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The “Safety Journey” an air industry perspective Patrick Murray Director Griffith University Aerospace Strategic Study Centre Aerospace Strategic Study Centre “Safety Through Education and Research”

Patrick Murray

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Professor Patrick Murray, Director, Aerospace Strategic Study Centre, Griffith Aviation delivered this presentation at Rail Safety 2012. For more information on the annual conference, please visit www.railsafetyconference.com.au.

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Page 1: Patrick Murray

The “Safety Journey”

an air industry perspective

Patrick MurrayDirector

Griffith University Aerospace Strategic Study Centre

Aerospace Strategic Study Centre“Safety Through Education and Research”

Page 2: Patrick Murray

Thank You

[email protected]

Thanks and acknowledgement

to:

•CASA

•Flight Global ACAS

•IATA

•ICAO

•University of Texas (HFRP)

•The LOSA Collaborative

Aerospace Strategic Study Centre“Safety Through Education and Research”

[email protected] www.griffith.edu.au/aviation

Page 3: Patrick Murray

Air Transport / Rail

Complex socio – technical systems

Passenger & freight transport

Vital part of national infrastructure

Transition from Government – private ownership

High reliability systems

Large investments in Safety

Inherently dynamic (unstable) system

Aerospace Strategic Study Centre“Safety Through Education and Research”

Page 4: Patrick Murray

Human Beings are involved

at all levels of the system

Page 5: Patrick Murray

Scope

Safety in high reliability systems

Risk in airline operations

Airline safety trends

The “safety journey”

New paradigms (or old wine in new bottles)?

Aerospace Strategic Study Centre“Safety Through Education and Research”

Page 6: Patrick Murray

How do we measure Safety?

The absence of accidents ?

The presence of a Safety Management System ?

Does an increase in reported incidents show:

• A decrease in safety?

• An improvement in safety (better reporting culture)?

Regulatory compliance = safety?

Can organisations be compared?

Aerospace Strategic Study Centre“Safety Through Education and Research”

Page 7: Patrick Murray

The Issue

• Accident risk :

» Extremely high consequence

» Extremely low frequency

= Extreme Risk(but very difficult to measure and manage)

Aerospace Strategic Study Centre“Safety Through Education and Research”

Page 8: Patrick Murray

No system

beyond this

point

10-2

10-3

10-4

10-5

10-6

Civil Airlines

Nuclear Industry

Railways (First World)

Charter

FlightsHymalaya

mountaineering

Road Safety

Anesthesiology

Blood transfusion

Professional Fishing

Crop spraying

Very unsafe Ultra safe

Medical risk

average

Chemical Industry (total)

Helicopters

10-1

Tubes/metros

Relative system safety

Aerospace Strategic Study Centre“Safety Through Education and Research”

Risk of Fatality

Surgery

Adapted from

Rene Almaberti 2006

Page 9: Patrick Murray

10-2 10-3 10-4 10-5 10-6

The story of the

next accident will

be a repeat of

previous accidents

The story of the next

accident is a

combination of parts of

previous accidents or

incidents, in particular

using the same

precursors

The next accident is

an original story and

context never seen

before together.

Decomposition of

the story may reveal

a series of already

seen micro incidents,

but for the most

part, not previously

considered as

consequential

Aerospace Strategic Study Centre“Safety Through Education and Research”

Page 10: Patrick Murray

40’s-70’s Reducing pilot workload

70’s-90’s Improving situational awareness / CRM

90’s- Promoting organisational safety / QA

Mid 90’s- understanding human error / culture

Next challenge : Improving resilience ??

The Long and Winding Road

Aerospace Strategic Study Centre“Safety Through Education and Research”

Page 11: Patrick Murray

Griffith Aerospace Safety Centre

Aerospace Strategic Study Centre“Safety Through Education and Research”

Everyone makes errors

Page 12: Patrick Murray

The ubiquity of human error...

Griffith Aerospace Safety Centre

Aerospace Strategic Study Centre“Safety Through Education and Research”

If we really accept that errors will always be a

part of the human condition - perhaps even a by

- product of that ingenuity and resilience that

only human beings exhibit....

...then it is only by analysis of these errors

(ingenuity?) and the surrounding context can we

move to the next frontier in safety....

Page 13: Patrick Murray

Safety Management

System Data Sources

Normal Operations

Monitoring

Flight Data

Analysis

Voluntary

Reporting

Page 14: Patrick Murray

Predictive Proactive Reactive

Highly efficient More efficient Efficient

Safety management potential

Reactive

Inefficient

Surveys

Audits Incident

Reports

Accidentreports

Normal Operations

Normal Operations Monitoring

Safety management instruments

Aerospace Strategic Study Centre“Safety Through Education and Research”

Page 15: Patrick Murray

ACCIDENTS &

INCIDENTS

UNREPORTED

OCCURRENCES

•Loukopoulos/Dismukes, 2002, NASA

Aerospace Strategic Study Centre“Safety Through Education and Research”

Page 16: Patrick Murray

• LOSA formally endorsed by ICAO as an industry best practice for monitoring normal operations

• ICAO Doc 9803 (LOSA) published in 2002

Aerospace Strategic Study Centre“Safety Through Education and Research”

Page 17: Patrick Murray

Flight deck observations by trained and

calibrated observers

• No jeopardy to crew

• All data de-identified & confidential

• Significant data cleaning to remove “noise”

• Report on:

Specific threat environment

Nature and prevalence of errors

Threat and error management by crews

Methodology

Aerospace Strategic Study Centre“Safety Through Education and Research”

Page 18: Patrick Murray

Intentional non – compliance

40+ Airlines / 9,000+ flights

Approx 28% of all errors were

associated with

Intentional non - compliance

Aerospace Strategic Study Centre“Safety Through Education and Research”

Page 19: Patrick Murray

Why do violations occur?

