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Introduction to performance management framework in public service

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  • 1. GTI - MombasaSenior Management CoursesIntroduction to Performance Management Frameworkin Public Service Gabriel Lubale Phone: 0726 934441

2. Objectives To explain the concept ofperformance managementframework in the public service. To discuss the challenges facingimplementation of PMF in thePublic Service. To highlight the achievements /Milestones of PMF.2 Copyright 2012 www.gabriellubale.com 3. THEORETIC FRAMEWORK FORPERFORMANCE MANAGEMENT 4. ManagementPlanning, Organizing, Staffing, Directing, Controlling, Re-engineering and Budgeting (POSDCORB)Human Resource Management Human Resource Information Systems (HRIS), Recruitment and selection, Training and Development, Performance management, Succession Management, Human Resource Planning,Employee Relations, Employee Communication and Counseling, Compensation and Benefits Performance ManagementEconomic PoliciesResult - Based Management Copyright 2012 www.gabriellubale.comPerformance Contracting, Rapid4Results Initiative and PAS 5. THEORETIC FRAMEWORK FORPERFORMANCE MANAGEMENT Definition - Performance This is when an employee accomplishes duties and produces an outcome a specified job or activity or task during a specific time.5 Copyright 2012 www.gabriellubale.com 6. THEORETIC FRAMEWORK FORPERFORMANCE MANAGEMENT CONTD Definition Performance Management This is the total system of gathering information on performance, Reviewing/evaluating performance against the set standards, providing feedback to the individual employees, Storing information to improve institutional effectiveness.6 Copyright 2012 www.gabriellubale.com 7. THEORETIC FRAMEWORK FORPERFORMANCE MANAGEMENT CONTD To Introduce and manage a systematic process for improving organizational performance by developing the performance of individuals and teams.7 Copyright 2012 www.gabriellubale.com 8. THEORETIC FRAMEWORK FORPERFORMANCE MANAGEMENT CONTD Purposes of Performance Management 1.Obtain better results from the organization, teams and individuals by understanding and managing performance within an agreed framework of planned goals, standards and competency requirements. 2.Establish shared understanding of what is to be achieved. Manage and develop people in a way that ensures that it will be achieved. 3.Align individual objectives to organizational objectives and ensure that individuals uphold corporate core values. 4.Act as a lever for change.8 Copyright 2012 www.gabriellubale.com 9. Characteristics of PerformanceManagement9 Copyright 2012 www.gabriellubale.com 10. The Incidence and the Features in Performance Management Performance review Objective setting Performance Management covers all jobs Personal development plans Performance improvement plans Performance Management in place for more than 5 years 360-degree feedback Competence Values Real-time reporting10 Copyright 2012 www.gabriellubale.com 11. The Key Questions for Performance Management 1.What do we mean by performance? 2.How can we identify good or poor performance? 3.How can we establish the cause of good or poor performance? 4.How can we motivate people to perform well? 5.How do we deal with underperformers? 6.How can we do all this fairly and consistently? 7.How do we achieve commitment from all the stakeholders?11 Copyright 2012 www.gabriellubale.com 12. Performance Management Processes12 Copyright 2012 www.gabriellubale.com 13. Performance Management Processes contd13 Copyright 2012 www.gabriellubale.com 14. Managing High Performing Organizations14 Copyright 2012 www.gabriellubale.com 15. APPLICATION FRAMEWORK FORPERFORMANCE MANAGEMENT 16. APPLICATION FRAMEWORK FOR PERFORMANCE MANAGEMENTDefinitionPerformance ManagementThe Public Service Commission of Kenya (PSC-K) in2006 publication - Human Resource Audit Manual.(PSC-K) lists Performance management (PM)including Performance appraisal as a function ofHRM. The other functions of HRM are HumanResource Information Systems (HRIS), Recruitmentand selection, Training and development, Successionmanagement, Harmonizing skills and functions,Human resource planning, Employee relations,Employee communication and counseling, Salaryadministration Management of change Compensationand benefits.16 Copyright 2012 www.gabriellubale.com 17. APPLICATION FRAMEWORK FOR PERFORMANCE MANAGEMENT Performance Management: Economic policies and Implementation methodologies Performance Management in the Public Service is anchored in the National Economic Blue Prints. The current is Kenya Vision 2030 and the proceeding was known as Economic Recovery Strategy (ERS) for Wealth creation and Employment. ERS was implemented from 2003 to 2007. In 2002 General Elections President Mwai Kibaki vied on National Rainbow Coalition (NARC) and was elected for a term of five years, which brought to an end the supremacy of the KANU, after being in power for 40 years without any interruption. Kenya Vision 2030 is implemented in17 Copyright 2012 www.gabriellubale.com 5-years phases. We are in first phase 2008-2012. 18. APPLICATION FRAMEWORK FOR PERFORMANCE MANAGEMENTResult-Based ManagementResult-Based Management (RBM) is thefoundation of Performance management inthe public service. RBM is defined as aparticipatory team based approach designedto achieve defined results by improvingprogramme and management efficiency,effectiveness, accountability andtransparency.