice Hall, 1992

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A. D. Birrell, “An Introduction to Programming with Threads,” Tech. Rep. SRC-035,Digital Equipment Corporation, January 1989.

W. R. Stevens, Advanced Programming in the UNIX Environment,” Reading,Massachusetts: Addison Wesley, 1992.

D. C. Schmidt, D.F. Box, and T. Suda, “ADAPTIVE: A Flexible and Adaptive TransportSystem Architecture to Support Lightweight Protocols for Multimedia Applications onHigh-Speed Networks,” in Proceedings of the 1st Symposium on High-PerformanceDistributed Computing (HPDC -1), (Syracuse, New York), pp. 174-186, IEEE,September 1992, including references cited therein.

R. Campbell, V. Russo, and G. Johnson, “The Design of a Multiprocessor OperatingSystem,” in Proceedings of the USENIX C++ Workshop, pp. 109-126, USENIXAssociation, November 1987.

D. C. Schmidt and T. Suda, “ADAPTIVE: A Framework for Experimenting with High-Performance Transport System Process Architecture,” in Proceedings of the 2nd

International Conference on Computer Communication Networks, (San Diego,California), ISCA, June 199, including references cited therein.

D. C. Schmidt, “IPC_SAP: An object-Oriented Interface to Interprocess CommunicationServices,” C++ Report, vol. 4, November/December 1992, including references citedtherein.

W. W. Ho and r. Olsson, “An Approach to Genuine Dynamic Linking,” Software:Practice and Experience, vol. 21, pp. 375-390, Apr. 1991.

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T. H. Harrison, D. C. Schmidt, and I. Pyarali, “Asynchronous Completion Token: anObject Behavioral Pattern for Efficient Asynchronous Event Handling,” in Proceedingsof the 3rd Annual Conference on the Pattern Language of Programs, (Monticello,Illinois), pp 1-7, September 1996.

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Mach System

- 58 -

InterViews

Smalltalk (all versions)

ObjectWorks for Smalltalk-80, including Version 2.5

Comandos ESPIRIT project, including the GUIDE project.

OSSI (Operating System Standard Interface)

Galaxy

CHORUS Object Oriented Layer (COOL)

SOCIAL object-oriented tool

GARF

Choices

CommonLoops

Flamingo Window Management System

Andrew Toolkit for Mach

Apple System 7

NeXTStep

OPENSTEP

Apple’s Pink Project

DEC OSF/1

IBM’s System Object Model (SOM)

Microsoft’s Component Object Model (COM)

Microsoft Foundation Class

ThingLab

ToolTalk

Common Desktop Environment (CDE)

- 59 -

Network/extensible Window System (NeWS)

Too Command Language (also referred to as Tcl/Tk, Tk Toolkit

X Window-based Visual/Integrated Environment for Workstations (XView)

Solaris

SolarisLIVE! Framework

Solaris VISUAL

SunXTL Teleservices for Solaris

Spring operating system

SunISDN

MUSE Object Architecture

The Sprite System

Smalltalk-80 Musical Object Development Environment (MODE)

ADAPTIVE System/ADAPTIVE Communication Environment (ACE)

The Reactor object-oriented framework

Object/Meta-Object Server (OMOS) System

ObjectPM: C++ Class Library


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X Window System/X11

Smalltalk System

Tool Command Language (TcL) System

The MathPaper Application

Walnut System

Cedar System

Viewer System

Alpine System

Mesa System

Unix Operating System

Mach Operating System

NeXTSTEP System

Dynamic Data Exchange

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ThingLab

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ADAPTIVE Communication Environment

Amigo

Analyst Workstation

Application Conference Interface

- 99 -

Argus

Common Lisp Object System

Diamond multimedia message system

Distributed Audio Video Environment

Eden

HyperCard

IBM OS/2

ImagineDesk

Interlisp

Interlisp-D

Intermedia

Khoros

Lisp Machine

LOOPS

Multimedia Office Systems

NEXTSTEP

Objectworks

Parallel Object-Oriented Environment and Toolkit (POET)

