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Comparison and overlap between trademark and design rights and the
protection by unfair competition rules
Presentation for IBA Conference, European Forum
Dr. Jürgen Brandstätter
Auckland, October 28th, 2004
Reference texts trademarks and designs
• First Council Directive 89/104/EEC of 21 December 1988 to approximate the laws of the member states relating to trademarks (Trademark directive - “TMD”)
• Directive 98/71/EC of the European Parliament and of the Council of 13 October 1998 on the legal protection of designs (Design directive - “DD”)
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Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
I.
WHAT KIND OF CREATION IS PROTECTABLE AS TRADEMARK OR
DESIGN? THE “PHYSICAL REQUIREMENTS”
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Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
Trademarks:
Article 2 TMD - Signs of which a trade mark may consistA trade mark may consist of any sign capable of being represented graphically, particularly words, including personal names, designs, letters, numerals, the shape of goods or of their packaging, provided that such signs are capable of distinguishing the goods or services of one undertaking from those of other undertakings.
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Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
Capability of graphical representation
Article 2 TMD mentions (not exhaustively!):• words• letters• numerals• designs• shape of goods• packaging 5
Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
• Colours? Even if they are abstract? The ECJ says basically yes (For the conditions of protections see ECJ C-104/01 “Libertel”)
• Sounds? Yes, if graphic representation is possible (See for the necessary requirements of graphical representation of music OHIM 4th BoA R 781/1999 “Roar of a Lion”)
• Smells? Still not, as no unambiguous graphic representation is possible for the moment but this may change in the future (See ECJ C-273/00)
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Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
Design:
Article 1(a) DD
“Design” means appearance of the whole or a part of a product resulting from the features of, in particular, the lines, contours, colours, shape, texture and/or materials and/or materials of the product itself and/or its ornamentation.
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Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
• appearance of a product
• corporal relation to the product, solid state of aggregation
• NO design protection for Music, Sounds and Smells
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Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
II.
“NON-PHYSICAL“ REQUIREMENTS FOR PROTECTION
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Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
Trademark:
beside formal and “physical” requirements,
absolute grounds for refusal have to be examined
• ex officio• a priori
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Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
• lack of distinctiveness (Art. 2 second subset, Art. 3(1)(b) TMD)
• descriptiveness (Art. 3 (1)(c) TMD)• sign consist exclusively of the shape which results
from the nature of the goods or which is necessary to obtain a technical result or which gives substantial value to the good (Art 3 (1)(e) TMD)
• contrary to public policy or to morality (Art. 3 (1)(f) TMD)
• nature as to deceive the public (Art. 3 (1)(g) TMD)• containing public emblems without authorization
(Art. 3 (1)(h) TMD)11
Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
Design:
ex officio and a priori examination only for
• formal requirements• physical design requirements• Contrariety to public policy and morality
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Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
Reasons for invalidity (a posteriori!)
lack of
• individual character• novelty
-> design registration is quicker!
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Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
III.
DISTINCTIVE AND INDIVIDUAL CHARACTER
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Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
Individual Character15
Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
Distinctive Character16
Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
Distinctive Character
• enables the consumer to distinguish the goods or services of one undertaking from those of other undertakings
• indication of origin
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Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
Individual Character
• design contains visible and original, non-functional elements
• indication of origin not necessary
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Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
Overlap of protection?
• all designs that may be registered trademarks may also be registered as a design but not vice-versa
-> overlap of between trademark and design protection regarding appearances of products with distinctive character
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Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
IV. SCOPE OF TRADEMARK AND
DESIGN PROTECTION
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Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
Trademark:
Article 5 TMDRights conferred by a trade mark
1. The registered trade mark shall confer on the proprietor exclusive rights therein. The proprietor shall be entitled to prevent all third parties not having his consent from using in the course of trade:
Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
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(a) any sign which is identical with the trade mark in relation to goods or services which are identical with those for which the trade mark is registered;
(b) any sign where, because of its identity with, or similarity to, the trade mark and the identity or similarity of the goods or services covered by the trade mark and the sign, there exists a likelihood of confusion on the part of the public, which includes the likelihood of association between the sign and the trade mark.
…..
Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
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3. The following, inter alia, may be prohibited under paragraphs l and 2:
(a) affixing the sign to the goods or to the packaging thereof;
(b) offering the goods, or putting them on the market or stocking them for these purposes under that sign, or offering or supplying services thereunder;
(c) importing or exporting the goods under the sign; (d) using the sign on business papers and in advertising.
Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
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Design:
Article 9 DD Scope of protection
1. The scope of the protection conferred by a design right shall include any design which does not
produce on the informed user a different overall impression (…)
Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
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Article 12 DD
Rights conferred by the design right
1. The registration of a design shall confer on its holder the exclusive right to use it and to prevent any third party not having his consent from using it. The aforementioned use shall cover, in particular, the making, offering, putting on the market, importing, exporting or using of a product in which the design is incorporated or to which it is applied, or stocking such a product for those purposes. (….)
Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
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Both rights are….
• exclusive right• pre-requisites for exclusion by the elder right provided
by Article 5 TMD and Article 9 and 12 DD are very similar:
• Design: “do not produce a different overall impression” to the “informed user”
• Trademark “likelihood of confusion” by the “public”-> big differences?
Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
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The differences that makes the trademark really stronger than the design:
• Trademark: basically temporary unlimited protection • Design: maximum protection period of 25 years • Trademark: scope of protection may grow according to
use on the market (dynamic right)• Design: Scope of protection does not depend on use
(static right)
Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
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V.
PROTECTION BY UNFAIR COMPETITION RULES
Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
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Austrian Act against Unfair Competition
Gesetz gegen den unlauteren Wettbewerb – UWG
• Art. 9 UWG protection of distinctive business signs
• Art. 1 UWG “blanket clause”: forbids any commercial activity infringing morality
Presentation for IBA ConferenceDr. Jürgen BrandstätterAuckland, October 28th, 2004
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Thank you for your attention!
www.fdblawyers.com
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