(RBM Guide, Kenya 2005).18 Copyright 2012 www.gabriellubale.com 19. APPLICATION FRAMEWORK FOR PERFORMANCE MANAGEMENTThe RBM policy framework in Kenya is based onprinciples derived from benchmarking with theCanadian and Swedish RBM models. CanadianInternational Development Agency (CIDA). CIDAdefined RBM as design to improve managementeffectiveness and accountability by involving keystakeholders in refining realistic expected results,assessing and monitoring progress towardsachievement of expected results, integrating lessonslearned into management decisions and reporting onperformance.(CIDA 1996).19 Copyright 2012 www.gabriellubale.com 20. APPLICATION FRAMEWORK FOR PERFORMANCE MANAGEMENTThe three Levels of Results for are Outputs(Deliverables), Outcomes (Effects) and Impact. Thesepresented as a result chain.20 Copyright 2012 www.gabriellubale.com 21. APPLICATION FRAMEWORK FOR PERFORMANCE MANAGEMENTResult-Based Management: implementationmethodologies RRI, P.C. and PASRapid Results Initiative (RRI), PerformanceContracting (P.C.) and Performance Appraisal System(PAS) provide a structured methodology for buildingand practicing Results Based Management (RBM).This methodology was required for successfulimplementation of the Economic Recovery Strategyfor Wealth Creation and Employment (ERS) by thePublic Service. It is also required now us weimplement the Kenya Vision 2030.21 Copyright 2012 www.gabriellubale.com 22. APPLICATION FRAMEWORK FOR PERFORMANCE MANAGEMENTResult-Based Management: implementation methodologies RRI, P.C. and PASRRI or Rapid Results Approach (RRA) is a results-focusedlearning process aimed at jump-starting major change efforts andenhancing implementation capacity. RRI tackles large-scalemedium and long term change efforts through a series of small-scale, results-producing and momentum-building initiatives. It thepower behind the approach is that stimulates group adrenalinwhich is vital in overcoming inertia in 100 days!Performance Contracting is a management tool for ensuringaccountability for results by public officials, because it measuresthe extent to which targeted results are achieved. After 12months since the Public official signed the negotiatedagreement.22 Copyright 2012 www.gabriellubale.com 23. Achievements / key milestones afterImplementation of Performance Management 24. Results24 Copyright 2012 www.gabriellubale.com 25. Results . contd25 Copyright 2012 www.gabriellubale.com 26. Achievements / key milestones1. Gained Political support from the highest offices.2. released Sector Performance Standards and benchmarked against Key Results Areas for the various sectors of the economy. It includes expected outcomes, performance levels, bases for strategic plans development.3. Engaged in driving achievement of flagship Kenya Vision 2030 projects e.g. Konza ICT City, the Lamu Port and Transport Corridor.4. rolled out an Information, Education and Communication (IEC) Strategy e.g. Service Charter.5. integrated the work of the Performance Contracting Department with that of the Commission on Administrative Justice and the Ethics and Anti - Corruption Commission for the purpose of enhancing service delivery e.g. Judiciary Week etc.26 Copyright 2012 www.gabriellubale.com 27. Achievements / key milestones contd6. On the verge to bring on board theremaining arms the Government (Judiciaryand Parliament). 7. Simplified and made more user friendlythe performance evaluation methodology.The evaluation methodology hasprogressed to an extent that it is almostwholly web-based. Public institutions arenow able to access the automatedprocessing IT platform and carry out in-house evaluation .27 Copyright 2012 www.gabriellubale.com 8. kept pace with global developments in 28. Achievements / key milestones contd9. Kenya is the leader of Performance contracting system. This is management accountability framework that has been tested and recognized in Africa. Tanzania, Uganda, Sierra Leone, and Nigeria seeking assisted to follow us. 10. Kenya is lead champion in the implementation of a Performance Management, Monitoring and Measurement guide in the Continent under the auspices of the Conference of Copyright 2012 www.gabriellubale.com28 African Ministers of Public Service chaired 29. Challenges facing theImplementation of Performance Management 30. Challenges incidences in FY 2010/111The two corporations did not give any crediblereasons for failing to yield to evaluation as is therequirement for all public agencies.1. University of Nairobi Enterprise Services.2. Media Council of Kenya.The defaulting Local Authorities are:1. Homa Bay Municipal Council.2. Tabaka Town Council. A visit to Tabaka TownCouncil by the external evaluators prior to theevaluation exercise encountered a deserted station,save for a security guard.30 Copyright 2012 www.gabriellubale.com 31. Challenges incidences in FY 2010/111The following six (6) State Corporations did not signPerformance Contracts.1. Kenya Institute of Supplies Management.2. Policy Holders Compensation Fund.3. Anti-Counterfeit Agency.4. National Council for Law Reporting.5. Witness Protection Agency.6. Kenya Sisal Board.31 Copyright 2012 www.gabriellubale.com 32. Big QuestionIs failure to signperformance contractand/or to submitperformance reports forevaluation is a flagrantform of impunity?32 Copyright 2012 www.gabriellubale.com 33. Challenges i.Lack of sensitization. ii. lack of resources as well as late release of funds. iii.sabotage by the Stakeholders. e.g. public banking and investment sectors.33 Copyright 2012 www.gabriellubale.com 34. Challenges contd iv. lack of a well thought-out reward system for the best performers by the Government.v. To fulfill the requirements of the constitution, mainly the devolvement of the system to serve County Governments, and the imminent extension to the other two arms of the government - the Judiciary and the Parliament.vi.To expand from the tertiary sector to34 Copyright 2012 www.gabriellubale.com cover all manner of public agencies in 35. Questions and Comments35 Copyright 2012 www.gabriellubale.com