PenPoint

PROXHY

SunOS

Systems incorporating Microsoft’s Messaging Application Programming Interface

Systems incorporating Microsoft’s Service Provider Interface

Systems incorporating Vendor-Independent Messaging

- 100 -

Systems incorporating Open Messaging Interface

Systems incorporating Apple’s Open Collaboration Environment

Systems incorporating Soft-Switch’s Soft-Switch Network Application ProgrammingInterface

Systems incorporating Novell’s Message Handling Service

Systems incorporating Systems incorporating the X400 API

Taligent TalOS

Windows 3.1 OS

Windows NT OS

X Window System


Adele Goldberg, 3734 Ortega Court, Palo Alto, CA 94303.

Dated: September 24, 2010 Respectfully Submitted,

_/s/ M. Scott Stevens_______________M. Scott StevensAlston & Bird LLPBank of America Plaza101 South Tryon Street, Suite 4000Charlotte, NC 28280-4000Tel. (704) 444-1000Fax (704) 444-1111E-mail: [email protected]

EXHIBIT AEXHIBIT A

UNITED STATES INTERNATIONAL TRADE COMMISSIONWASHINGTON, D.C.

Before The Honorable Charles E. BullockAdministrative Law Judge

In the Matter of

CERTAIN MOBILECOMMUNICATIONS ANDCOMPUTER DEVICES ANDCOMPONENTS THEREOF

))))))))


NOTICE OF PRIOR ART BYRESPONDENTS NOKIA CORPORATION AND NOKIA, INC.

Pursuant to Order No. 3 and Ground Rule No. 5, Respondents Nokia Corporation and

Nokia, Inc. (collectively, “Nokia”) hereby submit this Notice of Prior Art. Nokia expressly

reserves the right to rely on these references, either singly or in any combination, to establish the

invalidity and/or unenforceability of the patents asserted against Nokia in this investigation or to

demonstrate the relevant state of the art and/or level of skill in the art.

Nokia notes that discovery in this matter is ongoing, including depositions of various

witnesses, some of which have been scheduled but not taken. Accordingly, Nokia reserves the

right to amend and supplement this Notice, as necessary, based on information disclosed through

further discovery and investigation. Nokia further reserves the right to rely on additional prior

art identified by the Commission Investigative Staff or Apple. In particular, Nokia has

outstanding discovery requests to Apple regarding many prior art references and systems. To the

extent that documents and materials responsive to these outstanding requests have not been

produced, or has been produced but not yet processed or reviewed by Nokia due to the recent

nature of the production, Nokia reserves the right to amend and supplement this Notice. Nokia

- 2 -

also reserves the right to amend this Notice should it be discovered that a reference cited during

prosecution of an asserted patent (or a foreign counterpart) was omitted from the following list

through inadvertence.

The references of which Nokia is currently aware include the following:

I. U.S. Patent No. 5,455,5991

COUNTRYDESCRIPTION/TIT

LEDATE

AUTHOR/INVENTOR

PAGE RANGE (ifnecessary)

USA

Integrating Gestureand Snapping into aUser InterfaceToolkit., ACM

1990 Henry et al pp. 112-122

Germany

Object-OrientedGraphics, Advancesin ComputerGraphics V

1989Edwin H.Blake & PeterWissirchen

pp.109-154

USA

The PIONSGraphics System,IEEE ComputerGraphics andApplications, Vol. 6,Issue 7.

Jul. 1, 1986

JuergenBettels &David R.Myers

pp. 30-38

The Netherlands

Graphics ObjectManagement in theX Window System,Computer GraphicsForum Vol. 9, Issue2.

Jun-90Allan Davison,et al.

pp. 93-99

Germany

Object-OrientedComputer Graphics,Advances inComputer GraphicsIV

1991 Eugene Fiume pp. 1-27

USA"The SmalltalkGraphics Kernel,"Byte, A+B15.