A culture where getting the job done is more

important than safety?

Unworkable rules and procedures?

Personnel using „short-cuts‟ and „work-arounds‟ to

achieve organisational goals

Are we suppressing human ingenuity?

Aerospace Strategic Study Centre“Safety Through Education and Research”

Page 20: Patrick Murray

VIOLATION or “Getting the job done” ?

Page 21: Patrick Murray

What is Culture?

“Values and practices that we share with others that help define us

as a group” .......“Who we think we are, what we believe in and

what is important to us”

(Prof Ashleigh Merritt - 1997)

“The way we do things around here”

(Anon)

“When I hear the word “culture”, I want to reach for my Luger”

(Reich Marshal Herman Goering 1936)

Aerospace Strategic Study Centre“Safety Through Education and Research”

“The way we do things around here -

when no-one is watching”!

Page 22: Patrick Murray

My suggestions about safety would be acted

upon if I expressed them to management.

Safety

Culture

The managers in Flight Operations listen to us

and care about our concerns.

Management will never compromise

safety concerns for profitability•.

I am encouraged by to report any unsafe

conditions I observe.

I know the proper channels

to report my safety concerns.

I am satisfied with Chief Pilot and

Assistant Chief Pilot availability.

Safety Culture Survey Questions

Aerospace Strategic Study Centre“Safety Through Education and Research”

Page 23: Patrick Murray

% Crews with an Undesired State

14%

54%67%

01020304050

60708090

100

Low Safety Culture

Crews

Avg Safety Culture

Crews

High Safety Culture

Crews

Sc

ale

0-1

00

Base

Rate

Aerospace Strategic Study Centre“Safety Through Education and Research”

Safety culture and crew performance

Page 24: Patrick Murray

PATHOLOGICAL

Who cares as long as

we’re not caught

Organisational and

Individual Trust

Organisational

Openness and

Communication

-REACTIVE

Safety is important when

we have an accident

PROACTIVE

We fix problems that we

find

CALCULATIVE

We have systems in place

to manage hazards

GENERATIVE

Safety is fully integrated

into all operations

+

-

+

Adapted from

Prof Patrick Hudson

Where is your

organisation ?

Page 25: Patrick Murray

Safety Culture

• The Columbia Space Shuttle

Accident Investigation Board found

that… NASA’s organisational

culture had as much to do with the

accident as the foam did…

Columbia Accident

Investigation Board

Report August

2003

Page 26: Patrick Murray

Have you ever wondered why you pay extra for

Business Class?

Page 27: Patrick Murray

Example of reactive safety management

Griffith Aerospace Safety Centre

Aircraft are certified (windshield, engines etc), to continue flying after an impact of any bird below4 lbs and multiple impacts of smaller birds

Resistance assessed by “chicken-guns”

But….Speed at impact too small in certification test36 species of bird weigh over 4 lbs in North America30% ingestion of birds weighing over 4 lbs (USA)

New regulation coming: >> 8 lbs

But geese may weigh over 15 lbs and fly in “squadrons” !!

Aerospace Strategic Study Centre“Safety Through Education and Research”

Page 28: Patrick Murray
Page 29: Patrick Murray

Proactive Safety – the next generation?

Griffith Aerospace Safety Centre

If we only look at the future in the light of the past……

….our understanding of what has happened inevitably

colours our anticipation and preparation for what

could go wrong and thereby holds back the requisite

imagination that is essential for safety

The next generation of safety will be organisations,

groups and individuals who are resilient ….

…..recognise, adapt to and absorb variations, changes,

disturbances, disruptions, and surprises – especially

disruptions that fall outside of the set of disturbances

the system is designed to handle

Aerospace Strategic Study Centre“Safety Through Education and Research”

Page 30: Patrick Murray

Improving Safety

• Management and union leadership demonstrate

commitment to safety

• Understanding and applying the „safety balance‟ of

production versus safety

• Integrated application of risk management principles

– By operators

– By regulators

• Risk (not compliance) based investigations

• Fair and accountable safety processes

“A Just Culture” ?

Page 31: Patrick Murray

Thank You

[email protected]

Thanks and acknowledgement

to:

•CASA

•Flight Global ACAS

•IATA

•ICAO

•University of Texas (HFRP)

•The LOSA Collaborative

Aerospace Strategic Study Centre“Safety Through Education and Research”

[email protected] www.griffith.edu.au/aviation