1981Daniel H.Ingalls, et al.

pp. 171-194

USAFabrik, A VisualProgrammingEnvironment.

Sep. 25-30,1988

Dan Ingalls, etal.

pp. 176-190

France

The COOLArchitecture andAbstractions forObject-OrientedDistributedOperating Systems

23-Apr-92Rodger Lea &ChristianJacquemont

1 As the 599, 354, and 431 patents all generally relate to object-oriented programming, the prior art references listedfor each of these patents applies equally to any of the others in this group. For brevity, the references are notrepeated for each of these patents.

- 3 -

USA

The Early History ofSmalltalk, ACMSIGPLAN Notices,Vol. 28, no. 3.

Mar-93 Alan C. Kay pp.17-54

USA

Star Graphics: AnObject-OrientedImplementation.Computer Graphics,Vol. 16, no 3.

Jul-92Dr. Daniel E.Lipkie, et al.

USAFelix, an Object-Oriented OperatingSystem.

1988Martin Lester& RodgerChristensen

pp. 206-208

Object OrientedApproach to Designof InteractiveIntelligentInstrumentationUser Interface,Automatika vol. 34,No. 3-4.

May-December1993

NikolaBogunovic

pp. 143-146

USA"An Overview of theX Toolkit.", ACM.

1988JoelMcCormack

pp. 46-55

USA

"The AndrewToolkit - AnOverview" CarnegieMelon

1988Andrew J.Palay, et al.

USA

Object OrientedOperating Systems,An EmergingDesignMethodology

1982 Ariel Pashtan

USAAn Object-OrientedOperating System,doctoral thesis

1991Vincent FrankRusso

USA

ProgrammingQuickDraw,Macintosh InsideOut

1992David S.Surovell, et al.

Switzerland

ET++ - An Object-OrientedApplicationFramework in C++.,ACM.

Sep. 25-30,1988

AndreWeinard et al.

pp. 46-57

Germany

Object-OrientedGraphics, Advancesin ComputerGraphics III

1988PeterWisskirchen

pp. 133-146

USA

An Object-OrientedFramework forInteractive DataGraphics, OOPSLA1987 Proceedings.

October 4-8,1987

Robert L.Young

- 4 -

USA

Composing UserInterfaces withInterviews, IEEEComputer.

Feb-89Mark A, Lintonet al.,

pp. 8-22

USAThe FabrikProgrammingEnvironment

10-12 Oct 1988FrankLudolph, et al.

USA

Object-OrientedComputer Graphics,Journal of Object-OrientedProgramming

Nov-Dec 1990 Nancy Knolle

Germany

The Common LispObject System: AnOverview, ECOOP1987

1987

Linda G.DeMichiel andRichard P.Gabriel

USA

Lisp MachineWindow SystemManual, Edition 1.1,System Version 95

Aug. 8, 1983RichardStallman, etal.

93-102

USA

Harmony as anObject-OrientedOperating System,Proceedings of the1988 ACMSIGPLANWorkshop onObject-basedConcurrentProgramming.

1988S.A. MacKayet al.

pp. 209-211

USA

A Simple Techniquefor HandlingMultiplePolymorphism,OOPSLA 1986.

Sept. 1986Daniel H.H.Ingalls

pp. 347-349

USASMALLTALK-80The Language

Sept. 1989

AdeleGoldberg &DavidRobinson

329-405

USA

ROSE: An Object-Oriented DatabaseSystem forInteractiveComputer GraphicsApplications.

1988

MartinHardwck &David L.Spooner

pp. 340-345

Germany

The ZOOMetasystem: ADirect-ManipulationInterface to Object-OrientedKnowledge Bases,ECOOP.

1987Dr. Wolf-FritzRiekert

pgs. 131-139

- 5 -

USA

Applying Object-Oriented Design toStructuredGraphics, TechnicalReport (StanfordUniv.)

Aug. 1988John M.Vlissides &Mark A. Linton

USA

Sketchpad: A man-machine graphicalcommunicationsystem, TechnicalReport, Number574

Jan. 1963Ivan EdwardSutherland

USAObjTalk Primer,Technical Report

17-Jul-85

ChristianRathke &Andreas C.Lemke

USA

US 5,287,447Method and Systemfor ProvidingContainer ObjectAttributes to a Non-Container Object

Filed: June 28,1991 Issued:Feb. 15, 1994

Miller et al.

USA

US 5,446,902 -Method forImplementingCompuerApplications in anObject OrientedManner Using aTraditional Non-Object OrientedProgrammingLanguage

Filed: July 14,1993 Issued:Aug. 29, 1995

Islam

USA

Smalltalk-80 TheInteractiveProgrammingEnvironment

1983AdeleGoldberg

119-139

USASmalltalk--80 Bits ofHistory, Words ofAdvice

1983 Glenn Krasner

USAFundamentals ofInteractiveComputer Graphics

1984J.D. Foley &A. Van Dam

USA

Computer Graphics:Principles andPractice, 2ndEdition

1990J.D. Foley, etal.

USASMALLTALK- 80The Language andIts Implementation

1983AdeleGoldberg &David Robson

- 6 -

USA

Impulse-86 ASubstrate forObject-OrientedInterface Design

Sept. 1986Reid G. Smith,et al.

USAIRIS Inventor, A 3DGraphics Toolkit

Oct-93Paul S.Strauss

France

GAME: An Object-Oriented Approachto ComputerAnimation inFelxibleManufacturingSystem Modeling

1991DanielBreugnot, etal.

USA

Dependencies andGraphical Interfacesin Object-OrientedSimulationLanguages

1987StephanieCammarata

507-517

USAPalette: AnExtensible VisualEditor

1992Eric J. Golin etal.

1208-1216

USAPostscriptReferenceLanguage Manual

Dec. 1990

USA

A Dynamic C-Based Object-Oriented System forUnix

May. 1991 S. Engelstad 73-85

USA

Design andImplmentation ofET++, a SeamlessObject-OrientedApplicationFramework

1989AndreWeinand et al.

9-2 through 9-35

USA

Breaking theFrame-BufferBottleneck withLogic-EnhancedMemories

Nov. 1992 J. Poulton

USA

GraphicsWorkstations: AEuropeanPerspective

Mar. 1991KenRobinson, etal.

91-103

USA

Developing the GXGraphicsAccelerator - HighLevel graphics onentry-levelworkstationsbecome practicalwith this newapproach toacceleration

Feb. 1990Curtis R.Priem

44-54

USAAn Implenenter'sView of PHIGS

Feb-86Salim S. Abi-Ezzi

- 7 -

USA

3D System - PEX:A Network-Transparent 3DGraphics System

1989Randi J. Rost

et al.14-26

USA

Window ClippingMethods inGraphicsAccelerators

May. 1991 David Pinedo 75-84

SpainObject-orientedGraphics in APL2

July 1992ManuelAlfonseca

USA

PLG: A GraphicsPackage forProducing Three-DimensionalHierarchicalGraphics onPersonalComputers

Nov-93 Mitchell Krell

USA

An Object-OrientnedFramework forGraphicalProgramming

Mar. 1986Stephen P.Reiss

49-57

USA

Developing aGUIDE UsingObject-OrientedProgramming

1991Joseph A.Konstan

75-88

USALeo: A System forCost Efferctive 3DShaded Graphics

August 1-6,1993

Michael F.Deering et al.

101-108

USA

PHIGS+ FunctionalDescriptionRevision 3.0 -Computer Graphicsv22, n3

Jul. 1988Andries vanDam

125-217

USAObject OrientedDesign withApplications

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